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2.1
Introduction
It is agreed by most scholars of Presocratic philosophy that we can ascribe
few doctrines to all early Pythagoreans, but that the ones we can identify with
some confidence concern the status of the soul. In particular, scholars as
diverse as Charles Kahn, Christoph Riedweg, John Palmer, and David
Sedley have ascribed to Pythagoras the claims that the soul lives on eternally,
beyond death, and that after death it moves into the bodies of other animals:
hence, early Pythagorean psychological doctrines are marked by (a) the
immortality of the soul1 and (b) its capacity to transmigrate into other bodies,
also known as metempsychosis or reincarnation.2 Such claims are accepted
despite the fact that the Pythagorean acusmata (sayings) or symbola
Thanks especially to George Gazis, Alex Long, and Christoph Riedweg for discussions of this chapter.
What is written here of course does not necessarily reflect their views on early Pythagorean psychology.
In what follows, all translations are mine unless indicated otherwise.This chapter is dedicated to the
enduring memory of Walter Burkert (1931–2015).
1
By ‘immortality of the soul’, I refer to the everlastingness of the soul. Other versions of immortality are
explored in this volume.
2
Kahn 2001: 3–4, 11; Riedweg 2008: 62–3; Palmer 2014: 211–12. Sedley asserts: ‘that the soul is
immortal, and transmigrates, was the most famous of all Pythagorean doctrines’, although he goes
on to qualify this claim by saying that ‘the doctrine of the soul’s immortality is more Platonic
property than Pythagorean’ (Sedley and Long 2010: xxiii). Similarly, Palmer notes (2014: 212) that ‘in
the end there is little evidence indicating that the early Pythagoreans consider what the soul would
have to be to experience the transmigration taught by Pythagoras’. Huffman is not so decisive. He
takes it as assumed that there is an early ‘Pythagorean theory of transmigration’ (2009: 22), which he
applies to both Pythagoras and Philolaus, despite the fact that no ancient evidence attests to this
theory for the latter figure. On the immortality of the soul, however, Huffman says little, noting only
that it might have been one of the ‘religious topics which Pythagoras discussed’ (2009: 37 n. 46). A
strong commitment to Pythagorean immortality of the soul can be found in Casadesús Bordoy 2013:
161–4, who generally takes his sources at face value. He claims that Pythagoras learned about the
immortality of the soul from Pherecydes, on the evidence of Cicero (Tusculan Disputations 1.16.38).
But Casadesús Bordoy does not trace Cicero’s source here, which indeed might be Dicaearchus (cf.
Tusc. 1.10.21). Pohlenz (1949, vol. 2: 115), who is often cited as the authority to establish Posidonius as
the source for Cicero’s description (e.g. Schibli 1990: 104), simply asserts that Posidonius is the
source, without any demonstration. At any rate, it is clear that Cicero’s source, whoever he was, has
Plato Pythagoreanize (cf. Tusc. 1.17.39). Cornelli (2016) tracks the Pythagorean theory of transmigration, but he assumes the antiquity of the theory of the immortal soul.
Pagina 2
Bekijk in PDF(opent in een nieuw venster)(symbols), the so-called bedrock of early Pythagoreanism, never explicitly
mention the alleged doctrine of psychic transmigration, nor yet define or
describe the soul as immortal.3
To be sure, independent evidence from Pythagoras’ near-contemporary
Xenophanes of Colophon (fl. late fifth century bce) suggests the likelihood
that the Pythagoreans believed in transmigration of the soul: we will recall
that, when Pythagoras passed by someone beating a puppy, the sage
exclaimed, ‘“Stop! Don’t beat it; for surely it is the soul of a dear man /
Which I recognized when I heard it howling (ἦ φίλου ἀνέρος ἐστί / ψυχή,
τὴν ἔγνων φθεγξαμένης ἀίων)”’4 Most scholars would agree that this does
indeed refer to some theory of transmigration.5 But even if this fragment does
confirm the transmigration of the soul from human to dog (no doubt with
tongue in cheek), does it imply any theory of the immortality of the soul, or are
there alternative interpretations available to us?6
At this point, it is worth bringing in the only Pythagorean acusma that
refers, in any way, to souls: ‘abstain from [killing/injuring/eating?]
ensouled beings’ (ἐμψύχων ἀπέχου).7 This acusma is first attested in the
fragments of the fourth-century bce astronomer and philosopher Eudoxus
of Cnidus, who himself studied with the fourth-century bce Pythagorean
philosopher Archytas of Tarentum. Eudoxus’ explanation of the acusma,
preserved and probably embellished by Iamblichus, is: ‘There is a congenital partnership of living beings, since, through sharing life and the same
3
To be sure, Huffman (2009: 36) refers to ‘two clear references’ to the acusmata that relate to the soul: the
first, ἐμψύχων ἀπέχου, is treated below as an original acusma (for the translation and my own
interpretation, see the text to n.8 below); the second, from Iamblichus (VP 85), originally derived from
Aristotle’s lost works on the Pythagoreans, states ‘the only animals into which a human psychê does not
enter are those which it is lawful to sacrifice’ (trans. Huffman). However, it is unlikely that the second
passage as a whole constitutes an acusma – it is not included by Burkert, who instead formulates its content
as ‘eat only the flesh of animals that may be sacrificed’ (1972: 172). It would appear to be a summary on the
part of Aristotle (or Iamblichus) of a number of acusmata that stipulated various things which it is not
lawful to eat (e.g. brains, beans, sacred fish). Even if the passage is to be admitted as altered evidence for an
original acusma, it would appear only to testify to transmigration of the soul, not to its immortality. On the
acusmata generally, now see Thom 2020.
4
Xenophanes DK 21 B7 = Diogenes Laertius 8.36 = Pythagoras P32 + Xenophanes D64 Laks & Most.
5
See, for example, Schäfer’s discussion (2009) of the various ways in which the fragment has been
interpreted by scholars. More recently, Lloyd’s interpretation (2014: 28) is circumspect, claiming that
if the evidence from Xenophanes referred to Pythagoras, ‘this would count as the earliest extant Greek
evidence for his belief in the transmigration of souls, also ascribed, though on the testimony of much
later writers, to the legendary figure of Orpheus’ (italics mine). Even the evidence concerning the
Pythagorean–Orphic connections has recently been impressively challenged (in Betegh 2014).
6
It is clear that Heraclides of Pontus, on Diogenes Laertius’ account (Fr. 86 Schütrumpf = Diogenes
Laertius 8.4–5 = Pythagoras a P37 Laks & Most), ascribed to Pythagoras transmigration through
multiple lives. He was followed by Porphyry (VP 45 = Pythagoras a P38 Laks & Most).
7
Cf. Iamblichus Protr. 21, p. 108.15 Pistelli and n.4 in this chapter. For Eudoxus as student of Archytas,
see Diogenes Laertius 8.86 = Archytas P13 Laks & Most.
Pagina 3
Bekijk in PDF(opent in een nieuw venster)elements and the mixture arising from these, they are yoked together with
us by brotherhood, as it were.’8 Hence, for Eudoxus, Pythagoras recommends abstention from animals on the grounds that the partnership of
living beings requires that justice obtain between kindred members,
whether human or (non-human) animal. Transmigration might be
implied by Xenophanes’ account, but it is not clear that it influenced
Eudoxus’ interpretation of the Pythagorean acusma.9 And, perhaps most
importantly for my argument, it is not obvious that we are required to infer
Pythagorean immortality of the soul on the early evidence of Xenophanes
or Eudoxus.10 Indeed, it is important to keep in mind that transmigration
of the soul need not imply immortality of the soul, and vice versa.11
In this contribution to a volume on immortality of the soul, I would like to
apply a strong type of historiographical scepticism to the most important
8
Iamblichus VP 108 = DK 31 A 135 (not in Laks & Most; trans. after Dillon and Hershbell): ἤδη δὲ
καὶ τῶν πολιτικῶν τοῖς νομοθέταις προσέταξεν ἀπέχεσθαι τῶν ἐμψύχων· ἅτε γὰρ βουλομένους
ἄκρως δικαιοπραγεῖν ἔδει δήπου μηδὲν ἀδικεῖν τῶν συγγενῶν ζῴων. ἐπεὶ πῶς ἂν ἔπεισαν δίκαια
πράττειν τοὺς ἄλλους αὐτοὶ ἁλισκόμενοι ἐν πλεονεξίᾳ; συγγενικὴ δ’ ἡ τῶν ζῴων μετοχή, ἅπερ διὰ
τὴν τῆς ζωῆς καὶ τῶν στοιχείων τῶν αὐτῶν κοινωνίαν καὶ τῆς ἀπὸ τούτων συνισταμένης
συγκράσεως ὡσανεὶ ἀδελφότητι πρὸς ἡμᾶς συνέζευκται. Compare with Eudoxus Fr. 325
Lasserre (= Porphyry VP 7; not in Laks & Most): ‘Moreover, Eudoxus, in the seventh book of
his Description of the Earth, writes that Pythagoras practiced purity and abhorrence from all
murder and murderers, to such an extent that he not only abstained from [killing? eating?
beating?] animals, but also held himself apart from butchers and hunters’ (πλὴν τοσαύτῃ γε
ἁγνείᾳ φησὶν Εὔδοξος ἐν τῇ ἑβδόμῃ τῆς Γῆς Περιόδου κεχρῆσθαι καὶ τῇ περὶ τοῦς φόνους φυγῇ καὶ
τῶν φονεύοντων, ὡς μὴ μόνον τῶν ἐμψύχων ἀπέχεσθαι, ἀλλὰ καὶ μαγείροις καὶ θηράτορσι
μηδέποτε πλησιάζειν). On Eudoxus’ response to this acusma, see also Horky 2020: 185–6.
9
Herodotus associates certain religious practices with the Egyptians and Pythagoreans (2.81.2), but
not transmigration. He does associate transmigration with the Egyptians at 2.123.3, but does not
explicitly mention Pythagoras there (for example, Laks & Most at Pythagoras c D4–5 cautiously
note that ‘any attribution to Pythagoras himself is uncertain’ and that this passage could be referring
to Empedocles). Herodotus (4.94–6) mentions the immortal soul theory of the Getae in relation to
a divine Salmoxis, although he then counters this by presenting another account involving the
human Salmoxis as Pythagoras’ slave; we need not, however, tie the two stories together (as many
scholars do; see, e.g., Zhmud 2016: 446–51, with bibliography; more cautious is Taufer 2008: 142–4),
and Herodotus did not believe either story. On the above evidence and its bearing on transmigration, see Lloyd 2014: 30 and Pellò 2018: 139–40.
10
Zhmud (2014: 101) notes that ‘Alcmaeon [of Croton] was the sole Pythagorean philosopher to teach
the immortality of the soul’, based on evidence from Aristotle’s De anima (A 2, 405a29-b1 = DK 24 A
12 = D9 Laks & Most), where it is clear that Alcmaeon believed that the soul is immortal because it
resembles immortal objects such as celestial beings, which are always in circular motion. But there
are doubts about whether Alcmaeon was a Pythagorean at all, on which see Huffman 2003. Aristotle
does not present him as a Pythagorean, claiming that Alcmaeon ‘appears to have made assumptions
[concerning pairs of principles] in the same way [as the “others” from the Pythagorean community],
and either he derived the notion from them or they from him’ (Metaphysics A 5, 986a27–9 = DK 24 A
3 = D5 Laks & Most).
11
For example, Alcmaeon (mentioned in the previous note) may have been committed to something like
an ‘astral body’ theory of the soul, but there is no hint of transmigration from body to body in his
psychology.
Pagina 4
Bekijk in PDF(opent in een nieuw venster)evidence concerning the early Pythagorean theory or theories of the soul, in
order to assess whether we can actually say anything firm about their views on
the issue of the soul’s immortality. In doing so, I will be investigating chiefly
the fourth-century bce evidence that scholars have used to draw up a picture
of the Pythagorean soul. That evidence is substantially derived from two
figures in the mid- to late fourth century bce: Aristotle and his student
Dicaearchus of Messana. My argument will proceed in three stages. First, I
will assess the single most important piece of doxographical evidence concerning Pythagorean immortality of the soul and metempsychosis, which is
found in a fragment of Dicaearchus’ lost work On Lives, and demonstrate that
all so-called Pythagorean doctrines there are ultimately Platonic in origin.
Second, I discuss the evidence in Aristotle’s De anima that has been thought
to point to Pythagorean metempsychosis and show that it is chiefly derived
from arguments advanced by a character named Cebes of Thebes in Plato’s
dialogue on the soul, Phaedo. Finally, I will turn to what I take to be the most
important evidence concerning early Pythagorean theories of the soul, also
preserved in Aristotle’s De anima. I will argue that the Pythagorean theory of
the soul is best elucidated by comparison with the philosophical views of the
‘mathematical’ Pythagoreans Hippasus of Metapontum, Archytas of
Tarentum, and Ecphantus of Syracuse, in the context of the psychological
atomism of Democritus. My proposal will be that the Pythagorean soul had
three salient features: like the soul in Democritus’ philosophy, the
Pythagorean soul was atomic, material, and perishable. Importantly, I hope
to show that there is absolutely no good evidence that Pythagoras, or early
Pythagoreans, was committed to, much less proved, the immortality of the
soul. However, it does appear to me that the Pythagoreans advocated a theory
of the transmigration of the soul, in line with the psychological theories of
figures associated with ‘mathematical’ Pythagoreanism, such as
Empedocles. And finally, even if the Pythagoreans’ soul is indeed atomic,
material, and perishable, this does not exclude and indeed is perfectly
consistent with a transmigratory theory.
2.2 Dicaearchus’ Account of the Pythagorean Soul: Pythagorean
or Platonic?
The most important evidence adduced by scholars for the Pythagorean
theory of the soul comes from Porphyry’s Life of Pythagoras (late third
century ce), where the Neoplatonist is apparently quoting, or at least
summarizing, a portion of the Peripatetic Dicaearchus of Messana’s work
On Lives, a work not of biography simpliciter, but of various ‘ways of life’ to
Pagina 5
Bekijk in PDF(opent in een nieuw venster)which a philosopher could avail herself, by reference to historical figures
such as Pythagoras, Socrates, and Plato.12 Here, we see a cluster of philosophical beliefs about the soul juxtaposed in the context of Pythagorean
exoterism. After Dicaearchus discusses the kinds of rhetorical display that
Pythagoras made to diverse groups of Crotonians (elders, children, and
then women), he illustrates Pythagoras’ subsequent fame in these terms:
γενομένων δὲ τούτων μεγάλη περὶ αὐτὸν ηὐξήθη δόξα, καὶ πολλοὺς μὲν
ἔλαβεν ἐξ αὐτῆς τῆς πόλεως ὁμιλητὰς οὐ μόνον ἄνδρας ἀλλὰ καὶ γυναῖκας
ὧν μιᾶς Θεανοῦς καὶ διεβοήθη τοὔνομα, πολλοῦς δ’ ἀπὸ τῆς σύνεγγυς
βαρβάρου χώρας βασιλεῖς τε καὶ δυνάστας. ἃ μὲν οὖν ἔλεγε τοῖς συνοῦσιν
οὐδὲ εἷς ἔχει φράσαι βεβαίως· καὶ γὰρ οὐδ’ ἡ τυχοῦσα ἦν παρ’ αὐτοῖς
σιωπή. μάλιστα μέντοι γνώριμα παρὰ πᾶσιν ἐγένετο πρῶτον μὲν ὡς
ἀθάνατον εἶναι φησι τὴν ψυχήν, εἶτα μεταβάλλουσαν εἰς ἄλλα γένη
ζῴων, πρὸς δὲ τούτοις ὅτι κατὰ περιόδους τινὰς τὰ γενόμενά ποτε πάλιν
γίνεται, νέον δ’ οὐδὲν ἁπλῶς ἔστι, καὶ ὅτι πάντα τὰ γινόμενα ἔμψυχα
ὁμογενῆ δεῖ νομίζειν. φαίνεται13 γὰρ εἰς τὴν Ἑλλάδα τὰ δόγματα πρῶτος
κομίσαι ταῦτα Πυθαγόρας.
After these things happened, his fame grew great, and he won over many
followers, on the one hand, from his own city – not only men, but also women,
one of which, Theano, made a name for herself – and many kings and rulers,
on the other hand, from the neighboring non-Greek lands. Well then, what
things he said to those who kept his company not even one person is able to say
for certain; for the silence kept among them was not ordinary. Nonetheless, the
following became especially well known among all people: first, he says (1) of
the soul that it is immortal; second, that (2) it changes into other kinds of
animals; additionally, that (3) things that at some point have come-into-being
come-to-be again according to certain cycles, and that, in short, nothing is new;
and that (4) one ought to believe that all animate things that have come-to-be
are of the same kind. For Pythagoras appears to have been the first to introduce
these doctrines into Greece. (Dicaearchus Fr. 41a Mirhady = FGrHist 1400
Fr. 56 = Porphyry, Life of Pythagoras 19 = Pythagoras D5 Laks & Most)
This passage, which Constantinos Macris has rightly referred to as ‘so
remarkable for its precision and concision that it is worth quoting in full’,
has raised numerous puzzles for scholars.14 First and foremost is the
question of attribution: scholars have lined up on either side of the fence,
12
There is no reliable complete translation of this work in English, but portions that are relevant to
Pythagoras and the Pythagoreans can be consulted in English translation in Laks and Most’s Early
Greek Philosophy: Western Greek Thinkers (2016: vol. 4, part 1). On Dicaearchus’ On Lives, see White
2001 (esp. pp. 197–8).
13
I follow Laks & Most in reading φαίνεται with the Mss. In the 1886 Teubner, Nauck emended to
φέρεται, which would render ‘Pythagoras is reported to have been . . . ’.
14
Macris 2014: 395–6.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)with sceptics such as Wehrli and Zhmud rejecting attribution to
Dicaearchus on the grounds that it bears the specific hallmarks of
Porphyrian exegesis, and more optimistic scholars such as Mirhady and
Huffman affirming it as genuine Dicaearchus.15 I am less concerned about
whether the passage is chiefly constituted of Dicaearchus’ original material
or Porphyry’s embellishment; for the sake of my argument, I will assume
the positive case that Huffman and Mirhady are right, and that at least some
portion (although perhaps not all) of this passage originated in
Dicaearchus’ On Lives, and hence that it can be admitted to the discussion
of early Peripatetic descriptions of Pythagorean ‘doctrines’ of the soul. For
the most negative case would conclude that much, most, or all of the
evidence for the early Pythagorean theory of soul preserved here is simply
Neoplatonic interpolation, and that the passage cannot be used in any
straightforward way as evidence for fourth-century bce interpretation of
Pythagoreanism.
If we accept the positive case, as outlined above, the first order of business
will be to assess the content for its possible historical and philosophical value
to our discussion. Let us proceed as follows. First: what can Dicaearchus’
account tell us about Pythagoreanism, as it was popularly conceived of
(μάλιστα γνώριμα παρὰ πᾶσιν) in the late fourth century bce?
Dicaearchus says that it was marked by four tenets, which may or may not
have been related: that (1) the soul is immortal; that (2) the soul changes into
other genera of animals; that (3) things subject to becoming do in fact cometo-be again according to particular cycles – probably heavenly cycles – and,
consequently, nothing is new; and that (4) it is a moral injunction to believe
that all things that are subject to becoming and ensouled are of the same or a
similar kind.16 Now anyone evaluating doxographical accounts of
Pythagoreanism is forced to deal with the challenge of extracting from the
account what is historically early ‘Pythagorean’ from what is ‘Pythagorean’ as
informed by Platonism – whether that means the Platonism of the Early
Academy, Middle Platonism, or Neoplatonism. Let us examine each tenet to
see whether it can, in any unproblematic way, be extracted from any possible
Platonist substrate.
15
Huffman (2014b: 282 n. 8) justifies his claim by saying that ‘there is no break in the train of thought
between sections 18 and 19, and Porphyry does not cite a new source until the beginning of 20’; and
second, ‘the circumspect tone about the doctrines of Pythagoras in Section 19 is much more plausible
for Dicaearchus in the fourth century than for any other author in the later tradition’.
16
Note the format of the expression (πάντα τὰ γινόμενα ἔμψυχα ὁμογενῆ δεῖ νομίζειν), which features
δεῖ plus infinitive, like those acusmata classified under τί δεῖ πράττειν in Aristotle’s account (ap.
Iambl. VP 82).
Pagina 7
Bekijk in PDF(opent in een nieuw venster)(1) ‘The soul is immortal.’ This is a core Platonic notion in the middle
and late dialogues. Elaborate arguments concerning this tenet appear
no less than seven times in Plato’s works, with ‘proofs’ of immortality
in several circumstances: in the Meno, a short argument from recollection grounds the immortality of the soul at 85e–86b; in the Phaedo,
we have the ‘cyclical’ argument at 70c–72e, attributed to an ‘ancient
account’ at 70c, which shows in the end that the souls of the living are
generated from the dead; the argument from ‘recollection’ at 72e–
77a, which shows that our souls preexisted us; the ‘affinity’ argument
at 78b–84b, which shows that the soul is most like the divine, which is
immortal, intelligible, uniform, and indissoluble (esp. 80a–b), and
that the kind of soul that is nurtured by reason eventually arrives at
what is most akin (τὸ συγγενές) to itself (84a–b); and in the ‘final’
argument at 102b–107b, in which it is proved that the soul is not only
immortal, but also indestructible; to that list we can add the proof of
the immortality of the soul at Republic X, 608c–611a. Finally, there is
the argument that arises out of these claims, in the Phaedrus (245c–
246a), which starts from the assertion that ‘all soul is immortal’ and
proceeds from there to discuss how its immortality plays out in the
sequences of psychic incarnations, as in Republic X (614b–621d).17
(2) ‘The soul changes into other genera of animals.’ One may detect
implicit references to metempsychosis in the ‘cyclical’ argument at
Phaedo 72d.18 In Meno 81b–d, Socrates associates the argument that
the human soul is immortal – ‘coming to an end and being born
again’ (καὶ τοτὲ μὲν τελευτᾶν . . . τοτὲ δὲ πάλιν γίγνεσθαι) but never
destroyed – with the anonymous priests and priestesses who ‘attempt
to be able to give an account’ of it, as well as Pindar (whose
Persephone fragment is quoted) and some of the divine poets. The
discussion here concludes with a second axiomatic claim, that ‘all
nature is akin’ (τῆς φύσεως ἁπάσης συγγενοῦς οὔσης). Again, we see
that in Republic X and Phaedrus there is a focus on how the soul’s
condition when incarnate is influenced by the bodily matter it clothes
itself in, and how this leads to multiple incarnations. In Republic X,
there is not much discussion of the mechanics of transmigration
beyond the general claim that all sorts of mixtures occurred, including souls of animals becoming human (620d). The Phaedrus
17
Catherine Rowett’s chapter provides detailed discussion of the account of immortality in the
Phaedo. For my purposes, a summary account is sufficient.
18
Also see Plato Phaedo 81c–82b, 88a–b, 95d, and 107e.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)supplements this account: at 249b we hear that the ‘human soul
passes into the life of a wild beast, and what was once a human
back into a human from beast’. Finally, in the Timaeus (42c–d), we
discover that one’s soul descends the scala naturae during metempsychosis according to virtue, and that the cycle of transmigration only
comes to an end when one’s psychic compounds are brought into
conformity with the revolution of the Same and uniform movement,
which would bring the soul back to its original place and disposition.
(3) ‘Things that at some point have come-into-being come-to-be again
according to certain cycles, and, in short, nothing is new.’ This is one
of the more interesting of the doctrines associated with Pythagoras’
teachings in Dicaearchus’ account of the popular fourth-century bce
version of Pythagoreanism. Dicaearchus’ fellow Peripatetic Eudemus
of Rhodes also knows a much simpler version of this ‘Pythagorean’
axiom: ‘things are the same again in number’ (πάλιν τὰ αὐτὰ ἀριθμῷ;
Fr. 88 Wehrli = Pythagorean Reception R27 Laks & Most). This
claim is used to support the argument that time is infinite and
recurrent, although Eudemus is more interested in the notion that
recurrence is not particular to all generation, but only to motions that
are cyclical, for example days, seasons, etc. One might consider
that the ‘Pythagorean’ claim in Eudemus, as it is quoted, does not
necessarily refer to recurrence; it could easily instead be directed to
the problem of numerical identity, a subject I have argued elsewhere
fascinated the early Pythagoreans indeed.19 Be that as it may, it is clear
that the Platonic corpus presents the same argument as that associated
with ‘Pythagoras’ by Dicaearchus: in the Statesman, the Eleatic
Stranger presents a myth in which time and the motion of the
universe move in cycles that affect all creatures. In the retrograde
cycle, all generated things, including humans, wither and die;
whereas in the prograde cycle, they are ‘put together there again
and given life’ (271b). Slightly more circumspect is the Athenian
Stranger in Laws X, where we hear both that the universe possesses
cyclical motion in all its rational attributes (894c–d; 898a–b) and that
the individual soul, which is ‘allied with different bodies at different
times and perpetually undergoes all sorts of changes’ (903d), reflects
the motions of heavenly bodies (which generate the seasons, etc.) –
rational if measured by number, and irrational if unsystematized and
disorderly. In the Timaeus, historical time, marked by social and
19
Horky 2013: 127–49.
Pagina 9
Bekijk in PDF(opent in een nieuw venster)technological advancement, is cyclical: Athens is destroyed by the
flood and its history forgotten, rendering its people ‘children, as it
were, all over again’ (πάλιν ἐξ ἀρχῆς οἷον νέοι; 23b); but it maintains
its identity throughout the cycles of floods as the city of Athena.
(4) ‘One ought to believe that all ensouled things that have come-to-be
are of the same kind.’ This claim, which refers to the uniform kinship
of animate things, is evidenced in Plato’s work throughout, and I
have mentioned some examples above. To add to those: in the Laws,
the fact that human souls are reborn and transmigrate reflects the
‘power of common origin’ (δύναμις τῆς κοινῆς γενέσεως) of the
human and the cosmos (903d). In the Statesman, the Eleatic
Stranger divides all things subject to generation (τὰ γιγνόμενα) into
animate (τὰ ἔμψυχα) and inanimate (τὰ ἄψυχα), and then animate
creatures into animals (τὰ ζῷα) and non-animals (261b–c); hence,
animals are themselves a single kind which is subject to generation
and ensouled. In the Timaeus, it is the fact that soul-motions permeate not only the world-soul but also individual souls of people that
indicates their similarity (44b–c); the ‘intelligent orbits’ of the universe and of the human are expressly described as ‘akin’ (συγγενεῖς at
47b–c and at 90a–d), and it is humans’ ability to observe the periods
of cosmic motion, including day-and-night, months, years, equinoxes, and solstices, that makes it possible for them to understand
number, which consequently generates the idea of time.20
Hence, each of the ‘Pythagorean’ doctrines listed by Dicaearchus here is
Platonic, typically deriving from those portions of his work that deal with
physics, cosmology, and psychology: Phaedo, Republic X, Statesman, Timaeus,
and Laws. How can we explain the presence throughout Plato’s middle and
late dialogues of the doctrines associated with Pythagoreanism by
Dicaearchus? One possibility is that Plato actually adapted these very tenets
from Pythagorean doctrines, and developed more complex approaches to
them than had the Pythagoreans before him. The advantage of such an
argument would be that we could better explain, for example, the abstract
reference to the ‘priests and priestesses’ in the Meno passage mentioned earlier
on – as I have argued elsewhere, Plato tends to reveal his positive inheritance
from Pythagoreans chiefly through tactics of occlusion and misdirection.21
On the other hand, Dicaearchus, like other Peripatetics such as
Theophrastus, sought to provide a ‘history of philosophy’ that identified
20
See Broadie 2012: 19–20.
21
Horky 2013, ch. 6.
Pagina 10
Bekijk in PDF(opent in een nieuw venster)the substantial inheritance of Plato from the Pythagoreans, in the absence
of actual texts of the early Pythagoreans.22 That Dicaearchus posited a
Pythagorean Plato is explicit in a famous testimonium preserved by
Plutarch in his Table-Talk concerning why Plato said that god ‘always
does geometry’, in which Plutarch’s interlocutor Florus appeals to
Dicaearchus in claiming that Plato followed not only Socrates, but also
Pythagoras.23 Writing about this passage, Stephen White says the following:
Plato’s primary debt . . . is to Socrates, presumably not only as the
protagonist of his dialogues but also as the dialectician and moral
exemplar portrayed therein . . . A debt to Pythagoras is also intelligible,
though we can no longer tell whether Dicaearchus emphasized similarities in their educational and political proposals, shared interests in
theoretical speculation and especially mathematics . . . or some combination of these.24
I would go further and venture to say that the account of Pythagorean
doctrines was established in On Lives precisely to anticipate Dicaearchus’
account of Plato’s inheritance of Pythagorean physics, psychology, and ethics:
the act of ‘recording’ Pythagoras’ doctrines concerning the immortality of the
soul, metempsychosis, eternal recurrence, and kinship among animate things
that are subject to generation counts as a dubious presentation of Pythagorean
doctrines that are, in reality, Platonic in formulation, and probably also in
origin.25 This is, in my opinion, a more satisfactory explanation for the
evidence from Dicaearchus (assuming it is reliably transferred through
Porphyry), given the fact that none of these so-called doctrines of Pythagoras
appears in the surviving fragments of the Pythagoreans Philolaus or Archytas,
nor in the Pythagorean acusmata, nor in any other earlier doxographical
accounts of Pythagoras’ doctrines, such as those of Isocrates, Antisthenes, or
even Herodotus, nor in the Pythagorean Precepts of Aristoxenus. An objection
to my interpretation, however, could contend that some or all of these claims
can be traced back to Dicaearchus’ teacher Aristotle, who apparently did
possess the texts of Philolaus and Archytas, and thus could be a ‘missing
link’ between Dicaearchus’ account of Pythagorean psychology and lost
portions of the early Pythagoreans’ works. Hence, we will next turn to
Aristotle’s accounts of Pythagorean soul, in order to evaluate this hypothesis.
22
It is not obvious from the extant fragments that Dicaearchus had access to any original Pythagorean
texts.
Plutarch Quaestiones Convivales 8.2, 719a–b. 24 White 2001: 225.
25
Again, if Dicaearchus is the ultimate source behind Cicero Tusculan Disputations 1.16.38–1.17.39, we
would witness the later transmission of this tradition (see n. 2 in this chapter).
Pagina 11
Bekijk in PDF(opent in een nieuw venster)Aristotle’s Account of the Pythagorean Soul: Materialist
Contexts
As is well known, the claim that Plato inherited Pythagorean philosophy is
first attested by Aristotle in the Metaphysics (A 6, 987a29–b18), where we
hear that Plato’s notion of ‘participation’ (μέθεξις) was effectively the same
as the Pythagoreans’ notion of ‘imitation’ (μίμησις).26 We do not hear
anything about psychology here, although in De anima Aristotle refers to
Pythagorean ideas about the soul twice. The first time occurs in the
endoxastic account of Book Alpha. After spending several pages raising
objections and puzzles concerning Plato’s theory of the circular motion of
the soul in the Timaeus, Aristotle turns to the relationship of the soul to the
body:
ἐκεῖνο δὲ ἄτοπον συμβαίνει καὶ τούτῳ τῷ λόγῳ καὶ τοῖς πλείστοις τῶν
περὶ ψυχῆς· συνάπτουσι γὰρ καὶ τιθέασιν εἰς σῶμα τὴν ψυχήν, οὐθὲν
προσδιορίσαντες διὰ τίν’ αἰτίαν καὶ πῶς ἔχοντος τοῦ σώματος. καίτοι
δόξειεν ἂν τοῦτ’ ἀναγκαῖον εἶναι· διὰ γὰρ τὴν κοινωνίαν τὸ μὲν ποιεῖ τὸ
δὲ πάσχει καὶ τὸ μὲν κινεῖται τὸ δὲ κινεῖ, τούτων δ’ οὐθὲν ὑπάρχει πρὸς
ἄλληλα τοῖς τυχοῦσιν. οἱ δὲ μόνον ἐπιχειροῦσι λέγειν ποῖόν τι ἡ ψυχή, περὶ
δἐ τοῦ δεξομένου σώματος οὐθὲν ἔτι προδιορίζουσιν, ὥσπερ ἐνδεχόμενον
κατὰ τοὺς Πυθαγορικοὺς μύθους τὴν τυχοῦσαν ψυχὴν εἰς τὸ τυχὸν
ἐνδύεσθαι σῶμα. δοκεῖ γὰρ ἕκαστον ἴδιον ἔχειν εἶδος καὶ μορφήν.
A further absurdity occurs both in this argument [sc. that of the Timaeus]
and in the majority of arguments concerning the soul: for they attach the
soul to a body and place it in a body, without specifying through what cause
the body exists, and what condition it is in. And yet someone would think
that this is necessary: for it is through association that one acts and the other
is acted upon, that one is moved and the other moves, but neither of these
exists relative to the other in chance occurrences. But they only attempt to
explain what sort of thing is the soul, whereas concerning the body that is to
receive it, they do not specify anything further, as if it were to be possible, as
in the Pythagorean myths, that any chance soul is clothed in any chance
body; for each [body] seems to have a peculiar form and shape. (Aristotle De
anima A 3, 407b13–24 = DK 58 B 39 = Pythagorean Reception R26/
Pythagorean Doctrines D52 Laks & Most)
Aristotle’s criticism here is leveled against Plato’s Timaeus and ‘the majority’ of arguments that advance the theory that the body is a receptacle for
the soul, without specifying what sort of body is able to receive such a soul:
at issue here is Aristotle’s commitment to the idea that forms are peculiar to
26
I have discussed this extensively at Horky 2013: 30–4.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)each species, which means that the matter of a dog, for example, cannot be
receptive to the soul of a human.27 When Aristotle associates the argument
that any sort of soul can be invested with any sort of body with the
‘Pythagorean myths’, to what exactly was he referring, and who is the object
of his ridicule?28 In his commentary on Aristotle’s De anima, John
Philoponus refers to Empedocles as one of the Pythagoreans who espoused
this theory, even quoting fragment B 117 as evidence.29 We might think that
Philoponus has pointed to the right source of Aristotle’s ‘Pythagorean
myths’, but there is a problem of correspondence: while Empedocles does
say in B 117 that he had ‘once been a boy, a girl, a bush, a bird, and a fish’,30
he does not describe these transmigrations as his soul donning various bodies
as some sort of clothing, as Aristotle does (ἐνδεχόμενον . . . τὴν τυχοῦσαν
ψυχὴν εἰς τὸ τυχὸν ἐνδύεσθαι σῶμα).31 The closest point of reference here is
Plato’s Phaedo, 87a–88b, where Cebes, a Pythagorean and student of
Philolaus of Croton, offers his own particular contribution to the argument
concerning the immortality of the soul.32 There, he argues that once the soul
is separated from the body in death, it may perhaps migrate into another
body, but that ultimately, unless the immortality of the soul is proven, we
cannot be sure whether or not the soul will die in one of those deaths.
Transmigration of the soul is described as someone donning several cloaks
throughout his life and discarding them once they have worn too thin:
εἰκόνος γάρ τινος, ὡς ἔοικεν, κἀγὼ ὥσπερ Σιμμίας δέομαι. ἐμοὶ γὰρ δοκεῖ
ὁμοίως λέγεσθαι ταῦτα ὥσπερ ἄν τις περὶ ἀνθρώπου ὑφάντου πρεσβύτου
ἀποθανόντος λέγοι τοῦτον τὸν λόγον, ὅτι οὐκ ἀπόλωλεν ὁ ἄνθρωπος ἀλλ᾽
ἔστι που σῶς, τεκμήριον δὲ παρέχοιτο θοἰμάτιον ὃ ἠμπείχετο αὐτὸς
ὑφηνάμενος ὅτι ἐστὶ σῶν καὶ οὐκ ἀπόλωλεν, καὶ εἴ τις ἀπιστοίη αὐτῷ,
ἀνερωτῴη πότερον πολυχρονιώτερόν ἐστι τὸ γένος ἀνθρώπου ἢ ἱματίου ἐν
27
This is at least what I take him to be saying, although other interpretations are possible (e.g. Cornelli
2016: 5–9).
28
In his Paraphrase of De Anima, Themistius (p. 23.33–4 Heinze) adds that ‘that man [sc. Timaeus]
employs [the Pythagorean myths] politically (πολιτικῶς), but they [sc. the Pythagoreans?] employ it
for natural philosophy (φυσικῶς)’. The claim about Timaeus is interesting in the light of the fact
that, as we discussed above, the text of the Timaeus describes a civic metempsychosis in Athens over
time; but of course Timaeus is not the authority behind those claims.
29
John Philoponus, In De An. p. 140.5–8 Hayduck.
30
Empedocles DK 31 B 117 (= D13 Laks & Most): ἤδη γάρ ποτ’ ἐγὼ γενόμην κοῦρος τε κόρη τε /
θάμνος τ’ οἰωνός τε καὶ ἔξαλος ἔλλοπος ἰχθύς.
31
To be sure, in B 126 (= Empedocles D19 Laks & Most) Empedocles mentions an unknown female
subject that ‘envelops [herself] in an unrecognized cloak of flesh’ (σαρκῶν ἀλλογνῶτι
περιστέλλουσα χιτῶνι), but we cannot be sure what the subject is, or the context from which this
fragment derives.
32
On the character of Cebes and his status as Pythagorean, see Horky 2013: 171–5 and Sedley 1995: 14–
21. See also the discussion of Simon Trépanier on p. 30.
Pagina 13
Bekijk in PDF(opent in een nieuw venster)χρείᾳ τε ὄντος καὶ φορουμένου, ἀποκριναμένου δή τινος ὅτι πολὺ τὸ τοῦ
ἀνθρώπου, οἴοιτο ἀποδεδεῖχθαι ὅτι παντὸς ἄρα μᾶλλον ὅ γε ἄνθρωπος
σῶς ἐστιν, ἐπειδὴ τό γε ὀλιγοχρονιώτερον οὐκ ἀπόλωλεν.
τὸ δ᾽ οἶμαι, ὦ Σιμμία, οὐχ οὕτως ἔχει· σκόπει γὰρ καὶ σὺ ἃ λέγω. πᾶς γὰρ
ἂν ὑπολάβοι ὅτι εὔηθες λέγει ὁ τοῦτο λέγων· ὁ γὰρ ὑφάντης οὗτος πολλὰ
κατατρίψας τοιαῦτα ἱμάτια καὶ ὑφηνάμενος ἐκείνων μὲν ὕστερος ἀπόλωλεν
πολλῶν ὄντων, τοῦ δὲ τελευταίου οἶμαι πρότερος, καὶ οὐδέν τι μᾶλλον
τούτου ἕνεκα ἄνθρωπός ἐστιν ἱματίου φαυλότερον οὐδ᾽ ἀσθενέστερον. τὴν
αὐτὴν δὲ ταύτην οἶμαι εἰκόνα δέξαιτ᾽ ἂν ψυχὴ πρὸς σῶμα, καί τις λέγων
αὐτὰ ταῦτα περὶ αὐτῶν μέτρι᾽ ἄν μοι φαίνοιτο λέγειν, ὡς ἡ μὲν ψυχὴ
πολυχρόνιόν ἐστι, τὸ δὲ σῶμα ἀσθενέστερον καὶ ὀλιγοχρονιώτερον· ἀλλὰ
γὰρ ἂν φαίη ἑκάστην τῶν ψυχῶν πολλὰ σώματα κατατρίβειν, ἄλλως τε
κἂν πολλὰ ἔτη βιῷ—εἰ γὰρ ῥέοι τὸ σῶμα καὶ ἀπολλύοιτο ἔτι ζῶντος τοῦ
ἀνθρώπου, ἀλλ᾽ ἡ ψυχὴ ἀεὶ τὸ κατατριβόμενον ἀνυφαίνοι—ἀναγκαῖον
μεντἂν εἴη, ὁπότε ἀπολλύοιτο ἡ ψυχή, τὸ τελευταῖον ὕφασμα τυχεῖν
αὐτὴν ἔχουσαν καὶ τούτου μόνου προτέραν ἀπόλλυσθαι, ἀπολομένης δὲ
τῆς ψυχῆς τότ᾽ ἤδη τὴν φύσιν τῆς ἀσθενείας ἐπιδεικνύοι τὸ σῶμα καὶ ταχὺ
σαπὲν διοίχοιτο. ὥστε τούτῳ τῷ λόγῳ οὔπω ἄξιον πιστεύσαντα θαρρεῖν
ὡς ἐπειδὰν ἀποθάνωμεν ἔτι που ἡμῶν ἡ ψυχὴ ἔστιν.
It seems, you see, that like Simmias I too need a sort of thought-experiment
(εἰκών). For I think that the way in which these points are made is the same as
if one were to give the following argument about a human being, a weaver
who had died in old age. One might argue that the human being has not
perished but exists intact somewhere, providing as evidence the fact that the
cloak that he himself wove for his own use and wore is intact and has not
perished. Should someone doubt him, he’d ask which is the longer-lasting
kind of thing: a human being or a cloak that is in use and frequently worn.
When the other replied that the human being is by far the longer-lasting kind,
he’d suppose that it had been proved that the human being was therefore
certainly intact, since the shorter-lasting one hadn’t perished.
But in actual fact, Simmias, I think it isn’t like that – for you too should
consider what I’m saying. Everyone would protest that that is a simpleminded thing for someone to say; for that weaver of mine wore out and
wove for himself many such cloaks, and then perished after the whole lot of
them; and this was presumably before the last one, yet a human being is not,
for all that, inferior to a cloak or weaker than it. Soul in its relation to body
would, I think, warrant this same thought-experiment (εἰκών), and someone who says these same things about them would seem to me to be saying
something quite reasonable, that the soul is long-lasting, the body weaker
and shorter-lasting. None the less, he’d say, although each soul wears out
many bodies, especially if it lives for many years (because if the body is in
flux and perishing when the human being is still alive, the soul still always
reweaves what is being worn out), all the same, when the soul perishes it
must at that moment have its last piece of weaving and perish before that
Pagina 14
Bekijk in PDF(opent in een nieuw venster)one alone. And, after the soul perishes, only then does the body show its
natural weakness and quickly rot and disappear. And so it is not right as yet
to put one’s trust in this argument and be confident that our soul still exists
somewhere after we have died. (Plato, Phaedo 87b3–e7; trans. Long, with
minor alterations)
Cebes describes the thought-experiment (εἰκών) that compares the soul–body
relation to the human being–cloak relation as an ‘argument’ (λόγος) which is
to be taken seriously, but is not necessarily convincing on its own and requires
further investigation. The analogy is as impressive as it is challenging to
account for fully, but it is not to the purpose of this chapter to examine it
further. The basic point for our argument is this: in the absence of any
evidence that the Pythagoreans believed that the transmigration of the soul
is similar to its being clothed in various bodies, the most likely scenario is that
when speaking of the elusive ‘Pythagorean myths’, Aristotle was referring to
Cebes’ thought-experiment in the Phaedo. In fact, Aristotle’s criticism functions effectively as a critical reading of Cebes’ thought-experiment: the latter
focuses chiefly on the fact that the soul wears many bodies over time, without
critical consideration of how it is that the many bodies are supposed to have
the capacity to receive one and the same soul. Hence, the ‘Pythagorean myth’
that the soul wears many bodies would appear to be a reference to the εἰκών of
Cebes, the purported student of Philolaus and one of the stand-in
‘Pythagorean’ interlocutors in the dialogue. But, someone might object,
what if Cebes’ argument really does reflect genuine Pythagorean ideas about
the soul, such as those of his teacher Philolaus, which have not survived? Even
in that case, Pythagorean soul, while transmigratory, need not be immortal: at
no place in Aristotle’s summary of the ‘Pythagorean myths’, or Cebes’ argument concerning the cloak, do we have implicit or explicit reference to the
immortality of the soul.33 On the contrary, Cebes appeals to this thoughtexperiment to illustrate that the soul is ultimately perishable, and that it dies at
some point which cannot be predicted. Cebes’ theory of the soul does,
however, assume psychic transmigration, raising the possibility that the soul
is long-lived but not immortal – a notion that has recently been associated
with Empedocles’ psychology by Simon Trépanier and, in a slightly different
tenor, Alex Long.34
33
Similarly with the account of Heraclides of Pontus (Fr. 86 Schütrumpf = Diogenes Laertius 8.4–5 =
Pythagoras P37 Laks & Most), who associates with Pythagoras psychic transmigration, but not
immortality: in fact, according to Heraclides’ story, Pythagoras was granted by his father Hermes to
choose anything except immortality (πλὴν ἀθανασίας), so he chose the capacity to recollect his past
lives instead.
34
Cf. Long 2017 (immortal but not everlasting) and Trépanier 2017.
Pagina 15
Bekijk in PDF(opent in een nieuw venster)The second piece of evidence from Aristotle, which I will use to try to
develop a more positive account of Pythagorean soul, comes earlier in De
anima, in chapter 2 of book Alpha. There, Aristotle lays down the principles
that drive his enquiry: those things that seem to the greatest extent to belong to
soul according to nature are its movement and perception. He begins with the
former, explaining how the atomists Democritus and Leucippus develop their
particular theories of soul from the assumption that soul is something that
moves. Democritus considers soul to be a sort of fire and heat: both fire and
soul are spherical in shape, ‘like the so-called motes in the air, which are
apparent in the sunbeams passing through windows’ (404a); he and Leucippus
consider spherical atoms such as those of soul as capable of passing through
everything and imparting their motion to other things. Soul atoms are
constantly in motion and closely linked to respiration. Hence, so Aristotle
says, all animals can continue to live as long as they are capable of respiration.
At this juncture, Aristotle introduces the psychological theory of some
Pythagoreans:
ἔοικε δὲ καὶ τὸ παρὰ τῶν Πυθαγορείων λεγόμενον τὴν αὐτὴν ἔχειν
διάνοιαν· ἔφασαν γάρ τινες αὐτῶν ψυχὴν εἶναι τὰ ἐν τῷ ἀέρι ξύσματα, οἱ
δὲ τὸ ταῦτα κινοῦν. περὶ δὲ τούτων εἴρηται ὅτι συνεχῶς φαίνεται
κινούμενα, κἂν ᾖ νηνεμία παντελής. ἐπὶ ταὐτὸ δὲ φέρονται καὶ ὅσοι
λέγουσι τὴν ψυχὴν τὸ αὑτὸ κινοῦν· ἐοίκασι γὰρ οὗτοι πάντες
ὑπειληφέναι τὴν κίνησιν οἰκειότατον εἶναι τῇ ψυχῇ, καὶ τὰ μὲν ἄλλα
πάντα κινεῖσθαι διὰ τὴν ψυχήν, ταύτην δ’ ὑφ’ ἑαυτῆς, διὰ τὸ μηθὲν ὁρᾶν
κινοῦν ὃ μὴ καὶ αὐτὸ κινεῖται.
What is said by the Pythagoreans seems to express the same notion: for some
of them used to say that soul is the motes in the air, and others [used to say
soul is] what moves them [sc. the motes]. Such things have been said
concerning these things [sc. motes] because they are evidently continuously
in motion, even when there is total windlessness. And those who say that
soul is what moves itself arrive at the same conclusion; for all of them seem
to assume that motion is the most distinctive characteristic of the soul, and
that everything else is moved due to soul, which [they assume to be] moved
by itself, because they see nothing producing movement which does not
move itself too. (Aristotle, De anima A 2, 404a16–25 = DK 58 B 40 =
Pythagorean Doctrines D49 Laks & Most)
This is fascinating testimony which does not always receive its due attention in the scholarship on the Pythagorean soul.35 First of all, it is clear that
Aristotle is linking together the atomists, some Pythagoreans, and Plato: he
35
Huffman’s account of the Pythagorean soul briefly mentions this passage twice (2009: 23 and 29),
without examining in any detail the connections between the psychology ascribed to the
Pagina 16
Bekijk in PDF(opent in een nieuw venster)starts with Democritus and Leucippus, then links their arguments about
the soul as similar to motes to the Pythagoreans’ claim that the soul is
motes, and rounds off the discussion with Plato’s claim that soul is selfmoving. The Pythagorean explanation given for associating soul with
motes is based on observation that motes are continuously in motion,
‘even when there is total windlessness’ (this final qualification, as we shall
see, will be of significance to our positive reconstruction of the Pythagorean
theory of the soul).
Now Aristotle’s correlation of Pythagorean and Democritean psychologies
is worth further analysis, since it substantiates the possibility that the
Pythagorean theory of the soul can be elucidated by comparison with the
Democritean theory of the soul. A tiny portion of Aristotle’s fragmentary On
the Opinions of the Pythagoreans, preserved by Alexander of Aphrodisias,
features the assertion that the Pythagoreans saw mind and soul as identical;36
similarly, in On Breath, (ps-) Aristotle asserts the same of Democritus’ theory
of the soul.37 As John Palmer has noted, Democritus’ notion that soul is a kind
of fire is directly comparable with the theory ascribed in the doxographical
tradition to the mathematical Pythagorean and musicologist Hippasus of
Metapontum, that soul (ψυχή) is ‘fiery’ (πυρώδης), and in this sense it arises
out of the first principle (which, for Hippasus, was fire – that much is
uncontroversial).38 Both Democritus and Hippasus may have believed that
the soul obtained the qualities readily ascribed to fire by contemporaries (recall
Heraclitus’ famous claim that the generation and destruction of fire are always
in measure, and that fire is linked to logos).39 Indeed, Democritus’ links to
Pythagoreanism are attested even in his own lifetime: they appear in the lost
Pythagoreans and that of Democritus or the other atomists. While it appears as a testimonium on
the Pythagorean theory of the harmony of the soul in his edition of Philolaus (1993: 325), it does not
inform his discussion. It is mentioned by Bernabé (2016: 21), although he does not consider the
connections with Democritus or atomism there, and instead discusses the Orphics. It is not
discussed by Cornelli (2016).
36
Alexander In Metaph. Α, p. 39.16–17 Hayduck = Aristotle Fr. 203 Rose (not in Laks & Most): ‘And
they [sc. the Pythagoreans] used to call the One “mind” and “substance”; for he [sc. Aristotle? a
Pythagorean? Pythagoras?] says that the soul is mind, as it were’ (νοῦν δὲ καὶ οὐσίαν ἔλεγον τὸ ἕν·
τὴν γὰρ ψυχὴν ὡς τὸν νοῦν εἶπε).
37
[Arist.] De respirat. 4.472a3–8 = DK 68 A 106 (not in Laks and Most): ‘But he [sc. Democritus] does
identify the soul with the hot, as primary shapes of his spherical particles. So he contends that when
these particles are being forced together by the pressure of the surrounding air, breathing intervenes
to help them. For in the air there are a large number of these particles, which he calls mind and soul’
(λέγει δ’ ὡς ἡ ψυχὴ καὶ τὸ θερμὸν ταὐτὸν, τὰ πρῶτα σχήματα τῶν σφαιροειδῶν. ἐκκρινομένων οὖν
αὐτῶν ὑπὸ τοῦ περιέχοντος ἐκθλίβοντος, βοήθειαν γίνεσθαι τὴν ἀναπνοήν φησιν. ἐν γὰρ τῷ ἀέρι
πολὺν ἀριθμὸν εἶναι τῶν τοιούτων ἃ καλεῖ ἐκεῖνος νοῦν καὶ ψυχήν).
38
Aristotle Metaphysics A 3, 984a7 = Hippasus D3 Laks & Most; Aëtius 4.3.4 = Hippasus D5 Laks &
Most; cf. Tertullian De Anima 5 (not in Laks & Most).
39
Heraclitus DK 22 B 30 = D 85 Laks & Most; DK 22 B 31 = D 86 Laks & Most.
Pagina 17
Bekijk in PDF(opent in een nieuw venster)writings on music of his younger contemporary, the fifth-century bce musician and historian Glaucus of Rhegium, where the atomist is said to have
studied with ‘one of the Pythagoreans’ (Apollodorus, in the passage, goes on to
identify that Pythagorean as Philolaus).40 There are other important connections: as Huffman has correctly pointed out, the only surviving fragment of
Philolaus which refers to soul (ψυχή) associates it with perception and the
heart – the heart being, for Democritus as for Philolaus, the place in the body
where respiration is maintained.41 What is more, Democritus’ theory of the
motions of the soul, as preserved in a fragment by Stobaeus, is informed by his
interest in musicology:
ἀνθρώποισι γὰρ εὐθυμίη γίνεται μετριότητι τέρψιος καὶ βίου συμμετρίῃ·
τὰ δ’ ἐλλείποντα καὶ ὑπερβάλλοντα μεταπίπτειν τε φιλεῖ καὶ μεγάλας
κινήσιας ἐμποιεῖν τῇ ψυχῇ. αἱ δ’ ἐκ μεγάλων διαστημάτων κινούμεναι
τῶν ψυχέων οὔτε εὐσταθέες εἰσιν οὔτε εὔθυμοι.
For humans achieve contentment through moderation in pleasure and
proportioning of livelihood; excess and deficiency are apt to fluctuate and
cause great movements in the soul. And movements of the souls42 away from
major intervals are neither stable nor cheerful. (Democritus DK 68 B 191 =
Stobaeus, Eclogae III.1.210 = Atomists D226 Laks & Most)
Comparison with the fourth-century bce mathematical Pythagorean
Archytas of Tarentum’s fragments and testimonia reveals, I suggest, a rich
cluster of family resemblances between their philosophical systems; and it
might help to elucidate not only the ‘Pythagorean’ theory of the soul
mentioned by Aristotle, but also Democritus’ psychological theories. As is
well known from Huffman’s work, Archytas (Fr. 2 Huffman, quoted directly
40
Democritus DK 68 A 1 = P 21 Laks & Most = Glaucus of Rhegium Fr. 5 Lanata: ‘However, Glaucus
of Rhegium, who lived at the same time as him [sc. Democritus] definitely affirms that he was
taught by one of the Pythagoreans. And Apollodorus of Cyzicus, too, claims that he was a
companion of Philolaus’ (πάντως μέντοι τῶν Πυθαγορικῶν τινος ἀκούσαί φησιν αὐτὸν Γλαῦκος
ὁ Ῥηγῖνος, κατὰ τοὺς αὐτοὺς χρόνους αὐτῷ γεγονῶς. φησὶ δὲ καὶ Ἀπολλόδωρος ὁ Κυζικηνὸς
Φιλολάῳ αὐτὸν συγγεγονέναι).
41
Philolaus of Croton Fr. 13 Huffman = D 26 Laks & Most: ‘The head [is the ἀρχή] of intellect, the
heart of life and sensation, the navel of rooting and first growth, the genitals of the sowing of seed
and generation. The brain [contains] the ἀρχή of a human, the heart of an animal, the navel of a
plant, the genitals of all things. For all things both flourish and grow from seed’ (κεφαλὰ μὲν νόου,
καρδία δὲ ψυχᾶς καὶ αἰσθήσιος, ὀμφαλὸς δὲ ῥιζώσιος καὶ ἀναφύσιος τοῦ πρώτου, αἰδοῖον δὲ
σπέρματος καταβολᾶς τε και γεννήσιος. ἐγκέφαλος δὲ <ἔχει> τὰν ἀνθρώπω ἀρχάν, καρδία δὲ τὰν
ζώου, ὀμφαλὸς δὲ τὰν φυτοῦ, αἰδοῖον δὲ τὰν ξυνπάντων. πάντα γὰρ ἀπὸ σπέρματος καὶ θάλλοντι
καὶ βλαστάνοντι). Trans. Huffman, with minor alterations. It is interesting to note that βλαστάνω,
the verb employed by Philolaus to relate growth from seed, is used by Empedocles to refer to the
birth of creatures in the cycles of nature at DK 31 B 21.10 (= D77 Laks & Most). In Empedocles the
verb ἀναβλαστάνω also refers to humans becoming gods at DK 31 B 146 (= D 39 Laks & Most).
42
Or, as Laks & Most have it, ‘among souls, those that move . . . ’
Pagina 18
Bekijk in PDF(opent in een nieuw venster)by Porphyry in On Ptolemy’s Harmonics 1.5)43 called harmonic ratios ‘intervals’ (διαστήματα) and sought to understand how the speed of things in
motion, for example rhomboi, correlated with pitch (Fr. 1 Huffman);44 it is
also clear from testimonia that he encouraged ethical moderation (T A9 and
A9a Huffman).45 Most scholars also accept the claim that Archytas obtained
his knowledge of musical intervals ultimately from the acoustic research of
his predecessor Hippasus, especially in the musical pitches that obtain when
bronze disks are struck.46 We are thus encouraged to take seriously the idea
that, when Democritus refers to ‘movements of the souls away from major
intervals’, he is using terminology and concepts familiar to contemporary
Pythagoreans in referring to musical ‘intervals’. For Democritus, psychic
movements that deviate from the ‘major intervals’ are either excessive or
deficient, and thereby cause further psychological consternation.
The comparisons between Archytas’ and Democritus’ psychological
theories are not limited to physics: they also obtain in reference to definitions of key moral concepts. In Metaphysics Εta, Aristotle preserves two
definitions for Archytas, both of which are relevant to our discussion of
Pythagorean and Democritean psychology. The two relevant terms are
‘windlessness’ (νηνεμία), which, as we saw above, appears prominently in
Aristotle’s account of the Pythagorean soul at De anima 404a (νηνεμία
παντελής) as the environment within which the agitation of soul-motes is
evident; and ‘calmness’ (γαλήνη), which does not appear there, but, as we
will see, is associated with the psychological theories of both Archytas and
Democritus in other testimonia and fragments. Here is Aristotle’s description of Archytas’ theory of definition:
διὸ τῶν ὁριζομένων οἱ μὲν λέγοντες τί ἐστιν οἰκία, ὅτι λίθοι πλίνθοι ξύλα,
τὴν δυνάμει οἰκίαν λέγουσιν, ὕλη γὰρ ταῦτα· οἱ δὲ ἀγγεῖον σκεπαστικὸν
χρημάτων καὶ σωμάτων ἤ τι ἄλλο τοιοῦτον προτιθέντες, τὴν ἐνέργειαν
λέγουσιν· οἱ δ᾽ ἄμφω ταῦτα συντιθέντες τὴν τρίτην καὶ τὴν ἐκ τούτων
οὐσίαν (ἔοικε γὰρ ὁ μὲν διὰ τῶν διαφορῶν λόγος τοῦ εἴδους καὶ τῆς
ἐνεργείας εἶναι, ὁ δ᾽ ἐκ τῶν ἐνυπαρχόντων τῆς ὕλης μᾶλλον)· ὁμοίως δὲ
καὶ οἵους Ἀρχύτας ἀπεδέχετο ὅρους· τοῦ συνάμφω γάρ εἰσιν. οἷον τί ἐστι
νηνεμία; ἠρεμία ἐν πλήθει ἀέρος· ὕλη μὲν γὰρ ὁ ἀήρ, ἐνέργεια δὲ καὶ οὐσία ἡ
ἠρεμία. τί ἐστι γαλήνη; ὁμαλότης θαλάττης· τὸ μὲν ὑποκείμενον ὡς ὕλη ἡ
θάλαττα, ἡ δὲ ἐνέργεια καὶ ἡ μορφὴ ἡ ὁμαλότης.
Wherefore, some of those who give definitions, when they say what a house is,
say that it is stones, brick, and wood and speak of the potential house, for these
43
46
Archytas D15 Laks & Most. 44 Archytas D14 Laks & Most. 45 Archytas D24 Laks & Most.
On the relationship between Hippasus’ and Archytas’ musical theories, see Horky 2013: 238–50.
Pagina 19
Bekijk in PDF(opent in een nieuw venster)things are matter. Others, proposing that it is a receptacle that shelters property
and people or some other such definition, speak of the actuality. Some,
combining both of these, speak of the third substance that is composed out
of these. (For the account by means of differentiae seems to be of the form and
the actuality, but the account from those things which are present in it is rather
of the matter.) Archytas also approved of the same sort of definitions. For they
are of both. For example, what is windlessness? Stillness in a mass of air. For the
air is matter, but the stillness is actuality and substance. What is calmness?
Levelness of sea. The sea is what underlies as matter. But the levelness is the
actuality and form. (Archytas of Tarentum A 22 Huffman = Aristotle,
Metaphysics H 2.1043a14–26 = D1 Laks & Most; trans. after Huffman)
Huffman’s analysis of this testimonium ingeniously seeks to employ
Philolaus’ concept of limiters and unlimiteds, which are roughly equivalent
to form and matter in Aristotle’s terminology, in order to make sense of the
Archytan definitions of ‘windlessness’ and ‘calmness’, but his arguments have
met with much resistance.47 I suggest we approach these puzzling definitions
from an alternative angle that arises in the context of Democritean and
Pythagorean moral psychology. For, according to Diogenes Laertius,
Democritus believed that ‘contentment’ (εὐθυμία) is the telos of life, ‘according to which the soul passes through life calmly and with stability (καθ’ ἣν
γαληνῶς καὶ εὐσταθῶς ἡ ψυχὴ διάγει), undisturbed by any fear or superstition or any other affection’.48 Note here that Diogenes’ commentary represents a very reasonable explanation of DK 68 B 191, cited above, where it is
assumed that humans seek ‘cheerfulness’ as a telos; note too, however, that
Democritus, both in B 191 and in Diogenes’ description of it, focuses on the
importance of stability as an end that arises out of the soul’s obtaining of
cheerfulness (εὐσταθέες; sc. εὐσταθῶς).49 For Archytas, it is clear that the
concept of ‘calmness’ (γαλήνη) played a significant role in his philosophy,
although Aristotle’s inclusion for exemplary purpose in making definitions
might obscure what otherwise could have been its use in moral psychology, as
was clearly the case in the philosophy of Democritus.
Let us turn to the second term defined by Archytas, which appears
conspicuously in Aristotle’s description of the ‘Pythagorean’ theory of the
soul as motes, as noted by Huffman: ‘windlessness’ (νηνεμία). ‘Windlessness’
is defined by Archytas simply as ‘stillness in a mass of air’ (ἠρεμία ἐν πλήθει
ἀέρος). The definiens in this case is interesting: the term for ‘mass’ (πλῆθος)
47
Huffman 2005: 494–99. For a dissenting view, see Barker 2006: 314–18.
DK 68 A 1 = Diogenes Laertius 9.45 = Atomists D229 Laks & Most. On Democritus and εὐθυμία,
see Johnson 2020: 222–27.
49
Atomists D226 Laks & Most.
Pagina 20
Bekijk in PDF(opent in een nieuw venster)indicates that we are dealing with a quantity, an ‘amount’ of air (either as an
unlimited stuff, or more likely, in my opinion, as some sort of corporealized
collection of minima). The term πλῆθος does not appear in Philolaus’
fragments, where μέγεθος instead is used to refer to the magnitude of
harmony, i.e. the fourth and the fifth.50 But it does appear in a remarkable
testimonium concerning the (probably) late fifth-century bce philosopher
Ecphantus of Syracuse, as preserved by (ps-)Hippolytus:
Ἐκφαντός τις Συρακούσιος ἔφη μὴ εἶναι ἀληθινὴν τῶν ὄντων λαβεῖν γνῶσιν,
ὁρίζει δὲ ὡς νομίζει· τὰ μὲν πρῶτα ἀδιαίρετα εἶναι σώματα καὶ παραλλαγὰς
αὐτῶν τρεῖς ὑπάρχειν, μέγεθος σχῆμα δύναμιν, ἐξ ὧν τὰ αἰσθητὰ γίνεσθαι.
εἶναι δὲ τὸ πλῆθος αὐτῶν ὡρισμένον καὶ τοῦτο [?] ἄπειρον. κινεῖσθαι δὲ τὰ
σώματα μῆτε ὑπὸ βάρους μήτε πληγῆς, ἀλλ’ ὑπὸ θείας δυνάμεως, ἣν νοῦν
καὶ ψυχὴν προσαγορεύει. τοὺτου μὲν οὖν τὸν κόσμον εἶναι ἰδέαν, δι’ ὃ καὶ
σφαιρειδῆ ὑπὸ θείας δυνάμεως γεγονέναι. τὴν δὲ γῆν μέσον κόσμου
κινεῖσθαι περὶ τὸ αὑτῆς κέντρον ὡς πρὸς ἀνατολήν.
A certain Ecphantus of Syracuse said that it is not possible to grasp a true
knowledge of the things that are; but he defines [things] just as he thinks: the
primary things are indivisible bodies, and there are three variations of these,
viz., magnitude, shape, and power, out of which the sensibles arise. But [he
said] that there is a definite quantity of these, and that this (?) is infinite. And
[he said] that bodies are moved neither by weight nor by impact, but by a
divine power, which he calls mind and soul; and that the cosmos is an image
of this [sc. mind and soul], through which it also has become spherical,
under divine power; and that the earth in the middle of the cosmos is moved
around its own centre towards the east. (Ecphantus of Syracuse DK 51F 1 =
(ps-)Hippolytus, Refutation of All Heresies 1.15 = D1 Laks & Most)
We know from other testimonia preserved by Aëtius that Ecphantus was
one of the Pythagoreans, and that he was thought to have believed that the
first principles are void and the indivisible bodies, which he is credited with
being the first to identify with ‘units’.51 Aëtius also tells us that Ecphantus
believed that the cosmos was constituted of atoms;52 and we will recall that
Ecphantus and Democritus, as well as unnamed ‘Pythagoreans’ in
50
Philolaus Fr. 6a Huffman = D14 Laks & Most.
Ecphantus of Syracuse DK 51 F 2 = Aëtius 1.3.19 = D2 Laks & Most: ‘Ecphantus of Syracuse, one of
the Pythagoreans, [said that the first principles] of all things are the indivisible bodies and the void;
for he was the first to show that the Pythagorean units were corporeal’ (Ἔκφαντος Συρακούσιος, εἶς
τῶν Πυθαγορείων, πάντων τὰ ἀδιαίρετα σώματα καὶ τὸ κενόν [ἀρχὰς εἶναι]· τὰς γὰρ Πυθαγορικὰς
μονάδας οὗτος πρῶτος ἀπεφήνατο σωματικάς).
52
Ecphantus of Syracuse DK 51 F 2 = Aëtius 2.3.3 = D4 Laks & Most: ‘Ecphantus [said that] the
cosmos was constituted out of atoms, and that it is overseen by providence’ (Ἔκφαντος ἐκ μὲν
ἀτόμων συνεστάναι τὸν κόσμον, διοικεῖσθαι δὲ ὑπὸ προνοίας).
Pagina 21
Bekijk in PDF(opent in een nieuw venster)Aristotle’s lost treatise, all asserted that mind and soul were identical.
Hence, at least in the case of Ecphantus, we have evidence of an early
Pythagorean who believed that the primary minima, which were furthermore corporeal, were atoms, and that these atoms varied according to
magnitude, shape, and power (μέγεθος σχῆμα δύναμις). In this way, he
may have differentiated his theory from that of Democritus, who held that
atoms (or ‘the full’) differed from void according to position, shape, and
arrangement (θέσις σχῆμα τάξις).53
With this information in hand, let us return to Aristotle’s description of
‘Pythagorean’ soul as ‘motes in the air’ which ‘appear to be continuously in
motion, even when there is total windlessness’. One possible interpretation
that can synthesize all the information provided above is this: Pythagorean
soul, on Aristotle’s reading, is the motes which, because they feature a
spherical shape, are continuously in motion even when embedded among a
mass of air atoms, which also possess a distinctive shape and set of properties of
their own. This reconstruction makes the Pythagorean theory of the soul
mentioned here very similar to that of Democritus, but it also accounts for
Archytas’ definition of ‘windlessness’ as ‘stillness in the air’ and Ecphantus’
unique version of Pythagorean number-atomism. On Aristotle’s reading, the
Pythagoreans assume that soul is motes because of the fact that the latter are
observed to be continually moving: soul could thus appear to be immortal if
and only if we assume that what is immortal is what is continuously in
motion. But if Pythagorean soul is the motes as they were conceptualized
by Democritus and Ecphantus, it would be corporeal and, thus, material.54
Is it possible to conceptualize the soul as a substance both immortal and
material? If soul is atomic in the Democritean sense, then the difficulties
would evaporate. Pythagorean soul atoms would be both immortal and
material, but subsequent compounds of soul atoms – possibly arranged
according to harmonic intervals – would not: hence, human and other
animal souls would be subject to death, but soul atoms per se would be
everlasting. This interpretation fits with what we know about Democritus’
atomic theory: atoms were immortal, indivisible primary corporeal minima, but the compounds these atoms formed, including humans and their
souls, were indeed perishable.55 Hence, we have advanced a version of
53
So Arist. Metaph. 985b4–20 = DK 67 A 6 = Atomists D31 Laks & Most. Simplicius (DK 68 A 38 =
Atomists D32 Laks & Most) probably preserves the original words: contour, rotation, and contact
(ῥυσμὸς τροπὴ διαθηγή).
54
Cf. Huffman 2009: 33, who speculates that Philolaus may have believed in a material soul.
55
See Arist. Fr. 208 Rose = Democritus D29 Laks & Most, where Aristotle refers atoms to the ‘nature
of eternal things’ (ἀιδίων φύσις), and GC 1.2, 315b8–9 = Atomists D71 Laks & Most, where Aristotle
Pagina 22
Bekijk in PDF(opent in een nieuw venster)Pythagorean psychology that, on the most reasonable construction (as
informed by Democritus’ theory), makes the soul into a perishable
compound.
2.4 Conclusion: Pythagorean Immortality of Soul?
This chapter has explored an early Pythagorean theory of the immortality
of the soul through a methodological approach that challenges common
assumptions about Pythagorean psychology by appeal to an extreme form
of historiographical scepticism. It has concluded that a standard scholarly
position on the early Pythagorean soul, that it is immortal (in the sense of
being everlasting), is chiefly a product of a historically unreliable doxographical tradition whose terminus post quem is no earlier than the last two
decades of the fourth century bce, several years after the Pythagorean
communities in Italy had been dispersed. This theory of the soul’s immortality, which is originally derived from a popular view according to its
putative source, the Peripatetic Dicaearchus of Messana, effectively reproduces material derived from Plato’s dialogues, and hence cannot be taken
at face value as a genuine expression of early Pythagoreanism. However, a
thought-experiment advanced in Plato’s Phaedo (87b3–c7) by Cebes, who
was thought to have been a student of the mathematical Pythagorean
Philolaus of Croton, represents a psychological theory independent of
Platonic commitments that could lay claim to being a genuine expression
of Pythagorean psychology. Cebes’ theory, which would appear to be the
source for the ‘Pythagorean myths’ mentioned by Aristotle in De anima A
4, stipulates that the soul is indeed transmigratory (a theory which is
guaranteed by Xenophanes’ witness), but ultimately perishable. Careful
examination of Aristotle’s account of Pythagorean psychology in De anima
reveals important, if seldom discussed, parallels to the psychological theories of three figures associated with Pythagoreanism in the early fourth
century bce: the materialist atomists Democritus and Ecphantus, and
Archytas of Tarentum – in addition to the aforementioned Cebes.
Democritus and Ecphantus both hold that the soul is material and
explains that, for the atomists Leucippus and Democritus, generation and corruption are caused by
‘dissociation and association’ (διακρίσει καὶ συγκρίσει) of atoms in compounds, and alteration by
‘order and position’ (τάξει καὶ θέσει) of atoms in relation to one another. It appears that some soul
atoms remained in the body upon death, but that they gradually dissipate over time (cf. Aëtius 4.7.4
= Atomists D 139 Laks & Most; 4.4.7 = D 140 Laks & Most). On death in Democritus, see Taylor
(2007: 77–80), who speaks of ‘the cessation of psychic functioning, consequent on the loss of a
number of soul-atoms sufficient to sustain that functioning’.
Pagina 23
Bekijk in PDF(opent in een nieuw venster)composed of atoms, and that the atoms themselves are immortal, while
the soul only lives as long as its composition in the body persists. Hence,
for these figures, the soul is not immortal – if, again, by ‘immortal’ we
mean ‘everlasting’. Ancient doxographers and commentators on the
Pythagorean soul, however, could have confused the immortality of the
components of the soul, atoms, with the immortality of the soul itself.
Because ‘soul’ (ψυχή) is understood by these figures to be the persistent
arrangement of soul atoms in a single compound, it perishes as soon as
this arrangement is dissolved – although this theory would allow for the
possibility of transmigration, in the sense that a collection of soul atoms
constituted into a new body would retain their quantitative identity, but
not their shape or pattern. This theory demonstrates the greatest number
of parallels to the theory of the soul ascribed to Cebes in Plato’s Phaedo:
for Cebes, and quite possibly for Ecphantus too, the soul is material,
mortal, transmigratory, and long-lived. It is possible that this theory
reflects a later, or a ‘mathematical’, inflection of a more general
Pythagorean theory of the soul that could be traced back to the first or
second generation of the Pythagoreans in Italy. Be that as it may, I hope it
is clear from this chapter that the old adage about Pythagoras or the
Pythagoreans inventing or introducing to Greece a concept of the
immortal soul can now be securely dismissed.
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