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SAS
PHILOSOPHY
CF
mis
APRIL 1954
THE JOURNAL OF THE ROYAL INSTITUTE
OF PHILOSOPHY
Vor. XXIX. No. 109
GREEK VIEWS OF NATURE AND MIND!
D. A. REES, M.A., D.Phil.
I
the history of Greek thought, from the tin of Plato through : ue
A DISTINGUISHED French scholar has recently set him-elf to delincate
formation of the Hellenistic systems to the day: ot the emunre,
distinguishing two opposing tendencies, one toward- pantheism and
the other towards a philosophy of transcendence.? But that distin.
tion can be traced also in earlier periods than those with which Fr.
Festugiére is concerned, and it can be applied to theories of the soul
equally with theories of God; this theme I hope to illustrate on a |
tiny scale in the early part of my paper, drawing attention to tendencies on the one hand to treat the soul as part of nature, on the
other to place it outside nature. The former of these is the earlier,
In reading the Greek philosophers we are in constant danger of
the controversies they have entailed; and secondly, one must not
unconsciously modernizing them, of noting similarities, real or
apparent, between their problems and ours, and neglecting differences
of context and background which do not immediately obtrude themselves. Our present subject calls for this caution in two respects,
perhaps, above all others: first, one must lay temporarily aside
Cartesian and post-Cartesian distinctions of mind and matter, and all
think of the pre-Socratic philosophers as early exponents of empirical
science as we know it. Their methods contained little enough of the
empirical, and they lived at a time when religion, philosophy,
science, mathematics and morals were not sharply divided one from
t Lecture delivered to the Royal Institute of Philosophy, at University Hall,
14 Gordon Square, London, W.C.1, on January 30th, 1953.
3 À. J. Festugière, La Révélation Hermès Trismégiste, esp. vol. ii, Le
Dieu cosmique (Paris, 1949).
Page 2
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Royal Institute of Philosophy
Greek Views of Nature and Mind
Author(s): D. A. Rees
Reviewed work(s):
Source: Philosophy, Vol. 29, No. 109 (Apr., 1954), pp. 99-111
Published by: Cambridge University Press on behalf of Royal Institute of Philosophy
Stable URL: http://www.jstor.org/stable/3747752 .
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Page 3
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)THE JOURNAL OF THE ROYAL INSTITUTE
APRIL I954
VOL.XXIX. No. o09
GREEK VIEWS OF NATURE
AND MINDI
D. A. REES, M.A., D.Phil.
I
A DISTINGUISHEDFrench scholarhas recently set himself to delineate
the history of Greek thought, from the time of Plato through the
formation of the Hellenistic systems to the days of the empire,
distinguishing two opposing tendencies, one towards pantheism and
the other towards a philosophy of transcendence.2But that distinction can be traced also in earlier periods than those with which Fr.
Festugiere is concerned,and it can be applied to theories of the soul
equally with theories of God; this theme I hope to illustrate on a
tiny scale in the early part of my paper, drawing attention to tendencies on the one hand to treat the soul as part of nature, on the
other to place it outside nature. The formerof these is the earlier.
In reading the Greek philosophers we are in constant danger of
unconsciously modernizing them, of noting similarities, real or
apparent,between their problemsand ours, and neglecting differences
of context and backgroundwhich do not immediately obtrude themselves. Our present subject calls for this caution in two respects,
perhaps, above all others: first, one must lay temporarily aside
Cartesianand post-Cartesiandistinctions of mind and matter, and all
the controversies they have entailed; and secondly, one must not
think of the pre-Socraticphilosophersas early exponents of empirical
science as we know it. Their methods contained little enough of the
empirical, and they lived at a time when religion, philosophy,
science, mathematics and morals were not sharply divided one from
I Lecture delivered to the Royal Institute of Philosophy, at University Hall,
14 Gordon Square, London, W.C.I, on January 3oth, I953.
La Revelation Hermes Trismdgiste, esp. vol. ii, Le
z A. J. Festugiere,
Dieu cosmique (Paris, I949).
Page 4
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)another. The backgroundfrom which they sprang, and which they
could only in part leave behind, contained myths of the soul and of
the worldwhich stretchedback throughmany generations,and whose
already changing features may be discerned in Homer and Hesiod;
the late Professor Cornfordhas shown their relations with the early
poets, and also those which bind the Greek cosmogonies with the
creation-myths of Babylonia and elsewhere, and behind these with
an underlying observance of seasonal rituals.I
Tylor's descriptionof early man as an animist, though it may raise
doubts and queries, can help us here. For that pre-Greekview of the
world drew no sharp line between the human and the non-human,
between the animate and the inanimate. Everything was alive, was
ensouled and was in a way divine. So it was that Thales said that all
things were full of gods, and that Aristotle complained that he and
his immediate successors introduced into their systems no efficient
cause of motion over and above the material cause.2 No cause of
motion was required: things were alive, and moved of their own
nature. The theory was assumed rather than explicitly formulated,
and to bestow on it any degree of precision is to incur a measure of
falsification: for instance, though it gave rise to later theories of a
world-soul, to make it explicitly monistic-or, for the matter of that,
explicitly pluralistic-is to attempt to define the indefinite; but at
any rate soul was within nature; soul and nature were inseparable.
This view coloured the early attempts at a theory of knowledge;
when Empedocles, about the middle of the fifth century, came to
interpret perception and knowledge, he conceived the mind as one
thing and the body observed as another, and, working on the principle already dear to Greek epistemology that like is known by like,
said that perception was due to a concordancebetween the elements
of earth, air, fire and water in the subject and those in the object.
This theory belongs to physiology, no doubt, but it draws no distinction between the organs of sense and the mind. The "thinghood"
of the soul, and its immersionin nature, appear also in Empedocles'
theory of the transmigrationof souls: the soul is a thing which passes
from one embodiment to another, and the community of ensouled
beings includes birds, fishes and plants.3
Empedocles' philosophy was a synthesis whose physiognomy has
in the last forty years become more clearly discernible;4the transmigration of souls and the doctrine of purification were not a mere
I
F. M. Cornford, Principium
1952).
Sapientiae,
ed. W. K. C. Guthrie (Cambridge,
2 Aristotle, De An. I. 411 a 8; Met. A 984 a
i6-27.
3 Fr. B 117 Diels.
4 Cf. F. M. Cornford in Camb. Anc. Hist., vol. iv
(1926), pp. 563-9; W.
Jaeger, The Theology of the Early Greek Philosophers (Oxford, 1947), Ch. viii;
W\. Kranz, Empcdokles (Zfirich, I949).
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irrelevant and inconsistent excrescence on a scheme of positive
science, but were integral to his system, however difficult it may be
to weld its parts into a perfectly harmonious whole. For, in the
endlessly alternating cycles of the world-processand the long series
of the soul's rebirths, the goal to be hoped for was a purification
which should at last set the soul free from the wheel of fate and render
it divine. In this we find, blended with a conception of our first type,
which sees the soul as within nature, one belonging to our second,
seeing its proper place in another realm beyond this. How did this
new doctrine arise?
In Homer and Hesiod, though there was a life after death, it was
for the great majority of men poor and unsubstantial; "I should be
willing," says the ghost of Achilles to Odysseus, "to be a serf
attached to the land, serving a needy man of but little substance,
rather than rule the whole multitude of the dead."I But in the subsequent centuries a greater stress came to be laid on the after-life, a
stress bound up with urgent convictions of guilt and punishmentand
of the need for purification.ProfessorDodds has spoken of the postHomeric period in terms of a transition from a shame-cultureto a
guilt-culture, and suggested as a partial explanation the social upheavals of the time, and the gradualabandonmentof earlierand more
patriarchalconceptions of the family.2 The new trends are found at
their strongest in the movements of Orphismand Pythagoreanism;
they are found also in the mystical figureof Empedocles,whose poem
contained one part on purificationsand one on the system of nature.
The primaryphilosophicalexpressionof this other-worldlinesswas
in Pythagoreanism,which, with its ascetic taboos and its doctrine of
transmigration,probably influenced Empedocles. Both philosophies
arose in the Greek west, and stand, in locality as well as in doctrine,
sharply contrasted with that Ionian tradition which showed itself
in differentforms first in the Milesianschool and then in Anaxagoras,
Diogenes of Apollonia and the atomists, to descend from them to
Epicurus.3On the other hand the western tradition receives perhaps
its most striking formulationin Parmenides,in whom we find, as in
Empedocles, an interesting synthesis of immanence and transcendence. But Parmenides'case is more complicated, since his stress on
the indivisible characterof that One which for him had the sole title
to full reality was not strictly compatible with the existence of
separate individual souls. In addition he sharply distinguished
sensation and thought, urging that the senses were untrustworthy
I Odyssey, xi. 489-9I.
2
E. R. Dodds, The Greeks and the Irrational (Berkeley and Los Angeles,
195I), Ch. ii.
3
F. M. Cornford, The Unwritten Philosophy, ed. W. K. C. Guthrie (Cambridge, I950), pp. 119-20.
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)and that the One was to be discerned by thought-in effect, by a
mystical and intuitive faculty of apprehension.
What was the character of this One? Parmenides has been called
both an idealist and a materialist, but both terms are misleading. His
One certainly had extension and shape, for he describes it as spherical.' But the world in which he lived was not one to which the idea
of dead matter was familiar, any more than were the distinctions of
idealist and materialist. The most convincing presentation of his
philosophy is that which sees in his One a living and ensouled
substance, or alternatively an embodied world-soul, ever-living and
divine, exempt from birth and decay, discernible by the intellect
because it was itself intellect.2 But yet, if we apply our distinction of
theories which make soul immanent in the universe and those which
make it transcendent, Parmenides' does not belong unequivocally
to the former type. For he allowed to the objects of perception
only a partial reality, and so the living and divine One which I have
described as an embodied world-soul was yet somehow beyond the
world of the senses.
II
Parmenides'distinction of thought and its objects from sensation
and its objects, with the denial of full reality to the latter, was taken
up by Plato and made the cornerstoneof his philosophy for a great
part of his career. He combined it with conceptions derived from
that Pythagoreanism which had provided a starting-point for
Parmenides'own speculations: a high estimation of mathematics as
the ideal form of knowledge and as in some way the key to the
ultimate nature of things, and a belief in the immortaland essentially
divine character of the soul, which was susceptible of a number of
different embodiments but whose true goal was the actualization of
its inherently divine status. These conceptions recur in one guise or
another through the early Platonic dialogues, taking shape in the
Gorgias,Meno and Phaedo and influencing the Republic,while they
have left their mark also on the mysticism of the Symposium;it is
perhaps the Phaedo that provides the most striking expression of
this phase of Plato's thought, uniting a radically transcendentmetaphysics with an other-worldlymorality. For the Phaedois built upon
the equation of three contrasts, those of soul and body, of thought
and sensation, and of knowledgeand pleasure (identifiedwith bodily
pleasure,and not sharplydistinguishedfromthe appetites whichhave
this as their goal), and these are held together by a tourdeforcewhich
Fr. B 8, vv. 42-45 Diels.
F. M. Cornford in C.A.H., vol. iv, pp. 558-62; J. Zafiropulo, L'Icole
tldate (Paris, I950).
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Plato soon found it necessary to abandon. For these simple dichotomies and equations are open to serious objections; among other
points, the sharp distinction between sensory awareness of particulars and apprehension of the Forms left still unelucidated the
character of our knowledge, or at least true beliefs, about the
physical world.
Among those features which mark off the later Plato from the
earlier, one of the most noteworthy is the increasing regard which
the physical world enjoys.I This is to be seen even in the Republic,
for all its emphasis upon the Forms and upon the climax of the
philosopher's education in dialectic, and for all the insistence of
Book X upon the divine and transcendent characterof that rational
element which is the real soul. For the stages of the philosopher's
education lead from arithmeticto plane geometry and solid geometry,
and thence to astronomy and harmonics,the non-empiricaland nonutilitarian character of these studies being emphasized at every
stage.2 In essence, the scheme is taken over from the Pythagorean
school, and reference to its origin provides one key to a problem
which has perennially baffled commentators on Book VII, that of
the nature of the astronomy envisaged. A potent source of confusion
in the Pythagorean cosmology was its failure to distinguish mathematical entities from their spatial and visible embodiments. Something of the sort happens when in the Republic Plato takes over
their scheme of education; but it happens at a much higher level of
thinking, and our first key serves to unlock the door only when a
second is added to it, that of Plato's growing interest in the physical
world. For the reader of Republic VII is met by a serious puzzle:
what are the objects that Plato's astronomerwill study? On the one
hand the insistence on their purely ideal and non-empiricalcharacter
inclines us to think of a non-physical abstract heaven and of a completely theoretical study of the kinematics of solid bodies in motion,
such as would, moreover, follow on naturally from the plane and
solid geometry which lead up to it; and yet on the other hand the
passage contains sentences whose only possible interpretation is in
terms of a physical astronomy, contrasted as theoretical with the
merely empirical observation of the heavens employed by farmers
and sailors. Plato was torn in two directions at once, and the issues
persist through the later dialogues.
The growing divergence from the Phaedo is clearly to be seen if
one examines the Timaeus, for all its separation of an intelligible
realm of being from a visible realm of becoming, its insistence that
the cosmology it sketches can in the nature of things have no Imore
than a limited degree of probability,3and its doctrine of the immorA. J. Festugiere, op. cit., vol. ii, ch. v.
3 Ti. 29C, etc.
Rep. VII. 524D-53IC.
Page 8
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)tality of the rational element in the soul. The reasons for the change,
which are three in number, are not to be separated from each other:
they are Plato's growinginterest in the physical world, and especially
in the heavenly bodies; the location of the soul within that world,
instead of its being in essence outside it, as formerly; and the theory
of the soul as the source of all motion, a theory whose supreme
exemplificationin the Timaeusis to be found in the world-soul,with
the rational element in which Cornfordvery tentatively identified
Plato's Divine Artificer, the Demiurge.I The growing predominance
of astronomy in Plato's thought, accompanied by a tendency to
thrust the Forms into the background,is strikingly illustrated in the
Laws and Epinomis, whoever be the author of the latter work, while
earlierin the PhaedrusPlato had already presented his theory of the
soul as the source of motion; though that dialogue contains a myth
of the soul's descent and a mystical doctrine of its re-ascent, it and
the gods alike are located within the visible universe, so that the
total result is that the metaphysical structure of the Phaedo is
directly overset and the soul thrust once again inside nature.2
These cosmologicaltheories were potent in the subsequent decades
and centuries. They powerfully influencedAristotle when, about the
time of Plato's death, he wrote the most celebrated of his lost dialogues, that entitled OnPhilosophy,in three books.3Plato had blended
science and religion in one, and the dialogue On Philosophy,whose
third book expounded a cosmology deeply imbued with a religious
spirit, was in its turn a powerful force in the development of the
Hellenistic world-outlook.These influences were strongly at work in
forming the Stoic picture of the world, with its materialism which
was yet pantheistic; in that philosophy God, who was identified with
Nature, functioned in all that happened through the operation of
what, trying to translate the untranslatable, we may call "seminal
reasons." Not till the other-worldlinessof the Imperial Age arrived
did Neopythagoreanism and Neoplatonism re-introduce a transcendent standpoint.
We may seem to have travelled far from the animism, or rather
animatism, with which we began. But in a sense it is not so very far
after all, if we contrast both these views of the soul with that positivistic attitude which characterizesthe modern Western world; and
on the other hand again it must not be forgotten that the Greek
immanentists, if they may so be named, have had successors: such
mystical speculators of the Renaissance period as Giordano Bruno
are among them; so is Spinoza, with his "Deus sive Natura," set in a
philosophy strongly reminiscent of Stoicism; and, though Hegel
i Plato's Cosmology (London, I937), p. 39.
2 Phdr. 245C ff., 246E, 248A-E.
3 Cf. WV.Jaeger, Aristotle (E. T., Oxford, I934),
ch. vi.
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repudiated the name of pantheist, marked tendencies in that direction are general in the post-Kantian idealists, as in the Romantic
poets of the period. An Englishman need only think of Wordsworth's
lines on Tinter Abbey.
III
With Aristotle we find the irruption of a tendency which is very
different, and which springs on one side from his biological interests.
But this is not the only aspect of his psychology, nor is it the first to
make its appearance. The traces which remain of his lost dialogue,
the Eudemus, which was probably written in 354-3, display a
standpoint closely similar to that of the Phaedo:1 as Plato, in the
dialogue which commemoratedSocrates' death, sought to prove that
the soul was an indestructible substance, Aristotle set out with the
same goal in a dialogue written as a memorialto his friend Eudemus,
who had recently died. The fragments which remain are scanty, but
it is clear that a rigid dualism separated the soul from the body, the
formerenjoying the capacity to contemplate the supersensibleworld,
so that, along with the similarity in dramatic setting, Aristotle was
reverting in doctrine to the type of transcendence employed by
Plato in the Phaedo. The same is true of the Protrepticus,which
followed the Eudemusat but a short interval.
Aristotle's intellectual evolution was a remarkableprocess, and a
strikingcontrast with these worksis to be foundin the De Philosophia,
the longest and most elaborate of his dialogues. His development had
now reached the crisis in which he felt obliged to abandon the theory
of Forms. But Plato had also envisaged an immortal intellect whose
function was to contemplate his transcendent Forms, and with the
disappearanceof these a radical transformation would be required
in the theory of the intellect. The first result, which differsmarkedly
from that set out in the De Anima, is to be found in the fragments
of the De Philosophia. This was a materialistic work; its physics
explained the movements of the heavenly bodies, without recourse
to a transcendent mover, by ascribing to them qualities of intelligence and purpose regardedas inherent in the aether of which they
were composed; while its psychology held the human intellect to be
composed of that same element, which conferredupon it its divine
status and guaranteed the affinity of the microcosmwith the macrocosm, eternally alive.2This doctrine, which is closely akin to that of
the Epinomis, differs from that expressed in the Timaeus; but all
three treat intellect as the source of motion, all thrust the intellect
I Jaeger, Aristotle, ch. iii.
Cf. esp. Frr. 21, 26, 27 Walzer. Cf. also E. Bignone, L'Aristotele perduto
e La Formazione filosofica di Epiczrvo (2 vols., Florence, 1936), vol. i,
Page 10
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)within the framework of the visible universe, and all are deeply
impregnatedwith the emotion of a cosmic religion.
It is this characteristic, perhaps, above all others which sets the
De Philosophia apart from the general temper of Aristotle's later
investigations of nature, and particularly from his researches into
living beings and into the soul which gave them their character as
alive. The origin of his biological interests is not altogether clear,
though it is certain that they were already active when, on leaving
Athens after Plato's death, he spent some years first at Assos in the
Troad and then on the island of Lesbos just off the coast, since many
of his biological examples are taken from there; but it is known that
his father was a physician at the Macedoniancourt, and this fact has
been noted as suggesting one line of influence. Further, Professor
Cornford has forcibly pointed out the importance of the medical
tradition in Greece as representing an insistence upon observation
and a tenacious empiricism which contrasted with the dogmatic
speculations of the natural philosophers.I
The theory, or rather theories, of the soul which characterize
Aristotle's scientific treatises stem from his rejection of the Platonic
theory of separate and substantial Forms. As was noted above, that
rejection called for a new theory of the soul; its consequencesdeserve
special consideration here, since they constitute a trend strikingly
new in Greekthought and much closer to conceptions familiarto-day.
The revolution was not accomplished at a single stroke, and the
Dutch scholar, Dr. F. Nuyens, has presented a picture of the
way Aristotle's scientific psychology developed which, though it
requires qualifications, contains a core of solid fact that is most
illuminating.2
The development of that psychology involved two stages, in only
the second of which were Aristotle's new conceptions of matter and
form fully applied. The earlier, which is found in Books II-IV of the
work On the Parts of Animals, that On the Motion of Animals and
part of the group of short essays traditionally called the Parva
Naturalia, locates the soul in the heart, which is regarded as the
seat of consciousness. The heart and the soul residing in it are
thought of as together governing the movements of the rest of the
body and maintaining them in existence, in accordancewith a conception differentboth from those of Aristotle's earlieryears and from
that of the De Anima. Nuyens names this phase "mechanistic
instrumentalism,"3but it is better, perhaps, to avoid a term which
Principium Sapientiae, ch. iii.
2 F. J. C. J. Nuyens, Ontwikkelingsmomentenin de Zielkunde van Aristoteles
(Nijmegen-Utrecht, I939); French translation, L'Evolution de la Psychologie
d'Aristote (Louvain-Paris, 1948).
3 Ib., pp. I6I-3
(French edn.).
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has question-begging implications; to write of "mechanism"is misleading, while "instrumentalism" suggests that the body is the
instrument of the soul-a conception found in Aristotle's moral
works but, despite Nuyens, not to be identified with this. So some
such phrase as "vital force theory" is preferable.
When Aristotle put forwardthis treatment, he had not yet applied
to the soul his mature theory of the relation of form to matter. But
in working out the implications of his rejection of Plato's theory of
Forms he came to conceive sensible substances as composite of a
form and a matter which were each other's correlates, the latter
serving as a substratum of potentiality on which the former might
supervene to bring the full nature of the thing to realization. Such a
process involved for Aristotle four types of cause, formal, final,
efficient and material; and whereas in the earlier phase the soul was
thought of as the efficient cause of the body's vital activities-if,
indeed, these distinctions are applicableat all-it was now conceived
as primarily the formal, and not the efficient. Another big
change was involved also, for whereas the soul had been located in
the heart it was now the form of the body as a whole, and not located
in any particular organ. These changes were of the utmost significance. They meant that the soul was no longer regardedas a thing,
but as a system of functions which characterized a living being,
supervening upon its component parts and strictly inconceivable
apart fromthem. Not only did this representa breakwith all previous
conceptions, including that of Plato, but a retrogression is to be
observed in both the Stoic and the Epicurean schools; the former
conceived the soul as a material fiery substance (pneuma), while
Epicurus, following Leucippus and Democritus, took it to be composed of sphericalatoms spread over the body.
But, before we descant upon the brilliance of Aristotle's solution,
and hail it as a striking anticipation of the conceptions of contemporary psychology-before even we ask whether it was so close
an anticipation as might appear-there is another aspect of his
philosophy to be brought into view. Side by side with this theory of
the soul Aristotle maintained to the end of his days a theory of the
intellect which is hard to reconcile with it and which appears by
contrast strikingly Platonic. This is only half-true, for it is not one
that Plato could have held, since it presupposes the immersion of
the Forms in sensible things, and further it can only have been
worked out when the cosmology of the dialogue On Philosophyhad
been abandoned; but nevertheless the third book of the De Anima
treats the intellect-or at least what Aristotle calls the active intellect-as a wholly immaterial entity, impassible, separate and
immortal. How it was connected with the soul (or shall we say "the
rest of the soul"?) he nowhere makes clear. The notion is a striking
Page 12
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)example of his conservatism; it was part of the Academic tradition
to attribute these properties of separateness and immortality to the
intellect, and so Aristotle still maintained that there must be some
form of intellect to which these terms were applicable, despite
difficulties of co-ordination with the rest of his philosophy which
meant that he had to resort to his distinction, artificial, obscure and
difficult, of an active intellect from a passive. That active intellect,
like Aristotle's God, is an entity utterly immaterial and utterly
transcendent of the natural world.
This theory of the intellect did not, however, commend itself to
all of Aristotle's followers, among whom we find further tendencies
in a naturalistic and anti-metaphysical direction. They are most
striking in Strato, an industrious investigator and an original
thinker of great interest, who succeeded Theophrastus as head of the
Peripatos and died about 270 B.C. In the past he has usually suffered
from a mixture of depreciation and neglect, but Professor Farrington
has drawn attention to the great interest of his scientific theories,'
and more recently the Swiss scholar, Professor Wehrli, has published
an admirable edition of the fragments.2 Unfortunately those available for reconstructing his psychology are sadly defective. It is,
however, clear that in the post-Aristotelian Peripatos a crisis arose
in the theory of form and matter, which Strato renounced as a
principle of explanation. This called for a further reformulation of
the theory of the soul; Aristoxenus and Dicaearchus took over from
some branch of the Pythagorean school the doctrine that it was a
harmony of the bodily elements, while Strato seems to have resolved
it into a material substance called the pneuma or spirit. But at the
same time he maintained the unity of the soul and, in accordance
with his thoroughgoing refusal to admit anything transcendent, he
declined to separate the intellect from the rest of the soul, located it
in the head, denied it immortality and held that animals might in
some degree enjoy it as well as human beings. The negative and
destructive side of his theory was expressed in a series of forceful
criticisms of the Phaedo. But one must be careful not to wrest
Strato's thought out of its context in Greek theory; his materialistic
soul was, in some aspects, not far from that which Aristotle had
postulated in the dialogue On Philosophy, while the location of the
intellect in the head and its occurrence in animals were familiar from
the Timaeus-to say nothing of the close affinity Strato's views have
on the one side to the tradition of Democritus and Epicurus and on
the other to that of the Stoics. To us the result seems both strikingly
modern and curiously archaic.
Greek Science, vol. ii (London, 1949).
Basle, T950 (Die Schule des Aristoteles, vol. v).
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MIND
IV
Despite the interest of Strato, it is probably Aristotle's mature
conception of the soul-that of the intellect apart-which it is most
profitable to compare with theories of the mind current in contemporary philosophy and psychology. Professor O. L. Zangwill
prefaces his An Introductionto Modern Psychology (I950) with the
following quotation from Henri Pieron: "We are engaged in constructing a science of psychology, dynamic in spirit, which forms an
integral part of the biological sciences. This psychology determines
the laws of the general activity of organisms, in relation to their
environment." One is tempted to think that these words could be
applied directly to Aristotle, and then perhaps to wonder how it was
that no detailed empirical psychology came to be based on his
principles, when one realizes that even here certain qualifications
have to be made. For Greekscience lacked the modem conception of
a scientific law; while if the second sentence is to be applied to
Aristotle the words "in their environment" will have also to be
slurred, and in the first the phrase "are engaged in constructing"
will require modification. Behind the De Anima lies a work of
brilliant intellectual construction, but no prolongedlabour of experiment; there is little in it that would involve detailed empirical
investigation, and the same could be said, with rather less justice,
of those parts of the Parva Naturalia which do not pass over into
pure physiology. If we except the theory of the intellect, the De
Anima primarily, though not exclusively, provides the theoretical
basis for Aristotle's biological works.
The soundness of this theoretical foundation was, in Aristotle's
eyes, established once for all, since the apprehensionof the general
principles involved could be achieved by an act of direct insight,
merely requiring the presence of sensory data for its stimulation.
The process would be one of what Aristotle calls e7raycoy7by a
term which we translate "induction," in so doing bringing unconsciously into sharp relief the vast gulf between his conception of
scientific knowledge and ours. When, in fact, one examines the most
striking differencesbetween his conception of psychology and ours,
they prove to be parallel to those which divide ancient natural
science from modem. They lie in the modern growth of experiment,
the application of mathematical techniques, and a prominencegiven
to practical applications which makes any dividing-line between the
pure and the applied exceedingly hard to draw. What seem to us
deficiencieshere stem from inadequaciesin Greek thought of a very
general and far-reachingnature, and in particularfrom inadequacies
in cosmology and the theory of knowledge. For, while it is true that
Greek mathematics could not provide empirical investigation with
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)the powerful tools of the differential calculus and its successors, a
more important factor is the failure, general though not complete, of
Aristotelian science to use such mathematicsas was available, except
in the realm of astronomy; for it the lower world was inherently
imprecise, and to seek for mathematical exactitude in it would be
waste of effort. The resulting science was therefore qualitative, not
quantitative, and, in accordance with Aristotle's metaphysics, it
depended simply on the apprehensionof forms embodied in sensible
substances, of genera, species and properties, and of connections
between them which could be expressed in syllogisms. Such a science
would lead to observation, but not to experiment; and the ideal of
the contemplative life which it embodied, harmonizing with the
Aristotelian-and Platonic-exaltation of theory over practice,
would discourageboth experiment and practical application.
To show, however, how it was that Aristotle's conception of the
soul did not lead to any systematic empirical psychology is not to
deny that there is much acute psychological observation in his
works. It is interesting, however, to note where it is to be found. It
occursprincipallyin the moraltreatises, particularlythe Nicomachean
Ethics, and in such kindred works as the Rhetoric.But the observations there are not thought of as constituting a systematic body of
knowledge to be sought for its own sake, but simply as data subservient to the needs of ethics, which is for Aristotle not theoretical
but practical, and to the immediate needs of the statesman; the
basis which he principallyemploys, followingan establishedAcademic
tradition, is a division of the soul into a rational element and an
irrational for which he disclaims full scientific precision.
But the student may be disposed to modernize Aristotle in yet
another way. He may think of the De Anima, with its theory of
form and matter, as having avoided the dualism of Descartes and
his successorsand interpreted the soul in terms of behaviourin such
a way as to approachthe type of outlook characteristicof (let us say)
Professor Ryle in The Conceptof Mind (I949). There is certainly
something in the comparison, but it needs to be handled with great
care, for the movement of which The Conceptof Mind is part stems
from a concern with observational technique foreign to Aristotle,
and from a movement in psychology which has deliberately displaced
introspection from the centre of the picture and replacedit with the
observation of behaviour. Again, Ryle sets out to solve a problem
which was raised by the Cartesiantradition in a climate of thought
rapidly shedding its Aristotelian character. Whereas he asks "How
far are terms like 'imagination,' 'reasoning,''observing'and so on to
be interpreted in terms of overt behaviour?" Aristotle is simply
unaware of any difficulties. This applies not merely to his treatment
of the intellect, but to what he says of imagination and perception
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)GREEK
VIEWS
OF NATURE
AND
MIND
as well. Reading him now, we find ourselves puzzled by a contrast of
mind and matter-or of subject and object-over and above his
distinction of matter and form, a contrast which was foreign to his
way of thinking. And yet, perhaps, even here we can turn to him
with profit, for most readers of Ryle seem to agree that his interpretation leaves out an essential part-leaves out the immediate
experience. This is not the place to go into the question; and the
difficulties are not easy to express, for it seems clear that psychology
does investigate behaviour, and that what we are trying to point to
as the root of our dissatisfaction is over and above what psychology
studies.I Aristotle's treatment of the mind includes this element of
conscious experience, but he does not see any difficulties in its
inclusion, and so a solution cannot profitably be sought in him;
perhaps the character of this immediate experience can be conveyed
only indirectly, by a sort of phenomenologicaldescription which is
highly metaphorical; which is what the existentialists seem to be
saying. And we have still much to learn.
I This sentence and the next require a good deal of qualification.
UniversityCollegeof North Wales,
Bangor.