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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Science and Philosophy in Classical Greece
Edited with a Preface by ALAN C. BOWEN
GARLAND PUBLISHING INC. NEW YORK and LONDON
1991
CONTENTS
1. Some Remarks on the Origins of Greek Science and Philosophy
p1-10
4q 18
p 11-30
11'4
p31-42
4922
p43-58
‘42
CHARLES H. KAHN
2. Plato's Sclence—His View and Ours of His
ALEXANDER P. D. MOURELATOS
3. The Aristotelian Conception of the Pure and Applied Sciences
JOSEPH OWENS CSsR
4. Platonic and Aristotelian Science
ROBERT G. TURNBULL
5. On the Notion of a Mathematical Starting Point in Plato, Aristotle, and Euclid
IAN MUELLER
p 59 - 97
14 LL
p98-118
7415
7. What Euclid Meant: On the Use of Evidence in Studying Ancient Mathematics
WILBUR R. KNORR
p 119
- 163
JA Lu
6. Ratio and Proportion in Early Greek Mathematics
D. H. FOWLER
8. Euclid’s Sectio canonis and the History of Pythagoreanism
ALAN C. BOWEN
9. Aristoxenus’ Harmonics and Aristotle's Theory of Science
p 164.187. ALS
Ss 188 - 226
un
ANDREW D. BARKER
10. The Relation of Greek Spherics to Early Greek Astronomy
J. L. BERGGREN
p 227 - 248
11. The Definition, Status, and Methods of the Medical in the Fifth and Fourth
Centuries
G. E.R. LLOYD
p 249 - 260
12. Between Data and Demonstration: The Analytics and the Historia animalium
p 261-
JAMES G. LENNOX
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)History of Pythagoreanism
The treatise which has come down to us as the Sectio canonis or Division of the Canon consists in an introduction of thirty-three lines [Menge
1916, 158.1-160.4] and twenty interconnected demonstrations articulated in
roughly the same way as those in Euclid’s Elements (cf. Jan 1895, 115-116].1
Beyond this most everything is in dispute. To begin, scholars debate the authorship of the Sectio. Those who deny or qualify the thesis that it derives
from Euclid usually proceed by comparing it to treatises more commonly
acknowledged to be Euclid’s, and by pointing out supposed inconsistencies
in the Sectio itself which are presumed inappropriate for a mathematician of Euclid’s stature [cf., e.g., Menge 1916, xxxviii-xxxix]. None of the
arguments, however, are particularly persuasive. In the first place, the critics tend to ignore the variety of logical structure and language evidenced
throughout the Euclidean corpus, and to suppose that any ancient author
writing treatises in the various sciences of his age would necessarily do so
according to the same standards of expository style and precision.2 Such
an assumption fails when applied to the works in the Ptolemaic corpus, for
example [cf. Neugebauer 1946, 112-113]. In the second place, the numerous
inconsistencies ‘discovered’ in this treatise signify, in my view, a failure in
scholarship rather than any serious problem in the document itself. Indeed,
my main purpose in this chapter is to undercut these claims of inconsistency
by setting out a new reading of the introductory part of this treatise.
1On the question of Euclid’s date, which I put in the third quarter of the third
century BC, see Bowen and Goldstein 1991, 246n30 or Bowen and Bowen 1991,
section 4.
2 For criticism of the case for authenticity based on linguistic data, see Menge
1916, xxxix-xl.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The learned debate about the provenance and nature of the Sectio canonis centers on five questions:
(1) What is the argument of the preface?,
(2) How does the preface bear on the subsequent twenty demonstrations?,
(3) What is the relation of the first nine demonstrations to the next nine?,
(4) Do the last two demonstrations, the very ones describing a division
of the canon, belong with the preceding eighteen?, and
(5) Is the treatise complete as it stands?
The first is fundamental, since answers to the others all presuppose an interpretation of the preface. So, in what follows, I will concentrate primarily
on the first question, though I will address a few remarks to the last. I will
proceed, moreover, by way of a detailed analysis of the sequence of arguments comprising Euclid’s preface to the Sectio, my aim being to suggest
a reading of these arguments which joins them in a coherent, intelligible
whole [section 2].3 I emphasize that it is not my intention to argue that all
other interpretations of the preface are wrong.
For, not only would this
be an improper category of criticism in the present case, it would belie my
debt to these other interpretations and, in particular, to the nicely argued
account offered by Andrew Barker [1981]. Rather, my purpose is to determine the minimum set of assumptions needed to present the preface as a
credible, reasoned unity. And, in doing this, I will rely as much as possible
on the internal evidence of the preface itself, and adduce assumptions from
elsewhere only when necessary.
My basic contention is that the Sectio canonis elaborates in harmonic
science the ontologically reductive thesis that all is number; and that once
this thesis as it appears in the Sectio is properly understood, the most
serious of the past worries about the structure and meaning of this treatise
dissipate. In other words, if, as Barker suggests [1981, 15-16], the Sectio
canonis shows above all how to analyze music precisely, it does this by
displaying in detail how items in a specific domain, musical sound, are to
be construed as number.
But, if this is correct, it would seem that we have replaced one set of problems about the Sectio with another concerning its alleged Pythagoreanism.
3 Those familiar with this treatise may discern my approach to the second and
third questions. The fourth, which is often raised in the context of reports by
Proclus and Marinus of a Musica elementa by Euclid [cf. Menge 1916, xxxviixxxvili], and which was argued in the negative by Paul Tannery [1912, 213-215],
has, I think, been well answered by Andrew Barker [1981, 11-13]. As for the
fifth, it requires critical study of the entire treatise and introduces questions
about technical writing in the various sciences which I must postpone for now.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)For, according to Aristotle, one of the basic tenets of early Pythagoreanism
is that all is number; and, as I understand him [see Bowen 1992], this means
that numbers are what things really are. So, to conclude this chapter I will
address the cluster of problems concerning Euclid, the Sectio canonis, and
Pythagoreanism [section 3].
1. The preface to the Sectio canonis
Let us consider, then, how Euclid introduces the twenty demonstrations in
the Sectio canonis. The Greek text reproduced here is taken from Menge’s
edition of 1916 with some slight changes in punctuation and the addition
of sentence numbers in square brackets to assist textual analysis.
Euclid’s Sectio canonis, pref. [Menge 1916, 158.1-160.4]
[1] Et ñouxia ein kal áxumoía, owt dv ein: [2]
oLwmfis Sì odoms kal un
Sévos Kivoupévou obSév div diovorto [3] el dpa neMeı TL dkovoßnoeodaı, TAN
yiv Kai kivnow mpdtepov dei yevéodar.
[4] dore, éteLS mdvTes ol boy
you ylvovtat TANYÎis Tivos yivouévns, mAnyñv Se durixavov yéveoBal pt où
Xi kumoews tpdTtepov yevouévns,—tdv SE Kkuvijoewv ai pèv muKvotepat elow, al Sì dparétepar, Kal ai ev mukvérepar éEvrépous Torodat TOUS pOdyyous, al sè dparérepar Bapurépous,— dvaykalov tots pèv OEuTépous elvan,
ETTELTEP EK TTUKVOTEPWV Kal TTÄELÖVWV GUYKELVTAL KLVIGEWV, TOUS SE BapuTépous,
émeimep EE dparotépuv Kal éiacodvuv OUYKElVTAL Kıvrioewv, date TOUS pèv
dEvTépous TOD S€ovTos Avıenevous dhaLpédeL Kıvroews TUYXÁVELL TOD SéovTos,
TOUS Sè BapuTépous EvLTELvopevous mpoobéce kivijoews TUYXÁVELL TOD SÉovTos.
[5] Sidmep Ex popiwv TodS Pbsyyous auykelodaı patéov, Ted mpooBeoeı Kal
dparpégel Tuyxdvouor Tov S€ovtos.
[6] mávra Sè Ta Ek popimv ovykeipeva
aprbod Aóyw A€yeTaL Tpds GAnda, dote Kal TOUS bBéyyous avaykalov Ev dpb
pod Aóyw XéyeoBar TPds dAAhous: [7] TÜV SE Apıöaav oi ev Ev ToAamlaoiw
\éyw A€yovTat, ol Sè EV Empropico, oi Se Ev Emipepet, Gore kal TOUS pbdyyous dvaykalov év TOLOÜTALS Adyors AéyeoBar pos 4Akhous.
[8] TodTWY Sè
ol pèv roAkamAdoror kai ETupdpror Evi dvépate AéyovTat pos aNajrous. [9] ye
voiokopev Sè Kal TGV pbdyywv TOUS EV oupduivous SvTas, TOUS SE SLabuvous,
Kal TOdS pèv cvppuvovs piav kpdow EE dupoîv ToLodvTas, TOUS SE SLadwvous
où. [10] roúrwv outros éxdvtav elkös Tobs ouubuvous pBéyyous, EreLöt piav
Tv EE duboîv mouobvrai kpáciv TÁS davis, elvar TGV év Evi Övönarı mpds
&Ahous Aeyonevav ápiBudo, roi wodAaTAactous ÓvTas À émuLopious:
[1] If there were rest and lack of motion, there would be silence. [2] But, if
there were silence and nothing moved, nothing would be heard. [3] Therefore, if anything is going to be heard, there must previously occur striking
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)and motion. [4] Consequently, since all musical notes occur when there is
a certain striking, and since it is impossible that a striking occur unless
a motion occurs previously—some motions are closer together but others
are less close together; and the ones that are closer together produce notes
higher (in pitch); but those less close together, notes that are lower (in
pitch)—it is necessary that the former notes be higher (in pitch) because
they are composed of motions that are closer together and so more numerous and that the latter notes be lower (in pitch) because they are composed
of motions that are less close together and so less numerous; so that notes
higher (in pitch) than what is needed reach it when lowered by subtraction
of motion, and those lower (in pitch) than what is needed reach it when
raised by addition of motion. [5] Wherefore, we should say that musical
notes are composed of parts, since they reach what is needed by addition
and subtraction.
[6] But all things composed of parts are described in
relation to one another by a ratio of (whole) number, so that musical notes
must also be described in relation to one another by a ratio of (whole)
number. [7] But some numbers are said to be in multiple ratio, some in
superparticular ratio, and others in superpartient ratio,4 so that notes too
must be said to be in these sorts of ratio in relation to one another. [8] Of
these [scil. musical notes] the multiple and superparticular are described
in relation to one another by a single term. [9] In fact, we perceive some
notes as concordant but others as discordant, and the concords as making a
single blend out of a pair (of notes) but the discords as not. [10] Since these
things are so, it is appropriate that concordant notes, being either multiple
or superparticular, belong to (whole) numbers described in relation to one
another by a single term, since they produce a single blend of sound out
of a pair (of musical notes).
2. Analysis of the preface to the Sectio canonis
This introduction is, in fact, a series of five arguments establishing that
(a) prior striking and motion are required if anything is to be heard [1]-[3];
(b) the relative pitch of a musical note varies directly as the relative closepackedness or compactness of the motions constituting it [4];
(c) musical notes are composed of parts [5];
4If m and n are whole numbers, where 1 <n <m, then ratios of the form m:1,
(m +1):m, and (m + n):m are multiple, superparticular, and superpartient, respectively.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)(d) two notes may stand in either multiple, superparticular, or superpartient ratio [6]-[7], and
(e) concordant notes are reasonably said to belong to those whole-number
ratios which are predicated by a single term [8]-[10].
I suspect that this is sufficient to highlight the fact that the introduction
to the Sectio canonis is peculiar.
Indeed, the oddity of the locutions in
these arguments, their sense, and how they fit together are real puzzles.
And there is no way to solve them except by a careful study of what is
actually written.
2.1 First argument
[1] If there were rest and lack of motion, there would be silence.
[2] But, if there were silence and nothing moved, nothing would be
heard. [3] Therefore, if anything is going to be heard, there must
previously occur striking and motion.
Though its structure is clear, it is not easy to see what this argument is
about. Still, as we read on there are, I think, three alternatives to consider
in deciding what moves and what is struck. The motion may be that of
(a) something which strikes a sonant body, a hand plucking the string of a
lyre for instance; or
(b) a sonant body striking the ambient air, for example, the string of the
lyre striking the air as it moves back and forth after being plucked; or
(c) the moving air which has been set in motion by the sonant body and
strikes the ear.
2.2 Second argument
[4] Consequently, since all musical notes (#96yyoL) occur when there
is a certain striking, and since it is impossible that a striking occur
unless a motion occurs previously—some motions are closer together
(mukvötepau) but others are less close together (4patétepat); and the
ones that are closer together produce notes higher (in pitch); but
those less close together, notes that are lower (in pitch)—it is necessary that the former notes be higher (in pitch) because they are
composed of motions that are closer together and so (kal) more numerous and that the latter notes be lower (in pitch) because they
are composed of motions that are less close together and so less
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)numerous (éAacodévwv); so that notes higher (in pitch) than what is
needed reach it when lowered by subtraction of motion, and those
lower (in pitch) than what is needed reach it when raised by addition
of motion.
Here it is evident that not only must the striking or impact and motion
precede the musical note, this motion must also be prior to the striking.
In short, if there is to be musical note, there must first be motion which
produces an impact which in turn produces the note. Yet, the story is
now more complex, given that b86yyor (which I have rendered by ‘musical
notes’) are not only produced by motions, they are composed of them.
In any case, if the #8öyyoı are to be composed of motions, it would seem
unlikely that Euclid means to claim that the motions in question are (a)
those of something which strikes a sonant body, like the hand’s motion in
plucking the string of a lyre, or (b) the motions of the sonant body, such as
those of the sonant string to and fro. So, by elimination, it seems that the
first argument concerns the motion of air as it strikes the ear. But this still
leaves a problem: if the motions constitute the @86yyou or musical notes,
it is difficult to see how the motions are to precede them.
This problem, however, is not insuperable. As our first hypothesis, let
us grant Euclid a distinction between musical sound as heard (phenomenal
SThe noun, $86yyos, has a variety of attested meanings which include any clear,
distinct sound-—especially vocal sound, where this was primarily that of (male)
voices and later extended to cover sound produced by any animal with lungs—
as well as speech, musical sound, and sound in general.
The tendency among
scholars who have studied the Sectio canonis is to suppose that it here means
‘a sound in general’ and that the preface draws on ancient acoustical physics. I
reject this for two reasons. First, I no longer see the point [cf. Bowen 1982] in
elevating the sort of remark made in texts in harmonic science like the Sectio
(or in others which attempt, for example, to explain hearing in terms of some
philosophical theory of change and motion) to the status of an independent,
acoustical physics: for, to do this without proper regard for the context of these
remarks is to risk abstracting a domain of technical discourse which did not
exist in ancient times, and to confound efforts to determine the sense and the
history of the texts in question.
In truth, regarding every discussion of sound
as belonging to an acoustical theory makes as much sense as treating liver omens
as part of some ancient veterinary science.
Second, those who take $86yyos to
mean ‘sound’ arbitrarily introduce difficulties in explaining how the preface to
the Sectio bears on the subsequent demonstrations—it is not surprising that they
isolate the preface on the ground that it concerns sound in general, and view the
first nine demonstrations as establishing truths about ratios without regard for
musical phenomena [cf., e.g., Ruelle 1906; Mathiesen 1975, 237; Barker 1981, 1-3;
Fowler 1987, 146]. Thus, to counter what I see as a gratuitous balkanization of
the treatise, I propose, with equal justification prima facie, to start differently
and to render $86yyos as ‘a musical note’.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)musical sound) and musical sound as constituted of motions (objective musical sound), and let us suppose accordingly that the argument in sentences
[1]-{3] of the preface is about the former. In other words, let us take the
first argument to focus on conditions needed for the occurrence of musical
sound as heard.
This hypothesis is plausible.
In my view [cf. Bowen 1982], such a reduction of what is heard to objective, quantifiable conditions underlies
the sequence of illustrations and observations made in the fragment from
Archytas of Tarentum (who was active during the late 5th and early 4th
centuries); and, indeed, this fragment bears interesting parallels to Euclid’s
preface.6 More compelling is the fact that the notion of phenomenal musical
sound is essential to the distinction of concords and discords in sentence
[9] (note yuwokouev with the present participle construction), and that
sentence [10] as a whole plays on the relation of phenomenal and objective
musical sound [see section 2.5, below].
So far, then, it would appear that the motion mentioned in [1]-[3] and in
the first two premisses of [4] occurs between the sonant body and the ear,
and that this motion produces the musical note we hear by striking the
ear.
The second argument continues by way of an interjection, in which
it is evident that the motion responsible for producing what we hear as a
single musical sound is really a series of consecutive, discrete motions; and
that the relative pitch of two musical notes as heard varies directly as how
closely the motions in each series follow upon one another, that is, as the
relative compactness (tukvörns) of the series. Next, and most important,
comes the conclusion that what we hear as a single note is in fact just
the series of motions which produces it.7 This is the force of ‘because they
(scil. the musical sounds as heard) are composed of (ovykevtat éx with the
genitive) motions... ’.
Several features of the argument in sentence [4] merit comment. First,
that feature of phenomenal musical sound which most concerns Euclid is its
pitch. The isolation of this feature is important. Though Euclid mentions
the perception of a blending of concordant musical notes later in sentence
[9], it is clear that he intends a blending of pitch. In short, this treatise
prescinds from any other features of phenomenal musical sounds which one
6 Curiously enough, Jan [1895, 132, 135, 146] adduces this same fragment in contending that Euclid’s preface concerns the motions of a sonant body striking the
air. Jan, however, neglects the claim that the d8öyyoı are composed of motions.
7 For discussion of Boethius’ treatment in his translation [Friedlein 1867, 301.12308.15] of the Sectio canonis, of this reduction of phenomenal musical sound to a
series of motions striking the ear, see Bowen and Bowen 1991, section 4.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)might be disposed to view as contributing to their musicality (e.g., volume,
rhythm, and timbre).
Moreover, given our hypothesis about Euclid’s distinction of phenomenal
and objective musical sound, it seems that not only does he focus on but
one of the many salient characteristics of phenomenal musical sound, pitch,
he takes this in turn to be nothing more than a series of motions that strike
the ear. This is admittedly peculiar, but still intelligible. As I will explain
more fully when we come to the problem of the relation between musical
intervals and numerical ratios [see section 2.4, below], what we have here is
the initial step in a reductive analysis of music as heard to relative number.
Next, it appears that, for Euclid, pitch is a relative phenomenon—he neither gives any hint that the pitch of a note is to be understood absolutely,
nor,I maintain, is it necessary to the sense of this passage that pitch be
construed as absolute. This is, of course, consistent with the absence of evidence from other sources that the ancient Greeks conceived of an absolute
standard of pitch or that they possessed the means of measuring time so
as to define one. Perhaps, the predilection evident in Greek scientific and
philosophical documents for defining ratios only between quantities of the
same kind explains this [cf. Euclid, Elem. v defs. 3 and 4]. In any case,
it follows immediately that the numerosity or compactness of motions is
not equivalent to frequency. In other words, Euclid does not assume here
a vibrational theory of how sound propagates. For, although the various
series of motions occur in time and are differentiated by the lapse of time
between elements in each series, the series themselves are not to be quantified in relation to some unit of time.
Thus, the compactness of motions
is not the same as some number of motions per second, as Tannery [1912,
217] and Barker [1981, 8], for example, would appear to suppose.
If the compactness or close-packedness of each musical note is relative
and not measured in relation to time, how then is it to be quantified? In
the preface to the Sectio, it is clear that the higher pitch is assigned the
greater number in the ratio of the musical notes, since the higher-pitched
note is constituted of more motions. In order to quantify this, all one would
need to know is that pitch varies inversely as the length of a sonant string
or pipe.
But this very assumption figures prominently in the last two
demonstrations of the Sectio canonis [see, e.g., Menge 1916, 178.14-18].
So, for Euclid, it seems, if the compactness of the motions constituting a
musical note at a certain pitch varies inversely as the length of the sonant
string or pipe producing it, then, to quantify the relation between two
Musical notes qua pitches, one must measure the relative lengths of the
strings or pipes producing them.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)2.3 Third argument
[5] Wherefore, we should say that musical notes are composed of
parts, since they reach what is needed (tod &éovros) by addition
and subtraction.
Again we have the eliminative reduction of phenomenal to objective musical sound, that is, the musical note as heard qua pitch to the series of
motions that strike the ear. And as before, just as relative pitch is taken
to be the primary or defining quality of phenomenal musical sound, relative compactness or close-packedness is to be the main characteristic of
objective sound.
What is added is the claim that each musical note so
understood has parts, since it is constituted of motions to which motions
may be added or subtracted.
What sort of rationale might there be for
this?
Consider the behaviour of a sonant string on a lyre. According to Archytas [cf. Bowen 1982], such a string strikes the air with each motion back
and forth and sets the ambient air in motion like a projectile which strikes
the ear causing one to hear a single sound at a pitch that varies inversely as
the effective length of the string. It would, of course, be easy to elaborate
this (in a way Archytas did not) by supposing that the pitch of the sound
heard is determined proximately by the rate of the string’s motion to and
fro, and that this is inversely dependent on the string’s effective length.8
Since the string’s motions to and fro are seemingly consecutive and discrete,
it would seem plausible that the series of airy projectiles moving from the
string to the ear is likewise consecutive and discrete, and that the relative |
numerosity or close-packedness of this series depends directly on the rate of
the string’s motions. Moreover, given that the the pitch of the note heard
varies directly as the rate of the string’s motion back and forth, it would
follow that one may adjust the pitch by increasing or decreasing the rate of
the string’s motion. And, of course, one would do this by decreasing or increasing the effective length of the string itself. Thus, by identifying pitch
as heard with the series of airy projectiles striking the ear, one gets the
result that each musical note consists of discrete, consecutive parts subject
to additive increase or decrease by decreasing or increasing the effective
length of the string.
8 Cf. the analyses offered by Adrastus in Theon [Hiller 1878, 50.11-21], Nico
machus [Jan 1895, 243.17-244.1; 254.5-22], and Porphyry’s version of Heracleides’ report of Xenocrates’ remarks about Pythagoras [Düring 1932, 30.9-31.21].
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Such an account of what underlies sentence [5] is admittedly conjectural.
Its main advantage is that it adheres to, and is consistent with, what
is actually written in the preface to the Sectio, and that it enables an
intelligible transition from sentence [4] to sentence [6]. In any case, it is
important to see that, were the relative numerosity or close-packedness
of the series of motions constituting two musical notes to be understood
and quantified in this way, there would be no need in addition to worry
about the relative incidence of the component motions in pairs of series
at the ear. Granted, one might well choose to develop some account of this
for independent reasons; but it remains the fact that Euclid’s writing of
consecutive series of motions constituting musical notes as heard is by itself
no warrant to suppose that the Sectio entails any views at all about how
pairs of series impinge on the ear in relation to one another.
2.4 Fourth argument
[6] But all things composed of parts are described in relation to
one another by a ratio of (whole) number (äpi8u6s), so that musical
notes must also be described in relation to one another by (év) a
ratio of (whole) number.
[7] But some numbers are said to be in
multiple ratio, some in superparticular ratio, and others in superpartient ratio, so that notes too must be said to be in these sorts
of ratio in relation to one another.
From the conclusion that musical notes are composed of parts, Euclid now
argues that such notes must stand to one another in whole-number ratios.
Tannery [1912, 215-216:
cf. Fowler 1987, 146] objects to the argument
on the ground that it is simply not true that any two objects composed of
parts need manifest a numerical ratio, and he concludes that a geometer like
Euclid could scarcely have written this.
Now, whether we should expect
that Euclid would have written ‘things composed of discrete parts’ (i.e.,
‘pluralities’) is a nice question. In any case, if am right about the sense of
the preceding sentences, this is what mévra 8 tà ex popiwv in fact means;
and so there is no real difficulty. Indeed, I suspect that Tannery is wrong to
abstract this sentence from its context and to criticize it as though it were
a universal proposition. As for what may be Tannery’s assumption that an
ancient author who writes in one scientific field will necessarily write with
the same degree of precision on the same topics in another, I have indicated
that this is not true of Ptolemy. Further, we should recall that the degree
of articulation in the deductive structure of Euclid’s Elements results in
great part from its focus on problems of incommensurability, problems
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)which require precise definitions for solution [see Neugebauer 1941, 25=
26]; and we should realize that the varying sophistication in explanatory
structure of the other sciences may likewise depend on the nature of their
problems. In my view, given that the Sectio ostensibly presents a science of
relations among the pitches of musical notes and is limited to the domain
of commensurable magnitudes, Tannery’s objection to this sentence in the
prefaceis more captious than substantive: itis certainly no reason to
tarden
Euclid’s authorship of the Sectio canonis.
That the sort of harmonic science presented in the Sectio canonis is
indeed limited to ratios of whole numbers follows immediately from two
considerations already mentioned. The first is that pitch is to be understood relatively, that musical pitches are conceived only in relation to one
another.
The second is that in the Sectio one is apparently to quantify
pitch by measuring string-lengths according to a common unit [cf. dems.
19-20: Menge 1916, 178.11-180.31]: such measurement by a common unit
is an empirical process and will inevitably yield a ratio of whole numbers
[cf. Bowen 1982, 96].9
As for the reference to multiple, superparticular, and superpartient ratios, there is no need in either grammar or sense to take this as an exhaustive tripartition. Were one moved to do this, however, it would follow
that these three kinds of whole-number ratio are fundamental or basic,
that the multiple superparticular and multiple superpartient ratios evident
especially in the last two demonstrations are therefore derivative.10 For my
part, I prefer to suppose that Euclid mentions the three kinds of wholenumber
ratios he does and passes over the others because they are not
germaine to the purpose of the preface [see section 2.5, below].
9If this is correct, we have an explanation for the fact that, when Greek theorists
relied on ratios to analyze musical relations, they confined their attention to
ratios of whole numbers. In a sense, then, this limitation is not arbitrary, though
it is clear that not all the ancients understood it and that they may even have
viewed it as a matter of convention. Adrastus [Hiller 1878, 50.14-16], for example,
mentions ratios of incommensurable magnitudes and relegates these to noises or
non-musical sounds. But I take this to be symptomatic of a somewhat specious
logical completeness characteristic of much Peripatetic writing. For, according to è
Adrastus, if one assigns musical notes to ratios of whole numbers by quantifying
speeds using some unit as a common measure, then one may assign noises to ratios
of incommensurable speeds (presumably) by quantifying speeds using geometrical
techniques and not a common measure. But see Barker 1984-1989, ii 214n16.
101f m, n, and p are whole numbers, where 1
<n<m and 1 <p, then ratios of
the form (mp+1):m, and (mp+n):m are multiple superparticular and multiple
superpartient, respectively.
Page 13
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Now, if the pitch of a musical note and the compactness of the series
of motions that strike the ear are both relative, it follows that the fundamental musical phenomenon according to the Sectio canonis is the interval
or separation (&tdornna) defined by two distinct pitches.
In short, the
phenomenon of music is not so much a sequence of pitches, as a sequence
of separations defined by pitches.!! Moreover, given the hypothesis of the
il Fowler [1987, 148] reiterates Szabö’s claim [1978, 99-144: cf. Barker 1981,
13] that in the texts like the Sectio &dornua signifies a ‘“ distance between” or
“interval” in a very general sense’ [cf. Bowen 1984, 337-341], a claim which is
perhaps one reason why he does not see that in the Sectio whole-number X6yoL
(ratios) are what SaoTínata really are [cf. Bowen and Bowen 1991, section 4].
In any case, Szabö’s claim rests on poor philology. As I have argued elsewhere
[Bowen 1984, 340-341: cf. 1982, 95 and nn81-83], the root sense of &idornpa is
‘separation’. Of course, the challenge is to characterize this separation and one
way is to view it as a linear difference between pitches. But there are others
and none is intuitively more correct. Indeed, Porphyry [During 1932, 90.24-
95.23] suggests that the schools of harmonic science all start from the assumption
that an interval is the separation of pitches, but differ as to how this separation
is conceived. In particular, he reports that some think of musical intervals as
differences (SLadopai, tmepoxai), whereas others say that they are whole-number
ratios, and still others that they are continuous ranges of pitch defining Témor
(regions). Let us consider this further.
Pitch is a magnitude admitting a more and a less. The difference between two
pitches may be likened to the separation of the endpoints of two line-segments
which coincide and share a common origin. Now, there are three ways to describe
this separation and each was adopted by some school of harmonic science. Some
took the separation as the whole-number ratio specified by the magnitudes of
the two line-segments: among these were the Pythagoreans and Euclid. Others
defined the separation as the numerical excess of the greater line-segment over
the less. Aristoxenus, who views theorists of this sort as his predecessors, calls
them appovikot; and for want of a better term we may follow him, though I
must add that his use of the term may well be partisan—Aristoxenus so opposes
Pythagorean theory that he denies it status as harmonic science and refuses to
name any Pythagorean a dppovikés or to allow that any was his predecessor [see
Barker 1978a]. In any case, Euclid, the Pythagoreans, and the dppovikéi all define
the separation of two pitches by reference to their magnitude, the first two taking
it as a ratio and the third as a numerical difference or excess.
But there is yet another way of looking at the separation of the endpoints
of our two line-segments. Aristoxenus and his followers define an interval as the
range of pitch between two pitches and stipulate that the identity of an interval is
preserved as the magnitude of this range varies within boundaries which the ear,
by attending to the melodic function (&övanıs) of the pitches, determines to be the
limits of that interval. To apply this to our line-segments, then, the Aristoxenians
think that the separation of endpoints is the range between them and hold that
such a separation may preserve identity when this range increases or decreases in
magnitude between certain limits determined on qualitative grounds.
Page 14
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)eliminative reduction of phenomenal to objective musical sound, it also follows that each interval or separation is to be identified as a ratio of whole
numbers. In effect, we have here what I have called an eliminative, reductive analysis of music qua system of relative pitches (intervals) to relative
number (ratios).
Accordingly, it is, a mistake to suppose that Euclid’s talk of adding and
subtracting motions in sentence [4] means that musical notes are numbers
and that the musical intervals defined by pairs of pitches are numerical
differences. Hence, Düring [1934, 177] is, I think, wrong to maintain that
Theophrastus’ criticism of Pythagoreans for treating musical intervals as
numbers [Düring 1932, 62.5-10: see Barker 1977, 3-5 for text and explication], that is, for confusing a ratio of two numbers with their difference [cf.
Thrasyllus in Düring 1932, 91.14-92.8], should be read as directed against
the Pythagorean tradition which (Düring thinks) the Sectio canonis retails.12 For, not only does this misconstrue the Sectio, a document which
may well not be Pythagorean, there is, so far as I am aware, no good evidence that any early Pythagorean was so benighted as to confuse notes
evaluated relatively with those specified independently or absolutely. As I
see it, Theophrastus’ criticism is not directed against any real Pythagoreans
at all: given Aristotle’s scattered remarks about Pythagoreanism and the
few fragments remaining of Philolaus’ remarks concerning musical theory,
I would say instead that Theophrastus’ criticism is an assault on a straw
man contrived on the basis of a literal reading of passages in Aristotle’s
Metaphysics.
2.5 Fifth argument
[8] Of these (Toúrwv) the multiple and superparticular are described
in relation to one another by a single term (Evi övönarı). [9] In fact,
we perceive some notes as concordant but others as discordant, and
the concords as making a single blend out of a pair (of notes) but the
discords as not. [10] Since these things are so, it is appropriate that
concordant notes, being either multiple or superparticular, belong
to (whole) numbers described in relation to one another by a single
term (Ev Evi övönarı), since they produce a single blend of sound
($wvfjs) out of a pair (of musical notes).
12 Ruelle [1906, 319] wrongly supposes that &iotnua in dems. 1-9 signifies a
numerical difference: cf. Bowen and Bowen 1991, section 4.
Page 15
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)These three sentences constitute a single argument which is in fact the
culmination of the preface. But, though most will admit this, there is little
agreement about what the argument really is.
The controversy begins with sentence [8]. What is the referent of the
demonstrative in ‘of these’ (Toúrwv)? Some [e.g., Burkert 1972, 383-384;
Barker 1981, 2-3; Fowler 1987, 144] think that it is ‘numbers’, i.e., that
multiple and superparticular numbers are to be designated by a single term.
Others [e.g., Jan 1895, 117-118; Tannery 1912, 218-219] suggest that the
referent is ‘ratios’. These views are in fact equivalent, since it is the same
thing to talk of a multiple ratio and to speak of one number as a multiple of
another; that is, \6yor Tod áp.9
od are the same as dpiOpol mpös dAArAovs.13
And so on either view, the problem is to discover what this single term
is, because none is given in the text.
Jan (1895, 118] consults Porphyry [Düring 1932, 98.3-6] and proposes
that the multiple and superparticular ratios are potiores or possessed of
greater power (kpelTToves), because such ratios are simpler relations than
the superpartient. Barker [1981, 2-3],14 however, argues that there is in
fact no general term for these ratios or numerical relations.
Instead, he
suggests that what Euclid alludes to is the linguistic fact that the Greeks
expressed each multiple and superparticular ratio by a single term but used
phrases for each superpartient.
Such a thesis has the obvious advantage
of explaining why no single term is given explicitly in the Sectio canonis—a
problem which moved Jan [1895, 118-119] to posit a lacuna in the text—
but like Jan’s version, the resultant argument is not very convincing. After
all, there is no compelling reason to connect the simplicity of multiple and
superparticular ratios and the unity of concordance, or to connect linguistic
practice (vöhos) in naming these ratios and the nature (bios) of concordant
sound.
13 Mathematically the same, that is: there is a difference between the two locutions which raises epistemological and ontological questions about the status of
relations vis à vis their relata. When one says that some number is a multiple
of another, one relatum may be treated as subject and the other as part of a
complex predicate: e.g., p is a-multiple-of-g.
In this account, the relation of p
and q is to be seen as a property belonging to one relatum and specified in terms
of the other.
But, when one says that the ratio, p:q, is multiple, the relation
of p and q is characterized first as a ratio, and then this ratio is qualified by
the predicate ‘multiple’. Hence, the relation is at least conceived apart from the
relata exhibiting it.
More narrowly, the difference between the two locutions is that between treating music as sequence of musical notes and as a sequence of melodic intervals.
14 Cf. Tannery 1912, 218-219; Ruelle 1906, 319; Burkert 1972, 383-384; Fowler
1987, 146-147.
Page 16
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)There is not much to choose between these alternative accounts of the
single term: where Jan focuses on the relative simplicity of the relation
between the terms in multiple and superparticular ratios, the others adduce
its manifestation in language.
And were there no other possibilities, we
would have to leave the matter here and content ourselves with a Sectio
that simply falls apart just as it reaches its conclusion.
But let us look more closely at this final argument. As a matter of grammar, the referent of Toütuv in [8] may, in fact, not be numbers or ratios
but musical notes (b86yyor) [cf. Ruelle 1906, 319; Mathiesen 1975, 254n12].
So, though it is admittedly possible at first glance that the demonstrative TOÚTWV refers to numbers {cf. [7]: tüv Sì dpidpv] or ratios [cf. [7]: Ev
rotoÿrois Adyots],!5 let us suppose that it picks up the subject of the immediately preceding resultative clause (dioTe Tous bO@dyyous ... GAATAOUS).
Accordingly, sentence [8] would mean that multiple and superparticular
musical notes (that is, musical pitches qua series of consecutive motions)
when taken in relation to one another form a single class of musical sounds.
Granted, this does entail that such musical notes belong to a special class
of multiple and superparticular ratios. But it would now seem possible that
the term for this class is musical and not necessarily some predicate appropriate to whole-number ratios as such. In other words, the analysantia,
certain whole-number ratios, may have a predicate appropriate in the first
instance to the analysanda, certain musical notes as heard.
Sentence [8] thus poses the question, What is this single term for multiple
and superparticular notes? Since none is given explicitly in the text, there
would seem to be two ways of seeking an answer. The first is to look elsewhere in other texts for a term satisfying the requirements of the argument
in sentences [9] and [10]. This is the sort of approach taken by Jan and
Barker, for example. The second is to consider the train of thought leading
from sentence [8] to sentences [9] and [10] in order to see whether the term
figures implicitly in the argument. (Of course, it is entirely possible that
the term is simply unrecoverable, that there is an unbridgeable gap at this
point in the logic of the preface.
16)
In considering the transition from sentence [8] to sentence [9], let us not
forget that [8], as I construe it, is about objective musical sound. Suppose,
then, that one musical note (qua series of consecutive motions) is ‘taken
15 Mathiesen [1975, 254n12] dismisses out of hand the possibility that Euclid
is thinking of the linguistic fact that the Greeks use single terms to designate
multiple and superparticular ratios.
16 Such a break in logic, however, need not signify a lacuna in the text as it stands.
Page 17
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)in relation to’ a second. This means that these two notes manifest a wholenumber ratio. When one regards the same two notes phenomenally, this
whole-number ratio turns out to be the reality of the separation or interval
(&.dotnpa) heard between the notes [cf. section 2.4, above]. In other words,
the phenomenal counterpart of the claim that multiple and superparticular
notes (qua series of consecutive motions) are described in relation to one
another by a single term is that the intervals defined by these notes are
determined by a single class of multiple and superparticular ratios. So the
question about the single term is at the same time a question about a class
of intervals or notes as heard.
Now, sentence [9] presents a distinction among phenomenal musical notes:
those perceived as concords make a single blend of sound, whereas those
perceived as discords do not. I emphasize that this distinction is not necessarily a dichotomy: contrary to the usual understanding of this passage,
the text actually leaves open the possibility (a) that some melodic notes
are neither concordant nor discordant, (b) that not every pair of notes perceived as a single blend of sound is a concord, and (c) that not every pair
or notes not heard as a unified sound is a discord. (Note that those who assume a dichotomy quickly encounter difficulties in other parts of the Sectio
which often they then use to impugn it [cf. n18, below].) Further, given
that Euclid identifies phenomenal and objective musical sound, it would
appear that the pairs of multiple and of superparticular musical notes (qua
series of consecutive motions) mentioned in sentence [8] may either be concordant or discordant, that the single term said to designate these notes
(objectively construed) may either be ‘concordant’ or ‘discordant’.17
Sentence [10] continues as an inference from sentences [8] and [9]—as the
phrase ‘since these things are so’ indicates—supplemented by way of two
subordinating constructions. In effect, the inference in [10] is:
(pi) since (pairs of) concordant musical notes are either multiple
or superparticular
(p2) since (pairs of) concordant notes are heard as a single blend
of sound
(P) it is appropriate that (pairs of) concordant notes belong to
ratios designated by a single term.
17 Mathiesen (1975, 254n12] maintains that the term in question is ‘concordant’
and cites the same passage from Porphyry [Düring 1932, 98.3-6] which Jan adduces to show that it is kpettTav.
Page 18
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)To unpack this and the final argument as a whole we need to determine
the relation between sentences [8] and [9], and the subordinating constructions in [10] represented as premisses pi and pz. It is obvious that pz recasts
sentence [9]. So, does p1 reformulate [8]? If we suppose it does, we do get
the result that the term for multiple and superparticular notes (qua series
of consecutive motions) is ‘concordant’. Unfortunately, we also get an unproven conversion: saying that multiple and superparticular musical notes
(qua series of consecutive motions) are concords (so sentence [8]) is not the
same as saying that concords are multiple or superparticular.
Thus, we
should allow the phrase, ‘since these things are so’, some real significance
and treat [8] as an independent premiss in the final argument of the Sectio.
Accordingly, let us combine sentence [8] and p1 as
(ps) any pair of musical notes (qua series of consecutive motions)
is designated by a single term, ‘concordant’, if and only if one
is a multiple or superparticular of the other.
18
18 There are several features of this premiss to observe here.
First is that the
scope of pg is limited to the domain of phenomenal musical sound: there is no
reason to suppose that Euclid countenances an unlimited plurality of concords
on the ground that there is an unlimited number of multiple and superparticular
ratios. For a clear statement of the issue and of the various positions discerned
by Adrastus (who is much cited by Theon of Smyrna), see Hiller 1878, 64.1-65.9.
Next, there is the claim by Aristoxenus and later writers that the interval of an
octave and a fourth (8:3) is a concord. But do such claims indicate that py is
false? Barker [1981, 9-10] maintains that they do, on the ground of pz. In other
words, he takes it for granted that Aristoxenus’ assertion [Da Rios 1954, 25.1726.1; 56.10-18] that the addition of an octave to any concord yields an interval
which will be heard as a concord, is an accurate report of what Aristoxenus’
contemporaries actually heard; and concludes that the Sectio, by virtue of pa,
is obliged to allow for this. But I think this concedes and requires far too much.
To begin, unlike Barker I do not think that p, entails that every sound heard as
a single blend is a concord: so, even if the interval of the octave and a fourth
was heard as a single blend by Aristoxenus and his contemporaries, it does not
follow for Euclid that it is a concord. (Nor, given that [9] does not state a
dichotomy of intervals into concords and discords, does it then follow that it
is a discord.) Further, Aristoxenus himself provides evidence [Da Rios 1954,
29.5-30.9] of disagreement in matters of musical hearing and of a tendency to
extol music others find disagreeable. Indeed, my suspicion about Aristoxenus’
claim regarding the interval in question is that it may well be a conclusion drawn
from the (rather abstractly stated) principle that any octave added to a concord
produces a concord. And, if this suspicion is right, then the claim about the
interval of the octave and a fourth may in fact be wholly polemical. In any case,
the real problem here is the use of Aristoxenus’ testimony and, more generally,
determining the relation between ancient harmonic science and musical practice.
Solving this problem will, in the present instance, be extremely difficult: for, not
Page 19
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Next, there is the problem of the role of p2 in sentence [10]. If the conclusion, P, is about objective sound, the inference in [10] becomes very puzzling, since pa concerns phenomenal sound. But, if P is about phenomenal
sound, p2 is essential.
I propose, then, to recast the final argument in sentences [8]-[10] (with
redundancies) as follows:
(p2) since pairs of concordant notes are heard as a single blend
of sound [cf. [9]]
(ps) given that any pair of musical notes (qua series of consecutive
motions) is designated by a single term, ‘concordant’, if and
only if one is a multiple or superparticular of the other
(P) it is appropriate that pairs of concordant notes heard as a
blend of sound and being multiple and superparticular (qua
series of consecutive motions) belong to (scil. are in reality)
pairs of (multiple and superparticular) numbers designated
in relation to one another by a single term.
The reader will notice that I have elaborated the conclusion, P, by spelling
out (a) that the numbers to which multiple and superparticular notes belong are, in the first instance, themselves multiple and superparticular; and
(b) that pairs of notes belong to pairs of whole-numbers in the sense that
the latter are the reality with which the former are identified through reductive analysis.19 Yet, this is not enough.
The argument still needs an
additional premiss,
only is there no independent evidence confirming that the Greeks of Euclid’s time
heard the octave and a fourth as a concord, it is clear that the harmonic science
he presents is not intended to accommodate all of musical perception [cf. section
2.2, on pitch].
Finally, it seems to follow from pg that the ‘tonic interval (9:8) is a concord,
though, as is well known, Aristoxenus classifies this interval as a discord [cf.,
eg, Da Rios 1954, 25.11-15, 55.12-56.5]. Whether Aristoxenus” views on the
matter are a suitable basis for interpreting or criticizing the Sectio is a question
that arises here too. Euclid, in any case, does not explicitly call this interval a
discord, though the closing lines of dem. 12 [Menge 1916, 174.6-7]—if they are
not interpolated—may be a problem, since they suggest that it is not a concord.
Cf., e.g., Adrastus in Hiller 1878, 50.16-21.
19 That the ‘belonging to’ locution signifies the final step in the reductive analysis
is clearer given the language of dem. 1: cf. Bowen and Bowen 1991, section 4.
See also section 3, below.
Page 20
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)(pa) characteristics of musical pitches uniquely determined by relations among musical notes qua series of consecutive motions
derive from characteristics of the numerical relations which
are the reality of what is heard.
Though this premiss does not appear in the text itself, it (or something
like it) is certainly necessary on my interpretation of the sentences [8]-[10];
so, I introduce it here as my second hypothesis. p4 is an adjunct of the
eliminative ontological reduction that is essential (again, on my reading)
to the Sectio canonis. In effect, p4 isolates a subset of the predicates applied to music as heard (the analysanda) and asserts that these predicates
hold because they apply above all to the numerical relations (analysantia)
constituting what the sensible musical relations really are. Thus, sentences
[8]-[10] set forth the argument that the musical notes we hear as concordant are, qua series of consecutive motions, multiple or superparticular and
so are in reality multiple and superparticular ratios designated by a single
term. And, given this much, it seems simplest to conclude that this single
term is ‘concordant’ as well—and so I follow all who assume that the single
term mentioned in sentences [8] and [10] is the same.
On this reading, then, the upshot of the final argument in sentences
[8]-[10] is a justification of the thesis that concords belong to concordant
numbers. This a result quite different from the usual claim that the point
of the preface is to explain why the notes we hear as concordant are either
multiple or superparticular [cf., e.g., Tannery 1912, 218-219; Ruelle 1906,
318; Barker 1981, 3], or to show that the study of musical notes ‘should be
assimilated into mathematics’ [Fowler 1987, 146]. As I see it, the preface
answers the question, Why are concordant notes concordant?, by proposing
that concordant notes are heard as concordant because they are in reality
concordant numerical ratios.
But what is the context for such a question and answer?
Clearly, it
is not Academic [but see Tannery 1912, 218]—at least, not as one might
surmise given the question raised in Plato, Resp. 531c1-4, when Socrates
asks which numbers are concordant and which are not and why in each
case.
Yet without some sense of the context, it is virtually impossible
to assess the importance of the question or the adequacy of the answer,
beyond determining the role of the preface in the subsequent theorems.
So, since I have postponed the latter project to another occasion, I will
turn now to the question of the context of the Sectio canonis.
Page 21
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)3. Euclid’s Sectio canonis and Pythagoreanism
While debate about the authorship of the Sectio canonis still continues, there is, in contrast, a consensus that this work is in the intellectual
tradition we call Pythagorean [cf., e.g., Heath 1921, ii 444-445; Barbera
1984; Fowler 1987, 144]. The broad similarity between the preface to this
treatise and a fragment [cf. Bowen 1982] of a work by Archytas on music is obvious and, though one may well doubt Jan’s claim [1895, 146]
that the source for the bulk of the treatise is Archytas, there is no denying that the Sectio retails one proof [cf. dem. 3: Menge 1916, 162.6-26]
which is attributed to Archytas by Boethius (AD 480-524) in his De institutione musica [Friedlein 1867, 285.9-286.4]. Moreover, as Düring suggests
[1934, 176-177], the opening sentence of the preface to the Sectio compares
favourably with what Heraclides Ponticus (late 4th cent. BC) may be ascribing to Pythagoras in the first few lines of the fragment of his Harmonica
introductio [During 1932, 30.7-8] preserved by Porphyry (AD 232-ca. 305).
But, regrettably, just as the debate about the authorship of the Sectio
canonis may be ill-founded, so may this consensus about its philosophical
character. There are, for instance, significant differences between the musical analysis in this treatise and the theory we may attribute to Archytas and
which we find repeated in the works of Theon of Smyrna, Nicomachus of
Gerasa (both second century AD), and of Boethius, for example. First, as I
have already noted, whereas Euclid proposes to justify quantifying musical
notes by means of the premiss that each pitch depends on (is) the relative
numerosity of the series of consecutive, airy projectiles which strike the ear
and produce what is heard as one sound, Archytas [Bowen 1982] maintains
that pitch is determined by the relative speed/force of the airy projectile [cf. Archytas, Fragment 1.45-46].
Now, the same view as Archytas’
(without the reference to force) is found in Nicomachus’ Harm. man. [Jan
1895, 242.20-243.10] and in Theon’s Expositio [Hiller 1878, 60.17-61.11].
Moreover, in Boethius’ De inst. mus., there is in book 1 an account fashioned after the preface of the Sectio [cf. Friedlein 1867, 189.15-191.4] which
adapts it to Archytas’ view, and in book 4 a translation of the Sectio that
departs from the original on this very point [cf. Friedlein 1867, 301.17-18;
Bowen and Bowen 1991, section 4]. What this all means is difficult to say.
Page 22
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Though Nicomachus is a Pythagorean and Boethius follows him in harmonic science,20 and though Adrastus (according to Theon [Hiller 1878,
50.4-21]) attributes the sort of account found in the fragment from Archytas to the Pythagoreans, one should hesitate to say that is Pythagorean, if
only because Adrastus [cf. Hiller 187, 61.11-17] also ascribes the same view
to Eudoxus, who was not, so far as I am aware, regarded as a Pythagorean
at any point in antiquity, and because Theon seems to be a Platonist.
Indeed, the storyis even more complicated.
Consider Fowler’s proposal [1987, 145-146] to assimilate the Sectio to
the Lyceum on the strength of Prob. xix 39 and a passage from Porphyry,
In harm. attributed to Aristotle [During 1932, 75.14-27: cf. Barker 1984-
1989, ii 98]. Now, in the passage from Porphyry, pitch is correlated with the
speed of the motions striking the ear, whereas, in the Sectio, pitch is identified with the relative numerosity of these motions [cf. Barker 1984-1989,
ii 98, 107n40]—as it is in Prob. xix 39 [cf. Barker 1984-1989, i 200-201].
So, it would seem that the thesis of the dependence of pitch on the speed of
the motion striking the ear may not be peculiar to the Pythagoreans. In
any case, Euclid and the author of Prob. xix 39—who is no longer thought
to be Aristotle—are the odd men out in this group. Yet this hardly puts
Euclid in the Hellenistic Lyceum. Not only is there no good evidence about
the provenance of the compilation known as the Problemata, the preface
of the Sectio only requires that relative pitch depend on (be) the relative
numerosity of pairs of series of consecutive motions, a thesis which is intelligible and quantifiable as I have indicated, and which does not suppose
or need the sort of talk found in Prob. xix 39 about the incidence of the
pairs of series on the ear.
Furthermore, according to Aristotle, the Pythagoreans thought that all
things are number and did not make the sort of ontological separation
between appearance and reality found in the Platonic corpus. But, if the
Pythagoreans maintained that number and numerical relations constitute
the reality of all there is, then, it is interesting to observe that, for Euclid,
though phenomenal musical notes are composed of series of consecutive
motions which (therefore) stand to one another in numerical ratios, and
though these series are said to belong to numbers, they are not said to be
composed of numbers. In other words, Euclid appears to regard numbers as
the reality of musical sound but—so far as I can tell from his language—he
20 This is an inference based on the general character of the De inst: mus., on the
nature of Boethius’ references to and treatment of Pythagoras and the Pythagoreans, and on how claims Boethius makes in his own voice (usually in the first
person plural) compare with what he says of the Pythagoreans: cf. De inst. mus.
i 9, ii 21-27, v 8.
Page 23
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)does not treat them as a reality constituting what is heard. Indeed, Euclid
leaves open the possibility of a different account of the relation between
appearance (what we hear) and reality. Moreover, in the fragment from
Archytas, the pitch of the sound is said only to vary as the speed/force
of the motion producing sound at that pitch; it is not claimed that the
pitch is composed of motion at this speed/force. Likewise, in the treatises
by Nicomachus, Theon, and Boethius—all of which agree with Archytas in
correlating pitch and speed—there is no such reduction of sound as heard
to the speed of motion. Thus, again, Euclid stands alone: his account fits
neither Aristote’s outline of Pythagorean analysis nor the accounts given
by such Pythagoreans as Archytas and the others.
Now I admit that such differences may only signify a divergence between
rivals schools of the Pythagorean family. But, in the absence of independent evidence confirming this, we should not ignore the possibility that the
Sectio canonis analyzes music from a standpoint, and for purposes, alien
to Pythagoreanism. This means that we should resist the temptation to
minimize these differences by carelessly lumping this treatise with other
Pythagorean writings and, even worse, by interpreting all these texts in
terms of one another.
The deeper problem in addressing the question of Euclid’s philosophical allegiances such as they appear in the Sectio canonis, however, is that
the modern, scholarly category of Pythagoreanism is not well defined in
harmonic science, no doubt in part because the Pythagorean version of the
science itself still eludes satisfactory interpretation.
Most of the criteria
currently used to classify a theory as Pythagorean are based upon ancient
descriptions of the intellectual schools of thought.
Unfortunately, when
the ancient musical theorists do make remarks about their predecessors
and contemporaries, they do not write as historians following the rules of
evidence and interpretation which we now take for granted.
Indeed, the
most one should concede at the outset is that their classifications and criticisms of intellectual trends and so on may hold at best of the period and
cultural context in which they were writing. Thus, for example, Andrew
Barker [1978a] has argued that Ptolemy’s characterization in the Harmonica of the controversy dividing the Pythagorean and Aristoxenian schools of
musical theory does not hold of the fourth century BC. Yet, Barker [1978a,
1] still takes it for granted that ‘a solid amount of what is attributed to
these schools by such writers as Ptolemy and Porphyry quite genuinely goes
back to the fourth century, to Aristoxenus on the one hand, and perhaps to
Archytas and his followers on the other,’ though this should be a matter
for argument and proof if we are ever to get an accurate account of Greek
harmonic science.
Page 24
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)But surely, one may ask, can we not follow the ancients and suppose
[cf., e.g., Barker 1981, 3; Fowler 1987, 144] that a theory is Pythagorean
if it analyzes music by means of whole-number ratios and prefers reason to
hearing in determining what is musical? Granted, these criteria appear to
be adequate to the fifth and fourth centuries BC (albeit perhaps because we
have so little clear, direct evidence of Pythagorean musical theory from this
period). But, on the basis of these criteria, one might also conclude that
the Harmonica by Ptolemy (ca. AD 150) is a Pythagorean text [cf. Barker
1984-1989, ii 270-271].
And this certainly does no good.
For, not only
does it conceal the profound differences in epistemology and argumentation
which exist between the Harmonica and, say, the roughly contemporary
Harmonices manuale by Nicomachus of Gerasa (cf. Bowen and Bowen 1991,
section 3], it also ignores the fact that much of the material in Nicomachus’
treatise may also be found in Theon’s Expositio, a treatise which draws
from Peripatetic sources (especially, Adrastus [cf. Hiller 1878, 49.6]) inter
alia in order to elaborate what is needed to understand Plato. In short,
these two criteria quickly prove inadequate to the complexity of relations
between the ancient documents concerning music which we do possess.
Likewise, I see no reason to pursue Barbera’s contention [1984] that
the proper context for interpreting the Sectio canonis is the Pythagorean
tradition which he thinks is defined by Theon and Nicomachus. Indeed,
it begs the question.
For, though Nicomachus presents his own work as
Pythagorean, Theon makes little mention of the Pythagoreans except to
point out where they agree with views he has already stated, and he introduces many of the same points as Nicomachus but as part of a general
learning (some of it drawn from Peripatetic sources) that is propaedeutic
to the study of Plato’s writings. Thus, on what basis and how are we to
decide whether the doctrine in question is Pythagorean? But this is the
very question we started with. Further, if we follow Nicomachus and regard
the doctrine as Pythagorean, should we also follow Theon and suppose that
it was generally viewed as propaedeutic to Platonic philosophy? And what
antiquity are we entitled to assign this doctrine in any case?
But, until
these questions, as well as others pertaining to the schools of harmonic
science in the second century AD, are answered satisfactorily, there is little
to be gained by using Nicomachus and Theon as authorities in interpreting
a treatise written perhaps some four hundred years earlier.
In sum, the claim that the Sectio canonis is Pythagorean is, by rights,
not a starting point but a conclusion; and the same holds of the too often
repeated assertion that Euclid was a Pythagorean [cf., e.g., Menge 1916,
xxxviii]. Moreover, the argument leading to this conclusion about the Sectio will be very arduous indeed.
For, not only will it have to deal with
Page 25
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)this treatise itself, it will have to uncover plausible criteria of Pythagoreanism in harmonic science, criteria which may well differ from period to
period. As matters stand now, we are not sufficiently informed to locate
the Sectio in a Pythagorean context. But, until we are, we must resist the
temptation to speculate by using it, for example, to elaborate the criticism
of the Pythagoreans found in book 7 of Plato’s Republic [cf. Barker 1978b].
Conclusion
The preface to Euclid’s Sectio canonis has puzzled readers for more than
two millennia. Even the ancients found it difficult, if the versions offered by
Porphyry [Düring 1932, 90.7-23] and Boethius [Friedlein 1867, 301.7-302.6]
are any indication: both Porphyry and Boethius omit the last argument.
The main reason, as I interpret the treatise, is that by compressing the
reductive, eliminative analysis at its core to the requirements of a deductive or inferential expository style, Euclid obscured his point. This is not,
however, a criticism. It is very difficult to present an argument involving
an eliminative, ontological reduction, when this reduction necessitates systematic ambiguity in the use of key terms (e.g., d66yyos as ‘the musical
note or pitch heard’ and as ‘the series of consecutive motions that strike
the ear producing a note at that pitch’).
But if so, then harmonic science raised problems for Euclid not found
in arithmetic and geometry. One has to be careful, then, in assessing criticisms of the Sectio canonis which take the Elements as a paradigm of style.
As for completeness, let us observe that there are no hints in the manuscript
tradition that the preface to the Sectio is part of a larger introduction. So,
in this limited sense at least, what we have is complete. Yet, is the preface incomplete because it lacks the preliminary suite of definitions and so
on that one would expect given the Elements?
On balance, I would say
that even in this sense the preface is complete. For, though the question
itself, Why are concords concordant?, is unstated and the single term is
implicit, what is written does constitute a very economical, compressed,
and coherent answer; and to require a more elaborate account in which all
is spelled out (for our benefit) seems unwarranted.
Still, the contention
that the preface is complete will not be demonstatrated satisfactorily in
the absence of a reading of the entire treatise showing its unity and coherence, or without a thorough study of the other Euclidean treatises and
of the corpus of texts in harmonic science that aims to discover the relevant
criteria of exposition and argumentation.