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THE HOT AND THE COLD, THE DRY AND THE WET
IN GREEK PHILOSOPHY
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In a previous article (7HS Ixxxii (1962) 56 ff.) I examined some of the theories and
explanations which appear in Greek philosophy and medicine in the period down to
Aristotle, in which reference is made to right and left or certain other pairs of opposites
(light and darkness, male and female, up and down, front and back), and I argued that
several of these theories are influenced by the symbolic associations which these opposites
possessed for the ancient Greeks. In the present paper I wish to consider the use of the
two pairs of opposites which are most prominent of all in early Greek speculative thought,
the hot and the cold, and the dry and the wet. My discussion is divided into two parts.
In the first I shal) examine the question of the origin of the use of these opposites in Greek
philosophy. How far back can we trace their use in various fields of speculative thought,
and what was the significance of their introduction into cosmology in particular? And
then in the second part of my paper I shall consider to what extent theories based on these
opposites may have been influenced by assumptions concerning the values of the opposed
terms. Are these opposites, too, like right and left, or male and female, sometimes conceived
as consisting of on the one hand a positive, or superior pole, and on the other a negative, or
inferior one? How far do we find that arbitrary correlations were made between these and
other pairs of terms, that is to say correlations that correspond to preconceived notions of
value, rather than to any empirically verifiable data?
I
On the problem of the origin of the use of these opposites in various types of speculative
theories, it is as well to begin by reviewing the incontrovertible evidence for the postParmenidean period before turning to the much less certain and more difficult evidence for
earlier writers. The first extant philosophical texts in which the hot and the cold, the dry
and the wet are explicitly described as being present at the first stage of cosmological
development are certain fragments of Anaxagoras. Fr. 4, for instance, specifically mentions
these opposites, along with the bright and the dark, ‘much earth’ and ‘innumerable seeds’,
as being present in the original mixture when ‘all things were together’, and the same three
pairs of opposites, together with the rare and the dense, are described in fr. 12 as separating
off from one another in the repixopyoss initiated by Nous. The first extant text in which we
find a physical theory based on the hot and the cold, the dry and the wet as the four primary
elements or components of other things appears to be in the Hippocratic treatise On the
Nature of Man, ch. 3 (L vi 36 17 ff.) where the author states that on death each of the
components of a man’s body returns to its own nature, 76 re Uypòv mpôs TO bypov Kal ro Enpov
mpos ro Enpov Kal ro Beppòv rpös TO Beppòv Kal TO Ywypdv pos TO duypov. rouaërn de Kai r@v
1 The reference to Melissus in ch. 1 (34 6) provides
a terminus post quem for chs. 1-8 of this composite
treatise, and to judge from the report in Anon. Lond.,
(e.g. L. Bourgey, Observation et Expérience chez les
médecins de la collection Hippocratique, Paris, 1953, 31 f.),
F, Heinimann for one (Nomos und Physis, Basel, 1945,
xix 1 ff., its author was Polybus, the son-in-law of
158 ff.) puts it at the very end of that century or the
Hippocrates (the theory of veins in ch. 11, 581
ff.,
beginning of the fourth, on the grounds that the
may also be ascribed to Polybus on the authority of
antithesis between vóuos and pio:s is already drawn
Aristotle, HA 512b 12 ff.). While most scholars
date this work in the second half of the fifth century
quite sharply in chs. 2 and 5.
Pagina 2
Bekijk in PDF(opent in een nieuw venster)THE HOT AND THE COLD, THE DRY AND THE WET
IN GREEK PHILOSOPHY
IN a previous article (FHS Ixxxii (1962) 56 ff.) I examined some of the theories and
explanations which appear in Greek philosophy and medicine in the period down to
Aristotle, in which reference is made to right and left or certain other pairs of opposites
(light and darkness, male and female, up and down, front and back), and I argued that
several of these theories are influenced by the symbolic associations which these opposites
possessed for the ancient Greeks. In the present paper I wish to consider the use of the
two pairs of opposites which are most prominent of all in early Greek speculative thought,
the hot and the cold, and the dry and the wet. My discussion is divided into two parts.
In the first I shall examine the question of the origin of the use of these opposites in Greek
philosophy. How far back can we trace their use in various fields of speculative thought,
and what was the significance of their introduction into cosmology in particular? And
then in the second part of my paper I shall consider to what extent theories based on these
opposites may have been influenced by assumptions concerning the values of the opposed
terms. Are these opposites, too, like right and left, or male and female, sometimes conceived
as consisting of on the one handa positive, or superior pole, and on the other a negative, or
inferior one? How far do we find that arbitrary correlations were made between these and
other pairs of terms, that is to say correlations that correspond to preconceived notions of
value, rather than to any empirically verifiable data?
I
On the problem of the origin of the use of these opposites in various types of speculative
theories, it is as well to begin by reviewing the incontrovertible evidence for the postParmenidean period before turning to the much less certain and more difficult evidence for
earlier writers. The first extant philosophical texts in which the hot and the cold, the dry
and the wet are explicitly described as being present at the first stage of cosmological
development are certain fragments of Anaxagoras. Fr. 4, for instance, specifically mentions
these opposites, along with the bright and the dark, ‘much earth’ and ‘innumerable seeds’,
as being present in the original mixture when ‘all things were together’, and the same three
pairs of opposites, together with the rare and the dense, are described in fr. 12 as separating
off from one another in the srepiywpnors initiated by Nous. The first extant text in which we
find a physical theory based on the hot and the cold, the dry and the wet as the four primary
elements or components of other things appears to be in the Hippocratic treatise On the
Nature of Man, ch. 3 (L vi 36 17 ff.)t where the author states that on death each of the
components of a man’s body returns to its own nature, 76 re dypov mpôs 76 bypov Kal To Enpov
mpös To Enpov Kal 76 Hepuöv mpôs TO Oeppòv Kai Td huypôv mpôs TO ıkuxpöv. ToLadrn dè Kal TOV
1 The reference to Melissus in ch. 1 (34 6) provides
a terminus post quem for chs. 1-8 of this composite
treatise, and to judge from the report in Anon. Lond.,
(e.g. L. Bourgey, Observation et Expérience chez les
médecins de la collection Hippocratique, Paris, 1953, 31 f.),
F. Heinimann for one (Nomos und Physis, Basel, 1945,
xix 1 ff., its author was Polybus, the son-in-law of
158 ff.) puts it at the very end of that century or the
Hippocrates (the theory of veins in ch. 11, 58 1 ff.,
may also be ascribed to Polybus on the authority of
Aristotle, HA 512b 12 ff.).. While most scholars
beginning of the fourth, on the grounds that the
antithesis between vóuos and púous is already drawn
quite sharply in chs. 2 and 5.
date this work in the second half of the fifth century
Pagina 3
Bekijk in PDF(opent in een nieuw venster)Ebwv Eoriv 7 Bors kai TÔv dMwv mévrwv.? In other fifth-and fourth-century texts these
opposites are associated with the elements, rather than named as elements themselves.
In fr. 21 3-6 Empedocles connects certain pairs of opposites (hot and cold, bright and dark)
with certain of his ‘roots’,? though how far he went in working out a comprehensive schema
of such associations, it is much more difficult to say.* But in the Hippocratic work On
Fleshes,5 for example, we find a quite elaborate schema (ch. 2, L viii 584 9 ff.).
Here too
there is a four element theory, the most important element being the hot itself (“what the
ancients called ai@yp’). Of the other three elements, earth is said to be cold and dry, 7p is
hot and wet, and ‘that which is nearest the earth’ (the sea?) is ‘wettest and thickest’.
Another such theory is found in On Regimen i® where the writer asserts that there are two
component elements of all living creatures, namely fire and water, but ‘the hot and the dry
belong to fire, and the cold and the wet to water’, though ‘there is some moisture in fire’
and again ‘there is some of the dry in water’ (chs. 3 and 4, L vi 472 12 ff., 474 8 ff.).?
The evidence for the post-Parmenidean period is clear enough. In the late fifth and
early fourth centuries the hot and the cold, the dry and the wet, whether alone or in conjunction with other pairs of opposites, were used in at least two types of physical theories,
(1) where they figure as elements themselves, i.e. as the primary substances of which other
things are composed (as in On the Nature of Man) and (2) where they are associated with the
elements, when these were conceived in the form of other substances (as in On Fleshes).®
2 In ch. 4 (38 19 ff.) the writer describes the
components of the body in terms of the four humours,
blood, phlegm, bile and black bile, but these are in
turn correlated both with the opposites and with the
of taste—bitter, sweet and others’, and he instances
frs. 65, 67, 75, go and 104. But there is nothing in
these fragments to suggest that these opposites are
associated with specific ‘roots’. Empedocles’ theory
four seasons in ch. 7 (46 9 ff): e.g. blood, like the
season spring, is said to be wet and hot.
3 ‘Sun’ (ie. fire) is undoubtedly described as
of these associations survives in fr. 21 alone, and
there the doctrine seems to be still in quite a rudibright and hot in verse 3 (nélov uëv AevKdv ópäv Kai
Oepuòv drdvrn) and ‘rain’ (i.e., water) as dark and
cold in verse 5 (öußpov 6° év nâou Övopderrd Te
ptyadégov te), and when Aristotle quotes these lines at
GC 314b 20 ff., he adds that Empedocles ‘characterises
the other elements too in a similar way’. But in the
more complete version of the fragment quoted by
Simplicius (in Ph. 159.13 ff.) the interpretation of
the lines which refer to the other two elements is far
from clear. Verse 6 (èk 6° aing npop&ovou Oeheuvd ve
Kal otepewnd) seems to associate earth with solidity,
particularly (but not, apparently, with hot or cold):
Aristotle, at least, took Empedocles’ theory to have
been that earth is heavy and hard (GC 315a 1of.).
Verse 4 is even more obscure: äußpora à 600’ cider
te Kai apyéte devetar aùyfj. If we take this to refer.
to air (though this has been doubted by some
scholars), it seems to imply that this element, too,
like fire apparently, is warm and bright.
4 C. H. Kahn, Anaximander and the Origins of Greek
Cosmology, New York, 1960, 127, has suggested that
‘if the complete poem of Empedocles had survived,
we might see that his theory was as fully articulated
as that of Aristotle’ (in which each of the four simple
bodies is constituted by two of the four primary
opposites, hot, cold, dry, wet, e.g. fire by the hot and
the dry), but this is a very doubtful conjecture.
Kahn points out that ‘other fragments permit us to
catch a glimpse of the causal roles ascribed to the
hot and cold, the dense and rare, and to the qualities
mentary form.
5 On the date of this treatise, see K. Deichgraber,
Hippokrates, über Entstehung
und
Aufbau
des
menschlichen Körpers, Leipzig, 1935, 27 n. 4, who concludes that it belongs to the end of the fifth century.
It should be remembered, however, that the date of
this, as of almost every other, Hippocratic treatise
cannot be determined with any degree of precision.
6 This treatise is now generally agreed to be more
probably a fourth- than a fifth-century work (see,
e.g., J.-H. Kühn, System- und Methodenprobleme im
Corpus Hippocraticum, Hermes Einzelschriften 11, 1956,
80 n. 1).
7 Anon. Lond. xx 25 ff. attributes a neat schema
of elements and ‘powers’ to Philistion: there are four
elements and each of these has its own ‘power’, fire
hot, air cold, water wet and earth dry. The dates of
On Fleshes and of Philistion are, of course, known
only very imprecisely, but it seems possible that the
theories of Empedocles, On Fleshes, Philistion and
Aristotle represent a gradual and continuous progress
towards a doctrine of elements and opposites that is
at once simple and comprehensive.
8 We should also note theories of the type found
in Diogenes of Apollonia in which there is a single
primary element (in his case ’Aúp) but hot and cold,
dry and wet and so on are mentioned as its differentiations (see fr. 5: got yap noAútponos (sc. 6 Amp) Kai
Oepudtepos Kai puypdtepos Kai Enpôtepos Kal bypdtEepos
kai oracıudrepos Kal d&vtépny Kivnow Exwv).
Pagina 4
Bekijk in PDF(opent in een nieuw venster)In addition, there are, of course, innumerable pathological theories in the Hippocratic
Corpus, in which diseases are attributed either to these opposites directly, or to their effect
on other substances or parts of the body. To mention just two typical examples, in On the
Places in Man the writer says that ‘pain is caused both by the cold and by the hot, and both
by what is in excess and by what is in default’ (ch. 42, L vi 334 1 ff.), and the author of
On Affections puts it that ‘in men, all diseases are caused by bile and phlegm. Bile and
phlegm give rise to diseases when they become too dry or too wet or too hot or too cold in
the body’ (ch. 1, L vi 208 7 ff.). The author of On Ancient Medicine (writing after Empedocles,
as we know from ch. 20, CMG i.1 51 Io) attacks the extreme version of such a theory in
which the hot, the cold, the wet or the dry was postulated as the sole cause of diseases, and
it would appear from a text in Aetius, at least (v 30.1, DK 24 B 4) that the use of these
opposites in theories of disease goes back as far as Alcmaeon, who is reported to have held
that health depends on the ioovouia of certain factors in the body, and that the povapyia of
one of these causes diseases: as examples of the factors, or as he calls them the ‘powers’, in
question, Aetius mentions wet, dry, cold, hot, bitter and sweet.
Hot and cold, dry and wet seem to have been used in pathological theories as early as
Alcmaeon, but how far back can we trace their use in cosmological doctrines? With the
exception of some fragments of Heraclitus (notably fr. 126), we rely on the testimony of
Aristotle and Theophrastus, and sources which were in turn dependent on them, for our
evidence concerning the role of these opposites in pre-Parmenidean writers. For many
years these authorities were thought quite reliable enough by the majority of scholars.
What might be described as the traditional view of the role of these opposites in the early
stages of Greek philosophy is expressed by Cornford, for example (Principium Sapientiae,
Cambridge, 1952, 34): ‘in studying Anaximander’s system we shall find the four cardinal
opposites mentioned by Hippocrates [Cornford has just referred to the treatise On Ancient
Medicine ]—hot and cold, moist and dry—playing a leading role in cosmogony. They can
be identified with the four seasonal powers of summer and winter, rain and drought; and,
in the order of space, they become the four elements of Empedocles, fire, air, water, earth.’
Yet first Heidel® and Cherniss!® and then more recently McDiarmid" have seriously
impugned the accuracy of both Aristotle’s and Theophrastus’ accounts of Presocratic
philosophy.
Moreover it was just at this point, in his attribution of theories based on
opposites to the Presocratics, that Aristotle’s interpretation was particularly attacked on
the grounds that in Physics A, for example, he is attempting to show that all earlier thinkers
held the opposites as principles in order to establish that his own theory of Form and
Privation is both fina] and inclusive. Commenting on the accounts of Anaximander given
by Aristotle and Theophrastus, McDiarmid put it that ‘their interpretation clearly presupposes that he had subscribed to the specifically Aristotelian notion of the equilibrium of
the contraries and the genesis of the four simple bodies through the interaction of the
contraries on undifferentiated matter’ (op. cit., 99), and Holscher,!2 too, remarked, with
reference to the report on Anaximander in pseudo-Plutarch Stromateis 2 (DK 12 A 10), that
‘die gegensätzlichen Qualitaten Heiss und Kalt können als solche nicht anaximandrisch
sein’. Nevertheless both Kahn!? and most recently Guthrie! have upheld the general
reliability of our evidence concerning the role of opposites in the systems of the Milesians.
9 W. A. Heidel, ‘Qualitative Change in Presocratic Philosophy’, Archiv f. Gesch. d. Philos., xix
(1906) 333 ff.
10 H. Cherniss, Aristotle’s Criticism of Presocratic
Philosophy, Baltimore, 1935.
H J. B. McDiarmid, ‘Theophrastus on the Presocratic Causes’, Harvard Studies in Classical Philology
Ixi (1953) 85 ff.
12 U. Hölscher, ‘Anaximander und die Anfänge
der Philosophie’, Hermes, Ixxxi (1953) 266.
13 Op. cit, especially ch. 2, 119 ff.
14 W. K. C. Guthrie, A History of Greek Philosophy
i, Cambridge, 1962. See also Guthrie’s article,
‘Aristotle as a Historian of Philosophy’, JHS Ixxvii
(part ı) (1957) 35 ff.
Pagina 5
Bekijk in PDF(opent in een nieuw venster)The general problem of the reliability of our sources for Presocratic philosophy cannot be
entered into here. But since there is a quite fundamental disagreement, among those who
have studied the matter, on whether the hot and the cold, and the dry and the wet themselves were used in cosmological theories as early as Anaximander, a brief re-examination
of the evidence that is relevant to this particular question must be undertaken.
The problem hinges on our interpretation of the evidence concerning Anaximander,
and first of all we should grant a general point to McDiarmid and others, that on certain
occasions when Aristotle or the doxographers have attributed a theory based on contraries,
or on the hot and the cold in particular, to one or other of the Presocratic philosophers,
they have undoubtedly reformulated the theory in question. A clear example is Ph. 188a
20 ff. (cf. Metaph. 986b 34) where, indeed, Aristotle himself makes it plain that he has
reformulated the doctrine of Parmenides. kat yap Ilapueviôns Oepuov kal pvyxpòv apyds roel,
he says, and then goes on radra 5€ mpocayopevet mip Kai yÿv.15 The report in Hippolytus
(Ref. i 7 3, DK 13 A 7) on Anaximenes’ cosmology contains what seems to be a similar
rationalisation of an original theory in terms of the hot and the cold, for having described
the changes which air undergoes as it rarefies and condenses (becoming fire on the one
hand, and wind, clouds, water, earth and stones on the other), Hippolytus concludes with
the inference: wore TA Kupudtata THs yevéoews Evavria elvar, Hepuov Te Kal duypov.1$ As
regards Anaximander himself, the main sources of evidence on which we must base our
interpretation of the role of opposites in his system are (1) the reports in Aristotle and
Simplicius, (2) the account of his cosmology in pseudo-Plutarch and (3) the extant fragment.
We may consider these in turn to see how far they enable us to determine the nature of his
cosmological theories and the terms in which they were expressed.
Anaximander is rarely mentioned by name in Aristotle,!” and of the passages in question
only one (Ph. 187a 20 ff.) is relevant to the problem of his use of opposites.
12 ff. Aristotle divides the theories of the puouxoi into two groups.
At Ph. 187a
One group of philosophers postulated a single element and derived other things from this by condensation and
rarefaction, and the other group is described as follows: of 8 Ex rod évos Evovoas Tas
évavruórnras exkpiveodar, worep "Avakiuavdpos noi, Kal oort 8° Ev Kat moAAd paow eiva,
domep "EumeöorAns kal "Avagaydpas: èk TOO plypatos yap Kal odro. ékkpivouar Tada. Now
with regard to Empedocles and Anaxagoras, the accuracy of this statement can be checked
by referring to the extant fragments of the philosophers themselves. Anaxagoras, at least,
undoubtedly refers to a ‘separating off’ of certain pairs of opposites (the term used in the
extant fragments being droxkpiveoôu), though, as Aristotle himself points out at Ph. 187a
15 Tt may be noted that in this instance later
writers refer to Parmenides’ principles more often as
fire and earth than as hot and cold, e.g. Theophr.
Phys. Op. fr. 6 (Alex. in Metaph. 984b 3, p. 31, 7
Hayd., DK
A 7), Hip. Ref. i 11.1, DK
A 23, Diog. L.
ix 21, DK A 1, but contrast rö Oepuòv Kai TO puypdv
in Diog. L. ix 22, and at Aet. ii 20.8a, DK A 43,
what is ‘rarer’ is described as hot, and what is
‘denser’ as cold. Aristotle’s reference to Parmenides’
second principle (Núé) as ‘earth’ has been taken as a
typical misinterpretation (McDiarmid, op. cit, 120 f.),
but it seems probable enough, to judge from the
description of night as ‘dense’ and ‘heavy’ (fr. 8 59),
that this principle was associated with earth, if not
actually identified with it.
16 Contrast the testimony of Plutarch (de prim.
Jrig. 7 947F, DK 13 B 1) which suggests that
Anaximenes reduced differences of temperature to
differences of density (and this accords with the
frequent mention of ‘the rare’ and ‘the dense’ in
other reports on Anaximenes, e.g. Theophr. Phys. Op.
Jr. 2, Simpl. in Ph. 24.26 ff, DK A 5). Kahn,
however, apparently takes the evidence of Plutarch
in precisely the contrary sense, as if Anaximenes
reduced differences of density to differences of temperature, for he comments (op. cit., 160) ‘Anaximenes
seems in fact to have made use of these two (viz.,
Hot and Cold) in their classic function, as powers of
rarefaction and condensation (B 1, A 7.3).’
17 Four times in all (Ph. 187a 20 ff., 203b 14, Cael.
295b 12, Metaph. 1069b 22), excluding the valueless
reference in the spurious de Melisso (975b 22). On
the passages which refer to unnamed philosophers
who postulated an element intermediate between
fire and air, or between air and water, see the full
discussion in G. S. Kirk, ‘Some problems in Anaximander’, CQ N.S. v (1955) 24 ff.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)25 f., it is not only the opposites, but also what Aristotle calls ra oposouepñ that are present
in the original mixture and separate off from it. In Empedocles, on the other hand, the
principal substances that are described as coming together and separating off are the ‘roots’
(between which there are, it is true, certain oppositions!®), rather than such opposites as
hot and cold, or wet and dry themselves. It would seem, then, that when Aristotle groups
these three philosophers together and suggests that they all ‘separate out the opposites that
are present in the one’, this is only true as a broad generalisation, and indeed there is a
further reason not to press the term évayriérnres too far here, in that throughout this
chapter Aristotle is arguing towards the general conclusion that all previous philosophers
‘make the opposites in some way the principles of all things’ (Ph. 188a 26 f., cf. also a 19 and
b 27 ff.).
It is true, of course, that the theory of the separating-out of opposites is particularly
associated with Anaximander at Ph. 187a 20 ff., but if this passage is good evidence that he
referred to opposed substances of some sort in his cosmological theory, it leaves the problem
of the precise nature of those substances still unresolved.
The interpretation that the substances that separate off from the Boundless were the
hot and the cold, the dry and the wet themselves rests, rather, on the testimony of Simplicius.
First there is a passage which contains not so much a direct report on Anaximander’s
theory, as a generalising comment on it. We are told that Anaximander oök dAÀAotovuévov
Tod orouxeiou THY yéveow moet, GAN drroKpwopevwv TÔv Evarriwv Sia THs lou Kiwhoews
(in Ph. 24.23 ff, DK 12 Ag).1® The use of the term dAdovodcba shows that this comment
is made in part, at least, in the light of Aristotle’s analysis of different types of change, and
once again it would be rash to try to press the term évavria too far. Elsewhere, however,
Simplicius specifies the opposites in question as Bepuóv, bvxpóv, Enpdv, bypdv, Kal Tà dAAa
(in Ph. 150.24 f., DK ib.). Yet this passage occurs in a commentary on the text of Aristotle
which we have already discussed (Ph. 187a 20 ff.), and it is quite clear, as indeed Kahn
grants, that Simplicius is, here, ‘more concerned to explain Aristotle’s text than to describe
Anaximander’s doctrine in detail’. Kahn goes on to suggest, however (op. cit, 41), that
while the second pair of opposites, dry and wet, may or may not have been supplied by
Simplicius, the first pair, hot and cold, was certainly given by Theophrastus. He cites two
pieces of evidence for this, which we must now consider, namely a text of Aetius and the
account of Anaximander’s cosmology in the Stromateis, and these do indeed suggest, quite
strongly, that the hot and the cold were mentioned in Theophrastus’ account of Anaximander.
This still leaves the much more difficult question of whether Theophrastus mentioned the
hot and the cold in an attempt to elucidate Anaximander’s theory, or in a direct report
on it, and while it is, no doubt, impossible to achieve certainty on this problem, some light
is thrown on it by examining the context of the reference to these opposites in the two texts
in question. Thus at ii 11.5 (DK 12 A 17a) Aetius reports: ”Avafiuavdpos èk Bepuod Kal
Puxpod piyparos (sc. elvaı rôv oùpavér). As the context in Aetius shows, the theory reported
here is not a general cosmologica] doctrine, but one that concerns the substance of the
heavenly sphere (oöpavós means ‘heavens’ rather than ‘universe’ here). Now we do not
lack other reports on Anaximander’s theory of the nature of the heavenly bodies, the stars,
18 See above, n. 3, on fr. 21 3 ff. The main
opposition referred to there is that between fire and
water, and this is an obvious fact of experience. As
Kahn points out, op. cit., 160, the enmity between
these two was proverbial, e.g. Theognis 1245 f.,
Aesch. Ag. 650 f. and cf. the fight between Hephaestus
and the river Xanthus at Jl. xxi 342 ff.
19 This text occurs in a passage in which Simplicius
first quotes Anaximander’s fragment and then goes
on to conjecture the motives which may have led him
to postulate td äneıpov (Öfjov de Ott Tv eis GAAnAa
uerapohijv tév Terrapwv otoryeiwy odtos Oeaodpevos
oök nElwoev Ev Tı todtwv Önorelusvov norjoaı, GAAG TE
äÂlo napa radra + oöros ÖL oùk dAAorovuévov KtA), and
while this conjecture is plausible enough (cf. also
Arist. Ph. 204b 22 ff.), it is obvious that Anaximander
cannot have argued in precisely the way in which
Simplicius suggests since this argument depends on
the anachronistic doctrine of the four elements.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)sun and moon. Hip. Ref. i 6.4-5 (DK A 11), Aet. ii 13.7 (DK A 18), ii 20.1 (DK
A 12)
and ii 25.1 (DK A 22) all agree in the main features of the theory of the heavenly bodies
which they attribute to Anaximander, which is that they are circles of fire which are
enclosed in dp but which have certain openings at which the stars, sun and moon appear.
When we have a set of reports that tell us that according to Anaximander the heavens
contain a series of circles composed of fire and opaque mist, and when we also know that
Aristotle and the doxographers do sometimes reformulate the theories of the Presocratics in
terms of the neater opposites hot and cold (see above), there is clearly a distinct possibility
that the report in Aet. ii 11.5 which refers to the heavens themselves as being composed of
a mixture of hot and cold is just another such reformulation, especially since Aristotle’s
interpretation of Parmenides’ principles fire and earth/night as hot and cold sets such a close
precedent.
The second passage in which the hot and the cold are mentioned is in the fullest account
of Anaximander’s cosmology which we possess, pseudo-Plutarch Stromateis 2: dmoi de 70°
ex TOD dudiou yovipov Oeppoû Te Kai buypoû Kara THY yéveow TODdE TOD kéouou arroKpLOFAvat Kai Tuva
Ex Toúrov ddroyos odaipay srepidvijvar TH mepi THY yhv dépr ws TH Sévdpw pAouóv : fjorwos
dmoppayeions Kal eis
Tas
amorAeıodeions
KUKAOVS
Ömroorfjvar
Tòv
qAvov
kat
THY
oeAnvnv
Kal
rods dorépas. The comparison between this passage and Simplicius in Ph. 24.23 ff. is
instructive. Where Simplicius refers quite generally to a ‘separating off of opposites’, the
author of the Stromateis specifies that what separates off from the Boundless (or the Eternal)
is, as he puts it, yóviuov Bepuod Te Kal ıbuypod, i.e. that which is ‘capable of generating hot
and cold’. But Kirk and Raven” rightly point out that ‘the nature of the hot (substance)
and cold (substance) thus cryptically produced appears from what follows: they are flame
and air-mist (the inner part of which is assumed to have condensed into earth)’. And
thereafter the account describes how the flame is broken up into circles (surrounded by
mist, though this is not stated here) to form the heavenly bodies. Here too, then, there
seems to be a distinct possibility that the reference to ‘hot and cold’ is in the nature of a
comment on Anaximander’s theory, rather than a verbally accurate report.
To recapitulate the evidence for Anaximander considered so far: on the one hand,
Aristotle and Simplicius refer quite generally to a separating offofopposites in Anaximander’s
cosmology, and Simplicius certainly reports in one passage that the substances in question
are ‘hot, cold, dry, wet and the rest’. Again, the hot and the cold at least are referred to
in one text of Aetius (ii 11.5) and again in the phrase yovınov Oeppoû re kal puypod in the
Stromateis. On the other hand, Aristotle and the doxographers do sometimes reformulate
Presocratic theories in terms of the opposites (such as hot and cold); against Aet. ii 11.5 it
may be argued that elsewhere Anaximander’s theory of the heavenly bodies is much more
often described in terms of fire and mist, and the reference to hot and cold in the phrase
quoted in the Stromateis seems simply to anticipate the fuller and more precise description
that follows: in effect what is produced from the original ‘germ’ is a flame which grows
round the mist that encircles the earth.
On this evidence, the view adopted by Hölscher,
that what was produced from the Boundless was not ‘the hot’ and ‘the cold’ as such, but
rather such substances as (e.g.) flame and mist,?* seems, to my mind, to have the balance
of probabilities in its favour; and it seems to derive some support from the fact that in the
earliest physical and cosmological theories which have survived in original fragments
(those of Xenophanes, Heraclitus, and Parmenides in the Way of Seeming) the primary
20 Diels (Doxographi, 579 note ad loc.) suggested tt
as a possible alternative, and this is preferred by
Kahn. DK and Kirk and Raven retain td, however.
21 Hölscher, Kahn and Guthrie understand the
term ypóviuov (rightly, I believe) on the analogy of
the similar expression yóviuoc Kal Cbwv Kai gur&v
VOL. LXXXIV
which is used of the heat of the sun in Theophrastus
de Igne 44.
22 The Presocratic Philosophers, Cambridge, 1957, 133.
23 Hölscher (op. cit., 266) refers tentatively to
‘Feuer und Luft’, but stresses that the question must
remain open.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)elements of which other things are composed are such substances as water and earth,” fire,
light and night, and not the hot, the cold, the dry and the wet themselves?
Yet if the likelihood is that Anaximander’s cosmological theory was stated in terms of
such substances as e.g. fire and mist, there is surely no reason to doubt that an important
and original feature of that theory was that the relationship between the substances in
question was conceived as some sort of opposition.
This seems clear from the one major
piece of evidence that we have yet to consider, the fragment itself, where he says diddvat
yap adra Ölkmv kat Tiouw dÀAfAors THS Adırlas KaTa THY TOO xpovov rafıv.
If we assume, as
we surely must, that adrd here refers to cosmological factors of some sort, the sentence tells
us nothing about the nature of those factors, but what it does illuminate is Anaximander’s
conception of the relationships between them, which are described in terms of alternating
aggression and reconciliation.
As Kirk and Raven, among others, have noted (op. cit., 118)
‘the things which commit injustice on each other must be equals, different and correlative’,
and they continue ‘these are most likely to be the opposed substances which make up the
differentiated world’. Now the parallels between the known features of Anaximander’s
cosmology and the system which Parmenides describes in the Way of Seeming are quite
striking.
Whether or not we hold (with Gigon?®) that the substances that separate off from
the Boundless are Light and Darkness themselves, there seems to be a close similarity
between the fire or flame and opaque mist which appear in the reports of Anaximander’s theory
of the heavenly bodies and in the early stages of the cosmology attributed to him in the
Stromateis, and the two principles which Parmenides calls gAoyòs aidepıov mip (fr.8 56) or
pdos (fr. 9) or pAdé (fr. 12) and vdé ddans or äpavros ( fr. 8 59, fr. 9 3),2” and it has often been
noticed that the obscure system of interwoven rings, composed of fire or light and darkness,
which Aetius (ii 7.1, DK 28 A 37) attributes to Parmenides and which is referred to briefly
in fr. 12, bears a marked resemblance to Anaximander’s system of the heavenly bodies,
with its series of rings compounded of fire and mist.?8 But it is the account of the relationships between major cosmological factors which especially concerns us here. Where we
infer from Anaximander’s fragment that certain cosmological factors (whether two or more
than two in number) are opposed to one another, but of equal status, Parmenides’
description of his principles in the Way of Seeming is explicit: they are opposites (rdvria 8
ékpivavro deuas fr. 8 55, révria v. 59) and ‘both of them are equal’ (icwv dudorépwv fr. 9 4).
There is, of course, no need to suppose that Anaximander is the only, or even the most
important, influence which can be detected in the Way of Seeming.
4 E.g. Xenophanes frs. 29 and 33, though neither
of these fragments necessarily implies a general
physical theory (see Guthrie, HGP i 383 ff.).
25 These opposites are, however, mentioned in
Heraclitus fr. 126. But this simply refers (like many
other fragments in Heraclitus) to the interconnection
between these opposites (we might compare the
mention of day and night, winter and summer, war
and peace, satiety and hunger in fr. 67, for example),
and does not suggest that these opposites have any
special role in Heraclitus’ physical or cosmological
theory.
To judge from frs. 31 and 36 that theory
was stated in terms of fire, earth and sea (water),
and not in terms of the opposites as such themselves.
26 Der Ursprung der griechischen Philosophie, Basel,
1945, 75+
27 This is not to say, of course, that in choosing
Light and Night as his principles in the Way of
Seeming Parmenides may not have been influenced
by other philosophers besides Anaximander. It has
often been remarked that this pair figures in the
Parmenides’ own
Pythagorean ovotovyia given by Aristotle at Metaph.
g86a 22 ff., though we cannot be certain whether
this represents a pre- or a post-Parmenidean theory.
It may be added that the question of whether, or in
what sense, the cosmology of the Way of Seeming
represents Parmenides’ own beliefs is irrelevant to
the present issue in that whatever view we adopt on
that problem, the cosmology in question may exhibit
resemblances to Anaximander’s system.
28 There is a full discussion of Parmenides’ highly
obscure theory in Heath, Aristarchus of Samos, London,
1913, 66 ff., who notes that it ‘seems to be directly
adapted from Anaximander’s theory of hoops
or wheels’. Yet Parmenides’ theory was clearly
an adaptation, rather than simply a copy, of
Anaximander’s, for while each of Anaximander’s
wheels consisted of fire enclosed in mist, Parmenides
apparently distinguished between three different
kinds of rings, one sort made of ‘the rare’ (light)
alone, a second made of ‘the dense’ (darkness) alone,
and a third composed of both elements combined.
Pagina 9
Bekijk in PDF(opent in een nieuw venster)claim that it is the best cosmology of its kind (which is implied by the remark ws où un more
tis oe BporÔv yvun mapeAdoon fr. 8 61) suggests that whatever influences he has undergone,
or whatever the sources from which he has drawn, he has modified and developed his
predecessors’ theories in the Way of Seeming, not simply copied them, and indeed there
appear to be certain specific points of difference between the theories reported from the
Way of Seeming and those ascribed to Anaximander in particular (see above n. 28).
But
if we ask what form the opposition between cosmological factors took in Anaximander, the
Way of Seeming suggests one possible answer.
The things whose acts of aggression are
referred to in Anaximander’s fragment were certainly &vavrioı in the original sense of
hostile to one another. But if the things in question were not the hot and the cold, the dry
and the wet themselves, it seems probable enough that they were conceived as possessing
certain specific opposite characteristics, just as in Parmenides’ Way of Seeming Night is
described as dense and heavy and Fire is, no doubt, conceived both as rare and light
(though the text of fr. 8 57 is corrupt).
In conclusion, we may agree with Hölscher and
others that the reports in Aristotle and Simplicius that refer to a separating off of opposites
have to some degree reformulated Anaximander’s ideas, and yet the actual extent of that
reformulation may not have been very great.
Whatever the substances were that separate
off from the Boundless in the early stages of cosmological development, the notion of some
opposition between them certainly seems to have been part of Anaximander’s theory.?® If
the evidence suggests that these substances were, e.g., fire and mist rather than the hot and
the cold themselves, it nevertheless seems possible, and indeed quite probable, that
Anaximander himself distinctly associated hot and cold and other pairs of opposites with
the substancesin question, just as Parmenides associated certain pairs of opposites (rare and
dense, light and heavy) with Fire and Nightin the Way of Seeming.
A note should be added on the originality and significance of Anaximander’s theory of
the interactions between opposed cosmological factors. It is well known that certain
Presocratic cosmological doctrines are foreshadowed, though often only quite dimly foreshadowed, in Homer and Hesiod. The notion of ‘elements’, i.e. primary component parts,
is, perhaps, implicit in the myth of the making of Pandora out of earth and water,?® and
Kahn?! has recently attempted to trace how Empedocles’ doctrine of the four elements
may have developed out of references to the four world-areas, sky, sea, earth and underworld (or night) in such passages as Il. xv 189 ff., Hes. Th. 106 f., 736 f., although this seems
at best a remote possibility. It has been noted, too, that opposed factors of various sorts
appear quite prominently in the Theogony. Emphasis is sometimes laid on the reference
to Night (and Erebos) and Day (and Aither) at 123 ff. (a passage which implies the priority
of Night); even more important, no doubt, is the role ascribed to Earth and Heaven (132 ff.,
147 ff.) as the parents of various creatures, and the use of sexual imagery, the pairing of
male and female personifications, recurs, of course, throughout the Theogony. Yet what
the Theogony contains is merely an account of the origins of the various entities mentioned:
it is not concerned with the present interactions, changes or relationships between them.
Anaximander, on the other hand, attempted, it seems, not only to describe the formation
29 A similar doctrine of the interaction between
opposed substances of various sorts can be traced not
only in the fragment and in the theory of the formation of the world reported by pseudo-Plutarch where
(hot) flame and (cold) mist separate off from the
Boundless, but also in several of the biological and
geophysical theories attributed to Anaximander.
Thus according to Hip. Ref. i 6, 6 (DK A 11) he
held that living creatures arose from the wet acted
upon by the sun (cf. Aet. v 19.4, DK A 30), and
according to the theory described in Arist. Mete.
353b 6ff. and attributed to Anaximander by
Alexander and Aetius (DK A 27) he may have
represented the sea as what is left of the original
moisture in the region round the earth, after this had
been dried by the sun.
30 Hes. Op. 60 ff. Il. vii 99 is also usually mentioned
in this context, though its interpretation is, to my
mind, quite doubtful.
31 Op. cit., 134 ff. cf. also M. C. Stokes, ‘Hesiodic
and Milesian Cosmogonies’, pt. 1, Phronesis vii
Pagina 10
Bekijk in PDF(opent in een nieuw venster)of the universe from the Boundless, but also to give an account of the continuing interactions
between things in the world as we know it.
Unlike Earth and Heaven in the Theogony,
which unite simply to produce a series of offspring, but whose subsequent relationship is
left undefined, the unnamed subjects of Anaximander’s fragment are involved in a continuous self-regulating interaction, an alternating cycle of dik and dödıria. This is a new
and undoubtedly most important conception, the introduction of which may be said to
mark the beginning of cosmology as such, as opposed to cosmogony or theogony.?? Moreover, we should note that it is in connection with theories of a type broadly similar to
Anaximander’s that the hot and the cold, the dry and the wet are most often used in later
philosophical and medical writers. The first philosophical text in which these four opposites
appear (Heraclitus fr. 126) describes their interactions: ra puypa Beperau, Oeppòv pyerat,
Úypòv adaiverar, kapbaleov vorilerau. Anaxagoras, too, stresses the interdependence of
hot and cold in fr. 8, and there are, of course, many medical theorists who connected
health, or the natural state of the body, with the balanced interaction of these and other
opposites, and disease with their temporary imbalance. We find, then, that while the first
extant physical theory based on the hot and the cold, the dry and the wet as the four
primary elements of other things appears in On the Nature of Man, the doctrine of the
balanced interaction of opposed substances occurs in various forms in earlier theorists and
goes right back to Anaximander himself. Furthermore, while we cannot be certain of the
exact terms in which his cosmological theory was expressed, it is likely enough that he
referred to some interaction between hot and cold substances, at least, if not between the
hot and the cold as independent entities.
II
The hot and the cold, the dry and the wet appear particularly often, though not
exclusively, in theories of a general type which can be traced back as far as Anaximander,
in which the relationship between opposed factors is conceived as one of a continuous,
balanced interaction.
Unlike right and left, male and female, or light and darkness, these
four opposites do not figure in the Pythagorean ovorouyia,# and it may seem unlikely that
any of the theories in which they appear should be affected by preconceived notions of
value such as influence many of the doctrines which were based on right and left. Yet these
two pairs are undoubtedly correlated often enough with other opposites, and moreover
some of the correlations which were proposed quite clearly correspond not to any empirically
verifiable data, so much as to assumptions concerning the values of these opposite terms.
Several of the theories which were based on these opposites can, in fact, only be explained
on the hypothesis that they too sometimes possessed certain positive and negative values,
though these may be neither so pronounced, nor so stable, as those of the pair right and left.
First, however, we should consider to what extent these opposites, hot, cold, dry and wet,
had any marked symbolic associations for the ancient Greeks as a whole, in so far as we
can judge from the pre-philosophical texts.
Like ourselves, the ancient Greeks connected warmth not only with life itself, but also
82 See G. Vlastos’ article, ‘Isonomia’, AJP Ixxiv
(1953) 337 ff.
33 Hot and cold, dry and wet are, however,
described as being ioduotpa in the world in the
cosmology reported to have been found by Alexander
Polyhistor in certain ‘Pythagorean notebooks’ (Diog.
L. viii 24 ff, DK 58 B ra) though the value of this
evidence is disputed (see most recently Guthrie,
AGP i 201 n. 3). As Kahn notes (op. cit, 190) the
doctrine of the equality of hot, cold, dry and wet
resembles that which is found in, for example, On the
Nature of Man ch. 7 (L vi 48 20 ff.). The conception
of the special importance of the hot, and its connection with life, in chs. 27 f., may also be paralleled
elsewhere, e.g. in the theory attributed to Philolaus
in Anon. Lond. xviii 8 ff., and On Fleshes ch. 2,
L viii 584 9 ff.
Pagina 11
Bekijk in PDF(opent in een nieuw venster)with such emotions as joy and relief.?* Conversely, cold is associated, naturally enough,
with death, and then also with such emotions as fear.% As regards the pair dry and wet,
several usages suggest that the Greeks conceived the living as ‘wet’ and the dead as ‘dry’.
In the Odyssey (vi 201) we find the expression epos Bporés used apparently as the equivalent of {wos Bporós (e.g. xxiii 187) to mean ‘living mortal’ (cf. ix 43, where the same adjective
evidently means ‘active’), and there seems no good reason to suppose that &iepés here is
anything other than the common Greek word which literally means ‘wet’ (e.g. Hes.
Op. 460).% Conversely, dead or dying things are ‘dry’. This is obviously true of dead
wood (e.g. a£ôuevos used of a poplar drying after it has been felled, J/. iv 487), but ‘dead’
parts of the body, such as the nails, are also described as ‘dry’ (e.g. Hes. Op. 743). The
dead themselves were called dAiBavres (e.g. Plato Rep. 387c) which was taken to mean
‘without moisture’,3” and the old, too, were apparently thought of as ‘dry’ for when Athena
is about to transform Odysseus into an old man at Od. xiii 392 ff. she says she will ‘dry up’
his fine skin (kápbw uev ypóa ka%ôv 398, cf. 430).38 These usages are, for the most part,
clearly derived from such obvious facts of experience as the dryness of dead wood, the
warmth of living animals and the cold of the dead. From this largely biological point of
view, hot and wet are together opposed to cold and dry.
Yet from another point of view
a different correlation naturally suggests itself. The Greek summer is unmistakably hot
and dry, the Greek winter unmistakably cold and wet. The contrast between the season
of cold and rains and the season when ‘Sirius dries the head and the knees and the skin is
parched by the burning heat’ is vividly described by Hesiod (Op. 504 ff., 582 ff.).3° If the
antithesis between Heaven and Earth is particularly important in early Greek religious
beliefs, the hot and the dry are naturally associated with the sun and so with Heaven.
Unlike right and left, neither hot and cold, nor dry and wet, it seems, possessed any strong
positive or negative values in themselves, though they acquire such values by association in
different contexts. But while hot and cold have uniformly positive, and negative associations respectively, the dry and the wet, on the other hand, appear to have ambivalent
associations. On the one hand, hot and wet are both connected with what is alive, and
cold and dry with the dead, and here wet acquires certain positive, dry certain negative,
overtones; but on the other hand, observation of the seasons naturally suggested a different
correlation, in which the dry and the hot are the positive terms set over against the negative
cold and wet.
In the philosophers, these opposites are correlated sometimes from a ‘cosmological’,
sometimes from a ‘biological’, point of view. Anaxagoras, for instance (fr. 15), separates
on the one side cold and wet and dense and dark (associating these, in all probability, with
earth) and on the other side hot and dry and rare (connected with aither), and Parmenides,
34 Thus the basic meaning of iaiyw seems to be to
warm (e.g. Od. x 359, cf. melt, Od. xii 175), but when
applied to the Ovuós, for example, it comes to mean
‘comfort’, e.g. Od. xv 379, Il. xxiv 119, cf. iatvoua,
Od. xix 537.
37 Cf., Aesch. fr. 229 which speaks of the dead in
whom there is no moisture (ixudc). In the Orphic
fragment 32 (a) and (b) (in DK as 1 B 17 and 172)
35 Among the objects to which the epithets xpvepds
underlies the widespread Greek practice of offering
them libations,
and kpvóei are applied in Homer or Hesiod are
Hades (Op. 153), fear (Il. ix 2), war (Th. 936) and
ydos (Il. xxiv 524).
36 Cf. Onians, Origins of European Thought, Cambridge, 1951, 254 ff. Onians (ch. 6, 200 ff.) also
discusses the expression kateißero dé yhunde aidy (e.g.,
Od. v 152) and collects certain evidence which
suggests that sexual love and desire may have been
the dead man who speaks describes himself as adog,
and the belief that the dead are thirsty evidently
38 Cf. e.g. Soph. El. 819 where Electra, foreseeing
her old age, says adavé Biov.
39 It is to be noted, however, that there is no sign
in Hesiod, or anywhere else in pre-philosophical
literature, of any schematic correlation between the
four seasons and the four opposites, such as we later
find in, for example, On the Nature of Man, ch. 7
associated with moisture by the ancient Greeks (e.g.,
(L vi 46 9 ff.) where winter is wet and cold, spring
Hes. Th. gro, Aleman 59 Page, Anacreon 114 Page,
h. Hom. xix 33 f.).
wet and hot, summer dry and hot and autumn dry
and cold.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)too, very probably associated hot, as well as rare, with fire and light, and cold, as well as
dense and heavy, with night or darkness, as the scholion reported by Simplicius (in
Ph. 31.3 ff.) explicitly suggests. On the other hand, there is plenty of evidence that the
belief in the connection between life and the hot and the wet continued in Greek philosophy
and medicine.*®
Each of the two types of correlations which we have noted so far draws on a different
set of observations, on the one hand such meteorological phenomena as the alternation of
summer and winter and day and night, and on the other such biological phenomena as the
warmth of living creatures and the coldness, and in some cases the dryness, of what is dead.
But when we turn to some of the more detailed doctrines which were based on these
opposites, we find theories which apparently have no basis in empirical evidence at all.
Thus it was widely assumed that the difference between the two sexes was in some way to
be connected with a difference between hot and cold (and sometimes, too, between dry
and wet), though there was no general agreement as to which opposites corresponded with
which sex. The view that women are hotter than men is mentioned by Aristotle at PA 648a
28 ff., where he ascribes it to Parmenides among others. Furthermore the grounds on which
this theory was adopted are clear from Aristotle’s text and from the Hippocratic treatise
On the Diseases of Women (Book i, ch. i, L viii 12 17 ff.), namely that menstruation is due to
an abundance of (hot) blood and is, therefore, a sign of the greater heat of women. But if
this was one opinion that was put forward, the contrary view, that men are hotter than
women, was maintained, for example, by Empedocles (Arist. ib, cf. frr. 65 and 67).
If we
ask why this position was adopted, the answer lies not so much in any empirical data that
could be adduced, as in the belief that male and hot are inherently superior to their
respective opposites female and cold. True, both the authors of On Regimen and Aristotle
feel it necessary to defend this view with arguments, though on examination their arguments
can be seen to consist largely of special pleading. (1) At On Regimen i ch. 34 (L vi 512 13 ff.)
the writer suggests that males are hotter and drier (a) because of their regimen, and
(b) because females purge the hot from their bodies every month. But (a) depends on the
writer’s schematic, a priori analysis of the effects of food and exercise, and (4) is clearly a
case of special pleading, since if the effect of menstruation is taken to be that females become
colder, then by the same reasoning they should also become drier on the loss of blood. Yet
in the writer’s view males are hotter and drier (conforming to the element Fire) and females
are colder and wetter (conforming to the element Water).
These opposites are, in fact,
arranged according to the writer’s notions of fitness (hot, dry, male and fire each being the
positive terms), rather than according to his observation of the differences between the
two sexes. (2) Aristotle shares a similar doctrine, but the arguments he uses to defend it
are no more convincing. At GA 765b 8 ff. he distinguishes males and females by their
ability, or inability, to concoct the blood, assuming that that which becomes the menses in
females, becomes semen in males. He notes once again (as at PA 648a 28 ff.) that other
theorists took menstruation as a sign of the greater heat of the female sex, but he suggests
that this view does not take into account the possibility that blood may be more or less pure,
more or less concocted, and he argues, or rather asserts, that semen, though smaller in
quantity, is purer and more concocted than the menses.4 While it is interesting that
40 The idea that living creatures originated in the
wet when acted upon by the sun is attributed to
Anaximander at Hip. Ref. i 6.6 (DK 12 A 11) anda
similar theory occurs in the cosmology reported in
Diodorus (i 7.3 ff., DK 68 B 5.1) (cf. also the view
mentioned by Aristotle when he discusses the possible
reasons which may have led Thales to make water
the principle, namely that ‘the hot itself comes to be
from this and lives by this’, Metaph. 983b 23 f.).
On Regimen i chs. 32 f. (L vi 506 14 ff.) develops the
theory that generation takes place from an interaction between the hot and the wet (or Fire and
Water) and the connection between humidity and
vital heat is also pointed out in On Fleshes ch. 9
(L viii 596 9 ff.).
41 There is an obscure comparison with the
production of fruit at GA 765b 28 ff. (‘the nutriment
in its first stage is abundant, but the useful product
Pagina 13
Bekijk in PDF(opent in een nieuw venster)Aristotle refers here to qualitative, rather than to purely quantitative, differences, in order
to determine what is ‘hot’, his view that males are hotter than females depends first on the
notion that semen and menses are the end-products of strictly comparable processes, and
second, and more important, on the quite arbitrary assumption that semen is the natural
product of the process of concoction, and the menses are an impure residue. Aristotle
believes that the female is, as it were, a deformed male, and it is this conviction, rather
than any empirical considerations, that underlies his doctrine that males are hotter than
females.4?
One clear instance where certain theorists correlated hot and cold, dry and wet and
other opposites according to preconceived ideas of fitness or value has now been considered,
and other less interesting examples could be given from fifth- and fourth-century writers.“
But the most striking evidence of the tendency to treat these pairs as consisting of a positive
and a negative pole comes from Aristotle, whose theories should now be considered in more
detail. First we should note how he defines these four terms at GC 329b 26 ff. ‘Hot is
‘that which combines things of the same kind’ (ro ovyrpivov ra önoyern); ‘cold’ ‘that which
brings together and combines homogeneous and heterogeneous things alike’ (rd ovvayov
kal ovykpîvov ópotws Td Te ovyyevÿ Kai Ta wi) opópvha); ‘wet’ is ‘that which, being readily
delimited (i.e. by something else), is not determined by its own boundary’ (rò döpıorov
oikeiw dpm, edópiorov dv) and ‘dry’ ‘that which, not being readily delimited (i.e. by something else), is determined by its own boundary’ (ro edöpıorov pv oikeiw ópw, Övoopıorov Gé).
These definitions are highly abstract and convey no hint that these opposites had any
positive or negative associations for Aristotle. It is all the more surprising, then, that in
other contexts these pairs are clearly conceived as divided into a positive, and a negative,
pole. This is particularly obvious in the case of hot and cold. As we have just seen,
Aristotle’s belief that the male sex is hotter than the female has no empirical basis, but
merely reflects his preconceived notion of the superiority of male and hot.
The doctrine
that the right hand side of the body is hotter than the left is another theory that derives
from assumptions concerning the values of these terms and has no basis in fact (see FHS
Ixxxii (1962) 62 ff.). Then again in PA B 2 647b 29 ff. he suggests certain correlations
between the temperature and the purity of the blood, and the strength and intelligence of
different species of animals or even of different parts of the same animal.
Thus thick and
hot blood is conducive to strength, and thinner and colder blood to sensation and intelligence,** but ‘best of all are those animals whose blood is hot and thin and clear: for such
are favourably constituted both for courage and for intelligence’. Elsewhere the association between heat and perfection is again apparent when he suggests at PA 653a 27 ff. that
the region round the heart and the lung is hotter and richer in blood in man than in any
derived from it is small’).
The idea seems to be
element Fire, and old age with the inferior element
that as a plant turns its food first into leaves, then
into fruit, so animals turn theirs first into blood, and
Water (cold and wet): his view that the old are cold
and wet in particular runs counter to the generally
then (in males) into semen (see Platt’s note in the
Oxford Trans. ad loc.).
accepted Greek notions (see above, p. 101) though it
also appears in On Regimen in Health ch. 2 (L vi 74
4 Eg. GA 737a 27 ff. to yap Oijlw donep äppev dori
NENNPWUEVOV, Kal ta Kkarayvıa onépua, où kaDapòv dé.
Cf. further E. Lesky, Die Zeugungs- und Vererbungslehren
der Antike und ihr Nachwirken, Wiesbaden, 1951, 151f.
48 Thus there is an elaborate schema in which the
19 ff.).
four ages of man are correlated with pairs of opposites
in On Regimen i ch. 33 (L vi 510 24 ff.), the first age
being hot and wet, the second hot and dry, the third
cold and dry, and old men cold and wet. But this
schema seems dictated in part, at least, by the
author’s desire to associate the second age, that of
the young man, with the male sex and the superior
44 One of the facts which he has in mind when
making this latter suggestion is that some bloodless
animals (e.g. bees) are more intelligent than many
sanguineous animals which are hotter than them
(PA 648a 5 ff.).
45 He goes on to suggest that the upper parts of
the body are distinguished in this respect (i.e. in the
heat and purity of their blood) from the lower, as
also are males from females, and the right side of the
body from the left (PA 648a 11 ff.).
Pagina 14
Bekijk in PDF(opent in een nieuw venster)other animal (and in males more so than in females), for this too is a doctrine for which he
can have had no direct evidence.
In Aristotle’s theory hot is clearly the positive term, cold the privation: indeed this is
explicitly stated on several occasions (e.g. Cael. 286a 25f., GC 318b 16f.). His attitude
towards the pair dry and wet is, however, less clear. At PA 67ob 18 ff. where he correlates
hot and right on the one hand, and cold and left on the other, the inferior left side of the
body is said to be both cold and wet. Again at GA 766b 31 ff. he says that parents who
have a ‘wetter or more feminine’ constitution tend to produce female children, and this
suggests that wet is also associated with the inferior female sex.4 On the other hand at
GA B 1 (732b 15 ff.) he defines the main genera of animals according to their methods of
reproduction (which correspond to differences in their constitutions) and here the most
perfect animals, the Vivipara, are said to be ‘hotter and wetter and less earthy by nature’
(732b 31 f.). The second group, the ‘ovoviviparous’ animals (e.g. cartilaginous fishes) are
cold and wet, the third and the fourth (the Ovipara which lay perfect, and those which lay
imperfect, eggs) are hot and dry, and cold and dry respectively, and the fifth and final
group (insects) are ‘coldest of all’ (733b 10 ff.). Greater perfection clearly corresponds, in
this schema, to a combination of greater heat and greater ‘humidity’. Again at Long.
466a 18 ff. he says that ‘we must assume that the living animal is by nature wet and hot,
and life too is such, while old age is cold and dry, as also is that which is dead: for this is
plain to observation’. Yet he goes on to note that both the quantity and the quality of the
humidity of animals affect their length of life: ‘for not only must there be a lot of the wet,
but it must also be hot’ (a 29 ff.). The pair dry and wet occupies, then, a somewhat
ambivalent position in Aristotle’s philosophy, as indeed it had also done, to some extent,
in earlier Greek speculative thought. On the one hand he notices a connexion between
humidity and life, and between dryness and death (and here he develops a notion which
can be traced back to Homer and Hesiod).
Yet this does not prevent him from suggesting,
in other contexts, that the wet is the inferior, privative term, when he correlates it with
female, left and cold.
The evidence we have considered shows that the tendency to divide opposites into a
positive and a negative pole is by no means confined, in early Greek speculative thought,
to the use of such pairs as right and left, or light and darkness, but is found also in some
of the theories based on the much more common pairs hot and cold, dry and wet. This is
all the more striking since the symbolic associations which these two pairs possessed for the
ancient Greeks were not particularly marked (compared with those of right and left and
certain other opposites) and indeed in the case of dry and wet these associations were rather
ambivalent.
Hot and cold, dry and wet do not figure in the Pythagorean ovoro.yia as
reported by Aristotle: moreover when they are introduced into cosmology and medicine,
they are used most often in theories in which their balance and continuous interaction are
stressed, which certainly do not imply, though they do not exclude, the idea that these
pairs are each divided into a positive and a negative pole. Yet on several occasions we
find theorists proposing correlations between these and other opposites which have no basis
in empirical evidence at all, but merely reflect certain preconceived notions of the values
of the contrasted terms. Several theorists maintained, for example, that the male sex is
hotter than the female, and Empedocles, for one, took the difference in temperature to be
the origin or source of the difference between the two sexes (frr. 65, 67). If this may have
been the traditional view, or rather the view that accords with the generally accepted
notions concerning the values of these opposites, other theorists rejected it and reversed
the correlation.
In discussing the use of right and left, I noted that some of the a priori
46 The view that men are dry and hot, and women __ Aristotelian Problemata (e.g. 879a 33 f£‚).
wet and cold is also often expressed in the pseudo-
Pagina 15
Bekijk in PDF(opent in een nieuw venster)theories which were proposed, were rejected by later writers on empirical grounds: thus
Aristotle refuted the belief that males are formed on the right side of the womb by referring
to the evidence of anatomical dissections (GA 765a 16). So too it would seem that some
theorists (of whom Parmenides may well have been the first) argued from the fact of
menstruation that females, and not males, are the hotter sex. Among later philosophers,
the tendency to divide hot and cold, and dry and wet, each into a positive and a negative
pole is particularly marked in Aristotle, even though the abstract definitions which he gives
of these four terms at GC 329b 26 ff. give no hint of this.
Although he never presents his
theory in the form of a complete ovoro.yia, his Table of Opposites, if we reconstructed it
from remarks scattered through the physical works, would be almost as extensive as that
which he attributed to the Pythagoreans. Right and male and up and front and hot and
dry would certainly appear on one side, set over against left, female, down, back, cold and
wet on the other, and such other pairs as light and heavy, rare and dense, might also be
included in the list, correlated with hot and cold or dry and wet—the Table as a whole
reflecting both empirical and a priori considerations.*? Even where the facts appeared to
conflict with his correlations, he did not abandon his belief that these pairs of opposites may
be arranged in a single systematic schema. This is apparent from his firm correlation of
wet with left, female and cold, even though he recognised the connection between humidity
and warmth and life, and between dryness and cold and death. Indeed, on the subject of
hot and cold, he explicitly remarked on the extent of the disagreement that existed between
different theorists as to which things are hot and which cold. As he puts it at PA 648a 33 ff.
(cf. also a 24f.) ‘if there is so much dispute about the hot and the cold, what are we to
think about the rest? For the hot and the cold are the most distinct of the things which
affect our senses’. One instance of such a dispute, concerning the temperature of the two
sexes, has already been discussed, and Aristotle mentions several others.48 Yet we saw that
while there was no agreement as to which sex was hot, which cold, both parties in this
dispute seem to have assumed that some correlation may be established between male and
female on the one hand, and hot and cold on the other. Some at least of those who rejected
the view that males are hotter than females, were not content simply to reject that view,
but proposed the contrary, but equally erroneous, theory that the female sex is uniformly
and essentially hotter.4 It is, then, one of the notable features of the use of hot and cold
and dry and wet in early Greek speculative thought, that while there was little agreement
about their particular application to different problems, the assumption that some correlation
47 At Cael. 286a 26 ff. ‘heavy’ is said to be the
privation of ‘light’, and at Ph. 217b 17 ff. and Cael.
288b 7 ff. ‘heavy’ and ‘dense’ are associated together,
and so too ‘light’ and ‘rare’ (for this reason, perhaps,
as well as because of the association between ‘thin’
and ‘clear’, the blood of males is said to be ‘thinner’
than that of females, PA 648a 11 ff.). Yet with such
a pair as ‘soft’ and ‘hard’ we find different types of
correlation proposed in different contexts: on the
one hand ‘hard’ is associated with ‘dense’ (e.g.
Ph. 217b 17), but on the other it is assimilated to
‘dry’ at GC B 2 330a 8 ff. in a chapter in which he
reduces various types of opposites to ‘hot’ and ‘cold’
or ‘dry’ and ‘wet’ while at the same time pointing
out some of the ambiguities of these terms. From
other passages (e.g. Ph. 259a 6 ff.) it would appear
that like the Pythagoreans, Aristotle thought ‘one’
superior to ‘many’ and ‘limited’ to ‘unlimited’.
48 E.g. the dispute as to whether land-animals are
hotter or colder than water-animals, and the disagreement about which ‘humours’ are hot and which
cold. Cf. also the opposite views about the nature
of the wvyíú mentioned at de An. 405b 24 ff. We know
little about the arguments used on each side in these
controversies, but it seems unlikely that a priori
considerations affected the discussion to any great
extent. Thus Philolaus seems to have held that the
phlegm is hot (as opposed to the generally accepted
view that it is cold) simply on the grounds of a
suggested etymology of the word pAéyua from pÂéyew
(see Anon. Lond. xviii 41 ff.).
49 It is strange that the fact of menstruation was
taken by both sides in this dispute to be significant
of a difference in the temperature of the two sexes
(though they disagreed about how this evidence was
to be interpreted). Yet while the temperature of the
female certainly rises and falls according to the
menstrual cycle, the fact of menstruation provides
no evidence concerning the relative temperature of
males and females at all.
Pagina 16
Bekijk in PDF(opent in een nieuw venster)was to be set up between these and other pairs of opposites was sometimes shared both
by those who put forward views based on a priori considerations, and by those who rejected
those views on empirical grounds.5® And it is, perhaps, particularly surprising that the
tendency to incorporate these opposites into a single systematic, but often quite arbitrary,
schema should survive in Aristotle, even though he was fully aware of the lack of agreement
among his predecessors on the subject of the hot and the cold and the dry and the wet, and
drew attention, on several occasions, to some of the ambiguities which the use of these
terms involved.*
G. E. R. Lioyp.
King’s College, Cambridge.
50 The writer of On Ancient Medicine provides
something of an exception to this general rule, for he
notices the difficulties which arose concerning the
application of the doctrine of the hot and the cold,
the dry and the wet to problems of diagnosis and
cure (ch. 13, CMG i. 1 44.8 ff.) and then suggests
that hot and cold are the least important of the
Ôvvdgers in the body (ch. 16, 47.12 ff.).
51 I must express my thanks to Mr G. S. Kirk for
reading and criticising an earlier draft of this paper.
The faults that remain are, of course, entirely my
own responsibility.