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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Source: Arethusa , Spring 2016, Vol. 49, No. 2 (Spring 2016), pp. 263-280
Published by: The Johns Hopkins University Press
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)VITRUVIUS AND THE
This paper reconsiders Vitruvius’s attitude toward literary auctoritas
(“authority”) in the context of two related types of historiographical writing: so-called “universal” or “world” history and chronography. In short,
I want to know what it means that de Architectura shares so many of the
alleged aims, benefits, and programmatic features of these particular kinds
of history writing, especially when Vitruvius’s architectural subject matter
is neither clearly universal nor traditionally historical.1
NON UTI HISTORIA
The preface to Book 5 of de Architectura begins with something of a complaint. According to Vitruvius, his technical subject matter resists the sonic
bells and whistles of poetic texts and lacks the sequences of events that are
natural to narrative historiography:
Those who have revealed their ingenious thoughts and
teachings in more sizeable books (amplioribus voluminibus), imperator, have added exceptionally immense authority to their writings (“maximas et egregias adiecerunt suis
1 The author wishes to thank the conveners and fellow presenters for their comments and
questions and the editors at Arethusa for many helpful suggestions. Christina S. Kraus
and Katherine Clarke generously read earlier drafts; I remain grateful for their remarks
and suggestions, which have greatly improved the final version. The remaining omissions,
errors, and infelicities are, of course, my own.
263
Arethusa 49 (2016) 263–280 © 2016 by Johns Hopkins University Press
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)scriptis auctoritates”).2 I wish the subject of my pursuits
was also accessible, so that size would increase authority
even in these writings (“ut amplificationibus auctoritas et
in his praeceptis augeretur”). But this is hardly as easy as
people think. You see, you don’t write about architecture
[About Architecture] as you write history or poems. History
automatically holds onto readers because it offers changing
expectations of new things. And the meter and rhythm of
the songs of poetry, the elegant arrangement of words, and
the articulation of ideas among the individual characters of
the verses—they lead the reader’s senses all the way to the
end without offense. But this is not possible when composing architectural writings, since terms derived from the
peculiar needs of the art dull the senses with their strange
language. Therefore, since these terms are not obvious by
themselves and their meanings are not evident in usage,
the wide-ranging writings of the authorities in the field will
only give readers vague ideas in dense and clumsy language
unless they are condensed and explained in a few, crystalclear sentences (“late vagantes scripturae, si non contrahentur, et paucis et perlucidis sententiis explicentur”). And
so, when I give obscure terms and proportions from the
parts of buildings, I will explain them briefly so that they
can be committed to memory; the mind will be better able
to recall them this way (“ut memoriae tradantur, breviter
exponam; sic enim expeditius ea recipere poterunt mentes”). Likewise, because I realized that the city was swelling
with public obligations and private business (“distentam
occupationibus civitatem publicis et privatis negotiis”), I
judged it best to write on a small scale so that those who
read it could quickly understand it in the small space of
time available (“paucis iudicavi scribendum, uti angusto
spatio vacuitatis ea legentes breviter percipere possent”).3
2 Distributive plurals of abstract nouns are common in de Architectura (compare, e.g., auctoritates at 9 pref. 17–18). For the usage in 5 pref., see Gros 1997 and Saliou at Vitruvius 2009a ad loc. with Kessissoglu 1993.19. Morgan 1906 rebuts Ussing’s claim that the
abstract plurals indicate de Architectura’s later date.
3 “Qui amplioribus voluminibus, imperator, ingenii cogitationes praeceptaque explicaverunt, maximas et egregias adiecerunt suis scriptis auctoritates. quod etiam vel in nostris
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Vitruvius may seem at first blush to admit to the kinds of literary
failure of which his stylistic detractors have often accused him. To write
about architecture (and thus About Architecture), he implies, is to forsake
the auctoritas that writers of other works enjoy. However, we should proceed cautiously in the face of this apparent diffidence: Isocratean echoes
in the passage imply that Vitruvius’s modesty is false—or at least highly
qualified.4 That is, if Vitruvius employs the truism that writing about
architecture differs from writing poetry and history, he does so with good
reason. To what end, then?
Vitruvius’s remarks on poetic rhythm and historiographical narrative are important, but will not be treated here,5 as they are locally
subordinate to “bigger” problems of literary authority and amplificatio, a
rhetorical term of art that denotes the addition of grandeur and impressiveness in two, related, respects: “vertical” amplificatio suggests the addition of loftiness (i.e., qualitative grandeur); “horizontal” or “broadening”
amplificatio implies, for all intents and purposes, a quantitative increase
in length (Lausberg 1998 §400–09). Vitruvius evidently sees both kinds
of amplificatio as off-limits. His explanation for why history and poetry
differ from architectural literature, for instance, suggests qualitative differences in style and the nature of content. However, a series of etymological puns makes it clear that amplificatio qua size or length is his primary
concern. The authority (auctoritas) of a work in history and poetry, he
quoque studiis res pateretur, ut amplificationibus auctoritas et in his praeceptis augeretur,
sed id non est quemadmodum putatur expeditum. non enim de architectura sic scribitur uti
historia aut poemata. historiae per se tenent lectores. habent enim novarum rerum varias
expectationes. poematorum vero carminum metra et pedes ac verborum elegans dispositio
et sententiarum inter personas distinctas ad versum pronuntiatio prolectando sensus legentium perducit sine offensa ad summam scriptorum terminationem. id autem in architecturae conscriptionibus non potest fieri, quod vocabula ex artis propria necessitate concepta
inconsueto sermone obiciunt sensibus obscuritatem. cum ergo ea per se non sint aperta nec
pateant eorum in consuetudine nomina, tum etiam praeceptorum late vagantes scripturae,
si non contrahentur et paucis et perlucidis sententiis explicentur, frequentia multitudineque
sermonis inpediente incertas legentium efficient cogitationes. itaque occultas nominationes
commensusque e membris operum pronuntians, ut memoriae tradantur, breviter exponam.
sic enim expeditius ea recipere poterunt mentes. non minus cum animadvertissem distentam occupationibus civitatem publicis et privatis negotiis, paucis iudicavi scribendum, uti
angusto spatio vacuitatis ea legentes breviter percipere possent.” All translations are my
own unless noted.
4 Compare Evag. 8–10 with Gros 1997.1.592 n. 1. Similar claims of (false) modesty in historiography are also size related: e.g., Tac. Ann. 4.32–33.
5 I have presented material on Vitruvius’s remarks about history’s narrative advantages elsewhere. Results of this research will be published in future work.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)says, generally increases (augeretur) when the writer applies amplificatio
to produce bigger books (amplioribus voluminibus); the reverse, again, is
true of architectural writings: “I wish the subject of my pursuits was also
accessible, so that size would increase authority even in these writings.”6
Vitruvius does not aim to forgo the auctoritas that well-trained
architects deserve and to which he apparently aspired (1.1.2 and 1.1.18).
He must therefore set an alternative, if ultimately paradoxical, path to that
authority by means of a “smaller” text. The Hellenistic poets would seem
to have met similar challenges by emphasizing refinement; one thinks, for
example, of Callimachus’s reply to the Telchines and his remark that a big
book is equal to a big evil (Aet. frag.1, 465 Pf.). Vitruvius, however, takes a
slightly different tack by correlating modest size (cf. “paucis . . . sententiis;
breviter exponam; paucis iudicavi scribendum,” etc.) with memorability and
utility. That smaller, not bigger, books would be best for a subject as vast
and important as architectura is striking, however. Not only did Augustus,
according to Vitruvius (1 pref. 2), recognize that architecture would bring
auctoritas to the city and enlarge its maiestas (just as provinces enlarged
the civitas: provinciis aucta), but a “less is more” mentality, as we will
see, distinguishes Vitruvius from contemporaries and near contemporaries
such as Livy (in Latin prose), Strabo, and Diodorus Siculus (in Greek).7
Vitruvius soon reveals that the principle of brevity (brevitas)
governing de Architectura derives from a “Pythagorean” notion that any
text in excess of three “cubes” of lines (750 lines by Vitruvius’s definition) exceeds the reader’s mental capacity.8 Scholars note problems with
Vitruvius’s mathematical explanation for the cube, but its relevance to de
Architectura is simple enough: the cube confirms brevity’s legitimacy as
a textual virtue in the service of comprehension and utility.9 Vitruvius’s
contrafactual desire that architectural writings, like history and poetry,
6 For a complementary view of amplificatio in Vitruvius, see Kessissoglu 1993.17–33.
7 On architecture’s vastness: 4 pref. 1 and 6 pref. 6. On bringing auctoritas to the state:
1 pref. 2–3. See below on Livy’s monumentum. Strabo (another “universal” writer)
envisioned his work as a colossal statue (κολοσσουργία, 1.1.23); see Clarke 1999b and
esp. 315.
8 5 pref. 4: “is numerus versuum, uti cybus . . . inmotam efficiat ibi memoriae stabilitatem.”
Vitruvius’s cybica ratio of 250 is properly the double of one cube, since 250 = 2 x 53.
Giocondo emended the Vitruvian text to 216 (the sum of three cubes: 33 + 43 + 53 = 216),
but Saliou’s edition (Vitruvius 2009a), with excellent commentary, rightly preserves the
text of the manuscripts. The function and definition of brevitas varies considerably in the
rhetorical tradition; see the many relevant entries in Lausberg 1998.
9 E.g., 5 pref. 2: “sic enim expeditius ea [praecepta vel sim.] recipere poterunt.” For utility as
a function of brevity in chronography, see below. For brevity’s place in technical writing,
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)grow in auctoritas as they grow in size should therefore be taken with a
grain of salt. The civic value of his work lies precisely in the clarity that
brevity provides, and so Vitruvius prescribes small-scale writings for a
city “swelling with public obligations and private business” in which time
is of the essence (cf. angusto spatio vacuitatis).
Within this framework, Vitruvius’s play on literary auctoritas and
brevitas directly challenges the ethos of more monumental contemporary
texts in history and poetry.10 In the Latin literature of the 20s b.c.e., one
thinks of Livy, whose colossal subject matter (Pref. 1.1: “a primordio urbis
res populi Romani,” “the matter of the Roman people from the beginnings
of the city”) results in an incalculable work (immensum opus) struggling
under its own weight.11 Already an architectural metaphor, the immensum
opus echoes Livy’s better known metaphor of the monumentum, defined
by its commemorative durability no less than its didactic and civic utility
(Moles 1993, Jaeger 1997, Kraus and Woodman 1997, and Chaplin 2000).12
Instruction and usefulness are goals to which Vitruvius also aspired, but
his raw material and, consequently, professed strategies of achieving those
goals differ substantially from those of Livy. According to the polemical
standpoint of de Architectura 5, the twin enormity of Livy’s Roman subject and text makes his road to auctoritas easy, if not effortless (cf. also 5
pref. 1: “historiae per se tenent lectores”). But auctoritas that is so easily
gained is commensurately problematized by de Architectura, since this
work’s civic value lies precisely in Vitruvius’s sensitivity to readers’ other
obligations. Nor is length the only issue. As its title suggests, ab Vrbe
Condita tells the history of one city and people; that Livy often blurs the
line between urbs and orbis terrarum will not have diminished this titular
conceit in the eyes of a polemical Vitruvius.13 Unlike architecture, whose
Fögen 2009. On Vitruvius’s civic orientation, see inter alia Novara 1994 and Gros 1994b,
esp. p. 84.
10 De Architectura as a whole was most likely published in the early or middle 20s b.c.e.
For a summary of the arguments, see Fleury at Vitruvius 1990a.xvi–xxiv. Vitruvius will
not be the only writer to challenge this ethos of monumental texts in the early empire; see
below on Velleius Paterculus.
11 Liv. 1 pref. 4. Moles 1993 is best on this image. The possible range of dates for publication of Livy’s first pentad (33–25 b.c.e.) overlaps substantially with the range of dates
considered probable for the publication of de Architectura. For a similar point, see Kessissoglu 1993.32–33; for Livy in the context of universal histories, Clarke 1999a.251.
12 For Vitruvius’s narrow application of monumentum, Meyers 2012.
13 For Livy’s title, Horsfall 1981.105, 112 n. 50. For the urbs as caput orbis terrarum, see,
e.g., Liv. 1.16.7. Luce 1977.284–87 notes Livy’s [Catonian] “tendency . . . toward exclusiveness and isolationism.”
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)disparate elements Vitruvius aims to unite in his text, Livy’s subject matter
is already unified, while the passage of time provides its (annalistic) structure.14 Vitruvius’s subject, moreover, is universal. As a field of knowledge,
architectura touches on many, if not all, other disciplines (1.1.3: philosophy,
music, medicine, etc.). Similarly, the texts on which Vitruvius claims to
rely come from diverse genres and subjects (above, 5 pref. 2: late vagantes
scripturae; see below on 4 pref. 1) in both Greek and, albeit less so, Latin.15 Finally, like speech or the use of fire, architecture distinguishes human
beings throughout the known world from animals (2.1.1–5).16
In light of the demands on his readers’ time, it may seem curious
that Vitruvius mentions peoples whose architectural practices he deems
underdeveloped. The Gauls, who still build huts of straw and mud (2.1.4–5),
are a case in point. On the surface, they furnish a viable account of the
Romans’ architectural past, but this cannot be their only function since the
“hut of Romulus” offers an indigenous example (2.1.5). It is, however, no
small irony that the Gauls, who once sacked Rome, still build huts in the
manner of Romulus. And so, by writing them into de Architectura, Vitruvius confirms that they (and their architecture) are “subject” to Rome in
more than one sense.17 For as Vitruvius reveals in his fulsome dedication of
the treatise, writing de a/Architectura became possible only when Augustus had extended Roman imperium throughout the oikoumene (1 pref. 1):
Since your divine intelligence and power, imperator
Caesar, were gaining rule over the world (“divina tua
mens et numen . . . imperio potiretur orbis terrarum”),
and the citizens were rejoicing in your triumph and victory after all enemies had been laid low (cunctis hostibus stratis) by your unconquerable strength, and all the
subject peoples (gentes omnes subactae) were awaiting
your command . . . I did not dare—in the midst of those
14 But organization was important for Livy too. See, e.g., Luce 1977 and Vasaly 2002.
15 References to specific writers are more plentiful in the prefaces in the second half of the
treatise; Book 8 includes several Greek epigrams. For extensive discussion, see Novara
2005.
16 Compare the “anthropologies” in Lucretius 5.771–1457 and Cicero’s de Inventione 1.2–3.
For Vitruvius, imitation, innovation, and ornamentation distinguish the human impulse to
build from, say, that of a bird building its nest.
17 Cf. Strabo 6.4.2 and Polybius 1.6.1–2 with Clarke 1999b.257.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)great commitments—to publish my writings and longconsidered revelations about architecture . . .
This address to Augustus (as imperator Caesar) is no perfunctory
panegyric. Midway through de Architectura, we learn that Rome’s ideal
geographic position—an auspicious freak of natura—had made world
conquest a matter of destiny (6.1.11): “Thus the divine intelligence (divina
mens, cf. 1 pref. 1) placed the city of the Roman people in an exceptional
and balanced region so that it could possess imperium over the world”
(“uti orbis terrarum imperii potiretur”; cf. 1 pref. 1). For Vitruvius and
many other authors of the period, it is Augustus who marks destiny’s
arrival.18 Strabo, for example, in Book 6 of his Geography, enumerates
Rome’s many geographic advantages and credits Augustus for bringing
that empire to unprecedented levels of peace and plenty (Strabo 6.4.2).19
But Vitruvius implies much more strongly than Strabo that Augustus has
provided the necessary conditions under which he can (and, importantly,
should) publish on his subject (1 pref. 2), and he effectively attributes
the work of defining architecture (i.e., the marking of its terminationes)
to the pax Augusta. A complete account of architecture requires the unified, Augustan oikoumene no less than it requires the unifying Vitruvian
text (4 pref. 1):
Since I had realized, imperator, that many people had left
behind teachings and books of commentaries on architecture in disarray and incomplete like wandering particles
(“non ordinata sed incepta uti particulas errabundas”), I
long considered it a worthwhile and very useful thing to
bring the body of the discipline to a perfect arrangement
and to unfold the characteristics of its individual areas
within individual books (“dignam et utilissimam rem
putavi antea disciplinae corpus ad perfectam ordinationem perducere et praescriptas in singulis voluminibus
singulorum generum qualitates explicare”).
18 See below on “qualitative” universalism. The sympathy of Augustus and natura in de
Architectura recalls that of Rome and Tyche in Polybius.
19 For discussion of the passage in Vitruvius, see the various commentaries ad loc. with Clarke
1999b.89, 217, and 295; for discussion of Strabo 6.4.2, see Clarke 1999b.228, 257, 287,
and 288.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)In discussing this passage, many scholars rightly point to Vitruvius’s interest in arrangement, integrity, composition, or systematicity,
with the corpus as a formal, rational structure to contain, organize, and
refine the commentarii and praecepta that he has consulted.20 But Vitruvius’s corporeal metaphor, particularly when taken in conjunction with his
description of praecepta incepta (“inchoate rules”) as particulae (“tidbits”
or, with atomic resonance, “particles”), also has ontological implications.
The commentaries to which Vitruvius refers are no doubt the same wri
tings that “wander widely” in their natural state at 5 pref. 2 (late vagantes
scripturae), but which Vitruvius succinctly brings together (contrahentur;
breviter exponam, etc.). In the preface to de Architectura 7, too, Vitruvius
identifies a need to harvest from (mostly Greek) specialist writings on a
range of topics, but only insofar as that material meets his criterion of utilitas in architecture (7 pref. 14). Vitruvius, in part, aims to redress a cultural
imbalance. But unlike other, “bigger books” that appeared simultaneously
with Roman world rule, de Architectura aims at the authority, utility, and
permanence that come from an ability to explain an “ecumenical” discipline (i.e., of the oikoumene) sufficiently but not entirely.21
THE “ECONOMIC BENEFITS” OF UNIVERSAL
WRITING: DIODORUS AND POLYBIUS
Vitruvius effectively elides synopsis and invention, so that the former supplants the latter as the most beneficial activity. In this respect, and despite
his declaration in Book 5 that historiography and architectural writings
differ substantively, Vitruvius draws heavily on the rhetoric found in
the ampliora volumina of the universal historians Diodorus Siculus and
Polybius. John Marincola helpfully sketches two ways in which ancient
historians “wrote universally.”22 The first and most capacious is when an
20 Gros at Vitruvius 1992.xiii–vi, cited by McEwen 2003.7, where it is presented as a fundamental passage; also Riggsby 2006.137–38. Similar images of de Architectura as a body
recur at 5 pref. 5, 7 pref. 14, etc.
21 Greek and Italian cultures receive far more emphasis than others, but this speaks (to some
degree) to the subjectivity of “universalism.” The “whole world” of the oikoumene is rarely
whole except rhetorically; see Clarke 1999b. For a comparable need to redress Roman
deficits (specifically in history), consider the discussion at Cic. Leg. 1.5.18: “Abest enim
historia litteris nostris.”
22 Marincola 2007.1.171, duly noting the fluidity of ancient generic boundaries. The present
study hardly offers a full account of universalism in historiography; for further reading,
see Marincola 2007.1.179.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)author “covered the entire known inhabited world (oikoumene or universum) from earliest recorded times to the author’s own day, i.e., [the history
is] universal in time and space” (Marincola 2007.1.171). Examples of this
sort include Diodorus’s forty-volume Bibliotheke, composed from the 60s
to 30s b.c.e., and Velleius Paterculus’s presumptuously titled (and much
smaller) Historia Romana in two volumes, dedicated to Marcus Vinicius
probably in 30 c.e.23 The second kind of “universal” writing is “universal
only in space,” i.e., writing that treated known events within a restricted
time period. Polybius is a well-known example of this type (from 264 to
146 b.c.e. in forty books), and his focus on Rome and its development
makes him particularly important here.
All historians are likely to confront organizational difficulties,
but the problem of arrangement (oikonomia) has been called “particularly
severe” for universal writers, who regularly treated events that occurred
simultaneously (or nearly so) in widely differing places (Clarke 1999a.278).
Unsurprisingly, the universal writers themselves seem to cultivate their
readers’ sense of this difficulty by regularly linking the challenge of oikonomia with the unique utility and benefits of a universal work.24 For although
historians since Herodotus had declared evergetistic, didactic intentions,
the capacious nature of world history meant that universal historians could
claim benefits proportionate to their scope. The authorial function of the
universal historian is thus not simply “to relate what happened” at a given
place and time, but to collect and select persons and events separated by
time and space, and to make them part of a representative and essential
whole. Diodorus Siculus, active in Rome in the 60s–30s b.c.e. and a contemporary of Vitruvius, suggests that universal writers are especially valuable because they draw their lessons not from one state or epoch but from
across time and space, bringing them “to one and the same arrangement”
(Diod. Sic. Bibl. 1.1.3: σύνταξιν).25 He adds: “[universal] historians, in
recording the common affairs of the inhabited world as though of a single
state, have made of their treatises a single reckoning of past events and a
common clearing-house of knowledge concerning them.”26
One can already detect some basic similarities between Diodorus’s rhetoric of utility through a unifying collection and Vitruvius’s
23 The year of Vinicius’s consulship. For the more capacious definition of universal history,
see also Alonso-Nuñez 2002.117; for Velleius see further below, n. 34.
24 For the notion of benefit in Diodorus, with notes for further discussion, see, e.g., Sacks 1990.
25 They are doing “gods’ work,” so to speak: Diod. Sic. Bibl. 1.1.3.
26 Trans. Oldfather, with slight modifications.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)claims to have synthesized disparate material. But Diodorus also uses a
corporeal metaphor to underscore the essential correspondence between
his synoptic subject and authoritative text. The Greek verb συντάττω and
related nominal forms (cf. 1.1.3) often describe the arrangement of bodies
and parts in various concrete and abstract senses,27 and so C. H. Oldfather in his Loeb advisedly translates ὑπὸ μίαν καὶ τὴν αὐτὴν σύνταξιν
as “into one and the same orderly body.” A more direct invocation of the
body as subject and text, however, occurs near the midpoint of the Bibliotheke, in the prooemium to Book 20. There Diodorus explains that history
as a kind of writing is “on the whole very much like a living body.” He
criticizes those who deploy excessively long speeches in history, “making all of history an appendage (προσθήκη) to oratory,” which conflicts
with history’s natural unity (Bibl. 20.1.5): “The genus of history, you see,
is straightforward, naturally coherent, and, on the whole, very much like
a living body. When you tear it apart, it is deprived of its lifelike beauty,
but in its essential arrangement, it is properly preserved and, through its
naturally coherent definition, makes reading pleasant and clear.”
Likening texts to bodies was not new, nor was it exclusive to
universal history. Plato had emphasized the body’s completeness and
arrangement as a metaphor for speeches (not, however, for written texts)
in Phaedrus (e.g., 264c), whereas Aristotle famously suggested that tragic
plots were like bodies and “living creatures,” defined by completeness,
appropriate size (i.e., ideal for dramatic competition), and beauty (Poetics
1450b35–51a6).28 Such a plot was “ideally synoptic” (εὐσύνοπτον), perceivable at a glance, and easily remembered (εὐμνημόνευτον).29 It should
be said, however, that Diodorus and Polybius alike depart from the
27 E.g., the human body, “bodies” of troops, or to characterize the arrangement of speeches and
texts, which are also described as bodies. Both concrete and abstract senses occur in close
proximity in Plato’s Phaedrus, where the body-text metaphor is fundamental and influential. Compare Pl. Grg. 504a, Phdr. 263e, 264c2–5. Note that συντάττω may be rendered
in Latin by ordino (cf. [non] ordinata; “corpus ad perfectam ordinationem perducere” in
4 pref.; cf. Vitr. 1.2.1: “architectura constat ex ordinatione, quae Graece τάξις dicitur, et
ex dispositione”). McEwen 2003 identifies the importance of the body-text metaphor to
Vitruvius’s work, but passes over much of its heritage in the rhetorical and historiographical traditions. For the association of syntaxis and soma, see Birt 1882.36–43.
28 Heath 1989.18–19 rightly emphasizes that Plato does not “use the term ‘unity’ [i.e., as a
sort of Lebensprinzip] or any close equivalent.” See also the previous note.
29 Cf. συνορῶντα at Phdr. 265d3–5; the notion is linked to definition (ὁριζόμενος). With the
Aristotelian example, we should surely connect the Vitruvian interest in the memorability
that comes from brevitas (5 pref. 1–5, etc.)
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Aristotelian bodily allegory insofar as their desire to provide a complete
and unitary history of the world necessarily forecloses reading their works
in a single sitting or day.30 For example, Diodorus at Bibliotheke 1.2.5 suggests that the power of history extends “over the whole inhabited world,”
and his claim to aggregate and order this oikoumene in the text (i.e., to
create syntaxis) implies that the best universal history would encompass
as much of the world as possible. As Marincola (1997.1.242–43) puts it:
“more is, in fact, more” for Diodorus. Likewise Polybius, albeit much narrower in chronological scope and purpose, admits that his work is long,
despite a scrupulous avoidance of amplifying devices, given the size of
his undertaking (29.12.11).
Polybius had also criticized writers whom he saw as violating history’s natural uniformity through excessive augmentation (Polyb. 29.12).
Anticipating both Diodorus’s remarks and Vitruvius’s gentle jab at writers of “bigger books,” Polybius attributes his own desire for brevity to the
unique and “universal” nature of his work, as well as to his sensitivity
toward readers and their needs. Whenever he treats briefly or omits what
other writers have exaggerated in order to increase the fullness of their
books (cf. 5 pref. 1: amplioribus voluminibus), his terseness and lacunae
should confirm his propriety and trustworthiness (29.12.6). In de Architectura, the correlation of reliability with brevity is more oblique but no less
important: such brevitas testifies to what we might call Vitruvius’s civic
ethos, his assertion that his work meets a technical need that no other text
or person can address. Thus whereas Polybius presents brevity as a means
to guarantee the reader’s trust (i.e., by omitting sensational details), Vitruvian brevity compels the reader’s trust by isolating a pressing and unattended civic need in the new, Augustan world.31
The notion of “simple” unity was no less important for Polybius’s
second-century image of history as a complete body than it would be for
Diodorus roughly a century later. But since these writers do not share the
same aims or scope, there are different wholes to look through. Diodorus
begins at the beginning, with the gods and Egypt (Bibl. 1.1.6). Polybius,
although he claims the 140th Olympiad (220–16 b.c.e.) as his starting point
(i.e., when the war with Hannibal took place), actually begins when “the
30 Diodorus and Polybius, presumably, aimed to rebut Aristotle’s assertion that history’s focus
on particulars is “less philosophical” than tragedy’s interest in universals, Poet. 1451b3–8.
31 The importance of this claim is strengthened by the tacit nature of much of Vitruvius’s
architectural knowledge; see the discussion by Serafina Cuomo in this volume.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Romans first left Italy,” i.e., 264 b.c.e. (Polyb. 1.5.1). Polybius’s temporal
limits reflect his desire to address the historical anomaly of Rome’s world
conquest. He and Vitruvius are therefore particularly alike in their pursuit
of a unifying principle, what Kenneth Sacks (1981.96–121) calls “qualitative” universalism. Both writers claim that Roman hegemony (which, in
Vitruvius’s case, is realized by Augustus) brought their subject into existence and catalyzed their writing. Polybius, in a variation on the standard
anthropology in which a primeval community coheres around particular
individuals, claims that the peoples of the world were scattered until the
definitive arrival of Rome on the world stage (1.1.3); only then did world
events become interwoven and turn toward one τέλος; only then did history
itself gain bodily coherence (σωματοειδῆ . . . τὴν ἱστορίαν).32 When Polybius in the next sentence envisions historiography as a body, his insistence
on the wholeness of history entails the same Roman teleology (1.4.7–8):
It seems to me that those who are convinced that they are
more or less experiencing the whole through piecemeal
history are much like people who, in looking at the scattered limbs of a body that was once alive and beautiful,
think that they have become suitable witnesses of the
creature’s function and beauty. Now if someone could
suddenly put the creature back together completely in
both appearance and majesty of soul and then show it to
those same people, I think they would probably all agree
that in their earlier thinking they were far from the truth,
and that they were mostly just dreaming.33
Here “big books” are not at issue. Like Diodorus, Polybius adds
special emphasis to the life or “soul” of the whole body (cf. Bibl. 20.1.5) to
the Platonic doctrine of unified arrangement and its Aristotelian corollary
of digestible size. True, Aristotle’s tragic plot was the body of an animal
(ζῷον), but Polybius, like Diodorus after him, goes well beyond this: the
body of universal history is not simply greater than the sum of its parts,
it is qualitatively different from those parts. This is the difference between
movement and stasis, life and death, truth and falsehood. In Polybius in
32 More typical anthropologies include Pl. Protag. 322a, Isoc. Paneg. 39, etc.; see Walbank
1957.1.43 n. 4.
33 This calls to mind Vitruvius’s opposition of res and umbrae at 1.1.2.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)particular, it is all of these things and much more: it is the difference between
history with Rome and history without it. Just so should we understand
Vitruvius’s image of inchoate and disconnected commentarii awaiting a
well-ordered body of architecture in the preface to de Architectura Book 4.
UNO IN CONSPECTU: ALL THE TIME IN THE WORLD
Thus far I have concentrated on two Greek examples of universal historiography, partly out of necessity (there are simply more extant examples
of this genre in Greek than in Latin), and partly with an eye to context
(Diodorus is Vitruvius’s contemporary, while Polybius provides a distinctively Romanocentric view of the world). However, at least one relevant
example of Latin universal historiography survives in sufficient quantity
to demand our attention. Published some sixty years after de Architectura,
Velleius Paterculus’s Historia Romana is instructive not only as an example of universal history in Latin, but also as a likely reflection of the late
republican Roman chronography that was contemporary with Vitruvius
but which has not survived.34 Denis Feeney, for example, quite reasonably
asserts that the first book of Velleius provides us with a plausible guess at
the general appearance of Cornelius Nepos’s three-book Chronica (published in or before 54 b.c.e.) and, one may cautiously infer, the evidently
similar Liber Annalis of Atticus.35 Velleius not only shares with Atticus
and Nepos the goal of capturing world history in a synchronistic fashion
in just a few books (i.e., synoptic brevity), but if extant testimonia are any
indication, he also shares with them a programmatic—and possibly technical—language of synoptic disclosure in the verb explicare, a verb also
strongly favored by Vitruvius (Novara 2005.112–26).
As we saw with Polybius and Diodorus, a concern for synopsis
(in the basic sense of “seeing together”) is often related to universal history’s special aim to collect disparate particulars in hopes of adumbrating
the essential, corporeal unity of history (Polyb. 1.4.1, 1.4.7; cf. Diod. Sic.
Bibl. 1.1.3). That is, concerns about brevity are in general related to history’s
truthfulness and essential unity, not to memorability or comprehension.36
34 Of Velleius’s two books, most of the second and a significant portion of the first have
survived; see above p. 271.
35 Feeney 2007.22, with references to Woodman 1975 and Gowing 2005. The Liber Annalis,
published in 47 b.c.e., was said to be inspired by de Re Publica (Cic. Brut. 19).
36 At Bibl. 16.1.1 unity, not brevity, is what makes history easiest to remember.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Velleius and our testimonia on the chronographers, however, suggest that
in chronography, synopsis and utility were closely related to brevity in its
quantitative sense, just as they are in Vitruvius (Vell. Pat. 1.14.1):
Since the outline of any subject is fixed in the mind’s eye
more easily when it is brought together in one place rather
than divided by time (“in unum contracta species quam
diuisa temporibus oculis animisque inhaereat”), I decided
to separate the first part of this book and the second with
a useful summary of affairs (“non inutili rerum notitia in
artum contracta”), and to weave in here what colonies
were established and when by decree of the senate after
Rome was captured by the Gauls.
Here Velleius seems to view synopsis (as its etymology suggests)
as a visual phenomenon, i.e., he emphasizes the material layout of his work
as a function of memory and clarity. Like Vitruvius, but unlike, say, Diodorus, Velleius would seem to value perceptible size (“in unum contracta
species”) at least as much as he values the mere aggregating of material,
since it is the former virtue that makes that material likely to “stick” (inhaereat): “non inutili rerum notitia in artum contracta.”37
A similar valorization of synopsis (versus sheer aggregation) seems
also to have characterized the work of Nepos and Atticus. Catullus’s first
poem, for example, famously praises Nepos for “unfolding an entire age on
three sheets” (Cat. 1.1.6–7). Although there has been some debate on the
subject, I am inclined to agree with A. J. Woodman (2012.124, with further
references) that Catullus’s poem legitimately compliments Nepos through an
allusion to his work, particularly if, as is plausible, Nepos pursued the same
virtues in his Chronica that were important to Catullus: novelty, polish,
unadorned style, learning, labor, succinctness, brevity, etc. And as scholars
have noted, Cicero, in his dialogue Brutus (14–15), praises Atticus’s Liber
Annalis, a slightly later chronographic effort, in strikingly similar terms:38
“Then [Brutus] said, ‘No doubt you are talking about that [book] in which
he succinctly (breviter) and, it seems to me, most scrupulously, embraced
all of history (“omnem rerum memoriam . . . complexus est”).’ ‘That’s the
one I mean, Brutus,’ I said. ‘It saved me . . . It had much that was novel
37 Cf. the Aristotelian plot that is εὐσύνοπτον and εὐμνημόνευτον (Poet. 1451a4–5).
38 See Woodman 2012.124 = Woodman 2003.193, Feeney 2007.21–23, 26–28, and Habinek
1998.94–95.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)and helped me see everything in one synoptic view, the march of time set
out before me, which is exactly the benefit that I was looking for.’”
Common to these two testimonia is an interest in a brief and useful
snapshot of “everything” (Cat.: omne aevum, Cic.: omnem rerum memoriam,
omnia). The ideal text according to these criteria would therefore aim at a
particularly concise kind of synopsis—a Greek word that Cicero cleverly
calques in his compliment to Atticus, uno in conspectu (cf. Polyb. 1.4.1).
Cicero’s remark, therefore, does not so much praise Atticus’s laconic style
(e.g., his is not an obscure brevitas Sallustiana), but a kind of concision
that directly challenges “horizontal” amplificatio, the kind reflected in the
length of the physical text itself.39 This sort of brevity is, in part, a function of the material papyrus roll and even, perhaps, the columnar layout
of some chronological works.40
The verb explicare, appearing in the passages from Cicero on
Atticus, Catullus on Nepos, as well as in Velleius and Vitruvius, may itself
imply precisely this sort of material concision and/or arrangement. A. J.
Woodman, followed by Denis Feeney, suggests that explicare probably
had “an almost technical sense” in the chronographic writers, adding that
“scholars have long pointed out . . . that explicare is a favorite word of
Nepos in his extant work,” which is, notably, a side-by-side comparison of
prominent Greeks and Romans.41 In earlier work, Woodman also noted that
the universalizing Velleius used explicare to disclose (reductively) items
that were “too big to handle” (Woodman 1983.70–71 on Vell. Pat. 2.46.1).
Since what remains of Velleius’s two volumes frequently suggests the need
for brevitas (e.g., Vell. Pat. 2.29.2; see Lobur 2007.214–15 n. 11), it is likely
that explicare remained strongly associated not with expatiation (a sense the
TLL captures s.v. explico as tractare fusius, “to treat rather expansively”),
but a literary interest in concise summary (cf. Woodman 1975.278–80).
It has been noted that Vitruvius uses explicare and related nominal
forms no fewer than 103 times in de Architectura.42 As in extant Velleian
usage, the verb does not seem to have implied a tabular format; how then
39 Sen. Mai. Contr. 9.1.13 and Quint. 4.2.45, where Sallustian brevity is associated with an
abruptum sermonis genus.
40 For a similar point about Atticus’s Liber Annalis and the possibility that it was arranged
in parallel columns, see Feeney 2007.28 on Brut. 15.
41 Note Cicero’s complimentary use of it at Brutus 14–15 to characterize the utility of Atticus’s
book. See Woodman 2012.124 = 2003.193; cf. Feeney 2007.28 and Habinek 1998.94–95.
The collocation of explicare with the notion of ordo (which, as Feeney suggests, may
imply a military metaphor) is also important to Vitruvius.
42 Including substantive use of the participle and the noun explicatio; see Novara 2005.112–26.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)may we account for its prevalence? Antoinette Novara proposes that explicare may, together with its abstract sense of “to reveal,” suggest Vitruvius’s
“unrolling” of his ten books (i.e., qua volumina) at a formal recitatio to
Augustus. At least one prominent Vitruvian scholar has expressed reservations about this highly specific sort of concretization (Callebat 2006). Nonetheless, it seems that explicare may well draw attention to the physicality
of its medium, the papyrus roll, through association with the characterizations of the similarly “brief” chronographic writings of Nepos, Atticus,
and Velleius. In these writers, synopsis (and utility) are closely related to
what one can see before one’s eyes (Cic. Brut. 15); similarly, the Vitruvian
“civic ethos” does not seek to provide a panoptic ideal of Diodoran proportions, but a quasi-Cornelian labor (cf. Cat. 1.6–7) of synoptic brevity.
A distinction between synopsis and “panopsis” may seem like
hairsplitting, but is important in light of increasing emphasis on the comprehensive ambitions of Vitruvius’s text. If Vitruvius’s universalizing
rhetoric leads us to think of his text as comprehensive or totalizing, we
should consider what the different “wholes” that contribute to de Architectura mean in light of Vitruvius’s apparent Augustan commitments. Nepos
and especially Atticus, it has been argued, took up an almost Sallustian
position insofar as they avoided politics in its more traditional senses and
sought to embody a new kind of virtus through political writing (e.g., Conte
1994.210 on Atticus). That is, they pursued the same, evergetistic goal in
their chronologies that Diodorus had praised in the opening to his Bibliotheke but on a much smaller scale. But if, say, Atticus’s Liber Annalis
sought to provide a synoptic vision of history that Cicero found restorative
and full of utilitas, who was to benefit from Vitruvius’s efforts?43 On the
surface, the answer is Augustus, of course, whose cura for buildings and
their commemorative power represent the raison d’etre of the treatise (1
pref.). But Vitruvius’s evergetism—his devotion to Augustus, his ethic of
service—is likely more two-edged than it appears.
CUI BONO?
Vitruvius’s aim is comprehensibility, not comprehensiveness. Synoptic
brevitas, explicatio, and the celebration of these efforts allow him not
only to assert a kind of presumptive expertise through epitome, but also to
43 For an important discussion of this question, see, especially, Gros 1994b and 1997.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)delimit the world of architectural material that lies outside the ten books:
de Architectura represents, so to speak, only a small sliver of an immensum
opus, but it is not the opus itself. In the busy civitas of Augustan Rome,
this means that de Architectura, despite its rhetoric of perfect sufficiency
through synopsis, is insufficient by design. For in order to be truly complete and useful, architecture must be embodied—albeit not by the busy
Augustus (cf. 1 pref. 1: tantis occupationibus). Vitruvius reserves much of
his knowledge of architecture, so crucial to constructing the memory of the
principate, for himself and himself alone. Thus although Wallace-Hadrill
is clearly right to talk of Augustus as the supreme agent who, for his own
political purposes, “creat[ed] a new order [of knowledge-professionals] and
deprived the nobility of anything but the vestige of authority,” the timely
act of definitive synopsis that Vitruvius accomplishes with de Architectura
represents a complementary, which is not to say ancillary, act of asserting
his own auctoritas.44
A final point. Often scholars view the desire to synthesize knowledge in the late republic and early empire as part of a widespread, but
generalized, antiquarian impulse, endemic in all aspects of the intellectual
culture of the period (e.g., Moatti 1997 and Saliou at Vitruvius 2009a.99
n. 2). At the same time, scholars have tended until very recently to situate
Vitruvius’s work, and even his comprehensive outlook, exclusively alongside
more solidly “technical” (i.e., marginal) authors and genres: antiquarian
works, encyclopedias, medical writers, military treatises, etc.45 We should
perhaps be wary of overestimating Vitruvius as a literary scholar, but we
should also be wary of underestimating him. To deny the evident commerce
between other, non-technical, kinds of writing and de Architectura is to
impose arbitrary limits on what sorts of discourse are “allowed” to influence one another, and thus to deny the basic nature of intertextuality. This
seems particularly problematic, if, as some maintain, Vitruvius aspired to
join the cultural elite.46 By focusing on Vitruvius’s intertextuality with universal history and chronography, we add important nuance to the general
44 Wallace-Hadrill 2005.58. The necessary embodiment of architectura is central to my monograph on Vitruvius, currently under preparation. König 2009.52 makes a similar point as
to Vitruvius’s assertion of authority in relation to Augustanism: “[de Architectura] reflects
not only the official rhetoric but also the underlying uncertainty and ongoing negotiations
of the age.”
45 Noteworthy exceptions include Nichols 2009 a and b. Vitruvius, it may be noted, predates
most extant “technical” or “scientific” comparanda in Latin apart from Varro.
46 Modern discussions of an “aspirational” Vitruvius begin in earnest with Brown 1963.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)notion that de Architectura is a sort of “intellectual” or “textual” example
of Roman imperialism in the Augustan period. Cases have already been
made for Vitruvius as the emperor’s “double,” one who conquers the world
with Roman ratio, with the Roman body, with a Roman “rule” (McEwen
2003.92–102, 194–95). But the notion that Vitruvius’s Rome and universal
history share a “subject” in the world is a beginning, not an end, of inquiry.
Wake Forest University