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J., A neglected version of the an ecdote about Pytha
ican mie
_
668
|
RARES
A NEGLECTED VERSION OF THE ANECDOTE
ANA
ABOUT PYTHAGORAS'S HAMMER EXPERIMENT.
By Jorgen Raasteé, Roskilde.
Cr
There is a widely spread story about Pythagoras, which
describes how by chance he found a means of demonstrating the
simple numeric proportions that govern the musical intervals
of the fourth, the fifth, and the octave. Our oldest source
for this story is Nicomachus from Gerasa (2nd cent. A.D.), and
since his time the story has been told again and again, by
Greeks and Romans alike. It was one of the few 'facts' about
Pythagoras which were remembered in the Middle Ages, cf. the
lovely woodcuts in Franchino Gafori' Theorica Musicae from
1492 which illustrate a number of acoustic experiments, including Pythagoras's hanmers *
According to Nicomachus, Pythagoras one day passed by a
smithy (napd ti xaAnotuneTov) and heard the sound of hammers
against iron on an anvil (Énfxouvoe darotripuv alönpov én' &xuovi Parévtwy). In their different sounds he recognized the
octave, the fifth, and the fourth. Full of joy he ran into
the smithy (td xaAuetov) and tried to find out what produced
these intervals.
made him realize that the difference in the sounds was produced by the weight of the hammers (napd tov Ev tots patotñpouv Syuov). It was not produced by the strength of the various blows (nap& TÀv tav faréviwv Biav), nor by the shapes of
the hammers (tá Oxñuata tHv owupüv), nor by any change of the
1.
«vee Èa telle cata mt dies amm
te ae i
Eloxywyh povowy) est impossible. D'autre
Li orme
taire de Porphyre, p. + 121,10-14,
1
A aux Harmoni ca de Ptolémée,
.
res
sources,
’
notamment
le
late]
a
17,16-20
permettent d'inférer qu'il y a eu substitutigp de opópa à ne, oot
Fee
p.
20,
*
avoir désigné des récipients, synonyme de dloxoı, Ailleurs, opatpat semble
“ lémée considérait comme un
A
Stougsard Jensen/‘Kebenh
avn
Des
A number of experiments made on the spot
2.
("ApuovıOf Nicomachus's musical works, only the short Enchiridion Scriptore
s
xôv Éyxecpéérov) has been preserved, see C. Jan, Musici
Graeci, Lips. 1895, pp. 209-&2. The anecdote (Enchiridion ch.VI, p;
uo.
245 sqq. Jan) must also have been included in his lost ECoaywyñ
T:
1,10.
musica
ione
institut
De
in
Boethius
by
told
is
on; for it
dependency of Boethius on Nicomachus's lost treatise has most rece:
s a:
ly been demonstrated by Calvin Bower in his article on ’Boethiu
m:
tione
institu
De
of
Sources
the
ing
Nichomachus: An Essay Concern
sica' (Vivarium 16, 1978, pp. 1-45).
See illustration, opposite.
Page 2
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)position of
iron
In the following,
four strings of
(A
tot ÉAauvouévou otôñpou wetadSeorg).
Nicomachus tells how Pythagoras now took
identical
length and structure,
down with weights proportional
in
the
smithy
fourth,
-
and was
a fifth,
thus
weighed
able
and an octave,
to produce
intervals
stringed
With this
series of
blows on pots
gular harps
instrument Pythagoras was able
other acoustic
(Aexíbwv xpobotc),
etc.
-
of flutes, monochords,
same simple numeric relations.
and
the Hammers cannot
Any
physicist
can
tell
us
why
possibly be
story was believed until
am not mistaken.
experiments - by means of
all of which experiments
the
Now
it
the
true.
is quoted
who
is
for
said
a
Pythagoras
The physical
1634,
is generally explained as a
scholion to Plato,
story about
to have produced
Phaedon 108D,
fourth,
if
I
legend
the
is menwhere Aristoxenos
early Pythagorean
the
truth
information on a num-
One such experiment
the
trianhim to observe
quite recently -
ber of Pythagorean experiments.
in a
led
story about
based on ancient - and probably sound -
tioned
the
instrument which Pythagoras constructed for purposes
to check a
the
intervals.
Hippasos,
fifth,
and
the
octave by means of
four brazen 6louor.
pasos used
had all
the same diameter,
but differed
in thick-
1847 A.J.H.
Vincent published
five extracts
from the
The disks which Hipness.
In
musical
treatise in the Paris manuscript Ancien fonds grec
360, the so-called Hagiopolites.”
Se
One of these texts ("Frag-
Notices et extraits des manuscrits de la bibliothèque du roi et
autres bibliothèques, XVI,2, Paris 1847, pp. 259-281. For the Hagiopolites, see Christian Hannick, Byzantinische Musik (in Herbert Hunger, Die hochsprachliche profane Literatur der Byzantiner, Bd. 2,
München 1978 = Byzantinisches Handbuch im Rahmen des Handbuchs der
Altertumswissenschaft,
5.
Teil, 2.
Band), po. 200-01 and my forthcoming article in Texte und Untersuchungen zur Geschichte der Altchristlichen Literatur Bd. 125 ("The Manuscript Tradition of the
Hagiopolites: A Preliminary Investigation on Ancien Fonds Grec 360
and Its Sources"),
_
NEUDA)
a
and to demonstrate the simple
then goes on with a detailed description of
of demonstration.
of
of
agoras anecdote
ent v", Vincent pp. 266-73) contains the Pyth
other known sour
in a form which differs considerably from all
|
-235r):
,
m
oe
them
to the weights of the hammers
numeric relations that existed between these basic
Nicomachus
}NWain+3S.cMaEle,r.
ces.
h{y
ipRdedaelAdeslda
La
|
6 nap
*tottov oùv be utv Adyoe ápxalos tav SUpasev' tia noALTınö
gino SpnAAovuevog nvdSaydpac napd TLVL NEARwv wie
nadelduevog’ nal Brapdepwv fixwv €F abtob &nov
to abtob
tabta prac GAng o6onc, ths yalnevontvng” nal
aútob vin ai
nal &vög onevovuge TOD xadmevovros” nal 106 ÉSE
mid an
Ev Snep fhaavvovto ta yadnevdueva’ mondv sTOrl nal
¬ekouuévuv fixwv 5Lapopáv S9ev ylvetat tac opalpas
5h NOAAa onontioag nal épeuviioac’ téAog nodeweve Baputéévéounwev’ 4c nal otaduwcac, nat ebpov thy eodaı TÓ ra
pav” tiv 6È, xovgottpay, Eyvw Evrebdev npol a TÜV HWVWV
fixwv Sıdwopov’ xual Avalöywc TV TE xovedtnt
ñuata
fivouv THv oparpüiv Ayrınadeiv Baovtnte, nal TÁ énnxels,
&idwopa yeyevñoôar. “EF abrob ual aútde napopund
è
nateoxevacev and yoodav tecodowy nal uóvov 6pyavov,
iad
uenAnne uovoruriv* elta &veBiBaoev abrá ele éntamoo
t |
nados è nudayopınöc guidiaog, Ev TLVL NOVAPATLEL” TMEPL
npdc tiva yuvatxa nuSayopetav EUTLSÉUOVOS YPÁP
ee
thc dipuovinfig vıAoooptag, odTw pdonwv * sie
--
TA
Là?EIpvSNÈOErbSPiedaACDET:i,LlMsGiTPtaEcAoSrI°TiE=+pLtr.nSiDEM,o.OiINejTdsRtcNanTitLliARea+oEubP,!UitDIh5NeyJTLag7oRU:Y5nceaAshE
It runs as follows (Hagiop. fol. 234v
yn..
ourraßfic 5.' bEela ueliwv tac ovAAaBds Enet
the different sun“
In this version we again fina the smithy,
, and the nes
coming from it, the metal (} vin À xakuevouévn)one
hammer (T
But in the Hagiopolites version there is only
lware ni
meta
onedoc tó xalnebov), whereas several pieces of s,
as usua "o
make
being forged (tà xaAnevöueva). Pythagoras
the differe
many experiments and finds out in the end that eren
t weight O
of sound (higher or lower) was due to the diff
s so close to the owbpaı of
a ow, the word owalpaı itcomesugg
ests, at first, that ta¢
Ov.
the standard version that
Ò
6) is preservec
>
B
gg oly
pe
en
in
and
+)
88,1
(p.1
7d
1,21
Ecl.
pl
,
ter
Wa
to
i
ding
Accor
4).
. 252-5
idion (Jan.
Pete
a
gt
e
ridg
Camb
in belle Pythagoreanism,
pp
.
Fhi lao s fr.
i (= Philo
i laos quotation
t Philo
ently" quotes from Nicom
note ll, the Hagiopolites "evidwas
to Burkert.
is less evident to me than it
achus
Page 3
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)i=È gaTLAIO
Iveè:s iPluel
myeEÀt
L
sca
opalpag
is nothing but a scribal error for tác owúpacs
hammers),
However,
the
(the
Hagiopolites says clearly enough that
there was only one hammer
-
or,
at
least,
one
type or
size of
hammer
(tod abtob uai
Evdg oxnetoug TOD xaAMEÜOVTOC)
plural
(tàg ovaipac)
for that simple reason makes this first
explanation
impossible.
make
is
sense,
xalueuöueva.
pat
ed
in LSJ
The only
interpretation which does
cvaipar
to be synonymous with tà
to take at
The smiths were obviously working on some ovaiof different
opalpa mean
in
size or different weight.
this
("ball,
context?
globe,
In
look
in connection with
the
Harmonics of
scription of
introduced
pill").
the meanings
instead for
Ptolemy
(2nd
eventual
cent.
the numeric
apparatus
ing ovatpüv
obpıyyeg,
Ftolemy continues with
to
13th-14th cent.)
198,
14th cent.).
(by ovüpar
and
BPriton
found
and as
Now,
a
in
the
the manuscript G
is
(Vatican
gr.
(Vatican gr.
the best reprein
should not be too readily disregarded.
lectio
into
the
difficilior which a
traditional
hammers
Besides,
owaLpüv
is
scribe might easily
(opupüv).
The
reading
Die Harmonielehre des Klaudios Ptolemaios, herausgegeben von Ingemar
Göteberg 1930
(= Göteborgs högskolas ärsskrift XXXVI.1930:1),
16-17.
"möglicherweise das Originalexemplar der Redaktion des Gregoras oder
eine Abschrift davon" (Düring, Die Harmonielehre... p.LXI1).
Cf.
Düring's stemma codicum,
m, pp.
ibid. p.
LXIX, and his description of
XLVIII-LIV).
NL
t - in
nov elnev Eni to abtob onuarvouévou). The scholias
opal par
all probability Gregoras himself - thus suggests that be noand 5toxmo. are synonyms. In this connection it is to
Proleny
ticed that in the text which we have just quoted from
nal
for round objects of some kind.
In his critof V
properly used for a body which is oblong and rounded, men
ES
as he has just used cvatpüv and 6loxwv about the same td el
(totéov St. xatà napdiyxpnoLv cvarpiuòv oüna Agyer nal nai star
unxec uÉv, TETOPELLEVOV 5é, dc nal dvatepov Ova púv
disks, but would be appropriate to connect a pair of synon
or disks of differin G
ible.
so that their surfaces are as round (owarprxds) as poss
ace
About the use of the adjective ovarptuôg (for the surf
imof a cylindrical body), the scholiast says: "Spieritcal is d
but with fi; this conjunction can hardly go with hammers anayms
sounds produced 514
text
yp-reading
des
pars of the monochord (the uayééec) . These teMaga
nal duotar,
scribed by Ptolemy as being navrays9ev Coat
(p. 17,16-18 During), the two words are coupled not with
inwithin the m-family’; so the testimony of these two sources
da
di
is
the 14th century®, and V seems to have a special position
6.
Fe
strings with
sentative for the edition which Nicephoras Gregoras made
ppah
RAhaeiTnaQdDTATe
this passage Diiring mentions a variant read-
(for owupiv),
192,
ig
mw
caATAuA A
the deinstrument)
ent weights), and from empty or filled vessels.”
5.
hyENTS„auxa,t.
traces of
relations between musical
TGV ävrooBapüv opunäv fi Sionwv
correct
Hs
experiments.
A.D.),
(the demonstration
Having described avAot,
an obvious
LE
AE
“ar
by a short description of some imperfect methods
attached weichts,
ical
listfrom G,
of ve'P is further supported by a scholion (probably of the
cf. Diiring p. C) which concerns in ial description are de-
17
Let us postpone the
Pythagorean acoustical
the Monochord
of demonstrating
tervals.
Exactly what does
Hardly any of
sphere,
question for a moment and
opateat
- and the
€
hofeasetp
43
SE .
bi
tuCrAe)TA
ae
Aessfata
AfviayApoart
ENTE
MirES
LE
PAR
RSTr.
4
=.
rc
3re
Ptolomy's Harmonics were commented by Porphyry in the
century.” In his commentaries (pp. 120 and 121, Düring)notwe of
find the decisive proof that Ptolemy spoke of owatpaı,
menopüpar. In the preceding (p. 119,12sqq.) Porphyry has
weights
tioned experiments with flutes, strings with attached 13and empty or filled vessels. He then continues (5, 120,
r
acıda
15): hoabtwg 58 nal Edv TLE Stououc xalnoüg noLticas Sırnl
The con-
Satépou tov Étepov, ouupovobor xpovéueva 6rd nacav.
text leaves no doubt that Porphyry's brazen disks correspond
pas:
to the “spheres or disks" of Ptolemy. At the end of this
sage Porphyry gives a paraphrase of Ptolemy's reasoning about
the insufficiency of such acoustical experiments,
I quote
Ptolemy's text and Porphyry's paraphrase:
.
è
Die Harmonielehre, p. 17,27 sqg.
.
Ptolemaios, e arsForensics Kommentar zur Harmonielehre (=desGöteb
orgs hôgskolas
During,
ben von Ingemar Düring. Göteborg 1932
skrift XXXVIII. 1932:2).
Page 4
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)PTOLEMY
(p.17,16-20):
PORPHYRY
(p.121,10-14):
ra napanArfora st ovuBalver
tà napanirhcıa 6 ouuBalver
nani
mal
TÜV Matàä obyxpougiy Yıvo-
HÉVUV Www,
Éni
tv Yıvoudvav vévuv
KATÀ OUYKDOUOLY
dnotovug ÉnivooDo:
tobc Sid
Tüv dvLoofapiiv
opupüv fi Sichwv
cpatpiv vaotüv
mai
ff &yyetwv fowv xual dLOLWV HEvOV
TOÙS And túv touBAlwv nevOv
TE mal
nenAnpuuévuv,
TE
épywSoug Evtog ndvu TOO tnpeiv Ev &nact
is
guite
dealt with
qually
clear
that
“spheres”
nal
clear
that
must
be
synonyms,
Porphyry's
makes
only
if
The
owatpa as a
synonym
he
pasos
fi
&lonor
(Porphyry),
Ptolemy MSS),
traditions
a
"hammers".
not guite
the
commented
But
it
understand
used
same physical
("solid
spheres
the
two
words
is
that
he did
number
to
this
etext.
by Ptolemy
But
holicu disks”)
refer
not
seems
object.
or
upon
to
know
differthe word
of
different
objects
associated
experiments:
xaluot
&touor
(Hipto Schol.
Plat.
Phaedon
108D),
according
(Ptolemy),
ovaïpat
tote
to 6{0xoc.
acoustical
of Megapont,
opatpar
took
inference
We have now met
Pythagorean
to
adjectives
ent objects.
with
did
the two expressions
relating
use of
sense
seen,
text which Porphyry
not with
Porphyry
As we have already
toùrore
tó Ev tate Ciare ual
Oxñuacoiv abtav &6idmopov.
the
and
AauBavéviwv ÜGwp,
Ev Anacı
Toig
oxfuaorv ánapallaE (av.
It
6ionwy Holiwv
Suoxepots Svtog ndvu TOD Inpetv
toûtorc
thy Ev tale late kai
Hal
fi
in
awatoar
vactol
fi
(Hagiopolites),
owüpaı
(Nicomachus;
Satotiipes
(Nicomachus).
Stoxor
motAor
most
We may combine these
into a coherent though hypothetical description
of
how Hippasos's brazen disks were gradually
transformed
into
Pythagoras's hammers:
At
first,
the
pat,
but by
ments
was
the
scholiast
told
(or
his
about
Hippasos
and
into
ra
teaeaLAtLastda
understanding of the context in Ptolemy.
Evidently, this reconstruction implies a considerable age
for the version of the Hagiopolites . ? 0 It furthermore implies
that the word owaipa once denoted some kind of object which
could be manufactured in a smithy, but that later on this
an
meaning of the word became obsolete. Now, if we combine
idea of Burkert's with a couple of places in Athenaeus's Deipnosophists and Plato's Republic, I think that a case can be
made for taking these objects to be some kind of vessels or
bowls.
Let us begin with Burkert.
oras discovered the basic law of acoustics in a smithy is a
rationalization - physically false - of the tradition that
Pythagoras knew the secret of magical music which was discovered by the mythical blacksmiths. "12 This explanation leaves
no room for Hippasos's four brazen disks. To Burkert, they
belong to the same tradition as the story about Lasos's exper
iments with vessels filled in varying degrees - going back,
ultimately, to a tradition "that Lasus and Hippasus, in studywere referred to as
an
anecdote
about
Pythagoras;
the
its author "doit être antériAccording to Vincent, op.cit. p.267,
mais peut-être même à Aristote;
eur, non seulement à Aristoxéne,
écrivain sur la muet il se trouverait être ainsi le plus ancien
sique, dont les oeuvres ne sont pas entièrement perdues." (My Italthat were once called ovaLsource)
In his treatment of the Pythagoras anecdote*”, he concludes that “the claim that Pythaghis ex-
At some later time the description of these
expericonverted
¿edema
10.
story was
periments with some brazen objects
6toxor.
aeprid
,
metalware objects were still called owaipar. Still later
aı
the anecdote was rewritten, from a source in which owatip had
become ovDpar by mistake. Once the hammers had been introduced, there was a possibility to use another word for them,
parotñpes. This successive transformation of the story had
rs
produced the famous anecdote about Pythagoras and the Hamme
already in the 2nd century A.D. (the date of Nicomachus from
Gerasa), though Ptolemy in the same century still had access
to a owatpa-version and knew that the word in this context was a synonym to 6foxor. In the following century, Porphyry no longer knew its exact meaning, but had to rely on his
ics).
11.
Burkert, op.cit. (cf. note 4), pp-375 sqq.
ibid. p. 377. The 'mythical blacksmiths’ are the Idaean Dactyls.
Page 5
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)phenomena of resonance,
that
a
subsequent
learned the numerical
restatement
in
somewhat
cruder
laws,
form
speaks of here,
is
In
Book
XI
of
the
Deipnosophists
with different kinds of cups,
-
-
arranged
Athenaeus quotes Asclepiades
in
ñxeta.
which deals
profusely
in alphabetical order
from Myrlea
(lst
cent.
for the following remarks on Nestor's famous cup:
cients,
The
the one which
Greek theatres was produced by empty vessels,
B.C.)
first
to ordain for men the things pertaining to civilized
life,
being convinced
is
spherical
in
shape
food
to
(rdv xéouov
elvar
opatpoeréf})...
thought
the
things pertaining
to
their own
like the element which encompasses the earth,
according
the
shape
it
seemed
to
have
(tH nepıexovrı
which contains
liquid
of the universe
(nai
TPOPAV MHUXAOTEPÈC
food,
this;
are set
in
for
like
out,
its ornamental
is
studs
a
star-spangled cup
imitation
imitates
of
the celestial
the universe described
of Book X of the Republic
"curious pasin the Myth of Er near the end
(616C sqq.).
For although this deno mention at all of any owalpaı,
(opóvevio.) of the
RA"NDRSeiil#4
aAsiei:
sphere with
is seen at its worst"} - is Plato's Spindle of Necessity, the
whorls
i
Neswherein philology distorted by allegory and astrology
scription contains
n, so tha
meaning later on fell out of use and was forgotte for the
nobody any longer understood the metaphor 'sphere'
: Isn't
firmament. For this is where our investigation endsafter its
it more likely that the celestial sphere was named their name
being similar to a bowl than that these bowls got
the cup,
in other words:
Older - and much more interesting than this
model of
£yatoa as a name for| some vessel is
this
Apparently, nn
no means stranger than the English 'bowl'.
formation of these.
particularly good
stars on the firmament -
the eight
spindle clearly refer to the planetary
and celestial spheres .!® The way in which these whorls are fit-
ERRESfpusroh
,sEatlipsp
iKa
Arr
eH=tBriendseg
iad
3°PÑs
TELi
St:
ALA
13.
ibid., p. 377-76.
14.
Athenaeus, Deipnosophistae XI, 489c-d, translated by C.B.Gulick (Loeb),
15.
Gulick, vol.V, p.
16.
The Harmony of the Spheres is alluded to in 617B.
CA
ae
170, note a.
nre
“os. Thus,
tion, Plato repeatedly refers to objectsordi
nary whor >
the whorl is said to be shaped like an
on betwee vows
oxfiua olanep À tod tvod6e), and in the comparis
article ° ”
oyévsuior and nádos Plato's use of the defihenite
and his reel
that he is thinking of some objects which
AAAÑAOUG
know from their daily life: uaôdnep of ndsoı ol eis
ments carried out by Lasos and Hippasos we once od sala tra:
vessels, and Hippasos's 8{010ı are to be understo
by
(DE
(tiv
fixed stars.
sage,
ROA
St
Lödav
(the golden Aor
e.
their rims forming a continuous flat surfac
mind were compared to drin
al expert”
Burkert's explanation of the nature of the acoustic
again encoun
tó notñprov otv TÓ Sexduevov TAV dypäv
example
633)
too,
Emoincav xatà ulunua tod udcuov) . "14
as Asclepiades points
Nestor's
Hence,
they made circular
tor's cup,
of
uatà thy
Hence they made a table round
todneCav nuxdAoer
Sf}, MATEOKEVÁCAVTO
....
)
its
the universe
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Tob oxhuatog &pouoLoüv).
A
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s (xábo
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ared toaset or n est of
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ted into one another is
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) which Er and Asclepiades
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sEFenrAiEDl$IenO!
dai
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tranformed their action to one of striking the vessels. "13
resonance which Burkert
and
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4
from their likeness to the firmament?