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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)— Greek philosop hy and the
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167 & 169-197. | Conaton
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151
This paper attempts to trace the continuity, From the end of the fifth century
| alexandrin.
a coherent story can be told—in the relatively [ew instances in which the material
Me
does not allow to draw firm lines of development E shall not press too hard for
definite resulis but rather put the alternative possibilities before the reader.
Greek Philosophy and the Discovery of the Nerves
I. Presoeratie and Related Doctrines
By Friedrich Solmsen, Madison (Wis., USA)
Chronology ought to he our guide but unfortunately for the first thinker here
to be considered. it provides no guidance and leaves us struggling in quicksand.
Ditroduction
If we could be sure that Alemacon was active “during Pythagoras’ old ae” the
In « study primarily concerned with the text and the composition of Hippoproblem would be settled, Yet this statement in the text of Aristotle’s Metaphysics
erates’ De morbo sacro Wilamowitz at one point digresses from his analysis to
is open to serious doubt'—regarding its authenticity as well as its validity—and
wax enthusiastic about the significance of the ideas contained inchs. 14-17: «Das
the intrinsic evidence for his place in the history of Greek thought is no more
ist eine ... Lehre von hoher Bedeutung; liegt doch in ihr eine Ahnung des Nervenconclusive than the extrinsic. The biological subjects on which his opinions are
systems, und die Postulierung eines einheitlichen Zentrums aller menschlichen
recorded point to the middle or later half of the fifth century when other thinkers
Tätigkeit... hat auch philosophisches Interesse!.» Mutatis mutandis Wilamowitz's
dealt with the same questions”, yet arguments derived [rum such observations
comments could be transferred to some other texts of the fifth and fourth centuries?,
are of limited value; they may work in the case of others but not in that of a
Kor long before the Alexandrian physicians Herophilus and Brasistratus actually
pioneer, When everything is taken into consideration it seems best to begin our
iseovered the nerves Lhe questions had heen raised. and discussed to which this
study with a brief account of his doctrines, treating them not as the 427 of all
‚liseovery was to be the “final” and correct answer. Not only physicists and phylater efforts? but as one theory among several that competed with one another
sicians buf. philosophers too had wondered. how and where the sense organs deliver
in the minds of subsequent thinkers,
their message and how the movements of the budy are controlled by a central
Alemacon brought the sense functions, with tire exception of touch. together
organ. And it is hardly necessary to add that the nature and identity of the conin one class, using perhaps the word uicddreovat as the generic term for them, and
trolling or coordinating organ had also been a subject of philosophical thought,
set over aguinsó them a mental function which he called évrévart, This function
As for the answers. the difference between those advanced in the fifth and
has a synthetic character, Theophrastus was not well advised, when he identified
fourth centuries and the final solution is of course that the former were essentially
it with georen® nor should we translate the word by “thinking”. In the act of Euviévue
speenlative whereas the latter was empirical. Llerophilus’ and Iérasistratus’ great
we bring together or correlate the sense impressions, This coordination is perdiscoveries rightly figure among the triumphs of [ellenistie research and empiriformed by the brain and Alemaeon must have emphasized that all sense functions
cism, These men were “anatomists”; they dissected the body and one, il not
and sense Impressions converge to this central organ®. What the individual sense
both, of them opened the brain, Yet when we look mare elosely at their doctrines
we soon realize that they had not emancipated themselves completely from the
“speculative” legacy. "l'o anticipate but one point, both thought of the nerves as
carrying pret - the soul pmeume which had for some time been regarded as
the agent of messages between soul and senses or soul and limbs. There was
Rica
:
A
:
t
:
about the relation between soul and senses (or soul and body) provided a new
(Vorsokr. 64 A 19. HA: sue also “Hipp.” De morbo secro, below p. 155) and Alemacon's
emphasia of this mental function as being man's distinctive characteristic, One may form
‘
impulse and set a new task for medical research.
_
Y Berl, Sitab. 1901,
14
2 See ey. I. M. Cornford, Plato's Cosmoloyy (London 1937) 269: “Knowing nothing aout
ne the functions in question; see below pp. 163 FE.) ;
the nerves, Plato..." (credits other organs with
J. 1. Beare, Greek Theories of Elementary Cognition (Oxford 1906) 271 n. | makes a similar
observation. It may also be mentioned that Galen throughout th: De plac. Hipp. ct Plat.
takes it for granted that the discovery and theory of the nerves bear on the same problems
which the philosophers discuss when «dealing with po. pyepeorade eli
3 Seo eg. W. H. S. Jones, CAM VIL 2456.
„It is very ‚iffieult to form an opinion about his possible influence on thinkers of the
fifth century. There may be some kind of relation between Diogenes’ conception of Serer
continuity between the speculative solutions and the work of the Alexandrian
doctrines
empiricists. To :put the matter in simple terms, Platos and Aristotle's
>
1 See the treatment of this passage (Metaph. AS. 986 a 296.) in the editions of Jaeger
(Oxford 1957; note also p, X) and Ross (Oxford 1924).
2 Seo e.g. W. A. Heidel. AJVh 61 (1940) Off; Hippocratic Medicine (New York 1941) 421£,
and for a convenient survey of the conflicting opinions L. Kdelstein, Ad Ph 63 (1942) 371,
the impression that Diogenes—and the Hippoerabic—having introduced another mental
funution (gyoreir, reste?)
as the cardinal one—“reinterpreted” Hama, giving it a different.
plase in the physiological pattern. Po be sure, il is possible to understand their opinions
H
|
|
'
ulso without reference to a hypothetical antecedent but if it is borne in mind that Diogenes
looked for “channels” between sense organs and brain and that Alemacon did—or had
done—the same, the possibility of discerning Alemacon’s influence in Diogenes becomes
somewhat less chiuerical,
3 Vorsokr. 21 À 5, 25 = Bla (heopbrastus' paraphrase goureïr suggests that Sunéra
is Alemaeon's word). Cf, J. 1. Beare, Greek Thevries of Elementary Cognition (Oxford 1106)
§ Ibid. (A 5, 25).
6 Ibid. A 5, 26.
Page 2
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)By Friedrich Solmsen, Madison (Wis., USA)
Introduction
In a study primarily concerned with the text and the composition of Hippocrates’ De morbo sacro Wilamowitz at one point digresses from his analysis to
wax enthusiastic about the significance of the ideas contained in chs. 14-17: «Das
ist eine ... Lehre von hoher Bedeutung; liegt doch in ihr eine Ahnung des Nervensystems, und die Postulierung eines einheitlichen Zentrums aller menschlichen
Tätigkeit ... hat auch philosophisches Interesse!.» Mutatis mutandis Wilamowitz’s
comments could be transferred to some other texts of the fifth and fourth centuries?.
For long before the Alexandrian physicians Herophilus and Erasistratus actually
discovered the nerves the questions had been raised and discussed to which this
discovery was to be the “final” and correct answer. Not only physicists and physicians but philosophers too had wondered how and where the sense organs deliver
their message and how the movements of the body are controlled by a central
organ. And it is hardly necessary to add that the nature and identity of the controlling or coordinating organ had also been a subject of philosophical thought.
As for the answers, the difference between those advanced in the fifth and
fourth centuries and the final solution is of course that the former were essentially
speculative whereas the latter was empirical. Herophilus’ and Erasistratus’ great
discoveries rightly figure among the triumphs of Hellenistic research and empiricism*, These men were “anatomists”; they dissected the body and one, if not
both, of them opened the brain. Yet when we look more closely at their doctrines
we soon realize that they had not emancipated themselves completely from the
“speculative” legacy. To anticipate but one point, both thought of the nerves as
carrying pneuma—the soul pneuma which had for some time been regarded as
the agent of messages between soul and senses or soul and limbs. There was
continuity between the speculative solutions and the work of the Alexandrian
empiricists. To put the matter in simple terms, Plato’s and Aristotle’s doctrines
about the relation between soul and senses (or soul and body) provided a new
impulse and set a new task for medical research.
1 Berl. Sitzb. 1901, 14.
2 See e.g. F. M. Cornford, Plato’s Cosmology (London 1937) 269: “Knowing nothing about
the nerves, Plato...” (credits other organs with the functions in question; see below pp. 163ff.) ;
J. I. Beare, Greek Theories of Elementary Cognition (Oxford 1906) 271 n. 1 makes a similar
observation. It may also be mentioned that Galen throughout the De plac. Hipp. et Plat.
takes it for granted that the discovery and theory of the nerves bear on the same problems
which the philosophers discuss when dealing with yuy, 7jycuovixdv etc.
3 See e.g. W. H. S. Jones, CAH VII 285f.
Page 3
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)This paper attempts to trace the continuity. From the end of the fifth century
a coherent story can be told—in the relatively few instances in which the material
does not allow to draw firm lines of development I shall not press too hard for
definite results but rather put the alternative possibilities before the reader.
I. Presocratic and Related Doctrines
Chronology ought to be our guide but unfortunately for the first thinker here
to be considered it provides no guidance and leaves us struggling in quicksand.
If we could be sure that Alcmaeon was active “during Pythagoras’ old age” the
problem would be settled. Yet this statement in the text of Aristotle’s Metaphysics
is open to serious doubt!—regarding its authenticity as well as its validity—and
the intrinsic evidence for his place in the history of Greek thought is no more
conclusive than the extrinsic. The biological subjects on which his opinions are
recorded point to the middle or later half of the fifth century when other thinkers
dealt with the same questions’, yet arguments derived from such observations
are of limited value; they may work in the case of others but not in that of a
pioneer. When everything is taken into consideration it seems best to begin our
study with a brief account of his doctrines, treating them not as the doyr of all
later efforts® but as one theory among several that competed with one another
in the minds of subsequent thinkers.
Alcmaeon brought the sense functions, with the exception of touch, together
in one class, using perhaps the word aioÿdveoÿai as the generic term for them, and
set over against them a mental function which he called &vri&vaı*. This function
has a synthetic character. Theophrastus was not well advised when he identified
it with pooveiv® nor should we translate the word by “thinking”. In the act of Evviévas
we bring together or correlate the sense impressions. This coordination is performed by the brain and Alemaeon must have emphasized that all sense functions
and sense impressions converge to this central organ®. What the individual sense
1 See the treatment of this passage (Metaph. A 5. 986 a 29f.) in the editions of Jaeger
(Oxford 1957; note also p. X) and Ross (Oxford 1924).
2 See e.g. W. A. Heidel, AJPh 61 (1940) 3ff.; Hippocratic Medicine (New York 1941) 42ff.,
and for a convenient survey of the conflicting opinions L. Edelstein, AJPh 63 (1942) 371.
3 It is very difficult to form an opinion about his possible influence on thinkers of the
fifth century. There may be some kind of relation between Diogenes’ conception of &vvievaı
(Vorsokr. 64 A 19. 44f.; see also ““Hipp.” De morbo sacro, below p. 155) and Alcmaeon’s
emphasis of this mental function as being man’s distinctive characteristic. One may form
the impression that Diogenes—and the Hippocratic—having introduced another mental
function (pooveiv, vostv ?) as the cardinal one—“reinterpreted” £uvviéva:, giving it a different
place in the physiological pattern. To be sure, it is possible to understand their opinions
also without reference to a hypothetical antecedent but if it is borne in mind that Diogenes
looked for “channels” between sense organs and brain and that Alemaeon did—or had
done—the same, the possibility of discerning Alcmaeon’s influence in Diogenes becomes
somewhat less chimerical.
4 Vorsokr. 24 A 5, 25 = Bla (Theophrastus’ paraphrase pooveiv suggests that ¿uvévas
is Sisniseon'a word). Cf. J. I. Beare, Greek Theories of Elementary Cognition (Oxford 1906)
5 Thid. (A 5, 25).
6 Ibid. A 5, 26.
Page 4
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)organs do is—not necessarily in his own words but in words somehow reflecting
his conceptions—a déyeo8at and dradıödraı?”. The latter word in particular is important; we shall meet it again and again in our inquiry and shall appreciate it
as symbol of the continuity which we are engaged in tracing, even though
it does
not always denote the communication between a particular organ of sense and
the brain. Regarding the manner of this communication, Alemaeon was remarkably concrete and specific. It takes place by means of “passages” (76901). He
postulated such passages to the brain for eyes, ears, nostrils, and probably also
for the tongue®. If the passages are blocked the result is a serious functional
disturbance. The normal functioning of the mechanism clearly depends on the
unimpeded cooperation of the senses and the brain. It is very doubtful whether
Alcmaeon ascribed to the brain any activity independent of the senses and other
than the correlation of their reports.
According to one account, Alemaeon did more than merely postulate the existence of such passages. He verified his theories by means of anatomical investigations and actually discovered two “ducts” from the eyes to the brain. This at any
rate is what Chalcidius leads us to understand?, and if his account were completely
reliable, we should have to regard Alemaeon as the discoverer of the optic nerves
(for the ducts or zdgot can hardly be anything else). Actually Chalcidius does not
deserve unqualified confidence; he makes no attempt to distinguish between the
achievements of Alemaeon and those of Herophilus, and most of the items specified in his account, like the four tunics of the eye and the pneuma which is conveyed to it’, definitely reflect the latter's findings and even his interpretation of
his findings. This state of facts lends a certain support to the opinion of an ophthalmologist who denies Alemaeon any actual empirical knowledge of these nerves,
leaving him only the “postulate” of physiological connections between eye and
brain!!. On this view, Alemaeon would have to be credited with an intuition far
ahead not only of its verification but even of any possibility of such verification.
As we have seen, this extreme view has some arguments to support it, but it may
nevertheless be erroneous. For since Aristotle definitely knew these “passages’’!2
(although he did not know that they are nerves) we cannot rule out the possibility
that they had been found already by a physiologist of an earlier generation. To
credit Alemaeon with empirical knowledge of these passages would still not be the
same as to make him the discoverer of “the nerves” — ula yediday ¿ap où noie —
but it would imply that the tradition, again unfortunately represented by Chal-
7 A 5, 25; (diayöıödva: is
J. G. Schneider’s convincing correction.
251.
9 In Tim. p. 279 Wrobel (= A 10).
10 Tbid. (11 215, 25 D.-K.).
11 Hugo Magnus, Die Augenheilkunde der Alten (Breslau 1901) 57f. 79f. I gather that
another ophthalmologist, Julius Hirschberg (Archiv f. Ophthalmol. 105 [1921] 129ff.; not
available to me) takes a less radical view.
12 See below in III passim.
Page 5
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)cidius, is correct in making him the first Greek known to have tried his hands at
anatomy”.
Diogenes of Apollonia too gave particular attention to communication and the
channels connecting the brain with sense organs like the ears and nostrils. Superficially there is agreement between him and Alcmaeon even in the role which
both assign to the air in the functions of hearing and smelling", yet in Diogenes’
explanations the air must have had quite a different significance. For him the
air is the agent of life, sense perception, thought, and movement; by having his
share of the air man participates in the divine principle”. It is not entirely clear
how definite a distinction Diogenes made between the nature of sensation and
that of thought but there are indications that the difference was for him one of
degree rather than one of essence!®. The air enables us to perceive as well as to
think but to make us think, and especially think well, the air must be pure and
dry.
By and large Diogenes’ teachings about the sense organs and their communication with other parts of the body organs reflect the interests of a physiologist, not
to say of a physician; such gain as there may be for epistemology materializes
incidentally. Words like 7)60v, Adan and even ®odoog (if this is what he himself
used) have medical connotations and refer to the condition of the body”. Theo:
phrastus in the summary of his views once speaks of a duadidóva: from ear to
brain!®; the word, whether or not it reflects Diogenes’ usage, certainly reflects his
interest in the normal and effective transmission of sense impressions. He conceived of this process as a “mixing, The air arriving (say, in the ear) from outside must mix with that in the brain and if both of them are in the right condition
the best results in the way of normal apperception may be expected.
The references to the brain? leave no doubt about its important place in Diogenes’ physiology but it would be rash to conclude that it actually was for him
something in the nature of a central organ. The statements that might lead us to
take this view are counterbalanced by other and even more explicit, if not necessarily better, testimonies suggesting such a role rather for the heart?1, It seems
impossible to rule out either organ completely. While ears and nostrils are connected, and communicate, with the brain, the tongue seems to pass on its impressions in a different direction—although it is not easy to say where they are meant
18 Loc. cit. (212.23).
14 Vorsokr. 64 A 19, 39ff.
15 See esp. ibid. B 4. 5; cf. A 19, 42 (II 56, 3 D.-K.).
16 See A 19.44. According to Theophrastus poovsiv as well as alodaveodaı is an activity
of the air in our body (see esp. A 19, 42 ex.).
17 A 19, 43.
18 A 19, 40.
19 Esp. 39 and 42 (the word oÿuuerooc should however be discounted as being a part of
Theophrastus’ own terminology).
20 See 39-41.
21 A 20 (Aet. IV 5, 7. where the terminology is however apt to arouse suspicion).
Museum Helveticum
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)to arrive?2. For vision too we must leave a blank; yet the explanations reported
of uvijun and 4701 point to the heart as the organ involved in these conditions”.
Burnet's conclusion: “No special seat, such as the heart or the brain, was assigned
to the soul”2 is brief, cautious, and correct, although to speak of “soul” is to
beg a question. The organ of thought and the organ of life need not have been
identical. Diogenes may have been judicious in assigning different responsibilities
to brain and heart; he was under no obligation of answering the doxographic
question: “where is the hegemonikon to be found ?”
From what has been said it is obvious that Diogenes needed passages connecting the sense organs with brain, heart and the rest of the body and also that these
passages must receive the air and allow it to move. His description of the blood
vessel system (preserved in Aristotle’s Historia animalium)* says nothing about
the physiological function of these vessels but from other testimonies it becomes
certain that the air moves through them”. Even the transmission of perception
from the nostrils and the ears to the brain materializes by way of the veins, and
there is room for the impression that veins in the eye had a similar function”,
Clearly, then, the blood vessels contain air as well as blood but the blood itself—
which is of such crucial importance in Empedocles—seems in Diogenes’ system
to have been limited to minor or subsidiary functions”. It is to the air that man
owes respiration and life, sense perception, thought, and according to a passage
in Aristotle’s De anima”, also movement. Evidently the air makes limbs and organs
active, keeps up vital processes, and renders the limbs moveable. They act and
move under the direction of votc. Diogenes may, like the author of the book
On the Sacred Disease, have spoken of “messages” from the brain; for since
the ears pass on their perceptions to the brain it is likely to have functioned as
a kind of relaying station. However no such thought is attested; rather what
Theophrastus, our chief authority, emphasizes is the need for a smooth and unhampered passage of the air through the blood vessels and through the entire
body". This establishes communication and coordination, and such mutual
22 See for the tongue esp. A 22 (cf. A 19, 43). Since blood vessels are indicated as the
channels transmitting perceptions of taste we may note that in Diogenes’ blood vessel
system two large veins are described as reaching the heart (B 6 [63, 8]). Even so, the reference to the Nyeuovıxdv in A 22 looks suspiciously like a gratuitous addition of the doxographers. For Diogenes it may have sufficed that the tastes reached the blood vessels in
which air was present to “‘perceive” them.
23 A 19.45.
2 Hearly Greek Philos. (4th ed., London 1948) 358. J. I. Beare, Greek Theories of Elementary Cognition (Oxford 1906) 105 does not carry resignation quite so far.
25 III 2, 511 b 30ff. (= B 6).
26 A 19 pass., esp. 43. 29.
2° A 39-41 (the details do not emerge as clearly as one would wish in Theophrastus’
account but the repeated references to the pA&ßes must be significant).
28 A 19.43; the blood must not block the passage of the air.
29 See A 20.
30 See below.
31 43-45; see also A 29.
Page 7
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)cooperation and mutual response seem to have been Diogenes’ definition of ovrévat8?,
The “Hippocratic” treatise On the Sacred Disease embodies very similar ideas
regarding the normal and abnormal (or diseased) condition of man. The author
has evidently accepted some of Diogenes’ main tenets®, and it is an inestimable
advantage for us to find them here set forth in the language of the fifth century
instead of having to depend on the idiom of second hand reports. Like Diogenes,
the author regards the normal functioning of limbs and organs as due to the unimpeded movement of the air in them and through them; an organ through
which the air does not pass loses its mobility and becomes numb*. As chapter
‘16 sets forth, the air enters the body through the process of respiration and having
entered first reaches the brain, where it leaves its best (dxun) and with this the
gobviuov and yrounv éxor®,
Chapter 14 includes a list of the activities and sensations that originate in the
brain. No attempt is made to differentiate between functions which later thinkers
would distribute between mind, soul, and senses. eùpooosrai, yédwtes, rratótal,
Aina, ávias..., pooveiv—perhaps also vociv—Biénew, and dıayıyyaorxew? are all
lumped together, and this variegated assortment is followed by references to
abnormal conditions (ualveodaı, ragapooveiv) for which the brain is likewise responsible. The latter are due to an excess of the hot or the cold, the dry or the
moist in the brain.
The other organs—sense organs as well as hands and feet—receive their orders
from the brain?”. As far as we can make out from a sentence whose text is unfortunately not above doubt, these organs have podrmois according to the degree
in which they participate in the air, yet they also have ovveotc owing to their direct
communication with the brain and to the orders or messages sent by it?®. podrmoic
must imply more than what later authors, like Plato, have in mind when they
refer to these parts of the body as “sentient” (aioÿntixd); as long as pooveiv
and aloddveodaı are not strictly set apart from one another, a part of the body
said to have gyodryjaic is thereby endowed with some degree of intelligence. Still
32 See esp. A 19, 44 (56, 21; not quite clear); 45 (56, 27).
3 This indebtedness has often been noted (see Diels on Vorsokr. 64 C 3a; Wellmann,
Arch. Gesch. Med. 22 [1929] 290ff.; Pohlenz, Hippokrates [Berlin 1938] 39ff.).
34 See esp. ch. 4 (Littré; W. H. S. Jones in his edition, Loeb Library, has different chapter
divisions). The explanation of epilepsy—the author’s main subject but not ours—follows
the same line: the normal passage of the air is disturbed or interrupted.
35 See also ch. s 4 and 7.
36 Wilamowitz, Berl. Sitzb. 1901, 11f. and Regenbogen, Symbola Hippocratea (Diss. Berlin
1914) 31ff. refuse to believe that chs. 14-17 were originally a part of our treatise; however
Wilamowitz admits identity of authorship. This identity is further supported and I should
say, made practically certain by the arguments of Wellmann, Arch. Gesch. Med. 22 (1929)
308; 17 (394, 6) refers back to 3 (366, 5). See further O. Temkin, Bulletin Inst. Hist. Med.
1 (1933) 297 ff.
37 Ch. 16: ofa dy 6 éyxépalos yırworn tabra nejooovet. See also ch. 7.
38 Ibid. See Jones’ note on the text; in spite of his qualms I should accept the text of à.
Page 8
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)without oöveoıg and the messages coming from the brain these parts would obviously not know how to act?.
Our next question is how the messages reach the various organs. The author’s
views may be confidently inferred from doctrines set forth in other chapters.
Messages must be communicated through the channels by which the air penetrates
to every part of the body“. For him, as for Diogenes, these channels are the blood
vessels. The account of the blood vessel system in chapter 3 is briefer than Diogenes’. Both agree in essential points, yet there is in our author a remarkable
additional observation. “Veins lead up (to the brain) from the entire body, many
of which are thin, while two are stout.” In a slightly later sentence where the
course of the splenitis is traced we learn that “its thickest, largest, and most
capacious part ends in the brain”, Diogenes’ account of the blood vessels (as
quoted by Aristotle) includes no veins that reach the brain. However his characteristic doctrines concerning the connection of ears, nostrils, and eyes(?) with
the brain are not to be found in that account either. He must have dealt with
these subjects in another section of his treatise where he may well have been
quite specific about the passages or channels from some sense organs to the brain.
The Hippocratic author on his part is from the beginning anxious to secure a
pivotal position for the brain. It has been suggested that he derived this fundamental doctrine from Alemaeon*?, Unsettled as the chronology of Alemaeon is,
a writer of the late fifth century may easily have fallen under his influence.
Startling ideas of the kind once put forward were not likely to be forgotten. But
let us beware of underrating our author’s originality. The discoveries—or, if it
must be, rediscoveries—are in a large measure his own. For Diogenes both of his
major veins (the hepatitis and the splenitis), “come to an end right at the ear’.
Compare with this what our author knows about the splenitis: “Right by the ear
it hides itself (xgúxreras) and here it splits, the thickest, largest, and most capacious
part ending in the brain ...” If it “hides itself” it had evidently remained hidden
from Diogenes. Decidedly, the author of our treatise bases his assertions regarding
the controlling place of the brain on observations that presuppose Diogenes’ account
of the blood vessels but were not yet known to Diogenes. That he also refers to
39 See again ch. 16 and for &dvearc also the first sentence of 17 (strangely misunderstood
by Pohlenz, op. cit. 32). Wilamowitz loc. cit. 7 translates gedynotc well by “Empfindungsvermögen”. See also ch. 17 for aioddveodaı as said of the heart. Ch. 16: és ty odveowy
6 éyxépadds ¿oriv 6 dtayyélA@y does not mean what Jones finds in it but rather: it is the
brain which sends messages for the ‘understanding’ (scil. of the other organs); i.e. messages
to be understood by the other organs which act on them.
40 Chs. 3f.
41 Ch. 3 (366,11 and 20 L.). Wellmann’s assertion (loc. cit. 290. 293) that the author
knows the nerves has no basis in the text. All vessels or channels mentioned in the treatise
carry blood. Equally baseless are Wellmann’s contentions that the author distinguishes
veins and arteries (296), that Alemaeon presented a system of the blood vessels, and that
in Diogenes “der Kopf (Gehirn)” (sic) was the “Sammelplatz aller Adern”. Cf. Temkin,
loc. cit. 286 n. 37; 299 n. 78.
42 See esp. Pohlenz, op. cit. 37ff.
43 B 6 (64, 13f.).
44 3 (366.20f. L.).
Page 9
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)small veins branching out from the splenitis to the right ear, eye, and nostril® is
another matter; we need not speculate whether these veins may be identical with
the passages from these organs to the brain which Diogenes specified. For our
author these veins are of minor interest since his concern is entirely with messages
from the brain but not at all with reports to the brain. Before we leave him, let us
still note that the brain is for him simply a part or an organ of the body. Thinking,
sensitivity, and movement are in the last analysis responses to a vivifying influence coming from outside and all of them are actions performed by the body.
There is no concept of soul.
The fragmentary material of the fifth century does not yield much additional
evidence for our subject‘. In the case of Empedocles our information, while
copious in regard to the sense organs and sense functions as such, gives no clue for
their connection with the “center”. If we wonder how Theophrastus could omit
this subject from his otherwise remarkably full account*, it gradually dawns on
us that our question is somehow not germane to Empedocles’ frame of thought.
Is his system each of the four elements has consciousness and véqua* but it is
in the heart—or, more precisely, in the blood in and around the heart—that the
elements attain their perfect mixture“? and thought its highest degree. 14 aluarı
pudhiota pooveiv says Theophrastus, keeping in this instance close to Empedocles’
own statement, From this point of view, the apprehension of one element by a
sense organ would be a “thought” of a lower order—which comes to the same as
Aristotle’s and Theophrastus’ correct observation that Empedocles did not recognize an essential difference between pooveiv and alodáveodar*!, Thus Empedocles
might contrast perfect thought as it materializes in the blood with less perfect
thought, but would he also trace the way of perception from say, the eye to the blood
and the heart? We have no evidence that he did or that he visualized such a way
at all. One might ask whether the blood vessels would not present themselves
45 Ch. 3 (366, 21f. L.).
46 Heraclitus’ spider simile (22 B 67a) is important as illustrating the instantaneous
presence of soul (yvy? vitality? consciousness ?) in whatever part of the body has been
hurt (or otherwise affected ?); however the very derivative account on which we have to
rely includes no reference to physiological channels, mechanisms, or processes and one may
doubt whether such subjects were of interest to Heraclitus.—For Anaxagoras the evidence
is tantalizingly inadequate (see Beare, op. cit. 256ff.).
47 Vorsokr. 31 B 86.
48 See esp. B 110, 10; however the divine quality of each element should also suffice to
establish this point.
49 B 98. 105. The flesh, though an equally perfect mixture, is not thought of as endowed
with “intellectual” capacities.
50 A 86, 10; cf. B 105, 2. udAıora may be compared with what the Hippocratic calls dxu
(ch. 16 where he sets forth that the brain has dro pure and unmixed whereas other parts
of the body have a share or degree of it).
51 A 86, 10.23; B 106.
52 The doctrine of the pores may here seem to be relevant but as far as I can see it relates
entirely to the arrival of the “effluences” in the eyes and other sense organs, not at all to
a “passing on” of the perceptions after they have taken effect. This is not the place for a
closer scrutiny of the tradition regarding this doctrine; all I can do is to record my conclusion that Theophrastus’ account is vitiated by misunderstandings comparable in type,
Page 10
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)to him as the obvious paths—or indeed whether they would not recommend themselves to him even more strongly than to the thinkers just discussed who had not
nearly so high an opinion of the blood and its mysterious powers. Actually a
theory that perceptions travel in the blood to the heart did develop on the basis
of Empedocles’ system and those who developed it were probably his disciples
or at any rate thinkers committed to the essential ideas of his physics and physiòlogy°®. But we have no right to argue back from the pupils to the master and must
postpone consideration of these doctrines to a later part of this study.
The only other Presocratic to whom we must give attention is Democritus.
Theophrastus’ summary
of his views leaves no doubt that besides dealing with
the events in the sense organs he also explained how perceptions are “passed on”.
Theophrastus speaks of a napadıödvaı ta dAA@ owuarı, a oxiövacdaı of the entering
atoms, a diayeioda xatà nay (ro cpa). There being empty interstices everywhere, the atoms which cause the perceptions find it easy to enter and move far
into the body55, As a result they touch not only the atoms composing our sense
organs but also deeper layers of atoms in the interior of the body; and it must be
by such “touching” (äg#)}56 that impressions are made and the body is affected.
Theophrastus has nothing to say about contact with the soul but in view of
Democritus’ peculiar doctrine that soul atoms alternate with those of the body?”
it is difficult to refrain from the inference that the soul too must be “touched”
by incoming atoms. Doxographic reports which refer to the hegemonikon as being
in the brain or the rational part as being in the thorax®® need not be rejected as
entirely baseless; by Democritus’ time brain and chest had definite claims for.
consideration that could not easily be ignored. How and how far he took account
of these claims are more difficult questions, yet whatever answer we may wish
to give, it will not do to restrict the soul too much to particular organs or places.
Another moot point is the function of the blood vessels in conveying perceptions
(i.e. atoms causing perceptions). Theophrastus mentions these vessels especially
as receiving visual and acoustic impressions; in connection with the latter he
brings out the correlation between effective hearing and empty spaces in the
gravity, and genesis to those which J. B. McDiarmid has so often traced in his historical
statements.
s
53 See below pp. 164f. and III (beginning).
54 Vorsokr. 68 A 135, 54-57 (esp. 2, 116; 2, 13. 20. 22f.). oxiövaodaı may well, as the
editors suggest, be Democritus’ own word.
55 See esp. Theophrastus’ remarks (ibid. 54) about xevdrnc in the eyes.
56 Cf. again Theophrastus ibid. 55 (166, 14f.).
57 68 A 108 (Lucr. 3, 370ff.); cf. 104a. From B 125 we learn that the gory receives its
nioreıs from the senses. Does this epistemological relationship between senses and por
require a physiological relationship between senses and soul as basis or parallel? Not being
as sure as ©. Bailey (The Greek Atomists and Epicurus [Oxford 1928] 160ff.) is of the identity
of soul and mind in Democritus’ system, I prefer to leave this question open. Bailey seems
to me to place too much trust in the statements of Aristotle and the doxographers and
also to argue too readily from Epicurus to Democritus. Since 1928 we have learned (especially from Cherniss) to take a more critical view of Aristotle’s doxographic statements.
8 See 68 A 105.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)small veins®, Again it seems best neither to rule out the blood vessels nor yet to
allow them a monopoly. The presence of empty spaces was not restricted to them
and wherever the incoming atoms found the way free they could move ahead and
communicate the perceptions of which they were the bearers.
Democritus’ conception of soul atoms also enabled him to account for the
causation of bodily movement, the other major function whose varying explanations we are tracing. Soul atoms are the smallest and thanks to their spherical
shape also the most mobile of all. They easily set themselves in motion and having
begun to move pass on motion to the atoms of the body between which they find
themselves embedded®. Here we should like to know what—if any—specific
psychic activities prompted the soul atoms to move and also how many bodily
actions are brought about by the contagious motion of the soul atoms. Yet our
sources offer nothing further®. In the case of Democritus, as in that of Empedocles,
we know some of the relevant theories better and more fully in the form which
they took when restated and remolded by later thinkers2. Even Plato’s “mechanism of transmission” has similarities with what we know—or may reconstruct—
of Democritus’ corresponding scheme. Imperfectly as we know Democritus’ doctrines, we must reckon with the possibility that they accounted for the arrival
of sense impressions at the “soul”, thereby making a noticeable advance over
those of all earlier thinkers.
IT. Plato
As we pass on from the earlier thinkers to Plato, we are prepared to find our
subjects acquire a new philosophic significance. Where earlier physiologoi had
acknowledged a difference of degree—some part of the body having more phronesis
than others—Plato establishes an emphatic and uncompromising dualism, separating the sense functions from the operations of soul or mind and treating the two as
entirely heterogeneous and heteronomous. Moreover, Plato’s ethics, his epistemology, his doctrine of soul had developed and consolidated themselves in a context of problems which suggested no, or very little, consideration of physiology.
Plato himself was neither a physician nor a physiologist and when in one of his
last dialogues, the Timaeus, he invaded the domain of the physiologists he brought
to his venture firm convictions that he had formed while dealing with altogether
different subjects. A Platonic physiology had to respect the dualism of body and
soul, mind and senses; yet it had also (in the words of the Theaetetus) to provide
‘ for a oúvayis aioÿmoewc ros Öudvorav!. It had to conform to the epistemological
tenet that sense perceptions “reach” the soul and “report” to the soul, submitting
59 68 A 135, 50 (115, 1); 56 (116, 16).
60 A 101. 104. 104a.
61 In fact, if Aristotle in A 104 (De an. I 3, 405 b 16ff.) conveys the right impression,
we should not even ask what psychic action causes soul atoms to move; according to this
passage movement is natural to them, their spherical shape making rest impossible.
62 See below IV (Epicurus).
1 Theaet. 195e.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)their findings to its arbitration?. To be sure, Plato’s soul is invisible and nonmaterial. It would be too much to expect that the physiology of his time—or of
any time—should be able to bridge the gulf between the material and the nonmaterial; nor, as far as I can see, was this Plato’s main concern or principal
problems,
In the Timaeus Plato saw fit to assign his non-material soul and its parts to
specific places in the body*. The rational part is “housed” in the head and there
are definite indications that Plato thinks of it as being concentrated in the brain
—
a noteworthy point of agreement with Alcmaeon and the Hippocratic author. The
spirited impulse (Ovuóc) receives its place in the chest or, more generally, in the
region between neck and midriff, and the habitation of the desires is “between
the midriff and the boundary towards the navel”", The same section which acquaints us with this distribution of the soul parts gives us also Plato’s new version
of our Hippocratic’s idea that: “eyes, ears, tongue, hands and feet carry out whatever the brain decides”””. But there is a difference; for Plato this kind of relationship obtains not so much between organs of the body as between parts of the
soul. The 9vudc too must be kept under control. If the Puude is aroused and inclined to go its own way, there is a “boiling” in the region of the heart. However,
Plato knows the heart to be “the knot (dupa) of the veins and the fountain (7771)
of the blood which moves impetuously through all the members”; availing himself of this physiological fact he goes on to explain how the control of the rational
soul part is reestablished. “Through every narrow channel” (orevord) all sentient
parts of the body become aware of the commands and threats and are thus caused
to obey the best and ruling part””?.
2 See e.g. Rep. 7, 523a f. 524af.; Theaet. 184d. 186c (here the grammatical object of
alodáveoda: is oa dud Tod odpatocs radíuara ent thy poy telver; note that telveiv and
äyy&ilsıy, the latter of which is found at Rep. 524, recur in the Timaeus). Phileb. 33d-34b
embodies thoughts remarkably similar to what we shall find in the Timaeus. More passages
could be cited and more could be said about the epistemological presuppositions of Plato’s
physiology but for the very well known subjects indicated in the text, a few references
should suffice. Passages like Phaedo 79c and Phaedr. 249b suggest additional aspect of
the relationship between the aiocdjoec and soul. On Rep. 5, 462 c 10ff. see below n. 25.
3 The difficulties involved in any kind of doctrine trying to establish connections between
physical and psychic processes are very well brought out by Paul Siwek in his book La
psychophysique humaine d’après Aristote (Paris 1930) where Plato’s (pp. 46ff.) as well as
Aristotle’s theories are treated from this point of view.
4 Tim. 69c-7la.
5 Ibid. 69d f.; cf. 730.
6 69e f. 70d f.
7 See above p. 156 and n. 37.
8 70a f. However the description of the two principal blood vessels in 77c-e is not easy
to square with the statements of this passage; cf. F. M. Cornford, Plato’s Cosmology (London 1937, reprint 1957) 305f.
? 70b; cf. Cornford, op. cit. 283. I differ from Cornford, however, in that I distinguish
two phases in the process described. First the #vuds boils because it has learned of some
injustice; next the Adyos establishes its control by way of commands and threats. When
this happens the blood too is cooled; at least I find it difficult to suppose that the boiling
blood should carry, or carry out, the commands of reason. The öre clause (b 3-5) describes
the condition to be remedied. I do not know whether Plato deliberately transfered Empedocles’ orsıvond (31 B 2, 1) to other organs of communication.
Page 13
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The “narrow channels” must be the blood vessels whose physiological connection
with the heart Plato specifies in the same sentence. They are once more the channels
SS
of communication. The heart however has advanced to a new function, for whose
knowledge Plato is obviously indebted to Empedocles and his followers. Empedoclean and Hippocratic traditions have become fused in this account. As there
is not mention of the air, this part of the Hippocratic legacy has evidently been
dropped and the role once played by the air has been taken over by the blood.
However, Plato does not tell us here how the limbs or other parts of the body
are moved; he probably regarded this as a purely physiological question not
requiring closer consideration". What interests him is the control of every sentient
part, i.e. of every part capable of responding to, and receiving directions from,
the rational soul. We must understand that the heart, when left to itself, may begin to “boil”, and that the heart and the 9vudc in it are brought under control”.
According to a physiological doctrine, the brain, being colder than the region of
the heart, is in a position to quiet the latter by sending down currents of cooling
matter!’, In a later section we read of blood vessels closely connecting the trunk
of the body with the headTM. Thus it should not be difficult to imagine the brain
as being via the blood vessels in communication with the heart.
We may wonder whether in processes of the opposite direction—not from the
tational soul part but toward it—the blood vessels fulfil a similar function but it
is better to postpone this question and first to examine a section where Plato
explains in more general terms how sense impressions are reported. To understand his explanation, we should bear in mind that all four elements have gone
into the making of our body. In his mathematical derivation of the elements,
Plato has seen to it that the units of fire (being pyramids) have the greatest
mobility and that those of earth (being cubes) have least; of the two other elemehts, air is in point of mobility closer to fire, water to earth?®. To these differences
Plato now comes back!”,
Plato’s main points may be summarized as follows: When particles possessing
a higher degree of mobility are affected, say by the sensation of hot or cold, they
pass on this affection to other particles next to them, and this process continues,
particles communicating their experiences to other particles “until they reach
10 Vorsokr. 31 B 105 (A 84). Cf. Wellmann, Fragm. d. sikel. Ärzte 15f.; Jaeger, Diokles
v. Karystos (Berlin 1938) 214. See also the account of the blood vessel system with the
heart as doy in Arist. Hist. an. III 3, 513 a 8ff.; esp. 21ff. Note Aristotle’s repudiation
of those who believe that the blood vessels start in the head ibid. 9ff.
11 Cf. the purely physiological account of the sinews (74b. d).
12 For the Bondo as helper of the rational part cf. Rep. 4, 440a ff.
18 See Arist. De somno 3, 457 b 29-485 b 10; De part. an. II 7, 652 b 16-653 a 10; cf.
also De an. I 1, 403 a 16-b 2.
14 Tim. Tid £.
15 This is first stated in 42e f. and remains the fundamental assumption throughout the
physiological sections.
16 See 55 d 8ff.; 56 a 2ff.
17 See for what follows 64 a 2-65 b 3; cf. Siwek, op. cit. 43ff.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)the intelligence (ro poóvyuov) and report the power of the agent”*; thus the central
organ learns that something hot, sweet, or hard has touched a part of the body’s
surface. Experiences of the eyes are also conveyed in this fashion because in
Plato’s scheme these organs too are touched by incoming particles producing the
impressions of colors!®. The verbs “‘pass on” (d:adtddvat) and “report” (é£ayyéllesv)
sound a familiar note; we have encountered them several times in the context
of comparable doctrines and need not doubt that Plato here consciously makes
contact with earlier theories bearing on the same subject.
Plato next states that particles of a less mobile nature do not pass on their
sensation to their neighbors; thus the “experience” (doc) remains confined or,
as we might say, localized and the living being as a whole is “insensitive” (dvalodntov) with regard to it. The particles in question are units of earth, and since
they dominate in the composition of bone and hair, Plato has here accounted for
the insensitiveness of these tissues?0, Conversely, particles of fire and air being
copiously present in the sense organs, such as eyes and ears, we understand that
these organs have a high degree of sensitivity”.
We are most eager to learn what the mobile particles report and where they
deliver their message. In the sections preceding ours, we read of sense-perceived
experiences like hot and cold, hard and soft, and in the immediately following
sections we are given an account of the individual sense organs and of the perceptions peculiar to each of them”. Evidently all such perceptions are relayed
by the mobile particles but what interests Plato here particularly are the sensations
of pleasure and pain. They are aiodmoeic in a special sense and par excellence;
for they are “felt”. What we see, hear, smell and taste may give us pleasure or
pain but it need not do so; in the latter case, the experiences passed on from the
sense organs by way of the particles produce uéyiotat alodnoeıs, but these are,
nevertheless, as Plato puts it, with deliberate paradox, an @valodnrov#. To distinguish these two forms of “sensation” was necessary in the interest of clear
and correct thinking: yet as far as the mechanism of the particles is concerned
the difference lies in the degree of the dislocation and the violence (or lack of it)
of the movements®. Even the “cuttings” and “burnings” which the eye under18 64 b 3-6.
19 67 c 4ff.
20 64 b 6ff. c 4. Does Plato (b 7) say that the immobile particle “merely” suffers or that
it “alone” suffers. Both interpretations of udvov would be defensible. c 3 raises another
problem; Plato may mean to say that even that (scil. particle) which has suffered is dvalodntov because alodncıs comes about only if the soul is reached by the affection. Yet the
parallel in the Philebus (43 b 2) suggests that td nadóv is the entire being. Cf. also Phil.
33d.
21 Cf. in this connection also Phileb. 33d. For the ““insensitiveness” of tissues consisting
of earth cf. Arist. De an. I 5, 410 a 30f.; III 13, 435 a 24f.
22 61c-63e; 65 b-68d.
23 See 64 a 2ff.; c 7ff.
24 See esp. 64 c 7-d 5; but also what follows, d 5-65 b 3.
25 0 8-d 7; e 3-65 b 2. The Greek words which bring out the difference are Big and f/arov
on the one side and nogua or per’ eönerelas on the other. See also Phil. 43h f. For the
ovvalyeiw of the entire organism (body and soul) witha hurt part of it cf. Rep. 5, 462
Page 15
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)goes in many acts of vision need not cause pleasure or pain?® if the particles
affected are small or not numerous, if they yield readily, and if there is no ‘‘violence”. We need not follow Plato here into the details of his disquisition and
differentiation; for while his distinctions are important—not least for the subsequent history of Greek philosophy?”—what matters for us is the basic pattern
of his explanation, and this remains the same throughout the section.
The account includes two indications regarding the terminus of the relaying
process. In a sentence already quoted the recipient of the messages is called td
podviuov. Another passage informs us that the movements of pleasure and pain
are “passed on into the whole” (scil. of the body) and that these sensations finally
materialize for the “mortal part of soul”, We know where the two subdivisions
of this part are localized. Since the podvıuov is probably to be identified with the
divine soul part”, it follows that both the mortal and the immortal soul part are
terminal points of the diadidova:. That the sense impressions set up “movements”
and that these movements are carried through the body to the soul Plato also
states in an earlier part of the Timaeus. There, setting forth the experiences of
the souls at the time of their first incorporation, he describes the movements
arriving from the sense impressions as a disturbance of soul’s own motions and
“revolutions”30 (“revolutions” are a characteristic of the divine part). Some
passages of the Timaeus make sensation (aïoÿnois) as such an experience or even
ingredient of the mortal soul?!. Still, when everything is taken into account, there
can be no doubt that the sense impressions must penetrate to the immortal part
in the head as well as to the mortal parts in the trunk. Reason must after all
know what the senses experience; on epistomological grounds it would be unsatisfactory if only the spirited impulse or the desires were to receive this information*?,
So far we have not found any specific paths for the messages and on the whole
it is probably correct to assume that sensations are reported wherever there are
particles of the necessary mobility. The sections devoted to the individual sense
c 10ff.; note however that not only the wording but the idea of this passage differs from
the view presented in the Timaeus. With the passage of the Republic Littré compared
Hipp. De loc. in hom. 1 (VI 278, 3-13, ad loc.), aptly except for the fact that soul is absent
in the Hippocratic.
26 64 d 5-0 4.
27 I hope to show this in another study (to be published soon).
28 The two passages are 64 b 5 and 65 a 5.
2° Still Cornford had good reasons for rendering the word by ‘‘consciousness” (center of
“consciousness” Beare, op. cit. 211). Yet even in the Hippocratic author this meaning
would hardly be adequate (see above p. 155f.). And is it not reasonable to suppose that the
word as here used by Plato combines with its traditional connotations new and Platonic
ones ?
30 See 43 b 5-e 4, esp. c 4-7. For the “revolutions” see 43 a 4-6. Cf. also 37 a 2-c 5
(revolutions of the world soul), a section which shows that the divine soul takes cognizance
of aiodnrd (b 6) and also that Plato assumes a dvayyéAdewy and diadidéva: within the soul
itself (a 6; b 7f.).
31 42 a 5; 69
b 4.
32 In the Timaeus itself a passage like 70 b 3-5 would suggest this (“the rational part as
the headquarters of sense perception”, Cornford ad loc.), if we do not wish to use the
evidence of other dialogues (Phaedr. 249 b et al.). Note also Tim. 47 b-d.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)functions* are primarily concerned with the perceptions as such, i.e. with impressions made in the sense organs themselves; the transmitting of such perceptions
is here of secondary importance. Instead of paraphrasing these chapters we may
content ourselves with extracting the statements relevant to our topic. Sound is
defined as a stroke which, being produced by the air, is “through ears," brain, and
blood passed on (6tadido08az) to the soul” (this is the only reference to the brain
in these sections). While dealing with the sense of taste, Plato has much to say
about the small blood vessels of the tongue; he calls them the “testing instruments” of this organ and describes them as “extending (retauéva) to the heart”.
There is a graphic account of how the blood vessels and “the particles present in
them” are affected by the entering units of food®; some of these units create a
considerable commotion and disturbance. Blood vessels serve also as carriers of
smell®*, On the other hand it may not be accidental that the section treating of
vision never refers to blood vessels*’. Even so we are left with the impression that
the blood vessels and the blood in them are the main vehicles of communication
with the soul. This impression receives support from a passage in a physiological
chapter where it is said that the two principal blood vessels which connect head
and trunk have been implanted in the body “in order that the effect of sense
perceptions may become known throughout the entire body”,
Recalling the description of the heart as “knot of the veins” we may readily
surmise that experiences (mdd7) affecting the veins—or the blood in them—are
passed on to the heart”. Thus channels of one and the same kind would convey
the commands of reason from the head to the rest of the body and carry sensations
or sense impressions to the heart. Since the blood has its share of mobile air and
fire units? the scheme which emerges would be physiologically as well as psycho33 65 b 4-68 d 7. “Touch” is not among the sense functions here analyzed by Plato.
Cf. for its peculiar position in Plato’s scheme AJPh 76 (1955) 159f. or Aristotle’s System
of the Physical World (Ithaca, N.Y., 1960) 349.
34 67 b 2ff.
35 65 c 71f.; 66 a 2ff. Cf. Cornford, op. cit. 269f. Note that 65 e 7 the aiodijcetc Tic xepaññc
(the LE
parts of the head) are said to be affected.
66 d 4.
37 The diéfodo: 67 e 8 are probably pores. For the dsad:ddvar from the organ of vision
to the soul see 45 d 1ff. For the blood vessels in Diogenes’ physiology of vision see above
. 164.
Pa 77 e.5. For passages like this (and also in a good number of other instances) it is however well to bear in mind the distinction between two meanings of alodnoıs made by Plato
himself in the section (analyzed above p. 161 ff.) 64 a 2-65 b 3. It is not always easy to
decide which meaning applies.
39 See again 70 b. Needless to say, the circulation of the blood was not known. In fact
the blood is assumed to flow only in the direction from the heart to the tissues and limbs;
see 80d ff. I do not think that this would necessarily exclude “sensory” movements—from
particle to particle—in the opposite direction. Still, our arguments must be admitted to
be “speculative” and we shall in due course make the necessary qualifications.
40 The blood is replenished by the food (mainly vegetable, 77a ff.), 80d ff., which must
contain all four elements; its own function is to provide fresh material for the tissues; see
ibid. Obviously Plato agrees with Empedocles’ view (B 98) that the blood is mixed of the
four elements. For the presence of fire in particular see 80 e 1ff. I have studied these
doctrines more closely in Philos. Rev. 59 (1950) 452ff.
Page 17
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)logically satisfactory, although we are still left to wonder whether the sense perceptions should not reach the brain rather than the heart. Nor should we forget
that the scheme involves a certain amount of speculative “reconstruction”, a
filling in of things which Plato does not actually say.
The reconstruction, if correct, implies that when the air in the blood vessels
was no longer considered the best messenger, the blood as such took over its role.
Now it is well known how much in the physiology of the Timaeus (beginning with
the basic theory of the four elements) goes back to Empedocles and there are
good reasons for thinking that Plato kept in close contact with physicians of
Sicily or Southern Italy who carried on the tradition of Empedocles®!. For Empedocles blood was the organ of thought (qua) and as he did not make a sharp
distinction between thought and sense perception*?, there was no reason why his
followers should not regard the blood also as the instrument of sensory activity.
Theories like those advanced by Diogenes and the Hippocratic author were a
challenge for the other schools: to meet the challenge they would, naturally
enough, come forward with alternative explanations more in line with their own
cardinal doctrines. We shall presently see that Aristotle (who, like Plato, owes a
large debt to the Empedocleans) knows the blood as vehicle of perceptions,
But when all this has been said it is only fair to emphasize Plato’s reserve-in
this matter, especially as this reserve contrasts so strongly with his readiness to
advance very specific theories about the processes materializing in the sense organs
as such. We must face the fact that Plato only once—in the account of hearing—
specifically mentions the blood as carrier“. As a rule his references are simply to
the blood vessels. These vessels too have probably the right kind of particles in
their composition. So has the flesh, and we should not fail to note what Plato
says about it, even if his statements increase rather than dispel our uncertainties.
He asserts that a solid mass or large layer of flesh is detrimental to sensitivity but
while working up to this point makes an exception which might easily be developed
into the contrary thesis; for he says, with special reference to the tongue, that our
creators sometimes “formed a mass of flesh to be itself an organ of sensation’,
We conclude that Plato himself is not entirely certain of his ground—at least
as soon as he goes beyond his basic point that it is particles of a “mobile” nature
41 Cf. C. Friedrich, Hippokrat. Untersuchgg. (Philolog. Untersuchgg. 15, Berlin 1899) 47;
Wellmann, op. cit. 15, 73ff. (whose conclusions are however in need of revision); Jaeger,
Diokles von Karystos (Berlin 1938) 211ff. See also the point made in the preceding note
and e.g. Cornford’s comments on 45 b and on 81 e ff. (pp. 333f.). With Empedocles (B 84)
Plato shares the theory of respiration through the pores, and even items of Empedocles’
comparative anatomy have been incorporated in the Timaeus (Emp. B 82; Tim. 91 d 7).
42 See above p. 157.
48 And even as the physical substratum of didvora; see below III (beginning).
44 67 b 3.
45 65 d 2; 66d 4 is puzzling: particles coming from outside are either too small or too
large for the pAéfes in the nostrils. One wonders why if they are too small they do not
enter and affect the blood units. They may however pass without touching the walls of
the blood vessels.
46 74 e ff. (esp. 74 3 7-10; 75 a bf.)
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)which transmit the perceptions, This was after all the essential explanation of the
process: as for more specific questions—including the important one how the
messages reach the brain—the state of physiological knowledge at the time probably made it difficult to answer them and we should recognize that Plato does
not press on to conclusions that would be at variance with the results of scientific
research. While knowing what powers Empedocles and his followers assigned. to
the blood? he himself probably had some hesitations about crediting the blood
with so delicate and responsible a function. When we come to deal with Aristotle,
we shall find him equally or even more reluctant but in his case it will be easier
to discover the reason for this attitude. Shall we speculate about the possibility
that Plato was influenced by the same reason? There is more to be gained by
recording two recent developments in Greek physiology both of which are likely
to have had some bearing on his decision—or, rather, indecision. The best and
newest theory concerning the system of the blood vessels made the heart the
center of this system. Plato accepts this view* but insists, nevertheless—for
reasons of a philosophic and aprioristic character—on placing the organ of rational
control in the head. This conviction was bound to land him in difficulties; we
have seen that he cannot explain how perceptions arrive at the brain. As for the
blood itself, physiological research credited it with a function not necessarily
incompatible with the other which has here been discussed but in any case lowlier
and perhaps in Plato’s opinion more germane to the nature of the blood. Being
constantly replenished by the food which is “cut up” in the belly, the blood
carries nourishment to every part of the body and thus replaces the material
taken from our tissues through the incessant attacks of “outside” forces. This
doctrine too was based on recent discoveries, and this too Plato accepts and
incorporates in the Timaeus. Did this role of the blood interfere with the other
and more ambitious one which it had taken on in the mechanism of our sense
functions ? Whatever specific considerations may have influenced Plato, he clearly
had very good reasons for not being dogmatic. Let us respect his caution. The
story which we are tracing is not a sequence of full-fledged theories, each of them
firmly held and presented as something definite or definitive. Rather it is a
record of tentative approaches, of trials and errors. If the proponents of the theories
had been less circumspect, the “errors” would probably have persisted longer.
The over-all impression is that Plato has imposed his own psychological scheme
of the soul parts upon the physiological theories of earlier thinkers. In dealing with
these theories he is selective as well as synthetic. It is in the synthesis that new
conclusions emerge. The passing on of sense impressions from particle to particle
47 See above p. 165 (and p. 157).
48 70 a 7ff.; cf. above p. 160.
49 69 c-e; cf. 75 a-c; 85 a 5-b 2. Cf. on the whole (for the two doyal in Plato’s scheme)
Beare, op. cit. 274 whose observations largely coincide with mine.
50 80 d-81 b; for details and antecedents of this theory see Philos. Rev. 59 (1950) 452ff.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)had probably been described by Democritus?!, the important role of the blood
vessel system had been established by Diogenes and others, and the blood itself
had been chosen as carrier by the “Sicilian” school. Plato, having committed
himself to Empedocles’ four elements and given their units geometrically defined
shapes, is in a position to select two elements whose units qualify them as mobile
and sensitive. About the travelling of the sound from ear to brain Diogenes knew
as much or more than what we read in the Timaeus (what Plato adds is that at
the end of this process the soul is reached)??, and that blood vessels stretch from
the tongue to the heart may have been a relatively novel doctrine but is not likely
to be Plato’s own discovery. Such progress as he makes is due to his more precise
views regarding the parts of the soul and the functions that are centralized in
brain and heart. The conception of a tripartite soul was essential to his ethics,
and although this ethics does not need a physiological basis the ethicist will
nevertheless be glad to know what kind of basis there may be.
Mitteilungen
Bei der Redaktion eingegangene Rezensionsexemplare
Zofia Abramowiczowna, Komentarz krytyczny i egzegetyczny do Plutarcha Quaestiones convivales Ks. I à II. Torun 1960. 253 8.
Hermann Bengtson, Griechische Geschichte von den Anfängen bis in die römische Kaiserzeit.
Zweite, durchgesehene und ergänzte Auflage. Handbuch der Altertumswissenschaft III 4.
Verlag C. H. Beck, Miinchen 1960. 609 S.
Sone Bilinski, L’agonistica sportiva nella Grecia antica. Verlag Signorelli, Roma 1959.
138 S.
Raymond Bloch und Jean Cousin, Rome et son destin. Collection Destin du monde. Librairie
Armand Colin, 1960. 545 8.
C. Iulii Caesaris Commentarii de bello Gallico, erklärt von Kraner und Dittenberger, 18. Aufl.
von H. Meusel, Nachwort und bibliographische Nachträge von H. Oppermann. Verlag
Weidmann, Berlin 1960. 234 S.
K. J. Dover, Greek word order. University Press, Cambridge 1960. 72 S.
Enciclopedia classica, sezione II Lingua e letteratura, vol. V: La lingua greca nei mezzi
della sua espressione, tomo 1: Vittore Pisani, Storia della lingua Greca, tomo 2: Carlo
del Grande, La metrica Greca. Società editrice internazionale, Torino 1960. 513 S.
Entretiens sur l’Antiquité classique, tome VI: Euripide, sept exposés et discussions par
J. C. Kamerbeek, André Rivier, Hans Diller, Albin Lesky, R. P. Winnington-Ingram,
Giinther Zuntz, Victor Martin. Fondation Hardt pour l’étude de l’antiquité classique,
Vandœuvres-Genève 1960. 290.8.
Geistige Väter des Abendlandes. Eine Sammlung von hundert Buchtiteln antiker Autoren,
herausgegeben und beschrieben von Gerda Finsterer-Stuber mit einem Essay von Walter
Rüegg. Chr. Belser Verlag, Stuttgart 1960.
Joseph Fontenrose, The cult and myth of Pyrros at Delphi. University of California Press
1960. 191.261 S.
51 There is however a difference inasmuch as Plato—at least in principle—rejects the
idea of empty interstices (passages like 58 b 2ff., 8la ff., and esp. 65a f. show that he is
not entirely consistent). It is better here not to reopen the question whether or not Plato
knew and used Democritus’ system. Similarities may be noticed, and have been noticed,
in many phases of their accounts; yet our observations hardly suffice for far-reaching
conclusions.
52 67 b 7. In dealing with the process of hearing Plato evidently found it difficult to
reformulate earlier theories in terms of his particles or units.