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Rosalio, Y Lasa
Science and Spiritual Quest 2008, pp.1 1-19
Epistemology of the Exact Science(s):
Mathematical Knowledge vis-a-vis Spiritual
Knowledge
Héctor Rosario
Department of Mathematical Sciences
University of Puerto Rico, Puerto Rico
Abstract
This manuscript explores epistemologies of mathematical and spiritual knowledge.
It embodies a critique of the categorical error in mathematics that logical truth is
absolute in its inferred unification of mind and spirit.
| validate trans-rational
approaches toward spiritual truth as distinct from the truth statements of
mathematical logic.
1. Introduction
In 1930 the preeminent logician of the 20” century, Kurt Gödel, presented results
stemming
from
his
doctoral
dissertation
at
the
second
conference
on
Epistemology of the Exact Sciences in Königsberg. Gödel startled the audience
with what came to be known as Gödel's First Incompleteness Theorem. This
result, coupled with the Second Incompleteness Theorem presented in 1931, is
sometimes referred to as Gédel’s Theorem. Unfortunately, it has become one of
the
most
(mis)quoted
mathematical
results
in
philosophical
and
religious
discourse. Logician Torkel Franzén has aptly demystified these misconceptions in
Gédel’s
Theorem: An
Incomplete
Guide
to
Its
Use and Abuse
[1].
The
misunderstanding primarily springs from applying technical terms in mathematical
logic — like “formal system” and “incomplete” — to similar terms in colloquial
language. This is further aggravated by a misplaced faith in mathematical
knowledge as absolute and eternal. Such mentality worships logical truth as divine
and numbers as uncreated entities. This is
the Pythagorean religion to which many
mathematicians
adhere.
Nevertheless,
FR
[Gôdels Theorem] has
become one of the most
(mis) quote d
mathematical
M
¡o Dr = | well as | results in philosophical
nowledge about the physical word, is | and religious discourse.
insufficient
knowledge.
in
the
pursuit
spiritual
Seite 2
Im PDF ansehen(öffnet in einem neuen Fenster)2. Definitions
To advance my thesis I must clarify what I mean by “spiritual knowledge,” but first
allow me to clarify other terms. Epistemology is the branch of philosophy
concerned with the nature and limitations of knowledge, whereas “exact sciences”
refer to mathematical or deductive sciences. To paraphrase Tarski – the other
th
great logician of the 20 century – every mathematical science is a deductive
science and every deductive science is a mathematical science [2]. Thus, an
epistemology of mathematical sciences attempts to understand the processes of
knowledge acquisition within those realms.
Spirituality, on the other hand, is concerned with matters regarding the purpose of
humans as entities with unique relationships
Spirituality, on the other
to the Divine. Spirituality also implies a
hand, is concerned with
separation between body and spirit. An
matters
regarding
the
epistemology of spirituality, or a spiritual
purpose
of
humans
as
epistemology, attempts to describe the
entities
with
unique
ways in which spiritual knowledge is
relationships to the Divine.
obtained. Both the mathematical sciences
and spirituality aim at the acquisition of knowledge, and both attempt to predict the
outcome of events provided certain conditions are met. But the nature of those two
types of knowledge is distinct. Let us examine them more closely.
Spiritual knowledge is defined herein as absolute and objective knowledge about
who we are and what our relationship with other entities is, in particular, our
relationship with a Higher Being. In addition, knowledge that allows us to realize
the meaning of existence as eternal spiritual entities, knowledge that allows us to
transcend suffering, and knowledge that allows us to understand death, will be
considered spiritual knowledge in this discourse. The effects of this knowledge on
its possessors are seen in the qualities these individuals develop, like humility,
compassion, tolerance, truthfulness, and forgiveness. The degree to which these
qualities are present in an individual show the degree of that person’s spiritual
advancement.
An opponent may concede that under this definition, mathematical knowledge is
not spiritual since the cultivation of virtues or the exploration of the afterlife are
independent of mathematical activity. Yet, I am interested in having colleagues
consider that they might be in illusion if they think that either mathematics or
Seite 3
Im PDF ansehen(öffnet in einem neuen Fenster)science will reveal to them spiritual realities, or that such knowledge will make
them more humble, tolerant, and forgiving – not as mere accidents – but as the
mathematical sciences’ reason for being.
3. The Pythagorean religion
Princeton mathematician Edward Nelson – a devout Christian – has labeled the
Platonic view of numbers as the “Pythagorean religion,” asserting that Plato’s
understanding and appreciation of mathematics was heavily influenced by the
Pythagoreans [3]. Yet, “like an underground religion, it is observed in private and
rarely mentioned in public” [4].
For Pythagoreans – inventors of numbers and other curiosities – numbers are
uncreated: the source of all that is in the world. But if numbers are uncreated, then
they are divine, and thus on a par with God in the polytheistic pantheon of
mathematics. As a monotheist,
“Why do we mathematicians,
Nelson rejects this idea. Suppose
makers like poets and musicians,
now that numbers are created by a
describe what we do as discovery
Higher Being. Then their nature and
rather than invention? This is the
existence are dependent on the will
Pythagorean religion.”
of their Creator, who could have
- Edward Nelson
created them differently. He finds
this absurd. “What other possibility is there? Simply that numbers do not exist –
not until human beings make them” [3]. “Why do we mathematicians, makers like
poets and musicians, describe what we do as discovery rather than invention?
This is the Pythagorean religion” [3].
4. Epistemology of mathematics
How mathematical knowledge is obtained is a highly debated topic far from being
resolved. A primary reason for the debate lies in the conflicting philosophies of
mathematics. There are three competing views in the philosophy of mathematics,
with an emerging fourth that attempts to reconcile those three. Any ostensible
epistemology of mathematics must conform to one of these philosophies, since
mathematicians tend to be passionate (albeit covertly) about their views, which
casts a shadow over the allegedly objective nature of their discipline.
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Im PDF ansehen(öffnet in einem neuen Fenster)Platonic (Classical) view
This predominating view is generally attributed to Plato, although as intimated
earlier, it goes back to the Pythagorean Brotherhood. It boasts among its most
faithful believers the likes of Bertrand Russell and Kurt Gödel. In this classical
view, mathematical objects have a pure existence in a Platonic world of ideas.
Humans can only access that knowledge, but never create it, since Platonists
believe that mathematical objects exist
Platonists believe that
independently of the human mind. For
mathematical
objects
instance, there are many theorems in
exist independently of the
classical
mathematics
where
one
human mind.
demonstrates – by contradiction – that the
assumption that all objects fail to have a property is false, and hence there must
exist at least one object with the property, even if there is no method for
constructing that object [3]. This faith in the existence of mathematical objects with
no idea on how to construct them led to the rise of a contending philosophy of
mathematics: intuitionism.
Intuitionist view
th
During the late 19 century, L.E.J. Brouwer launched an attack against the
classical view of mathematics and demanded that it was not enough to claim that
an object existed, but that one needed to be able to construct such an object.
David Hilbert vigorously assailed this position – masquerading as a formalist – and
a long debate ensued. According to Nelson, both Brouwer and Hilbert, along with
their followers, failed to understand a short result of Gödel’s from 1933, in which
he showed that the intuitionist view was just an extension rather than a restriction
of classical mathematics [3]. Gödel proved that “what Brouwer really did was
extend classical mathematics by the creation of two new logical operators: the
constructive there exists and the constructive or, stronger than their classical
counterparts” [6]. But unfortunately, Gödel’s result continues to be ignored by
many a philosopher immersed in this dispute.
Formalist view
To the formalist, a mathematical formula does not denote anything in particular. It
is simply a string of symbols that follow a strict set of rules. A mathematician’s job
is to construct proofs – or concatenate formulas – that speak of nothing but
themselves. Here semantics is sharply distinguished from syntax. This distinction
propelled the development of mathematical logic since George Boole by making it
possible to surmount difficulties that Aristotelian logic was inadequate to confront.
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Im PDF ansehen(öffnet in einem neuen Fenster)As intimated above, David Hilbert
“Formalism denies the relevance
portrayed himself as a formalist,
of truth to mathematics.”
although he seems to have adopted
- Edward Nelson
this view as a way to combat
Brouwer’s intuitionism. This in no
way diminishes Hilbert’s great contributions to the advancement of knowledge in
the foundations of mathematics, but his thoughts on Georg Cantor’s Set Theory
are revealing: “No one shall expel us from the paradise that Cantor has created for
us” [6]. Although Hilbert attributes creation to Cantor, his religious and romantic
wording closely resembles that of a classicist. Besides, Hilbert appears to have
faith in mathematical truth, something irrelevant to the formalist. I quote from
Nelson,
Formalism denies the relevance of truth to mathematics. But, one might
object, mathematics works – the evidence is all around us. Does this not
imply that there is truth in mathematics? Not in the slightest. Suppose we
find a primitive people, or an advanced people, but a people with a
worldview utterly alien to ours, who have an herb that is quite effective for
a certain illness. They explain its efficacy in terms of the divine action of
the shuki on the body’s okrus. We find that the herb is equally effective in
our society. How much evidence does this provide for belief in the shuki?
None at all. The syntax is correct; the semantics is irrelevant. So it is with
mathematics. It works. But this is no evidence whatsoever that the religion
of mathematics has any truth in it [3].
Humanistic view
The last view, first expounded by Philip Davis and Reuben Hersh in The
Mathematical Experience over two decades ago – and by William Byers in the
recently released How Mathematicians Think – attempts to harmonize the other
three views by taking into account the human aspect of mathematics. Regardless
of whether mathematical truth is objective or not, the fact remains that – as far as
we know – only humans have the capacity to develop it, enjoy it, and understand
it. Therefore, any philosophy of mathematics, according to them, must deal with
the creative processes involved in the doing and understanding of mathematics.
That might have something more revealing to teach us about the human condition
itself. Nevertheless, I have come to the conclusion that the humanistic approach is
contained in formalism – not as portrayed by Hilbert – but as espoused by Nelson.
For instance,
Seite 6
Im PDF ansehen(öffnet in einem neuen Fenster)However much amplification the following description of truth may require,
truth is a correspondence between a linguistic formulation and reality. My
claim is that there is no Platonic reality underlying mathematics;
mathematicians prove theorems, but the theorems are not about anything.
This is how mathematics differs
“My claim is that there is no
profoundly
from
science.
Platonic reality underlying
Mathematicians
no
more
mathematics; mathematicians
discover theorems than the
prove
theorems, but the
sculptor discovers the sculpture
theorems
are not about
inside the stone. But unlike
anything.”
sculpting, our work is tightly
- Edward Nelson
constrained, both by the strict
requirements of syntax and by the collegial nature of the enterprise. This
is how mathematics differs profoundly from art.
To deny the cogency of the Platonic notion of truth in mathematics in no
way deprives mathematics of meaning. In mathematics, meaning is found
not in a cold, abstract, static world of Platonic ideas but in the human,
historical, collegial world of mathematicians and their work [6].
5. Epistemology of spiritual knowledge
I regard knowledge as either spiritual or non-spiritual. Non-spiritual knowledge
may be subtle – like understanding the intricacies of mathematical logic – or it may
be gross, like learning how to exploit other humans. Yet what is common between
the subtle and gross forms of non-spiritual knowledge is that they aim at gratifying
either mental or physical desires that go beyond the basic psychological or
biological needs. Spiritual knowledge, on the other hand, aims at understanding
our existence as eternal souls – not out of curiosity – but as a natural urge of
being human.
Spirituality is better seen in a mystic light. Mysticism, from the Greek word
mystikos (an initiate), is the pursuit of a direct experience with the Divine. It seeks
awareness into the mysteries of life and death, happiness and sorrow, truth and
untruth. Zoroastrians and Hellenistic Greeks, Jews and Romans, Christians and
Muslims, Mayans and Incas, Hindus and Buddhists – and probably every religion
in the world – have had mystical elements in their fold. I am not claiming that the
practice of these different traditions will foster the same experiences or that their
Seite 7
Im PDF ansehen(öffnet in einem neuen Fenster)ultimate goal is identical. I am simply noting that they have certain practices that
attempt to access the spiritual realm by using the mind and body in specific ways.
These might include meditation, music or dance, among others. Mystics, although
they respect rational discourse, are open to realities that transcend the rational
mind. In mathematics, however, the rational mind remains the ultimate criterion by
which knowledge is judged. Granted there are many divergent conclusions that
mystical traditions have between one another, but the root of these contradicting
views lies not in the unreliability of the
Spirituality is better seen in
mystic path as a legitimate medium for the
a mystic light.
transmission of spiritual knowledge, but in
the receivers themselves.
Consider the following analogy. If someone watches the evening news with an
improperly tuned TV or with a considerable amount of static in the signal, that
person might miss important words, like nouns or connectives. If the person is
questioned about a particular piece of news that was transmitted during that time,
he can only give incomplete information or guess the missing words, potentially
altering the facts. However, for one with a properly tuned TV, only dishonesty may
separate him from correctly transmitting the information. Certainly, the problem
worsens if one takes into account psychological factors in the processing of
information.
How to tune in one’s TV – that is, our body and mind – so that it can clearly and
unequivocally hear the sound emanating from the soul, is something that must be
learned from an experienced guide. Just as a novice surgeon will be ill-advised to
perform (and hopefully prohibited from performing) surgery without the guidance of
an expert physician, a novice spiritual seeker will be ill-advised to pursue the
spiritual path without assistance. But often we are too arrogant or too timid to
consider this alternative. Nevertheless, it is wise to look for help.
Spiritual knowledge dawns unannounced. Yet, the awakening of this innate
knowledge requires the pursuit of purity, truthfulness, and goodness. Since I was a
child, I had the conviction that perfected people existed – people fully aware of the
spiritual dimension who were without a trace of lust, anger or greed – even if I
never met them. This is where the spiritual epistemology becomes personal, as it
is with any philosophical search. It is up to us to search for those pure souls and
learn from them as much as we can. We may have one more day to live or fifty
years, but death is certain. Therefore, we must utilize our time wisely.
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Im PDF ansehen(öffnet in einem neuen Fenster)6. Mathematical/scientific knowledge and the spiritual quest
Scientists, particularly physicists, believe there are absolute laws controlling the
universe, although they concede that science can only give an approximation to
those laws. Classical mathematicians, on the other hand, are more audacious and
believe not only that there are laws
Equating mind with spirit,
governing a Platonic universe of mind,
many mathematicians make
but that they can access those truths
the fundamental mistake of
unequivocally by way of the deductive
taking
logical
truth
as
method. Equating mind with spirit, many
absolute.
mathematicians make the fundamental
mistake of taking logical truth as
absolute.
One may wonder what other legitimate path there is to access absolute truth, if the
exact sciences fail to deliver it. I reiterate: the mystic path. We will be at a loss to
reject the mystic path, especially for the pursuit of scientific knowledge. Scientific
or mathematical knowledge might satisfy some of our intellectual or practical
needs, but they will never satiate our need to understand the spiritual dimension.
Although the pursuit of scientific and mathematical knowledge can give an
indication of spiritual reality to the sincere seeker, this knowledge is ultimately
irrelevant in the spiritual quest. A common man or woman, with no specific training
in the mathematical sciences, can gain equal access to spiritual knowledge. This
is the true great equalizer, not mathematics. The only prerequisite is humility that
will lead one to surrender to the Divine or to his devoted adherents.
7. Conclusions
I have shared with you my realizations during the past few years, as I prepared to
write for this series of conferences. As a classical mathematician, I was first
ontologically inclined. This led me to write on Gödel’s rational theology in 2006. As
a formalist, I later became epistemologically inclined. This transition was seen in
the Vaishnava Ontological Argument last year, which was a parody of my
intellectual search. However, as part of my journey for spiritual realization, I have
forsaken both of those paths to cultivate profound experiences that transform the
way I live and that will impact the way I die. This is the path of the mystic. I invite
you to join the experience.
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Im PDF ansehen(öffnet in einem neuen Fenster)References
1. T. Franzén; Gödel’s Theorem: An Incomplete Guide to Its Use and Abuse,
A.K. Peters, Wellesley, 2005.
2. A. Tarski; Introduction to Logic and to the Methodology of Deductive Sciences,
Fourth Edition, Oxford University Press, New York, 1994.
3. E.
Nelson;
“Confessions
from
an
Apostate
Mathematician,”
http://www.math.princeton.edu/~nelson/, 2000.
4. P.J. Davis, R. Hersh; The Mathematical Experience, Houghton Mifflin
Company, Boston, 1999, p.339.
5. W. Byers; How Mathematicians Think, Princeton University Press, Princeton,
2007.
6. E. Nelson; “Mathematics and Faith,” http://www.math.princeton.edu/~nelson/,
1999.
About the Author
Dr. Héctor Rosario is an associate professor of mathematics
at the University of Puerto Rico, Mayagüez Campus. He
obtained his Ph.D. from Columbia University in New York City
in 2003. He lives with his wife and children trying to foster a
spiritual atmosphere at home.