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Hearing the Irrational
Music and the Development of the Modern
Concept of Number
By Peter Pesic*
ABSTRACT
Because the modem concept of number emerged within a quadrivium that included music
alongside arithmetic, geometry, and astronomy, musical considerations affected mathematical developments. Michael Stifel embedded the then-paradoxical term “irrational
numbers” (numerici irrationales) in a musical context (1544). though his philosophical
aversion to the “cloud of infinity” surrounding such numbers finally outweighed his
musical arguments in their favor. Girolamo Cardano gave the same status to irrational and
rational quantities in his algebra (1545), for which his contemporaneous work on music
suggested parallels and empirical examples. Nicola Vicentino’s attempt to revive ancient
“enharmonic” music (1555) required and hence defended the use of “irrational proportions" ( proportiones inrationales) as if they were numbers. These developments emerged
in richly interactive social and cultural milieus whose participants interwove musical and
mathematical interests so closely that their intense controversies about ancient Greek
music had repercussions for mathematics as well. The musical interests of Stifel, Cardano,
and Vicentino influenced their respective treatments of “irrational numbers.” Practical as
well as theoretical music both invited and opened the way for the recognition of a radically
new concept of number, even in the teeth of paradox.
The arithmetician sees numbers in themselves, the musician and the algebraist indeed know
numbers. but in their relation to something else.
—Guillaume Gosselin, On the Great Art or the Hidden Part of Numbers, Commonty Called
Algebra or Almucabala (1577)
* St. John's College, 1160 Camino de la Cruz Blanca. Santa Fe, New Mexico 87505-45
1 1: ppesic@sjesf.edu.
I am grateful to Amir Alexander. André Barbera, H. Floris Cohen. Sven Dupré. Thomas Mathiesen. Richard
Oosterhoff. Andrei Pesic. and Benjamin Wardhaugh for their helpful comments and suggestions. I thank Don
Howard and the Program in History and Philosophy of Science at the University of Notre Dame for their
hospitality. which enabled me to discuss these ideas in their stimulating company. Special thanks to William
Donahue for his help with the Latin and to Manfred Cordes for his generous permission to use the musical score
in Figure 8. for which Jörg Jacobi also gave his kind assistance. I also thank the John Simon Guggenheim
Memorial Foundation for its support.
Isis. 2010, 101:501-530 _
©2010 by The History of Science Society. All rights reserved.
0020-9903/2010/1013-0002$ 10.00
Pagina 2
Bekijk in PDF(opent in een nieuw venster)HEARING THE IRRATIONAL
E TEND TO TAKE FOR GRANTED the broad inclusiveness of our current concept
of number (comprising integers along with rational and irrational quantities), as if it
were inevitable and unalterable, though in fact it took its present shape only over the past
few centuries.1 Indeed, the modern concept of “real numbers” differs profoundly from the
concept of number as it was commonly understood in the West from antiquity until about
1600. Given this fundamental change, what is the relation between ancient and modern
concepts of number? Why and how did the concept change? And what difference do these
changes make? In the history of ideas, this shift of understanding is so consequential that
it deserves much further study, not least because modern mathematics depends on it,
hence also much of modern science. As Plato first argued, mathematics offers a touchstone
of epistemic certainty that is important for philosophy, theology, and metaphysics. To
illuminate these questions, this essay will bring forward interactions between music (both
in theory and in practice) and the development of the modern concept of number. These
relations will help illuminate the hesitation about the nascent concept of irrational number
in the work of Michael Stifel (1544), as compared to Girolamo Cardano’s intermixture of
irrational and rational quantities in his musical and algebraic works (1545) and Nicola
Vicentino’s practical use of “irrational proportions” (1555) for musical ends. The differences between them reflect their different approaches to music: Stifel’s was traditional and
largely theoretical, Cardano’s much more practical, while Vicentino was moved primarily
by a new musical ideal based as much in practice as in his theoretical advocacy of the
ancient Greek enharmonic genus.
In recent years, increasing attention has been directed to the interaction between music
and mathematics, especially in the work of Vincenzo Galilei (ca. 1520 –1591), a lutenist
and composer who took up music theory in the 1560s and wrote the Dialogo della musica
antica, et della moderna [Dialogue on Ancient and Modern Music] (1581), “surely the
most influential music treatise of the late sixteenth century.” As the father of Galileo
Galilei, Vincenzo arguably had an important influence on the nascent experimental
science; Stillman Drake, for instance, suggested that Galileo may have first pondered
pendulums in the context of his father’s experiments, where they acted as weights
swinging on the ends of monochords to test (and disconfirm) old Pythagorean legends.
These experiments and discussions unfolded in a lively social context: Vincenzo was an
important member of the Florentine Camerata, a group surrounding Count Giovanni de’
Bardi whose members were fascinated by the accounts of the prodigies of ancient music,
which led to their own further speculations and initiatives. Around 1600, the Camerata and
other like-minded groups were crucial nurseries for the artistic ideas that led to the first
operas, conceived as imaginative reconstructions and revivals of the legendary powers of
ancient Greek tragedy, whose music had long been lost. The ensuing marriage of dramatic
expressivity with musical powers consciously drawn from dissonance was of great
importance to new artistic sensibilities and to the new science envisaged by Bacon,
Galileo, and Descartes, as I will discuss elsewhere.2
1 The epigraph is from Guillaume Gosselin, De arte magna seu de occulta parte numerorum, quæ et Algebra
et Almucabala vulgo dicitur (Paris, 1577), p. 2r; quoted in Jacob Klein, Greek Mathematical Thought and the
Origin of Algebra, trans. Eva Brann (New York: Dover, 1992), p. 262 n 225.
2 The quoted assessment is the editor’s remark in Vincenzo Galilei, Dialogue on Ancient and Modern Music,
ed. and trans. Claude V. Palisca (New Haven, Conn.: Yale Univ. Press, 2003), p. xvii. See Stillman Drake,
“Music and Philosophy in Early Modern Science,” in Music and Science in the Age of Galileo, ed. Victor Coelho
(Dordrecht: Kluwer, 1992), pp. 3–16; and Palisca, “Was Galileo’s Father an Experimental Scientist?” ibid., pp.
143–151. Cf. Nino Pirrotta, Music and Culture in Italy from the Middle Ages to the Baroque (Cambridge, Mass.:
Pagina 3
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In this essay, I will turn to the generations preceding Vincenzo Galilei, in which many
of the ideas came to light that he and his contemporaries would ponder and set into action.
Among the rich and largely unexplored avenues of that earlier period, I will focus on
a seminal mathematical thread for its intrinsic importance as a missing link in the
history of mathematics and the newly emergent mathematical sciences. This thread
emerges in the context of discussions about the nature of ancient Greek music that grew
throughout the sixteenth century in Italy, leading directly to the work of Vincenzo Galilei
and the Camerata. These musical discussions were part of the revival of antiquity in many
forms—artistic, literary, and philosophical—that began in the fifteenth century. But music
posed an especially difficult and intriguing case: though practically all ancient Greek
music was apparently lost, the philosophical corpus contained numerous references to the
wonders performed by that music, which seemed capable, like Orpheus, of moving the
very stones.3
In connecting these musical investigations with mathematics, I do not mean to be
understood as making an “interdisciplinary” intervention, as the present status of mathematics as a discipline wholly distinct from music might seem to suggest. In the case at
hand (and many others like it), our current disciplinary maps and boundaries are anachronistic and misleading. In the sixteenth century, music was still studied as part of the
quadrivium, next to arithmetic, geometry, and astronomy, so that it would have been
natural for musical and mathematical considerations to have met. The assumption that a
mathematician would also be versed in music theory persisted through the work of René
Descartes, Johannes Kepler, and even Isaac Newton, remaining important into the following
century, as H. Floris Cohen and Benjamin Wardhaugh have discussed extensively.4 As early
modern musicians and thinkers contemplated the mysterious powers of Greek music, they
were constantly engaged with the other parts of the quadrivium, for arithmetic and
geometry grounded musical and astronomical theory. Yet only music connected heaven
and earth, theory and experience, mathematics and feeling.
Harvard Univ. Press, 1984), pp. 219 –222, which critiques Vincenzo’s originality and importance in the history
of music. Peter Pesic, “Music, Science, and Passion” (a book in preparation), addresses the intertwined themes
of dispassionate beauty and expressive power in music and natural philosophy.
3 See Anthony Grafton, “Renaissance Readers and Ancient Texts,” in Defenders of the Text: The Traditions
of Scholarship in an Age of Science, 1450 –1800 (Cambridge, Mass.: Harvard Univ. Press, 1994), pp. 23– 46. The
earliest printed editions of Euclid in Latin date from 1482; vernacular translations were published in the 1560s
and 1570s.
4
See Nan Cooke Carpenter, Music in the Medieval and Renaissance Universities (New York: Da Capo, 1972),
pp. 24 –27, 115–118, 313–315. For the earlier history of music in the quadrivium see Pearl Libre, “The
Quadrivium in the Thirteenth Century Universities (with Special Reference to Paris),” in Arts libéraux et
philosophie au Moyen Âge: Actes du quatrième congrès international de philosophie médiévale (Paris: Vrin,
1969), pp. 175–191; and Ann E. Moyer, Musica Scientia: Musical Scholarship in the Italian Renaissance (Ithaca,
N.Y.: Cornell Univ. Press, 1992), pp. 11–35. For interactions between music and the “new philosophy” see H. F.
Cohen, Quantifying Music: The Science of Music at the First Stage of the Scientific Revolution, 1580 –1650 (New
York: Springer, 1984); for later developments see Benjamin Wardhaugh, Music, Experiment, and Mathematics
in England, 1653–1705 (Aldershot: Ashgate, 2008). René Descartes’s Compendium musicæ (1618) is translated
as Compendium of Music, trans. Walter Robert, ed. Charles Kent (Rome: American Institute of Musicology,
1961). For Kepler see Peter Pesic, “Earthly Music and Cosmic Harmony: Johannes Kepler’s Interest in Practical
Music, Especially Orlando di Lasso,” Journal of Seventeenth-Century Music, 2005, 11(1), http://www.sscm
-jscm.org/jscm/v11/no1/pesic.html; for Newton see Pesic, “Isaac Newton and the Mystery of the Major Sixth:
A Transcription of His Manuscript ‘Of Musick’ with Commentary,” Interdisciplinary Science Reviews, 2006,
31:291–306. See also the essays collected in Philippe Vendrix, ed., Music and Mathematics in Late Medieval and
Early Modern Europe (Turnhout: Brepols, 2008).
Pagina 4
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ANCIENT AND MODERN CONCEPTS OF NUMBER
’
Greek mathematics restricted the term “number” ( ␣
´ ) to integers greater than one;
“ratio” (´ ␥) and “rational” referred in the first instance to proportions of integers, as
studied by arithmetic. In contrast, “magnitude” (⑀´ ␥⑀) designated a more general
quantity that was not necessarily rational, such as the length of a line in a geometrical
figure.5 Euclid considered these distinctions necessary because such a figure can have
integer sides but still have diagonals that are not expressible by any ratio of integers. In
the case of the diagonal of a square of unit side, there is no way to “say” its length as a
ratio or number; in that sense, it is literally “unspeakable” (’⬘␣ or ’⬘␣␥). Nor is
there any indication that Euclid would have found adequate our symbol for the length of
this diagonal, 公2, which does not say what that length really is but only designates an
infinite sum of fractions.6
By comparison, modern mathematics rests on a portmanteau concept of “real numbers”
that includes “whole numbers,” “rational numbers,” and “irrational numbers.”7 Yet for
Greek mathematics, a nonintegral number was a contradiction in terms. Euclid rigorously
separated “number” from “magnitude,” allowing proportions only between one integer
and another or between one magnitude and another. He never alternated or “crossmultiplied” these proportions (as we allow ourselves to do), which would intermix them.
By avoiding any such admixture, he sought to avoid contradictions in the foundations of
mathematics as he understood them.
Sixteenth-century mathematicians struggled with these ancient distinctions. For instance, though The Whetstone of Witte (1557) by Robert Recorde (1510 –1558) notes that
“Euclide, Boetius, and other good writers” acknowledge only “whole numbers,” Recorde
also includes “nombres irrationale,” approximated as closely as desired by infinite series
of fractions. Thus, as Katharine Neal notes, Recorde broadened his “number concept while
simultaneously using labels that signaled his awareness of the unacceptability, by traditional standards, of the new numbers.” Recorde observed that his number terms draw on
algebra, the “cossic art,” whose solutions include both rational and irrational quantities.
This art has many practical aspects, as Cardano and other Italian mathematicians had
noted; Recorde dedicated his book to the “venturers” of the Muscovy Company, offering
practical examples of military formations, bricklaying, and geography and promising a
further book on navigation.8
5 See Klein, Greek Mathematical Thought (cit. n. 1); Ivor Grattan-Guinness, “Numbers, Magnitudes, Ratios,
and Proportions in Euclid’s Elements: How Did He Handle Them?” Historia Mathematica, 1996, 23:355–375;
and Katharine Neal, From Discrete to Continuous: The Broadening of Number Concepts in Early Modern
England (Dordrecht: Kluwer, 2002), pp. 12–27.
6 Note that in Greek mathematics one was not considered a number ( ␣
’
´ ) because it was the “monad”
(␣´ ) in terms of which all numbers were multiples. See Paul Tannery, “Du rôle de la musique greque dans
le développement de la mathématique pure,” Mémoire Scientifique, 1902, 3:68 – 69. More recently, Árpád Szabó,
The Beginnings of Greek Mathematics (Dordrecht: Reidel, 1978), pp. 99 –184, argued that “all the important
terms of the theory of proportions have their origins in the theory of music” (p. 170). See also Luigi Borzacchini,
“Incommensurability, Music, and Continuum: A Cognitive Approach,” Archive for History of Exact Sciences,
2007, 61:273–302.
7 Fractions were not considered equivalent to ratios in Greek mathematics, whose concept of magnitude
included both what we call “algebraic” quantities, like 公2, which are solutions of algebraic equations of finite
degree, and “transcendental” quantities, such as , which are not the solution of any such finite algebraic
equation. See Peter Pesic, Abel’s Proof: An Essay on the Sources and Meaning of Mathematical Unsolvability
(Cambridge, Mass.: MIT Press, 2003), pp. 5–21.
8 Robert Recorde, The Whetstone of Witte, which is the seconde parte of Arithmetike (London: Jhon Kyngston,
1557), sigs. Aiir, Sir: “And a third sorte there is of nombres radicalle, whiche commonly bee called nombers
Pagina 5
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Both practical and theoretical considerations moved François Viète (1541–1603) to
make crucial symbolic innovations that linked these different number concepts more
closely. In his Canon mathematicus (1579), Viète advocated the use of decimal fractions
to replace the sexagesimal calculations traditionally used for astronomy; such decimals
could express both rational and irrational quantities, as Simon Stevin also realized.9
Viète’s reading of Diophantus and Pappus, along with his own innovative cryptanalytic
work, led him to introduce alphabetic signs for unknowns as well as for coefficients, as
outlined in his In artem analyticem Isagoge [Introduction to the Analytical Art] (1591).10
Because a symbol like x could now stand for an integer as well as for an irrational
quantity, the new algebraic usage effectively unified these heretofore separate and opposed categories.
These innovations, however ingenious and practical, skated over a foundational abyss
because they subsumed irrational and rational under a single symbol. Yet these very issues
about the nature of number had emerged earlier in the context of musical theory. The
nature of the musical evidence, both theoretical and practical, strongly supported the
necessity and legitimacy of irrational numbers. Music was ideally situated to mediate this
new understanding between her sisters arithmetic and geometry.11
irrationalle: because many of them are soche, as can not bee expressed, by common nombers Abstracte, norther
by an certain rationale nomber. Other men call them more aptly Surde numbers.” Recorde also cites the ancient
dictum that “One is no nomber” (sig. Aiir) and notes that “although there be many kindes of irrationall nombres,
yet those figures that serve in Cossike nombres, bee the figures also of all irrationalle nombres” (sig. Siv). See
Neal, From Discrete to Continuous (cit. n. 5), pp. 49 –55; the quotation is from p. 50. Brigitte Van Wymeersch,
“Qu’entend-on par ‘nombre sourd’?” in Music and Mathematics, ed. Vendrix (cit. n. 4), pp. 97–110, discusses
the use of the term “radix surdus” by twelfth-century writers, who did not, however, call such quantities numeri.
9 For Viète’s advocacy of decimals see Carl B. Boyer and Uta C. Merzbach, A History of Mathematics, 2nd
ed. (New York: Wiley, 1991), p. 303. Simon Stevin’s De thiende (1585), dedicated to “Astronomers, Landmeters, Measurers of Tapestry, Gaugers, Stereometers in general, Money-Masters, and to all Merchants,”
advocated decimal calculations so that “any man’s business may be performed easily thereby.” In his
L’arithmétique (1585) Stevin drew from these decimals the implication that the numbers they represented were
continuous rather than discrete, the ancient texts notwithstanding. See E. J. Dijksterhuis, Simon Stevin: Science
in the Netherlands around 1600 (The Hague: Nijhoff, 1970), pp. 16 –19, 21–22, 38 –39; Henk J. M. Bos,
Redefining Geometrical Exactness: Descartes’ Transformation of the Early Modern Concept of Construction
(New York: Springer, 2001), pp. 119 –143; and Rudolf Rasch, “Simon Stevin and the Calculation of Equal
Temperament,” in Music and Mathematics, ed. Vendrix, pp. 253–320.
10 Klein, Greek Mathematical Thought (cit. n. 1), pp. 150 –185, contains a seminal discussion of Viète’s work
vis-à-vis ancient mathematics. For Viète’s cryptological work see Peter Pesic, “François Viète, Father of Modern
Cryptanalysis—Two New Manuscripts,” Cryptologia, 1997, 21:1–29; Pesic, “Secrets, Symbols, and Systems:
Parallels between Cryptanalysis and Algebra, 1580 –1700,” Isis, 1997, 88:674 – 692; Pesic, Labyrinth: A Search
for the Hidden Meaning of Science (Cambridge, Mass.: MIT Press, 2000), pp. 73– 83; and Marco Panza,
“François Viète: Between Analysis and Cryptanalysis,” Studies in History and Philosophy of Science, 2006,
37:269 –289. In his De recognitione æquationum (published posthumously in 1615), Viète writes that
sometimes “equations are exhibited with fractions or incommensurable numbers [fractis numberis vel
asymmetris]. In geometrical explanations, it is true, the accident of fraction or incommensurability
[asymmetriæ] does not usually interfere with equations . . . the more elevated the power and degree of
’⬘
’` ␣
’ ␥´␣] shows itself in explicating a
affection, the more inexpressibility or irrationality [␣
problem”: François Viète, Opera mathematica, ed. Joseph E. Hofmann (Hildesheim: Olms, 2001), p. 84, as
translated in Viète, The Early Theory of Equations: On Their Nature and Constitution, trans. Robert
Schmidt (Annapolis, Md.: Golden Hind, 1986), p. 3.
11 In comparison with music, painting relies on geometry, rather than on explicit arithmetic; this perhaps
explains why developments similar to those described in this essay did not happen in the visual arts. For instance,
though Piero della Francesa was an important mathematician, his writings do not show any interaction between
his innovations in painting and the concept of number. See J. V. Field, The Invention of Infinity: Mathematics
and Art in the Renaissance (Oxford: Oxford Univ. Press, 1997), p. 67; and Field, Piero della Francesca: A
Mathematician’s Art (New Haven, Conn.: Yale Univ. Press, 2005), pp. 24 –31, 282–284, 312–316. See also Ann
E. Moyer, “Music, Mathematics, and Aesthetics: The Case of the Visual Arts in the Renaissance,” in Music and
Mathematics, ed. Vendrix (cit. n. 4), pp. 111–146. I thank Don Howard for raising this interesting question,
which deserves further attention, and Mark Peterson for sharing his thoughts on Piero.
Pagina 6
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STIFEL’S TREATMENT OF IRRATIONAL NUMBERS
The earliest explicit mention of “irrational numbers” as a self-conscious term for these
mathematical hybrids seems to have been in the Arithmetica integra (1544) of Michael
Stifel (1487–1567), a former Augustinian monk who left the order and became a friend
and collaborator of Martin Luther. Alongside his work as a fervent advocate of ecclesiastical reform (he anagrammatized the name of Pope Leo X to yield 666, the Number of
the Beast), Stifel was arguably the most distinguished German mathematician of the
sixteenth century; his methods were crucial sources for Recorde. In Arithmetica integra
Stifel introduced the term “exponent” and used the signs ⫹, –, and 公.12
Stifel begins by reviewing “the nature and species of abstract numbers [numerorum
abstractorum].” From the beginning, he embeds his novel term “irrational numbers”
(numerici irrationales) in an extensive discussion of music.13 In book 1 Stifel treats
musical intervals in terms of the ratios of string lengths, beginning with the ancient
definitions of the octave (1:2), fifth (2:3), fourth (3:4), and tone or whole step (8:9).
Because the octave cannot be divided into an integral number of whole tones, the
construction of scales requires dividing tones in half, as Boethius described in De
institutione musica [Elements of Music], written circa 510 A.D., which transmitted ancient
music theory to the West.14 But dividing a semitone exactly in half would involve a
geometric mean that is necessarily irrational (see Figure 1), hence impossible in the
context of the pure arithmetic ratios of Greek musical theory.15 Boethius avoided this
problem by dividing the tone unequally into a “major semitone” and a “minor semitone,”
which differ by the tiny interval called the “comma.”16
12 Boyer and Merzbach, History of Mathematics (cit. n. 9), pp. 281–282; long before John Napier, Stifel seems
to have invented logarithms independently. For a detailed treatment see Matthias Aubel, Michael Stifel: Ein
Mathematiker im Zeitalter des Humanismus und der Reformation (Augsburg: Rauner, 2008). For Recorde and
Stifel see Neal, From Discrete to Continuous (cit. n. 5), p. 49. Viète seems not to have known Stifel’s work; see
H. L. L. Busard, “Über einige Papiere aus Viète’s Nachlaß in der Parisier Bibliothèque Nationale,” Centaurus,
1964, 10:65–126.
13 Michael Stifel, Arithmetica integra (1544), fols. 7v (quotation), 55r–58r (here and throughout this essay,
translations into English are mine unless otherwise indicated). Stifel also relies on his interpretation of book 10
of Euclid’s Elements, which he was one of the first moderns to treat in detail. See J. E. Hofmann, Michael Stifel
(1487?–1567): Leben, Wirken, und Bedeutung für die Mathematik seiner Zeit (Wiesbaden: Sudhoffs Archiv,
1968); W. Jentsch, “Michael Stifel—Mathematiker und Mitstreiter Martin Luthers,” Esslinger Studien, 1989,
28:25–50; and Aubel, Michael Stifel, pp. 265–325 (a particularly extensive treatment).
14 Stifel, Arithmetica integra, fols. 70r–75v. Five tones undershoot the octave: (9:8)5 ⬇ 1.802 . . . ⬍ 2:1; six
tones overshoot: (9:8)6 ⬇ 2.027 . . . ⬎ 2:1. The master text is Boethius, Fundamentals of Music, trans. Calvin M.
Bower, ed. Claude V. Palisca (New Haven, Conn.: Yale Univ. Press, 1989), 3.11. For an excellent treatment of
the whole problem of the transmission of ancient music theory see Thomas J. Mathiesen, Apollo’s Lyre: Greek
Music and Music Theory in Antiquity and the Middle Ages (Lincoln: Univ. Nebraska Press, 1999).
15 Boethius, Fundamentals of Music, 3.11. Defining a “superparticular” interval B:C to have the form B:C ::
n⫹1:n, where n is an integer (and the ratio is expressed in lowest terms), then the problem of dividing such an
interval into two equal subintervals is equivalent to the problem of finding a mean proportional number D such
that B:D :: D:C. This proof also figures in the Sectio canonis, traditionally attributed to Euclid and translated by
Giorgio Valla in 1497. See The Euclidean Division of the Canon, ed. and trans. André Barbera (Lincoln: Univ.
Nebraska Press, 1991), props. 3, 16; it is also included in the anthology Greek Musical Writings, ed. Andrew
Barker (Cambridge: Cambridge Univ. Press, 1989), Vol. 2, pp. 190 –208. See also Barbera, “Placing Sectio
Canonis in Historical and Philosophical Contexts,” Journal of Hellenic Studies, 1984, 104:157–161; and Wilbur
R. Knorr, The Evolution of the Euclidean Elements (Dordrecht: Kluwer, 1975), Ch. 7.
16 Modern nomenclature defines an octave as comprising 1,200 cents, of which an equal semitone would be
100 cents, a “major semitone” (2,187:2,048 ⫽ 37:211) 113.7 cents, a “minor semitone” (256:243 ⫽ 28:35) 90.2
cents, a Pythagorean comma (312/219 ⫽ 531,441/524,288) 23.5 cents. Boethius’s terminology shows that he was
aware of these problems in dividing tones. See Gillian R. Evans, “Fractions and Fraction-Symbols in Boethius’
Musica,” Centaurus, 1982/1983, 26:215–217; and Allison M. Peden, “De Semitone: Some Medieval Exercises
in Arithmetic,” Studi Medievali, 1994, 35:368 – 403.
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Pagina 8
Bekijk in PDF(opent in een nieuw venster)HEARING THE IRRATIONAL
overstepped the boundary between rational and irrational, as Stifel does. For example,
Stifel divides the tone into equal semitones following the construction given by Jacques
Lefèvre d’Étaples (Jacobus Faber Stapulensis), which is based on the Euclidean mean
proportional (see Figure 1).19 Likewise, Stifel applies various arithmetic operations to
musical proportions, noting that “in these ways irrational proportions of irrational terms
can be computed by rational numbers through this beautiful reckoning [pulchra ratione],”
including his explicit halving of the tone (see Figure 2).20 To my knowledge, this is the
earliest printed statement that combines a rational (arithmetic) proportion (8:9) with its
irrational (geometric) mean (8:公72). Acknowledging the controversy about them, Stifel
still asserts that
these halvings are so certain that no one can deny them. Neither Jordanus [Nemorarius] nor
Stapulensis nor any other among the learned has denied anything else concerning this question,
except that a tone can be divided in two equal parts by means of a certain and constituted
number (as they themselves put it), that is, a rational number. Moreover, they do not deny that
a tone can be divided by an uncertain number and that is constituted by no assembly of units,
that is, by an irrational number. And because any part you please of the aforementioned
halvings consists of a certain term or rational [number], and from a term that is uncertain and
Wisconsin Press, 1971), pp. 78 –161, 296 –305, on p. 297. See also the valuable discussion in Oscar João
Abdounar, “Ratios and Music in the Late Middle Ages: A Preliminary Survey,” in Music and Mathematics, ed.
Vendrix (cit. n. 4), pp. 23– 69.
19 Jacobus Faber Stapulensis, Elementa musicalia (Paris, 1496), fol. g6v, cited in Stifel, Arithmetica integra
(cit. n. 13), fol. 76v. Erasmus of Höritz (1506), Heinrich Schreiber (also known as Grammateus) (1518), and
Franchino Gafori (Gaffurio) (1518) also referred to this result. See Claude V. Palisca, “Music and Scientific
Discovery,” in Music and Ideas in the Sixteenth and Seventeenth Centuries (Urbana: Univ. Illinois Press, 2006),
pp. 131–160, esp. p. 145; and Franchino Gaffurio, De harmonia instrumentorum opus, liber secundus (Milan,
1518), fol. XXVv. I thank Thomas Mathiesen for pointing out that, long before Euclid’s geometry had been
translated, this argument about the divisibility of the tone was well known to students of Boethius. For instance,
Jacques of Liège (Jacobus Leodiensis) (ca. 1260 – ca. 1330) noted in his Speculum musicæ (ca. 1330), the most
extended surviving medieval treatise on music, that “musical consonant proportions depend on geometry, not
arithmetic; whence the divisibility of a consonance into two equal parts is founded on the divisibility of a
proportion into two equal geometrical parts”: Jacobi Leodiensis Speculum musicæ, ed. Roger Bragard (Corpus
Scriptorum de Musica, 3[2]) ([Rome]: American Institute of Musicology, 1961), p. 54. See also F. Joseph Smith,
“A Medieval Philosophy of Number: Jacques de Liège and the Speculum musicæ,” in Arts libéraux et
philosophie au Moyen Âge (cit. n. 4), pp. 1023–1039. Cf. Abdounar, “Ratios and Music in the Late Middle
Ages,” p. 50, which holds that “irrational numbers and/or incommensurable magnitudes were arising in musical
contexts . . . for the first time with Nicolas of Cusa, who asserts in his Idiota de Mente of 1450 that the musical
half-tone is derived by geometric division of the whole-tone, and hence is defined as an irrational number.”
Likewise, David Paul Goldman, “Nicholas Cusanus’ Contribution to Music Theory,” Rivista Internazionale di
Musica Sacra, 1989, 10:308 –338, considered Cusanus to have been Lefèvre’s source. Yet Cusanus’s text notes
only that “from the relation of a half-tone [to a full tone]—and from the relation of half a double [proportion],
this relation being that of the side of a square to its diagonal—I behold a number that is simpler than our mind’s
reason can grasp [numerum simpliciorem intueor quam nostræ mentis ratio attingere queat]. For [this] relation
is not understood without number; yet, that number would have to be both even and odd. A lengthy and very
delightful discourse could be held on this topic if we were not hastening onwards toward other points”: Jasper
Hopkins, Nicholas of Cusa on Wisdom and Knowledge (Minneapolis: Banning, 1996), p. 552. Though intrigued,
Nicholas did not go further than this general remark.
20 Stifel computes the result of divisio per minutias (division into smaller parts), as when “8 tones and 3 minor
semitones are to be divided by 8/5 or (what is the same thing) 8 tones and 3 minor semitones are multiplied by
5/8: this operation makes 5 tones and 15/8 minor semitones. You see here sufficiently that 1/8 of a minor
semitone is wanting of the perfection of one diapason [i.e., 16/8]. . . . He who, on the other hand, accepts a
schisma, that is, half a comma, can then certainly by that same token accept a half tone, [for] it is clear that a
schisma taken with a minor semitone is really half a tone. For two schismata make one comma, but a comma
taken with two minor semitones makes up a whole tone”: Stifel, Arithmetica integra (cit. n. 13), fol. 78v. In his
list of symbols for musical intervals (such as – for a semitone, 兩 for a tone), the sign for the halved interval stands
on the same footing as the sign for the whole interval, uniting rational and irrational quantities in a single
symbology, which is an interesting step toward a kind of algebraic symbolization, though here not alphabetic.
Pagina 9
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Et toni dimidiatio præcife ponitur fic:
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tionem partium ; cum necefle fit urrangg partium, duplatione
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fui,reddere tonum pracife,
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Item proportio die duplata, facit He feu 9%
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cloud of infinity. And thus the ratio of an irrational number to a rational number is no less uncertain
than that of an infinite to a finite.22
Here, the “cloud of infinity” is the infinite sum of fractions needed to represent an
irrational quantity; such an “actual infinite” was rejected by Aristotle. Stifel’s distaste for
this infinitude finally outweighs his geometrical and musical arguments that irrational
quantities can take the place of rational numbers in every effective respect. Thus, even
though his musical arguments had led him to affirm irrational numbers, his arithmetic
concern to avoid the infinite ultimately moved him to demote them from the class of “true
numbers.”
RATIONALIZING THE IRRATIONAL
Stifel’s arguments show the effect of musical considerations on mathematical concerns,
indicating the possibility of shifting and surprising alliances between the various parts of
the quadrivium: geometric irrationalities, formerly excluded from arithmetic, could find a
place in music. Though Stifel himself finally gave precedence to an Aristotelian rejection
of the actual infinite, others would take these arguments in a different direction precisely
by placing a new and different emphasis on the musical side.
Among these, the famous mathematician, physician, and polymath Girolamo Cardano
(1501–1576) has special importance, even though his writings on music are less well
known than the rest of his vast output. Though Cardano’s De musica was published only
in his Opera omnia (1663), among his works on arithmetic and geometry, he wrote this
manuscript during the period (ca. 1546) surrounding the appearance of his most famous
mathematics book, De arte magna (1545), which announced the general solutions of the
cubic and quartic equations (in the midst of notorious controversies about priority and
disclosure), a landmark in the development of modern algebra. Thus Cardano’s presentation of what he modestly called “this most abstruse and clearly unsurpassed treasury of
the entire arithmetic” should be read next to his contemporaneous musical work, which is
notable for its emphasis on practical techniques related to musical instruments as well as
its theoretical considerations.23
Cardano sang and played several instruments, including the recorder and the lyra, and
was a skilled composer, as is shown by several compositions he includes in De musica and
his careful accounts of instrumental techniques. Cardano’s awareness of such modes of
ornamentation as trills and vibrato draws attention to microtonal shifts that singers and
instrumentalists used to decorate their melodies. He particularly emphasizes the unusual
interval of a “diesis,” a quarter tone (half a semitone) that produces “such a movement
[that] titillates the ear and increases its pleasure.” As Clement Miller notes, “his affection
22
Ibid., fol. 103r.
Hieronymi Cardani Mediolensis opera omnia (Lyon, 1663; rpt., New York: Johnson, 1967), Vol. 10, p. 222,
as translated in Girolamo Cardano, The Great Art of the Rules of Algebra, ed. and trans. T. Richard Witmer
(Mineola, N.Y.: Dover, 2007), p. 1. For the background to these problems see Pesic, Abel’s Proof (cit. n. 7), pp.
23– 40; for the larger context see Anthony Grafton, Cardano’s Cosmos: The Worlds and Works of a Renaissance
Astrologer (Cambridge, Mass.: Harvard Univ. Press, 2000). For the dating of Cardano’s musical writings (which
include a later manuscript also entitled De musica) see Jerome Cardan, Writings on Music, ed. and trans. Clement
A. Miller ([Rome]: American Institute of Musicology, 1973), p. 19; and Moyer, Musica Scientia (cit. n. 4), pp.
158 –168. Oystein Ore, Cardano: The Gambling Scholar (New York: Dover, 1965), p. 49, notes that in the
description of his works Cardano included his book on music in the category of mathematics.
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for this tonal embellishment was very great and his description of the beauty and
pleasantness of the effect sometimes borders on the ecstatic.”24
Cardano’s predilection for the diesis led him to put forward new opinions about its
definition and that of the semitone, though he cites the mathematical problem of the exact
divisibility of ratios. To divide a tone into two equal semitones (or a semitone into two
equal quarter tones) “correctly and arithmetically [verè & arithmeticè],” he acknowledges
that a “true calculation” involves an irrational root, for which he accepts a rational
approximation that is “closer in perception.” For these “true” irrational intervals (whether
of semitone or diesis), he empirically substitutes a simple rational approximation, thus
conflating the geometrically irrational with the arithmetically rational. He treats the result
as a “correct” system of tuning, not merely a stopgap or approximation; in fact, the
application of his calculation of his approximate semitone (18/17) to fretting a lute was
“the first really practical approximation of equal temperament,” later (incorrectly) attributed to Vincenzo Galilei.25 Cardano treats rational and irrational intervals on the same
footing primarily because of musical considerations: he chooses between rational approximations for the diesis not on the basis of closeness of numerical value (which would lead to
35/34) but on perception as judged musically (leading to 36/35). He calls “true” (verè) both the
irrational “true diesis” and its rational, musical equivalent, which is true “arithmetically.”
Though in De arte magna Cardano often refers to “numbers” with the sense of
“integers” and never uses the term “irrational numbers,” he uses the phrase “the numbers
[numerici] that were to be found” to refer to specifically irrational expressions. Cardano’s
“golden rule” shows how to find what he calls the “closest approximation” through finding
the integers, “greater and less, which most nearly satisfy the equation,” then generating a
series of “differences” between the values those integers generate when substituted in the
equation, from which a further refined estimate can be made, leading to what he takes to
be a converging series of approximations. Through this procedure, “you will undoubtedly
arrive at an insensible [insensibiliem] difference” compared with the true value: “This is
universal reasoning and needs no other rule.”26 His procedures here seem to reflect the
24 Cardano might well have been in contact with his father’s colleague Gafori, the celebrated music theorist
mentioned above, who commissioned translations of Aristides Quintilianus and Ptolemy; under the influence of
Ficino and Neo-Platonism, Gafori engaged in extensive speculation on musical cosmology but was also, like
Cardano, interested in practical music. See Cardan, Writings on Music, p. 15 n 1; and Moyer, Musica Scientia,
pp. 67–92. For Cardano on the diesis see De tranquillitate, in Cardano, Opera omnia, Vol. 2, p. 337, cited in
Cardan, Writings on Music, p. 22 n 36, which also includes the quotation from Miller.
25 Cardan, Writings on Music, p. 45, cites Lefèvre. Cardano’s argument proceeds: “But if I wish to divide a
proportion by itself, as the whole tone 9/8, I can do this correctly and arithmetically [verè & arithmeticè] only
if both numerator and denominator are doubled, making 18/16. Then you take a number equidistant from each,
17 in this instance, and the proportion 18/16 [sic; this should read 17/16 or 18/17] is a semitone or one-half of
9/8. According to this a diesis will be 36/35 or 35/34, as you wish, but it is closer in perception [sensibilis] to
36/35, although the true [vera] diesis is closer to 35/34. I said closer because a true calculation of one-half of
9/8 is made by multiplying 9 times 8 to make 72, and by taking its square root or 嗱72, and the latter’s proportion
to 8 or 嗱72/8 is the true semitone. In the same way a diesis will be RR4608/8, which is very close to 239/232
or to 35/34, and closer to 35/34 than to 36/35.” Ibid., pp. 47– 48 (Cardano, Opera omnia, Vol. 10, p. 108). The
textual error noted in this quotation is verified by Cardano’s statement on p. 45 that the “small semitone” is
18/17. He writes ratios as fractions, though Greek mathematics emphatically did not treat them as equivalent, and
notates 嗱 for square roots, RR for fourth roots. The quotation about the dating of the resultant temperament
comes from J. Murray Barbour, Tuning and Temperament (East Lansing: Univ. Michigan Press, 1951), p. 7.
26 For the phrase “the numbers [numerici] that were to be found” see Cardano, Opera omnia, Vol. 4, p. 281,
translated in Cardano, Great Art of the Rules of Algebra (cit. n. 23), p. 203. Cardano calls irrational quantities
“irrationales” in the 1545 edition but “alogi” in the 1663 edition (pp. 35 n 10, 41 n 24, 47); he does not use these
terms as adjectives for “numerici.” For his comments about the “insensible difference” and “universal reasoning”
see pp. 182, 185.
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practical sense that comes to the fore in his musical writings: “true” geometric (irrational)
and “true” arithmetic (rational) quantities sound the same; their differences are “insensible.” The sole example he has of this kind of mediation between “perceptual” and “true”
quantities is music; he lacks any other kind of mathematical physics (as it would later
come to be called) that could have confronted mathematical idealizations with physical
reality. But music was sufficient. Musical judgments intermixed rational and irrational
quantities, supporting and paralleling Cardano’s working equivalence of the two in his
algebraic art and providing it with crucial examples.
THE TRIAL OF VICENTINO
The grounds on which Nicola Vicentino (1511– ca. 1576) treated irrational quantities as
numbers had more to do with issues of melodic style and musical practice, as for Cardano,
than with the more purely theoretical questions about the elementary intervals that
concerned Stifel. Boethius had enumerated three ancient “genera” of melody, each genus
designating a separate set of basic intervals on which music could be constructed. The
most familiar is the diatonic genus, based on the pattern of a semitone followed by a tone
and another tone: S T T. (Modern major and minor scales are diatonic, though neither was
among the ancient modes.) The other two genera are more unfamiliar. The chromatic
genus has the pattern S S S3, where S3 stands for a “trihemitone” (an interval composed
of three semitones). According to Boethius, this genus is “called ‘colored’ since it is the
first alteration from” the diatonic genus, which “is somewhat more severe and natural
[durius et naturalius], whereas the chromatic departs from natural inflection and becomes
more sensual [mollius].”27 The name “chromatic” persists even today to describe music
that makes extensive use of consecutive semitones, sometimes (as Boethius suggested) to
evoke greater sensuality or expressivity.
No such parallel remains in our music corresponding to the enharmonic genus, which
Boethius considers “even more closely joined” than the chromatic, in the sense that the
enharmonic genus uses the quarter tone (the diesis, abbreviated D), according to the
pattern D D T2, where T2 denotes a “ditone,” an interval composed of two whole steps.
Apart from some self-conscious attempts to recreate such music that we will come to and
some experimental music of the twentieth century, the diesis fell out of use in Western
music. Yet Boethius does not treat it as exotic but only remarks that it “is beautifully and
‘ ´␣) is the general word that has
fittingly yoked together”; indeed, its Greek name (␣
come down to us as “harmony,” suggesting that the enharmonic genus was considered
harmonious par excellence.28
27 Boethius, Fundamentals of Music (cit. n. 14), 1.21. The ancient Dorian species of the octave used this pattern in
the form E∧F-G-A-B∧C-D-e, in which ∧ marks a semitone, - a tone (hence, in this case, S T T T S T T); on the modern
keyboard it would be sounded by the sequential white keys starting on E. Note that the diatonic pattern S T T is not
rigidly repeated but sets a general design for the octave species: in the diatonic genus, only tones and semitones are
used and every semitone is surrounded by two sequential tones on either side. The other ancient octave species follow
this same diatonic pattern of tones and semitones, though beginning at a different point along the pattern; thus, the
ancient Phrygian octave species (now usually stated beginning on the note D) runs T S T T T S T (D-E∧F-G-A-B∧C-d).
This modern representation is anachronistic not only in its use of present note names (hence also raising questions of
the underlying temperament) but also in stating this mode as a “scale” ranging over an octave; ancient and medieval
music theory characteristically stated modes in terms of tetrachords (four sequential notes) or hexachords (six-note
scalewise groups), not octaves, as we tend to do. Note also that Boethius uses for his semitone 243:256, the interval
between a ditone and a perfect fourth, which is not an exact equal division of the tone. The trihemitone is 294.1 cents,
slightly smaller than the modern minor third, 300 cents.
28 Ibid. The ditone is 407.8 cents, slightly larger than the modern major third, 400 cents. The Czech composer
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Before the sixteenth century, only the diatonic genus seems to have evoked commentary, perhaps because it was used in musical practice, such as chant; in general, it may be
that Boethius’s passing mention of the genera was taken to indicate that this was an
obscure or recondite matter, hence usually neglected. New translations brought these
genera to prominence—for example, Carlo Valgulio’s Latin translation (1507) of the De
musica commonly (but incorrectly) attributed to Plutarch, from which Vincenzo Galilei
later drew much of his information on Greek music.29 Pseudo-Plutarch emphasized the
superiority of the enharmonic genus and complained that “the musicians of our times,
though, disdained the most beautiful genus of all and the most fitting, which the ancients
cherished for its majesty and severity.”30 In his book L’antica musica ridotta alla moderna
prattica [Ancient Music Adapted to Modern Practice] (Rome, 1555), Vicentino identified
the enharmonic as the secret behind those extraordinary, lost powers of ancient music,
which he decided to revive.
Vicentino was a practicing musician and a composer with deep interests in the theory of
music (see Figure 3). Born in Vicenza, he came under the influence of the humanist Giovanni
Giorgio Trissino, who in 1524 had already described the enharmonic and the chromatic as
“two genera that our age does not know.” After studies with Adrian Willaert, the great
Venetian composer, Vicentino came to Ferrara at the behest of Cardinal Ippolito II d’Este,
whom he then accompanied to Rome. In 1546 Vicentino published his first book of madrigals,
but around 1534 he had already begun thinking about the ancient genera.31 In 1551 he became
embroiled in a public controversy that shows the extent to which these matters provoked hot
contention among the educated elite throughout Europe.
The argument started in June 1551 after a performance of a motet at the home of
Bernardo Acciaioli in Rome, when those present began discussing what genera of melody
were used in the composition. The Portuguese composer and theorist Vincente Lusitano
maintained that the motet used only the diatonic genus, whereas Vicentino argued that it
used elements of all three genera. What was at stake went beyond this single work to all
of contemporary practice: What was the true status of those ancient genera in contemporary music? The broader implications of this question concerned not only whether modern
music had kept or broken faith with its ancient heritage but also the character and integrity
of the cosmos, which was widely assumed to be regulated by musical intervals.
The debate began with a wager of two gold scudi and quickly became formal and public.
Over a period of five days (2–7 June), Vicentino and Lusitano presented their arguments at the
Vatican to “an audience of many learned men,” in the presence of Cardinal Ippolito and
Alois Hába (1893–1973) wrote a number of works using quarter tones (and other microtonal possibilities), as did
Charles Ives (1874 –1954); Béla Bartók occasionally indicated quarter tones in his works and, as a pioneering
ethnomusicologist, endeavored to indicate microtonal nuances in transcriptions of his fieldwork. Note that the
‘
Greek word ␣
´␣ did not originally designate simultaneously sounding pitches, as does the modern word
“harmony,” but, rather, describes the quality of a single melodic line.
29 See the detailed discussion in Claude V. Palisca, Humanism in Italian Renaissance Musical Thought (New
Haven, Conn.: Yale Univ. Press, 1985), pp. 88 –110; he comments on Vincenzo on p. 10 n 35. For an outstanding
account of the theoretical issues see Karol Berger, Theories of Chromatic and Enharmonic Music in Late
Sixteenth Century Italy (Ann Arbor, Mich.: UMI Research Press, 1980). For a detailed discussion of Vicentino’s
music see Manfred Cordes, Nicola Vicentinos Enharmonik: Musik mit 31 Tönen (Graz: Akademische Druck- und
Verlangsanstalt, 2007).
30 Cited from Palisca, Humanism in Italian Renaissance Musical Thought, p. 109.
31 Note the variant spelling “Vincentino” found in some sources. The quotation from Trissino comes from Palisca,
Humanism in Italian Renaissance Musical Thought, p. 119. See esp. the detailed account in Henry William
Kaufmann, The Life and Works of Nicola Vicentino (1511– c. 1576) (Washington, D.C.: American Institute of
Musicology, 1966). For the date 1534 see Nicola Vicentino, Ancient Music Adapted to Modern Practice, trans. Maria
Rika Maniates, ed. Claude V. Palisca (New Haven, Conn.: Yale Univ. Press, 1996), p. 33 n 25.
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and the papal offices of the judges) like a legal anathematization, concluding that “the said Don
Nicola must be condemned, as we sentence him in the wager made between them” (see Figure
4).33 Vicentino’s own account treats quite seriously what he considered a grave injustice,
whether or not we take the scene as an auto-da-fé for “heretical pravity” that anticipates
the trials of Bruno or Galileo. Perhaps Vicentino’s wounded pride kept him from
taking the less serious tone others may have adopted. But even a high-spirited
imitation of inquisitorial proceedings presided over by an eminent cardinal seems
ominous. The Church, especially the Jesuits, condemned any alterations to the foundations of mathematics that would undermine its epistemic certainty and hence the
unchanging rational foundations of Christian doctrine. We will shortly consider
Vicentino’s argument that experience was the “mistress” of musical and mathematical
theory—rather than pure reason, as Boethius taught and the Church insisted.34
The confrontation at the Vatican led Vicentino to publish his defense for a larger public
interested in the case and willing to pay to read about it. By way of amplifying and
illustrating his assertions, Vicentino described his newly invented archicembalo, an
“arch-harpsichord” whose specially designed keyboard could play the complex variety of
semitones and dieses necessary to execute chromatic and enharmonic compositions (see
Figure 5).35 Vicentino’s keyboard mechanized the playing of quarter tones, heretofore
33 Vicentino, Ancient Music Adapted to Modern Practice, pp. 313–314. Danckerts later wrote a treatise
explaining his reasoning; see Paul Anthony Luke Boncella, “Denying Ancient Music’s Power: Ghiselin
Danckerts’ Essays in the ‘Generi Inusitati,’ ” Tijdschrift van de Vereniging voor Nederlandse Muziekgeschiedenis, 1988, 38:59 – 80. Danckerts’s reasoning was that Vicentino’s definition of the genera was overly broad,
encompassing more examples than really followed the genera strictly, and he insisted that a proper example of
the enharmonic genus must use the diesis. See also Timothy R. McKinney, “Point/Counterpoint: Vicentino’s
Musical Rebuttal to Lusitano,” Early Music, 2005, 33:393– 411.
34 I thank Amir Alexander for pointing out these issues. For the Jesuits’ reliance on the certainty of
mathematics see Romano Gatto, Tra scienza e immaginazione: Le mathematiche presso il collegio gesuitico
napoletano (1552–1670 ca.) (Florence: Olschki, 1994), pp. 17– 64. Their mathematical curriculum included the
study of music following Lefèvre, as noted in Ladislaus Lukacs and Giuseppe Cosentino, Church, Culture, and
Curriculum: Theology and Mathematics in the Jesuit Ratio Studiorum (Philadelphia: St. Joseph’s Univ. Press,
1999), pp. 50 –51; see also Peter Dear, Discipline and Experience: The Mathematical Way in the Scientific
Revolution (Chicago: Univ. Chicago Press, 1995), p. 39. In 1641 Paolo Guldin, S.J., attacked Bonaventura
Cavalieri’s theory of indivisibles as a geometry of the eye, rather than of the intellect. See Carl B. Boyer, The
History of the Calculus and Its Conceptual Development (New York: Dover, 1959), pp. 121–124; and Enrico
Giusti, Bonaventura Cavalieri and the Theory of Indivisibles (Bologna: Cremonese, 1980), pp. 45, 55– 65, esp.
p. 63. Indivisibles verged on a mathematical atomism considered heretical and inconsistent with Christian
doctrines, especially with the Eucharist. See Egidio Festa, “La querelle de l’atomisme: Galilee, Cavalieri, et les
jesuites,” Recherche, 1990, 21:1038 –1047; and Festa, “Quelques aspects de la controverse sur les indivisibles,”
in Geometria et atomismo nella scuola Galileana, ed. M. Bucciantini and M. Torrini (Florence: Olschki, 1992),
pp. 193–207. These matters were vehemently suspect even outside Catholic lands: in 1591, Robert Parsons
denounced the English algebraist Thomas Harriott as an Epicurean atheist and conjurer because of his mathematical atomism. See Neal, From Discrete to Continuous (cit. n. 5), pp. 25–27; and Robert Kargon, Atomism in
England from Harriott to Newton (Oxford: Clarendon, 1966), p. 27.
35 See Marco Tiella, “The Archicembalo of Nicola Vicentino,” English Harpsichord Magazine, 1975, 1:134 –
144; Rudolf Rasch, “Why Were Enharmonic Keyboards Built? From Nicola Vicentino (1555) to Michael
Bulyowsky (1699),” Schweizer Jahrbuch für Musikwissenschaft, 2002, 22:35–93; Denzil Wraight, “The Cimbalo Cromatico and Other Italian String Keyboard Instruments with Divided Accidentals,” ibid., pp. 105–136;
and Patrizio Barbieri, “The Evolution of Open-Chain Enharmonic Keyboards, c 1480 –1650,” ibid., pp. 145–184.
The split black keys of Vicentino’s instrument were not unique; other keyboards had earlier used this device, for
nonequal temperaments distinguish notes like G and F# that equal temperament conflates into what is now
called a single “enharmonically equivalent” pitch G/F#, though this modern term here indicates an effective
equivalence between these pitches that reverses the ancient meaning of this word (and its denotation of
quarter-step distinctions). Vicentino’s intervals are played on a modern archiorgano in the CD attached to
Cordes, Nicola Vicentinos Enharmonik (cit. n. 29).
Pagina 16
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QVARTO
SENTENTIA,
| Hriflinomine inuocato dc. Noifopradetti Bartholomeo Efgobedo , à
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Ghifilino Dancharts
per quefla noftra diffinitiuafententia d> laude in pres
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Pronontiamo, sententiamo il predetto Don Nicola non hauer in uoce ‚ne in
feritto provato fopra chefiafondata la fua intentione della fua propofta „Immo per quanto
par
in uoce & inferiptis il detto Don Vincentio ba prouato, che lui per uno competentemente coz
gnofce &r intende di qual Generefiala compofitione che hoggi communamente i compofitori
à” fi canta ogni di, come ogniuno chiaramente difopra nelle loro informationi poz
compongono,
trà uedere . Et per quefto il detto Don Nicola douer effere condennato, come lo condenniamo
nellafcommeffafatta fra loro,come difopra. Et cofi noi Bartholomeo ex: Ghifilinofoprafcritti
cifotto fcriuiamo di noStra mano propria. Datum Rome in Palafio A poftolico, et Capella
predetta, Dievit. Iunj. Annofuprafcripto Pontificatus S, D. N.D. lulij. PP. 111.
Annofecundo; &7 laudamo,
Pronuntiaui utfupra. Ego Bartholomeus E/gobedo,et de manu propria mefubfcripft.
Pronuntiaui utfupra. Ego Ghifilinus Dancherts,e>° manu propria mefubferipfi.
lo Don lacobo Martellifacciofede , come lafententia et le due poliZefopra notatefono fidela
mente impreffe 27 copiate dalla Copia dellamedefimafententia de ifopra detti Giudici.
Io VincenZo Ferro confirmo quanto difopra.
Io Stefano Bettini detto il Fornarino,confirmo quanto difopra,
lo Antonio Barrè confirmo quanto difopra.
To non uoglio dire cofa alcuna circa la fopraflampata fententia perche quefta cura lafcierò giu
dicare al mondo,
à al gran 1ddio,ilquale èfomma giuflitia,che perfuo mezZo fara cognofcere
à ogniuno la ragione dal torto,come ha infpirato ilfopradetto Don Vincentio , che publichi al
mondo le mie raggioni con lafua opera Stampata, contra de lui d> delli Giudici.
Fine del Quarto Libro,
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THE CONFLICTING CLAIMS OF HEARING AND REASON
In the mid-sixteenth century, the problem of dividing the tone was not yet solved uniquely;
several conflicting definitions of the semitone remained in use.37 This aggravated the
problem of defining the diesis: how could one define a quarter tone if the half tone
remained so contentious? The obvious approach was to define unequal major and minor
dieses by dividing up major and minor semitones, but this would lead to an endless
recurrence of the problem of dividing intervals, mise en abı̂me.38 New clarity was sought
in the ancient sources. What follows, then, is not a digression into antiquity but an account
of how ancient problems returned to life.
Boethius had not given the enharmonic diesis a precise ratio, perhaps because of its very
smallness.39 Plato and Aristotle considered the diesis a kind of element, analogous to a
vowel or consonant; Aristoxenus of Tarentum (fourth century B.C.), a pupil of Aristotle,
judged that “the voice cannot distinctly produce an interval even smaller than the smallest
diesis, nor can the hearing detect one, in such a way as to grasp what part it is either of
a diesis or of any of the other intervals which are known.”40 The diesis, it was concluded,
may be so small an interval that strict, secure definition is elusive. This judgment may also
reflect the material circumstances and difficulties surrounding the production of this
interval. Aristides Quintilianus (first century A.D.) noted that the enharmonic “has gained
approval by those most distinguished in music; but for the multitude, it is impossible. On
this account, some gave up melody by diesis because they assumed through their own
weakness that the interval was wholly unsingable.”41 Thus, even in ancient times the diesis
involved discrimination and virtuosity, as in the quarter-tonal “bending” of pitch possible
on the aulos (a pipe with finger holes and a reed mouthpiece, often played in pairs).
Aristotle described the aulos as “orgiastic,” its shrill wails often associated with Bacchic
and Corybantic rites; Longinus wrote that the aulos could send its listeners out of their
37 Vicentino’s contemporaries were most familiar with just intonation, in which the “just diatonic semitone”
(16:15 ⬇ 1.067, 111.7 cents) was a common solution, but there were other competing possibilities, such as the
“just chromatic semitone,” sometimes called the “minor semitone of the minor tone” (25:24 ⬇ 1.042, 70.7 cents).
38 Vicentino defined a minor diesis as “one-half of the minor semitone” and the major diesis as “identical” to
a minor semitone, but then we still have to divide that minor semitone exactly in half; and, as Karol Berger points
out, this leaves much still unspecified about how these two dieses should then be used to make up the enharmonic
genus. See Vicentino, Ancient Music Adapted to Modern Practice (cit. n. 31), pp. 59 – 62 [fols. 17r–18v]; and
Berger, Theories of Chromatic and Enharmonic Music (cit. n. 29), pp. 7–18. For a helpful treatment of another
seicento author concerned with the division of a tone see Tito M. Tonietti, “The Mathematical Contributions of
Francesco Maurolico to the Theory of Music of the Sixteenth Century (The Problems of a Manuscript),”
Centaurus, 2006, 48:149 –200.
39
Boethius cites “Philolaus, a Pythagorean,” who divided the tone unequally; confusingly, Boethius here uses
the term “diesis” as a synonym for “minor semitone,” not “quarter tone,” as he does elsewhere. See Boethius,
Fundamentals of Music (cit. n. 14), pp. 96 –97; and the discussion of Philolaus’s arguments in M. L. West,
Ancient Greek Music (Oxford: Clarendon, 1992), pp. 235–236. Boethius argues that the Pythagorean comma is
the “ultimate interval heard which can really be perceived”: Boethius, Fundamentals of Music, pp. 96 –97.
40 See Plato, Republic 531a; Aristotle, Posterior Analytics 84b37–39; and Aristotle, Metaphysics 1016b18 –24:
in Barker, ed., Greek Musical Writings (cit. n. 15), Vol. 2, pp. 55 (Plato), 70, 72 (Aristotle), 135 (Aristoxenus).
See also Aristides Quintilianus, On Music, in Three Books, trans. Thomas J. Mathiesen (New Haven, Conn.: Yale
Univ. Press, 1983), pp. 81, 95. Plato, Timaeus 34b–36d, describes the diatonic order imposed by the demiurge
on the cosmos as emerging naturally from Archytas’s proportion theory (note Barker’s comment in Barker, ed.,
Greek Musical Writings, Vol. 2, p. 217 n 31).
41 Aristides Quintilianus, On Music, p. 84; this passage is also included in Oliver Strunk, ed., Source Readings
in Music History, rev. Leo Treitler (New York: Norton, 1978), p. 57. In 1560, Pierre de Ronsard wrote King
François II that the enharmonic “for its difficulty was never in use,” whereas the chromatic “for its lasciviousness
was by the ancients banished from the republic,” while the diatonic was “by all approved, as approaching nearest
to the melody of the macrocosm”: ibid., p. 301.
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minds and set their feet tapping to its rhythms.42 Such associations would not militate
toward fussiness in intonation, if indeed the diesis was an ecstatic “bending” of a pitch not
really to be measured by any ratio but only by the inspired frenzy of the Dionysian
virtuoso.
Though this aural interpretation goes against Pythagorean tradition and its ratios, its
ancient champion was Aristoxenus, the great contrarian voice in Greek music theory.
Where the Pythagoreans exalted reason over sensual judgment, Aristoxenus emphasized
the fundamental role of the senses (here showing Aristotle’s influence): “Through hearing
we assess the magnitude of intervals, and through reason we apprehend their functions.”43
Most of the information we have on the enharmonic diesis comes from him, suggesting
that this interval may have fit particularly well into his thesis that discriminative hearing,
rather than predetermined, fixed ratios, really determines musical intervals.44
Aristoxenus stood at a critical point in the problem of subdividing intervals, which (as
we have seen) involves irrational magnitudes if the divisions are to be strictly equal. In the
face of this paradox, Aristoxenus opened the liberating possibility that we might weaken
or abandon the demand that every interval be strictly rational through his reliance on the
sense of hearing, rather than on reason. He himself never seems to remark that his line of
argument would imply the possibility of quantities that might bridge the rational and
irrational; on the contrary, he explicitly maintains a sharp “division . . . in respect of the
differences between the rational and the irrational.”45
This “Aristoxenian turn” from regarding intervals as ratios to regarding them as “pitch
distances” can be more clearly discerned in Claudius Ptolemy’s Harmonics (second
century A.D.), in which the great astronomer connects stars, planets, and musical genera.
In Ptolemy’s view, Aristoxenus constructed the enharmonic genus by essentially assigning
the unit of 6 to each diesis, in units where the tone is 24 units.46 If so, each interval is no
42 The word ␦
´ originally meant a “letting through,” suggesting the performance practices of wind
instruments. See Aristotle, Politics 134a21; and Longinus, On the Sublime 39.2: in West, Ancient Greek Music
(cit. n. 39), pp. 81–107, esp. pp. 105–106.
43 Barker, ed., Greek Musical Writings (cit. n. 15), Vol. 2, pp. 150. Though ancient Roman scholars referred
to Aristoxenus simply as “the musician,” most of his numerous works were lost and his Elements of Harmonics
was not available until Antonio Gogava’s Latin translation of 1562— hence after Vicentino’s book appeared—
though Valgulio had quoted a few fragments from him (1507) and spoken in his praise. Boethius generally
followed mainstream Pythagorean tradition; he discusses Aristoxenus briefly and dismissively, noting that “since
he attached little value to reason but yielded to aural judgment, he does not indicate numbers for pitches as a
means of obtaining their ratios. Instead, he estimates the differences between them. Very incautiously he
considered that he knew the differences between pitches for which he had established no magnitude or measure”:
Boethius, Fundamentals of Music (cit. n. 14), p. 173. For the later reception of Arixtoxenus see Claude V.
Palisca, “Sense over Reason: The Anti-Theoretical Reaction,” in Music and Ideas in the Sixteenth and
Seventeenth Centuries (cit. n. 19), pp. 29 – 48; and Palisca, “Aristoxenus Redeemed in the Renaissance,” in
Studies in the History of Italian Music Theory (Oxford: Clarendon, 1994), pp. 189 –199, which discusses
Valgulio’s defense of Aristoxenus (pp. 190 –191), though noting that Aristoxenus “received little attention from
music theorists until the 1580s and 1590s” (p. 189).
44 For Aristoxenus’s references to the diatonic see Barker, ed., Greek Musical Writings, Vol. 2, pp. 135, 140,
143, 145, 154, 165–166, 182, 184. Barker argues that “though Aristoxenus insists that the smallest usable
interval is the enharmonic diesis, a quarter-tone, he is perfectly prepared to employ smaller intervals, down to
one twelfth of a tone, in his theoretical calculations” (p. 135 n 50). Aristoxenus writes that “the student should
try to accept each of these [definitions of note, intervals, and their combination in a syste ma or concatenation of
intervals] in the right spirit, without quibbling over whether the account offered of each is exact or only rather
approximate. . . . For it is difficult, perhaps, in all cases where we are dealing with things that stand at the
beginning to articulate an account that contains an exhaustive and accurate interpretation” (p. 135).
45 Ibid., p. 137. Note also the discussion of rational and irrational rhythms in Aristoxenus’s fragmentary
Elementa rhythmica: ibid., p. 188.
46 Ptolemy, in Harmonics, expresses intervals as ratios, contra Aristoxenus, as noted in Barker’s commentary:
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longer a ratio but some multiple of a unit fixed essentially arbitrarily (here, by assigning
24 of them to a tone). By breaking away from Pythagorean ratios, Aristoxenus took a
crucial step toward treating an arbitrary musical quantity as a unit unto itself, apart from
whether it is or is not rational with respect to the initial integral units of string length. His
demonstrations recall Euclid, who had shown in the Elements that magnitudes are rational
or irrational only relative to other magnitudes, not in any absolute sense. The diagonal of
a square is incommensurable with its side but may be perfectly commensurable with other
lines (for instance, with the sides of another square built on that diagonal).47 If Ptolemy is
correct that Aristoxenus treated the diesis as a unit on which tone and semitone are built,
that would ignore the inherent incommensurability of tone and semitone or quarter tone,
as discussed above. At the very least, by abandoning the idealized fiction of a pure ratio
underlying every note Aristoxenus was able to bring forward the practical “commensurability” of every pitch sung or played on real strings: because we can hear those intervals,
he implies, they must de facto be commensurable.
At the beginning of his book, Vicentino acknowledges both these ancient authorities
even as he proposes to go beyond them:
Aristoxenus, who depended solely on sense, denied reason, whereas the Pythagoreans, in
contrast, governed themselves solely by reason, not sense. Ptolemy more sanely embraced both
sense and reason, and his opinion has satisfied many people up to now. In this work, however,
you will recognize many cases in which reason is not a friend to sense, and sense is not
receptive to reason. And I shall give you detailed information as to how compatible sense and
reason can be, thus enabling you to assess the dearth of sweet musical concords in the past.
Therefore, with experience [experientia] as the mistress of things, it will be easy to judge the
difference between ancient and modern music by considering examples of both.
Paradoxically, Vicentino’s project seeks to outstrip the “modern” practice of music by
reviving the “ancient,” specifically through the retrieval of the lost enharmonic genus he
considers “more sweet and smooth than the other two genera.”48 The emphasis on
experientia means that musical practice is the new touchstone that can outweigh older
arguments about rationality.
Vicentino’s “Aristoxenian turn” also drew on an older contemporary who had enjoyed
the patronage of the d’Este family and who seems to have been his immediate source on
ancient tunings and modern temperament. In his Musica theorica (1529), Lodovico
Fogliano (before 1500 –after 1538) had taken an Aristotelian, Aristoxenian position that
Barker, ed., Greek Musical Writings, Vol. 2, pp. 384 –391 (for Ptolemy), 270 (commentary regarding Aristoxenus). I thank Thomas Mathiesen for pointing out to me that Ptolemy’s expansion of Aristoxenian parts of the
fourth from 30 to 60 may well indicate that Ptolemy had not actually read Aristoxenus but was relying on an
epitome, whether by Cleonides or someone else.
47 Barker notes the parallel between these demonstrations in Aristoxenus’s book 3 and Euclid’s Elements:
Barker, ed., Greek Musical Writings, Vol. 2, p. 170 n 1. Socrates draws a square on the diagonal of a unit square
in his conversation with the slave boy in Plato’s Meno 84d– 85c.
48 Vicentino, Ancient Music Adapted to Modern Practice (cit. n. 31), pp. 6, 12 [fols. 3r, 4v]. Even though
Vicentino did not have access to Aristoxenus’s full treatise in 1555, he had gathered enough of the essential
content of Aristoxenus’s arguments that he referred to them often. Valgulio’s translation of pseudo-Plutarch
included many citations of Aristoxenus, especially concerning the enharmonic genus; see Barker, ed., Greek
Musical Writings, Vol. 1, pp. 205–257, which discusses the enharmonic genus at pp. 215–218. Also, in 1497
Giorgio Valla had brought out a Latin translation of Cleonides’ compendium of Aristoxenus; see Claude V.
Palisca, “Musical Change and Intellectual History,” in Music and Ideas in the Sixteenth and Seventeenth
Centuries (cit. n. 19), pp. 1–12, esp. p. 6. Though Ptolemy’s Harmonics did not appear until Gogava’s translation
of 1562, the fifth book of Boethius’s Fundamentals of Music would have given Vicentino a close account of
Ptolemy’s book 1.
Pagina 21
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Pagina 22
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dividing ever smaller musical intervals, such results further geometrized what had heretofore been considered the purely numerical domain of musical intervals, tacitly overstepping the ancient separation between geometry and arithmetic through the commonsensical identification of a physical string length with the corresponding line in a
geometric diagram (such as Figure 6), rather than with a purely numerical ratio, considered apart from any sounding body.
VICENTINO’S ACCOUNT OF “IRRATIONAL RATIOS”
Vicentino expresses this new situation as it emerges in specifying the diesis:
The enharmonic genus contains a semitonal division [i.e., the diesis] that is disproportioned and
irrational [sproportionata et inrationale]. And the other parts accompanying this division cannot
contain proportioned and accurate leaps because they must correspond to this irrational ratio
[proportione inrationale]. Let no one be astonished [si marauiglia] that the nature and division
of the genus allows this to happen. The nature of the diatonic genus goes along with its own
steps and leaps, which are true in their ratios [ proportione]. But the nature of the division
of the chromatic genus permits the disruption [si rompi] of the diatonic order and the creation
of two semitones from the whole tone as well as the step of the incomplete trihemitone [three
semitones]. Likewise, the nature of the enharmonic genus disrupts the order of both the diatonic
and chromatic and permits the creation of steps and leaps beyond the rational [gradi & i salti
fuore di ogni ragione]. For this reason [cagione] such a division is called an irrational ratio [si
domanda proportione inrationale].
In using the phrase “irrational ratio,” Vicentino is the first (as far as I can determine) to
try to state in some positive (if paradoxical) way the status and character of musical
intervals that are formed through irrational, geometric means (as in the Fogliano example)
but at the same time are incorporated into the rational arithmetic of music theory.51 As so
often in the history of science, Vicentino’s contribution may have been to state as clearly
as possible, in common words, not only the inherent paradox of a new concept but its
necessity and the functionality that justifies our embracing it despite and even through its
paradoxicality.
Vicentino’s unfolding argument presents us with both sides of the paradox: the diesis,
as constructed geometrically, is irrational but, functioning as the smallest “unit” within a
framework of numerical ratios, is in that sense also effectively a “proportion.” Such a
hybrid concept, like a centaur, needs to be grasped in its inherent duality, considered as
its essence rather than as grounds to refute its existence. Vicentino’s premise—that the
enharmonic genus exists and is superlatively important—was attested by many ancient
sources. Therefore its basis, the diesis, must also exist, and so we should take in stride
whatever paradoxical qualities it may have. Vicentino does anticipate that we might
rightly be “astonished” or wonder at what at first seems a prodigy or monster, this
“rational irrational”—rather in the way that we might consider a centaur monstrous if we
were not familiar with examples of wise centaurs such as Chiron, “who included music
51 Vicentino, Ancient Music Adapted to Modern Practice (cit. n. 31), p. 207 [fol. 66v]. Though rare, the
spelling “inrazionale” is found as a Latinized variant in the Vocabolario della Crusca (1612); John Florio’s
Queen Mary’s World of Words (London, 1610) includes both spellings with the same definition (pp. 258, 268).
I thank Alexander Bevilaqua, Franco Ligabue, Thomas Mathiesen, and Marco Potenza for helpful discussions
of the orthography of this word.
Pagina 23
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among the first arts he taught Achilles at a tender age, and who wanted him to play the
harp before he dirtied his hands with Trojan blood.”52
Vicentino’s argument also builds cunningly on the successive examples of the three
genera, as if in a kind of rhetorical crescendo.53 The diatonic sets the point of departure,
the purely rational (proportione). From our earlier discussion, we know that the semitone
of the diatonic genus already contains the latent problem of its relation to the tone: namely,
that no rational semitone can be exactly half of a tone. The stratagem of devising major
and minor semitones merely conceals this problem without solving it; it is a stopgap
solution that serves to make the diatonic appear wholly rational. The two successive
semitones in the chromatic genus reiterate the problem: which semitones are they to be,
major or minor? In the chromatic genus, the latent problems hidden in the diatonic come
forward sufficiently to cause “disruption”: incipient instability and growing theoretical
uncertainty. Only with the enharmonic genus does this simmering instability disrupt both
the diatonic and chromatic genera and “permit the creation of steps and leaps beyond all
reason.”54 This, Vicentino tells us, is the cause that should move us not only to call them
“irrational ratios” but also, by so naming them, to install them in mathematics and music
jointly as having equal existential force with the “rational ratios” we learned from
arithmetic and the “irrational magnitudes” from geometry. For Vicentino, music is the
intermediate ground on which arithmetic and geometry meet in such hybrid concepts as
“irrational ratios,” shared between mathematics and music.
THE MATHEMATICIAN AS COMPOSER
The attitudes of Stifel, Cardano, and Vicentino about these mathematical issues reflect
their respective musical projects. As we saw, Stifel’s closest approach to affirming that
“irrational numbers” were “real” or “true” came in the context of his musical theorizing.
Yet this did not prove sufficient for him to maintain this position in the face of the actual
infinitude of fractional sums, the “cloud of infinity,” perhaps because his involvement with
music remained largely theoretical and restricted. Stifel’s main foray into practical music
was his thirty-two-strophe song to propagate Luther’s teachings, “Johannes thüt uns
schreiben” (1522), based on the popular tune “Bruder Veyt.” Stifel’s composition led him
into a polemical war of song and countersong with the theologian Thomas Murner, both
always keeping this same melody for their new lyrics (see Figure 7).55 Though Stifel’s
song was very popular and went through many printings, even serving as an important
early example of the power of music that may have inspired Luther himself, its purely
melodic component was very simple and completely derivative. Stifel merely provided
new words to an old tune; he had no vision of reforming the elements of music that would
52 Gioseffo Zarlino, Istituioni harmoniche (1558), cited in Strunk, ed., Source Readings in Music History (cit.
n. 41), p. 299. See also Guido Mambella, “Corpo sonoro, geometria e temperamenti: Zarlino e la crisi del
fondamento numerico della musica,” in Music and Mathematics, ed. Vendrix (cit. n. 4), pp. 185–233.
53 Karol Berger stresses “the transformational nature of the relationship between the three genera” as “one of the
most fascinating aspects of the whole Vicentinian system and one which is constantly emphasized by the theorist,”
by which he means a “three-level hierarchy in which: a) the enharmonic level necessarily presupposes the more basic
chromatic level which in turn presupposes the fundamental diatonic; b) the diatonic contains the possibility of the
chromatic subdivision and the chromatic may in turn be subdivided enharmonically”: Berger, Theories of Chromatic
and Enharmonic Music (cit. n. 29), pp. 15–16.
54 Vicentino, Ancient Music Adapted to Modern Practice (cit. n. 31), p. 207 [fol. 66v].
55 See Rebecca Wagner Oettinger, “Thomas Murner, Michael Stifel, and Songs as Polemic in the Early
Reformation,” Journal of Musicological Research, 2003, 22:45–100.
Pagina 24
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Pagina 25
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century and Vincenzo’s teacher, incorporated these irrational ratios in his representation
of the tuning of a lute (see Figure 9), which showed how a geometric construction can
dictate the placement of the frets that thereby divide intervals equally and set up an equal
temperament. In this way, geometry set a template that could be mechanically reproduced
without having to duplicate its geometric construction.58
Even so, the use of these irrational ratios remained controversial. Though Zarlino’s
student Giovanni Maria Artusi (1546 –1613) accepted his teacher’s geometric construction
for tuning instruments, he balked at applying such irrational ratios to vocal music. Writing
in 1603, Artusi objected that Claudio Monteverdi, the great exponent of the new operatic
art sponsored by the Camerata, was applying irrational ratios, “according to the doctrine
of Lodovico Fogliano,” in order to generate for expressive purposes what Artusi considered intervals “false for singing,” particularly the diminished seventh and diminished
fourth (see Figure 10). Artusi complained that the use of such “irrational” intervals
showed that Monteverdi had no “rational” understanding of music, as he put it. Though
it was possible to play the intervals on the fretted lute, “the natural voice is not suited to
negotiate such unnatural intervals by means of natural ones, not having a preset stopping
place like an artificial instrument. . . . It cannot justly divide the tone into two equal
parts.”59 Artusi’s objections blend mathematical uneasiness about “unnatural” irrational
ratios with his concomitant aversion to Monteverdi’s expressive use of those same
intervals.
Such objections show the deep and long-lasting anxieties provoked by irrational ratios,
anxieties that reflect both musical and mathematical considerations. Stifel was content to
remain in the realm of conventional (and popular) music, and so his “irrational numbers”
drew on no particular musical justification that might help defend or support them against
traditional philosophical objections. In contrast, Cardano’s strong interest in composition
and performance and Vicentino’s reliance on “irrational ratios” in his music seem to have
helped them sustain their effective use as numbers, to the extent that they advanced them
as musical and hence mathematical necessities.
The comparison of these three figures as theorists, composers, and mathematicians
illuminates ways in which musical concerns, both practical and theoretical, influenced the
acceptance of novel mathematical concepts, which in turn bore on musical matters. Long
before, Plato had pointed out that astronomy connected the ideal and the visible phenomena shown through the motion of the heavenly bodies, noting also that “as the eyes are
fixed on astronomy, so the ears are fixed on harmonic movement, and these two kinds of
knowledge are in a way akin.” The pioneering studies of the development of mathematics
tended to recognize only the visible side of this insight, as when Jacob Klein emphasized
the intimate connection between Viète’s mathematical and astronomical works.60 Klein’s
seminal treatment did not recognize the significance of music as a consequential meeting
ground between mathematics and perception. In light of the innovations of Stifel, Car-
58 Interestingly, Cardano was critical of Vicentino’s scheme for tuning, which he found “not unserviceable, but
it is not entirely accurate”; see the passage cited in note 36, above. Regarding Zarlino see also Moyer, Musica
Scientia (cit. n. 4), pp. 202–225.
59 See Berger, Theories of Chromatic and Enharmonic Music (cit. n. 29), pp. 44 –56 (Zarlino), 88 –95 (Artusi);
he notes that Artusi, like Vincenzo Galilei, found the use of equal temperament for the harpsichord “strange” (p.
92). The quotations from Giovanni Maria Artusi, Discorso secundo mvsicale di Antonio Bracchino da Todi
(Venice, 1608), are taken from Mark Lindley, “Chromatic Systems (or Non-Systems) from Vicentino to
Monteverdi,” Early Music History, 1982, 2:377– 404, on pp. 400 – 404.
60 Plato, Republic 530d; and Klein, Greek Mathematical Thought (cit. n. 1), p. 151.
Pagina 26
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Pagina 28
Bekijk in PDF(opent in een nieuw venster)a onfenantiz Diapafon in Duodecim Semitonia
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Pagina 29
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Pagina 30
Bekijk in PDF(opent in een nieuw venster)HEARING THE IRRATIONAL
were essential companions on the road that led from arithmetic to algebra in that they
reached beyond numbers to the “something else” manifest through music. If so, the
struggle to “hear” the mathematical irrational was indeed consequential on many levels.
Mediating between the realms of mathematics and felt experience, music evoked and
justified new concepts of number.
already adds ‘algebra’ to the ancient ‘Pythagorean’ division of mathematics into geometry and astronomy,
arithmetic and music, assigning it, together with ‘music,’ to the realm of relational quantity. . . . This is, so to
speak, the first ‘official’ introduction of algebra into the system of sciences recognized by the schools. Up to that
point the ‘ars rei et census’ (art of the thing and its power, i.e., the unknown and its square) was a more or less
obscure curiosity. It was even considered suitable for public exhibitions in the form of contests and aroused the
wonder of the crowd much as did acrobatic or magic tricks”; he instances the turbulent contest between Niccolò
Tartaglia and Luigi Ferrari, Cardano’s pupil. Klein comments on Gosselin’s classification of number on pp.
291–292 n 305; see also H. Bosmans, “Le ‘De arte magna’ de Guillaume Gosselin,” Bibliotheca Mathematica,
3rd Ser., 1906, 7:44 – 66 and Giovanna Cleanice Cifoletti, “Mathematics and Rhetoric: Peletier and Gosselin and
the Making of the French Algebraic Tradition” (PhD diss., Princeton University, 1992). Gosselin translated into
French L’arithmetique (Paris, 1578), by Tartaglia, who also experimented with the division of a tone into equal
semitones; see Moyer, Musica Scientia (cit. n. 4), pp. 126 –134, which also connects Tartaglia with Bartolomeo
Zamberti’s comments on music in his edition of Euclid (1505).