Afficher le texte intégral45 pages
Page 1
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Greek and Roman Musical Studies 8 (2020) 111-155
brill.com/grms
Harmonia, Justice and the Kosmos of the Soul in Plato’s Republic and
Timaeus
Tosca A.C. Lynch
Jesus College, University of Oxford, Turl Street, Oxford, OX1 3DW
tosca.lynch@jesus.ox.ac.uk
Abstract
This paper will focus on Plato’s thought-provoking depiction of justice as special kind
of harmonia (Resp. 4.443c-444a) that epitomises the best possible organisation of the
soul, exploring his nuanced use of the model of lyre tunings in performative, theoretical as well as educational terms. By comparing Plato’s use of harmonic imagery with
technical discussions of lyre tunings and their key role in educational settings, I will
show how Plato exploited distinctive features of traditional Greek lyre harmoniai to
give shape to his innovative understanding of the structure of the soul and the harmonious, but not strifeless, relationship between its individual components. In the second part of this paper, I will look at how the model outlined in the Republic sheds light
on the musical structure that gives shape to the World Soul in the Timaeus, advancing
a new interpretation of its elusive harmonic organisation.
Keywords
Plato’s harmonics – harmonia – justice – lyre tunings – musical education – Republic –
Timaeus – Philolaus
Plato’s dialogues offer many revealing discussions of the ethical, political, psychological and educational importance that music had for the Greeks. This is
especially true in the case of the Republic and the Laws, works which describe
in detail the political set-up of two ideal constitutions as well as the lifestyle
and ethical values embraced by their citizens. But Plato’s interest in musical
matters was by no means limited to these works or topics. On the contrary,
© Koninklijke Brill NV, Leiden, 2020 | doi:10.1163/22129758-12341365
Downloaded from Brill.com04/02/2020 08:37:30AM
Page 2
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
musical—and especially harmonic—notions play a central role also in his discussion of the orderly, but not strifeless, organisation of the basic constitutive
elements of nature, whose dynamic interplay generates the universe (kosmos)
that we inhabit.
In this paper, I shall explore Plato’s distinctive use of a long-established
musical model, that of the lyre harmonia, to give shape to his innovative conception of the soul and its ethical excellence, focussing first on the definition
of justice offered in the Republic and subsequently on the structure of the
‘Cosmic Soul’—or rather the ‘Soul of the Whole’1—described in the Timaeus.
This discussion will show how Plato was far from uninterested in, or worse
unaware of, the strictly technical and practical implications of the musical
notions he employed in his works—charges that were already levelled against
him in antiquity and continue to thrive in modern scholarship.2
On the contrary, this paper aims at showing that technical and practical
features of ancient musical concepts played two crucial and related roles in
Plato’s works. On the one hand, these musical concepts offered an inventory
of complex but flexible ideas that Plato embraced to give shape to key elements of his own thought such as the structure of the soul, its counterparts
in the city and the universe at large, as well as their workings as composite
and dynamic systems. On the other, they represented a kind of shared cultural
language that Plato acquired in the course of his own education, and subsequently exploited to express his innovative philosophical views in terms that
1 What is known as World Soul or Cosmic Soul in scholarly literature is actually called the ‘Soul
of the Whole’ (Tim. 41d), the ‘Soul stretched through the Whole’ (Tim. 34b), or simply the
‘Soul’ (psychē, Tim. 34b-c) in Plato’s text. Unlike its modern counterparts, Plato’s expression
puts emphasis on the unity of the kosmos, which is conceived as a unitary living being that
integrates in itself a variety of elements and is brought to life by the Soul and its harmonia.
English translations are mine, unless otherwise noted, and will at times favour fidelity to the
original over idiomatic elegance.
2 See e.g. [Plut.] De mus. 1136e14-39b4, where Aristoxenus rebuts the accusation that Plato
made his selection of musical modes ‘out of ignorance’ (cf. Barker 2012). See also Arist.
Pol. 8.1343a-b, with Lynch 2016. For a recent example of this prejudice, see Wallace 2015, xxii,
endorsing Koster 1944: ‘such trifles (scil. musical technicalities) were unworthy of a philosopher’. This dismissive attitude has fortunately started to reverse in recent years—see esp.
Pelosi 2010 and Prauscello 2014, who offer insightful discussions of the philosophical roles
played by musical ideas in Plato’s psychology and ethico-political thought. These studies,
however, do not take into account much recently discovered evidence about Greek harmonic
theory and practice (esp. Hagel 2010 and Barker 2007). This illuminating technical evidence
makes it possible to reconstruct confidently key aspects of the tuning systems and harmonic
models developed in Classical times (cf. Lynch 2018), allowing us to understand more fully
the role they played in shaping Plato’s musical experience and thought.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 3
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)his readers could relate to on the basis of their own aesthetic, emotional and
cognitive experiences.
1
Musical Images, Myths and the Divine Power of Beauty: a Few
Methodological Clarifications
Before getting to the heart of the matter, a few words are in order concerning some hermeneutic principles that inform my work. Generally speaking,
my work is based on the belief that delving more deeply into the technical
and aesthetic implications of the musical notions used by Plato sheds new and
valuable light on important aspects of his thought. Just as, for instance, contemporary musical and scientific theories informed and shaped the development of Hegel’s or Descartes’ thought, I believe that having an awareness of the
practical, aesthetic and theoretical implications that specific musical concepts
and images had in Plato’s own cultural environment can help us better understand his sustained and deliberate use of such notions—as opposed to many
other cultural or technical models that were available to him—to illustrate key
elements of his thought.
But this does not entail that one should embrace a rigidly analytical
mindset.3 A famous passage of the Phaedrus which concerns the nature of
philosophical knowledge, and its fraught relationship with inexorably static
written texts, cautions us precisely against trying to reduce the dialectical, lifeinfused reasoning of Plato’s dialogues to a set of dogmatic and unchanging
statements or ‘theories’. The sad predicament experienced by one’s defenceless
‘children’/texts falling in the hands of such readers is significantly depicted by
means of a musical expression:
Once it is written, the whole speech (logos) is tossed around equally
to those who give ear to it and to those who, by contrast, do not care
about it in the slightest; and it does not know whom it should talk
3 Broadly speaking, my work belongs to the family of the so-called ‘literary contextualist’ (Nails
1995, 24-6), or simply ‘literary’ readings of Plato’s works (Blondell 2000, 2002; Rowe 2007), as
opposed to e.g. modern analytical interpretations (for this definition, see Rowe 2015; cf. Pelosi
2010, who offers a broadly analytical interpretation of Plato’s musical ideas). To put it simply,
I seek to engage with Plato’s texts on their own terms and in the light of their own cultural
context, without imposing arbitrary criteria of truth upon them—a hermeneutic approach
that is grounded upon the ‘principle of charity or humanity’ (Davidson 1984), and aims to
give justice to the intrinsically ‘exploratory and probing’ character of Plato’s texts (Halliwell
2002, e.g. 38, 56, 61).
Page 4
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
to or not. And when its melody is struck up and made discordant
(plēmmeloumenos), and it is unjustly reviled (kai ouk en dikēi loidorētheis),
it always needs its father to come to the rescue: for it is has no power to
defend or help himself.
Phdr. 275d-e
Other passages of the dialogue similarly emphasise the need to preserve the
inner harmony of a discourse, taking into account also its effects on the soul.4
This awareness, and the related need for a hermeneutically sensitive and flexible approach, turns out to be especially crucial to acquire a true understanding of logoi about justice—that is to say, the central notion discussed in the
present article:
You speak of a wholly beautiful game, Socrates, […] proper to a person
who can play and amuse himself with discourses, crafting myths about
justice and the other subjects you talk about (dikaiosynēs te kai allōn hōn
legeis peri mythologounta).
Phdr. 276a-e
Precisely as we are told here, Plato consistently approaches the concept of justice, the nature of the soul and the ultimate structure of reality by means of
‘myths’ and ‘images’—including not only the harmonic depiction of the just
soul offered in the Republic 4 and its hyperbolic counterpart in Republic 10
(614b-621d), but also the great mythical palinode of the Phaedrus (243c-257b),
the ‘long myth’ on the immortality of the soul in the Phaedo (107c-114d), its
shorter counterpart in the Gorgias (522e-527e), and the ‘likely story’ about the
Soul of the Whole in the Timaeus (eikota mython, Tim. 29c, 59c, 68d; eikota
logon vel sim., Tim. 30b, 48c-d, 49b, 53d, 55d, 56a, 57d, passim). By their own
admission, these myths do not aim to offer precise, fully rational and comprehensive accounts of the nature of the soul and its relationship with justice
and other kinds of ethical excellence; but the essence of these notions is not
entirely disconnected from such mythical representations either—a tension
that is beautifully expressed by Socrates in the Phaedo:
It would not be fitting for a person of nous to vigorously claim that these
things are precisely as I have just described them; but that such things, or
something like them, are true with regard to these souls of ours and their
4 E.g. Phdr. 271b, 268d-e, and 277b-c, with Lynch 2013.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 5
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)abodes, given that the soul appears to be indeed immortal—this seems
to me both fitting and worth risking for a person who suspects it to be so:
for it is a beautiful risk.
Phd. 114d-e
In other words, these mythical images are figurative—but not ‘purely metaphorical’—representations: they are literary but truly mimetic ‘likenesses’ that
allow us to capture in human and finite words something of the essence of
immortal and divine ideas.5 The musical references and concepts employed in
these mythical depictions are to be taken in this sense too: they are defining
features of the poetic ‘mental pictures’ which allowed Plato and his contemporaries to envisage his boldly innovative and dynamic conceptualisations of
justice and the soul by virtue of the ‘earthly’ notions and practices they evoked
in their minds, not in spite of them.6
The only way for us to get a step closer to recapturing their experience is
attempting to recover these echoes—the theoretical-cum-practical characterisations that ideas such as harmonia and symphōnia had in the cultural world
of the Greeks—and let them resonate in our own minds and souls in response
to Plato’s beautiful mousikē. In fact, in Plato’s view, musical harmoniai offered
perceivable aesthetic embodiments of different facets of the awesome and
divine beauty of wisdom (phronēsis), which is invisible to human eyes (Plat.
Phdr. 250d-e) and joins reason with emotions in euphrosynē.7
2
In the Beginning There Was Harmony: Tuning the Lyre, Justice and
the ‘Strings’ of the Soul in Republic 1-3
Musical practices, and specifically lyre playing, feature already in the first book
of the Republic as models of technical competence conjoined with ethical
excellence.8 At 1.349e, for instance, Socrates observes that a true mousikos
5 Cf. Plat. Phdr. 246a (on the soul), 250b-e (on justice and temperance, which may be glimpsed
by our senses through earthly eikonas and their perceivable beauty).
6 Dismissive attitudes of this kind are embraced by e.g. Koster (1944) and Wallace (2015, xxii);
cf. n. 2 above.
7 Cf. Plat. Tim. 80b, and the Appendix below, on the ‘euphoric’ delight (εὐφροσύνην) that intelligent listeners feel when listening to ‘the mimetic representation of the divine harmony
that takes place in mortal musical movements’ (διὰ τὴν τῆς θείας ἁρμονίας μίμησιν ἐν θνηταῖς
γενομένην φοραῖς). On the musical definition of sōphrosynē in Republic 4, cf. Lynch 2017.
8 In other dialogues, aulos playing too is mentioned as a model of purely technical competence, albeit not as ‘precise’ as lyre playing (cf. Phlb. 56a, Lach. 194e, Ap. 27b); unlike lyre playing, however, the technical competence of professional auletes and kithara players is mostly
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
would not desire to prevail over another musician, or literally ‘have more than
his fair share’ of honour when tuning his lyre, reserving these reproaches to
‘museless’ or ‘a-musical’ individuals.
At first glance, this passage might lead us to wonder whether Plato ever set
foot in a music school or theatre: already in Hesiod we read that rivalry and
envy were defining traits of the relationships between Greek musicians as
much as they are nowadays, and other amusing passages hint at the ruinous
consequences of strife among chorus members and musical performers.9 But
we would be mistaken if we assumed that Plato was simply ignoring the behaviour of his contemporaries to produce an idealised image of perfectly virtuous,
but ultimately fictional, musicians. A close look at the wording of this passage
reveals that Socrates is in fact not talking about a musical contest or performance, but about its preliminary requirement: tuning the instrument—a procedure that hinges on the act of ‘tending’ and ‘relaxing’ its strings, mutually
adjusting their tension until they are perfectly harmonised to each other.
What tells musicians apart from their ‘museless’ companions is their shared
knowledge of a well-defined model, as well as their ability to turn it into reality:
the model of the lyre harmonia which, as we shall see, entailed very specific
technical as well as aesthetic and theoretical features. It is precisely this kind
of shared knowledge that will prevent potential conflicts from arising among
true mousikoi: for the correctness, or the inaccuracy, of the relative pitch of
a set of lyre strings can be readily judged on the basis of a clear paradigm,
which is both intellectually satisfying and perceived by the senses as beautiful
and pleasant.10 Hence such knowledgeable musicians, and their lack of greed
(pleonexia), represented a perfect model for the collaborative expertise and
ethical excellence proper to the future Guardians of Plato’s ideal city. This
point will become even clearer in Republic 4 where the central ethical principle
of Kallipolis—justice—is defined as a special kind of psychological harmonia.
associated with ethically dubious goals (e.g. Gorg. 501d-502a), and not positive values
such as justice and temperance.
9 Hes. Op. 25f.: ‘potter begrudges potter, and joiner a joiner, a beggar is jealous of another
beggar and a singer of another singer’. On the negative aesthetic effects of strife among
chorus members, see [Arist.] Pr. 19.45.
10 The conciliatory role played by shared knowledge, which undermines pleonexia and
brings about concord, political agreement and equality, is highlighted also in Archyt.
fr. 3 Huffman: ‘once logical calculation (λογισμός) was discovered, it stopped civil strife
(στάσιν) and increased like-mindedness (ὁμόνοιαν δὲ αὔξηεν): for people do not want more
than their share once this has come into being, and equality is born (πλεονεξία τε γὰρ οὐκ
ἔστι τούτου γενομένου καὶ ἰσότας ἔστιν).
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 7
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)But music acquired a central role in the Republic well before this ‘theoretical’ use of the notion of harmonia—a use which, as we shall see, is not
merely decorative but is firmly grounded in contemporary musical practice.
This practical grounding had already shaped extensive passages of Books 2
and 3 which explore the role that music will play in the cultural life of the
future constitution and offer invaluable insights into the ethical and aesthetic
implications of different tunings, instruments and rhythms. These intriguing
questions go well beyond the scope of the present article and, for our present
purposes, it will suffice to notice three key outcomes of Socrates and Glaucon’s
discussion. First, they agree that both music and gymnastics must be pursued
primarily for the sake of the soul, since they affect its two leading elements—
the ‘flare-like’/‘spirited’ (thymoeidēs) and the ‘rational’ (logistikon)—by ‘tending and relaxing them until they are perfectly harmonised to each other’ just
like lyre strings (ὅπως ἂν ἀλλήλοιν συναρμοσθῆτον ἐπιτεινομένω καὶ ἀνιεμένω μέχρι
τοῦ προσήκοντος, Resp. 3.412a).11 Secondly, this all-important psychological
harmony can be gained only through practical performances of pieces that
employ specific modes (harmoniai) and rhythms; hence, they select the Dorian
and Phrygian modes, in keeping with the models of ethical excellence to be
embodied by the future Guardians.12 Third, they select traditional stringed
instruments such as lyres and kitharai for their early musical training, whereas
auloi are not regarded as appropriate for this purpose (3.399a5-e2).13
Such early musical experiences are far from trifling matters, as Socrates clarifies in his subsequent remarks. Early musical nurture (trophē) is literally ‘the
most important’ and ‘supreme’ (kyriōtatē) type of education to be received by
the Guardians, because rhythms and harmoniai have a unique ability: they can
penetrate into the innermost recesses of the soul, and shape it most powerfully
11 Cf. Resp. 3.410b-c, cf. 3.411a-b, 4.441e7-442a2; Tim. 74b-c. On the origin and technical meaning of the verbs ἐπιτείνω/ἐντείνω and ἀνίημι in musical contexts, see Rocconi 2003, 13-21.
12 Cf. Resp. 3.398c-400c, with Lynch 2016. On the extraordinary nature of the future Guardians, ‘gentle’ as well as ‘flaring/fiery’, see Resp. 2.375c and Tim. 17d-18a. Before focusing on
music alone, Socrates turned to the ‘traditional’ recipe that prescribed music and poetry
to nurture the soul, and gymnastics for the care of the body (Resp. 2.376e1-3; cf. Tim. 18a);
this educational regimen is interestingly identified as Pythagorean in a much-discussed
fragment by Aristoxenus (fr. 26 Wehrli). Aristoxenus had first-hand knowledge of Pythagorean philosophy, as he was a pupil of the Pythagorean Xenophilus before joining Aristotle’s circle. Cf. Provenza 2016, 122-4, Zhmud 2012, 63-6, and Horky 2013, 41-9, 121-4.
13 The educational aims of Socrates’ musical selection are crucial, and losing sight of this
context would significantly distort the meaning of this passage. Aristotle too rejects aulos
playing from educational activities and extends this ban to professional kitharai; and his
selection of musical modes to be employed for educational purposes is as strict as Plato’s
(Pol. 8.1341a17-b8, 8.1342a30-b35).
Page 8
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
by means of their emotional impact (Resp. 3.401d4-e1). For these reasons, musical matters must be handled with the greatest care: for a correct use of musical
emotions can make the soul well-shaped and balanced (euschēmona), whereas
regularly exposing children to random kinds of music would wreak havoc on
the delicate organisation of their impressionable souls.
Hence being capable of tuning the strings of an instrument,14 or even identifying some basic features of different harmoniai and rhythms as Glaucon
does in Book 3, represents only a preliminary step on the way to become a
real expert in music.15 A truly accomplished mousikos must also be able to recognise the relationship that each of these technical musical means has with
the fundamental forms (eidē) of the ethical values at the heart of the ideal
society (temperance, courage, liberality and so on), as well as their mimetic
representations in music and poetry.16 Only this complex knowledge—which
combines technical, aesthetic as well as ethical elements—will allow the
future Guardians of the city to employ musical means correctly to combine
different psychological elements with each other, producing a truly harmonious kosmos in the soul.
3
Republic 4: the ‘Symphony of Temperance’ and the ‘Harmony
of Justice’
Musical notions play a different, but related, role in Republic 4. In the light of
the definition of musical expertise as knowledge of its different forms offered
in Book 3, it is significant that musical images and concepts appear again precisely when Socrates and his interlocutors begin to define from a theoretical
perspective the different forms (eidē) of the four basic kinds of ethical excellence, looking at the specific roles played by each of them in the dynamic
workings of the ideal city they had previously founded ‘in speech’ (5.472e). And
yet only two of them—temperance and justice—are defined in musical terms,
a characterisation which mirrors a deeper feature that tells them apart from
the other two: unlike wisdom and courage, temperance and justice will not
be the exclusive preserve of a group of exceptional citizens but will be present to some degree in all the members of the ideal constitution, binding them
together into a truly unified community.
14 Cf. Phdr. 268d-e.
15 Cf. Phlb. 17c-e, 56a.
16
Resp. 3.402b9-c8.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 9
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The inclusive nature of temperance, and its beneficial effects on the social
and psychological order of the ideal city, are beautifully portrayed as the music
performed by a harmonious choir in which all the citizens sing the same melody in octaves—a ‘natural symphony’ (kata physin symphōnian) that literally
‘stretches through all’ (tetatai dia pasōn) and joins the citizens together in an
integrated, if diverse, whole.
As I showed in detail elsewhere,17 Plato fully exploited the technical and
performative implications of the musical concept of symphōnia in crafting this
compelling image, which is far from an abstract or wholly metaphorical depiction. Temperance should be conceived as a ‘kind of symphony or harmony’
because it creates an orderly kosmos (4.430e6) out of different, and potentially
contrasting elements: the individual pleasures and desires that stem from the
three faculties of the soul. But the psychological and social symphōnia produced by temperance does not achieve this goal by neutralising such naturally
conflicting forces: it rather combines them in a broader harmonious system in
which each element can flourish, playing its proper role and thereby contributing to the good of the community as a whole.
Plato’s choice to represent this harmonious flexibility by means of the interval of the octave reflected contemporary musical practice in many meaningful
ways. To begin with, the octave was the only interval employed in sustained
choral polyphony because of the unique relationship of similarity, but not perfect identity, enjoyed by its two constituents. These notes were therefore identified as antiphōna, literally ‘counter-voices’—a term coined to capture their
distinctive aesthetic character: a perfect blend of opposites that combines
the natural features of two distinct notes and makes them ‘simultaneously
the same and different’ ([Arist.] Pr. 19.17), just like the citizens who give life to
Plato’s choir of temperance.
But Plato’s use of harmonic imagery becomes even more pervasive in the
case of the other ‘diffused’ virtue of the ideal city: justice. Indeed, his sustained
use of musical notions in the only extended definition of the central ethical
principle of the ideal constitution reveals, in my view, the full extent to which
music represented a shared repertoire of cultural concepts that Plato could
play with in order to give shape to his own philosophical theories, and make
them more immediately understandable for his audience.
Building upon his earlier definition of justice as ‘doing one’s own job’ (τὰ
αὑτοῦ πράττειν, 4.433a8), Socrates now provides a fuller account of this ethical
ideal and depicts it as a special kind of action that produces the most perfect
form of harmonia:
17 Lynch 2017.
Page 10
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Τὸ δέ γε ἀληθές, τοιοῦτον μέν τι ἦν, ὡς ἔοικεν, ἡ δικαιοσύνη, ἀλλ᾽ οὐ περὶ τὴν ἔξω
πρᾶξιν τῶν αὑτοῦ, ἀλλὰ περὶ τὴν ἐντός, ὡς ἀληθῶς περὶ ἑαυτὸν καὶ τὰ ἑαυτοῦ,
μὴ ἐάσαντα τἀλλότρια πράττειν ἕκαστον ἐν αὑτῷ μηδὲ πολυπραγμονεῖν πρὸς
ἄλληλα τὰ ἐν τῇ ψυχῇ γένη, ἀλλὰ τῷ ὄντι τὰ οἰκεῖα εὖ θέμενον καὶ ἄρξαντα αὐτὸν
αὑτοῦ καὶ κοσμήσαντα καὶ φίλον γενόμενον ἑαυτῷ καὶ συναρμόσαντα τρία ὄντα,
ὥσπερ ὅρους τρεῖς ἁρμονίας ἀτεχνῶς, νεάτης τε καὶ ὑπάτης καὶ μέσης, καὶ εἰ
ἄλλα ἄττα μεταξὺ τυγχάνει ὄντα, πάντα ταῦτα συνδήσαντα καὶ παντάπασιν
ἕνα γενόμενον ἐκ πολλῶν, σώφρονα καὶ ἡρμοσμένον, οὕτω δὴ πράττειν ἤδη, ἐάν
τι πράττῃ ἢ περὶ χρημάτων κτῆσιν ἢ περὶ σώματος θεραπείαν ἢ καὶ πολιτικόν
τι ἢ περὶ τὰ ἴδια συμβόλαια, ἐν πᾶσι τούτοις ἡγούμενον καὶ ὀνομάζοντα δικαίαν
μὲν καὶ καλὴν πρᾶξιν, ἣ ἂν ταύτην τὴν ἕξιν σῴζῃ τε καὶ συναπεργάζηται,
σοφίαν δὲ τὴν ἐπιστατοῦσαν ταύτῃ τῇ πράξει ἐπιστήμην, ἄδικον δὲ πρᾶξιν,
ἣ ἂν ἀεὶ ταύτην λύῃ, ἀμαθίαν δὲ τὴν ταύτῃ αὖ ἐπιστατοῦσαν δόξαν.
Resp. 4.443c9-444a2
In truth, justice seems to be something of this kind, except that it does
not involve doing one’s own things with regard to external action but concerns inner praxis, which truly bears on the self and are indeed ‘one’s own
things’. For a just person does not allow any individual faculty in himself
to perform some other part’s task, nor the tribes (genē)18 in the soul to
undertake many activities and meddle with each other. By contrast, he
sets up well what truly belongs to him and is in charge of himself; he gives
himself an orderly arrangement (kosmēsanta), becomes his own friend
and harmonises the three parts with each other just like the three boundaries of harmonia—the lowest, the highest and the one in the middle—
as well as any other elements that may happen to be in-between (metaxy)
them. Having bound them all together and having become entirely one
instead of many, temperate and harmonised, it is in this state that he
acts, whether he is involved in earning money or takes care of the body,
undertakes any political task or deals with private contracts. In all these
circumstances, he considers and calls just as well as beautiful the action
that would preserve this state of the soul and contributes to refining it
further, and knowledge the science that presides over that action. Conversely, he considers and calls unjust the action that would invariably
undo this state, and ignorance the belief that led to that action.
18 On the three ‘tribes’ populating the city and the soul, see Resp. 4.435b5 and 4.441a-c; cf.
Tim. 54b-c, where the term identifies the four basic elements (stoicheia) of nature.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 11
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Right before introducing this strongly harmonic depiction of justice,
Socrates explicitly recalled his earlier characterisation of temperance as a kind
of symphony19—a subtle rhetorical move which foreshadowed the idea that
these ethical values should be conceived as two faces of the same coin.20
This hint is fully developed in this passage, which shows how the notion
of justice is fundamentally based on the ‘simple’21 and ‘symphonic’ social
agreement produced by temperance, and builds upon it to produce a more
complex kind of harmonia. The emphasis put on the orderly organisation
that a just person gives to his own soul (kosmēsanta) clearly evokes the inner
kosmos that Socrates had previously identified with the harmonising effect of
temperance,22 and the same applies to the importance attributed to the idea
of establishing friendship and concordance between different parts of the city
and the soul.23
The overall outcomes engendered by justice and temperance are described
in very similar terms too: both create a strong cohesive system out of radically
different components, binding them together and making them part of one
and the same whole by assigning a specific place and function to each individual element.24
But Plato’s depiction of temperance and justice differs in a crucial respect. If
temperance was primarily characterised as the pacified outcome of an orderly
organisation (kosmos) of social, psychological and political relationships,25
19
Resp. 4.442c9-d2: ‘won’t we call him temperate because of the friendship and symphony
(τῇ φιλίᾳ καὶ συμφωνίᾳ) that exists between these same parts whenever the ruling element and the two subjects are of like mind (ὁμοδοξῶσι) that reason should rule, and don’t
engage in civil war against it?’. Cf. Resp. 4.441e7-442a2, Lynch 2017.
20 On the closeness of justice and temperance, see also Resp. 1.351d, 4.430c8-d9 and 4.443e1-2.
21 On sōphrosynē as the result of musical ‘simplicity’, cf. Resp. 4.404e (ἡ δὲ ἁπλότης κατὰ μὲν
μουσικὴν ἐν ψυχαῖς σωφροσύνην, κατὰ δὲ γυμναστικὴν ἐν σώμασιν ὑγίειαν) and 4.410a. On the
‘simplicity’ of the octave, see e.g. Porph. In Ptol. Harm. 96.16-20, 106.26-107.2.
22 Cf. also Plat. Gorg. 114e (κοσμήσας τὴν ψυχὴν οὐκ ἀλλοτρίῳ ἀλλὰ τῷ αὐτῆς κόσμῳ, σωφροσύνῃ
τε καὶ δικαιοσύνῃ καὶ ἀνδρείᾳ καὶ ἐλευθερίᾳ καὶ ἀληθείᾳ κτλ.), Phdr. 277c and Gorg. 82 B
11.1.1-3 Diels & Kranz (κόσμος πόλει μὲν εὐανδρία, σώματι δὲ κάλλος, ψυχῇ δὲ σοφία, πράγματι
δὲ ἀρετή, λόγῳ δὲ ἀλήθεια τὰ δὲ ἐναντία τούτων ἀκοσμία).
23 Cf. Resp. 4.430e4-5 (κόσμος πού τις … ἡ σωφροσύνη ἐστíν), 4.432a7 (ταύτην τὴν ὁμόνοιαν
σωφροσύνην εἶναι), 4.442c9 (σώφρονα οὐ τῇ φιλίᾳ καὶ συμφωνίᾳ τῇ αὐτῶν τούτων); Gorg.
507e6-508a8. On the analogy between the city and the soul in the Republic, see Ferrari
2003.
24
Resp. 4.443e1-2 (πάντα ταῦτα συνδήσαντα καὶ παντάπασιν ἕνα γενόμενον ἐκ πολλῶν,
σώφρονα καὶ ἡρμοσμένον) and 4.432a2-b1. Cf. Leg. 2.654a4 (ᾠδαῖς τε καὶ ὀρχήσεσιν ἀλλήλοις
συνείροντας).
25 While some degree of temperance is required of all the citizens of the ideal city (at a
minimum as an adhesion to, and acceptance of, its clear division of social and political
tasks), this ‘hyperbolic’ definition of justice, and especially the sophia that informs it, does
Page 12
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Socrates’ definition of justice focuses mainly on performative aspects and
presents it as a specific kind of two-fold action (praxis). Firstly, justice consists
in setting up a harmonious and well-tempered arrangement (hexis) between
the different parts of the soul; secondly, it consists in acting in accordance with
this inner arrangement, striving to preserve and reinforce it in all sorts of practical circumstances.26 The first kind of action reflects the superlative, ‘architectonic’ justice of the ideal philosophers, who are capable of establishing a
wholly correct organisation of the constituents of their own souls, as well as
those of the city, on the basis of true wisdom and reason (logos). By contrast,
the second kind of justice, which we may call ‘performative’, entails acting in
accordance with this ideal model in everyday life and social interactions—a
kind of justice that, in its individual components, might belong also to less
exceptional characters.
This conceptual interplay is reflected by Plato’s sophisticated use of a musical image which is certainly appealing in itself but, once again, is far from being
merely decorative. On the contrary, as we shall see, Plato’s musical depiction of
justice plays upon some central aspects of the technical concept of harmonia,
as well as its long-standing and prestigious cultural background,27 to clarify his
innovative understanding of the dynamic interaction between the three parts
of the soul.
Deciphering Plato’s use of these musical notions and their practical counterparts will allow us to achieve several goals. Firstly, making sense of the performative, aesthetic and technical implications of Plato’s musical image will
help us understand why he chose this particular trope to express his unique
understanding of the notion of justice: a composite and flexible system that
embraces the actions of naturally different elements within the framework of
an elegant and stable organisation that is at once hierarchical and consensual,
and mirrors the harmonious kosmos of the ideal society as well as the universe
at large.
Secondly, this perspective will shed light on aspects of Plato’s wording that
are otherwise very difficult to make sense of. As we have seen above, Socrates
not necessarily belong to each and every citizen. See the detailed discussion offered in
Prauscello 2014, esp. 28-34, with further bibliography.
26 A similar emphasis on the double nature of justice appears at Resp. 4.433e10-434a1: ‘from
this point of view too, then, justice should be regarded as a disposition (ἕξις) of what
belongs to a person and is indeed his own, as well as the suitable action (πρᾶξις)’.
27 In addition to the philosophical sources discussed below, see e.g. Sol. fr. 36.15-20 W.2,
where the notions of harmony and justice are powerful political symbols of a system that
brings together citizens of different ethical and social standing, and unite them under the
rule of one and the same law.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 13
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)mentions the presence of the three ‘boundaries’ in the harmonia of the soul but
such an arrangement would produce a division into two parts, not three—a
fact that seems very odd given that significant stretches of Republic 4 focus
precisely on defining the tripartite nature of the soul. This problem could be
partly solved if the three ‘boundaries’ of this harmonia were to be taken as
figurative representations of the different parts of the soul; but how could we
explain then Socrates’ subsequent remark about other elements that may ‘happen to be in-between (metaxy) them’?
4
The Harmony of Justice and the ‘Three Boundaries’ of a Lyre
Harmonia
To make sense of this conundrum, we must start from the words that Plato
employs to describe the three ‘boundaries’ of this particular tuning system,
nētē, hypatē and mesē. These terms that originated in the realm of lyre practice
and denoted the highest, the lowest and the intermediate string of this instrument. Rather counterintuitively for us, these labels did not indicate the pitch
height of the notes produced by each string but reflected their physical disposition. So, just as happens in modern guitars, the string that was physically
‘highest’, and was therefore called hypatē, was actually the lowest in pitch (c).
Conversely, the string that was physically ‘lowest’ (nētē) was tuned to the highest note (c’), while the ‘intermediate’ string (mesē) occupied a central position
both spatially and in terms of pitch ( f ). This set of three notes constituted a
stable framework of reference which, on the one hand, delimited the octave
range traditionally employed by lyre tunings and, on the other, sketched the
basic features of its internal organisation by means of the intermediate mesē,
which divides the octave neatly into a fourth and a fifth (Fig. 1).
But Plato was not the first Greek theorist to describe this tuning system.
It is first attested in a fragment by the fifth-century Pythagorean philosopher
Philolaus who, just like Plato,28 significantly labels it as harmonia without
further qualifications, implying that it reflected a broadly recognised ‘basic
tuning’ or ‘the harmonia’ par excellence:
28 4.443d6: ὥσπερ ὅρους τρεῖς ἁρμονίας ἀτεχνῶς, νεάτης τε καὶ ὑπάτης καὶ μέσης. Cf. e.g. [Arist.]
Pr. 19.44, where the unqualified word harmonia is employed again to indicate the octave
arrangement characteristic of traditional lyre tunings, delimited by the three boundaries
neatē, hypatē and mesē. Interestingly, both Plato and the author of the Aristotelian Prob
lem use the uncontracted form neatē, and not the standard Attic nētē, perhaps under the
influence of Philolaus’ Doric form neata. On Philolaus’ book and Plato, cf. Huffman 1993,
Page 14
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)vit = ‘lowermost’ string
(but highest in pitch)
Page 15
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Figure 2
Philolaus’ lyre harmonia
Beneath its elaborate technical veneer, this passage offers evidence that is
extremely valuable for our purposes. First, Philolaus defines the structure of
his octave harmonia as system of interlocking fourths and fifths—that is to
say, a tuning system whose essence consists in a combination of unequal, consonant intervals within a perfectly harmonious and balanced whole.29 Secondly, many aspects of Philolaus’ wording indicate beyond doubt that he is
talking about a lyre tuning. For instance, he uses the rare terms syllaba (literally ‘grasped together’) and di’ oxeian (‘through the high-pitched [strings]’) to
indicate respectively the interval of a fourth and a fifth—terms coined by practicing musicians that will eventually be replaced by more abstract expressions
coined by harmonic theorists (dia tessarōn and dia pente, respectively ‘through
four’ or ‘through five’). Finally, the expression dia pasan is employed to indicate
the octave, reflecting its original meaning ‘through all the lyre strings’.
Recently discovered cuneiform tablets show that this basic tuning structure
had its roots already in Mesopotamian lyre practice,30 a remarkable continuity
29 On the different status of the consonances of the fourth and fifth on the one hand, and
the perfect concord of the octave on the other, see e.g. Porph. In Ptol. 107.15-108.34; Theo
Sm. Math. Plat. 48.17-49.5.
30 Cf. Franklin 2018.
Page 16
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
which was destined to remain unaltered until late antiquity.31 Yet the appeal
that this tuning model exerted on Plato did not derive simply from its long
tradition, but especially from its prestigious cultural pedigree. As shown in
another passage by Philolaus, this musical structure played a crucial role in
Pythagorean cosmic and metaphysical speculation, and represented nothing
less than the basic model of the orderly organisation of the universe (kosmos)
as a whole.32
περὶ δὲ φύσιος καὶ ἁρμονίας ὧδε ἔχει· ἁ μὲν ἐστὼ τῶν πραγμάτων ἀίδιος
ἔσσα καὶ αὐτὰ μὲν ἁ φύσις θείαν γα καὶ οὐκ ἀνθρωπίνην ἐνδέχεται γνῶσιν
πλάν γα ἢ ὅτι οὐχ οἷόν τ᾽ ἦν οὐθὲν τῶν ἐόντων καὶ γιγνωσκομένων ὑφ᾽ ἁμῶν
γα γεγενῆσθαι μὴ ὑπαρχούσας τᾶς ἐστοῦς33 τῶν πραγμάτων, ἐξ ὧν συνέστα
ὁ κόσμος, καὶ τῶν περαινόντων καὶ τῶν ἀπείρων. ἐπεὶ δὲ ταὶ ἀρχαὶ ὑπᾶρχον
οὐχ ὁμοῖαι οὐδ᾽ ὁμόφυλοι ἔσσαι, ἤδη ἀδύνατον ἦς κα αὐταῖς κοσμηθῆναι, εἰ μὴ
ἁρμονία ἐπεγένετο ᾡτινιῶν ἂν τρόπῳ34 ἐγένετο. τὰ μὲν ὦν ὁμοῖα καὶ ὁμόφυλα
ἁρμονίας οὐδὲν ἐπεδέοντο, τὰ δὲ ἀνόμοια μηδὲ ὁμόφυλα μηδὲ ἰσοταχῆ, ἀνάγκα
τὰ τοιαῦτα ἁρμονίᾳ συγκεκλεῖσθαι, εἰ μέλλοντι ἐν κόσμῳ κατέχεσθαι.
Philol. fr. 6 Huffman
Concerning nature and harmony, it is as follows. Being eternal, the
essence of things, and nature itself, encompass divine and not human
knowledge, with this exception: it would not have been possible for any
of the things that exist, and are known by us, to have come into being if
the stable essence (tas estous) of the things out of which the world-order
(kosmos) is composed (synesta)—both the ‘limiters’ and the ‘unlimiteds’—had not already been in the beginning. But given that these origins
(archai) existed as a foundation since the beginning (hyparchon), and
were neither alike nor akin, it would have been impossible for them to be
set into an order if harmony had not come upon them, in whatever manner it came to be. Things that are alike and akin had no need for harmony
31 See Figure 4 below; cf. Ptol. Harm. 80f., with Hagel 2010, 56-60.
32 Cf. Philol. fr. 1 (ἁ φύσις δ᾽ ἐν τῷ κόσμῳ ἁρμόχθη ἐξ ἀπείρων τε καὶ περαινόντων, καὶ ὅλος <ὁ>
κόσμος καὶ τὰ ἐν αὐτῷ πάντα) and fr. 6 Huffman, with Huffman 1993, 93-164. For a detailed
discussion of Philolaus’ fragments and their role in the history of ancient Greek harmonics, see Barker 2007, 263-86. More generally, on Philolaus’ use of the musical notion of
harmonia to depict the structure of the kosmos, see Horky 2013, 144-8, 154-5, 235-59; Barker
2014, 190; Palmer 2014, 222; on the notion of kosmos in ancient thought, see Horky 2019.
33 τᾶς ἐστοῦς Badham: τὰς ἐντούς FGVME.
34 ᾡτινιῶν ἂν τρόπῳ Huffman: ᾧτινι ὧν ἂν τρόπων FV: ᾧτινι ὃν ἂν τρόπον GE: ᾧτινι ὃν ἂν
τρόποι M.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 17
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)upon them; but things that are dissimilar, unrelated and not of the same
speed—for such things it is necessary to be joined by harmony, if they are
to be held together in an orderly universe (kοsmos).
In my view, this passage powerfully condenses the key theoretical points that
inform Plato’s use of the concept of harmonia. As Heraclitus and Empedocles
already emphasised, harmonia does not originate from a peaceful and orderly
world. On the contrary, the fundamental need (anagka) for harmonia arises
from the very existence of a natural and inescapable tension between elements
that are radically different, but equally necessary, to give rise to the complex
universe we inhabit.35
35 An important antecedent of Plato’s (and Philolaus’?) conceptualization of harmonia is
Heraclitus’ famous aphorisms ‘the most beautiful harmony arises from diverging/conflicting elements’ and ‘everything arises from strife’ (ἐκ τῶν διαφερόντων καλλίστην ἁρμονίαν καὶ
πάντα κατ᾽ ἔριν γίνεσθαι, Heraclitus 22 B 8 Diels & Kranz; Arist. Eth. Nic. 8.1155b5-6; cf. Plat.
Symp. 187a, where Eryximachus refers to this model and ascribes it to Heraclitus). Empedocles exerted an equally important influence on Plato’s interpretation of harmonia and
its relationship to the cosmic principles of Strife (νεῖκος) and Friendship/Love (φιλότης)—
see e.g. Empedocles 31 B 18, 23, 27, 71, 96, 107 Diels & Kranz, and Plato’s characterisation
of his theory as a ‘gentler’ development of Heraclitus’ approach (Soph. 242d-e, where they
are respectfully referred to as ‘Ionian and Sicilian Muses’). Given the scantiness of the
evidence, it is hard to tell whether the element of strife played a role in Philolaus’ idea
of harmonia, or whether he simply regarded the presence of these radical differences
between the elements of nature as a neutral ‘fact of life’. Philolaus is mentioned in Plato’s
Phaedo and was perhaps the originator of the theory that the ‘soul is harmony’, a view
that is defended by his pupils Simmias and Cebes and refuted by Socrates (cf. Arist. De
an., passim, Dicaearchus frs 11-12 Wehrli and Macrobius Somn. Scip. 1.14.19 Pythagoras
et Philolaus harmoniam [scil. animam] esse dixerunt, with Huffman 1993, 323-32). In the
Republic, the soul is notably not defined as ‘harmony’ but as a compound entity that can
be harmonised, so that different kinds of ethical excellence and their opposites can be
conceived as types of harmony or disharmony. The same is true for the Soul of the Whole
in the Timaeus, which is not identified with harmony per se but is presented as a separate
entity that ‘partakes in reason and harmony’ (λογισμοῦ δὲ μετέχουσα καὶ ἁρμονίας ψυχή,
Tim. 36e6-37a1). Hence the Soul of the Whole does not include only rational/cognitive
elements, nor can it be reduced to nous alone (pace e.g. Pelosi 2010, 89-91): the shape of
its basic harmonic framework is indeed perfectly rational (cf. §6 below), but this harmony comprises in itself both rational and ‘irrational/‘emotional’ movements and organises them within a complex, orderly but unitary system (cf. Appendix below). Human
embodied souls are made of a less pure mixture of the principles of the Same, the Other
and Being that originated the Soul of the Whole (ta hypoloipa, Tim. 41d). In human souls,
this perfectly balanced harmonia of rational and emotional elements is at first temporarily perturbed (Tim. 44b), but not to the extent of undoing it entirely (Tim. 43c7-e4):
this framework is ‘distorted’ only temporarily and only to a degree, for the complete
‘loosening’ of this foundational harmonic bond would lead to death (Tim. 41a6-b6). Such
an equation between the harmonic model of the lyre harmonia and the foundational
Page 18
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
In the absence of some sort of organising principle, it would be literally
impossible (adynaton) for elements which are ‘neither alike nor akin’ to be
integrated into one and the same whole, because the natural tensions produced by their differences would inevitably turn into destructive conflicts. But
the vital organizing activity performed by harmonia does not work by eradicating or neutralising these irredeemable differences: it rather embraces and
combines them with each other, assigning a specific place, time and function
to each individual note and natural element.
This is how harmonia is able to create a unitary and dynamic system out of
naturally divergent elements: just as Odysseus ‘harmonised’ different planks to
build his raft,36 a lyre harmonia ‘joins’ unequal intervals such as a fourths and
fifths into an orderly whole that holds them together, and channels the energy
produced by their natural tensions, turning them into productive rather than
destructive forces. Likewise, Plato’s perfectly just individual is able to organise
and combine the inner movements of the different elements of his soul, giving
rise to a unified, dynamic, but not strifeless whole. In other words, the harmo
nia of justice is a balance, and not an absence, of tensions (tonoi), which are
organised on the basis of well-selected, unequal but complementary relationships/ratios (logoi): the octave, which holds together the ‘highest’ and the ‘lowest’ strings of the soul, and its inner articulation into fourths and fifths, which
is organised around its ‘central’ element mesē.
But Plato’s musical depiction of the inner harmony of justice does not simply hark back to Philolaus’ distinguished philosophical model. It also plays on
key aesthetic and theoretical features that were associated with the intervals of
the lyre harmonia in Classical times and long after, as we find out from a variety
of sources ranging from the Pseudo-Aristotelian Problems to Porphyry’s commentary on Ptolemy’s Harmonics and the Aristoxenian musical handbooks.
All these authors unanimously tell us that the interval of the octave enjoyed
a unique status among the Greeks, and was regarded as ‘the most beautiful’
and ‘most pleasant’ of all concords ([Arist.] Pr. 19.39) because of its unique
aesthetic nature: an unmitigated blend of opposite but equal sounds known
as antiphōna (‘counter-voices’). This striking term reflected the well-known
fact that two strings tuned an octave apart naturally echo each other ([Arist.]
Pr. 19.24)—a physical response that was literally labelled as a kind of
structure of life is presented also in the Hippocratic treatise On Regimen: cf. Barker 2007,
280-2 and Pelosi 2016.
36 Hom. Od. 5.246-8, 5.160-5 and 361.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 19
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)‘sympathy’ by some Pythagorean theorists,37 using the same term we still
employ nowadays.
Plato already played on this natural ‘sympathy’ and quasi-identity between
the notes of the octave in giving shape to his innovative understanding of temperance; and temperance in turn represents the starting point for the more
complex harmonia of justice both on a philosophical and a strictly musical
level. Philosophically speaking, it would not be possible to establish a correct organisation of the soul, or indeed the city, centred around the leading
force of logos if its constituents did not agree that logos should exert political and psychological primacy—that is to say, the essential agreement or likemindedness (homonoia) defined by temperance (Resp. 4.432a). Likewise, the
musical model of harmonia that Plato employs to define justice—νεάτης τε καὶ
ὑπάτης καὶ μέσης—begins by defining the basic symphony of the octave, which
he had previously associated with temperance, and then turns it into a more
complex system by adding an extra note: the intermediate mesē, the note that
reveals how the octave naturally contains in itself two unequal but concordant
intervals, a fourth and a fifth.38
Plato’s choice to assign such a key role to the note mesē is far from coincidental and, once again, reflects the essential role it played in contemporary
musical theory and practice. As one of the Aristotelian Problems tells us, ‘all
effective melodies make frequent use of mesē, and all good composers have
constant recourse to it; and when they get away from mesē, they come back
quickly to it, whereas they do not act in the same way with any of the other
notes’ ([Arist.] Pr. 19.20). This uncontested aesthetic primacy mirrored the crucial structural function played by this note, which binds the others together in
order to produce meaningful musical expressions and idioms: ‘just as a Greek
sentence would not exist if some of the conjunctions, such as te and kai, were
taken away […], likewise mesē is, as it were, a conjunction (syndesmos) of notes;
and especially of beautiful notes, because the sound very often originates in it
(enyparchein)’. Conversely, when mesē is out of pitch, the whole tuning sounds
off and painful ([Arist.] Pr. 19.20).
37 Cf. Porph. In Ptol. Harm. 95.25-96.7, with Barker 2015 ad loc.; Theo Sm. Math. Plat. 50.2251.4, with Petrucci 2012, 355.
38 According to Nicomachus, this notion is encapsulated in the very term harmonia, which
reflects the fact that the octave is ‘the very first concord to be fitted together (hērmosthē)
from concords’ (Ench. 252.10-13; cf. Ptol. Harm. 50.12-51.3, Porph. In Ptol. 163d-64d). See also
Plat. Phlb. 17d and Theophrastus fr. 717 Fort., with Barker 2015, 294-5: ‘the Pythagoreans
called syllabē the concord of the fourth, di’oxeian the fifth and assigned the octave harmo
nia to the system [of these two intervals], as Theophrastus says too’.
Page 20
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
For these reasons, mesē was characterised as the ‘origin’ (archē, [Arist.]
Pr. 19.44) or the ‘leader’ (hēgemōn) of the system of harmonia.39 The very notion
of ‘being in harmony’ was indeed defined as standing in a certain relation to
mesē ([Arist.] Pr. 19.36), the common element that coordinates the whole and
determines the specific functions (dynameis) played by its individual notes.40
And this is precisely the role that Plato attributes to the defining element
of his notion of justice: reason (logos), the faculty that is capable of producing
a truly unified system in the city and the soul by attributing a well-defined
function to each individual part on the basis of its own natural talents and features. Just as mesē brings together a set of notes and turns them into an orderly
and integrated scale by establishing and maintaining correct relationships
(logoi)41 between their individual pitches and functions in the octave, reason
is capable of binding different elements of the soul together into a cohesive
psychological and political whole,42 building upon the shared agreement produced by temperance.
And just as the choristers of temperance were able to perform their simple,
but beautiful, octave concord because they agreed to follow the lead of their
‘chorus-leader’, the inner harmonia of a just soul works only if mesē is given
the leading role in the tuning. As Aristotle tells us, mesē played the same role
in the tuning of harmonia as the chorus leader in a chorus: both stood in the
middle of their respective groups and represented their ‘origin’, common point
of reference and leading principle (ἔνθα μὲν γὰρ ὁ κορυφαῖος ἔνθα δὲ ἡ μέση ἀρχή,
Metaph. 5.1018b28-29).
5
‘Any Other Element That May Happen to Be In-Between
(Metaxy) …’
So far, our reconstruction of the harmonic model that Plato employed to give
shape to the notion of justice has accounted for the relationship established
between the three ‘boundaries’ of the lyre harmonia and their counterparts in
the just soul. But another aspect of Plato’s wording remains to be elucidated,
39
hēgemōn, e.g. [Arist.] Pr. 19.33, 19.36 ; Aristox. apud [Plut.] De mus. 1135a10; Dio Chrys. 68.7.
40 Cleonides Isag. 202.3-5 Jan; cf. Aristox. El. harm. 58.10-60.3 Da Rios on the role of dynamis
in determining the identity of a note in a tuning system.
41 On the central role of harmonic ratios in the definition of the structure of the World Soul
in the Timaeus, see Tim. 35b4-36b6 with §6 below, and Tim. 31c.
42 Cf. Plut. Plat. Quaest. 1009a, where mesē is identified with logistikon, hypatē with
epithymētikon, and nētē with thymoeidēs. See also De an. procr. 1029a.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 21
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)namely his mysterious reference to ‘any other elements that may happen to be
in-between them’ (metaxy).
This is a startling remark indeed, given that long stretches of Republic
4 focus on defining the tripartite nature of the human soul and its political
counterpart in the state. To unravel this difficulty, we must turn once again to
Philolaus’ testimony on the structure of a lyre harmonia (fr. 6a Huffman), for
this passage does not only give us the key to understanding the pitch-relations
between the three boundaries mentioned by Plato but completes the picture
by adding a fourth note, g, which stands a tone above mesē. Philolaus labels
this note trita (literally the ‘third string’). This revealing detail indicates that he
is describing the traditional tuning system employed on seven-stringed lyres:43
as shown in Figure 3, a scale that consists of seven notes but spans an octave
must necessarily ‘skip’ one step, producing a gap that makes the note standing
a tone above mesē the ‘third’ string from the top. In later musical practice and
theory, most notably after the so-called New Music,44 this gap was to be filled
by an additional string—a change that gave rise to full octachord systems and
caused a shift in the name of the notes too. In fact, the ‘third’ string from the
top now corresponded to a different pitch, ab, and for this reason the string
corresponding to the note g was—very imaginatively!—renamed paramesē,
i.e. the string ‘next to mesē’.45
Philolaus’ addition of the extra note g to the three basic boundaries mentioned by Plato produces an elegant, symmetrical and tripartite organisation
which includes two tetrachords separated by a tone—a structure that was
to become the fundamental system of reference for all investigations into
ancient Greek harmonic theory. In fact, this basic framework corresponds to
what Aristoxenus would call ‘immovable’ or ‘standing’ notes,46 an expression
that indicates that the relative intervals formed by these notes were invariable.
And indeed, as shown in Figure 4, this interval system was to remain a constant, basic skeleton that informed all lyre tunings from Philolaus’ time until
Ptolemy’s, i.e. practically for the whole of ancient Greek culture.
In order to produce different modes on a lyre, it was therefore necessary
to fit various sequences of intervals within this stable framework, adjusting
the pitch of the intermediate strings without altering this essential structure
43 Cf. Arist. Metaph. 14.1093a14 (ἑπτὰ δὲ χορδαὶ ἡ ἁρμονία), Alex. Aphr. In Metaph. 1093a13 and
esp. [Arist.] Pr. 19.7, 19.32, 19.47.
44 Lynch 2018.
45 On Nicomachus’ convoluted explanation of this development, see Barker 1989, 261f.; Huffman 1993, 152-6; Barker 2007, 275-8. I will justify in detail the choice of ab rather than bb for
Philolaus’ ‘gapped’ tuning elsewhere in due course.
46 φθόγγοι ἀκίνητοι, Aristox. El. harm. e.g. 28.10-12; φθόγγοι ἑστῶτες, Cleonides Isag. 185.16-19.
Page 22
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Figure 3
Philolaus’ seven-stringed harmonia vs later octachord systems. Exempli Gratia
Dorian tuning
Figure 4
The stable harmonia framework of lyre tunings
comprising two tetrachords separated by a tone—a well-ordered, harmonious
and balanced tripartite model, which defines the harmonic organisation of the
just soul depicted in the Republic and informs also the shape of the Soul of the
Whole in the Timaeus.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 23
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The Soul of the Whole in the Timaeus and the Model of the Lyre
Harmonia
A renowned passage of the Timaeus describes how the Demiurge gave shape
to the ‘Soul of the Whole’47 by organising the foundational but immaterial ‘fabric’ of the Universe, which he had previously created out of the three basic
‘natures’ (physeis) of the Same, the Other and Essence/Existence (Tim. 34c35b). The Demiurge mixes these three principles together into a perfectly unitary idea, which he then divides and distributes in accordance with a precise
harmonic structure:48
ἤρχετο δὲ διαιρεῖν ὧδε. μίαν ἀφεῖλεν τὸ πρῶτον ἀπὸ παντὸς μοῖραν, μετὰ δὲ
ταύτην ἀφῄρει διπλασίαν ταύτης, τὴν δ᾽ αὖ τρίτην ἡμιολίαν μὲν τῆς δευτέρας,
τριπλασίαν δὲ τῆς πρώτης, τετάρτην δὲ τῆς δευτέρας διπλῆν, πέμπτην δὲ
τριπλῆν τῆς τρίτης, τὴν δ᾽ ἕκτην τῆς πρώτης ὀκταπλασίαν, ἑβδόμην δ᾽
ἑπτακαιεικοσιπλασίαν τῆς πρώτης· μετὰ δὲ ταῦτα συνεπληροῦτο τά τε
διπλάσια καὶ τριπλάσια διαστήματα, μοίρας ἔτι ἐκεῖθεν ἀποτέμνων καὶ τιθεὶς
εἰς τὸ μεταξὺ τούτων, ὥστε ἐν ἑκάστῳ διαστήματι δύο εἶναι μεσότητας, τὴν
μὲν ταὐτῷ μέρει τῶν ἄκρων αὐτῶν ὑπερέχουσαν καὶ ὑπερεχομένην, τὴν δὲ ἴσῳ
μὲν κατ᾽ ἀριθμὸν ὑπερέχουσαν, ἴσῳ δὲ ὑπερεχομένην. ἡμιολίων δὲ διαστάσεων
καὶ ἐπιτρίτων καὶ ἐπογδόων γενομένων ἐκ τούτων τῶν δεσμῶν ἐν ταῖς πρόσθεν
διαστάσεσιν, τῷ τοῦ ἐπογδόου διαστήματι τὰ ἐπίτριτα πάντα συνεπληροῦτο,
λείπων αὐτῶν ἑκάστου μόριον, τῆς τοῦ μορίου ταύτης διαστάσεως λειφθείσης
ἀριθμοῦ πρὸς ἀριθμὸν ἐχούσης τοὺς ὅρους ἓξ καὶ πεντήκοντα καὶ διακοσίων
πρὸς τρία καὶ τετταράκοντα καὶ διακόσια. καὶ δὴ καὶ τὸ μειχθέν, ἐξ οὗ ταῦτα
κατέτεμνεν, οὕτως ἤδη πᾶν κατανηλώκει.
Tim. 35b4-36b6
47 On its composite nature, see Appendix below: just as its human counterpart, the lifegiving principle of the whole kosmos and its body (sōma) is not to be reduced to intellect/
nous alone. This point is clearly outlined from the very first appearance of the Soul at Tim.
29e-30b; contrast with Atticus, Against those who interpret Plato through Aristotle fr. 7, ap.
Euseb. Praep. evang. 15.9.1-14, in Boys-Stones 2017, 284f.
48 It is not immediately clear from Plato’s wording whether the sequence should be interpreted as an ascending or descending scale. However, as pointed out in Barker 2007,
322, smaller numbers should be identified with lower pitches, in keeping with Archytas’
acoustic theory—see n. 57 below.
Page 24
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
He started to divide as follows. He first took away one portion from the
whole, and after that another portion that was twice as big as the first;
then again a third that was hemiolic with regard to the second, but three
times the first; and then a fourth that was double the second, a fifth that
was triple the third, a sixth that was eight times the first and a seventh
that was twenty-seven times bigger than the first.
After these he filled out the double and triple intervals, cutting away still
other parts from the mixture, and put them in-between (metaxy) the
previous shares so that there were two means in each interval:49 one of
them exceeds and is exceeded by the same part of the two extremes
(= harmonic mean), whereas the other exceeds and is exceeded by an
equal number (= arithmetic mean).50
Once these hemiolic, epitritic and epogdoic divisions took shape by
inserting these bonds in the pre-existing divisions, he filled out all the
epitritic distances [= fourths] with epogdoic intervals [= tones], leaving
in each of them its own part—a part which is defined by the ratio 256:243
[= Pythagorean diatonic semitone]. In this way, the mixture from which
he had been cutting these parts was now completely spent.
49 Cf. Arist. Metaph. 14.1093a25-30, where these two intermediate sounds are collectively
identified as ‘two mesai’, and further discussion below. Theon of Smyrnae too points
out that the harmony of the Whole ‘is composed with two mesai (δυσὶ συναρμόζεσθαι
μεσότησιν)’ (Math. Plat. 65.4). On the traditional association of these notes with the numbers 8 and 9, cf. [Plut.] De mus. 1138c-1139b, with n. 63 below, and Plat. Epin. 990e.
50 For the equivalences in parenthesis, cf. Archyt. fr. 2 Huffman on ‘the three means
employed in music’, with nn. 52 and 62 below. These means play a significant role also in
the Pseudo-Archytan treatise On Law and Justice (Huffman 2005, 170-8, 603-6).
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 25
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The harmonic structure of the Soul of the Whole described above represents the fundamental fabric that underlies the kosmos; the common matrix
that unites in itself all its individual parts and elements, their complex movements and individual relationships; what we might call a network of forces,
such as those that regulate the movement of the planets (Tim. 38c-d), or the
fundamental scale that offers all the notes needed to perform the great song of
the life of the universe (Resp. 10.616e-617d).
This basic, underlying harmonic order is embedded in the kosmos but is not
immediately visible or audible in itself, nor is it identical with any individual
component.51 Yet human beings can observe and experience it by coupling
perception with reason—for instance, by observing and studying the regular
movements of the planets or the beautiful order of musical harmoniai.52
From a musical point of view, the similarities between the basic harmonic
skeleton of the Soul of the Whole and the structure of Philolaus’ lyre harmonia
leap to the eye. Both start by defining the basic intervals of the octave, fourth
and fifth from their relative ratios (double, 2:1; hemiolic, 3:2; and epitritic, 4:3),
and then reveal their inner articulation into tones and semitones, following a
diatonic division.53 The Timaeus scale, however, spans a gamut that is much
larger than Philolaus’ tuning and the harmonia of a just soul, and embraces
51 The overall harmonious fabric of the Soul of the Whole is envisaged as a strip, or more
fittingly a string (cf. Tim. 34b3-4: ψυχὴν δὲ εἰς τὸ μέσον αὐτοῦ θεὶς διὰ παντός τε ἔτεινεν), that
is subsequently divided into two parts lengthwise. These identical parts will be joined
at a right angle and bent into concentric circles—the outer circle of the Same and the
inner circle of the Different; and the latter will be in turn divided into several rings that
regulate the movements of different planets (Tim. 36b-d). But these rings, and the circles
themselves, are not identical to the planets, which appear later with the generation of
the corporeal and time (Tim. 38c-d). These circles are ‘made’ out of the same ‘fabric’: the
Soul’s harmonia, a complex network of forces that encompasses all the dynameis of the
kosmos—all the elements, motions, potentialities and energies it embraces and regulates.
Cf. Resp. 10.616c-617d. Interestingly, the process of dividing a single ‘string’ into harmonic
proportions and then bending it into a circle, as the Demiurge does in the Timaeus, is the
mirror image of the process described by Ptolemy to illustrate the harmonic organisation
of the zodiac, and the closeness of astronomy and harmonics (Harm. 102.4-13, with Creese
2010, 351-5).
52 See Resp. 7.530a-531e, on the role played by the ‘sister sciences’ (adelphai epistēmai)
of astronomy and harmonics in revealing the fundamental order of the universe. Cf.
Archyt. fr. 1, where they are called adelphai mathēmata—a difference in terminology
that cannot be understated—and include also geometry and arithmetic; see also Archyt.
fr. 4 Huffman, where the science of logoi (logistikē) is presented as the one that underlies all others (Huffman 2005, 68-89). A more elaborate version of this trope is offered at
Ptol. Harm. 94.16-20.
53 Cf. Theo Sm. Math. Plat. 56.3-5 (‘the diatonic genus is simple, noble and especially natural;
for this reason Plato preferred it’), and 63.25-64.1.
Page 26
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
more than four of such systems—an important point that will be addressed
in detail below. But this discrepancy is readily understood if one keeps in
mind the overarching goal of this passage, namely that the Timaeus scale
does not aim at describing the harmonic structure of an individual soul, or
a single tuning employed by a single performer: the creation of the Soul of
the Whole is a ‘likely story’54 that illustrates the hyperbolic harmony of the
Universe as a whole, whose perfect beauty includes in itself a variety of living
and immortal creatures (Tim. 92c), and to do so employs a combination of
individual elements.55
In keeping with this broader cosmological and physical outlook, it is noteworthy that the series of pitches defined by the first step of the Demiurge’s
division—the basic series of double and triple intervals—are the same that we
find in the corresponding steps of the series of harmonic overtones generated
by any musical note (cf. Fig. 5): a truly natural harmonia which is hidden to
the ear but is revealed by the inborn ‘sympathy’ of concordant strings.56 This
approach is also consistent with Archytas’ theory of sound, which underlies
other key musical passages of the Timaeus.57
54 An eikos mythos, and not a perfectly exact and comprehensive account: Tim. 29c-d, and
§1 above.
55 As I will show below, however, this does not entail that the Timaeus scale is to be considered ‘musical [only] in an abstract, mathematical sense, in virtue of its perfect proportionality, completeness and integration’ (Barker 2007, 322); it incorporates various models
taken from contemporary lyre practice and combines them to represent fully the pervasive, all-encompassing harmony of the kosmos.
56 On the octave, see above on [Arist.] Pr. 19.24, and cf. Pr. 19.7, 19.8, 19.12, 19.18, 19.23, with
Lynch 2017, 26-32; more complex musical demonstrations (epideixeis) involving the
monochord are discussed in Creese 2010, 131-77.
57 According to Archytas (fr. 1 Huffman), sounds arise from impacts (plēgai) that strike the
air and reach our senses. If the movement of these impacts are quick, we perceive highpitched sounds (ἃ μὲν ἀπὸ τᾶν πλαγᾶν ταχὺ παραγίνεται καὶ ὀξέα φαίνεται); if they are slow,
we perceive low-pitched ones (τὰ δὲ βραδέως καὶ ἀσθενῶς, βαρέα δοκοῦντι ἦμεν). The plural
form of Archytas’ expression leaves some aspects of his theory unclear: is each sound
caused by a single impact or by several? The latter option is clearly envisaged in [Arist.]
Pr. 19.39, where higher sounds are said to produce more impacts on the air than lower
ones, making their movement (kinēsis) ‘faster’ than the movement of lower notes. For
example, the higher note of an octave produces twice as many ‘impacts’ as the lower one
in a given unit of time; that is to say, what we would call the frequency of the highest
note of an octave is exactly double the lowest. In keeping with this, at Timaeus 67a7-c3,
sound is first defined as the ‘impact transmitted by air, through the ears, to the brain
and blood until it reaches the soul’, and this impact produces a movement (kinēsis) that
starts from the head and reaches the liver. If this movement is ‘fast’ (i.e. caused by many
impacts close to each other in time), then the sound is perceived as high-pitched; if it is
‘slow’ (i.e. caused by fewer impacts in the same unit of time), then the sound is perceived
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 27
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Figure 5
The first step of the harmonic construction of the Soul of the Whole and the
natural harmonic series
The following steps undertaken by the Demiurge to ‘fill out’ the basic skeleton
of double and triple intervals takes distance from the natural harmonic series,
and defines a wide diatonic scale, which is discussed in a wealth of ancient
Timaeus commentaries.58 A remarkable example that is particularly relevant
for our purposes is preserved in a section of the Pseudo-Plutarchan treatise
De Musica (1138c8-1139b4),59 which begins by showing that Plato in the
Republic did not reject harmoniai other than the Dorian and Phrygian, and
the aulos in favour of lyres, ‘out of ignorance or inexperience, but because they
were unsuitable for such a constitution’ (1138c6-8).60
as low-pitched. Timaeus adds two other features of this movement that determine other
qualities of the perceived sound: if the movement is uniform, then the sound appears
homogeneous and smooth, whereas it seems rough in the opposite case; finally, the sound
will seem loud if the movement is mighty (pollē), soft if the opposite. Cf. Barker 2000.
58 These Timaeus commentaries, possibly originated by Crantor (ca. 335-275 BC), had a great
influence on ancient culture, the Renaissance and beyond: cf. Barker 2003; Palisca 1985.
59 Cf. Barker 1984, 227-9; Barker 2007, 331f.; Rocconi 2011.
60 Cf. n. 2 above.
Page 28
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
In order to defend Plato’s musical competence from such unfair accusations,
the author of the treatise turns to the ‘generation of the soul’ (psychogonia)
described in the Timaeus to demonstrate that Plato was a ‘true expert’ in harmonic theory. Citing the relevant text, he points out that Plato illustrated the
‘psychic harmonia of the four natural elements (tōn tessarōn stoicheiōn)61 and
the cause of its consonance, which arises from unequal elements’ (1138d9-e1)
by applying the concepts of arithmetic and harmonic means;62 this process
divides the octave into two tetrachords separated by a tone, notes that ‘fall inbetween’ (metaxy) its wider limits.63
As shown above, Plato’s Timaeus indeed puts great emphasis on the role
played by these intermediate notes (ta metaxy) in ‘filling out’ the basic series of
double and triple intervals (Tim. 35c2-36a3), producing the same pattern that
is first defined by Philolaus’ lyre harmonia and informs the harmony of justice
in the Republic.
The harmonic models and language that are employed so consistently in
these texts allow us to shed light also on important point—the otherwise
obscure reference that Socrates makes in the Republic to ‘any other elements
that may happen to be in-between’ the three fundamental boundaries of the
harmonia of the just soul, hypatē c, mesē f, nētē c’ (Resp. 4.443c9-444a2, quoted
in §3 above). Indeed, at least one additional ‘intermediate’ note—paramesē
g—was necessary to set up the harmonic framework at the heart of traditional
lyre modes; in keeping with this, both mesē f and paramesē g were collectively
identified as mesai in Pythagorean parlance (Arist. Metaph. 14.1093a25-30).
But many more ‘intermediate’ notes are of course required to set up a full
Dorian or a Phrygian lyre tuning—that is to say, the two modes selected in
Republic 3 for the musical education of the future Guardians. As I showed
in detail elsewhere, if we reconstruct these modes on the basis of the extant
technical evidence, we are presented with a rather surprising correspondence: only the two harmoniai selected by Socrates and Glaucon—Dorian and
61 Cf. Tim. 31c-32d, 35b-36b, 55e-56e.
62 The intervals of the fourth and fifth are identified in this passage with two types of mathematical ‘means’—a topic discussed in detail in Archyt. fr. 2 Huffman. Here we are told
that the ‘subcontrary’ mean was also called ‘harmonic’, a terminological change attributed to various Pythagorean theorists including Archytas himself and Hippasus (Iamb. In
Nic. 141f., 100.19-101.1 Pistelli), as well as Philolaus (Nicom. Arith. 2.26.2).
63 Cf. [Plut.] De mus. 1139a1-5: ‘given that these are the numbers that fall in-between six and
twelve, and that the interval of the octave consists of a combination of a fourth and a
fifth, it is clear that mesē will have number eight, paramesē number nine’ (τούτων οὖν
τῶν ἀριθμῶν ὄντων μεταξὺ τῶν ἓξ καὶ τῶν δώδεκα, καὶ τοῦ διὰ πασῶν διαστήματος ἐκ τοῦ διὰ
τεττάρων καὶ τοῦ διὰ πέντε συνεστῶτος, δῆλον ὅτι ἕξει ἡ μὲν μέση τὸν τῶν ὀκτὼ ἀριθμόν, ἡ δὲ
παραμέση τὸν τῶν ἐννέα).
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 29
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Figure 6
The modes of Republic 3 and the framework of harmonia (c f-g-c’, marked
in bold)
Phrygian—are compatible with the basic lyre framework, whereas all the others miss at least one of the four ‘fixed notes’ c–f–g–c’ (Fig. 6). Conversely, the
four modes rejected from the educational repertoire of the future Guardians
are especially suitable for the aulos (Fig. 7)—a correspondence that matches
their characterisation in early and classical Greek poetry.64
In other words, Socrates and Glaucon gave preference to the two modes—
Dorian and Phrygian—that could be played on traditional seven-string lyres
without altering their fundamental harmonia framework: a choice that is perfectly consistent with their selection of ‘Apollo’s instruments’ (Resp. 3.399e1-2)
over ‘those belonging to Marsyas’.65 And the combination of these two lyre
64 See Lynch 2016. On the essential role of this harmonic framework, and its subversion in
the ‘New Music’, see Lynch 2018.
65 Cf. Plat. Lach. 188d, where Laches presents the ‘simple Dorian’ (ἀτεχνῶς δωριστί) as ‘the
only harmonia that is properly Hellenic’. He contrasts it starkly to the Iastian (ἀλλ’ οὐκ
ἰαστί) and then adds a more nuanced rejection of the Phygian and Lydian (‘and I believe
not even the Phrygian or Lydian’, οἴομαι δὲ οὐδὲ φρυγιστὶ οὐδὲ λυδιστί)—implying that
these modes had a different status from that of the Iastian. Technically speaking, this
was indeed the case: unlike the Iastian and its lower register, the other three modes—
Dorian, Phrygian and Lydian—could be fitted within the central octave framework of
the lyre harmonia (cf. Lynch 2018). But this implied a significant conceptual change. In
the basic Dorian lyre tuning, the middle string of the lyre (later known as ‘thetic mesē’)
coincides with Dorian mesē f (see Figure 9 below). By contrast, producing a Phrygian
Page 30
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Figure 7
The ‘rejected’ harmoniai of Republic 3 as aulos modes, and the relevant notation
signs by semitones (Aristid. Quint. De mus. 19-20 and 26.14-21 W.I.)
Note: This reconstruction corrects the one given in Lynch 2016, 283, fig. 3, setting
each harmonia at its relative mesē; for the aulos version of the Dorian, Phrygian
and Lydian harmoniai, cf. Lynch 2018, 296, fig. 1. Thanks are due to Stefan Hagel
for providing the ancient musical notation fonts.
harmoniai allows us to provide a solution to another vexed question, namely
how to make musical sense of the Timaeus scale. Far from being a wholly
abstract construction, the harmony of the Soul of the Whole comprises two
Dorian diatonic octaves followed by two octaves and a sixth based on the
or Lydian harmonia on a lyre implied separating the abstract notion of mesē from this
physical lyre string, introducing the new notion of dynamic mesē: this made it possible
to identify the ‘tonic’ of each scale (their ‘dynamic’ mesē) with different physical strings,
respectively paramesē g for the Phrygian mode and tritē a for the Lydian mode (cf. Lynch
2018, 293-302). Even though this is a fairly simple process in practical terms, the conceptual process that informs this development would certainly not qualify as ‘untechnical/
simple’ (ἀτεχνῶς): a coincidence of physical and theoretical terms that applies only to
the Dorian mode. The selection of both Dorian and Phrygian tunings made in Repub
lic 3 already pushes the limits of the austere Spartan model embraced by Laches, and
accepting to identify mesē respectively with thetic mesē f (Dorian mesē) and with thetic
paramesē g (Phrygian mesē). But this choice was far from revolutionary, given that both
of these strings were already called mesai in the Pythagorean tradition (Arist. Metaph.
14.1093a25-30).
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 31
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Figure 8
The Timaeus scale as Dorian and Phrygian lyre harmoniai
Phrygian diatonic harmonia (see Fig. 9). This interpretation not only accounts
for the problematic interval of a tone that follows the first two Dorian octaves,66
but also explains the vague wording employed at the very end of the Timaeus
passage to describe the ‘filling’ of the intermediate intervals:
‘Once these hemiolic, epitritic and epogdoic divisions took shape by
inserting these bonds in the pre-existing divisions, he filled out all the
epitritic distances [= fourths] with epogdoic intervals [= tones], leaving
in each of them its own part—a part which is defined by the ratio 256:243
[= Pythagorean diatonic semitone]’
Tim. 36b1-2
In the light of the present reconstruction, this apparently clumsy expression
becomes perfectly understandable, and indeed appropriate to describe the
variable arrangements of intervals of this scale. As shown in Figure 8 above,
tones and semitones do not in fact appear in the same order throughout the
scale: the first two octaves follow the Dorian diatonic division of the fourth
66 Barker 2007, 320-22.
Page 32
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
St-T-T, while the upper half of the system presents the Phrygian subdivision
T-St-T.67
The basic ‘building blocks’ of this scale are therefore consistent with
known musical tunings. Yet this scale has an exceptionally wide range—a feature that has often been taken as sign that it did not reflect musical scales or
attunements used in practical performances.68 Such claims, however, are ill
supported by ancient evidence: Aristoxenus, for instance, tells us that greatest
concord available in any single instrument or voice is ‘two octaves and a fifth:
for we cannot stretch up to three octaves’ (El. harm. 26.5-7 Da Rios). This range
is already significantly larger than the basic tuning envisaged by Philolaus, for
instance; but this is not the whole picture, as Aristoxenus clarifies in the subsequent lines of this passage:
τάχα γὰρ ὁ τῶν παρθενίων αὐλῶν ὀξύτατος φθόγγος πρὸς τὸν τῶν ὑπερτελείων
βαρύτατον μεῖζον ἂν ποιήσειε τοῦ εἰρημένου τρὶς διὰ πασῶν διάστημα […]·
ταὐτὸ δὲ καὶ παιδὸς φωνὴ μικροῦ πρὸς ἀνδρὸς φωνὴν πάθοι ἄν. ὅθεν καὶ
κατανοεῖται τὰ μεγάλα τῶν συμφώνων· ἐκ διαφερουσῶν γὰρ ἡλικιῶν καὶ
διαφερόντων μέτρων τεθεωρήκαμεν, ὅτι καὶ τὸ τρὶς διὰ πασῶν συμφωνεῖ καὶ
τὸ τετράκις καὶ τὸ μεῖζον.
El. harm. 26.8-11 Da Rios
For it is evident that the interval made by the highest note of the ‘girl’ aulos
with the lowest note of the ‘hyper-complete’ aulos would be greater than
the three octaves mentioned […];69 and the same applies to the voice of a
small child in relation to the voice of a man. From these instances we get
to know the greatest of the concords: for it is by looking at different ages
and different sizes that we have observed (tetheōrekamen) how the triple
octaves is concordant, and so are the interval of four octaves and what is
bigger than that too.
67 Both Dorian and Phrygian are mentioned in later sources as models for the harmony of
the kosmos, albeit often in their chromatic variant: see e.g. Plut. De anim. procr. 1028f-1029d
(diatonic); Alexander of Ephesus ap. Theo Sm. Math. Plat. 138-141. Full references and useful discussions are provided in Reinach 1900; Richter 1999; Hagel 2010, 35, n. 96, and 46,
n. 118. On the different approach that underlies the apocryphal work known as Timaeus
Locrus, see Hagel 2010, 162; Creese 2010, 264-82.
68 E.g. Barker 2007, 321.
69 Cf. Aristox. fr. 101 Wehrli (= Ath. 14.634e-f), reporting the classification of different auloi
into partheneioi (‘girl pipes’), paidikoi (‘child pipes’), kitharistērioi (‘kithara pipes’), teleioi
(‘complete pipes’) and hyperteleioi (‘extra-complete pipes’). Cf. Ath. 4.176f.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 33
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Aristoxenus’ testimony clearly indicates that ranges above four octaves were
not only abstract concepts in Classical times: such wide intervals were heard
and sung in musical performances, which audibly displayed their concordant
nature (τεθεωρήκαμεν). But these performances did not feature a single musician or instrument. They involved a variety of instruments of different sizes and
singers of different ages and sexes: a rather apt model for the all-encompassing
harmony of the kosmos embodied in Plato’s Timaeus scale.
The widest possible concord (but not the widest range) that Aristoxenus
labels as ‘what is greater’ than four octaves must be one of the concordant
intervals smaller than five octaves, i.e. four octaves and a fourth or four octaves
and a fifth. The interval of four octaves and a fifth—which corresponds to the
number 24—is indeed mentioned elsewhere as the compass of the cosmic har
monia (e.g. Macrobius Somn. Scip. 2.1.24); and Aristotle too reports that Pythagorean theorists coupled the number 24 with an aulos-based account of the
‘whole system of the heavens’ (τῇ οὐλομελείᾳ τοῦ οὐρανοῦ, Metaph. 14.1093b4).70
The widest aulos-based concord envisaged by Aristoxenus and Aristotle’s
unnamed Pythagoreans, then, differs from Plato’s lyre-based representation
of the harmony of the kosmos by a tone, identified by the ratio 24:27.71 This
extra tone, which is repeatedly mentioned in ancient commentaries on Plato’s
Timaeus,72 is also the interval that makes the upper sixth of the scale recognizably Phrygian: in fact it is the highest note of the scale, a”’, that identifies g”’ as
Phrygian mesē, since mesē is by definition the note that lies ‘below the disjunctive tone’ (Cleonides Isag. 201.18-20).
70 Cf. Hagel 2005, who presents the relevant sources and advances interesting hypotheses
about their relationship to practical aulos models; I shall offer a different reconstruction
elsewhere in due course.
71 Cf. Plut. De an. procr. 1018e, where we are told that the Pythagoreans identified the number twenty-seven with the tone.
72 E.g. Theo Sm. Math. Plat. 63.25-64.1; Plut. De an. procr. 1029b-c. Plutarch’s observation
that Plato ‘added this tone at the top’ (ἐπὶ τὸ ὀξύ προσλαμβάνων), as opposed to the widespread practice of ‘the moderns’ to add it to the bottom of the scale (οἱ δὲ νεώτεροι τὸν
προσλαμβανόμενον, τόνῳ διαφέροντα τῆς ὑπάτης, ἐπὶ τὸ βαρὺ τάξαντες κτλ.), is especially useful for our purposes, as it confirms that Plato’s Timaeus scale is to be conceived as an
ascending one.
Page 34
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Conclusions: Musical Education and the Model of the Lyre
Harmonia
This full agreement between the lyre modes selected in Republic 3 and the
harmonia of the Whole described in the Timaeus becomes all the more noteworthy because the Timaeus is explicitly characterised as an ideal continuation of the Republic. Indeed, Socrates’ opening summary of the key points
established in the Republic (Tim. 17a-19a) singles out the crucial role that the
lyre-based musical education received by the Guardians will play in the development of their double psychological nature, gentle with their fellow citizens
and harsh with enemies: that is to say, precisely the two ethical traits associated with the Dorian and the Phrygian modes in the Republic.
The musical modes that the Guardians will learn to play on their lyres will
literally make their souls ‘well-shaped’ (euschēmona, Resp. 3.401d), moulding
them to the ‘befitting and inborn schēma’ (Tim. 33b) that informs the fundamental harmoniai of the kosmos, and will resonate in them too when they will
become suitably aggressive or gentle in different circumstances.73 And it is
exactly in the realm of practical musical education that Plato and his contemporaries would have encountered for the first time the basic shape of the
harmonia that informs all lyre tunings, as well as the skeleton of the Timaeus
scale. In fact this framework of two tetrachords separated by a tone—
something that looks terribly abstract to modern readers—arises from what
was probably the first, and most essential, practical notion learned by lyre students in antiquity: how to tune their instruments.
Many sources—including Philolaus, Aristoxenus and later technical
treatises74—indicate that ancient lyres were tuned ‘by means of consonances’
(dia symphōnias), not unlike modern string instruments. After setting the pitch
of one string—most likely the intermediate note mesē, which as we have seen
above was known as the ‘origin’ or the ‘leader’—all of the other strings were
tuned by intervals of fourths and fifths: starting from mésē = f, the performer
73 One can only speculate whether the slightly larger gamut occupied by the Phrygian
octaves in the Timaeus scale has any wider significance; perhaps it could point to the need
for the Guardians (and the universe at large?) to embody more often the peaceful model
of temperance than the war-like attitude proper to the Dorian mode (Resp. 3.399a5-c6).
More generally, cf. Tim. 44a-b on the natural schēma of the harmonia (43d) to which the
inner motions of the soul are restored by means of education. On the Dorian lyre mode
as a model of war-like virtue to be embodied in one’s actions, cf. Plat. Lach. 188d. On the
use of lyre music to shape the soul of young children, see Plat. Prot. 326a-c; cf. [Plut.] De
mus. 1145d-f, with Raffa 2011.
74 E.g. Aristox. El. harm. 68.10-70.2 Da Rios; [Eucl.] Sect. can. prop. 17.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 35
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Figure 9
Tuning by consonances—Exempli Gratia eight-string lyre tuning, Dorian
diatonic mode (cf. Franklin 2005, 16)
tuned hypatē, (c), nētē (c’), and paramesē (g). Once this basic framework was
established, an interlocking series of fourths and fifths was employed to ‘fill out’
the whole tuning with ‘intermediate notes’ (ta metaxy) that define the interval
sequence of a given mode. For example, in the case of the Dorian diatonic
mode (St-T-T-T-St-T-T), the performer simply continued in steps of ascending
fourths and descending fifths until the whole scale was set.75
These observations allow us to understand better why Plato chose the model
of the lyre harmonia over other possible images—musical or otherwise—in
order to depict the orderly organisation of the parts of a just soul, as well as
75
Figure 9 represents the tuning cycle employed on an eight-string lyre; in the case of
traditional seven-stringed lyres, passages 5 and 6 would not entail two separate strings
(paranetē and tritē) but only one (tritē): this string would be first tuned to bb and then
adjusted to ab after setting lichanos eb.
Page 36
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
the harmony of the universe as a whole. Based on simple and mathematically
elegant relations, this model was familiar to well-educated Athenians such as
Plato’s original readers, who learned to tune and play the lyre since the very
beginning of their liberal education;76 at the same time, it evoked a prestigious
cultural history that made it a symbol of the natural, but not strifeless, order
of the kosmos.
In Plato’s hands, the simple and flexible beauty of this harmonia became
the perfect embodiment of the full correspondence between the essence of
human souls and the natural, immutable nomos of the universe: an immortal
order created and sustained by the central role of logos (‘reason’ and ‘ratio’);
a wondrous correspondence of opposites that embraces in itself justice, temperance and courage; an amazing natural order whose beauty can be readily
perceived by the senses.
This choice reveals also how the musical discussions of Republic 3-4 and
that of the Timaeus are based on a coherent musical and theoretical vision.
The ethically oriented musical selection undertaken by Socrates and Glaucon in Republic 3 led them to choose the same lyre tunings that underpin the
hyperbolic harmony of the Soul of the Whole in the Timaeus. And they had
previously offered an evocative characterisation of the psychological effects of
music and gymnastics as ‘tending’ and ‘relaxing’ the different parts of the soul
until they are perfectly ‘harmonised’ to each other: that is to say, exactly the
outcome envisaged for the ideal harmony of a just soul depicted in Book 4, and
the foundation for the harmony of the kosmos at large.
Appendix: the Soul of the Whole Is Not Only Nous
This Appendix briefly sets out evidence from Plato’s Timaeus and a few related dialogues that shows how, contrary to some widespread assumptions, the Soul of the
Whole cannot be wholly identified with its rational component (nous) to the exclusion
of any ‘irrational’/‘extra-rational’/‘emotional’ elements (alogoi), and does not entail
exclusively cognitive activities.
Such ‘hyper-rational’, uncompromisingly dualist views underlie much of the scholarship on the Timaeus,77 but seem untenable to me in the face of clear textual evidence
76 E.g. Ar. V. 959, where the expression ‘he doesn’t know how play the lyre’ (κιθαρίζειν γὰρ οὐκ
ἐπίσταται) is identified with a lack of education and good manners; cf. V. 989.
77 E.g. Pelosi 2010, 68-113; but see the cautionary remark given in the introduction to the
same book: ‘mind indicates a narrower domain than psychē, to which belong not only
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 37
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)to the contrary. These passages, set out below, unambiguously indicate that the Soul of
the Whole does not include only nous, and is not a wholly ‘rational’ and strifeless entity
to be sharply distinguished from any kind of ‘extra-cognitive’, ‘emotional’ or ‘irrational’
elements. On the contrary, as mentioned in some classic works on the Timaeus,78 the
Soul of the Whole is represented in Plato’s ‘likely myth’ (eikos mythos, Tim. 29c-d) as a
complex whole, which comprises in itself the ruling principle of nous as well as other
‘emotional’/‘irrational’ elements.
This distinction between nous and psychē is explicitly outlined the first time that
the Soul of the Whole is mentioned in this dialogue:
Thinking in this way he (i.e. God/the Constructor) found that, among the works
which are visible by nature, none that is without Nous shall ever be more beautiful as a whole than a work which has Nous,79 but Nous could not possibly
come into being in separation from the Soul (νοῦν δ᾽ αὖ χωρὶς ψυχῆς ἀδύνατον
παραγενέσθαι τῳ). Because of this very thought, having placed Nous in the Soul,
and the Soul in the Body, he constructed the Whole (νοῦν μὲν ἐν ψυχῇ, ψυχὴν δ᾽ ἐν
σώματι συνιστὰς τὸ πᾶν συνετεκταίνετο), so that the work he fashioned would be
most beautiful and the best by nature. Hence this is how we must tell the story
in accordance with the likely logos: that the kosmos came into being as a living
entity endowed with a Soul and with Nous because of the foreknowledge of God.
Tim. 30a-c
This passage could not be clearer: Nous is a crucial component of the Soul, but it is
by no means the identical to the Soul as a whole. If Plato believed that the Soul of the
Whole was simply identical to Nous, he would not have crafted such a complex image
and phrasing: he would have said so in one simple sentence.
The same concept is stated again at the very end of the section that deals with the
structure of the Soul of the Whole. This section comprises not only an account of the
harmonic logos that informs its ‘fabric’ (Tim. 35b4-36b6, discussed above), but also a
complex description of its subsequent division into a unitary external circle of the
‘Same’, which moves at a constant speed, and an inner circle of the ‘Different’, which
intellective, cognitive, emotive and perceptive processes but, more generally, the vital
processes’ (Pelosi 2010, 2 n. 3).
78 E.g. Cornford 1935, 76, 176, 208, 361-64; Brisson 1974, 439.
79 I have capitalised the occurrences of Nous that are not accompanied by the article in
Greek, presumably referring to the ‘universal’/ ‘cosmic’ Nous. Instances that are accompanied by the article in Greek, and seem to refer to individual nous, are not capitalised.
Page 38
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
is itself divided into seven unequal rings moving at various different speeds.80 After
this intricate description, we are told that this intrinsically compound but well-divided
Soul81 is harmonically attached to the Body of Heaven and brings it to life (36e-37a),
remaining ‘invisible but partaking in reasoning and harmony’ (αὐτὴ δὲ ἀόρατος μέν,
λογισμοῦ δὲ μετέχουσα καὶ ἁρμονίας ψυχή). Through the metaphysically loaded language
of methexis, this expression indicates once again that the Soul of the Whole ‘partakes
in’ reasoning—i.e. it is not only or fully logismos, or only nous.
This preliminary indication is fleshed out in the subsequent description of the
Soul’s inner responses to different kinds of stimuli:
αὐτή τε ἀνακυκλουμένη πρὸς αὑτήν, ὅταν οὐσίαν σκεδαστὴν ἔχοντός τινος ἐφάπτηται
καὶ ὅταν ἀμέριστον, λέγει κινουμένη διὰ πάσης ἑαυτῆς ὅτῳ τ᾽ ἄν τι ταὐτὸν ᾖ καὶ ὅτου ἂν
ἕτερον, πρὸς ὅτι τε μάλιστα, καὶ ὅπῃ καὶ ὅπως καὶ ὁπότε συμβαίνει κατὰ τὰ γιγνόμενά
τε πρὸς ἕκαστον ἕκαστα εἶναι καὶ πάσχειν, καὶ πρὸς τὰ κατὰ ταὐτὰ ἔχοντα ἀεί. λόγος
δὲ ὁ κατὰ ταὐτὸν ἀληθὴς, γιγνόμενος περί τε θάτερον ὂν καὶ περὶ τὸ ταὐτόν, ἐν τῷ
κινουμένῳ ὑφ᾽ αὑτοῦ φερόμενος ἄνευ φθόγγου καὶ ἠχῆς, ὅταν μὲν περὶ τὸ αἰσθητὸν
γίγνηται καὶ ὁ τοῦ θατέρου κύκλος ὀρθὸς ἰὼν εἰς πᾶσαν αὐτοῦ τὴν ψυχὴν διαγγείλῃ,
δόξαι καὶ πίστεις γίγνονται βέβαιοι καὶ ἀληθεῖς, ὅταν δὲ αὖ περὶ τὸ λογιστικὸν ᾖ
καὶ ὁ τοῦ ταὐτοῦ κύκλος εὔτροχος ὢν αὐτὰ μηνύσῃ, νοῦς ἐπιστήμη τε ἐξ ἀνάγκης
ἀποτελεῖται· τούτω δὲ ἐν ᾧ τῶν ὄντων ἐγγίγνεσθον, ἄν ποτέ τις αὐτὸ ἄλλο πλὴν ψυχὴν
εἴπῃ, πᾶν μᾶλλον ἢ τἀληθὲς ἐρεῖ.
Tim. 37a-c
Revolving around herself, whenever she (scil. the Soul) touches upon anything
that possesses a dissoluble essence or an undivided essence, she speaks, being
moved through her entire self, and says what this object is identical to and from
what it is different, as well as in what respect it is so the most; and she says also in
what way, how and when it comes to pass that each thing exists and feels/suffers
(einai kai paschein), both with reference to things that become (kata ta gigno
mena) in relation to each other, and in relation to things that have always the
same features (ta kata tauta echonta aei). This account/speech (logos) is indeed
true according to itself (kata tauton), as it comes into being concerning both
what is different and what is the same, and is carried on in what is moved by
itself without tones or sounds.
80 For a detailed discussion of this passage, see Cornford 1935, 72-94 (esp. 76 on the nature of
the ‘supremacy’ of the circle of Nous over the rest of the Soul). Plato was probably referring to a device similar to an armillary sphere: cf. Tim. 40d1-3, with Jones 2017, 239.
81
Tim. 37a4-5: συγκραθεῖσα μοιρῶν, καὶ ἀνὰ λόγον μερισθεῖσα καὶ συνδεθεῖσα.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 39
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)But whenever this speech becomes concerned with what is perceived (peri to
aisthēton) and the circle of the Different, moving correctly, announces itself to
the whole Soul, opinions and beliefs (doxai kai pisteis) which are firm and true
(bebaioi kai alētheis) come into being. Whenever it becomes a discourse about
what is rational (peri to logistikon) and the circle of the Same, running smoothly,
reveals these things, Intellect (Νous) and scientific knowledge (epistēmē) are
brought to completion out of necessity. These two things come into being among
the things that are; and if anyone ever said that this was something other than
the Soul, he would be stating anything but the truth.
This passage describes how the Soul as a whole (dia pasēs heautēs) responds when it
‘comes into contact’ with different objects of thought and objects of perception, and
produces an account of their theoretical features, their existence and their ‘affections/
passions’ (paschein/pathēmata, cf. Resp. 7.511d7, Phlb. 39a) both in relation to everidentical principles (ta kata tauta echonta aei) and in relation to the objects of the
world of becoming (kata ta gignomena).82
Just like the inner responses and thoughts of individual souls, the Soul’s resulting
‘speech’ (logos) takes place within the Soul itself without perceivable sounds. As long
as this inner logos concerns what is always ‘the same’, it is simply true. But the situation
becomes more complex when it takes into account both ‘what is different’ and ‘what is
the same’, and so the Soul responds differently depending on the nature of the object
of her logos. When the Soul’s discourse focuses on ‘what is perceived’ (to aisthēton), it
is the circle of the Different that takes the lead and announces its verdict to the Soul as
a whole: given that its movements proceed correctly, it produces ‘opinions and beliefs
which are firm and true’.83 When the Soul examines objects of pure reasoning (to logis
tikon), it is the circle of the Same that responds and, continuing in its smooth circular
movement, produces ‘Intellect (Nous) and scientific knowledge (epistēmē)’.
This passage indicates clearly that Nous is just one component of the Soul of the
Whole—the ruling and most excellent part (36c-d), which responds to purely rational
considerations and offers invariably true answers. But the Soul of the Whole comprises
also another kind of inner pronouncement which results from its coming into contact with, and responding to, ‘what is perceived’ and the world of becoming—in other
words, not out of purely rational considerations.
82 Cf. Tim. 52a-e.
83 If these inner movements of the Different were to be ‘incorrect’, the resulting doxai and
pisteis would be false: this event may occur in individual human souls (cf. Phlb. 39a-c), but
not in the Soul of the Whole.
Page 40
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
At the end of the revised account of the Soul of the Whole84 we are told that this
second genos ‘is irrational’ (τὸ δὲ ἄλογον), ‘perceivable’ (αἰσθητόν) and apprehended
by ‘opinion joined with perception’ (doxei meth’ aisthēseōs, Tim. 52a).85 Hence an
‘irrational’/‘extra-rational’ element (alogos) is explicitly comprised in the harmonia of
the Soul of the Whole, alongside the perfectly rational and self-consistent one of Nous.
The Soul of the Whole originates, and contains in itself, both of these movements
which are necessary to give life to the kosmos as a whole.
The resulting epistemological picture is perfectly consistent with the one outlined
in the famous image of the divided line given in the Republic (6.509d-511e, 7.534a-b): out
of the four ‘affections/passions that occur in the soul’ (παθήματα ἐν τῇ ψυχῇ γιγνόμενα,
7.511d7), two belong to the ‘higher’ realm of noēsis (namely epistēmē and dianoia) and
concern unchanging essence (ousia), and two belong to ‘lower’ realm of doxa (namely
pistis and eikasia) and concern the world of becoming (genesis). On a psychological
level too, the picture outlined in this passage of the Timaeus is consistent with the one
given in the Republic: the element concerned with what is rational (to logistikon) produces purely rational logoi (4.439d, 10.602d-e), whereas the ‘extra-rational’/‘emotional’
parts of the soul hold opinions (doxein, doxazein, e.g. 4.442d, 10.602e-603a).86
This compound, rational-cum-emotional nature of the cosmic Psychē is further
confirmed in the final part of the Timaeus’ ‘likely myth’ about its creation by the Demiurge, which concerns the generation of individual human souls. These souls are created following the same ‘recipe’ as the Soul of the Whole, using the ‘leftovers’ of the
same basic constituents (Same, Different and Being). These elements, however, are not
perfectly ‘unmixed’, as in the case of the Soul of the Whole, but are ‘second and third’
in degree of purity. After combining them in keeping with the same harmonia that
84 This fuller account (Tim. 47eff.) is a revised version of the first, and introduces another
element of complexity into the system: the crucial role played by the so-called ‘wandering
cause’ (τὸ τῆς πλανωμένης εἶδος αἰτίας), which derives from the role played by Necessity
alongside Reason.
85 It is significant that persuasion is given great emphasis in this second account: whereas
Nous is not influenced by persuasion and arises through teaching and study (didachē),
true doxa is said to be generated in us by persuasion (Tim. 51a). So this second part is
alogos but not entirely deaf to the voice of reason—a distinction akin to the relationship
between logistikon and thymoeidēs (see next note, and Tim. 69e-70d).
86 On the beliefs about justice held by the ‘flaring/fiery part’ (thymos/thymoeidēs), cf.
Wilburn 2015, with further bibliography. See also Resp. 4.444a above, on the role of
epistēmē/sophia and doxa/amathia in determining the behaviour of a just soul; and Tim.
71e on the fact that epithymētikon too occasionally has access to truth through inspired
divination.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 41
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)shaped the Soul of the Whole (cf. Tim. 43d-e), the Demiurge puts these newly-created
souls into some kind of ‘chariot’87 in order to show them the ‘nature of the Whole’, and
declares unto them the basic ‘laws of destiny’. The last of these laws sets out what will
happen to them after their embodiment:
But whenever they are implanted into bodies by Necessity, and some things get
into their body and others get out of it, it is necessary for perception (αἴσθησιν)
to come into being as one for all, born within them out of forceful passions (ἐκ
βιαίων παθημάτων σύμφυτον γίγνεσθαι). Secondly passional desire comes into
being, mixed with pleasure and pain (ἡδονῇ καὶ λύπῃ μεμειγμένον ἔρωτα); next to
these fear and flare (φόβον καὶ θυμόν) and all such things that follow them—as
well as those things which, on the contrary, are naturally set apart from them. If
they manage to rule these elements, they shall live in justice; if they are ruled by
them, in injustice.
Tim. 42a-b
Shaped after the same pattern as the Soul of the Whole, these human souls are
implanted into mortal bodies and begin to perceive the stimuli of aisthēsis; and their
reactions to, and interpretations of, these stimuli produce different kinds of emotional
responses. If such aesthetic-cum-rational experiences are managed correctly (i.e. they
are set in the right balance, and not entirely suppressed—cf. Tim. 43c-44d), human
souls will live and act justly; if not, they will live unjustly.
Interpreters who conflate Plato’s account of the Psychē of the Whole with Nous
alone are bound to regard this association of ‘extra-rational’/‘emotional’ responses
with the parts of the soul that individual human souls share with the Soul the Whole
as ‘a strange incongruence’ (Pelosi 2010, 99). However, as we have seen above, neither
the previous account of the Soul of the Whole nor the present passage are concerned
with pure reason only. Both explicitly depict Psychē as a compound entity that combines Nous with aisthēsis in a unified living being, which experiences pathēmata in
87 As already pointed out by Cornford 1935, 144, this reference to chariots evokes the mythical image outlined in the Phaedrus, where ‘disembodied’ and immortal individual souls,
both human and divine, are depicted as chariots that contain three elements in themselves: nous, the charioteer/leader, as well as the two ‘passionate’ and energetic horses
(246a-250c). Hence individual ‘disembodied’ souls are not reason alone either, both in the
Phaedrus and in the Timaeus.
Page 42
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
response to cognitive and aesthetic experiences—just as the Demiurge88 and ideal
philosopher are filled with wonder and joy while observing the elegant movements
of the planets or hearing the beautiful sounds of musical harmoniai (Tim. 80b5-8; cf.
Resp. 7.529d-531c).
Unlike human individual souls, however, the Soul of the Whole is never mistaken
in its judgements and responses—whether theoretical or aesthetic—because it is perfectly complete and does not lack anything in itself. The Whole that is brought to life
by the Soul is ‘one living being that contains in itself all living beings, both mortal
and immortal’ (Tim. 69c), including all ‘their forcible and necessary pathēmata, pains,
fears and pleasures’ etc. (Tim. 69d; cf. Leg. 10.897a-b). Therefore, the evaluations and
responses of this universal Soul are unfailingly correct, being based on a full and intimate knowledge of every aspect and component of the whole kosmos, as well as their
orderly, if complex, harmonia.
But this harmonia, in keeping with a long philosophical tradition, is not a ‘static’
and ‘strifeless’ entity, a wholly peaceful or exclusively rational order that leaves no
room for conflict or contrasts. On the contrary, the harmonia of the Soul is a complex
dynamic system which organises and contains in itself such inherently contrasting
natural forces, combining the movements of reason and emotions into a beautiful living Whole (ἐκ τῶν διαφερόντων καλλίστην ἁρμονίαν, Heraclitus 22 B 8 Diels & Kranz).
Bibliography
Barker, A. (1989). Greek Musical Writings 2: Harmonic and Acoustic Theory. Cambridge:
Cambridge University Press.
Barker, A. (2000). Timaeus on Music and the Liver. In: M.R. Wright, ed., Reason and
Necessity—Essays on Plato’s Timaeus, Duckworth: London, pp. 85-99.
Barker, A. (2003). Early Timaeus Commentaries and Hellenistic Musicology. BICS 46,
pp. 73-87.
Barker, A. (2007). The Science of Harmonics in Classical Greece. Cambridge: Cambridge
University Press.
Barker, A. (2012). Did Aristoxenus write musical history? In: C.A. Huffman, ed., Aris
toxenus of Tarentum: Discussion, New Brunswick: Transaction Publishers, pp. 1-28.
88 At Tim. 37c-d, we are told that the Demiurge himself ‘was delighted and rejoiced’
(ἠγάσθη τε καὶ εὐφρανθεὶς) in observing the wonderful living being he created and its
movements—a passage which clearly shows that, in Plato’s view, divine souls feel emotions too. Cf. Phlb. 63e-64e (on true and pure pleasures, their divine quality, and the ‘most
precious and beloved’ mixture of the good based on beauty and proportion) and 65a-67a
(on the insufficiency and incompleteness of both pleasures and nous by themselves, as
opposed to their well-proportioned, beautiful and correct mixture).
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 43
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Barker, A. (2014). Pythagorean Harmonics. In: C.A. Huffman, ed., A History of Pythago
reanism, Cambridge: Cambridge University Press, pp. 185-203.
Barker, A. (2015). Porphyry’s Commentary on Ptolemy’s Harmonics. Cambridge:
Cambridge University Press.
Blondell, R. (2000). Letting Plato Speak for Himself: Character and Method in the
Republic. In: G. Press, ed., Who Speaks for Plato? Studies in Platonic Anonymity.
Lanham, Md.: Rowman & Littlefield, pp. 127-146.
Blondell, R. (2002). The Play of Character in Plato’s Dialogues. Cambridge: Cambridge
University Press.
Boys-Stones, G., El Murr, D., and Gill, C. (2013). The Platonic Art of Philosophy. Cambridge: Cambridge University Press.
Boys-Stones, G. (2017). Platonist Philosophy 80 BC to AD 250. An Introduction and Collec
tion of Sources in Translation. Cambridge: Cambridge University Press.
Brisson, L. (1974). Le même et l’autre dans la structure ontologique du Timée de Platon.
Un commentaire sistematique du Timée de Platon. Paris: Klincksieck.
Creese, D. (2010). The Monochord in Ancient Greek Harmonic Science. Cambridge:
Cambridge University Press.
Davidson, D. (1984). Inquiries into Truth and Interpretation. Oxford: Oxford University
Press.
Ferrari, G.R.F. (2003). City and Soul in Plato’s Republic. Chicago/London: University of
Chicago Press.
Franklin J.C. (2015). Hearing Greek Microtones. In: S. Hagel and C. Harrauer, eds,
Ancient Greek Music in Performance, Vienna: ÖAW, pp. 9-50.
Franklin, J.C. (2018). Epicentric Tonality and the Greek Lyric Tradition. In: T. Phillips
and A. D’Angour, eds, Music, Text, and Culture in Ancient Greece, Oxford: Oxford
University Press, pp. 17-46.
Gill, C. (2002). Dialectic and the Dialogue Form. In: J. Annas and C. Rowe, eds, New
Perspectives on Plato, Modern and Ancient, Harvard: Harvard University Press,
pp. 145-171.
Hagel, S. (2005). Twenty-four in auloi. Aristotle, Met. 1093b, the Harmony of the
Spheres, and the Formation of the Perfect System. In: S. Hagel and C. Harrauer, eds,
Ancient Greek Music in Performance, Vienna: ÖAW, pp. 51-91.
Hagel, S. (2010). Ancient Greek Music: A Technical History. Cambridge: Cambridge
University Press.
Halliwell, S. (2002). The Aesthetics of Mimesis: Ancient Texts and Modern Problems.
Princeton: Princeton University Press.
Horky, P.S. (2013). Plato and Pythagoreanism. Oxford: Oxford University Press.
Horky, P.S., ed. (2019). Cosmos in the Ancient World. Cambridge: Cambridge University
Press.
Page 44
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Lynch
Huffman, Carl A. (1993). Philolaus of Croton, Pythagorean and Presocratic. Cambridge:
Cambridge University Press.
Huffman, Carl A. (2005). Archytas of Tarentum: Pythagorean, Philosopher and Math
ematician King. Cambridge: Cambridge University Press.
Jones, A. (2017). A Portable Cosmos: Revealing the Antikythera Mechanism, Scientific
Wonder of the Ancient World. Oxford: Oxford University Press.
Koster, W.J.W. (1944). Quaestiones metricae: Quid sibi velint voces ΗΡΩΙΟΣ, ΡΥΘΜΟΣ,
ΒΑΣΙΣ a Platone adhibitae (Resp. 400b). Mnemosyne s. 3, 12, pp. 161-180.
Lynch, T. (2013). A Sophist ‘in Disguise’: A Reconstruction of Damon of Oa and his
Role in Plato’s Dialogues. Etudes Platoniciennes 10.2013. DOI: https://journals.open
edition.org/etudesplatoniciennes/378.
Lynch, T. (2016). Why are only the Dorian and Phrygian Harmoniai Accepted in
Plato’s Kallipolis? Lyre vs. Aulos. In: L. Bravi, L. Lomiento, A. Meriani and G. Pace,
eds, Tra lyra e aulos. Tradizioni musicali e generi poetici, Pisa/Bari: Fabrizio Serra,
pp. 267-284.
Lynch, T. (2017). The Symphony of Temperance in Republic 4: Musical Imagery and
Practical Models. GRMS 5.1, pp. 18-34. DOI: https://doi.org/10.1163/22129758-12341287.
Lynch, T. (2018). ‘Without Timotheus, Much of Our Melopoiia Would not Exist; But
without Phrynis, There Wouldn’t Have Been Timotheus’ Pherecrates’ Twelve Strings,
the Strobilos and the Harmonic Paranomia of the New Music. GRMS 6.2, pp. 290327. DOI: https://doi.org/10.1163/22129758-12341324.
Migliori, M. (1990). Dialettica e verità: commentario filosofico al “Parmenide” di Platone.
Milano: Vita e Pensiero.
Nightingale, A. (1995). Genres in Dialogue. Cambridge: Cambridge University Press.
Palisca, C. (1985). Humanism in Italian Renaissance Musical Thought. New Haven/
London: Yale University Press.
Palmer, J. (2014). The Pythagoreans and Plato. In: C.A. Huffman, ed., A History of
Pythagoreanism, Cambridge: Cambridge University Press, pp. 204-226.
Pelosi, F. (2010). Plato on Music, Soul and Body. Cambridge: Cambridge University Press.
Pelosi, F. (2016). Music for Life: Embryology, Cookery and Harmonia in the Hippocratic
On Regimen. GRMS 4.2, pp. 191-208. DOI: https://doi.org/10.1163/22129758-12341275.
Petrucci, F. (2012). Teone di Smirne: Expositio rerum mathematicarum ad legendum
Platonem utilium. Sankt Augustin: Academia Verlag.
Prauscello, L. (2014). Performing Citizenship in Plato’s Laws. Cambridge: Cambridge
University Press.
Provenza, A. (2016). La medicina delle Muse: la musica come cura nella Grecia antica.
Roma: Carocci.
Raffa, M. (2011). Il canto di Achille (ps. Plut. De mus. 40, 1145 D-F). QUCC n.s. 99.3,
pp. 166-176.
Greek and Roman MusicalDownloaded
(2020) 111-15508:37:30AM
Page 45
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Rocconi, E. (2003). Le parole delle Muse. Roma: Quasar.
Rocconi, E. (2011). Psychike e ourania harmonia: alcune ipotesi sulle fonti di Ps. Plut.
De mus. 1138c-1140b. QUCC n.s. 99.3, pp. 99-115.
Rowe, C. (2015). Methodologies for Reading Plato. In: Oxford Handbooks Online.
DOI: 10.1093/oxfordhb/9780199935314.013.28.
Szlezák, T.A. (1999). Reading Plato. London: Routledge.
Wilburn, J. (2015). Courage and the Spirited Part of the Soul in Plato’s Republic. Philoso
phers’ Imprint 15.26. DOI: http://hdl.handle.net/2027/spo.3521354.0015.026.
Zhmud, L. (2012). Pythagoras and the Early Pythagoreans. Oxford: Oxford University
Press.