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THE EMERGENCE OF PHILOSOPHICAL
INTEREST IN COGNITION
J. H. LESHER
1. Introduction
In the famous ‘autobiographical’ passage of Plato’s Phaedo Socrates mentions in passing some of the questions his predecessors
used to ask concerning the physical substances and processes
involved in thought: ‘Is it blood that we think with, or air or fire?
Or is thought due to something else, namely the brain’s providing
our senses of hearing, sight, and smell, which give rise to memory
and opinion, and ultimately, when memory and opinion have
acquired stability, to knowledge?’ (964-B). A few Presocratic
fragments' and the summaries of early views of the soul given by
Aristotle and Theophrastus’? confirm the accuracy of Socrates''
(or Plato's) listing. And in so far as Presocratic interests appear
to have been focused on the physical elements and processes
© J. H. Lesher 1994
An earlier version of this paper was read at the 1992 Ancient Philosophy Colloquium at Princeton University. I am indebted to the commentator on that
occasion, Dominic Scott, for his very helpful comments. Murat Aydede, Rachel
Barney, Patricia Curd, Brad Inwood, Charles Kahn, Andrè Laks, Mitsi Lee, Gary
Meltzer, Joergen Meyer, Michael Rohr, and Eva Stehle have also made helpful
suggestions and criticisms.
' Cf. Empedocles frr. 105, 106 (on blood and knowledge); Anaximenes fr. 2
and Diogenes of Apollonia fr. 5 (on intelligence and air); and Heraclitus fr. 118
é
E
A
i
N
(‘the dry soul is a flash of light, wisest and best’). Alcmaeon is often identified
as the author of the view that the brain plays a role in knowledge (cf. A 11
DK), but fr. 16 of Parmenides also links the thoughts of men with conditions in
each of their ‘limbs’ or organs, and Censorinus (A 108 DK) attributes to Anaxagoras the specific thesis ‘cerebrum unde omnes sunt sensus’. The idea of a progression from sensation to memory to opinion to knowledge might also have been
Alemaeon's, but if mortals do actually gain knowledge it is not clear what we are
to make of the contrast drawn in his fr. 1 between divine certainty and mortal
conjecture.
? Arist. Metaph. T's; De anima 1. 2, 3. 3; Theophrastus, De sens. 3, 4, 10, 25,
dtaebsast
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to
thought,
the
philosophical
importance
But in what follows
of their
3
I argue that both of these views are
untenable: there was a greater degree of philosophical interest in
accounts has often been discounted.’
But in this century several scholars have claimed to find evicognition among the Presocratics than has often been supposed,
dence in the Presocratics' teachings of an emerging ‘intellectual’
but the view that there was an identifiable process of evolution in
sense of the main terms of the Greek vocabulary of knowthe meaning of the key terms of the Greek cognitive vocabuledge—yiyvwaxw, youn, yrw@ats, vóos, voéw, ofda, and ouvému. Since,
lary—as a set of (Homeric) perception-orientated expressions
in their view, at least some of the Presocratic thinkers had articugradually acquired a more intellectual cast—seems to me at odds
lated a distinction between perceptual knowledge and a kind of
with a sizeable body of evidence. In Section 2 I explain what I
knowledge acquired through thought or reflection, it would be a
regard as the main difficulties facing the ‘developmental’ view. In
mistake to suppose that philosophical interest in the concepts of
Sections 3 and 4 I offer a different line of argument in support
thought, perception, and knowledge emerged only as a conseof the thesis that both Heraclitus and Parmenides countenanced a
quence of the sceptical challenges raised by the sophists of midform of knowledge gained not simply (if at all) through sensefifth-century Athens.*
perception, but also (or perhaps instead) through one or more
processes of reflection. But, in my view, their accounts were
characterized more by a continuity in terminology and paradigms
’ Cf. D. W. Hamlyn, Sensation and Perception (London, 1961), 8: ‘the interests
of these [Presocratic] philosophers were purely physiological or physical in characfor knowledge than by any semantic novelties.
ter. ‘They made no attempt to philosophize about the nature of the concept of
sense-perception, nor in general did they raise epistemological issues.’ The classic
account of the Presocratics as material psychologists is J. I. Beare’s Greek Theories
2. The developmental view
of Elementary Cognition (Oxford, 1906). Beare conceded that one can find the
occasional non-materialist-orientated comment in early Greek philosophy, but
vowed ‘to have as little as possible to do’ with them since they were ‘really aimed
at little more than the clearing up of common ideas or words. Thus Plato's
We can, as a consequence of overlapping argumentation, identify
Theaetetus is largely occupied with an endeavour to determine the meaning of
three main theses within the view that early Greek expressions
émornpy or knowledge’ (p. 6).
for knowledge show a pattern of development away from an
* The main proponents: Bruno Snell, Die Ausdriicke fiir den Begriff des
Wissens in der vorplatonischen Philosophie (Philologische Untersuchungen, 29;
original conception of knowledge as virtually identical with sense-
Berlin, 1924); see also his Discovery of the Mind: The Greek Origins of European
perception towards one in which knowing had little or nothing to
Thought (New York and Evanston, 1960), an English trans. by T. G. Rosenmeyer
do with perceiving.
of the 2nd edition of Die Entdeckung des Geistes (Hamburg, 1948), with a chapter
1, Etymologically, and in the earliest period of Greek literature
added on ‘Human Knowledge and Divine Knowledge’; and ‘Wie die Griechen
known to us, many of the terms of the Greek cognitive vocabulary
lernten, was geistige Tätigkeit ist’, in Journal of Hellenic Studies, 93 (1973),
172-84, repr. in Der Weg zum Denken und zur Wahrheit (Hypomnemata, 57;
Gôttingen, 1978), 21-43 (subsequent citations refer to pages of the reprint);
Kurt von Fritz, ‘Nois, voeiv, and their Derivatives in Pre-Socratic Philosophy
(Excluding Anaxagoras)’, Classical Philology, 40 (104s), 2233-42. ibid. 41 (1046),
tose. repro
ADD
HWeatrEea
were linked directly with the operation of the faculties of sense,
especially
the sense of sight;
as a consequence, during this
early period there was little if any awareness of the possibility
Mourelans cat) Dir Braves. 4 Collection af
Onitival Bouave Garden Cuy. NY 1974), 23-88 (subsequent citations refer to
pages of the reprint) and Herman Fränkel, Dichtung und Philosophie des frühen
Grechentums (Munich, 1962), English trans. by M. Hadas and J. Willis, Early
Greek Poetry and Philosophy [EGPP] (New York and London, 1973), and
"Nenophanesstudien‘, Hermes, 60 (1925), 174-02, repr. in his Were und Formen
frakeniechischen Denkens (Munich, 1960) (a portion of this study was translated
into English by Cosgrove and Mourelatos and included in the latter’s The
Pre-Socratics as “Nenophanes' Empiricism and his Critique of Knowledge’, pp.
118-31). Many of the views advanced in these studies were subsequently incorporated in accounts given by Guthrie, Kahn, Mourelatos, and Robinson, to mention
only a few.
* In *Noús, wei’ (pp. 36, 61) von Fritz indicates that he adopted the accounts of
pardaro and yıyrwarw given by Snell in Die Ausdrücke. In his Discovery (p.
313 n.) and ‘Wie die Griechen lernten’ (p. 41) Snell cites with approval the
account of vos and roéw given by von Fritz; in ‘Wie die Griechen lernten' (p.
22n.) Snell also cites in concurrence the results of the earlier studies by Frankel.
In his ‘Xenophanesstudien' Frankel states that Snell incorporated his interpretation of Xenophanes’ fr. 34 in Die Ausdrücke (Mourelatos, The Pre-Socratics, 123)
and alludes to Snell's account of oída and toropin (p. 124n.); and in EGPP Frankel
cites both Snell’s and von Fritz’s studies. As we shall see, there were also some
important differences, even the occasional inconsistency, among their accounts.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)that knowledge might be acquired not immediately in senseperception, but with an expenditure of effort and through some
process of reflection (in short, during this early period ‘knowing’
was essentially just a matter of ‘having perceived’).
2. According to von Fritz and Frankel, in the teachings of
Heraclitus and Parmenides these (still perception-orientated)
terms for knowledge acquired the association with reflection and
logical inference that would remain characteristic of their meaning
in later periods. The ‘immediate’ or ‘sudden-intuitive’ quality so
characteristic of voos and voeiv in Homer, for example, was still
evident in the voos and voei of the earliest philosophers—the
element of deductive reasoning or inference being even less
characteristic of Xenophanes’ and Heraclitus’ use of these terms
than it was of Homer's.* With Xenophanes the idea emerged that
vóos was an exceptional quality possessed by only a few and, in a
related development, it became the business of vöos to grasp the
larger law governing the cosmos.’ While this represented a new
subject-matter, the function of vdos in Heraclitus was still closely
related to the basic Homeric meaning (‘realizing the meaning of a
situation’); and gaining insight into the cosmos was still a matter
of realizing through perception. What was new in Heraclitus was
the idea that through our contact with the natural world we could
gain an insight of vastly larger scope and significance.* Similarly,
for Parmenides voos still enjoyed an intuitive relationship with
reality (although error might occur when mortals mistakenly
analysed the nature of ro é6v). As a result of these developments,
both an insight into the unity of the cosmos and a capacity for
logical inference became characteristic of both voos and voeiv. Yet
the earlier meaning of voos—as ‘that in us by which we enjoy a
direct view of reality —did not completely disappear.
3. In the last of his several studies on this topic Snell maintained that a ‘higher’ or ‘intellectual’ way of knowing emerged at
a certain point in ancient Greek thought as a consequence of a
newly developed appreciation of the value of seeking and enquiring.” In Homer, he argued, the main verbs for knowing and
* Von Fritz, 'Noús, voeiv’, 26, 33, 40-1
” Ibid. 34-7.
* Ibid. 38-40.
” In ‘Wie die Griechen lernten’ Snell states his objective as ‘zeigen, wie die
nachhomerische Zeit den Gedanken entwickelt hat, daf man suchen und forschen
rı=n
Philosophical Interest in Cognition
5
understanding—yiyvwoxw, voéw, oída, ouvimu—had shown little or
no connection with reflection, and no awareness of a need for
intellectual effort. These elements appear for the first time when
Archilochus urges his Ovyós to ‘know what rhythm holds man in
its sway’ (fragment 67a Diehl) and Solon describes as ‘the most
difficult knowledge conceiving of the unseen measure that alone
holds the limits of all things’ (fragment 16 Diehl). The process of
evolution comes to term in a philosophical setting when Heraclitus
articulates the idea of a Adyos grasped through search and reflection, and contrasts (in his fragment 40) this insight with the
knowledge of accumulated experience. Appreciation of the value
of enquiry was a distinguishing feature of Ionian thought generally,'” but in Heraclitus (according to Snell, but not von Fritz)
voos began to operate as an organ of thought. However (as von
Fritz had also maintained), logical reasoning became one of the
characteristic functions of vóos as a consequence of Parmenides'
use of the techniques of logical deduction.''
The developmental view, it should be said, contained a few solid
kernels of truth. The Greek knowledge-verb olda is in fact a
second perfect formed from the root perceptual verb *eiöw ‘I see’
(thus ofa, translated as ‘I know’, means literally ‘I have seen’);
the present of the Greek y:yvwoxw was probably derived from an
older and simpler aorist form éyvw, with its root element, yvw-, in
all likelihood meaning ‘note’ or ‘notice’; and the Greek ovvimu
began its life meaning merely ‘coming or bringing together’ in a
physical way, only later coming to designate intellectual comprehension and ‘concurrence’. It would also clearly be a mistake to
read the earliest uses of voéw and voeiv as though informed by the
muß, um zu höherem Wissen zu kommen’ (pp. 20-1). Cf. Discovery, 139 ff. In his
IA
“si
earlier Die Ausdriicke (p. 28) he had explained the ‘intellectual’ or ‘philosophical’
sense of ‘know’ (‘y:yvwoxew ... in seinem prägnanten, philosophischen Sinne') as
merely an extension of the act of synthetic unification that constituted simple
sense-perception. This argument does not appear in his later studies, which is
perhaps just as well. The essential (and therefore constant) synthetic character of
the perceptual act could in itself hardly account for the onset of a new way of
thinking.
1 Discovery, 139 ff.
!! In Discovery, 147 ff., Snell also ascribes to Parmenides the idea that men
acquire knowledge of the truth through divine revelation, and cites various
passages in Parmenides’ fr. 1 to support that claim. I argue against this view in
sect. 4 below.
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deductivist conception of knowledge later championed by Parmenides. Moreover, in ancient Greek, as in other languages ancient
and modern, what people commonly claimed they knew was one
or more features of the immediate environment disclosed to them
in sense-perception, most notably through their sense of sight. As
Aristotle explained (Metaph. 980°), we hold the sense of sight in
high regard precisely because it ‘reveals many distinctions and
phanes), that vóos was a special capacity possessed by a select
few, would not, moreover, have been entirely without precedent.
most enables us to know’.
When Penelope asks Odysseus how he will learn if she excels all
But in many other respects the use of early Greek expressions
for knowledge fails to conform to the terms of the developmental
vóos not the ‘mind’ all persons would have, but that ‘wisdom’ or
sey,
moreover,
it
was not only
possible,
but of considerable
importance to Homer's story, that not every person perceived
was thereby known for who he or she really was, and not every
situation encountered was immediately well understood.'*
The idea expressed by Heraclitus (perhaps also by Xenowomen vóov «ai emippova pre (Od. 19. 325-6), she must mean by
view.”
‘high intelligence (and shrewd cunning)’ she and a few others
Thesis (1) above, shared by all the proponents, almost certainly
exaggerated the closeness of the tie between perceiving and knowing in the Homeric epics. While ‘Homeric knowing’ was commonly
a matter of becoming aware of the features of one’s immediate
environment, it is now recognized that Homer also allowed for
knowledge on occasions when what was known either was not or
could not be directly perceived.'* In various scenes of the Odyspossess in great measure. In both epics Homer sets apart paragons
of vóos who ‘know how to voÿoa before and after'—and who can
as a consequence give wise counsel—from all those who suffer
from limited natural endowments or heaven-sent confusion.'* It
would, moreover, be difficult to understand how Heraclitus (in
fragment 40) could possibly have communicated a challenge to
the conventional view of vöos unless vóos in the sense of ‘wisdom’
or ‘understanding’ already had some currency in common parlance. In short, in Homer vóos, voeiv, yıyyaorw, and €idévar often
1? I ignore in this assessment the question of the etymology of vdos. It is perhaps
worth noting that the perceptually orientated etymologies which von Fritz characterized as the ‘most probable’ (from ‘sniff’ and ‘smell’) have not gained support in
recent years. Among other possibilities: the proto-IE root *nes-, as seen in the
Greek verb véopa ‘return’ (in accounts by D. Frame and P. Frei); the IE root
*snu-, based on a parallel with the Gothic snutrs ‘wise, clever’ (Schwyzer and
Frisk); and the IE root *nej- (McKenzie) based on a Sanskrit verb meaning ‘lead’
(cf. Greek jyéopa: ‘lead’ and ‘think’). In any case, etymology is not crucial; on any
etymology we shall still have to determine what the term meant during the period
designate a knowledge that is neither identical with nor an immediate result of sense-perception.
Thesis (2) similarly overstates the extent of the perceptual
orientation of these terms as they were employed by the earliest
philosophers. Frankel, for example, argued that the presence of
the visual term idev (‘saw’) in Xenophanes B 34 requires that we
give to eióws and oíde the particularly pointed meaning of ‘a
knowing rooted in vision’. But if so, then Xenophanes' thesis:
when the Homeric epics were being created.
13 Edward Hussey, “The Beginnings of Epistemology: From Homer to Philolaus’, in S. Everson (ed.), Companions to Ancient Thought, i. Epistemology
(Cambridge UP, 1990), 13-14, calls attention to various passages in Homer
where people are said to have knowledge about events lying either in the future or
in the distant past, about general truths, or other matters not open to direct
observation. Cf. Il. zo. 203-4 ‘We know (iöpev) each other’s lineage and parents,
for we have heard the tales told in olden days by mortal men, but not with sight of
eyes have you seen my parents nor I yours (oper 8’ ob’... ides)’; Il. 13. 665 ‘He
embarked knowing full well (ed eiöws) his deadly fate, for often had the old one,
passages just quoted), we cannot suppose that he wished to deny knowledge to all
mortals, and claiming that knowledge about this matter (the names of all the
Greek captains at Troy) was available only to direct observers hardly qualifies as a
blanket repudiation of all knowledge (cf. Plato, Theaet. 201 Bff.). The limited
epistemological implications of the invocation have been pointed out by Hussey
(loc. cit.).
'* I have defended this thesis at some length in ‘Perceiving and Knowing in the
Iliad and Odyssey", Phronesis, 26 (1981), 2-24. The paradigm case is, of course,
good Polyidus, told it to him’; Il. 6. 447-9 ‘For of a surety I know (ed... ofa) . . .
the day will come when sacred Ilios will be laid low.’ For a parallel critique of the
Snell-von Fritz view of Homeric knowledge see E. Heitsch, ‘Das Wissen des
Xenophanes’, Rheinisches Museum, 109 (1966), 193-235. Often cited in support of
the ‘knowing’ = ‘having seen’ thesis is the famous invocation of the Muses at Il.
2. 484ff., where the goddesses are said to know all things since they are present
(mäpeore), whereas mortals hear only rumour and know nothing (xAéos .. . oúde re
ue). But since Homer routinely credits individuals with knowledge (as in the
LOALPSE
Odysseus, who remains unrecognized long after he has been perceived. I discuss
the character of the knowledge which Penelope and the other members of his
household gain of Odysseus, as well as the methods they employ in doing so, in
sect. 4 below,
Cf. Il. 1. 572; 3. 109; 18. 250; Od. 24. 452; also Hesiod, WD 793-4: ‘On the
great twentieth, in full day, a wise man (‘aropa Hóra) should be born. Such a one is
very sound-witted (uáda yäp re vóov merukaauévos écriv) (trans. Evelyn-White).
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ides audi dev re al dooa Àéyw repi mavrwv
is essentially linked with 76 &öv, it does not follow that véos must
8
enjoy some intuitive insight into the true nature of reality (or that
ei yap Kai rà pddiora ruxoı Teredegpévov ciróv,
abrés Guws odk olde: Sdxos 8" émi maa réruxTau.
.. and the certain truth no man has seen, nor will there be anyone who
knows both about the gods and such as I say about all things; for even if
one were to succeed in speaking of what is brought to pass, nevertheless
he himself would not know. But opinion is allotted to all.
TECSUTPR
must be downgraded to the much less interesting claim that ‘no
one has or ever will enjoy a perceptually grounded knowledge’
about such (obviously non-evident) matters as the gods and the
truth of various views of how ‘all things’ are. The mere absence
of perceptual knowledge, moreover, could not possibly have prepared the way for Xenophanes’ conclusion that only opinion is
allotted or available to all. Thus, if fragment 34 is to make any
sense as an argument, its ‘know’ cannot mean just ‘know through
sense-perception’.'°
Similarly, when Heraclitus maintains (fragment 56) that
éénmérqvrar ... of avOpwrror mpòs Tv yvow Tay pavepaw (‘people
are deceived in their knowledge of evident things’) we are to infer,
according to von Fritz, that the missing knowledge is perceptual
in character—‘the ‘‘hidden harmony” [is] quite directly visible
9
voéw means simply ‘know by direct acquaintance’). Alternatively,
and more plausibly, these remarks can be read as asserting that
whenever we speak and think, our words and thoughts must have
To éév as their subject-matter (even though mortals do not realize
this and believe in many incorrect ways that what-is-not is a
feature of the real world), since (according to B 6. 1-2 and 8. 35-
7) ro édv is the only thing ‘available’ for thought and speech to be
about. It is particularly difficult to see how vóos could be characterized as a faculty of intuitive insight into reality without making
the vóos attributed to know-nothing mortals (cf. B 6. 6-9) not so
much deplorable as impossible. It must, moreover, be regarded
as at least peculiar that, as Thesis (2) would have it, Parmenides
chose to include deductive inference—an operation he expressly
contrasts (at B 7. 3-8.1) with the faculties of sense—among the
EOarEU
functions of a faculty he is supposed to have linked with them. If
voos and voeiv had enjoyed the close tie with sense-perception
which Thesis (2) asserts, we should expect Parmenides to have
spoken out in some fashion against them, for example, by having
the goddess urge not that we keep our vónua away from some
specific way of thinking (B 7. 2), but rather that we should
keep
for him who is able to see it’. But this is neither an obligatory nor
an especially plausible reading to give to Heraclitus’ remark; on
the contrary, what people have failed to grasp about the most
away from all (supposedly perception-based) véqua. Here, as
elsewhere, when we read early Greek poetry and philosophical
evident things could be the way or ways in which these things are
non-evidently connected with one another.'”
Moreover, when Parmenides asserts in different ways that voos
tive vocabulary implied some degree of engagement in sense-
1e Frinkel’s ‘empiricist’ reading of the terminology of fr. 34 is discussed (and
rejected) by Heitsch, ‘Das Wissen des Xenophanes’, and Jonathan Barnes, The
Presocratic Philosophers (London, Henley, and Boston, 1979), i. 1 38-9. Except
where noted to the contrary, I follow the texts of the Presocratics given in H.
Diels and W. Kranz, Die Fragmente der Vorsokratiker, 6th edn. (Dublin and
Zurich, 1966).
argument armed with the assumption that the terms of the cogni-
AESTRI
EPDLITS
!? The ‘intelligence that steers all through all’ (fr. 41), the ‘deep measure of the
‘* It appears to have been assumed by each of the proponents of the developmental view that advances in philosophical thought and common-sense
opinion necessarily go hand in hand with semantic changes; that is, that the novel
beliefs and
ideas of a people are necessarily reflected in new meanings for the terms
in their
language. Witness the statement made by W. von Humbolt (quoted with
approval
by Snell at the outset of Die Ausdriicke): ‘Die Geisteseigentiimlichkeit
und die
Sprachgestaltung eines Volkes stehen in solcher Innigkeit der Verschmelzu
ng
ineinander daß, wenn die eine gegeben wäre, die andere müßte
vollständig aus ihr
abgeleitet werden können. Denn die Intellektualität und die
Sprache gestatten
und beförden nur einander gegenseitig zusagende Formen. Die Sprache
ist gleichsam die äußerliche Erscheinung des Geistes der Völker; ihre Sprache
ist ihr Geist
und ihr Geist ihre Sprache; man kann sich beide nie identisch
genug denken.’
soul’ (fr, 45), ‘how all things are one’ (fr. 50), ‘the back-stretched connection’ (fr.
51), and ‘the unity of day and night’ (fr. 57), etc. cannot plausibly be regarded as
perceptible properties of the cosmos. Heraclitus’ central thesis about knowledge
has been aptly summarized by Malcolm Schofield: ‘we need to redescribe or find
the meaning in what we know already’ (‘Heraclitus’ Theory of Soul and its
Antecedents’, in S. Everson (ed.), Companions to Ancient Thought, ii. Psychology
{Cambridge UP, 1991), 18).
perception, we encounter many anomalies.'®
Wdats
Von Humbolt's identification of the forms of thought with forms of speech
might
have enjoyed some degree of validity in the context of German idealist
philosophy
(where a cunning world spirit might be assumed to be at work
co-ordinating all
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Thesis (3) more plausibly holds that for Heraclitus and Parmenides neither voéw nor yıyyworw designated a knowing gained
exclusively in sense-perception. But when Snell proposes that an
appreciation for a distinctly intellectual form of knowledge
emerged in the archaic period when poets became aware of the
difficulty of acquiring knowledge and of a need for effort and
enquiry, it is difficult, I think, to feel we have the whole story.
That it might be hard to know, or that one might need to
undertake an enquiry in order to learn, appear to have been ideas
fully as intelligible to Homer as they were to Archilochus and
Solon.'? And what the Ionian historians demonstrated was not
the value of reflection, but rather how wide travel and first-hand
observation might enlarge one’s knowledge about the world, its
people, and their customs.* What we miss in Hecataeus (to the
extent we can know his views at all), as later in Herodotus, is any
inkling that we might not be able to discover one or more
important truths about the world by reading them directly off its
face, or that we might need to engage in one or more processes of
reflective thought that would take up where perception left off.
But, for all the reasons just given, it is unlikely that we shall be
able to explain the emergence of such an idea within the framework of the developmental view.
aspects of reality), but it is in general implausible to assume that everything
commonly regarded as true about x (or philosophically theorized about x) must
also represent an essential element in the meaning of the term ‘x’.
" Cf. Od. 13. 312-13: ‘Hard it is for a mortal to know you, goddess (dpyadéov
oe Bed, yvóva: Bporw), when he meets you, no matter how clever he might be.’ At
Il. 10. 211 ff. Nestor explains that his companions might learn a good deal about
Trojan plans if they were to go among them; and at Od. 1. 94ff. (and often
elsewhere) Athena directs Telemachus to go to Sparta and Pylos ‘in order to
learn’ (mevodpevov) what he can about the return of his father. In ‘Wie die
Griechen lernten’, 37, Snell considers Odysseus’ various attempts to find out
what is going on around him, who these people are, and what sort of vóos they
have, etc., but claims that none of that amounts to the ‘systematic investigation’ of
Hecataeus. Perhaps not, but it is nevertheless ‘knowledge gained as the result of
human endeavor’ (Discovery, 142).
2% Among many similar remarks: ‘Wishing to get clear knowledge of this
matter (cagés ri eldéar) from a point where that was possible, I took ship to Tyre in
Phoenicia where | heard there was a very holy temple of Heracles. There | saw it
.. At Tyre I saw yet another temple of Heracles ... Therefore, the things I have
discovered by enquiry clearly show (rà foropnyéva dy Aoi cagéws) that Heracles is an
ancient god’ (Hdt. 2. 44).
Philosophical Interest in Cognition
J. H. Lesher
11
3. Perceiving and knowing in Heraclitus and
Xenophanes
Any attempt to show that a Presocratic philos
opher embraced
some sort of distinction between intellectual
ledge
TGAY
will
have
to
confront
the
and perceptual knowextraordinary
Aristotle and Theophrastus that the Presocratics,
testimony of
without exception, actually equated thought (and knowle
dge) with sensation:
Kat of ye dpyaîo: 76 ppoveiv Kai ro alabáveoda:
raùròv elval g¢aow (And the
ancients say that thinking and sensing
are the same thing). (De anima
427°21-2)
Ta UrodapBdvew dpovnow pev rH aíodyow
(These thinkers suppose thought
[or knowledge] to be sensation). (Metaph. 1009?
12-13)?"
Clearly, if the Presocratics failed even to disting
uish thought
from sensation, it would be difficult to imagin
e how they
Wperison
BAEULSRIEBMYONDSETA
could
also have supposed that any instance of
knowledge constituted
anything more (or other) than a form of senseperception.
| But Aristotle’s remarks must be read with
care. On both occasions his characterization of the ancients’
view is linked with the
claim that they all regarded both though
t or knowledge ($pövnaıs)
and sensation (aioßnoıs) as a physical alterat
ion (dAAoiwais) taking
place within the human body:
They all look upon thinking as a bodily process
that like is known as well as perceived by like.
like perceiving, and hold
(De anima 427°26-8)
And in general it is because these thinker
s suppose knowledge to be
sensation, and this to be a physical
alteration, that they say that what
appears to our senses must be true.
(Metaph. 1009%12-1 5)
The view expressed in the passages quoted from
Empedocles
Parmenides, and Homer is that human thought
is physically
determined, either by ‘what is present’ to the
individual (rapeor
-.. watts in Empedocles, fragment 106:
én’ ap dyna ... vóos
from Homer, Od. 18. 136-8: and eLéorn
... &Modpoudorra
apparently a loose quotation of Il. 23. 698)
or else by mat
** One would normally translate dpoveiv as ‘to
think’,
but since Aristotle speaks
here of dpdunoıs as necessarily true, it appears he has knowled
ge in mind. Theo
res
tus never states the thesis in similarly comprehensive terms, but
he does claim
that Parmenides ‘says that perception and thought
are the same thing’ (De sens.
and suggests that Empedocles might have done the same (23).
Page 7
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)physical ‘nature’ (uerébuy ... ro dpoveiv in Empedocles, fragment
108: and xpdow pedéwv ... vóos, pedéuv duos ... ppovéea, and ro
mhéov ... vonpa in Parmenides, fragment 16). Not only do these
remarks not amount to a complete identification of thought and
knowledge with sensation, but such a thesis would actually be
incompatible with the clear implication of Homer’s description of
Hector as still having thoughts while lying insensibly on the
ground. Nor would the complete identification of thought with
sensation sit easily with the view expressed by Parmenides that
our thoughts are a function of the physical condition or disposition
of our ‘limbs’ or ‘organs’. Elsewhere (GC 325713), Aristotle confirms that he took the ancients’ ‘identification’ of sensation with
thought and knowledge as much less than complete, since he
there speaks of the followers of Parmenides as ‘passing over and
disregarding sense-perception on the ground that one should
follow reason’. In short, the only way in which Aristotle could
have consistently believed that the Presocratics ‘had identified
thought with sensation’ was that since they had spoken of both
processes as instances of physical alteration, they must have
considered thought and sensation to be essentially the same natural
phenomenon—a familiar, if very misleading, Aristotelian way of
speaking of two things as ‘identical’ or ‘the same’.”? Aristotle fan
consistently regard thought (or knowledge) and sensation as the
same’ (in so far as both are physical alterations) and as quite
different from one another in other respects.
o.
In general, I would assume, we could grant that a distinction
had been drawn between two forms of knowledge, one perceptual
and the other (at least to some extent) intellectual, if either (1) in
speaking about the faculties of sense-perception generally a philo-
13
that some observed phenomena would need to be classified according to larger organizing categories in order to be understood, or
that an inference would need to be drawn from the observed phenomenon in order for its hidden nature or causes to be discovered).
In fact, as many have thought, both (1) and (2) arguably apply
to Heraclitus. In fragment 107 he characterizes the faculties of
sight and hearing in general terms as ‘bad witnesses’ for those
with uncomprehending souls, and repeatedly asserts that even
when people have acquired perceptual experience they still have
not gained knowledge (fragments 1, 17, 34, 56, 72). He also held
that nature, or the nature of things, was hidden (fragments 55,
123) and that its truth could be conveyed to us only if we were
able to puzzle it out (fragment 93).”? His claim in fragment ro1
that he ‘enquired of’ or ‘searched for’ himself, may also have
been his way of referring to a process of reflection in which he
both posed and answered the most important questions.”
Through the repeated juxtaposition of opposing pairs of qualities
(experienced yet inexperienced, having learnt but not knowing,
having heard the word but not got the message, having been
caught and yet left behind, having been overlooked and yet taken
along, being present but absent, in contact yet isolated, asleep
while awake, familiar yet strange, obvious but hidden, both expected and unexpected, and common although private), Heraclitus appears to have sought to provoke his audience into reflecting
on their present understanding of the world, to consider the
possibility that it might have a nature drastically different from
the one they think it has,?* and that they might need to uncover
22 I follow Marcovich (and others) in reading fr. 93 as a statement not about
sopher were to characterize them as incapable (in at least some
(or not only about) Heraclitus’ oracular style, but about the nature of the world
ing about a particular instance of knowledge, a philosopher were
(although I would not necessarily state this in Marcovich’s terms of the ‘Logos
emitting ojuara'). See M. Marcovich, Heraclitus: Greek Text with a Short Commentary (Mérida, Venezuela, 1967), 51-2.
cases) of providing us with genuine knowledge, or (2) while speakto maintain that some distinct contribution by the intellect would
be needed before such knowledge could be acquired (for example,
holding that information acquired through sense-perception would
need to be interpreted in order for it to have any meaning, or
2 Cf. Metaph. 1018°6-7 raùrà dé€yerat wai dv i ovoia pia, which is also the
of as ‘one’ (1016°8-9 ra de
sp
can bebe spoken
hi
i two things
i which
primary sense in
"ptas Aeyöpeva Ev div 7 odoía pia).
** A detailed, and I think persuasive, case for reading SL qua: on the model of
‘enquiring’ of the oracle is made by Guthrie, History of Greek Philosophy, i
(Cambridge UP, 1962), 416-109.
** Similarly Charles H. Kahn, The Art and Thought of Heraclitus (Cambridge
UP, 1979), 124: ‘The only hope of “getting through” to the audience is to puzzle
and provoke them into reflection.’ For the implications on the objective side see
A. P. D. Mourelatos, ‘Heraclitus, Parmenides, and the Naive Metaphysics of
Things’, in E. N. Lee, A. P. D. Mourelatos, and R. M. Rorty (eds.), Exegesis and
Argument (Phronesis, suppl. 1; Assen, 1973), 16-48; and more recently, P. Curd,
‘Knowledge and Unity in Heraclitus’, Monist, 74 (1991), 531-49.
Page 8
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)that nature in a quite novel way.?® And to the extent to which we
can assume that his own method of instruction would exemplify
attached to sense-perception and thought. Did he suppose,
for
example, that we ought to attempt to amass experience
through
14
15
what he regarded as the most appropriate approach to learning,
perception before seeking to reflect on that experience?
we can conclude that he took the most important knowledge to be
assign
acquired not simply in perception, i.e. not simply in hearing the
individual words which made up his Aöyos (or in gaining an
holding that the only significant advance towards knowledg
e took
place when we began to reflect on the various non-perc
eptible
awareness of individual perceptible qualities of various kinds),
aspects of nature?
but rather through a process of reflection on the overall structure
The consensus in recent accounts is that Heraclitus regarded
the acquisition of extensive experience through sense-perception
and meaning of what he said (or of what is perceived generally).?’
Thus, alongside Heraclitus’ distinctly materialistic way of speaking of wisdom and intelligence alluded to in Socrates’ remarks in
a
fairly minimal
significance
to perceptual
Or did he
experience,
as the indispensable first stage in the learning process: we
shall
have to carry out extensive enquiries into nature to find out
what
the Phaedo?* was the view that knowledge came in two forms:
it looks and sounds like: and then we must reflect on what
one obvious, easy, and common, and the other subtle, difficult,
means, what its hidden principles of unity might be,
and rare.
But it is not yet clear what relative importance Heraclitus
ze Cf. Plato, Rep. 5245: ‘But if some contradiction is always seen with it, so
that it no more appears to be one than its opposite, there would forthwith be need
of something to judge between them, and it would compel the soul to be at a loss
and enquire, by arousing thought in itself (dv év aùrw Yuyn amopeiv ral Enreiv,
xwotaa év &aurn Tv Evvorav)', which may be as good an explanation of the aporetic
character of Plato’s early dialogues as it is of Heraclitus’ style. The view that
paradox played a key role in Heraclitus’ approach to instruction forms a main
theme in M. M. Mackenzie’s ‘Heraclitus and the Art of Paradox’, OSAP 6
(1988), 1-37.
17 The extent of the innovation represented by this conception of language
comprehension is explained in Martha Nussbaum's “Puy in Heraclitus (I and
11), Phronests, 17 (1972), 1-16, 153-70.
28 The main texts are fr. 118 (on the wisdom and superiority of the dry soul),
and 117 (on the lack of awareness characteristic of those having a wet soul).
According to Sextus (Heraclitus A 16), Heraclitus linked the achievement of a
rational understanding of the cosmos with coming into contact through senseperception with the rational Adyos which rules the world. On some occasions in
the history of philosophy the identification of material substances and physical
it all
etc.” Fragments 35 (‘lovers of wisdom must be enquirers into
very many
things’) and 22 (with its allusion to ‘seekers of gold’) have
been
read as assigning a positive value to enquiry and the experien
ce
gained through it; while fragment 40 (the famous put-dow
n of
the polymaths) has been regarded as an assertion that
senseexperience cannot suffice for knowledge—genuine wisdom
must
be more than disconnected bits of information one picks up
along
* Cf. Edward Hussey, The Presocratics (New York, 1972),
37: ‘He reaffirms
the importance of first-hand inquiry ... But the results of
such inquiry are not an
end in themselves: it is necessary to have understan
ding (noos), in order to be able
to interpret the evidence of the eyes and ears’ (similarly
Kahn, Heraclitus, 108:
‘polymathié -.. is not enough ... the mere accumulation of informatio
n will not
yield understanding, unless it is accompanied by
some fundamental insight’); cf.
also G. S. Kirk, The Cosmic Fragments (Cambridge
UP, 1954), 61; Robinson,
Heraclitus: Fragments (Toronto, 1987), 182; Marcovich
, Heraclitus, 28; Barnes,
Presocratic Philosophers, i. 147-9; G. S. Kirk, J. E.
Raven, and M. Schofield, The
Presocratic Philosophers, zndedn.[KRS] (Cambridge
UP, 1983), 187. The main dissenter was F. M. Cornford, who (in From Religion
to Philosophy [New York,
1957] and Principium Sapientiae [Cambridge, 1952])
portrayed Heraclitus as an
embodiment of ‘the mystic temperament’, successor to
the shaman, and a fierce
processes related to cognition has formed part of a larger effort to reduce all
cognitive phenomena to physical ones. But since Heraclitus identifies various
matters as involved in acquiring knowledge (e.g. paying attention, reflecting on
opponent of Ionian enquiry and rationalism. But the implausibi
certain matters, interpreting, etc.) that are not themselves linked with physical
(1955), 65-76, repr. in D. J. Furley and R. E. Allen (eds.), Studies
elements or states, a reductionist programme seems unlikely. Heraclitus does
Philosophy, ı (London and New York, 1970), 42-55. Uvo
Hölscher also claimed
that ‘the paradox of the unity of opposites was something
not to be proven [as in
adopt a form of cognitive materialism (in so far as he proposes that certain
material elements are causally linked with thought and knowledge), but there is no
good reason to think that he sought to reduce thought and knowledge to physical
states or to account for them solely in terms of material conditions. For the same
reasons (as well as for others relating to the limited credibility he assigned to the
Sóta account) Parmenides’ explanation of vóos in terms of the physical condition of
our bodily organs (fr. 16) can hardly be regarded as his entire account of the
nature of thought and knowledge.
lity of Cornford’s
view of Heraclitus as mystic was made clear in Vlastos’s
review in Gnomon, 27
in Presocratic
Parmenides], but to be grasped through intuition alone. B 18 cautions
us that
insight into the paradox is not the acquired result
of investigation; there is no
“method of inquiry”’ (‘Paradox, Simile, and Gnomic
Utterance in Heraclitus’, in
Mourelatos (ed.), The Pre-Socratics, 233). Guthrie
appears to have sought to
straddle the fence on this issue, claiming that Heraclitus saw
no purpose in foropin
(History of Greek Philosophy, i. 417), and that he held that ‘accurate
perception of
phenomena is the necessary preliminary to the discovery of
the Logos’ (ibid. 429-30).
Page 9
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)the way. While this view of Heraclitus has some initial plausibility, it is not as well founded as has been supposed, and accepting
things happen’ (fragment 1) and are ‘one’ (fragment 50). We
should read fragment 40, then, as the statement that in spite of all
17
their vast learning? none of these four paragons of wisdom
it does bring some odd consequences tn its train.
We can begin with the disparagement of roÀvuabin in fragment
managed to grasp the common and unifying Aöyos at work in the
cosmos.
40:
hd
è
moAvpadin voor’ où Siddorer Hoiodov yap av édidate xal IluBayopnv, abris re
Eevopaved re kat Evxaraiov.
Much learning does not teach wisdom; for it would have taught Hesiod
and Pythagoras, and again both Xenophanes and Hecatacus.
The argument consists of a sweeping negative thesis followed by
several counterfactual cases cited to prove its point. Judging
from some similar ‘inferences from failure in the best case’ arguments,*' Heraclitus appears to be trying to drive a wedge between
two matters normally regarded as identical or synonymous. The
argument allows the first item to be realized to an optimal degree,
and then claims that even in this best case it still does not
constitute a bona fide case of the second. Since (so it is implied)
even the greatest paragons of learning cannot be credited with
‘wisdom’, then, contrary to conventional opinion, the two states
or qualities of mind must be distinguished from one another.
|
When in fragment 114 Heraclitus links ‘speaking with vdos’ with
‘basing themselves firmly on that which is common to all things’,
and in fragment 41 identifies wisdom (or ‘the wise —7ò oop6v) with
‘knowing the intelligence that steers all things’, he thereby links
the desired vóos with the grasp of the Adyos he elsewhere describes
as ‘common’ and as that ‘in accordance with which all
3° I follow Marcovich in omitting the éxew in Athenaeus and Clement, which
would (implausibly) turn vóos into a natural endowment ( = ‘having sense’, ‘having
good sense’), arguably not teachable by anything. In this respect Heraclitean vdos
differed from the éiveois which Theophrastus (De sens. 25 ff.) claims Alcmaeon
distinguished from perception, since it served to separate human beings from the
lower animals. Alcmaeon’s £éveois was, therefore, not ‘Heraclitean understanding
in the sense of a grasp of some complex matter acquired through reflection, but
It has sometimes been thought that since the -uad- element of
modvpabin also appears in the ôfis dro) udßmaıs trio of fragment
55, the state of awareness disparaged here in fragment 40 consisted
in the body of information gained from sense-perception.* But
this is unlikely, for several reasons. While (as we shall see)
a
robust regard for the value of information gained through senseperception can be plausibly attributed to Xenophanes—perha
ps
even to Pythagoras, whom Heraclitus credits with both mrodvpabin
and ioropin in fragment 129—the same cannot be said for the
Hesiod who in standard poetic fashion identified the divinities
as
his sources (cf. Th. 22 Hoiodov kaAnv ¿Sidatar dov, and WD 1 ff.).
Second, fragment 55 does not actually express a preference for
what is learnt in sense-perception (i.e. ‘whatever comes from
sight,
hearing, learning’), but rather a preference for Sowr— "whatever
(or as many) from which’ or ‘whatever (or as many) of which’ there
is ‘seeing, hearing, learning’. We are not told the identity of these
‘many’, nor what they are preferred to, but one natural
choice
would be the many persons, things, and events there are that
populate the cosmos.** Since Heraclitus elsewhere criticizes those
* Rob Bolton has argued that the argument contained (or
at least assumed)
two additional premisses: (1) the teachings of the polymaths
were thoroughly
incompatible with one another, and (2) if (1), then none
of them could have
qualified as a paragon of vóos (‘Nature and the Human Good
in Heraclitus’, in
K. J. Boudouris, Jonian Philosophy (Athens, 1989], 49-57). While
it is intriguing to
think that Heraclitus might have developed an early form of the
sceptical argument
from the existence of disagreement among experts, there is
a serious obstacle in
the path of this reading; if their teachings had been (collectively
) riddled with
contradiction, they could not even have qualified for moAupaßin,
as of course they
must if they are to show that it où 5:ddoxer voor.
» Cf. Snell, Discovery, 144: “This delight in a wealth of
experience which was
rather ‘understanding’, as in the title of Locke’s Essay: ‘the faculty by which one
sO prominent in archaic Greece ... met
thinks and knows’.
Heraclitus [fr. 40].’ Cf. also K. Pritzl, ‘On the Way to Wisdom
in Heraclitus’,
2 Tronically, a form of argument first on display in Xenophanes. Cf. B 34. 374:
‘even if, in the best case (rà padAcora), one were to succeed in speaking of what is
brought to pass, still one would not oneself know; but opinion is allotted to all’,
its first adversary in the person of
Phoenix, 39 (1985), 303-16; Kahn, Heraclitus, 106; P. K. Curd, ‘Knowledge
and
Unity in Heraclitus’, Monist, 74 (1991), 531-49, at 540 ff.
** Hippolytus, to whom we are indebted for fr. 55, read
it as embodying a
Cf. also B 2. 17 ff. in support of his claim that athletic excellence is not worth the
contrast between ‘things seen’ and ‘things unseen’, and
degree of honour accorded to it: ‘nor if there were someone swift of foot—which
for the former over the latter (similarly Snell, Discovery, 145).
is most honoured of all
governed’,
men’s deeds of strength—would a city
be better
as expressing a preference
Yet a preference for
the seen over the unseen sits poorly with the idea expressed
in fr. 54 that the
dppovin ddavis davepjs xpeírrwv, It appears that Hippolytus wished to
swallow this
Page 10
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)who hold bards and poets in high esteem (fragments 104, 57, 56,
and 28a—perhaps also a reference to Hesiod), it would be natural
to regard fragment 55 as a statement to the effect that he for one
(éyw) regards the many persons, objects, and events he can perceive and learn about as more estimable authorities than singers
and poets (cf. the similar contrast of person and authoritative
reality contained in his fragment 50: ‘listening not to me but to
the Adyos’).
Neither udßnoıs nor the cognate verb pavBavw, moreover, is restricted in meaning to what one learns through sense-perception,
but both range across what a person might learn from perception, or by practice, or through instruction from another.”
Indeed, to be compatible with the variety of approaches represented by the four paragons, udßnoıs would need to be ‘learning’
in a fairly broad sense. There is, then, no good reason to interpret
the failure of all the polymaths to gain wisdom as in itself an
indictment of a perception-based approach to knowledge.
Furthermore, if we assume that Heraclitus was favourably
Philosophical Interest in Cognition
19
disposed towards ioropin, we shall have to infer that when in
fragment 129 he describes Pythagoras as having practised ioropin
‘most of all men’, he is actually commending Pythagoras for this
positive achievement, even though (1) Heraclitus goes on to say
that the wisdom Pythagoras constructed for himself out of these
writings was a ‘much learning’ that was also ‘bad art’, and (2) he
elsewhere calls Pythagoras ‘prince of swindlers’ (fragment 81a).
And while a positive reading may be theoretically possible, that is
not the most natural sense to assign to these two references to
seekers and travellers:
Those seeking (of 5:{jpevor) for gold dig up much (moAAy») earth and find
little. (fr. 22)**
One could never discover the limits of soul, though one were to traverse
every road—so deep a measure does it possess. (fr. 45)
Two other fragments speak of 'enquiry' in more ambiguous
terms:
Men who are lovers of wisdom must be enquirers into [or perhaps
knowers of*”] very many things (ed uaAa moAAwv toropas). (fr. 35)
inconsistency (between fr. 55: ‘honouring the visible more than the invisible’ and
fr. 54: ‘he praises and extols the unknown part of it and the unseen part of its
power more highly than the known part’). Catherine Osborne explains that in
Hippolytus’ view Heraclitus’ teaching was that there was no significance in the
opposites of conventional morality—thus prefiguring the Noetian view that god
possesses all attributes (Rethinking Early Greek Philosophy: Hippolytus of Rome
and the Presocratics [Ithaca, NY, 1987], 133-82). Osborne’s thesis may provide us
with a coherent explanation of what led Hippolytus to select the particular
fragments he did, but if we are to accept that Hippolytus understood Heraclitus
correctly, we shall have to conclude that Heraclitus did not really mean all those
nasty things he said about the Ephesians, Pythagoras, Hesiod, and Homer (since
he meant to abolish all contrasts between negative and positive), and we shall have
to attribute to Heraclitus an interest in precisely the issue that divides Hippolytus
from Noetus some seven centuries later,
35 Cf, Xenophanes B 10: ‘since from the beginning all have learnt (nepaßnxaoı)
according to Homer’, It is difficult to see how pavOdvw can be a matter of ‘learning
by personal experience’ in Herodotus when the Cymeans learn of what the
Mytilenaeans are about to do with the person shipped off to them for safekeeping
(1. 160 ds ¿uadov raúra mpyocóueva), or in Parmenides when the goddess promises
the youth that he will ‘learn (u00%0ea,) the opinions of mortals in which there is no
true trust. Snell argued (correctly, it seems to me) that pavdávo originally
involved accustoming oneself to behave in a certain manner (cf. Il. 6. 444:
‘learning always to be valiant’). A _pd070 that takes place through trial and
practice is also evident from Alcman (fr. 109 Diehl) and Pindar (Isth. 1. 56)
through to Aristotle (cf, NE 1103°33 raüra moroûvres pav?dvopev), but learning by
doing is itself not synonymous with learning through sense-perception.
I enquired of myself (&dılnoaunv ¿uewuróv). (fr. 101)
But in each there is enough of a twist to suggest that neither is
enquiry of the familiar Ionian sort.** It must also be counted of
1% Marcovich proposes to read this comment in a positive vein: ‘little but
precious and worth searching for, because it is gold’ (Heraclitus, 38), but the
correspondence of ‘those who dig up many things’ with those who have ‘learnt
many things’ makes so positive a gloss difficult to accept.
* It is not even certain that forwp here must mean ‘one who practices ioropin’
(cf. the use of iorwp in the passage quoted from Hesiod’s Works and Days in n. 15
above). The term was used generally to refer to wise men, judges, or observers.
** Cornford took fr. 35 as ‘an ironical sneer’ at Pythagoras and the other ‘much
learners’ (From Religion to Philosophy, 186n.), and cited the characterization of
Hesiod in fr. 57 as mAeiora elöeva as equally contemptuous. A similar reading (of
fr. 35 as ‘heavily ironical’) was adopted by Guthrie (History of Greek Philosophy, i.
417). Most commentators have taken it as a positive characterization—do faropin,
by all means, but then go on to do something more. So far as I can see there was
neither sneer nor irony in characterizing Hesiod as the one person of whom most
‘feel sure’ (r{oravrau) that he knows the most things. But if it is hard to be certain
about when Heraclitus’ comments are laden with irony, we can be sure that he
speaks of those who think they are merely in one state (presence, experiencing,
knowing, encountering, etc.) when in reality they are still in the opposite condition.
In this sense he could have spoken of those who are currently learning about
nature as needing to learn far more than they have to date.
Page 11
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)some relevance that no fragment or testimonium depicts Heraclitus
as actually engaged in the ¿oropín he is supposed to have valued
as the essential initial stage in the acquisition of knowledge. He
does of course allude to the orderly arrangement of the cosmos
(and the measures, limits, and exchanges among various natural
phenomena), but this is not in itself support for foropin as a
form of research, i.e. for the gathering of factual information
about the natural world through wide travel and direct observation.
The inclusion of Xenophanes in the list of fragment 40 may
provide some leverage in the question of Heraclitus’ attitude
quential, but, fragment 40 notwithstanding,
were kindred Jonian spirits in many ways.*!
21
the two thinkers
But if so, then what are we to make of the unfavourable
mention of Xenophanes in fragment 40? There is one (and so far
as I can see, only one) plausible candidate for an offending view:
Xenophanes’ theory, as reported by Hippolytus, of the wide-scale
destruction of human civilization in alternating eras of drought
and flood:
j
Xenophanes thinks that a mixture of the land with the sea comes about,
but that in time [the land] becomes freed from the moisture ... and he
says that all men will perish when the land sinks into the sea and
towards ‘oropin. Partly as a consequence of two loosely phrased
comments by Plato (Soph. 242 C—D) and Aristotle (Metaph. A 5),
Xenophanes became known to posterity as the founder of Eleatic
philosophy. But many of the surviving fragments of his poetry, as
well as a great many of the testimonia, link him with the debates
of Ionian philosophy.’ Both the merits and the seriousness of
purpose of Xenophanes’ most novel view, his ‘unified cloud
theory’, have been questioned,*” but many of his teachings display
what might fairly be regarded as the defining characteristic of
unfolds in time (xpdvw). Heraclitus’ own view that the cosmos
becomes mud, at which time generation begins again, and this change
comes about in all worlds [or world arrangements]. (Xenophanes A 33
(5-6) )
Xenophanes’ account draws on several ideas expressed first by
Anaximander: an alternating cycle of opposites (here of drought
and flood, or the wet and the dry), the notion of a plurality
of
‘world arrangements’ (mda. rois kócuors), and of a process that
Ionian scientific thought—seeking to account for the marvels of
goes through a cycle of change as opposites pass over
into one
nature by reference to an entirely natural set of substances and
another stands in the same tradition (although he takes pains to
forces. The testimony that Heraclitus was actually a pupil of
Xenophanes (Heraclitus A 1 (5); 1a) is late and probably inconse-
80 that strife zs justice).
distinguish it from Anaximander’s view by holding in fragment
But absent from Xenophanes’ theory (as stated in A 33) are two
elements Heraclitus insisted upon as vital to a correct understand# In fr, 28 Xenophanes joins in the Ionian debate about the earth's shape and
extent, asserting that while we see its upper limit here at our feet, its lower
portion stretches down ‘without limit’ (és ämeıpov—as I read it, ‘indefinitely’ not
‘infinitely’ far). In contrast with earlier claims that the earth floated on water or
was surrounded by air, Xenophanes' thesis at least had the virtue of being
universally confirmed by experience—what would have been observed at every
location would only have been earth resting on more earth below. In frr. 29 and 33
he identifies earth and water as, in effect, Milesian apxai, since all things were said
to come from them. In what is more consistently read as a piece of geophysics, fr.
27 identifies (the) earth as that from which all things come and that in which they
all end up, which fits nicely with the view expressed in fr. 30, that the sea is the
source of all winds, clouds, and all other waters (which arise from and descend to
return to it through the compression and vaporization described in A 46, from
Aetius). Various testimonia credit him with accounts of the (cloud-based) nature
of the sun, moon, eclipses, lightning, meteors, comets, and St Elmo's fire (known
popularly as the Dioscuri).
* Cf. e.g. the comments made by Guthrie (History of Greek Philosophy, i. 383):
‘He was not only, or even primarily, a natural philosopher ... he was a poet who
took the didactic function of poetry seriously’; see also ibid. 390, 393, 395.
ing of the cosmos: (1) Xenophanes apparently never realized that
* In his frr.
11 and 12 Xenophanes described Homer and Hesiod as authorities
not to be trusted (cf. Heraclitus B 57, 104, 106); he presented
account of a supreme being that in various respects both did
(in his frr. 23-6) an
and did not resemble
Zeus (cf. Heraclitus B 32); he noted (in fr. 34) the limited
range of human
knowledge, and may have connected this view with a restriction
of genuine
knowledge to the divine (cf. Heraclitus B 78, 83); he criticized his
fellow citizens
for their pursuit of wealth and an extravagant lifestyle (fr. 3; cf. Heraclitus
B
125a); he viewed Pythagoras (in his fr. 7) with much the same
contempt that we
hear from Heraclitus (frr. 81, 129); he ridiculed the superstitious beliefs
in conventional religious ritual (fr. 17; cf. Heraclitus B 5, 14, 15);
mankind for its generally deficient understanding of the gods
embedded
and he criticized
(frr. 1, 14-16, 30-2;
cf. Heraclitus B 5). Xenophanes was also credited with a number of scientific
ideas which have parallels in Heraclitus—e.g. of a sun created
anew every day (A
33, 41; cf. Heraclitus B 6) and of an eternal and imperishable cosmos
Heraclitus B 30).
Page 12
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)the processes of cosmic change must have a periodic character; i.e.
that the successive eras of drought and flood occur within fixed
limits or measures manifesting overall equality and (hence) justice:* and (2) neither here in A 33 nor anywhere else did
Xenophanes speak of earth and water, and the wet and the dry, as
interdependent (or, as Kahn puts it, co-variant) elements within a
larger continuum (cf. Heraclitus B 36, 76a, 76c, 126). Since
failing to see how the various opposites in nature are essentially
‘one’ was in Heraclitus’ view the cardinal philosophical sin (cf.
contrasts the conventional, highly mythic view of the rainbow
with the natural cloud phenomenon which is actually ‘there to be
22
fragments 8, 10, 50, 51), Xenophanes’ failure to grasp the larger
significance (as Heraclitus would have understood it) of the cycle
of destruction and regeneration would warrant his presence in the
list in fragment 40 just as fully as Hesiod’s failure to grasp the
reciprocal relationship between day and night testified to his
ignorance about nature (fragment 106).
Hippolytus also reports that Xenophanes arrived at his theory
of human destruction in alternating ages of drought and flood
through discoveries of the fossilized remains of sea creatures at
various inland locations throughout the Mediterranean region:
And he asserts that there are proofs for these ideas: that shells are found
inland and in mountains; and he says that in Syracuse imprints of fish
and seals were found, and in Paros the imprint of coral in the deep of the
marble, and on Malta slabs of rock containing all sorts of sea creatures.
(Xenophanes A 33 (5))
Other fragments and testimonia display Xenophanes’ curiosity
about phenomena in distant locations (e.g. the presence of water
in underground caverns, month-long ‘eclipses’ (at northern latitudes?), mountains and volcanic eruptions in Sicily, St Elmo’s
fire on ships at sea, etc.), as well as divergent conceptions of the
gods from Thrace to Ethiopia, and differing customs from Lydia
to Egypt. In fragment 32 (on Iris, the rainbow) he explicitly
* The view that (at least temporal) periodicity loomed large in Xenophanes'
science and theology was presented by H. A. T. Reiche in ‘Empirical Aspects of
Xenophanes' Theology’, in J. P. Anton and G. L. Kustas (eds.), Essays in Ancient
Greek Philosophy, i (Albany, NY, 1971), 88-110. Xenophanes mentions a number
of astronomical bodies (the sun, moon, and stars) whose movements are clearly
periodic, but what he discusses is why they appear and disappear (and in one case
why the sun only appears to move in a circle). There is no mention (and no
implication either) of a natural principle of justice or equal measures of natural
change in any Xenophanes fragment or testimonium.
23
looked at’. In his most extended comment on knowledge (fragment 34) Xenophanes denies that anyone has achieved, or will do
so, 70 aades ‘about the gods and such things as he says about all
things’; to speak of knowledge in terms of 76 oades is implicitly to
testify to the importance of observation for knowledge.‘ Although Xenophanes did not in any surviving fragment use the
word ioropin, his commitment to it is evident. (He does at least
say in fragment 18 that ‘by searching mortals find out better
—
Inroüvres édevpiorovow duewvov.**) Thus, if Heraclitus had been
favourably disposed towards ioropin, he could only have applauded the line of research that led Xenophanes to his theory of
worldwide destruction—the one theory, of all of his teachings we
know anything about, that can possibly account for his presence
in the list of benighted polymaths in fragment 40.
On balance, then, we make better sense of Heraclitus’ teachings
if we take his view to be that we ‘learn vdos’ by reflecting on the
cryptic and often highly misleading picture of the cosmos conveyed to us through sense-perception and ordinary speech. What
we can thereby learn is how the many apparently separate, even
fiercely opposed, elements in nature in reality enjoy a deep
symbiotic unity. It is at least a fair guess that he acquired his
appreciation for the value of the reflective path not—as the
view supposed—when he climbed aboard the
toropin bandwagon, but rather when the failure of the Ionian
developmental
scientists to uncover the hidden unities in nature convinced him
that travel and observation would never lead to the discovery of
+
important truths ‘even if one were to traverse every
road’,
M There are three reasons to think this: (1) In Homer, knowing in a way
that is
odga often involves direct exposure or experience (e.g. Il. 7. 226). (2) A contrast
between direct and indirect approaches to knowledge is implied by Alcmaeon’s
contrast of divine cagrveta with mortal rexuaípeadas in his fr. 1. (3) Herodotus also
expresses the idea that knowing in a way that is aagés involves first-hand observation (see the passage quoted in n. 20 above),
+ As I read it, fr. 18 was not the earliest ‘hymn to progress’ but rather an
assertion that enquiry is a ‘better way of discovering’—i.e. better than the
approach rejected in B 18. 1 (gods intimating all things to mortals). For a defence
see ‘Xenophanes on Inquiry and Discovery: An Alternative to the “Hymn to
Progress" Reading of Fr. 18", Ancient Philosophy, 11 (1991), 229-48,
Page 13
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)4. Parmenides’ way of knowing
divisions, comes into being and is destroyed, moves about, and
In Parmenides B 7. 3-6 an unnamed goddess commands a youth
to take what sounds very much like a reflective path to
deciding (by means of or on the basis of her account) the
24
25
readings—they erroneously suggest that what there is admits of
knowledge:**
develops over time. The alternative she proposes is judging or
multiple-event* testing process she has presented.
It is clear from B 8. 15 that each of the decisions facing the
youth represents the same binary ‘is or is not’ choice stated at the
unôé a’ ¿os moAumeıpov 680v kara THVdE Bido0w,
vwpuéy áoxorov Supa Kai Nxrjeooav dxoury
outset: either ‘it is and is not available for not being’ or ‘it is not
and is properly involved in not being’. The goddess proclaims
kal yAacar, xpiva: Se Aóyw moAvSypw ¿hey xov
both early (B 8. 1-2) and late (B 8. 50-1) that there is only one
ef ¿uédev pnôévra.
true account or way of thinking: that ‘it is’. During the course of
Nor let custom born of much experience force you to ply along
her critical examination, each of the various respects in which one
this road
might imagine that what is might not be (a time—either past or
An aimless eye and echoing ear
And tongue, but judge by discourse** a much-contested testing*”
future—in which what is either was not or will not be, a place
Spoken by me.
where what is is not, or an instance of what is moving to where it
As I understand the meaning of this difficult passage, the goddess
here calls on the youth to resist the pull of custom or “force of
habit’ to think about ‘what is’ or ‘the existent’ (ro édv) in the
terms made available to him (as to all mortals)** through language
and perceptual experience. Our sense of sight is ‘aimless’ (lit.
‘untargeted’) and our sense of hearing and faculty of speech (the
‘tongue’ of mortals) are ‘echoing’ in so far as they give false
# After quoting these lines Sextus comments: “The thinker . . . proclaimed the
cognitive reason to be the standard of truth in things that are, and gave up paying
attention to the senses’ (M. 7. 114, trans. Gallop).
4 Following the translation given by A. H. Coxon, The Fragments of Parmentdes
(Assen and Maastricht, 1986), 58. The non-empirical character of this judgement
has led many to assign to Aóyos the meaning of ‘reason’ (i.e. ‘judge by means of
your faculty of rational thought’), but this would move forward the earliest use of
Aóyos in this sense by about a century. See the summary in Guthrie, History of
Greek Philosophy, i. 419-24.
.
+ Cf. Pindar, Nem. 8. 20 veapà $’ E£eupövra Ödper Baodvw és ¿deyxov, amas
xiv8vvos; for a parallel ‘testing’ use of the related verb ¿Xéyxw cf. Bacchylides fr. 25
Edmonds. For additional details see ‘Parmenides’ Critique of Thinking’, OSAP 2
(1984), 1-30; and Coxon, Fragments of Parmenides, 192.
“ Coxon identifies the way rejected here with the one repudiated at B 6. 7, and
is not, or in some respect becoming what it is not) is considered.
But in each case, in order to think that what is is involved in not
being, in some respect, we must also think that in that same
manner what is not is—which violates the principle stated at the
outset of fragment 7 (following Gallop): ‘never shall this prevail:
that things that are not are’.*°
“ So I (now) understand the meaning of roAvönpıs, in the light of the parallel
between its moAv- element and the moda ofuara at B 8. 2-3: the testing process
comprises five issues (whether rò &öv can admit of generation, destruction, division,
movement, and temporal development), and each of these is decided in the same
way, in favour of ‘it is’. Parmenides organizes, as it were, a five-event elenchus, a
veritable philosophical pentathlon (while önpıs is more commonly a matter of
strife or conflict in battle, at Nem. 11. 26 Pindar describes Aristagoras as a better
wrestler ‘than his competitors’—snptwvrwr).
5° ] omit in this reconstruction of Parmenides’ argument two premisses frequently attributed to him: (1) that in each of these incorrect forms of mortal
opinion one is thinking ‘it is not’, and (2) it is impossible ‘to think, speak of, or
come to know of something that does not exist’. (1) is certainly correct, and it is
true that Parmenides also says things along the lines of (2) (B 2. 6-7, 3. 1, 6. 1-2,
8. 8-9). But it is not completely clear that these comments were ever intended as
premisses rather than conclusions. As they are usually construed, they would: (1)
render incorrect mortal opinion not so much deplorable as impossible, and (2)
regards the ‘know-nothing mortals’ mentioned at B 6. 4 as those (Ionian) philosophers who attempted to acquire knowledge based on perceptual experience. I do
not see, however, that the mere reference to a ‘way’ (of enquiry) unambiguously
seeks a highly persuasive truth, and has an impressive argument against the ‘is
least equally misleading to the non-philosopher. It is, then, possible that the
actual argument, and to think of the various announcements about what can be
then, and in some respects but not in others.
by the end of the argument it will be shown that one cannot think of, speak of, or
know ‘what is not’, since by then it will have become clear that what is there to be
targets philosophical enquiry, and in any case speech and sensory experience are at
opposing view here is that held by anyone who operates according to the
common-sense belief that what there is exists here but not there, now but not
require that Parmenides’ entire argument rest on an extremely controversial,
indeed extremely counter-intuitive, ‘law of thought’. Since Parmenides manifestly
not’ way of thinking along the lines I have suggested, I prefer to regard it as his
thought and known as proleptic announcements of what the goddess will prove—i.e.
Page 14
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)27
told that we can neither ‘come to know nor tell of what is not’; (2)
in fragment 4 we are told to ‘look at things that while far off are
The goddess draws her conclusions together at B 8. 26-34:
Necessity keeps what is within strong bonds—changeless, motionless, uncreated and indestructible, and fully developed in every
securely present to [or perhaps by] véos’, perhaps a reference to
way. In these arguments the goddess both invites and empowers
the youth, as well as those in Parmenides’ audience, to reflect at
knowledge gained through reflection; (3) in fragment 6 she alludes
to ‘know-nothing mortals ... whose vóos is guided by helplessan unprecedented level of generality on the question of what
ness’; (4) towards the end of fragment 8 she announces that we
there is. Both the subject-matter and the logical format of subse-
‘shall learn from this point on about the beliefs of mortals,
listening to the deceptive ordering of my words’ and that we are
quent philosophical debate reveal that her invitation did not go
being told this so that ‘no mortal insight or judgement (yvoun)
will overtake and pass him by’, and (5) in fragment 10 (which
could belong to the proem rather than to the Sdéa section of the
unheeded.*'
But if we have reason to think that Parmenides advocated a
reflective path to knowledge of what there is, we do not yet have a
poem)*’ the youth is told that he ‘will know the nature of the
aether and all the signs in it... and learn the wandering works of
satisfactory understanding of what this knowledge would have
been like. The goddess does promise in the proem that the youth
will learn everything (both an ‘unshaking heart of well-persuasive
the round-eyed moon . . . and know the surrounding sky’. But
these remarks seem to tell us more about what the youth will learn
truth as well as beliefs of mortals in which there is no true trust’),
than about why any of this would constitute knowledge. During
the course of the goddess's presentation we hear a good deal
about ‘thinking’ (voéw), opinion ($ééa), trust (miorıs), persuasion
but she never says explicitly at any subsequent point that he has
actually come to know these things, nor would it be easy to see
why this would be the case even if she had said it. We can
only one way of thinking along which enquiry can profitably take
(ITabw), signs (ojpara), truth ("AAnbetn), saying (Aéyw), judging
(xpivw), and the édeyxos, but none of these individually is either
place, the one that holds that what is exists fully in every possible
synonymous with or implicative of knowledge.’* It is, in short,
reasonably assume that the youth comes to know there is one and
way, but in virtue of what specific conditions or hallmarks of
knowledge would it be true to say that the youth knew such things?
Excluding for the moment the predictions made by the goddess
in the proem, here is what we have by way of Parmenidean
emeqnuieri
comments about knowing (or learning): (1) in fragment 2 the ‘is
thought of, spoken of, and known is only ‘what is’. In short, the real work of
refuting the ‘is not’ way of thinking may have been carried out simply through the
multiple proofs of fr. 8. This way of understanding the logic of the argument is
meaning of a situation’): “The proper translation of the verb in Parmenides is a
term like “cognition” or “knowledge”: it is paraphrased by yvúwac, “to recognize,
not, however, a consequence of the elenctic or peirastic character of Parmenidean
# For similar elenctic arguments in Philolaus and Gorgias see ‘Parmenides’
Critique of Thinking’, 16n.; for the elenchus procedure in Socrates, Plato, and
Fortunately, many of these same characters played significant
* See P. J. Bicknell, ‘Parmenides’ Fr. 10', Hermes, 96 (1968), 629-31.
** Von Fritz’s studies of vóos and voéw have often been cited in defence of the
thesis that in this period voéw just meant ‘know’ (in so far as it meant ‘realize the
not’ way of enquiry is said to be ‘beyond learning’*? and we are
knowledge. Fr. 8 will surely be regarded as part of Parmenides’ argument even if
one does not consider it, as I do, to be rhe heart of it.
hard to tell the players in Parmenidean knowledge without a
programme.
I
veanst
be acquainted with”” (Charles Kahn, “The Thesis of Parmenides’, Review of
Metaphysics, 22 [1969-70], 700-24 at 703n., with similar views expressed by
Guthrie, Robinson, Mourelatos, Coxon (Fragments of Parmenides, 174), and many
others). But von Fritz characterized the ‘realize...’ use as only one of several
senses (among the others: ‘intend’, ‘plan’, imagine’), albeit the basic one. voéw, I
believe, can on occasion (typically in its aorist forms) be thought to imply
knowledge in so far as it amounts to ‘noting’, ‘noticing’, or ‘realizing’ a particular
feature in one's environment (e.g. Il. 3. 21: ‘But when Menelaus dear to Ares
Aristotle, ibid. 3on.
5 Rather than Coxon's ‘about this ‘‘track’’ she has nothing to impart’ (Fragments of Parmenides, 177). Coxon compares B 1. 28 and the drevdéa at Od. 3. 88,
but his is much too weak a version of the goddess's programme (cf. B 6. 1-2, 7. 1-
spotted him (èv670e), his heart was shattered’). But unless one can find reason to
read the forms of voéw in Parmenides’ poem in these special ‘note’ or ‘notice’ ways
2, 8. 8-11, where she imparts a good deal about the incorrect way). In Od. 3. 7989, moreover, Telemachus says that while we can learn (mevdóueda) where the
(which in the light of the high level of abstraction seems extremely unlikely), they
must be understood not as knowing, but rather as thinking (or conceiving, under-
Achaeans died while fighting at Troy, the site of Odysseus’ death is unlearnable
(ärevbéa) since no one can say for sure where he died.
standing, etc.). What I take to be the correct view is defended by Barnes,
Presocratic Philosophers, i. 158-9.
SASU7LETaAHRI
Page 15
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)roles in the famous story of a journey and discovery on which
Parmenides modelled portions of his account, Homer’s Odyssey.**
We can get some sense of the character of Parmenidean knowledge
by reminding ourselves of some of the best-known incidents in
Argus recognizes his master the instant he sees him (17. 301 ws
evonoev). Similarly, Eurycleia recognizes Odysseus the moment
Homer’s tale of Odysseus’ return from Troy.
ter of the vóos of the two swineherds (21. 195-205), Odysseus
promises he will tell them the truth (212 dAndeínv xatadééw) as
28
she touches his scar (19. 468 yvò p’ émpaccapévyn). But having
resorted to his usual probing examination to ascertain the charac-
We first encounter our earlier hero not as a youth but well into
well as show them a clear sign (217 oñua dapippadés .. . Seiw) so
middle age, and not on his way to the house of a goddess but
sprawled half-dead, washed up on Scheria, the far-off island
home of the Phaeacians (Od. 6. 1). Sound asleep and buried
under a pile of leaves, Odysseus awakes to the shouts of Nausicaa
and her handmaidens. An initial moment of alarm gives way to a
completely characteristic response:
GAA’ ay’ éyaw aúros reipioopo: Ne wpa.
(6. 126)
But, come, I myself will make trial and see.
From the moment of this first encounter with Nausicaa through
to the end of his journey Odysseus will repeatedly ‘go to see for
himself”, ‘to make trial’, or ‘check out’ what manner of folk there
might be—and many are those whose vóos he will come to know
that they ‘may well know him and be persuaded in their heart’
(218 éd yvwrov morwbrróv 7’ Evi Bvu®). When they see the identifying ofua (his scar from a youthful injury), they fling their arms
around him and weep openly (222-5).
e—iem
** The many points of correspondence are set out in E. Havelock, ‘Parmenides
and Odysseus', Harvard Studies in Classical Philology, 63 (1958), 133-43; A. P. D.
Mourelatos, The Route of Parmenides (New Haven and London, 1970), and
Coxon, Fragments of Parmenides,
* After passing over the symbolic outer limit of the threshold, Odysseus
answers Arete's ‘Who art thou amoung men, and from what family?’ question by
disclosing the truth (7. 297 dAnOetqy xarélefa) and gaining Alcinous’ confidence,
commitment (312 ff.), and (subsequently, at 545) affection. In order to know the
Phaeacian men he ‘makes trial of them face to face’ (213). Eventually (9. 19) he
discloses his name, lineage, usual description, and home town, Odysseus’ gradual
entry and acceptance by those in Alcinous’ household foreshadow in many ways
his reunion with the members of his own family. See further T. Van Nortwick,
‘Penelope and Nausicaa’, Transactions of the American Philological Association, 109
(1979), 269-76; and Marylin A. Katz, Penelope’s Renown (Princeton UP, 1991),
136 ff. For the symbolic importance of the threshold see C. Segal, “Transition and
Ritual in Odysseus’ Return’, La parola del passato, 22 (1967), 321-42.
really is Odysseus (23. 70 ff.). But rather than take this vital
matter simply on their say-so, she insists she will be able to
identify her husband through some special ojuara:
yvwoöued’ GAAjAwY Kai Adiov- fari yap quiv
ajpad’, à by Kai voi kekpuupéva iSpev dn’ GAAwv.
(23. 107-10)
... but if in truth
It really is Odysseus and he has come home, I assure you
heart, and vóos to vóos.**
become more complicated. Initially, he just tells Telemachus
straight out who he is (16. 188). A little later, the old hound
The conversation between Penelope and Odysseus displays the
same features. Eurycleia and Telemachus are dismayed when
they are unable to convince Penelope that the beggar in the hall
ei à’ Ereöv 89
¿o7' 'Odvoeds xai olxov ixdverat % pda vat
(cf. Od. 1. 3). As early and superficial forms of contact give way
to increased intimacy, shared experiences, and probing enquiries,
Odysseus comes to know the true intentions and identities of
those he encounters— initially face to face, but in time heart to
When Odysseus sets foot on Ithaca his interpersonal discoveries
29
Tune
We will know each other fully, for we have
Signs we know about, hidden from others.
Odysseus invites a probing examination (meıpdleıw ¿uédev) as a way
of identifying him more clearly (114 ¢pdcera: xaì áperov), and she
responds (181 weıpwuevn) by asking Eurycleia to place the bed
outside her bedchamber and to spread it with coverings. When
Odysseus reacts angrily to the suggestion that this unique bed
could be so easily moved about, Penelope gets the oÿua she had
been waiting for:
‘Rs daro, ris $ ayroú Auro yovvara Kai gidov Frop,
ajar’ ävayvoior rd ol éureda mebpad’ ‘OSvacets.
(23. 205-6)
So he spoke and her knees and own heart were loosened,
As she recognized the sure tokens Odysseus had told.
Having seen, tested, and come to know véos the wide world over.
Odysseus returns to the woman who proves, by successfully
Page 16
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)31
inno. rai pe hépouoiv, daov 7’ Ei Bupòs ikdvor,
putting the master tester to the test, that she does indeed excel all
,
>
#
,,
o
x
CI
A
14
meunov, ered 1’ és dddv Bioav moAubnuov dyovaat
others vdov «al érippova pyri.
Three characteristics of the knowledge achieved in these famous
scenes” are worth our notice. (1) For some, the recognition of
Saipoves, 7) kara mavr' arm! deper ciddra dara:
Odysseus has come directly in the perception of his general
The horses that bear me as far as mind"? might reach,
physical appearance or a distinguishing (visible or palpable) mark;
but for others it has come through verbal assurances; and on
occasion, when these were either unavailable or insufficient to
produce conviction, it has come from tell-tale indicators acquired
through a trial or testing process.”” (2) In each case the discovery
of the truth has been tied, on the objective side, to the disclosure
of a completely persuasive indicator of his identity,*? and (3) on
the subjective side, to a profound ‘change of heart’, i.e. becoming
convinced that the stranger at the door is in reality the lord
Were conveying me when they set me on a richly songed
TH depounv: ti) ydp pe modigpaato: dépov inmor...
road*?
Of a goddess, who bears the knowing man among all cities.
(‘Studies in Parmenides’, Wege und Formen frühgriechischen Denkens (Beck, 1955],
translated and reprinted in
mind or spirit which has been transported by them, and to a
special ‘pathway of song’ along which he has travelled, all portend
that profound knowledge is about to be imparted:*
* The same features will mark Odysseus’ final recognition by his father: a
promise to tell the whole story (24. 324); then a request by Laertes for a clear oía
in order to be sure (329 ddpa reroi0w); then the disclosure of the scar (331) and
other tell-tale remarks about the garden Odysseus had known as a child (336); and
finally, Laertes’ loosened knees and heart ‘as he recognized the sure tokens’ (3445). Cf. also 19. 250 omuar’ dvayvodan.
,
,
.
E. Allen and
D. J.
Furley (eds.), Studies in
on any affinities with a Homeric forerunner; indeed, at one point he claims that
Parmenides converted ríoris to a novel, epistemic use.
® I adopt the familiar but still problematic reading xaré dvr’ dorn. Coxon
(following Heyne) proposed d(v)rn(v) for what looks like ärn in Sextus, translating
‘through every stage straight on’ (Fragments of Parmenides, 158). Coxon cites Il. 8,
In the proem of fragment 1 Parmenides relates how a youth
(presumably himself) was at some point in the past transported
perhaps even supernatural, location. References to the powers of
inspired thought which have brought him to this discovery, to the
R.
Presocratic Philosophy, ii (London, 1975], 5). Cf. KRS 244. Fränkel does not
mention the peirastic character of Parmenidean knowledge, nor does he comment
Odysseus come home.
by a team of maiden-guided horses and taken to a remote,
(B 1. 1-4)
399-400, but as R. Renehan has recently argued in his review of Coxon (Ancient
Philosophy, 12 [1992], 395-409), neither there nor elsewhere does dvrn» appear to
ES
mean anything other than ‘face to face’, ‘directly in front of’ (which makes no
sense in the context of B 1. 3). My preference for dorn, however, is based not on
the references in Homer (cited by Renehan and others) to an Odysseus who sees
the cities of many men (since Parmenides would not have wanted to endorse the
idea of a knowledge acquired through wide experience of the world), but rather on
the appositeness of the phrase as a reference to the poet who (typically) travels
from city to city (cf. Xenophanes B 45, and for xard as ‘down among’ cf. Il, 1. 229,
2. 47, and commonly elsewhere). See further J. H. Lesher, “The Significance of
ara mdvr’ ¿(o)ry in Parmenides Fr. 1. 3', Ancient Philosophy (forthcoming).
* DK ‘Lust’, and commonly ‘as far as my heart or desire might reach’, but cf,
Od. 21. 218, quoted above; also Jl, 10. 491 rà dpovewv xará Oupdy (‘thinking these
things in his Guuds); Il 2, 409 fee ydp ward Bvpòv (‘he knew in his Buyds’);
compare Archilochus' injunction to his Byués to know the unseen rhythm of things
(fr. 67a Diehl). fuuds can also signify ‘conscious thought’ or ‘consciousness’
generally, as at /l. 13. 671-2: ‘his @uuds left him and hateful darkness seized him’,
or Od. 24. 349, when his recognition of Odysseus causes Laertes to lose Buuds (for
Suds as ‘mind, soul, seat of thought’ see LSJ s.v. II. 6). The ixdva at B 1. 25
** Other cases of ‘peirastic knowledge’ occur at Il. 1. 302 el 8 dye pv weipyoat, iva
yrdwa «al oide (‘but come, make trial, so that these will also know’; cf. 8. 18);
Od. 8. 213 dM' éBédw Bpev ai repnóñueva: ävryv (‘but I want to know and make
trial of them face to face’); 13. 335-6 cot 5’ où mw didov ¿ori Sarjueva: ovde nußeoda: |
house of the goddess.
mpiv y” Erı ons didyov reiproea: (‘it is not for you to acquire knowledge or learn
until you have put your wife to trial’), Cf. also Theognis 125-6 ov yap dv eidelns .. .
mpiv meıpndeins.
a
# Since ofua is cognate with the Indic dhyéma ‘thought’, it is probably no
accident that the ofua provides the means by which things can be identified and
known; see further G, Nagy, ‘Séma and Nóésis: Some Illustrations’, Arethusa, 16
% Lit. ‘richly endowed with song or voice’, Cf. Taran, Parmenides (Princeton,
NJ, 1965), 10; Coxon, Fragments of Parmenides, 44-5. The use of the adjective
moAv- to describe the pathway of song and the ‘much-indicating’ horses is echoed
in the subsequent references to the ‘multiple contests’ during the elenchus (moAvÖnpıv &eyxor) and in the ‘very many signs’ (moAAd udAa) lying along the correct way
of thought. These subsequent ‘decisions’ and ‘indicators’ are, then, the informative
(1983), 35-55.
© A view defended by Frankel: ‘What is depicted by the image of the ascent
revelations alluded to at the outset of the proem. For roAugpaoro: as not so much
‘wise’ or ‘well-directed’ (horses) but as ‘rich in telling’ or ‘highly informative’
amounts to little more than this: wise, sunlike powers (the steeds and the maidens)
carry and lead on a resounding path the man who knows and proclaims; the
ones, cf. $paornp ‘teller, expounder’, gpaorixds ‘indicative, expressive’, and the
common meaning of the root verb ¢pd{a—' point out, indicate, show, communicate,
journey is dizzily swift and violent; and it is a great moment when the mighty
gates of comprehension of the world fly open before the man selected by Fate
scenes given above).
o
.
suggests that his 9vuds has reached as far as it needed to when it has arrived at the
etc.’—as well as its frequent use in connection with ojuara (as in the recognition
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found reliable.” “The couplet thus both echoes the ‘peirastic’
On that way I was conveyed; for in that direction the much-telling
approach to knowledge characteristic of Odysseus’ earlier encounhorses bore me...
ters and also presages the éAeyyos or critical testing process
And at B 1. 28-9 she assures the youth he will learn of
through which the ‘it is’ way of thinking will be checked out and
quèv ‘AAnbeins eúreibéos** àrpeuës ijrop
dè Bporwv Sótas, rais où Evi miarıs dAnOns.
found (completely) true. By the end of the proem each of the
Both a steadfast** heart of well-persuasive truth
As well as mortal opinions, in which there is no true trust.
a trial or testing process which has to be endured, a very persua-
Odyssey’s hallmarks of knowledge will have made an appearance:
sive truth, and an unwavering or steadfast heart which has taken
it in.
The phrase drpepes rop is often assigned an ontological rather
than an epistemological significance: ‘the inner being’ or ‘the
heart of reality’. But that reading is constrained, unnecessary, and
unwarranted. As is clear from the third feature of Homeric
knowledge just mentioned, it would have been entirely natural
for the goddess to characterize the knowledge the youth will
achieve in terms of his heart’s unwavering acceptance of a fully
complete. She refers to the account she has given as trustworthy
persuasive truth.
(mıoröv Aoyov), and alludes to the strength of trust (riorios ¿axús)
Finally, in the proem's difficult concluding couplet, she explains:
GA Eumns xai raòra pabycea, ws ra doxovvra
xpñv Soxipws elvas 31d mavrös wavra mepwvra.
(B 1. 31-2)
But nevertheless you shall even learn these: how the things
thought of
Would have had to certifiably be, all things pervading through
all.
As Owen explained, Soxiuws elvar is ‘to exist in a way that is
assured or reliable’, i.e. a way that has been put to the test and
* As in Sextus, rather than the eëxuxAéos of Simplicius. The reading was first
defended at some length by Mourelatos, The Pre-Socratics, 154 ff., and has been
accepted by Coxon, Heitsch, and many other recent editors.
In fragments 2-8 the goddess proceeds to tell the story (épéw,
uúbos, Aoyos) of the way of thinking that is tied to truth (AAnGein) and
persuasion (Zed). During the course of her critical examination** (as well as in her account of the cosmos in fragment 10)
‘very many signs’ (ojuara) appear, all indicating that what exists
exists fully—uncreated and indestructible, whole, unmoving, and
eETente
and true trust (miorıs aAnôms). In short, as the éleyyos discloses
onuara, the miorıs she had promised is achieved. Put them all
together and they spell (Homeric and Parmenidean) knowledge: a
thoroughly tested, reliably true, hence fully persuasive way of
thinking about what there is.
To the list of Parmenides’ contributions to Greek philosophy
we should, therefore, add what might best be described as an
adaptation of a familiar ‘peirastic’ paradigm of knowledge for use
* G. E. L. Owen, ‘Eleatic Questions’, Classical Quarterly, Ns 10 (1960), 84102, repr. in Allen and Furley, Studies in Presocratic Philosophy, ii. 48-81 at 51.
But I (now) think that Sca ravros rávra mepwvra refers to the way in which ‘all
things pervade through all’; that is, to the extent that all things (named by
mortals) could legitimately be said to be, they would all have to be 70 &v— which
would entail a far more positive assessment of mortal 662 than Owen would have
allowed.
© drpepés—lit. ‘unmoving’, ‘not shaking’, but in a psychological context ‘unwavering’, ‘steadfast’, etc.; cf. 11. 13. 279 ff.: ‘for the colour of the coward is always
changing to another hue, nor does he keep steady the spirit in his breast (ovdé of
drpenas Haba ¿pyróer' dv peat Bupds)’; cf. Il. 16. 163 Oupds | orideow arpopòs Earı.
" As Coxon concedes (Fragments of Parmenides, 168), #rop never refers to
anything other than a faculty of thought or emotion, and no article appears in
Parmenides' text. Plutarch (Parmenides A 34) appears to have understood that
Parmenides was contrasting two states of awareness, one in which we grasp
unchangeable intelligible truths, and one in which the mind ‘consorts with all
** Coxon, Fragments of Parmenides, 176, holds that the testing consists in
asking the question whether the subject ‘is or is not’. But the ‘is or is not’
disjunction is not so much the test as it is a statement of the only possible
outcomes for every test. The ‘critical moments’ or decision-points in the ¿Aeyxos
manner of changes, accidents, and irregularities’.
respect.
come at B 8. 6-7 and 8, 19 when the goddess asks what birth one might seek for ro
edv, or in what way and from what ro édv could grow, and at 8. 21-5, 8. 29-32, and
8. 33-5 when divisibility, movement, and temporal development are considered
only to be repudiated. Since at each juncture rò eöv checks out positively (i.e. with
‘it is’ as still true), we acquire many omuara that rò édv exists in every possible
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)in the context of philosophical enquiry and reflection. But, having
recognized this, we might also want to view Socrates’ denial of
any involvement with Presocratic ideas about knowledge with
some scepticism. At least when the Socrates of Plato’s early
dialogues sets out to discover the nature of the virtues by putting
a series of rival definitions to the test—hoping to find a Adyos that
will remain steadfast throughout the entire process of examination—
his approach represents not a repudiation of earlier views of
knowledge,‘ but rather a continuation and extension of them.”
University of Maryland
* The claim that Socrates repudiated the ‘fantastically strong standards’ of
Parmenidean knowledge was made by Gregory Vlastos in his ‘Socrates’ Disavowal
of Knowledge’, Philosophical Quarterly, 35 (1985), 1-31 (see esp. pp. 17 ff.).
19 Cf. the conclusion of the Gorgias: ‘when all the other proposals were refuted
(EAeyxouevwv), this one alone remains steadfast (uóvos odros mpeuet): that we should
be more on our guard against doing rather than suffering wrong, and that before
all things a man should study not to seem but to be good . . . ler us then follow the
guidance of the argument (rw Aóyw) now made manifest, which indicates to us
(omuaiva) that this is the best way to live’ (526Dff.). The contrapositive of
‘knowledge entails stable possession of a belief’ is the thesis that we cannot be said
to have knowledge so long as our beliefs are unstable or moving about (cf. Plato,
Euthph. 11 B-E; Meno 85 c-D, 97 D-98 8). The view that knowledge requires achieving an unshakeable hold on truth and reality appears at Crat. 437A; Sym. 211A;
Rep. 534 B-D, 503A. Aristotle also describes the process of acquiring knowledge
in terms of a stabilizing or settling down of opinion (cf. Post. An. 72°25 ff., 89*510, 100°1-13).