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Andrew Barker
The Journal ofHellenic Studies, Vol. 98. (1978), pp. 9-16.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)FAMILIAR and important though Aristoxenus is to students of Greek music, philosophers, so
far as I can judge, have not always given hima fair run for his money.! No one would call him a
great philosopher; but his arguments illuminate important aspects of the controversies of the late
fourth century, and reflect light backwards onto the different views not only of music, but also of
science in general, which had been held and argued over during the previous hundred years. Nor
is he merely a referee in other men’s contests: his ideas have a philosophical as well as a musical
originality which deserves recognition. Plainly a single paper cannot hope to cover all the
philosophically important aspects of his work, and I have chosen one topic which I take to be
central, his conception of the relations between music and aloßmoıs.
More precisely, I shall be concerned with his views on the role of alo@noıs in determining the
nature of äpuovia. äpuovia is not the same thing as music, but is a part of it, as for instance is
rhythm:? and it so happens that dppovia or ro mpuoouévov is the main subject of those passages of
his work which have come down to us in completest form, under the general heading of dppovixd
oroıyeia, Elementa Harmonica.? It should be understood that the term dpyovia does not mean the
same as our ‘harmony’. There are various things which it can mean, particularly the tuning of an
ordered scheme of intervals forming the basis for a musical scale: and here, by extension of the
notion of a scale as a permissible sequence of intervals, the title dppovixa ororxeia is probably best
understood as ‘elements (or principles) of melody’— what makes this, but not that, a tune. For
Aristoxenus, as for—say—the ‘classical’ composers of the eighteenth century, there are certain
sequences or arrangements of notes which are melodically possible and others which are not: and
in broad terms his question is what the principles are in virtue of which this is so—what is
involved in the structure of a proper uéÀos, what is a musical sequence and what is not, and why.
It may be useful for me to explain in advance a few fairly elementary points about what the
theorists discerned as the structure of the music of this period, and the terminology which
Aristoxenus and his contemporaries used to discuss it. I shall need to say something about scales
(dpgovíar), the description of notes in scales, and about what Aristoxenus calls yévn.
In the Greek scales, as Aristoxenus discusses them, certain notes are ‘fixed’—that is, whatever
the scale, these elements of it stand in invariable intervallic relations to one another (cf. e.g. 22).5
For simplicity’s sake (and following Aristoxenus’s procedure in much of the work) I shall restrict
the scope of my examples as far as possible to one segment of the scale, that extending from the
note called ueon—in some sense or other a basic or fundamental note°-—downa fourth to the
Úrrdrn. wéon and Umarn are fixed, always a fourth apart. Between them lie two notes, rapurdrn
and Auyavôs; and these are not fixed. Though any scale, going down from péoy, goes uéon,
Auxavôs, rapurärm, darn, and covers a fourth in doing so, the intervals between the notes within
the tetrachord are variable, and with certain systematic kinds of variation in these intervals we get
what Aristoxenus calls change of yévos. There are three such yévn, diatonic, chromatic, enharmonic (cf. e.g. 44), and through appropriate changes in the relevant intervals, the tetrachord can
be converted into a segment ofa scale in any of them. It is also possible, as we shall see, to admit
1 Historians of philosophy have tended to see him
primarily as a source of information about other philosophers, particularly Pythagoreans. To take a more or less
random sample of the standard authors, Robin barely
mentions him, Zeller gives him a few pages, couched in
very general terms, and Gomperz ignores him altogether.
2 Cf. Plato Rep. 398d 1-2, Aristox. El. Harm. 1,
Ps.Plutarch de Mus. 1142f.
3 The three books of the Elementa Harmonica as we
now have them do not forma single unified work. For an
account of opinions and arguments concerning their
nature and relationships, see R. da Rios, Aristoxeni
Elementa Harmonica (Rome 1954) Prolegomena IV, cviicxvii.
4 Originally the tuning of the strings of the lyre: cf.
Heraclitus fr. 51: derivatively, the special varieties of
tuning which form different classes of scale, including
those associated with the names of the so-called ‘modes’ in
Rep. 398-400. Cf. Ar. Pol. 1276b8 and elsewhere. See also
e.g. I. Henderson, ‘Ancient Greek Music’ in the New
Oxford History of Music (Oxford 1957) i 347-9, 384 ff.
5 Numbers in brackets in the body of the text refer to
sections of Aristoxenus El. Harm. The two most useful
editions are by H. S. Macran (Oxford 1902) and R. da
Rios, cited at n. 3 above.
6 See for instance Aristotle’s rather obscure remark at
Met. 1018b29. Other useful passages may be found cited
s.v. in LSJ.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)minor variations on these intervals within a yévos —e.g. raising or lowering the relative pitch of
the Ayavôs by a very small amount—thus giving what are called different ‘shades’, ypóar, of the
yévos (24-25, 49). These possibilities are central to my argument, as are the senses in which a note,
moved up or down to function in a scale of a different yévos or xpóa, remains despite its new pitch
the same note (bôóyyos).
The questions I want to discuss take us beyond pure musicology and into philosophy.
Aristoxenus is not simply investigating agreed phenomena in standard ways: he is expressing, and
vigorously arguing for, a particular conception of what music is, and in what the science of the
study of music properly consists. He shows marked antagonism to views which differ from his
own, notably those of the Pythagoreans and some persons whom he called the dppovixoi, and he is
equally willing to enter disputes with both Plato and Aristotle. He in fact finds no one to agree
with, and is jealous of his picture of himself as an innovator.
Aristoxenus’ account of the relation between music and aio@nars is at the heart of his general
position. I shall argue that the new understanding of the nature of music and its principles to
which it leads—for I think that it is an innovation—is fruitful and attractive; but also that it
generates difficulties from which I am not sure that he can disentangle himself.
Aristoxenus refers frequently and with emphasis to music as an aioOyrov. We shall best find
out what this is supposed to mean by looking at his attacks on those of his rivals and predecessors
who are represented as somehow denying it.
In section 32 he poses as his general question srepi wéAous mravrós, ms more mébuker 7 bwvr
Emrewouevn Kal avıeuevn Téva ra Òvaorúpara: that is, in what natural or proper order of
intervals a melody can move upwards and downwards. The ordering of this movement is a
matter of natural law (vou) Kivnats), and is not merely random; and in his account of it he will
try to offer arodel£eıs éuoAoyoupévas Toîs bawouévous. I shall say more later about what this
means. For the present let us concentrate on his contention that in this respect he differs from his
predecessors. Some of them, he says, aAAorpıoAoyoüvres—that is, introducing extraneous or
irrelevant reasoning—and rejecting aloßoıs as inaccurate, invented ‘rational’ principles (vonras
airias) and asserted that height and depth of pitch consist in Adyous Twas dpiOudv and ray mpös
GAAnAa, relative ‘speeds’.” In doing this, Aristoxenus complains, they are dÀAorpuwrárovs Adyous
Aéyovres, and making assertions &vavrıwrarovs Toîs bawopévors.
We have two accusations, then: that of introducing extraneous reasoning or irrelevant
conceptions, and that of making assertions contrary to the gawógeva, the ‘appearances’, whatever
exactly it is that Aristoxenus wishes to indicate by this term.
As regards the first of these, it is pretty clear in rough outline what he means, though we shall
be able to fill it in more precisely as we go along. Music is something which we hear. Height and
depth of pitch are perceived qualities of sound, and need to be investigated as such. They are not
rates of vibration, or of any other kind of physical movement, and they are not numerical ratios.
Here it is worth briefly focussing on another passage (8-9), where he is trying in a preliminary
way to mark off musical sounds from others. Non-musical sound, and in particular speech, moves
up and down in pitch ovvexw@s, continuously; whereas musical sound moves by intervals,
remaining stationary at the points of arrival between leaps. Now this account, he says, is to be
taken kard rnv ris aloÔúoews Pavtaciav. The question whether in physical fact the voice can be
said to move, kıveiodaı, across the range of unsung pitches within the interval, and then to come
to a standstill, foraodaı, at a given r&ous (pitch), is nothing to do with the present enquiry: érépas
éort oxépews Kal mpôs Tv éveordoav mpaypateiav—i.e. the investigation of the nature of
music—ovx dvaykatov. Whatever the answer to that kind of question, it makes no difference: the
proper criterion here is that one kind of sound is perceived as continuously shifting in pitch, the
other as moving to and from stationary points by intervals.
7 The association ofpitches with ‘speeds’, as contrasted
with lengths (primarily of strings) seems to originate with
Archytas, who appears to have linked them with the
speed ofa sound’s propagation (DK 47, Bı, Aıga). This
theory is adopted at least sometimes both by Plato (Tim.
80a~b) and Aristotle (e.g. de Gen. An. 786b7 ff.): it seems
also to be one of the theories criticised by Theophrastus in
his attack on the number-theorists (see Porphyry’s Commentary on Ptolemy’s Harmonics [ed. Düring]
61.22-65.15, especially 63.19 ff.). Their connection with
speeds of vibration is apparently due to Heracleides
(reported in Porphyry op. cit. 29.27-31.21). On the whole
subject, the most useful discussion still seems to be that in
K. von Jan, Musici scriptores Graeci (Leipzig 1895) i
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Aristoxenus is plainly not arguing here that physical theories of sound-production in general,
or any particular theories, are false. He is claiming only that they have nothing to do with the
study of music. However it may be caused, the musical just is what is perceived in one way, the
non-musical what is perceived in another.
The accusation of ‘extraneous reasoning’ seems in part to refer to the attempt to define
musical relations in terms of mathematical ones— whether between entirely abstract quantities,
between lengths of vibrating strings, between rates of vibration, or whatever. This the
Pythagoreans, followed by Plato and in part by Aristotle, had notoriously tried to do, and
it is, according to Aristoxenus, entirely misguided. To define, for example, the octave as the
ratio 2:1 is the merest nonsense: the octave is just what we hear as a certain concord, and it is
that independently of any mathematical analyses which may be applied to the conditions of
its production.
The quarrel is to a great extent about the aim of musical analysis—in what terms something
obscure is to be explained in order for it to count as ‘explained’. As Macran noted in his edition,®
the point is well made by a contrast between the Aristoxenean and the Pythagorean definitions of
a tone. A tone (révos) is not something immediately ‘given’: it does not come to the notice of our
senses already neatly labelled with its name. It needs so specifying as to be readily identified in
terms of things which are given or understood; and whereas the Pythagoreans? define it as the
difference between two sounds whose vibration-rates (or otherwise specified raxn mpos aAAnda:
see n. 7) stand in the ratio 9:8, Aristoxenus (21) defines it as the difference between the intervals of
a fourth and a fifth. In fact Macran’s remarks need supplementing, since the Pythagoreans also use
what is verbally the same formula as Aristoxenus’s.!° But for them the expressions ‘fourth’ and
‘fifth’ refer to the intervals between two notes whose raxn stand in the ratios 4:3 and 3:2
respectively, and the size of the tone follows as an inference,!! whereas for Aristoxenus the fourth
and the fifth are simply certain heard concords, and nothing can be inferred from the formula
about the mathematical value of the tone. Why this account seems adequate and appropriate to
Aristoxenus will emerge more fully later, but crudely it is because the fourth and the fifth are
intervals which the ear can accurately identify, and it is possible, as we shall see, to construct a tone
through operations involving accurately perceivable concords alone.
Aristoxenus’s other charge against these theorists is that what they say is contrary to the
daıvöueva, and it isa good deal less obvious what he means by that. It is perfectly true that there are
aivôueva, facts of experience ascertainable by ear, which the Pythagorean system cannot readily
accommodate. As Lippman says, “Tones can be divided into halves, the fourth consists of 24 tones,
the cycle of twelve fifths returns to the original pitch: all impossible notions from the Pythagorean
point of view, but easy to demonstrate in Aristoxenean harmonics.’!? Unfortunately, though
Aristoxenus does discuss two of these gauvópeva, he nowhere argues, as admittedly he might have
done, that number-ratio theories cannot accommodate them. What he does say on the subject is
actually quite different, and very interesting indeed.
In sections 46-50 he sets out to explain the differences between the yévn; and this leads him
into a sustained attack on certain mathematical conceptions of the nature of, and the relations
between notes. In different yévn, as I have explained, the notes intermediate between the fixed
points ueon and drärm vary in position. Aristoxenus here argues that the Axavds can move over
the range of a tone, and the rapvrrarn over that of the smallest diesis, i.e. a quarter-tone (46-47).
And, he goes on (47), some people are astonished (@avyalovar) that we continue to call this note
the Aıxavös when its intervallic relation to the fixed notes changes. That of ueon to darn is
invariant: this relation is what makes them dar and wéon. Hence we must surely allow that notes
standing at different intervals from the uéon are different notes (6#6yyoı), and not the same one.
In general, notes bounding unequal intervals should be different notes, and notes bounding equal
intervals should be the same notes. The background assumption of this position is plainly
that—once we have taken some note or other as our starting point—other notes are to be defined
in relation to it strictly by reference to the interval which they form with it. Aristoxenus is
8 Macran 245.
9 E.g. DK 47 A16, A17.
10 E.g. Euclid, Sect. Can. 13.
11 Loc. cit.
12 E. A. Lippman, Musical Thought in Ancient Greece
(New York and London 1964) 150.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)arguing against any such criterion for the identity of a note, whether the thing is done by
Pythagorean ratios or not.!?
He has a variety of answers. To begin with, the adoption of the rule ‘same interval, same
bounding notes’ would be a remarkable innovation (uéya rı kıweiv &arıv), since there are many
pairs of notes distinguished in the ordinary nomenclature whose members stand at the same
distances apart. They differ, not in their intervallic relation to all other notes, but by what he calls
their Suvayus, their function, a conception to which I shall return shortly.
The converse requirement, that each distinct interval from a given note must designate a
distinct #06yyos, would demand an infinite number of #86yyor and an infinite vocabulary (48).
For mathematically there is no limit to the number of locations within its total range which the note
we call Aıxavös might occupy, and on this theory each locus will mark a different note. And
musically there is no reason to restrict the number of possible loci within that range, let alone to
restrict it to one locus: there is no musical requirement on us to prefer one ‘shade’ of a yévos to
another— i.e, to insist on this as opposed to that minor variation of tuning. If, perhaps, such
special loci might be picked out by specifically mathematical criteria—that this interval and not
that can be expressed as a ratio between integers, for instance—there is no reason at all why such
considerations should place any constraints on music.
Here we come to the central point. Given a particular position of the Acyavds, the ear will hear
a scale of the appropriate yévos. Given a position only marginally higher or lower, the ear may
indeed detect a difference, but it will still recognise the same scale, differently coloured or
‘shaded’. If we insist on mathematical equalities and inequalities as our sole criterion we shall,
Aristoxenus says (48), be abandoning rv tod ôuolou Te Kai dvonoiov didyvwow. Perceived
similarities simply do not correspond to mathematical ones, and it is the perceived similarities
which constitute properly musical groupings or categories. For instance, there is the term srvkvóv,
literally ‘compressed’, which is used to refer to pairs of small intervals: their common feature is
that when heard together they make a compressed, crunchy sort of sound (srukvoû twos bwvú). If
we are compelled to limit the use of the term muxvér to a single mathematical relation, we shall
have no means of referring to what is actually there, as heard, a feature common to a whole
collection of intervals lying within a range whose limits can be determined by aïoômous alone.
éupaivera yap Ev mäcı rois muxvois muKvod Twos bwvú, kalmep dviowv abrav övrav. Similarly, so
long as the ear recognises one series of notes as the same scale as another, it is the same, and its notes
are the same, despite their mathematical divergences (48-9).
This explains, I think, the principal sense in which treating musical relationships as being
fundamentally mathematical ones leads to conclusions contrary to the dawédpeva. We shall see
that Aristoxenus is not by any means claiming that mathematics has no part to play in musical
analysis: what he is insisting is that the mathematical tools must be applied to things recognisable
as heard, and further, as I shall try to explain below, that the mathematical relations employed
must themselves be specifiable as, or reducible to, relations identifiable by aioßnoıs.
Before I turn to these points, I should add a word or two more about the principles governing
the identity of notes. There are two senses in which Aristoxenus is insisting that a note remains the
same note irrespective of mathematically specifiable shifts. First, a note remains e.g. the Ayavés of
an enharmonic scale, despite minor variations of pitch, just so long as the ear recognises the scale as
enharmonic, and the note as that next below the uéon (49). Secondly, a note remains Ayavés over
a much wider range of variation, right through the yévn, just so long as the ear recognises it as
being that note which by nature, búoet, stands in that position on the scale. It is said to be the same
note by having the same function, ddvayus (49).
Concerning this notion of function we evidently need to enquire by what means we
apprehend something as ‘having the same ôdvaus’. A certain amount is plain enough: in
particular, that while hearing a note as being of a given pitch requires only that we hear that note,
hearing it as performing a given function requires its relation to a musical context and its location
13 None of the theorists whose work we know seems _ on the three yevn (DK 47 A17). But Aristoxenus wishes to
to have adopted a view quite as crude as that which
emphasise his concept of Sévayus, in particular its nonAristoxenus here criticises. The Pythagoreans, despite
mathematical basis: and he would not be the first or the
their devotion to mathematics, were well aware of the
last polemicist to enhance his argument by erecting straw
distinctions he is making, as is shown by Archytas’s work
opponents for speedy demolition.
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)within a structure. Quite a close parallel can be made with modern expressions such as ‘leading
note’. If someone sings up the first seven notes of a major scale we can ‘hear’ that the note he has
arrived at is the leading note of that scale: if without context he merely sings a note, we can hear
only its pitch, and cannot assign it any function.
So far Aristoxenus’s conceptions seem to parallel ours quite satisfactorily. Beyond this,
unfortunately, it is a matter which he leaves disappointingly vague. But certain of his observations
may be helpful. At 33, in a more or less methodological passage, he tells us that the whole of our
musical analysis must be based on the judgments of dkoí and dcavoia, and whereas it is the task of
axon to judge the size of intervals, it is by ôvavoia that we dewpoünev Tas ToÚTWwv Öuvaneıs. It is a
pity that although editors and commentators have made much of this remark,!* he does not
himself follow it up. He is swept instead into a further discussion of the central role of
sense-perception, implicitly continuing his contrast of correct procedure with that of the
Pythagoreans, whose claims, like those of the geometers, are independent of the evidence and
accurate training of ato@noıs, and hence do not count as referring to music at all. In a later passage
(38-9) he again refers to axon and d:avoia as judges of musical distinctions; but here he passes at
once to the claim that understanding of music is compounded of aioßnoıs and uvnun. Speculatively, we might reconstruct his position as being that perception identifies intervals, and memory
stores their sequence, thus creating the material for the sort of ‘context’ mentioned above; while
the role of Öravota is to identify the sequences not merely as sequences of intervals, which would
be musically meaningless, but as forming or implying structures within which the notes stand in
functional relationships to each other. Beyond this we cannot say how the analysis might have
continued. It is plain only that 4 rod péAous BVoıs is not to be specified in terms of intervallic
relations alone, but also and primarily by reference to musical duvdyecs, functions. (See also his
passage on notation, 39-40.)
We can gather rather more about the status of the yévy and their relation to alo@nats.
Ultimately the distinctions between them are to be made in terms of differences in perceived
character. We can see this, for instance, in Aristoxenus’s complaints about those modern
musicians who invariably restrict their Acxavoí to the higher positions—in or near the diatonic
yévos: ToÚrov 8’ airtov 76 BovAeodaı yAvKaivew dei, he says; and if they try to play enharmonic
they inevitably shift towards the chromatic, ovveriomwuevov Tob ueAovs, destroying the character
of the melody (23).
But the distinctions between yevn are subtle and not obvious. We need to use not just the ear,
but the trained ear, to discover their various dices. Aristoxenus reverts many times to this theme
(e.g. 22-3, 32-3, 34-5, 40-1), and invariably treats the yevn not as invented, but as discovered, and
as present already in the nature of music for the student to grasp. In one passage he lists them in the
order in which % roû dvOpwmov dvats comes across them, and remarks that it is only élus wera
mroÀÀoû mövov that aioßmaıs becomes accustomed (ovvedilerar) to the enharmonic (19, cf. also
47-50 and 52).
Given this conception, it becomes far from obvious why he believes that there can be no other
yevn (44). His procedure is, in the main, to ask what features can be found to link (a) all musical
sequences recognisable as melodious, and (b) all such sequences recognisable as having a certain
fundamental character. He finds, among many other things, the common övvdueıs in answer to
the first question, and the directly perceived but analysable character of the yévy in answer to the
second. But it is plain, even explicit in one passage (35), that he is considering only existing
melody: his subject matter is what we do recognise as musical: and because his method is at least in
intention rigorously empirical, and because the principles (dpxaí) which he derives are constructed precisely to cover those cases which are recognised as musical and to rule out all others, it
is perhaps not surprising that the possibility of extrapolating to admit wholly new kinds of
musical sequence escapes him.
Seductive though this kind of criticism is, it is also pretty woolly, and makes no serious dents
in Aristoxenus’s procedure or his results. There is, however, a much more crucial and much more
precise theoretical difficulty in his acceptance and analysis of the existing yévy. I should like to
approach it rather gradually, setting out one or two other central theses on the way.
14 Cf. e.g. Lippman 149-50.
Page 7
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)In a number of cantankerous and rather difficult passages (2, 7-8, 27-8, 38, 53), Aristoxenus
has harsh words to say about his opponents the dppovixoi for their adoption of a procedure which
he calls katamdxvwois, compression. It arises in connection with the attempt to express in
diagrammatic form the relations between the various modes in a single structure. A mode, for
these purposes, is an ordered sequence of intervals: any mode, Dorian, Phrygian, or whatever,
contains the same intervals but in its own peculiar sequence, and each may appear in all the three
generic forms, enharmonic, chromatic, diatonic. If we take the enharmonic versions, which
involve quarter-tones, it is possible so to choose the pitch-relations between the various modes
that the range of the notes used in the expression of them is as small as it can be, a sequence of 28
consecutive quarter-tones, or enharmonic ‘dieses’. Onto this sequence all the modes in their
enharmonic form can be mapped, the uéon of each standing at a distance of 3 dieses from its
predecessor. This is what Aristoxenus means by karamúkvwous.
We can gather from what he says in the sections I have mentioned that the purpose of
representing the various modes in set intervallic relations to one another is to explain the
possibilities of modulation between them (ueraßoAn ovorngarukú). Now the general principle of
intermodulation in the later Greek theorists is such that it is possible only if the mode from which
you start and that to which you move have in common not only particular pitches, but pitches
which are, as Bacchius puts it, Guouor Kata Tijv Toû mukvoû meroxijv:!° that is, in effect, standing in
the same functional role in a tetrachord. As represented in the karasrúkvwars diagram, none of the
modes stands in this relation to any other, since, for arithmetical reasons whichI shall pass over,
16
such relations are possible only between modes whose ueoaı are a tone, a fourth, a fifth or five
tones apart, and no pairs of modes as represented in the diagram fulfil any of these conditions.
karamükvwois is therefore useless as an attempt to explain intermodulation.
It is characteristic of Aristoxenus that although his comments could be extended to generate
this result, he uses a more limited argument, and one designed to express something of the basis of
these rules in sense perception. The dppovixoi, he says (53), apparently discount (dAıywpeiv) the
proper ordering of melody, as is made clear éx tot mAndous rav ééis rideuevwv Si€cewv. For the
voice cannot connect even as many as three dieses. This claim is elaborated in the alternate passage,
28. The voice, he says here, r#v tpirny dieow mavra mowoûoa oùx ola TE Eorı mpooridevaı, but if
ascending after two dieses €AdxtoTov ueAwöet TO Aourròv Tod dia Teoodpwv (the remainder of a
fourth), and if descending roviaiou &Àarrov où ÖÚvarat pe\wdeiv. Any smaller movements are
impossible. Hence, the moral is, one cannot reach the kéon of the next key, as here represented,
since it stands in a musically impossible relation to elements in the existing mode.
Now taken at face value this is both false and pointless. It is admittedly difficult to sing three
quarter-tones in a row with any accuracy, but it is not impossible: even if it were, the thing can
readily be done on a stringed instrument: and even if that were not so, the next possible upwards
interval is certainly much less than the remainder ofa fourth, which is two whole tones. Further,
Aristoxenus himself
has a long and bad-tempered passage explicitly aimed at refuting those who
would base claims about music on the features and limitations ofinstruments (41-3). And again,
merely to show that one cannot sing the continuous succession of intervals from one uéon to the
next plainly fails to show that one cannot get there in practice by any means: one can after all
readily skip a note and get there by the progression ofa quarter-tone and a semitone.
Aristoxenus is not, I think, quite so stupid. His point is rather that to move to a position three
dieses away from a pitch on our original scale, and already preceded in the structure of that scale
by two shifts of a diesis each, is to move to a position which musically speaking does not exist. It is
of the nature of melody (% rs peAwòtas búors, much in evidence in this passage) for the notes of a
scale to be defined by their ôÿvaus or musical function: when we move up by quarter-tones in the
enharmonic scale from Umdrn to mapurérn to Auyavés, there remains no functional location
—
hence no note— short of uéon, which invariably stands at a distance ofa fourth from drrdrn. These
functions exist as natural and essential constituents of properly constructed melody, and the
criterion of this, of the identity of this or that note as having a given ôúvaus, rests with alo@naıs
coupled with vun and diavoia. We might say that a sequence of notes which actually
progressed, mathematically speaking, into this ‘impossible’ position would be heard either as not
15 Isagoge 20.33 ff. (Meibom) quoted by Macran 262.
16 Macran 262-6.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)melodic at all (éxpeAés) or, perhaps, as involving a poor attempt to repeat the Aryavds or to reach
the ueon.
We may well ask how Aristoxenus can be so sure of all this. It is not simply that he is
committed to recognising the existing yévy as representing the only possible forms of musical
sequence, and the accepted Övvágers as unique—these ‘truths’ come to him from aesthetic
experience, and cannot, perhaps, be judged further. But his arguments also depend on the
attribution to the given yévy of a mathematically expressed intervallic structure, and on the
possibility of pinning down quantitatively—even if, admittedly, over a rómos—the intervals
between notes of given Ôvvdueus. This obviously is not given in the direct perception of an
interval, taken by itself. We need a uérpov, a standard of measurement, to which we can refer the
heard intervals, and on Aristoxenean principles it must be one specifiable in relation to some
identifiable object of aio@naıs, not merely e.g. a mathematical ratio.
For Aristotle (cf. Met. I 1053a10 ff., 1053b32 ff., N 1087b33) the musical uérpov is the smallest
musical interval, the diesis or quarter-tone. For Aristoxenus too the smallest peAwdSovpevor is the
quarter-tone. But in his scheme ofthings we cannot use it as a uérpov or a starting point (4px7%) for
definition. Each of the first principles of the science must be rotoûrov olov Ev mpwroıs Úrrò THs
aiodmoews ovvopäcdaı Tv THs dppovikújs mpayuarelas nepwv, recognisable as a principle by
alo@moıs: and if we fail to fulfil this condition we shall find ourselves falling eis rijv Úzrepoptav, by
beginning from facts or assumptions extraneous to the nature of sound as heard (44). And to take
the enharmonic diesis as an apx would not fulfil this requirement. Aristoxenus explains why in
section SS.
Given some pitch as starting point, a particular quality of discord constructed on it will be
producible not just by a note at some unique locus, but by one at any locus over a range (rórros).
Within that range there is no distinction of heard quality in the discord; hence, from a musical
point of view, it is the same discord, and it would be a mistake comparable to those discussed
earlier even to try to pin it down ‘accurately’ to a particular size of interval. There is no such thing
as this ‘accuracy’. It follows that no discord will do to establish a heard point ofreference to which
we may relate the sizes of other intervals: and the diesis is of course a discord.
So Aristoxenus turns to concords, which, so he claims, are definitely determined to a
particular magnitude —óÀws oùk éxeuv Tómrov GAA’ Evi neyedeı opiaat. We can identify the fourth,
the fifth and the octave definitely and precisely by ear. Effectively, though for most purposes
Aristoxenus’s explicit uérpov is the tone, a discord, the reference point for all measurement of
intervals is a concord, or rather the first two concords taken as a pair. As we saw earlier, the tone is
defined, stipulatively but on the basis of existing tradition, as the difference between a fourth and a
fifth.
Given that, it is possible to ascertain the sizes of other intervals relatively to the tone by an
ingenious method of construction involving concords only, and thus capable of being checked
against the evidence of aia@nats (55-7). Thus, in practical musicianship, if for example we want to
find a note two tones below a given note, we do so by finding the fourth above, the fifth below
that, the fourth above that again, and finally the fifth below that (55). More importantly for the
purposes of musical theory, we can demonstrate by the same method that, for instance, the fourth
itself is an interval of 24 tones, and can use this (actually highly controversial) putative fact in
subsequent arithmetical analysis.1” (The first example will play its part in theory too, since it is
required for the demonstration of the size of the fourth; see sections 56-7.)
Aristoxenus obviously considers all this crucially important, and fundamental to the arithmetical conclusions which he draws. There is no way conformable to his views about the primacy of
aioßmaıs, other than by this ‘principle of concordance’, that we can accurately establish the size of
an interval in relation to the tone: and given this principle it is possible to use abstract arithmetical
reasoning concerning the relations between the intervals so specified.
But it does not seem to be enough for his purposes. The point I wish to make is this. The
principle of concordance, useful though it is, will not allow us to construct intervals smaller than
the semitone. (Semitones are constructed quite legitimately in the demonstration of the size of the
fourth.) Of course we can if we wish for the purposes of theoretical analysis talk about intervals
17 Cf. Euclid Sect. Can. 15.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)smaller than that: Aristoxenus in his calculations mentions intervals as small as one twelfth of a
tone, far smaller even than the least ueAwôoëuevor. But what we cannot do is to establish by
reference to perception that this or that heard interval is one third or one quarter of a tone. Thus, it
appears, it is no good Aristoxenus asserting that the quarter-tone is the least weAwdouvpevor, and is
the interval between this and that note of the enharmonic scale: for what counts as the least
peAw@dovpevov and what counts as being the enharmonic scale are, on his own principles,
determined directly by aioßnoıs, by ear, not by any abstract mathematical considerations. There
simply is no way of showing that this interval, heard as the space between enharmonic Ósrárn and
mapuTarn, stands in just that mathematical relation to the tone. Of course, Aristoxenus may in
part be recognising this when he grants range, römos, not absolute location, to certain of the notes
bounding these intervals: but his desire for systematisation outstrips his equipment even so, since
he insists on giving arithmetical values to the extent of these 76701, values which still require us to
recognise the precise interval of a quarter-tone. And if he is not allowed this degree of precision, a
great deal of the detailed derivation of theorems in Book III must be without foundation.
Aristoxenus was an innovator, consciously and often bumptiously so. His objective was to
claw back the study of music from the hands of physicists, mathematicians, and mere recorders of
low-level empirical fact, and to establish it as an independent science having its own laws and
principles, and a subject matter with its own distinctive dvats. Problems arising from the facts of
musical experience—why this is a possible melody while that is not, why some modulations are
possible and not others, in what relations the heard intervals stand to one another, in what the
identity of notes in a scale consists, and so on—all these are to be explained not in terms of the
physics of sound production or by abstract mathematical considerations, but through principles
inherent in our experience of sound as musical, and depending ultimately on alo@noıs, on what
we perceive as melodious, concordant, and the like. His contribution to the study of music is
significant, and goes far beyond anything I have said in this paper: and so, I think, is his
contribution to our understanding of the notion of an independent science in the Aristotelian
mould. But I have argued that in crucial respects he mistook the proper direction of his science,
and overstepped the limits which his methodological principles laid down. Perhaps the influence
of his reputedly Pythagorean upbringing, though he explicitly rejected all that it stood for, made
the Siren-song of Number in the end too seductive.
Selwyn College, Cambridge.