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AmuIx, Vol. 35, Part 1, March 1998
PYTHAGOREAN THEORY AND DIONYSIAN PRACTICE: THE CULTIC \ 632 ed
AND PRACTICAL BACKGROUND TO CHEMICAL EXPERIMENTATION
IN HELLENISTIC EGYPT**
Wi
\LSoN „ca.
PYTHAGOREAN
THEORY AND
DIONYSIAN
PRACTICE
kai Mustika point to a Greek origin, not only for the recipes and the
technology, but also for the underlying system of beliefs about the nature of
matter and for the cultic connection between the experiments and the fate of
the soul.
By C. ANNE WILSON*
The people who originally used the recipes of Phusika kai Mustika claimed
to be followers of Democritus of Abdera. But our version of that text already
contains an attack on ‘newcomers’ who are carrying out the experiments, but
THE earliest surviving Greek chemical recipe text is titled Phusika kai Mustika
fail to understand their mystic purpose (c. 14-15); and later texts in Berthelot's
(Physical Things and Mystical Things).' It originated in Egypt about 200 BC,
according to the views of Wellmann and other scholars;* but our version is
Collection show that several different groups of experimenters existed during
the early centuries AD, claiming different founders such as the Egyptian Isis,
thought to have been recompiled in the late first century BC or the early first
the Egyptianized Greek Hermes, Agathodaimon (who was the Good Spirit of
century AD.’ The main part of the text comprises recipes for changing the
Alexandria), and Maria the Jewess. The chemical art also passed to other
appearance of copper, or of an amalgam of four base metals including copper,
outsiders, such as the Sethians and certain gnostic Christian groups.’ But
first to silver and then to gold. The text makes it clear that the users of the
Democritus, often named simply ‘The Philosopher’, is still quoted as a
recipes employed chemical techniques, including sublimation and distillation,
through which they produced various kinds of chemical reactions which did
prominent authority in the texts gathered together by Zosimus about 300
AD.
indeed alter the outward appearance of the metals. But as the Mustika of the
In Phusika kai Mustikac.3, where Democritus, the supposed author gives the
title implies, their interest in doing this went beyond simple chemical
account of his efforts to learn ‘how to harmonize the natures’, he discovers that
attainment and included a cultic dimension.
the answer lies in three phrases: ‘One nature delights in another nature: one
The purpose of the experiments is claimed in c.15 to be ‘a healing for the
soul and its release from all hardship’. They are thus linked to the same
came to Egypt’, Democritus continues, ‘bringing
the natures.’ The gold-tinting
objectives as were the rituals of the ancient Greek mystery religions. But the
and silver-tinting recipes follow, and after each recipe appears one of the three
author of the text is said to be Democritus, the philosopher, and c.3 contains
phrases, literally as ‘the nature overrules the nature,’ etc., but usually
translated as ‘one nature overrules another nature,’ etc.
a narrative in which he tells how he learned the secret of physical matter from
an unnamed teacher, recently dead, and from that teachers’s unnamed
nature conquers another nature; one nature overrules another nature.” ‘I
So much for the mystical side. In chemical terms what happened was that
the silver and gold colorations were achieved, as Joseph Needham explained,
pupil.
The Greck text of Phusika kai Mustika was first published in 1887-8 by
‘by altering the composition of the surface layers (of the base metal), or by
Marcelin Berthelot, along with many similar chemical recipe texts dating from
depositing microscopically-thin films. This was accomplished by causing a
the first century AD to Byzantine times. Therealter a significant emendation
reaction between the exterior of the base metal, usually a small piece named
was made to the narrative in c.3 by Herman Diels. The text tells how the vital
a petalon, and various other substances, both mineral and organic, through
information was found hidden inside a broken column in the temple, and a
processes of heating, steeping, application of pastes, or simply prolonged
comment follows which reads (in translation): ‘No-one said that books would
contact. Two of the techniques known to the experimenters were sublimation,
be stored there.’ Diels emended ‘No-one’ (out' an fis in Greck) to ‘Ostanes’.
called ‘the raising of the vapour’ (arsis nepheles in Greek), and distillation,
Some later editors have followed his emendation, giving the impression that
called ‘the raising of the water" (arsis hudatos). Both are named at the end of
Persian ideas and the inspiration of
a Persian ‘wise man’, Ostanes, led to the
Phusika kai Mustika (c.29) with the tantalizing remark that they are not
founding of the chemical art in Egypt.
described here because they bave already been dealt with in other works of the
But Berthelot's original text, based on the tenth-century AD manuscript
author. Those works have not come down to us,
Marcianus 299, collated with texts in other European libraries, does not
What were the real aims of the experimenters, and what was the theoretical
support this reading; neither do the texts in his Collection des ancients alchimistes
grers contain anyting to suggest that
a link was established between Ostanes and
basis fur their practical chemistry? Their chemical art was established in Egypt
before the mid-second century BC when the phrase about one nature
chemical experiments prior to the third century AD. The clues within Phusika
conquering another nature was re-used in an astrological treatise known as The
* Brotherton Library, University of Leeds, Leeds LS2 9JT.
the earliest phase; and Columelia later claimed that Bolos wrote a book called
Revelation of Nechepso and Petosiris.” Bolos of Mendes was involved somehow in
* This paper is an expanded version of one read on 29 November 1997 at the meeting of the
Society for the History of Alchemy and Chemistry on the theme: Contrasting Interpretations of
Cheirokmeta ‘under the false name of Democritus’.? Bolos also wrote a book on
sympathies and antipathies which he claimed existed between certain plants,
Alchemy.
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PYTHAGOREAN THEORY AND DIONYSIAN PRACTICE: THE CULTIC
AND PRACTICAL BACKGROUND TO CHEMICAL EXPERIMENTATION
IN HELLENISTIC EGYPT**
Published by Maney Publishing (c) Society for the History of Alchemy and Chemistry
By C. ANNEWILSON*
THE earliest surviving Greek chemical recipe text is titled Phusika kai Mustika
(Physical Things and Mystical Things).l It originated in Egypt about 200 BC,
according to the views of Wellmann and other scholars;2 but our version is
thought to have been recompiled in the late first century BC or the early first
century AD.3 The main part of the text comprises recipes for changing the
appearance of copper, or of an amalgam of four base metals including copper,
first to silver and then to gold. The text makes it clear that the users of the
recipes employed chemical techniques, including sublimation and distillation,
through which they produced various kinds of chemical reactions which did
indeed alter the outward appearance of the metals. But as the Mustika of the
title implies, their interest in doing this went beyond simple chemical
attainment and included a cultic dimension.
The purpose of the experiments is claimed in c.15 to be 'a healing for the
soul and its release from all hardship'. They are thus linked to the same
objectives as were the rituals of the ancient Greek mystery religions. But the
author of the text is said to be Democritus, the philosopher, and c.3 contains
a narrative in which he tells how he learned the secret of physical matter from
an unnamed teacher, recently dead, and from that teachers's unnamed
pupil.
The Greek text of Phusika kai Mustika was first published in 1887-8 by
Marcelin Berthelot, along with many similar chemical recipe texts dating from
the first century AD to Byzantine times. Thereafter a significant emendation
was made to the narrative in c.3 by Herman Diels. The text tells how the vital
information was found hidden inside a broken column in the temple, and a
comment follows which reads (in translation): 'No-one said that books would
be stored there.' Diels emended 'No-one' (out' an tis in Greek) to 'Ostanes'.
Some later editors have followed his emendation, giving the impression that
Persian ideas and the inspiration of a Persian 'wise man', Ostanes, led to the
founding of the chemical art in Egypt.
But Berthelot's original text, based on the tenth-century AD manuscript
Marcianus 299, collated with texts in other European libraries, does not
support this reading; neither do the texts in his Collection des ancients alchimistes
grecscontain anyting to suggest that a link was established between Ostanes and
chemical experiments prior to the third century AD. The clues within Phusika
* Brotherton Library, University of Leeds, Leeds LS2 9JT.
** This paper is an expanded version of one read on 29 November
1997 at the meeting of the
Society for the History of Alchemy and Chemistry on the theme: Contrasting Interpretations of
Alchemy.
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DIONYSIAN
PRACTICE
kai Mustika point to a Greek origin~ not only for the recipes and the
technology, but also for the underlying system of beliefs about the nature of
matter and for the cultic connection between the experiments and the fate of
the soul.
The people who originally used the recipes of Phusika kai Mustika claimed
to be followers of Democritus of Abdera. But our version of that text already
contains an attack on 'newcomers' who are carrying out the experiments, but
fail to understand their mystic purpose (c.14-15); and later texts in Berthelot's
Collection show that several different groups of experimenters existed during
the early centuries AD, claiming different founders such as the Egyptian Isis,
the Egyptianized Greek Hermes, Agathodaimon (who was the Good Spirit of
Alexandria), and Maria the Jewess. The chemical art also passed to other
outsiders, such as the Sethians and certain gnostic Christian groups.4 But
Democritus, often named simply 'The Philosopher', is still quoted as a
prominent authority in the texts gathered together by Zosimus about 300
AD.
In Phusika kai Mustika c.3, where Democritus, the supposed author gives the
account of his efforts to learn 'how to harmonize the natures', he discovers that
the answer lies in three phrases: 'One nature delights in another nature; one
nature conquers another nature; one nature overrules another nature.' 'I
came to Egypt', Democritus continues, 'bringing the natures.' The gold-tinting
and silver-tinting recipes follow, and after each recipe appears one of the three
phrases, literally as 'the nature overrules the nature,' etc., but usually
translated as 'one nature overrules another nature,' etc.
So much for the mystical side. In chemical terms what happened was that
the silver and gold colorations were achieved, asJoseph Needham explained,
'by altering the composition of the surface layers (of the base metal), or by
depositing microscopically-thin films.,5 This was accomplished by causing a
reaction between the exterior of the base metal, usually a small piece named
a petalon, and various other substances, both mineral and organic, through
processes of heating, steeping, application of pastes, or simply prolonged
contact. Two of the techniques known to the experimenters were subl~mation,
called 'the raising of the vapour' (arsis nepheles in Greek), and distillation,
called 'the raising of the water' (arsis hudatos). Both are named at the end of
Phusika kai Mustika (c.29) with the tantalizing remark that they are not
described here because they have already been dealt with in other works of the
author. Those works have not come down to us.
What were the real aims of the experimenters, and what was the theoretical
basis for their practical chemistry? Their chemical art was established in Egypt
before the mid-second century BC when the phrase about one nature
conquering another nature was re-used in an astrological treatise known as The
Revelation of Nechepso and Petosiris.6 Bolos of Mendes was involved somehow in
the earliest phase; and Columella later claimed that Bolos wrote a book called
Cheirokmeta 'under the false name of Democritus' .7 Bolos also wrote a book on
sympathies and antipathies which he claimed existed between certain plants,
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WILSON
animals and minerals; and some modern scholars believe he was the true
author of Phusika kai Mustika. The Bolos question is a complicated one which
has been treated elsewhere.8 But the enigma attached to his possible
contribution to the development of chemistry is apparent from his entry in the
Suidas, the biographical dictionary, where he is recorded twice, as Bolos
Demokritos and as Bolos of Mendes, the Pythagorean.
Published by Maney Publishing (c) Society for the History of Alchemy and Chemistry
PYTHAGOREANS
AND THE
FOUR
ELEMENTS
Pythagorean ideas can be found in Phusika kai Mustika. In c.15 the neoi
(newcomers) are attacked for their failure to appreciate the significance of the
chemical changes because 'they do not understand the natures, how one form
transforms ten'. The 'ten' must refer to the Pythagorean tetraktys, the
fundamental formula of 1 + 2 + 3 + 4 = 10, first brought by Pythagoras himself
to his followers, and honoured thereafter in their most sacred oath. The other
system of ideas linked unquestionably with Pythagoras is metempsychosis, or
the transmigration of souls, which were thought to live through many lives,
inhabiting plants, animals, birds, fish, children, women and finally men,
before they could pass to the ultimate fiery realm. I would suggest that the
numbers of the tetraktys, which later were equated with the four elements,9
were originally introduced to represent the four realms of the cosmos.
The idea of the four realms was very old. Hesiod in his Theogony (808-10)
wrote about the sources and limits of the four realms of heaven, earth, sea and
'misty Tartarus'; and Homer's gods themselves swore solemn oaths by three of
the four realms, giving a divine precedent for the underlying theme of the
tetraktys oath.IO The Pythagorean realms were slightly different, but still four
in number. Whereas Hesiod had recognized 'misty Tartarus' (the deepest part
of Hades) as a realm, the Pythagoreans had the realm of air-the Greek word
is aer, which meant mist in Hesiod's day, but changed its meaning through the
sixth and fifth centuries to that of the ordinary lower air which is subject to
clouds and mist.
For them the 1 would have been the number of the heavenly realm filled
with light and fire, which was also a place of stillness where the soul could find
rest after having been buffetted through its lives in the other three realms of
air (symbolized by the number 2), water (symbolized by the 3) and earth
(symbolized by the 4). A very old concept, going back to Mycenean times,
made the 1 and the 3 male numbers, and the 2 and the 4 female numbers;ll
so 4, which is both 2 + 2 and 2 X 2, was an appropriate symbol for fertile
earth.
The Pythagoreans believed their souls, having fulfilled their spans of life in
the bodies of plants, animals, children and women, were finally reborn into the
men who would become Pythagoreans, would live ascetic lives and carry out
required rituals so that they (the souls) would pass after the body's death to
their rest in the heavenly light and their release from grief and hardship. The
tetraktys was laid out on the ground as a pebble figure, with one pebble at the
apex and four at the base.I2 In this form it may have had a role in initiation
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PRACTICE
ceremonies, since it has the interesting characteristic that the relationship
between the 1 and the 4 depends on the position of the viewer; the pebble at
either end of the line of four representing earth could become the apex if seen
from one of the other two sides. The tetraktys could have represented a bridge
from earth to the fiery heaven of the Pythagoreans.I3
Empedocles first defined the elements as four: earth, water, air and fire,
moving endlessly together and apart through the operation of love and strife.
This new definition of the nature of matter, formulated in the middle years of
the fifth century Be, was to influence European thought for the next two
thousand years. The Pythagoreans added a second line to their oath, which
defined the tetraktys as 'holding the fountain and roots of ever-flowing
nature'. The verse could not have predated Empedocles, as Burkert
recognised;I4 but it would not have been added at all if the Pythagoreans had
not accepted Empedocles' four 'roots' (his word for the elements) and his
concept of them flowing constantly together and apart.IS Once they had
acknowledged the four elements of earth, water, air and fire, it would not have
been difficult for them to take the further step of equating those elements with
the tetraktys numbers for the four realms, since the names of three of the
elements corresponded to the names of the three lower realms, and the 1, the
number of the fiery heaven, could be transferred without difficulty to the
element fire.
The earliest surviving record of the tetraktys of the elements is in Theon of
Smyrna's list of tetraktyes compiled in the early second century AD, but the
underlying idea must have emerged hundreds of years before.I6 It is referred
to in Phusika kai Mustika in the phrase 'one form transforms ten' (c.lS). Other
Pythagorean themes are also present, but their source lies in the Platonic
theories adopted by Pythagoreans of the Hellenistic age.
PLATO
AND THE
FOUR
ELEMENTS
The chemistry of the recipes in Phusika kai Mustika derives not directly from
the tetraktys, but from Plato's reworking of it in Timaeus,17 where he assigned
three-dimensional shapes to the basic particles of the elements: the four-sided
pyramid to fire; the eight-sided octahedron to air; the twenty-sided icosahedron to water; and the six-sided cube to earth. IS The three-dimensionality
accorded to these particles is a counterpart to the atomic system of Leucippus
and Democritus developed shortly before; but their atoms, by contrast, were of
an infinite number of different shapes. In Plato's particles offire, of air and of
water, the surfaces were made up in each case from triangles identical in shape,
i.e. the halves of an equilateral triangle. The cube, the most stable of the solids,
was assigned to earth; but the surfaces of the cube were formed from isosceles
triangles, incompatible with the triangles of the other three elements. Plato
argued that the upper three elements could break up and change into one
another because of their identical triangles, but the particles of earth,
although they could be united temporarily with the others, would eventually
dissolve out of their compounds and become earth again.
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WILSON
The changes of the elements begin in Timaeus 56D-Ewith the upward cycle,
with one particle of water broken up to form two of air plus one of fire, and
then one particle of air forming two of fire. The downward cycle begins when
a small quantity of fire is enclosed by a large quantity of air and water, and it
is conquered (nikethen) so that two particles of fire unite to make one of air.~And when air is overruled (kratethen), then two and a half particles of air form
one of water. The author of Phusika kai Mustika took those two verbs, nikan (to
conquer) and kratein (to overrule) and applied them to the upward changes of
the elements: 'the nature conquers the nature'; 'the nature overrules the
nature'.
Plato was regarded by Pythagoreans who came after him as the transmitter
of true Pythagorean ideas.19 Whoever coined the three phrases about the
natures, which are attached to each recipe in Phusika kai Mustika, was following
Plato's version of the Pythagorean theory of the elements. By 'nature' he
meant 'elemental nature'; and it is very likely that he was a Pythagorean in
Hellenistic Egypt, who adopted this usage of the word 'nature' from the
Pythagorean oath which stated that the tetraktys held 'the fountain and roots
of everflowing nature' .
Plato's Timaeus 5gB accounts for the choice of copper, or the amalgam of
four base metals including copper found in early chemical texts other than
Phusika kai Mustika (four was the tetraktys number for earth), as the starting
point for the cultic chemical experiments. Copper is described there as having
particles resembling those of gold, but as containing also small and fine
portions of earth; so it is composed partially of earth. But it is also a metal, and
metals, because they liquefy at high temperatures, are defined at Timaeus 58D
as 'fusible water'. Using copper as their primary material, the experimenters in
Hellenistic Egypt believed they could change its watery nature to that of air,
and then to the nature of fire, because the particles of each of the three upper
elements had the potential to interchange their natures. The close connection
between the tetraktys of the elements and the earlier tetraktys of the four
realms led them to believe also that by creating those changes they were
practising a redemption ritual, both for the copper and for the soul of the
experimenter.
Copper represented earth on its way to becoming water. The people who
compiled the chemical recipes knew how to obtain mercury and arsenic from
their sulphides by vaporization processes which demonstrated that a gaseous
or airy nature was concealed within the sulphide. They heated their copper
petalon with mercury or arsenic in a sublimation vessel, and it emerged with a
silvery appearance, thus representing water on its way to becoming air. It was
then tinted gold by means of sulphur, sulphur water, yellow minerals and plant
dyes in various combinations, and at this point may have represented air on its
way to becoming fire, but not yet fully fire, since the gold tint was not finally
fixed. Further treatment, or the passage of an interval of time sufficient to
prove that the tint was not evanescent, brought the copper to its final gold state
when the element fire became its predominant 'nature'. Some recipes in
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DIONYSIAN
PRACTICE
Phusika kai Mustika20 and in a few other early treatises in Berthelot's Collection
indicate that the final process made the golden copper reactive, able to tint
gold an untreated piece of copper. This could have been achieved by a
sublimation process in cases where the preceding silver colour had been
produced via mercury or arsenic; but where other ingredients were used, that
outcome may not have been obtainable.
When the final gold had been reached, the metal was described as
becoming ios,21 a process also called iosis. los is a Greek word with several
meanings, including that of verdigris. The experimenters may have viewed the
gold colour of the treated copper as a fiery verdigris, in total contrast to the
earthy verdigris which emerged eventually from ordinary copper. But ios was
also an ancient word meaning 'one', which continued in use among
Pythagoreans;22 so iosis may have been for the experimenters the attainment of
the One, the number of the element fire. If the tetraktys was originally
employed in Pythagorean rituals to symbolize the passage of the soul from
earth to fiery heaven, as I have suggested, and if that tetraktys had later become
a symbol for the four elements, then it is possible to see how the experimenters
came to view their series of experiments, which brought copper from 'earth' to
'fire', as rituals for the healing of the soul and its release from hardship.
There is a good deal of ancient evidence, gathered together by Walter
Burkert in his Lore and Science in Ancient Pythagoreanism, to show that in
Hellenistic times Pythagoreans regarded Plato as the transmitter of true
Pythagorean lore;23 hence the adoption of the theory of matter in Timaeus to
underpin the practical chemistry of Phusika kai Mustika. If we return to c.3, we
can now identify the unnamed dead teacher, said there to be guided by a
daimon or spirit and to have died after taking a drug. He is Socrates who did
claim to have such a guiding spirit, and who died as a result of taking hemlock.
His unnamed pupil is Plato, from whose book Timaeus the author of Phusika kai
Mus tik a, in the version that has come down to us, derived his theory of the
'natures' or elements, and how they 'overrule' and 'conquer' one another.
So why did Diels introduce the name of Ostanes into the text? The answer
lies in the controversial authorship of the book titled On Sympathies and
Antipathies of Plants, Animals and Stones. Modern scholars accept that this book,
which "was tremendously influential in Hellenistic times, was by Bolos of
Mendes; but ancient writers ascribed it variously to Democritus, to Bolos the
Democritean and to Bolos the Pythagorean.24 It drew on lore about plants,
animals and minerals from the pseudo-Zoroasterian texts in the Library at
Alexandria, and was a sourcebook for later authors. When Pliny referred to
Democritus and Pythagoras as eager followers of the Magi in his Natural History
(24.156 and 160; 25.13-14; 26.19) he supplied in each case details of strange
properties of certain plants taken from On Sympathies. Even when Tatian wrote
about 150 AD (Ad Graecos, 17) that Democritus, 'having boasted of the Magus
Ostanes will be delivered on the day of consummation as fuel for the eternal
fire', he was referring to the supposed author of On Sympathies, on which book
he delivered a sharp attack.
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Diels was lulled by the links made by Pliny, Tatian and others between
Democritus and the Persian magi into believing that the earliest Greek
chemical texts must also be founded on Persian ideas. But in fact there is no
evidence of a connection between Ostanes and the chemical art before the
time, probably in the later second century AD, when the followers of Basilides
the gnostic forged chemical texts under the name of Ostanes.25 Later still, in
the fourth century, Synesius went on to claim that Ostanes himself initiated
Democritus into the mysteries of chemistry. Herman Diels (1848-1922) was a
great scholar of his time, but in recent years some of his emendations have
come into question; he was attacked by Peter Kingsley in 1994 for 'altering
ancient texts to make them say what he wanted them to say.,26His addition of
Ostanes' name to Phusika kai Mustika appears to be an example.
But the question remains, if the chemistry of Timaeus underpins the
experiments described in Phusika kai Mustika, why was its authorship ascribed
to Democritus whose theory of atoms was substantially different from Plato's
theory of the elements? The answer may be clearer when we have taken a closer
look at the origins of distillation and sublimation.
DISTILLATION
IN THE
EARLY
GREEK
CHEMICAL
TEXTS
Although the invention of distillation was almost certainly earlier than that of
sublimation, the first clear view of the technique comes from chemical recipe
texts a little later than Phusika kai Mustika. Theion hudor (sulphur water) was
produced by distillation not only from eggs, and from powdered sulphur with
lime and vinegar, but also from various liquids and minerals whose colour or
other properties caused the experimenters to believe they were firebearing.
The distillates were then employed to tint silvered metal gold.
Stills were described in a few Greek chemical texts, and also depicted in
drawings which once accompanied the descriptions, and were later recopied
into the tenth-century manuscript Marcianus 299 from which Berthelot
produced his edition. There we can see the outlines of the dibikos of
Cleopatra, with a globular stillhead with two outlet tubes and receivers; and the
tribikos, which has a similar stillhead with three outlet tubes and was said to
have been invented by Maria the Jewess in the first century AD. There is also
a still without a stillhead, in the form of a tube shaped as an inverted 'L' ,joined
at the lower end to its base and at the upper end to a receiver. The globular
stillhead was sometimes called phiale (cup); it was also sometimes called 'the
bronze' from the metal of which it was made.27
Nearer to the form of a cup was the glass mastarion or breast-shaped
stillhead, described but not pictured, which had a single outlet tube and
receiver. 28 It is likely to be older than the dibikos or tribikos which were
presumably developed from a single-outlet predecessor. Glassblowing was not
invented until the first century BC,29so before that time the mastarion stillhead,
too, would have been of bronze.
The complete distillation apparatus was sometimes called an organon
(organ); and the term for the operation itself was either 'to raise the water' or
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'to boil'. Both the last two phrases suggest the possibility of an earlier stage
when simpler apparatus was used, a stage when the vapour was condensed
directly on lids or the inside of inverted cups, and then collected by tipping the
lids or "turning the cups upright.
Wine-distilling is not mentioned in the chemical recipe texts, and Edmund
von Lippmann, R.J. Forbes and others therefore dated its origin to the twelfth
century AD.30 There is evidence, however, that wine-distilling was known in the
ancient Greek world, and the distillate was treated not as a drink, but as the
source of a fire for secret pagan and gnostic cultic rituals.
WINE-
DISTILLING
IN EARLY
GNOSTIC
CULTS
The earliest surviving recipe for wine-distilling is in a Greek text, written about
200 AD by a Christian author, and usually known nowadays under the Latin
title, Refutationes omnium haeresium. In book 4 the author transcribed several
recipes for magic fires and lamps, which he claimed were 'tricks of the gnostics
and magi', and which modern scholars believe came from a lost book by
Anaxilaus of Thessaly. At Refutationes 4.31 Diels recognized a recipe for winedistilling.31 Wine, with sea-salt added, was to be 'boiled' (the term that meant
'distil' .in the chemical recipe texts). The product was then reheated and a
flaming oil lamp brought close, whereupon 'seizing the fire it sets itself alight,
and if poured upon the head it does not burn it at all.' The addition of
'manna' -ascented resinous sap-was recommended, and 'it does better still if
you put to it some sulphur.'
The recipe encapsulates not only the distilling of wine (ordinary boiling
would have caused most of the alcohol to evaporate, making it virtually
impossible to ignite the liquid), but also the ritual use of the distillate as a safeburning fire on the head. Furthermore, the mention of sulphur at the end
hints at another necessary part of the preparation: the sulphur test. The testing
of the distillate of wine with lighted sulphur is mentioned at the end of two or
three of the earliest medieval wine-distilling recipes. This led Hermann
Degering to have tests carried out in a laboratory, and he published the result
in 1917.32 Experiments proved that lighted sulphur plunged into strong spirits
of wine will continue to burn until the alcohol content is reduced to 35%,
when the sulphur is extinguished. If spirits at that strength are poured onto
cloth or hair, they will flame and burn away safely without leaving any trace.
This test, which remained a secret almost to the end of the history of ritual
wine-distilling, could in fact be very old. If the original object of distilling was
to increase the fieriness of wine, then the earliest distillers could well have tried
plunging lighted sulphur into their distillate to add extra fire. Accidental
spillage afterwards onto someone's clothing or hair in the vicinity of a naked
flame would have revealed the safe-burning fire. Whatever the original fire
ritual was, it would then have become possible to use flaming alcohol for
personal initiation ceremonies.
Diels identified the recipe, and this time his instinct was sound. We know
from Tertullian and other Christian writers that the gnostic heretics baptized
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initiates on the head.33 Tertullian also claimed that it was possible for the
gnostics 'by human ingenuity to summon a spirit into the water and to animate
their incorporated nature through hands held above with another spirit of
such brightness (tantae clarita tis) .' He was probably aware that the implement
used for this purpose was a 'fire-organ' ('organ' was the word for a still in the
early chemical recipe texts), for he continued his curious statement with praise
for the water-organ on which God could modulate the music of spiritual
sublimity, the water-organ here standing as a simile for the water-baptism of
the Christians. 34
The followers of Marcus the gnostic were said by St. Irenaeus to baptize
initiates upon the head with oil and water, or sometimes with balsam and
water. Here 'water' may have carried the meaning of 'distillate'; in the
chemical texts the word for distillate was always'water' , as it still is today in such
terms as rosewater, eau de Cologne, Kirschwasser. The balsam corresponds to
the scented manna of the recipe in Refutationes, and may have been added to
symbolize the fragrance of the Holy Spirit. St. Irenaeus may also have been
aware of Anaxilaus' book of recipes for fires and lamps, since he claimed that
Marcus combined the tricks of Anaxilaus with the skulduggery of the
magi.35
Anaxilaus was named, too, by another Christian writer in the context of the
initiation ceremony of the followers of Simon Magus, who developed his own
gnostic sect from a combination of Greek, Jewish and Zoroasterian ideas. He
instituted a baptism whereby, as soon as the initiand stepped into the water (as
for baptism by immersion), 'fire appears straight away upon the water.' The
last-mentioned 'water' was probably the distillate of wine, for the text
continues: 'whether this is done by some trick which, as many of them affirm,
is a trick of Anaxilaus ... or whether it is the work of a malign being and the
magic virus that can express fire from the water. ,36 Virus is Latin for poison, and
poison is one of the meanings of the Greek ios. But ios had several meanings,
and in the chemical recipes it signifies the ultimate fiery state of the base metal
which had been transformed to 'gold' by the experimenters. This linking of
the word with the fire in the distillate could have arisen because wine-distilling
was practised by those who carried out the chemical experiments in metal
transformation; (although their recipe has not survived in the canon of recipes
gathered into ms Marc. 299, it may have been the one known to Anaxilaus and
copied into his book of fires and lamps; elsewhere he transmitted a 'lost' recipe
of Democritus for silvermaking). 37
Another witness to the use by the gnostics of the safe-burning fire from
distilled wine is St. Augustine. He wrote about the Messalians ('praying
people'), a gnostic sect which emerged in the fourth century AD, and their
ceremony for driving out the sins of new initiates, adding, 'and at the same
time there entered into the initiate, in a visible form, a fire which does not
consume. ,38 Other cultic groups who apparently knew about wine-distilling
were the Sethians; and the Isis group of chemical experimenters.39
A third-century Coptic manuscript from Egypt, now available in a good
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recent English translation titled The Books offeu, describes actual gnostic rituals
based upon wine-distilling.40 Here three baptisms are recorded in due order:
that of the Water of Life, of Fire and of the Holy Spirit. They show that the
concept of the upper three elements was still attached to wine-distilling rituals,
but the order has been Christianized and changed from water, air, and fire at
the apex to the new order of water, fire, and pneuma (meaning air, breath or
wind) in the ultimate position as Hagion Pneuma, the Holy Spirit. For each
baptism the disciples bring fire and the 'vinewood', and the gnostic Jesusfigure places one wine-pitcher on the right and one on the left, with incense
offerings above. He then recites long prayers including many magic words, and
calls on Zorokothora to bring forth the water of the baptism of life in one of
the wine pitchers. 'And at that moment', says the text, 'the wine which was on
the right of the offering became water. ,41
The critical piece of apparatus is the vinewood, a long undulating coolingtube through which the distillate passed. It worked on the same principle as
the L-shaped tube still, described above. In the medieval West it was to become
known as the vitis (Latin for 'vine'), and the distillate was sometimes called
aqua vitis (water of the vine) ;42 but the name 'serpentine tube' became more
usual for the tube itself. The disciples in the second Book offeu were baptized
with each of the three 'waters' in turn, and signed upon the forehead, after
which their souls were guaranteed immortality.
WINE-DISTILLING
IN THE
DIONYSUS
CULT
The vocabulary of distilling in the chemical texts, and especially the terms 'to
raise the water' and 'to boil', both meaning 'to distil', suggests an earlier phase
of the technology, when liquid was heated in a vessel and the vapour simply
collected on a lid or the inner surface of a cup inverted over the mouth of the
vessel. The addition of an outlet tube to the cup (phiale, the Greek word for a
drinking-cup which came to be used for a stillhead) was a technical advance
which may not have been made for some time.
The Greeks recognized the fire in wine at a very early stage, through
noticing that it sputtered and flamed briefly when poured in libation upon an
altar fire. But if they boiled wine (perhaps with herbs or honey to try to improve
a poor, weak vintage), its fire, which was also its inebriating quality,
disappeared into the air. Spirits of wine could have been discovered at an early
period when someone heated wine in a vessel with an inverted cup over its
mouth in an attempt to capture the fiery principle. If the operation was carried
out slowly and carefully, very small amounts of alcohol-rich spirits would have
condensed on the inside of the cup, and would have run to the bottom if it was
quickly turned upright again. By using a series of cups it would have been
possible to collect more of the spirits.
The discovery of the fire in the liquid thus collected would have been
welcomed as a revelation from Dionysus, god of wine, and perhaps even as an
epiphany of the god himself. The most appropriate usage for the spirits would
have been in the rituals of the cult of Dionysus, but because the rituals of Greek
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mystery religions were 'unspeakable', i.e. not permitted to be divulged to the
uninitiated, very little evidence for the distilling of wine has survived in the
Greek literary texts. Nevertheless, some hints that spirits of wine were
collected, either by distilling or by the more primitive method described
above, can be gleaned from the appearance of the vocabulary of distilling in
special Dionysian contexts.
When Nonnus of Panopolis, a Christian author, wrote his long poem
Dionysiaca based upon the myths of Dionysus, he drew upon lost works by
Callimachus, Euphorion and other pagan writers of the Hellenistic age and
later. Dionysiaca 9 contains a description of how Mystis taught the infant
Dionysus about the mystic objects carried by maenads of historic times when
they performed their cultic mountain dancing in honour of the god.43 Mystis
first thought of fitting bronze phialai (cups) over her naked breasts (Dion. 9.
125f.). There is no other evidence for this practice either in literature or in art;
but Nonnus' source could have said that the maenads carried the phialai (in
Greek pherein can mean either 'to carry' or 'to wear'), adding that a phialewas
a mastarion. As we know from the Greek chemical texts, the mastarion was a
breast-shaped stillhead. But Nonnus, knowing nothing of the chemical art,
could have taken the word to mean a breast-shaped object intended to be worn
over the breast.
Another verbal conundrum which could conceal a reference to the use of
the stillhead or cup over wine heated in a cauldron is found in a single-line
fragment from a lost poem by the Hellenistic poet Euphorion. The poem told
how the Titans killed the Cretan Dionysus, dismembered his body, put his
limbs into a cauldron, and gave it to his brother Apollo at Delphi. Then
followed the line: 'On the fire godly Bacchus over a phiale they threw. ,44 It
makes no sense as it stands; but it is grammatically possible, by poetic
hyperbaton, for' over' to follow the noun it governs. The text could then be
read with the meaning: 'on the fire over godly Bacchus a phiale they threw.,45
The name of Dionysus or Bacchus is used elsewhere as a synonym for wine, and
the verse could therefore be interpreted as hinting obliquely at a winedistilling ritual at Delphi. Dionysus was the winter god, who ruled there
through the four months when Apollo was absent, but afterwards went away. If
wine was distilled in the spring, just before his departure, the distillate could
have been stored in the tomb of Dionysus (known to have existed at Delphi in
the fourth century BC, and still there in Roman times) until the god's return
in November when it could have been flared for his epiphany.46
Various Athenian authors referred to 'boiling' in connection with rebirth
into a better life. Demus in Aristophanes' Knights (1321) is boiled to make him
young. Plato in Euthydemus (285C) used the simile of submitting to a special
instructor as though to Medea to be destroyed and boiled, so as to be reborn
as a good man with true knowledge. Most strikingly, the hypothesis to
Euripides' play Medea records that in Aeschylus' lost play The Nurses, Medea
boiled the nurses of Dionysus, that is the maenads, and made them young
again. Some modern interpreters have seen all these examples of 'boiling' as
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allusions to a Dionysian 'rite of regeneration' .47 Maenads were followers of
Dionysus not only in mythology but also in historic times; and in Macedonia,
Thrace and northern Greece in every second year the historic maenads danced
for Dionysus in the mountains where they carried out secret rituals likely to
have included initiation rites to mark the entry of initiates into their new life.
Athenian soldiers in Thrace for the Eion campaign of 476-5 BC (Aeschylus
may have been among them) could have picked up rumours about secret
rituals ofThracian and Macedonian maenads which involved 'boiling' and led
to initiation or rebirth into a new life.48
A more direct connection between Macedonian maenads and winedistilling may be present in Euripides' play Baeehae, written in Macedonia
about 408 BC and intended for a Macedonian audience. At lines 755-8 he
described maenads who carry objects named as 'the bronze' and 'the iron' on
their shoulders, while fire burns harmlessly on their curlS.49 They are not in a
ritual setting, for they have rushed down the mountainside in fury after local
herdsmen have attempted to spy on their hidden rites high on the mountain.
In my view the models for Euripides' herdsmen were Macedonian men who
had actually spied on the nocturnal mountain rites of contemporary maenads,
and had passed onto other men the secret that the safe-burning fire on the
women's hair was somehow associated with the cups they called 'the bronze'
(one of the later names for a stillhead). Euripides' maenads are no longer
engaged in secret rituals at Baeehae 755-8, so he respected the requirement not
to divulge ritual practices; but he included'the bronze and the safe-burning fire
at this point because his audience would recognize them as symbols of
Dionysus' power.
The uniqueness of this early reference to safe-burning fire on the hair, the
fact that it cannot be tied in with any mythological event (the usual source
material for Greek tragedies), and, finally, the later use of the fire from
distilled wine on the head in gnostic baptismal rituals, all point to a strong
probability that spirits of wine were prepared and used ritually in the Dionysus
cult as early as the fifth century BC.5o Because of the persistence of religious
rituals over centuries, the usage would have continued, and would have
reached Egypt with the early Ptolemies who introduced there the Dionysus cult
from Macedonia. At some stage the simple inverted bronze cup was replaced
by the true stillhead with an outlet tube. The adoption of the initiation ritual
of the flaming of the distillate upon the hair by the gnostics suggests that it may
already have been well established in the Dionysus cult, where it no doubt
continued until the cult was overthrown by Christianity.
THE ORIGINS
OF SUBLIMATION
Sublimation was invented as a technique for extracting mercury from its red
sulphide, cinnabar. Theophrastus knew of two kinds: sandy cinnabar from
near Ephesus, from which mercury could be extracted manually by a tedious
process using a bronze mortar and pestle; and a 'hard and stony' kind from the
uplands of Colchis and Iberia, that is, a region in the foothills of the Caucasian
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mountains.51 The hardness of the second kind could well have provided an
incentive for seeking a new method of separation.
By the first century AD that method had become more widely known, and
Dioscorides described it: 'For putting an iron saucer containing cinnabar upon
an earthenware dish, they fit onto the latter an ambix, luting it round with clay;
then they heat it over charcoal. For the vapour adhering to the ambix, when
scraped off and cooled, becomes mercury. ,52 The ambix was an earthenware
cup tapering towards its brim; and it is tempting to believe that the technology
was first devised by people already aware of the use of the phiale in winedistilling. In the Greek recipe texts both techniques have similar vocabulary:
'the raising of the water' parallels 'the raising of the vapour', and elsewhere the
verb 'to boil' can sometimes indicate the heating of materials in a closed vessel,
and at other times mean 'to distil', according to its context.
If cinnabar were heated in a pottery-base vessel fitted with a bronze cup (a
combination often used in wine-distilling), then some part of the mercury
displaced from its sulphide by the copper would have adhered to the upper
walls of the pottery base. Further experiment would have produced the
optimum combination of earthenware base, earthenware cup or ambix, and a
copper saucer to hold the cinnabar. Before Dioscorides wrote his account,
someone had already discovered that an iron saucer, cheaper than a copper
one, would Yield the same result.
A hint that the experimental work was first carried out on the cinnabar
from Colchis and Iberia, at the Scythian end of the Black Sea, can be gleaned
from the secret name for mercury in a word-list of cryptic terms preserved
alongside the Greek chemical texts: Scythian water.53 Possibly it was coined by
those in the Greek world who first extracted mercury from the 'hard and stony'
cinnabar by the new method, among them the metal-workers of Macedonia
and Thrace who could have been applying a type of technology already known
to them from wine-distilling.
The earliest Greek author to refer to mercury was Aristotle. He reported a
story told by Democritus about Daedalus, who made a hollow wooden statue of
Aphrodite and poured mercury into it to make it move (just as the human soul
was believed to move the body). 54 Elsewhere Democritus said that fire and soul
were formed from the most mobile atoms, those that were spherical in
shape.55
Democritus' home was Abdera in Thrace. His ideas would therefore have
been familiar to the metal-workers in Macedonia and Thrace who served the
cult of Dionysus, making the delicate wreaths of gold leaves for initiates and
other objects of precious metal. When the first Ptolemies introduced the
Dionysus cult from the Macedonian homeland into Egypt, it is very likely that
some of the northern metal-workers arrived in their wake, to provide the cultic
objects required for Egyptian initiates to that cult and to other newer cults such
as that of Serapis. The craftsmen could have brought with them, in addition to
the traditional goldsmiths' skills, the techniques of distillation and sublimation, as well as ideas about those techniques releasing the fire-soul of wine and
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Published by Maney Publishing (c) Society for the History of Alchemy and Chemistry
the mercury-soul of cinnabar, and other teachings of Democritus about the
nature of matter. The Democritus who 'came to Egypt' according to Phusika kai
Mustika c.3 would then have been the body of teachings of Democritus
introduced by those craftsmen who from a combination of their beliefs about
matter and their practical techniques set up their own metal-workers' cult. But
in time the Democritean philosophy was destined to be overtaken by other
ideas.
CHEMICAL
TECHNOLOGY
IN HELLENISTIC
AND
ROMAN
TIMES
How far were sublimation and distillation put to practical use in the outside
world? The discovery of new deposits of cinnabar (notably in Spain under the
Roman Empire; it was exported to Rome for processing) increased the
availability of mercury, and new applications were found for it. Recipes in an
Egyptian goldsmith's notebook of the third century AD show that it was used
in gilding and in comparable procedures such as silver-coating copper with tin.
The mercury was combined with the coating metal, and the operation was
completed by heating the object to volatilize the mercury and leave behind a
bright surface of gold or tin.56 Mercury could also form an amalgam with fine
particles of gold, and Vitruvius described a technique for recovering gold from
embroideries on old discarded clothing which relied on this property. 57 The
mercury-gold amalgam was also made the basis for gold ink, employed in
illuminated lettering.
As for distilling, there is no evidence that stills of the elaborate kind
described and pictured in the Greek chemical texts were ever used in GraecoRoman times to produce liquids other than spirits of wine (for cultic purposes)
and 'sulphur water' of various kinds for the experiments of the goldmakers.
Alexander of Aphrodisias, commenting on Aristotle's Meteorologia 358b in the
third century AD, reported that sailors on long voyages made fires on deck to
heat cauldrons of seawater with lids over them; and the steam which
condensed on the underside of the lids became drinkable water.58 But this is
a very simple technique, comparable to that which I have suggested for the
collection of spirits of wine (via a cup inverted over the mouth of a vessel in
which wine was heated) prior to the invention of the true stillhead.59
The goldmakers in Egypt devised more elaborate methods of distillation
for the purposes of their experiments. The mastarion stillhead equipped with
an outlet tube was perfected (it was probably made originally in bronze, but
from the late first century BC onwards in blown glass), and was used to produce
divine sulphur water from repeated distillations of eggs.60 Later the dibikos
and tribikos were created, and recipes for the divine water became more
complex, requiring separate 'waters' to be distilled not only from eggs, but also
from yellow earths and other ingredients, with the 'waters' then combined and
redistilled over yellow dyeplants.61 The distillates were applied to silvered base
metal to bring out its goldenness. In the eyes of the experimenters colour was
a very important component of physical matter, and the gold colour signified
the presence of the light or fire in the agent and in the metal itself. 62
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Colour also probably influenced the metal-workers' choice of minerals to
be treated by sublimation in the presence of other minerals or vegetable
substances. The arsenical sulphides attracted their attention, and they learned
to transform red realgar into yellow orpiment, to treat orpiment by
sublimation in the presence of natron (a form of soda occurring as a deposit
on dried lake-beds in Egypt, and already exploited for other purposes by the
Egyptians), and to put it through a further sublimation to extract elemental
arsenic. This result could not have been achieved except by means of
sublimation.53 The product was heated again in a closed vessel with copper, to
which it imparted a silvery appearance. The recipes are often rather vague,
including some redundant ingredients and instructing the user to 'operate as
usual' or 'as you know how'. But it is clear from several of the Greek texts in
Berthelot's Collection that the experimenters were capable of isolating
elemental arsenic.
CHEMICAL
EXPERIMENTS,
PHILOSOPHY
AND CULT
Those carrying out the experiments recognized that their extraction methods
could reveal hidden aspects of the materials under treatment: the fire in the
'water' distilled from wine, the mobile shining mercury within the red earth
cinnabar. Interest in these hidden properties is clear from the terms used in
Phusika kai Mustika and some of the other recipe texts where mercury is
sometimes called 'cinnabar turned outwards', and arsenic is called either 'the
mercury of orpiment' or 'the mercury of realgar' or 'orpiment turned
outwards'.
The craftsmen may even have regarded the hidden nature as a form of
soul-certainly in the case of the fire in the 'water' distilled from wine.
Democritus said that both fire and soul were formed from the most mobile
atoms, those that were spherical in shape.54 For Democritus, as for Socrates,
the soul was a physical entity, made however from finer material than any other
physical thing except perhaps fire.
Against this background we can reconstruct three distinct phases in the
practical work and underlying ~eliefs which led to the production of Phusika
kai Mustika in its final version. The initial period began while wine-distilling was
a cultic secret, but one known nevertheless to metal-workers attached to the
cult of Dionysus in the northern Greek world. They went on to invent the
sublimation technique for extracting mercury from cinnabar, or at least were
among the first to use the technique if it was in fact devised further east within
the Scythian realm. Their views on the nature of matter were built on the ideas
of Democritus, the philosopher of Abdera, who developed his theories during
the later part of the fifth century.
The second phase began when some of the craftsmen skilled in working
with precious metals migrated from Macedonia and Thrace to Egypt to provide
cultic objects for the worshippers of Dionysus and other deities in that country.
As a group or guild they continued their private experiments in eliciting
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hidden properties from minerals and liquids using the techniques of
sublimation and distillation, alongside simpler methods such as steeping solids
in a fluid medium or cooking ingredients together in open vessels.
Bolos of Mendes was probably the key figure in transforming the pursuit of
chemical experiments for changing the appearance of metal into a fully cultic
activity. His book on sympathies,65 now lost except for a few fragments,
promoted the theory that various pairs of objects in the natural world could
exert influence upon one another because both had in common one or more
specific qualities. Through contact with Bolos himself or with his writings, the
experimenters could have been led to believe that by releasing the mobile,
fiery, Democritean atoms hidden within base metal to turn it into 'gold', they
could through the action of sympathy draw out the most fiery and mobile
atoms of their own souls and thereby grant those souls passage to the heavenly
place of fire or light after the death of the earthly body. Phusika kai Mustika c.I5
makes it clear that the chemical experiments described in the recipes were
carried out as a healing for the soul. (The soteriological concept that underlies
much of the purificatory work carried out by medieval alchemists could well
have had its origins in Bolos' influence on the cult of the metal-workers in
Egypt.)
At this stage their cult could still be called Democritean in that the changes
brought about by the chemical experiments are likely to have been interpreted
in terms relating to Democritus' atomic theory. Hence arose the view, still held
by Zosimus as late as 300 AD, that Democritus was the founder of the chemical
art.
The third phase in the evolution of the theoretical basis for that art came
before the middle years of the second century Be,66 with the introduction of
the Pythagorean-Platonic theory of the four elements from Plato's Timaeus.
Plato explained there how one element could turn into another, using verbs
which reappear in the phrases 'one nature conquers/overrules
another
nature' in Phusika kai Mustika. This interchangeability allowed the self-styled
'philosophers' who practised the chemical art to reach the conclusion that All
is One (Hen to pan) .67
Older Pythagorean ideas were also introduced. The tetrasomata (four
bodies), an amalgam of four base metals, including copper, which sometimes
replaced copper itself as the starting material for the goldmaking experiments,
derives its name from the fact that 4 was the number for earth in the
Pythagorean tetraktys of the elements. The idea that a series of chemical
experiments in metal-tinting represented a ritual for the welfare of the soul,
founded upon a perception of sympathy between 'fire' in the ennobled base
metal and the fiery part of the soul, could be accommodated without too much
difficulty into a ritual pattern of Pythagorean origin. The soul of the
Pythagorean had to be symbolically translated, I have suggested, from 4, the
tetraktys number for earth, to 1, the number for fiery heaven and also the
number for the element fire. The Platonic re-interpretation of the 'natures' of
the four elemen ts in Timaeus showed how this could be done for base metal by
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a series of chemical experiments which brought the natures of water, air, and
finally fire into the ascendancy.
Democritus was by then too well established as the founder of the art to be
abandoned, so he was credited with bringing the 'natures' to Egypt. But the
riddling chapter 3 was added to Phusika kai Mustika which made him the
disciple of Socrates and Plato from whom he had learned 'how to harmonize
the natures'. 68
DISTILLATION AND SUBLIMATION THROUGH THE FIRST MILLENNIUM AD
The practice of chemical technology was destined to remain a secret activity
through the first four centuries of the Roman Empire, conducted by various
religious groups who attached meanings to the results of experiments far
beyond the simple recognition of the chemical reactions which took place.
The experimental work was regarded as dangerous magic by the early Church,
and when the Roman Empire became Christian it ceased. But the chemical
texts were preserved and read as allegories for the redemption of the Christian
soul.
Unconverted gnostics went into exile beyond the eastern borders of the
Empire, and continued to carry out experiments directed towards finding new
ways to elicit the elemental fire. It was probably they who discovered how to
distil crude petroleum, using a suitable filler to weigh down the highly volatile
distillate so that it could be flamed and discharged through siphons. That
secret was passed to the Byzantines at the time of the Arab expansion; and they
used it in sea battles to defend Constantinople. Their name for it was 'seafire';
the western Crusaders later called it 'Greek fire'.69
The Persians and later their Arab conquerors learned the techniques of
distillation and sublimation from some of the gnostic exiles. The Arabs gained
access to the Greek chemical texts as well as to the practical technology, and
they carried experimental work in chemistry forward into its next phase to
create their own science of alchemy.
NOTES AND REFERENCES
1. M. Berthelot, Collection des anciens alchimistes grecs, 4 vols. (Paris: Steinheil, 1887-8), reprinted
London, Holland Press, 1963, as 3 parts in 1 vol. Part 1 is an introduction; parts 2 and 3 are
the Greek texts and the fairly free French translation of each. The texts and translations are
numbered identically, and will be cited here as 'texts', followed by section and part numbers.
Phusika kai Mustika is at texts, 2.1.
2. M. Wellmann believed that the original author was 'Bolos Demokritos', who lived about 200
BC, and that the Democritean school was active during the second century BC; "Die Phusika
des Bolos Demokritos und der l\1agien Anaxilaos aus Larissa," Abh. preuss. Akad. Wiss., phil.-hist.
Kl.,7 (1928),1-80 on p. 9; and "Die Georgika des Demokritos," Abh. preuss. Akad. Wiss., phil.hist. Kl., 4 (1921), 1-58 on p. 16. Wellmann (1928) on pp. 68-9 claimed that the earlier work
was titled Phusikai baphai, but there is no ancient evidence for that title; see R. Halleux, Les
alchimistes grecs, tome 1 (Paris: Belles Lettres, 1981), p. 68.
3. Halleux, op. cit. (2), p. 73, placed it 'towards the beginning of our era', i.e. the beginning of
the first century AD.
4. ps.-Hippolytus, Refutationes omnium haeresium, 5.21 for the Sethians. Berthelot, op. cit. (1), texts,
3.49.1-12 contains gnostic material in association with descriptions of apparatus and chemical
recipes.
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5. J. Needham, Science and Civilization in China, 6 vols. (Cambridge: Cambridge University Press,
1954-86), vol. 5, pt. 2, p. 253.
6. A.J. Festugiere, La Revelation d'Hermes Trismegiste, 4 vols. (Paris: Gabalda, 1944-54), vol. 1, pp.
76-7, 232. The words used are: 'One nature is conquered by another.'
7. Columella, De re rustica, 7.5.11.
8. Discussed by Wellmann, op. cit. (2), 1928, pp. 1-69, and by Halleux, op. cit. (2), pp. 62-74.
9. Theon of Smyrna, Expositio rerum mathematicarum, ed.E. Hille (Leipzig: Teubner, 1878), p.
97.
10. Homer, Iliad, 15, 36-8; Odyssey, 5, 185-7. The oath is by earth, heaven and the water of the
River Styx, representing the underworld. Hesiod recognized four realms, earth, heaven, the
underworld (as 'misty Tartarus') and the sea.
11. See]. Chadwick, The Decipherment o/Linear B, 2nd ed. (Cambridge: Cambridge University Press,
1967), p. 45 for the depiction of a male horse or pig as an animal head at the top of a single
stroke, and a mare or sow as a head above two strokes, or above one stroke with two short
crossbars. In the table of the Pythagorean pairs of opposites in Aristotle, Metaphysica, 986A22f.,
male appears in the same column as the 'odd' (of number), light, etc., and female appears in
the other column with the 'even', darkness, etc.
12. W. Burkert, Lore and Science in Ancient Pythagoreanism, tr. E. L. Minar (Cambridge, MA: Harvard
University Press, 1972), p. 72.
13. cf. The Orphic gold tablets with their verse: 'I am the child of earth and starry heaven, But my
race is of heaven .. .' in G. Zuntz, Persephone (Oxford: Clarendon Press, 1971), pp. 358-62.
14. Burkert, op. cit. (12), p.186.
15. G. Kirk, J. E. Raven and M. Schofield, The Presocratic Philosophers, 2nd ed. (Cambridge:
Cambridge University Press, 1983), pp. 286-7, fragments 346-8.
16. Theon of Smyrna, op. cit. (9), pp. 96-7.
17. Plato was later accused of taking the subject matter of Timaeusfrom a book by the Pythagorean
Philolaus; for the ancient evidence, see Burkert, op. cit. (12), p. 251. It is possible that the idea
arose because the development from the 'two dimensional' numerical elements of the
tetraktys into the 'three dimensional' elements described in Timaeus has already been worked
out by Pythagoreans of the late fifth century before Plato adopted the scheme.
18. Plato, Timaeus 53A-56C.
19. Burkert, op. cit. (12), pp. 28-96, especially pp. 83-96, for the ancient evidence. See also W.
Burkert, "Hellenistica Pseudopythagorica," Philologus, 105 (1961),226-46, on p. 236 for thirdcentury BC and later pseudo-Pythagorean
literature identified as stemming from 'underground Platonism'.
20. Berthelot, op. cit. (1),2.1.5; 2.1.11; 2.1.13.
21. Ibid. 2.1.12 contains the only mention of ios in Phusika kai Mustika. Both ios and iosis are
referred to in many other texts in Berthelot's Collection.
22. Recorded as Pythagorean in the feminine form ia by Ioannes Laurentius Lydus, De mensibus,
4.1.
23. See note 19.
24. To Democritus: Columella, De re rustica, 11.3.64, and Tatian, Ad Graecos, 17. To Bolos the
Democritean:
Stephen of Byzantium, Ethnica (ed. Westermann,
1839), 68, entry for
Apsunthion, and Scholia on Nicander, Theriaca, 764. To Bolos of Mendes, the Pythagorean:
Suidas, ed. A. Adler (Leipzig, Teubner, 1928), B481.
25. The title of the short mystical chemical text by Ostanes the philosopher (Berthelot, op. cit. (1),
texts, 4.2) claims it was given to Petesios, the Egyptian form of the name Isidore (see Berthelot,
op. cit. (1), translations, p. 27, n. 1.) Isidore was the son of Basilides the gnostic, and could have
forged this text. Discussed by C. A. Wilson, "Philosophers, Iosis and Water of Life," Procs. Leeds
Phil. & Lit. Soc., Lit. & Hist. sect., 19, pt. 5 (1984), 101-219, on pp. 159-61.
26. P. Kingsley, "Empedocles and his interpreters: the four-element doxography" Phronesis, 39
(1994), 235-54, on pp. 235-6.
27. Dibikos, illustration in 'The goldmaking of Cleopatra', Berthelot, op. cit. (1), intro., p. 132, fig.
11; the stillhead is called phiale. Tribikos, illustration, ibid., intro., p. 139, fig. 15; description,
texts, 3.50.1, where the stillhead is named 'the bronze'. Tube-still, illustration, ibid., intro., p.
140, fig. 16; description, texts, 3.47.2 and 3.50.2.
28. Ibid., texts, 3.8.
29. D. B. Harden, "Ancient glass, 2: Roman," Archaeol. j., 126 (1969),44-77, pp. 46-8 for dating
and suggestion that glassblowing was developed in Syria earlier than in Egypt.
30. G.-D. Lu,J. and D. Needham, "The coming of ardent water," Ambix, 19 (1972),69-112, on pp.
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72-3 and 108 for E. von Lippmann with bibliography. R.]. Forbes, Short History of the Art of
Distillation (Leiden: Brill, 1948), pp. 87-8.
31. H. Diels, "Die Entdeckung des Alkohols," Abh. Preuss. Akad. Wiss., phil.-hist. Kl., 3 (1913),1-35,
on pp. 21-5, 35. The author of Refutationes omnium haeresium was formerly believed to be St.
Hippolytus.
32. H. Degering, "Ein Alkohlrezepte aus dem 8.Jahrhundert," Sitzungsber. preuss. Akad. Wiss., phil.hist. Kl., (1917), 503-15, on p. 506 (Weissenau recipe). 1. Puccinotti, Storia della Medicina, 3
vols. (Livorno: Wagner, 1850-66), vol. 2, document 6, p. lxiv. For fuller discussion of ritual
gnostic use of the firebearing distillate of wine in the Roman and early medieval periods, and
for links with the chemical art, see Wilson, op. cit. (25), pp. 152-73.
33. Tertullian, De praescriptione haeresium, cAO. Irenaeus, Adversus haereses, 1.21.4.
34. Tertullian, De baptismo = Homily on Baptism, ed. E. Evans (London: S.P.C.K., 1964), e.8.
35. Irenaeus, op. cit. (33),1.21.5.1.21.3,
and 1.13.1.
36. ps.-Cyprian, De rebaptismo, e.16.
37. A recipe 'cited by Anaxilaus from Democritus' is in the Stockholm papyrus; see Halleux, op.
cit. (2), p. 110. For the feasibility of distilling wine at that period, see A. L. Butler and].
Needham, "An experimental
comparison of the East Asian, Hellenistic and Indian
(Gandharan) stills ... ," Ambix, 27 (1980), 69-76, on pp. 71-2. The stillhead used was of the
mastarion type, with a single outlet tube, and the strongest spirits (60% ethanol) came over at
the beginning of the operation.
38. Augustine, De haeresibus, c.57 in]. E. Migne, Patrologiae cursus completus, series latina, 221 vols.
(Paris: 1844-55), vol. 42, col. 40-1.
39. ps.-Hippolytus, ReJutationes omnium haeresium, 5.21. Berthelot, op. cit. (1), texts, 1.13.1-5.
Discussed by Wilson, op. cit. (25), pp. 164, 166.
40. The Books ofJeu, ed. C. Schmidt, tr. V. McDermot (Leiden: Brill, 1978).
41. Ibid., p. 108, cA5. The translator explains in a note that 'vinewood' is the literal translation of
the Coptic peloole.
42. M. Savonarola, Libellus ... de aqua ardente, in Joannes de Rupescissa, De consideratione quintae
essentiae (Basel, 1561), pp. 250-1, 253.
43. Mystis was the eponymous inventor of the Dionysus mysteries, according to one myth. The
mountain dancing was a particular feature of Dionysus worship in Northern Greece,
Macedonia and Thrace in the classical period, connected with the biennial re-appearance of
trieteric Dionysus.
44. ]. U. Powell, CollectaneaAlexandrina (Oxford: Clarendon Press, 1925), p. 32. The manuscripts
all give phialen (accusative case) which Powell emended to phiales.
45. The usual meaning of phialewas drinking cup, a vessel unsuitable to be placed on a fire; and
Bacchus' limbs were already in a cauldron, a vessel intended for use on a fire. Modern editors
have emended the text in various ways, but without producing a satisfactory meaning. My
suggestion here requires the restoration of phialen (emended by Powell and others, see note
44). More detailed discussion in C. A. Wilson, "Dionysian ritual objects in Euphorion and
Nonnus," Papers, Leeds Internat. Latin Seminar, 7 (1993),213-19, on p. 218.
46. Discussed more fully in C. A. Wilson, "Wine rituals, maenads and Dionysian fire," Papers, Leeds
Internat. Latin Seminar, 10, (1998), forthcoming.
47. F. M. Cornford, The Origin of Attic Comedy (London: Arnold, 1914), pp. 88-9. A. B. Cook, Zeus,
3 vols. (Cambridge: Cambridge University Press, 1914), vol. 1, p. 627. They connected the rite
with the mystic Orphic phrase: 'A kid I have fallen into the milk', since the possibility of ritual
wine-distilling had not been put forward at that time.
48. M. L. West, Studies in Aeschylus (Stuttgart: Teubner, 1990), p. 49 on the possibility that Aeshylus
took part in the Eion campaign. Athenian maenads did not practise mountain dancing; and
the Athenian festivals of Dionysus differed from those of Northern Greece, and did not
include the 'return' of trieteric Dionysus in every second year.
49. 'The bronze' was one of the names for a stillhead. 'The iron' could have been the short sword
carried by Macedonian maenads to enable them to sacrifice a goat, hare or other mountain
animal to Dionysus at the beginning of their secret rituals held in a mountain glen or cave.
References in C. A. Wilson, op. cit. (46).
50. While the mountain dancing of the maenads of early historic times would have brought them
into an altered state of consciousness, it is most unlikely that they became drunk on spirits of
wine. Raw, immature spirits are unpleasantly fiery, and any maenad who risked drinking the
liquid would have been terrified by the burning sensation in her throat and the possibility that
further drinking might cause her internal organs to burn up.
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51. Theophrastus, De lapidibus (On stones), e.60; c.58.
52. Dioscorides, Materia medica, 5.95.
53. Recorded in a wordlist of secret terms used by the experimenters: Berthelot, op. cit. (1), texts,
1.2: hudor skuthikon/eau scythique. The name must predate the Scythians' disappearance from
history in the second century AD, and could go back to the time when mercury was first
extracted from the 'hard and stony' Caucasian cinnabar at the Scythian end of the Black
Sea.
54. Aristotle, De anima (On the soul), 406b.
55. Ibid., 405a1 and 17f.
56. Halleux, op. cit. (2), Leiden papyrus X, no. 55 for gilding with gold leaf, nos. 73 and 79 for
gilding with gold-coloured agents, and no. 26 for silver-coating copper with tin.
57. Vitruvius, De architectura, 7.8.4.
58. Alexander of Aphrodisias, Commentaire sur les meteores, tr. G. de Moerbeke, ed. A. J. Smet
(Louvain: Leuvense Universitaire Uitgaven, 1968), p. 136.
59. See section above on 'Wine-distilling in the Dionysus cult'.
60. Berthelot, Opecit. (l), texts, 3.8.
61. Ibid., texts, 3.47.6-7.
62. Ibid., texts, 3.47.7 explains that at the end of the distillation the plants have lost their colour
which is their pneuma (spirit).
63. R. P. Multhauf, The Origins of Chemistry (London: Oldbourne, 1966), p. 108 for the stages
whereby orpiment was transformed into a silver 'tincture' for copper. But the concept that
there had to be a further transformation to violet colour (ibid., pp. 106-8) is incorrect. It is
drawn from A.J. Hopkins, Alchemy, Child of Greek Philosophy (New York: Columbia University
Press, 1934) and other modern interpreters who have believed that iosis means 'violetflowering'. But the noun iosis is derived from ios, and could not have been formed from the
Greek ion (violet).
64. See note 55.
65. 'On the sympathies and antipathies of stones', according to his entry in the Suidas (see note
24). Halleux, Opecit. (2), p. 63 believed that the title there is incomplete, and had originally
included the words 'plants' and 'animals'. Various fragments from the book cited by later
classical authors concern the properties of plants or animals.
66. Not later than the mid-second century BC when the phrase 'one nature conquers another
nature' was re-used in an astrological book. See note 6.
67. Berthelot, op. cit. (1), intro., pp. 132-3. It became one of the catchphrases attached to the
chemical art.
68. See section above on 'Plato and the four elements.'
69. Wilson, op. cit. (25), pp. 175-9 for discussion of the evidence, including that from later recipes,
and for all references.
CORRECTION
15th january, 1998
Dear Dr. Roberts,
Being better acquainted with ancient lore than new computers, I sent in
three versions of my review of D. G. White, The Alchemical Body published in
Ambix XLIV, November 1997. The version used left out a line, which is entirely
my own fault for which I apologize. The words on page 152 between "on" and
"back" should read: "Siddha theory and practice. The author also tells of ritual
songs reaching".
MARIANNE
WINDER