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SHIPTON, K. M. W., Heraclitus fr. 10: a Musical Interpretation , Phronesis, 30
Heraclitus fr.
10: A Musical Interpretation*
K. M. W. SHIPTON
Fr. 10 is very obscure, even by Heraclitus’ standards. There is no general
agreement on the text itself, and very different interpretations of the
fragment have been proposed. Is the first word avAXdues or ouvéyres?!
What do the succeeding pairs of opposites? mean? How does the final
phrase (éx mévrwv x.7.A.) fit in with these “opposites”? More generally
what is the fragment as a whole about? Formally, fr. 10 most closely
resembles those fragments which describe an initial subject in terms of a
series of opposed predicates. But the interpretations advanced so far do not
treat fr. 10 as analogous to these apparent parallels. Instead, it is suggested
* Lam grateful to Mr. E. L. Hussey for helpful comments on an earlier draft ofthis paper.
' DK read avvdyies and this reading is retained in the most recent discussion of fr. 10
(C. J. Emlyn-Jones, ‘Heraclitus and the Identity of Opposites’, in Phronesis 21, 1976,
89-114). But since Snell's discussion of fr. 10 (Hermes 76, 1941, 84-7) all major editors
(Kirk, Marcovich, Kahn) have preferred the reading ov\\c yes. The most helpful
bibliography on this textual question remains that of Marcovich.
It has even been proposed that Heraclitus himself coined the term oùvayis (so H. Jones
in Museum Africum 3, 1974, 1-13).
? Apart from problems of interpretation, Kirk has pointed out that 6\a and oùx 8Na are
not in fact opposites but ‘contraries’. Emlyn-Jones (note | above) suggests that the list of
Opposites are not all predicates ofthe initial term in the fragment, but that ovppepopevov
and ouvgdov should be regarded as separate subjects, each with its own predicate
(Svagepopevov and duddoy respectively). Marcovich treats the opposites as examples of
avdAdues,
3 Kirk proposes to take Ex névruv Ev as parallel to the words Sha, ovupepôyevoy and
ouvadoy, and && Evös navre as parallel to the words oùx Sha, Siapepöpevov and BigBov. But
some commentators do not attempt to link the final phrase in any close manner to the
preceding words, preferring to interpret it as making a separate, cosmological, point. Yet
others, such as Marcovich, see no correspondence between Ex navrwv Ev and ¿£ évos mavra
— à most improbable circumstance in view of the obvious correspondence between all the
other phrases which follow the initial term.
Phronesis 1985. Vol. XXX12 (Accepted February 1985)
111
BA PTS KUN
ares
Pagina 2
Bekijk in PDF(opent in een nieuw venster)SHIPTON, K. M. W., Heraclitus fr. 10: a Musical Interpretation, Phronesis, 30 (1985)
Extracted from PCI Full Text, published by ProQuest Information and Learning Company.
Heraclitus fr. 10: A Musical Interpretation*
K. M. W. SHIPTON
Fr. 10 is very obscure, even by Heraclitus’ standards. There is no general
agreement on the text itself, and very different interpretations of the
fragment have been proposed. Is the first word ovAAd wes or ouvdues?!
What do the succeeding pairs of opposites? mean? How does the final
phrase (x mévrwv x.r.\.) fit in with these “opposites”?? More generally
what is the fragment as a whole about? Formally, fr. 10 most closely
resembles those fragments which describe an initial subject in terms of a
series of opposed predicates. But the interpretations advanced so far do not
treat fr. 10 as analogous to these apparent parallels. Instead, it is suggested
* lam grateful to Mr. E. L. Hussey for helpful comments on an earlier draft of this paper.
! DK read ovväyıes and this reading is retained in the most recent discussion of fr. 10
(€. J. Emlyn-Jones, ‘Heraclitus and the Identity of Opposites’, in Phronesis 21, 1976,
89-114). But since Snell’s discussion of fr. 10 (Hermes 76, 1941, 84-7) all major editors
(Kirk, Marcovich, Kahn) have preferred the reading ovA\d es. The most helpful
bibliography on this textual question remains that of Marcovich.
It has even been proposed that Heraclitus himself coined the term oûüvayus (so H. Jones
in Museum Africum 3, 1974, 1-13).
? Apart from problems of interpretation, Kirk has pointed out that 8\a and ody ö\a are
not in fact opposites but ‘contraries’. Emlyn-Jones (note | above) suggests that the list of
opposites are not all predicates of the initial term in the fragment, but that ouupepôuevor
and ovvédov should be regarded as separate subjects, each with its own predicate
(Stapepopevov and &iéBov respectively). Marcovich treats the opposites as examples of
ov\dabtes.
3 Kirk proposes to take &x navrwv Ev as parallel to the words ö\a, auupepôuevov and
ouvdôov, and é évds návra as parallel to the words oùx Sha, dapepópevov and Buköov. But
some commentators do not attempt to link the final phrase in any close manner to the
preceding words, preferring to interpret it as making a separate, cosmological, point. Yet
others, such as Marcovich, see no correspondence between éx navrwv Ev and é évòs mévra
— a most improbable circumstance in view of the obvious correspondence between all the
other phrases which follow the initial term.
Phronesis 1985. Vol.
XXX/2 (Accepted February 1985)
Pagina 3
Bekijk in PDF(opent in een nieuw venster)that Heraclitus uses the opposed terms of fr. 10 in a manner unique to this
fragment.*
I hope to cast some light on this obscurity by looking afresh at the term
ovvayıs. If we consider ouvayıs against the background of its cognate form
ovvaph a new meaning is suggested which is prima facie relevant to Heraclitus’ doctrine doctrine of unity (Sections One and Two). This new interpretation of obvoxjs does much to remove our uncertainties about fr. 10.
The various pairs of opposites will all make sense, while the final phrase
takes on a new appropriateness. Taken as a whole the fragment can now be
seen to follow a typically Heraclitean pattern of thought about the unity of
the opposites (Sections Three and Four).
Section One: The Subject offr. 10 — ov\\@yues or ovvónpies?
The MSS are fairly evenly divided between the readings ovA\cnpes and
ouvdues with “reputable” support for both. But since the edition of Kirk,
virtually all editors, and most commentators, have preferred to read avx-
Nénres.® Kirk’s preference for this reading is very largely based on the
opinion of Snell? who argues that the Ionic form ovA\é
es would make
the more familiar form of ouvées a lectio facilior. Now it is true that
ovvdues is always a lectio facilior in Athens where the a-form of ou\Näues
would be unfamiliar. But ouvéques is not necessarily always a lectio facilior
elsewhere, and our ignorance of when the variants arose in antiquity makes
Snell’s point less attractive than it initially appears to be. There are also a
* Thus there is general agreement, despite much divergence on detailed points, that the
opposites of fr. 10 belong to a higher logical category than those of the fragments which
are comparable in expression. These fragments (e.g. frr. 60 and 61) discuss some concrete
subject (a path, or sea-water) to which the opposite predicates (‘up and down’, ‘safe and
harmful’) refer. But fr. 10’s opposites are treated by commentators as ‘topic neutral’, with
a generality of meaning quite unparallelled by the comparable fragments in Heraclitus.
5 Support for both readings can be found in the main groups of the de Mundo MSS which
Lorimer has identified. Thus in the group BCDG, BCG all preserve some form of
ouvénes. And in the group AEHP, AEH support a form of ovvéxjes while P has ov\Anes. It is true that a preponderance of the main MSS favour some ovvay) — formation.
On the other hand, Apuleius’s de Mundo seems to follow a ovvAayıes tradition (with
Apul. B offering ovvAamluaıs and Apul. V ouvArupaıs). It therefore looks as if avvay —
and ov\Xaÿ — are ancient variants. Mr. Hussey suggests that at some, possibly early, date
some texts of ps. - Ar. de Mundo were corrected from some other source for Heraclitus.
6 See note 1 above.
T loc. cit. note t above.
Pagina 4
Bekijk in PDF(opent in een nieuw venster)number of difficulties® in ov\\ónres which should make us hesitate to
accept this reading without further questioning.
All editors and commentators are agreed that the initial word in fr. 10
must somehow involve the notion of unity or of putting things together.
But in the classical period ovAAmyıs does not have such a connotation. It is
used either to refer to the act of physical arrest® or (in Aristotle) to pregnancy. It is only in a later period that oú\\nis may refer to the cognitive
act of ‘summing up’ or ‘collecting together’.!°
The term ovvons on the other hand always has the implication of one
thing joining another and appears in this sense in the classical period. Plato
used ovvayıs quite generally in the Theaetetus (195d) to refer to the “fitting
® The difficulties I discuss in this paper are of a general kind and apply to any reading of
ovAAddies. But there is a particular difficulty in Kirk’s own translation of the word which
deserves mention here. As Guthrie has duly observed, there is no parallel in the classical
period for Kirk’s passive interpretation of ouAA@yues as “things taken together”. Kirk
apparently ignores the normal practice in early and classical Greek whereby nouns
ending in —ıs tend to denote an action or process. Exceptions to this rule do appear in
early-ish Greek (cf. p. 115 below) but without clear evidence in the context that there is
such an exception in fr. 10 the onus probandi is on anyone who assumes that the —ıs
ending does not refer to a process. Indeed the context of fr. 10 with its list of present active
participles in fact suggests that the usual rule is being adhered to. The passive sense
suggested by Kirk would normally require the type of ending which connotes a product,
viz. —n. In the case of the verb ovAXanféveuv this would most naturally be found in the
cognate noun ovAAaBr. It would not be expected in the form oúN\anas. Kahn, correctly,
translates his reading of ovAAcdes by the action-term ‘graspings’.
* ab Amis has the meaning of ‘arrest’ in Thucydides, Lysias, Aeschines and Polybius.
10 This late connotation has influenced Kirk’s interpretation of ovAAd es while Snell too
. uses the cognitive sense of “taking together”. Marcovich’s “connexions” seems similarly
unparalleled in classical Greek, though his criticisms of Kirk’s interpretation of the
fragment as a whole seem valid. What the lexicographic evidence does suggest is that a
“unity” notion based on the verb ou\Xapfévew would, in the early and Classical period
of Greek, be provided by the cognate form ovAAaßn. The best evidence here is the
quotation from Philolaus preserved by the musical writer Nicomachus (in Jan, MSG
p. 252.4). In describing the early technical terms used in music by the “most ancient”
writers he quotes Philolaus’s use of the term ouX\afé for the musical fourth: &ppovias dé
méyebos ov\\aBà nai dV o£ev&v (= DK 44 B6). Zv\\aBá was used, Nicomachus suggests,
because the musical fourth was npom . . . abAAmus pÜéyywr ouupovuvr. This remark
obviously implies that the early writers used the general term for a “collection” or
“putting together” to refer specifically to the musical fourth “collection” of notes since
that particular interval had a special place amongst intervals in general. And the word for
interval or “collection” which those early writers used was ou\Aaf, a term which
Nicomachus sees as a synonym for his own word oúN\mhs. At the time of Heraclitus,
therefore, a “unity” term formed from the verb ov\\apBéveiv would be likely to appear
as ou\\aBú, not obAAMIAs,
Pagina 5
Bekijk in PDF(opent in een nieuw venster)together” of aloßmoıs and &iévoua. More particularly, it is clear from
Aristotle that ouvayıs frequently connotes not simply any connection but a
connection which involves unity. Thus in Phys. 227al0ff, while defining
the term ovvexés, Aristotle says \éyw dé elvau ovvexés Stav TabTd yévnrou xai
Ev TO ExaTépov TEPAS ols ämTovrau XL. . . OVVEXNTAL. TOÜTO Sz OVX olóv TE
övolv vrouw eivaı Túv goxaTwv. He then introduces the concept of unity: év
TOÛTOLS EOTL TO OvvExXés &E wv Ev Tu MEMUxE yiyveodau KATA THY oúvonbuwv.
A ovvayps is thus a type of contiguity which involves unity. Although
Plato does not explicitly mention the idea of unity it is clear in practice that
Plato’s act of cognition, which is what he is concerned to describe in the
Theaetetus, is in fact a unity composed of the two separate elements of
aloßnoıs and dLavore. Aristotle’s ‘unity’ view of obvanlıs is also borne out in
the specific uses of oüvanyıs in astronomy, mathematics and mechanics."
The conjunction of stars,1? the meeting of a tangent and the circumference
of a circle, the joining of two levers (whether at the fulcrum or at the point
of contact, between the ends of the levers)"4 are all examples of two bodies,
or points, coinciding to form a unity out of a plurality.15
From the point of view of sense, it appears from this evidence that at the
time of Heraclitus ovvayıss, and not ov\\dupies, is the appropriate word.
We must of course remember that in a writer as inventive in his use of
words as Heraclitus!$ lexicographic arguments cannot be conclusive. And
it remains true that neither oú\\n{s nor oúvorus is actually found before
the 5th century B.C. But if we require the sense of ‘unity’ or ‘putting
together’ in fr. 10 then the balance of argument must be in favour of
svvoxjis with its emphasis, throughout its range of application, upon the
notion of joining so as to form a unity.
11 Zbvonpis is also used by writers on physiology to refer to the connection of parts of the
body with each other.
7? It is used thus by Plato in Tim 40c to refer to the conjunction of planets. Taylor ad loc
argues that Plato refers not merely to a conjunction in the same sign of the zodiac but toa
conjunction in the same line of vision, with one body occluding the other. We may
compare Heraclitus fr. 103’s observation on the “common place” where the circle begins
and ends (echoed by Parmenides fr. 5).
13 This problem we know to have interested philosophy not much later than the time of
Heraclitus. Protagoras (80 B7) denied that the tangent met the circle at only one point.
14 Ps-Ar. Mechanics 854a23 and 854a29 uses oüvayıs for both these points of contact. Cf.
116 below.
19 Similarly, the simple &is which first appears in Plato Parm. 149a-c again refers to the
joining (by contact) of two objects.
16 See B. Snell, ‘Die Sprache Heraklits’, Hermes 61, 1926, 353-81, and H. Jones loc. cit.
note | above.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)Section Two: The Meaning of ovvárpies in Fr. 10
a) Zürayis and its cognate ovvapú
But if ovvdues is the correct reading in fr.10, we are still left with the
problem of what precisely Heraclitus meant by the term. There are two
general points which may help us here, one positive, one negative. It is clear
from fr.51 that the concrete notion of putting a plurality of things together
so as to form a unity — a notion involved in virtually all of the usages of the
term obvonjis — suits Heraclitus’ general theory of unity in diversity. However we interpret 51’s taXivtovos!” &ppovin in detail’® it is clear that Heraclitus intends this as a general statement of his unity principle. And it is
generally agreed that at the time of Heraclitus &ppovin will have the
concrete sense of “fitting together” or “joining”. It would then be
appropriate to find that Heraclitus was interested in the idea of a otvonis.
But on the negative side, neither the more general use of obvayts such as we
find in Plato’s Tht. nor the specific usages in areas such as astronomy or
mathematics make much sense of the list of predicates which fr.10
associates with the word auväuıes.
Progress may be made, however, if we note the usage of a term cognate
to oùvadis viz. cvvagy. The different formations of the two words might
seem to argue against interpreting ovvayıs in the light of ovvagy since the
—ts ending suggests a process/action implication, at least in earlier Greek,
which the —n ending does not. But as we shall see later (p. 122f and nn 44
and 45 below) this is not a hard and fast rule even in the classical period
17 There is good MSS support for both naXivrovos and raXivrporos. In view of Homer’s
frequent use of maivrovos as an epithet for the bow it seems to me more likely that
Heraclitus will repeat this well-known adjective but, as so frequently, refer to another
writer’s ideas only to show how inadequate they were. For the naXivrovos &ppovin which
Heraclitus has in mind is both different from, and much more subtle than the naXivrovos
used of Homer’s bow. Heraclitus’s views on the tponai of fire (fr. 31) would encourage the
reading maNvrpomos. For further arguments in favour of raXivrovos see Kirk, Heraclitus:
The Cosmic Fragments, pp. 211ff.
18 See in particular Kirk’s discussion of the term op. cit. note 17, pp. 207ff. Early musical
writers such as Philolaus, used the term &pyovin to refer to the octave (cf: Nicom. Harm. 9
in Jan, MSG p. 252, and note 48 below). It is just possible that this terminology was used
(by Hippasus? Lasus?) by the time of Heraclitus; but such a meaning would have no
application to the bow in fr. 51. For a new interpretation of the éppovin structure of the
bow and lyre see now J.M. Snyder, ‘The Harmonia of Bow and Lyre in Heraclitus fr. 5
(DK)’, Phronesis 29, 1984, 91-5.
19 See Kirk, op. cit. note 17, p. 208.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)where —n and —s formations from the same verb can appear with identical
meanings. If we leave aside, for the moment, these questions of morphology it is prima facie plausible to look at the range of meanings for the term
ouvapñ. There is considerable evidence to suggest that the words ovvopn
and ouvayıs very largely overlapped in meaning, with later Greek (certainly from the time of Aristotle onwards) preferring to use the term
ovvagy.
LSJ distinguishes three main areas of application for the term ovvagn: 1)
it refers to the idea of a union or connection (in Theophrastus and later
writers) and more particularly it may refer to the conjunction of heavenly
bodies; 2) it is used to describe any line of junction — where the tangent
meets the circle or where the sides of bivalve shells coincide (in Aristotle
and later writers); 3) it is a technical term in music to describe the most
basic musical ovornpa where two conjunct tetrachords combine to form
one musical unit, often the octave (in Aristoxenus and later writers on
music).
If we compare this range of usage with that of ouvaylıs described above it
is at once apparent that the two terms largely coincide, with the exception
that oúvonss is not found in the musical sense of ouvapt. Correspondingly,
a number of instances exist where ovvayis and ovvapú are used as
synonyms. Thus in Ps.Ar. srepì âróuwv ypapypev 971b17ff the contact between tangent and circle is described as a cuvagy: à Toö xúxA\ov rs eùbelas
Ayeraı xaTà Treiw. THs ya ovvagis xai h év TD xbxrw xai À &v TH eüßeig
&ntetar xai &A AMG. But a few lines further on 971b23ff. states: oùôèv. . .
droioer h obvais tov orvypóv év rn etOeia xai TH TEPLPEPEL.
Again, in Ps.Ar. Mnxavix& where two similar devices, each dependent
on the operation of two levers, are described, the terms ouvanyıs and ovvagy
are used with apparent indifference. Thus at 854a23 the fulcrum of dental
forceps is called a ovens: fj öÖovrdypa Sto pox Aoi elow &vrıxeinevor, Ev Td
imopox tov Exovres Thy obvonp Tis Oepuaotpisos. Precisely the same
mechanical arrangement, this time of a pair of nutcrackers, appears at
854a39, but now the term ovvagy is used to describe the fulcrum: 7d. . .
öpyavov Ex Slo obyxertar poxAdv, ÜropóxNov éexdvtwv TO abtd, THY
ovvaprıv.
On the assumption that both zepi &röuwv ypauuov and Mnxärıxa are
works produced by the Aristotelian school in the fourth/third centuries
B.C. then a certain pattern can be detected in the usages of the terms
ovvayıs and ovvagy: (1) the meanings of ovvagy despite their different
formation closely overlap; (2) oövayıs occurs earlier than ovvapú; (3)
Aristotle, and later writers of his school, use the two terms synonymously;
Pagina 8
Bekijk in PDF(opent in een nieuw venster)(4) the word oùvayis becomes less popular after Aristotle.
Since the meanings of avons so closely correspond to those of ovvagy it
seems reasonable to suppose that Greek might also have used oúvonhts in
the musical sense of ouvagñ. Moreover, since ovvagy as a musical term is
only found in later writers, who prefer this formation to that of oùvas, the
possibility at least exists that Greek musical writers of an earlier period
may have used oúvenkus.
It is therefore worth exploring the musical use of ovvagn to see whether it
might throw light on Heraclitus’s ovvónres in fr.10. Fr.10’s ovvadov xai
à&dov in particular strongly suggest a musical application and make such
an exploration prima facie plausible. We begin by considering ovvagy as a
musical term. We may then examine its applicability to Heraclitus’s
thought. Finally, we examine the morphological possibility of auvdues
being used as the equivalent of the musical ovvagy.
b) Musical ovvagj
Writers on musical theory, from Aristoxenus onwards, use the term ovvagy
to describe what is the most basic structure in Greek harmony — that of the
conjunct system of tetrachords. The earliest lyre of which we have any
detailed literary evidence is the pépuyË émrérovos mentioned by Terpander.?° Whether or not the paricular tuning of the seven-stringed lyre
which Terpander used is the most ancient”? it is clear that the lyre worked
20 Terpander, poem 5.
21 The 7-stringed lyre itself was very ancient. Winnington-Ingram (in Mode in Ancient
Greek Music, p. 25f.) suggests that the heptachord itself developed from a tetrachord to
which was added another interval of a fourth. But this must have happened at a very early
stage of musical development. Nicomachus (in Jan, MSG p. 266) even attributes a
mythical origin to the heptachord: thv Atpav riv &x Tis xedavys paoì tov ‘Eppa
ebpyxévar Kal xatacxevdoavTa Erté xopdov Tapadeduonévor Thy ähm To ’Opgei.
Although some sources appear to ascribe the development of the 7-stringed lyre to
Terpander (their evidence, however, may well be simply Terpander’s own claim hpeis roi
TETp&yNpUr Amootepkavres dowdy /EntaTOv Pöppuyyı véovs xedadijoopev Úpvovs apud
Cleonides (Jan, MSG p. 202)), it seems more probable that this development ante-dated
Terpander, and that Terpander himself was responsible for altering the notes of the
heptachord so as to form an octave. This is suggested by the evidence of ps-Ar. Problemata 19.23 and ps-Plut. de Mundo 1140f (probably dependent on the Sth C historian
Glaucus) where Terpander is credited not with the invention of the 7-stringed lyre but
with removing the note rpirn and adding the note vn so as to form an octave. (The most
helpful discussion of these and other relevant passages now appears in A. Barker, Greek
Musical Writings, vol.
I: The Musician and his Art, p- 43 note 18, p. 198 note 62, p. 208
note 18 and p. 233 note 177.) It is clear from art of the 8th century that a 4-stringed
phorminx existed then, while a 5-stringed lyre was also very ancient. Like Terpander’s
Pagina 9
Bekijk in PDF(opent in een nieuw venster)on the ovvíjgpevov system?? whereby two tetrachords were united by a
common note which marked the end of the one and the beginning of the
next.
Evidence for this ancient tuning of the lyre is given by Nicomachus (Jan,
MSG p. 253). In explaining Philolaus’s mention of the note tpity (= DK 44
B6) Nicomachus clearly implies that Philolaus uses the ouvfuuevor system.
But we can go back further than this. For Nicomachus’s comments on
Philolaus actually state that the ovvhppevov system of joining tetrachords
was earlier in time than the alternative Svefedypevov arrangement?
whereby eight strings were used to cover two tetrachords which had an
interval of a tone between the end of the first tetrachord and the beginning
of the second. And we have evidence, again from Nicomachus (Jan, MSG
pp. 244-245), that this dvetevypevov system was made possible by Pythagoras’s introduction of an eighth string.?* Whether or not this really is the
true origin of the dtefevypevov system, it is clear that Nicomachus supposes
that the ovvijuuevov system was known to Pythagoras, whom Heraclitus
mentions in several of his fragments.
Although it is not possible to be more precise about its origins it seems
certain that the ovvfppevov system was the most basic musical arrangeseven-stringed lyre it probably worked on the ovvijppevov system with one tetrachord
being defective. It has been suggested that the S-stringed lyre produced an octave span
through the 5 notes e a b d ’e) (see references in Burkert, Lore and Science in Ancient
Pythagoreanism, p. 394 note 38). On the other hand, some sources claim that Pythagoras
was the first to introduce an octave system (cf. Nicomachus in Jan, MSG p. 244). In
general, evidence on ancient tuning is sparse and frequently unclear, with the earliest
direct evidence not appearing until Philolaus (quoted by Nicomachus in Jan, MSG p. 252
= DK 44 B6). Before then, Olympus is credited (by ps-Plut. de Musica 1137aff) with
compositions which involved three notes. This is interpreted by Barker op. cit. p. 223, note
124 as referring to three notes in each of the tetrachords which together made up the
ancient spondeion scale (cf. details of this scale in Barker op. cit. p. 255ff). Hippasus (DK
18 A12) knew and studied the numerical ratios of basic concords and Lasus is associated
with Hippasus (Jan, MSG p. 123) in providing mathematical proofs of ovupuvio.
22 cf. Nicomachus (in Jan, MSG p. 256 5ff): TR. . . &pxmorpéne oP, TobTEON TH
énTaxépôu Kara ovvagyy éx Svo0 Terpaxópdwv ovveorwon.
23 neuvijobon 8è Sei, St. tpiryy viv zake THY én TH érraxópdw napapeonv, TPO Tis TOU
dialevyvivtos tovov Taperdéoews Tijs Ev ôxraxépôs. It is interesting to note that some fifty
years after Heraclitus, Philolaus (DK 44 B5) still uses terminology which refers to the
ovvippevov system and not to the more recent Getetyuevor system. Obviously the ovvyppevov system is still thought of as the ‘standard’ method for joining two adjacent
tetrachords.
24 Nicomachus (in Jan, MSG p. 249) also notes that Pythagoras’s 8-string octave could
also result from a ovvúpjpevov system where a tetrachord and pentachord shared a note in
common.
Pagina 10
Bekijk in PDF(opent in een nieuw venster)ment. On the evidence of Nicomachus the system precedes Pythagoras,
and this must be the system used by Terpander’s seven-stringed lyre.
The earliest definition of the ovvagy structure occurs in Aristotle’s pupil
Aristoxenus who is the first to use the term ovvagy in this connection. In
section 72 of Harmonica (Westphal, Aristoxenos von Tarent Melik und
Rhythmik vol. 2 p. 42) Aristoxenus describes the joining of tetrachords as
follows: ra &&ns Terpáxopda à ovvijmrau À HiefevuTa xaddeiobw dè ovvagy
Lev Örav Òúo Terpaxópdur éENs pe\wdovpévur Opolwr xaTa ox Apa phéyyos À
&và péoov wouvós. Very similar definitions of the ouvañ are put forward by
later writers on music. Thus Cleonides (Jan, MSG p. 199) defines ovvagy in
terms of the note shared between the two tetrachords: Eorı 8& ouvagñ pév
dúo Terpaxópdwv Eis pEAMSOvPErwY Spoiwy xaT& OX TPA phéyyos xowwés.
Bacchius (Jan, MSG pp. 301-3) does not directly equate ovvagy with the
pléyyos xouvds but instead, like Aristoxenus, describes the circumstances
when a ovvagpy occurs: rav S00 Terpaxópduv éporooxmuor pBéX Nos Ep’
EXATEPA KOLVOVT.
There are three significant features in these accounts of the ouvaqi
structure. The term ovvagy may refer to the whole phenomenon, i.e. to the
arrangement of two tetrachords with the middle note in common. It may
also apply more specifically to the shared note itself. And in either usage,
there is an emphasis on the fact that the two tetrachords are arranged in
succession.
c) Musical ovvapn and Heraclitus’s doctrine of opposites
All of these features may be parallelled in Heraclitus’s doctrine of unity
and so make the ovvagy structure an apt image for Heraclitus’s views.
Heraclitus not infrequently lists two opposites, or groups of opposites,
claiming that they are connected? There are also fragments where unity is
expressed in terms of one thing only, most notably those on the \óyos
which, like the g8öyyos xouvós of the ovvagy, is described as Euvés.26 Both
these features may be seen in fr. 6727 where god, who here represents the
idea of unity or connection, is described in terms of a list composed of pairs
of successive opposites. Again, the connection or unity which Heraclitus
describes is often one which involves a succession (ef. frr. 57, 88 and 126).
25 Cf. frr. 59, 60, 61 and 62.
26 Cf. frr. 2 and 115. Sextus Empiricus, the source for fr. 2, equates the term Evvós with
xowós (cf. Kirk op. cit. note 17, p. 57f).
27 Fr. 67 on Heraclitus’s 6e6s comes in between these two approaches with the opposites
being both named individually and identified with one particular object.
Pagina 11
Bekijk in PDF(opent in een nieuw venster)Kirk, indeed, takes this connection by succession to be the paradigm
example of unity in Heraclitus. Thus all three features of the musical
ovvaqn are relevant to Heraclitus’ doctrine of unity.
Most interesting of all, however, is the parallelism between the way
conjunct tetrachords work and Heraclitus’s cosmological doctrine about
the unifying role of fire. The musical ovvapn, at its most basic,?® presents
the pattern of two units succeeding each other with an overlap at one point
where the note at the end of one tetrachord is also the first note of the next
one. Each unit is subdivided into several individual notes. If we ignore the
detail that seven notes are involved in the ovvagy and only five stages?®
involved in Heraclitus’s system of the changes of fire, then some remarkable similarities exist between the two. Corresponding to the two successive
tetrachords Heraclitus has two successive* paths 3! of change — from fire
to earth and from earth to fire. Like the tetrachords, each path is composed
of a number of units: fire, water, earth on the “downwards” path; earth,
water, fire on the “upwards” path. On this scheme, earth occupies the same
position as the xowòs pbóyyos between the two tetrachords.
As we have already noted, not all the aspects of the musical ovvagy can
be pressed — besides the different number of stages involved there is also
the obvious difference that in the ouvagn all the notes except the middle
one are different. It might not, however, be fanciful to see Heraclitus’s
return to fire at the end of the “upward” path as parallel to the procedure in
the octave ovvagy (which may have been the standard ovvagy right from
the beginning)?? where the last note is the same as the first, only an octave
higher. And whatever small differences of detail exist there are sufficient
broad similarities of structure to show that the musical ovvapú makes a
peculiarly apt illustration of Heraclitus’s physical doctrine of unity.
There is also a prima facie plausibility in suggesting that Heraclitus used
a musical image in fr. 10. Even if we disregard reports that he was
28 There were also very complicated structures, involving 11 or more strings, which made
use of a number of ouvagai connected together.
29 I follow the view that ‘air’ is a Stoic addition to Heraclitus’s account of change between
the world masses.
% The precise emphasis which Heraclitus put on change and its frequency remains a
moot point. But his description in fr. 31 of fire’s ‘turnings’ using a numerical order of ‘first
turning’ etc., in itself suggests that change was primarily seen as something successive and
not constant. One may also compare fr. 91: oxiôvmar xaì maAıv oúvarver.
31 Whether or not fr. 60’s 65s ävw xérw should be interpreted cosmologically there are
other frr. which make this point explicitly such as fr. 31.
32 See note 21 above.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)influenced by the Pythagorean Hippasus? who made observations which
confirmed the basic musical intervals, his own concern with &ppovin can be
seen as a reaction to Pythagorean theory where music played an important
part.*4 Fr. 54 in particular makes good sense as an attack upon the “obvious” &ppovin which the Pythagoreans literally found in the music of the
spheres.*° Moreover, Aristotle interprets Heraclitus’s &puovin from a
musical point of view in EE 1235a25, while Apuleius, de
Mundo 20, which
is dependent on ps. Ar. de Mundo (the quoting source for fr. 10), gives a
purely musical interpretation of fr. 10.2 Heraclitus himself employs an
arithmetical ratio parallel to the basic construction of the musical ouvagñ
in fr. 9027 while the Heracliteanising de victu (DK 22 C1 18) ascribes an
interest in music to Heraclitus in a section containing clear echoes of
surviving fragments.
But none of this can help to support a musical interpretation of fr. 10
unless we can show that Heraclitus’s ovvépes is being used as the
equivalent of the term ovvag7y . Svvagy in its non-musical senses does not
occur before Aristotle. As a musical term, it appears only in post-Aristotelian sources. No surviving musical writing uses the term ovvas. Is it
possible to regard Heraclitus’s ovvónpies as equivalent in meaning to the
post-Aristotelian musical term ovvagn?
d) Sivas as a musical term in Heraclitus
In general, we would certainly expect by the time of Heraclitus that some
term would be in use to describe the phenomenon of the musical ovvapú. It
is true that the detailed tetrachord analyses of the various &puoviou (or, as
they later became, tévot) are typical of the late 5th and early 4th
% Cf. DK 22 Ala (Suda). Theophrastus fr. 1 (Diels, D.G. p. 475) links Heraclitus with
Hippasus in making fire the àäpxn.
%4 Heraclitus echoes many aspects of Pythagorean philosophy, but in a quite novel way.
In particular, he develops the ‘Pythagorean’ concepts of Aöyos, fire, opposites and harmony. Cf. Burkert’s observation op. cit. note 21, p. 291 note 72.
% For the early, pre-Heraclitean, origin of this doctrine cf. Burkert, op.cit. note 21, pp.
355 ff.
% Sic totius mundi ... initiorum inter se impares conventus pari nec discordante consensu natura veluti musicam temperavit.
37 Arithmetic and music were closely connected in Greek thought. The musical theorists
regarded basic mathematical means (the arithmetic, the geometric and the “sub-contrary”) as parallel to musical ratios. It is interesting to note that just as ovvady can refer to
a musical arrangement the similar (in meaning) term déopos is used by Plato (Tim. 31 c-d)
to refer to the geometric mean.
Pagina 13
Bekijk in PDF(opent in een nieuw venster)centuries.** But the importance of the tetrachord structure in Greek music
is not merely confined to musical theory. As we saw earlier (pp. 117ff
above) the structure of two conjunct tetrachords was a very ancient one,
being the most basic arrangement used in tuning the lyre. It was familiar
long before the time of Heraclitus.*® In particular, there is evidence to
suggest that the most popular“? ancient mode — the Dorian mode — was in
practice (and not merely in theory) constructed from tetrachords.*! It is
also clear that musical theory began at a fairly early period. Contemporary
with, or even earlier than, Heraclitus both Hippasus and Lasus*? were
investigating musical intervals while Philolaus fr. 6 provides a terminus
ante quem for the existence of an early school of theorists who had
developed their own terminology for the basic musical intervals (cf. p. 117
above). By the time of Plato, there are different schools of musical
theorists.*3 In view of all this, it would be incredible if the Greek language
had not possessed before the time of Aristoxenus a term to describe the
most basic structure of Greek music, just as we know they possessed
technical terms to describe the musical intervals involved in that structure.
At first sight, the different formation of Heraclitus’s süvayyıs from the
later musical ovvagy might seem to argue against an identity of meaning.
As we have already briefly noted (p. 115 above) in early and classical Greek
verb-derived nouns ending in —ıs normally refer to a process or event while
those ending in — tend to refer to products or objects. But this is not an
invariable rule, nor is it clear how long Greek continued to practise this
distinction of meaning. Thus, if we consider noun formations from &nrw/
&ntopat, Aeschylus uses the —ıs formation pois and the —y formations
38 Aristides, however, speaks of two systems of éppoviat — one the ‘tidy’ Aristoxenian
system, but the other an earlier, less systematic, set of scales which he claims to be those
mentioned by Plato in Republic 397 ff. See Barker, op. cit. note 20 above, pp. 165ff.
39 It is clear from Ion fr. 5 (DK 36 B5) that in Heraclitus’s own life-time, if not before, the
lyre had already acquired 11 strings with a greatly increased variety of &ppoview. Ion
complains that the 7-stringed lyre was limited to a omavia potoa which involved intervals
described as 81a tésoapa. This should probably be seen as a reference to the fact that each
of the two tetrachords in the simplest ovvjppevov system covered an interval of a fourth.
#0 cf. the criticism of a young lyre player in Aristophanes Knights 985f who refused to
tune his lyre to any mode other than the Dorian.
# See Winnington-Ingram’s account of the Dorian scale, op. cit. note 21 above, p. 25f.
#2 Suda, s.v. Lasus, claims that Lasus was the first to write epi povouxijs.
43 PL Rep. 531a ff. Burkert (op. cit. note 21 above, p. 372 note 12) also draws attention to
Aristotle Top. 107215 and Met. 997621.
Pagina 14
Bekijk in PDF(opent in een nieuw venster)&nägpy and &pn as synonyms.** While by the time of Aristotle it becomes
impossible to distinguish the implications of sivas and ovvagy.*
It is also clear that musical terminology, like, for that matter,
mathematical and philosophical terminology, was very fluid in the early
period.*® Thus Cleonides cites Terpander for the use of tévos to refer to a
musical note, adding at the same time that tévos could also be used in no
less than three different ways (Jan, MSG p. 202.8ff). The Pythagoreans
were credited#? with using &ppovia as a technical term for the octave
interval. But we also hear of a different use of &puovia by Lasus and
Pratinas* in their discussions of different musical modes.
Given this fluidity,# and the early blurring of the distinction in meaning
“4 Two passages of Aeschylus are interesting as evidence that — &pn and — &\us could be
used synonymously around the time of Heraclitus. Both concern the eponymous naming
of Epaphos. In Supp. 16ff: yévos qpétepov tis otorpodóvov /Boös EE maps wat Émvoias/
Avs evxopevov teTéXeoTaL, Énagph has the active meaning which £payıs has in Supp. 40ff
where there are many echoes of the earlier passage: inv 7’ /dvOovdpov tis mpoyóvov/ Boos BE
ëmvoias/Znvés
Eqoapw énovuuia/à “énexpaiveto popaipos aidv/ebdoyuws, “"Enoqov 7’
EyEvvaoev. We may also compare Épœis in Supp. 40 ff with the use of &p in Prom. 848 ff.
(again on Epaphos): évtaiba 81 oe Zeùs tidnow Éuppova/Emapüv &rapBet xeupi ra Brycov
pôvov/Emovupov dt Thv Aros yévvnw’ &pav (Weiseler’s emendation of the MSS’ yevvypatwv) regeıs xehatvov ”Emagov. Nor are these isolated examples. If we continue to use
Aeschylus as evidence then we may adduce Supp. 432 where émAaBds, whose formation
suggests the idea of a product, appears instead to refer toa process. While in Supp. 935 the
simple Naßn similarly refers to a process. Similarly, av\\aBú in Supp. 457 can be seen as
having an action/process meaning.
# Cf. passages noted on p. 116 above.
18 A standard musical terminology was obviously late in developing. It is clear (see in
particular Barker, op. cit. note 20 above, p. 249 ff.) that the various vópot, or modes,
developed in the sixth, perhaps even in the seventh, centuries. Yet vópos is not used as a
technical term in music till the fifth century. It appears that each vopos had its own tuning
scheme (&pyovia), rhythm, subject matter and number of parts. The ascription to Terpander of a list of kitharodic vönoı, while probably false, nevertheless suggests that some
generic categorising of music existed before the fifth century writers set to work on their
technical classifications of different types of &puoviau/révor.
#7 Winnington-Ingram op. cit. note 21 above, p. 56 note 1 queries the specifically Pythagorean nature of this usage.
48 Lasus (Poetae Melici Graeci, no. 702, ed., D. L. Page, Cambridge) and Pratinas (op. cit.
no. 712 (b)), contemporary with Heraclitus, use &ppovia and poten in their discussions of
different musical modes. The Pythagoreans, on the other hand, used é&ppovia as a
technical term to describe the octave interval.
® It is not clear how early musical terminology became ‘fixed’. It is still in a state of flux
in Aristotle’s time. Thus [amblichus informs us, in describing the three musical means,
that there was a variant terminology for the third mean: the Pythagoreans called it
daevavrio, but the associates of Archytas and Hippasus called it &ppovian (Greek
Mathematical Works vol. 1 pp. 110-112, ed. I. Thomas).
Pagina 15
Bekijk in PDF(opent in een nieuw venster)between —1s and —n formation nouns, there seems no insurmountable
difficulty in regarding Heraclitus’s ouvéues as a musical term equivalent to
the later ouvagñ.5° It may even be that we should interpret the opening
words of Aristoxenus’s account of conjunct tetrachords?! as evidence that
Aristoxenus was himself responsible for causing ovvapú to become the
standard technical term.
So far we have seen that ouvéues is the more appropriate reading in fr.
10 (Section One). We have also seen that the phenomenon of conjunct
tetrachords, which later musicologists called a ovvagy, was very ancient.
Such an interpretation of ouvéues in fr. 10 would make sense in Heraclitus,
while the term ouvéues itself may readily be accepted as an earlier term for
the later preferred form ovvagy (Section Two). But none of this can help to
support a musical interpretation of fr. 10 unless we can see that ovvónptes, in
the musical sense of the later ovvagy, fits in with what Heraclitus says in the
rest of the fragment. So I turn now to an interpretation of fr. 10 as a whole.
Section Three: Fr. 10 as a musical image
If ouvéues in fr, 10 refers to the musical system of conjunct tetrachords,
then the following list of adjectives should make sense as descriptions of a
musical ovvoups. And this indeed is what happens. As we shall see, the pairs
of opposites and the concluding phrase of the fragment all have a particularly appropriate relevance to the musical sense of ouvaypıs.
The first pair of opposites, ö\a xai oùx ó\a, makes immediate sense as a
precise account of the basic structure of the ouvagñ where two tetrachords
are joined by a common note so as to form one unit. The tetrachords
viewed as joined together give a “whole”. Viewed as the two separate parts
of the structure, however, they are “not whole”. 8\a and oùx Sha are thus
literal, concrete accounts of the physical composition of a ovvagpn.
The next pair, ovppepopevov, Ölapepöpevov means “there is a coming
together” (or “a being brought together”) and “there is a coming apart” (or
°° It seems that the term ovvad? itself could have a variety of implications as a musical
term. While it most commonly describes the structure composed of two conjunct
tetrachords it also appears in an active sense as the agent which joins the tetrachords.
Thus Nicomachus describes three different ovvapaí which have the active role of connecting the two successive tetrachords: ovvagas 82 Tpeis, TAY re TO braröv TO péowv
{ouvänrovoav] xai Thv abrò 7d wéowv mpès TO ovvnupevwov xai TeXevtaiav THY TO
dielevypérew mpds TO bTepPoAaiwv (Jan, MSG p. 260).
° At Harmonica Bk. 3, p. 42 (ed. A. von Tarent, Melik und Rhythmik des Classischen
Hellentums) Aristoxenus begins his account of the ovvagy structure with the words:
xareiodw 5) ovvagy Stay...
Pagina 16
Bekijk in PDF(opent in een nieuw venster)“a being brought apart”).5? Again, we have an apt description of a musical
ovvars this time with particular relevance to the key” point of linkage —
the middle note or pôóyyos xouvos. The two tetrachords “come together” at
that point since the note is common to both. But it is equally true that the
middle note unites within itself the two distinct and opposite positions of
being both the last note of one tetrachord and the first note of the other.
Viewed in this light, the middle note is the point at which the tetrachords
‘pull apart’ with one tetrachord coming to an end and the next one beginning.°*
On the assumption of a musical oùvœus there is now no embarrassment
in taking the succeeding pair ouv&ôov and &t@ôov in their obvious musical
sense “in harmony” and “out of harmony”.*° Once more they have a ready
application to the term ouvres. It is clear from musical theorists that the
Greeks distinguished ‘harmonious’ intervals from ‘inharmonious’ ones.
52 We should perhaps take the neuter participles in an abstract sense and not merely as
adjectives describing the ovvdnjes. Hence my proposed variant translation “there is a
coming together” etc. (cf. Parmenides’ use of £orı with no expressed subject). I do not see
any difficulty per se in the case of singular participles after a plural subject — a procedure
parallelled in fr. 126 where singulars and plurals are variously used with no apparent
difference being intended.
3 This point of junction is such a vital part of the structure that in later writers we find
the term ovvapú applied to it itself as well as to the structure as a whole. Ps-Ar. Prob. XIX
20 and 36 tells us that the note (in the middle in Terpander’s octave) was so important that
it was tuned first and other notes adjusted to fit it.
% In the ovvay the notes at the beginning and end of the tetrachords were regarded as
‘fixed’ while the intervening notes could be varied to suit the particular mode being used.
It is just possible that the pair ovupépopevov, Biaqepdpevov would refer to the forming of
new intervals (ovupépopevov) and the corresponding taking apart of ‘old’ intervals
(duapepöpevov). We may compare Nicom. Harmonica ch. 5 (in Jan. MSG pp. 224-5)
where he explains why Pythagoras added an eighth note between the péon and rapauéon:
(He did this) ive um xat&k ovvaphv 6 péaos plóyyos pös &upôrepa TH &xpa 6 aùros
gvyxpwópevos dapopoupérny TAPEXN LévNU THY bid Tecadpuw cvEQuviav Tpós Te THY Grov
xai mpès THY VATHY ovyxpwópevos. Here ovyxpwópevos, which
is similar in meaning to
ovppepopevos, is used to describe the combination of two notes — in one case the middle
note and the beginning of one tetrachord, in the other the middle note and the end of the
other tetrachord. On each occasion the interval of the fourth is produced. I do not regard
the fact that ö\a and oùx Sa are joined by xai whereas the other pairs of words are not as
necessarily significant. There is then no need to follow Emlyn Jones loc. cit. in taking
ovppépopevov and ovv&dov as separate subjects.
55 Elsewhere, dew means ‘to contend in singing’. But in view of the same prepositions
ovv- and d.a- being repeated in the first two pairs of words it is natural to suppose that 810in 5uxdov has the same meaning as Sta- in Svaqepdpevov. Later writers use ovvwdla as a
synonym for ovugpwvia: e.g. Nicom. Harmonica ch. 6.11 (in Jan. MSG p. 246.9) refers to
mv bia Tesodpwv ovvwdiar.
Pagina 17
Bekijk in PDF(opent in een nieuw venster)The most detailed statement occurs in Cleonides ch. 5 Jan, MSG p. 187
13ff) who distinguishes these two types of interval thus: cúppwvá on dà
Teooépwv, dia névre, dà maowv (= octave) xai Ta poa: Öukpwva . . . Ta
E\árrova TOD Sia Teoodpwv T&vra xaì Tè LETAËd TOY OVLPOVUV TÄVTA.
If we apply this distinction to the terms ovvé8ov, 8ua80v we now find
Heraclitus describing a oüvayyıs from the point of view of all the various
intervals which it contains. The basic oövanyıs typically covered an octave
while the two main ingredients — the two tetrachords — cover an interval of
a fourth®’ and fifth. Any other intervals fit Cleonides’ account of the
“inharmonious’. Thus the words ovvédov, Òukôov together cover all the
individual notes of the oúvons by covering the two basic types of interval
which it contained.
So far, each of the three pairs of opposites has made excellent sense as a
description of the musical obvows. A pleasing pattern has also emerged in
which the first pair looks at the overall structure of the ovvays while the
second has looked at this structure in more detail drawing attention to the
dual role of the key component of the structure — the middle note shared
by the two tetrachords. The third pair of opposites has taken this detailed
analysis even further with a consideration of all the individual intervals
which may be found in the otvœus.
There remains the final phrase éx mévruwv Ev xai 2& évòs mávra. Since all
the rest of the fragment has involved pairs of opposites it seems likely that
this will be true of the last phrase as well.58 As a general statement of unity
the phrase may be compared with fr. 50’s &v mévra eivan. Grammatically
56 Cleonides glosses rà E\árrova with Sieoıs, Auröviov, Tóvos, ditovov — all of these being
intervals smaller than the fourth which covers two and a half tones. Those which are
perakú he glosses as tpitovov, rerpérovov mavrarovov, and rà Spouw. For the distinction
between ‘harmonious’ and ‘inharmonious’ intervals we may also compare Aristoxenus,
Harm. Elem. 2. 45 (Westphal).
57 The fourth is a particularly important interval in the musical ouvayıs. In the earliest
avvarps /ovvapy, before the introduction of Terpander’s octave composed of a fourth and
a fifth, the interval between the middle note of the conjunct tetrachords and each of the
two ends was a fourth (cf. Bacchius 40 in Jan,
MSG p- 301). In Pythagoras’ octave both
tetrachords again covered an interval of a fourth (with a disjunctive tovos between the
tetrachords giving the overall octave range).
58 Kirk ad loc, following his view that the previous pairs of opposites contrast the divine
‘synthetic’ view with the human ‘diversifying’ view, sees this distinction as continuing in
the two parts of the final phrase in the fragment. But quite apart from other difficulties
(cf. p. 122f above) his interpretation of the expressions introduced by éx/ is not satisfactory. Kirk takes éx névtwv Ev and é évds favra as.expressing people’s change of view
from ‘unity’ to ‘diversity’ and vice versa. But, as Heraclitus often complains, people do not
take the ‘unity’ view at all. Still less do they move from one view to the other.
Pagina 18
Bekijk in PDF(opent in een nieuw venster)this phrase in fr. 50 may well imply both that ë is révra and that mávra is
Ev. This interpretation is made more probable by the association of fr. 50 in
its quoting source with fr. 51 which describes unity in terms of a maivrovos
&puovin. "Ex navrwv x.1.N. also fits in well with fr. 90’s explanation of unity
in terms of fire where fire is “everything” and “everything” is fire. Thus the
balance in fr. 10 between éx mévruv Ev and € évòs navra agrees with other
general statements of Heraclitus’ unity doctrine.
But the final phrase also has a particular appropriateness within the
context of a musical oüvayıs. The two conjunct tetrachords typically covered an octave and writers on music frequently called the octave à dia
maoav — the structure which involves all the strings.°? The phrase éx
mévrwvr Ev would thus be a suitable way of describing the unity of the
ouvanbıs if thought of in terms of the musical interval which it produced.
Correspondingly, &£ &vös mévra would emphasise that the octave unity
included within itself all the individual notes of which it was composed. On
this interpretation the transition to the final phrase is much less abrupt
than at first appears. It is not merely a general statement, as in frr. 50 or 90,
of Heraclitus’s doctrine of unity. It is a particular version of that statement
— found only here — whose type of expression is suited to the musical
image of unity given in the earlier part of the fragment.
Thus a musical interpretation of the term ovvdes makes excellent sense
of the fragment. Not only does the obvious musical implication of ouv&ôor,
&&6ov fit in with this analysis, but all the other pairs of opposites are also
readily understood in the light of a musical image. At the same time, the
expression of the final phrase takes on a new appropriateness.
Section Four: Retrospect
We have now seen that ouvéues, rather than ouXAdques, should be the
reading of the first word in fr. 10. Lexicographic arguments point in this
diretion and, more significantly, ovvónytes as a musical term, equivalent to
the later ouvagñ, makes excellent sense. In general, a musical interpretation
of the fragment fits in with Heraclitus’s cosmology and, in particular, the
list of opposed terms, together with the final phrase, are all suitable as part
of the musical image.
As a result of this new interpretation, fr. 10 now conforms to one of the
basic patterns shown by those fragments which, like fr. 10 itself, discuss
5% Thus Nicomachus, in discussing Philolaus (in Jan, MSG p. 252) defines à 816 maoav
(which Philolaus calls éppovia) as composed of a ouAX
a (fourth) and à ögeräv (fifth).
Pagina 19
Bekijk in PDF(opent in een nieuw venster)groups of opposites. In general, the fragments which list groups of
opposites and claim that they form an essential unity, fall into two main
categories. Some of them use “every day” images where some familiar
object is described in terms of groups of opposites (as in frr. 59, 60 and 61).
Others do not use an image but either state quite simply that opposites are
the same (as in fr. 88) or associate opposites with a Heraclitean concept
such as Geos (as in fr. 67). Typically, the fragments in the second group do
not merely state a unity of opposites but describe how the opposites are
connected — in fr. 88 by the process of succession, in fr. 67 by their
adherence to a common base which remains throughout change. By contrast, the opposites in the first group can be clearly seen to belong to the
object named, and no explanation is required to show that this is the case.
On the traditional view of fr. 10 the fragment has conformed to neither
of these patterns. Although commentators tend to note a parallelism between frr. 10 and 67% they insist that the opposites in fr. 10 work quite
differently from those in fr. 67. Thus, in the words of Kahn,*! the opposed
terms in fr. 10 are treated as ‘topic neutral’. They are seen as ‘formal
features’ which may be attributed to any subject-matter whatsoever. But in
all the other fragments where lists of opposites are attributed, as in fr. 10, to
some subject, that subject is quite specific in reference, be it an every-day
subject like ‘a road’, or ‘the sea’ in the first group of unity of opposite
fragments or a specifically Heraclitean subject as in fr. 67 in the second
group where the opposites are attributes of Heraclitus’s god. There is
nothing truly comparable to this ‘generalising’ treatment of the opposites
which has been suggested in fr. 10.63
° Both Kirk and Kahn make this comparison.
5 Kahn, The Art and Thought of Heraclitus (Cambridge, 1979), p. 283.
62 From the time of Snell onwards (cf. note 1 above) ou\\ónres or ouvres has been
accepted as the subject of the sentence with the opposed terms which follow it being
regarded as predicates (see Kirk, p. 175f). The only exception is Marcovich who in his
edition of the fragments takes ö\a x.r.\. as examples of ouNXdues, and not as predicates.
This is not in itself an impossible interpretation, but the parallelism between fr. 10 and fr.
67 in particular leads one naturally to expect 8\a x.r.X. to act as predicates. Marcovich’s
view is partly based on the problem, for those who translate ov\\dnes /ovvonpies as “acts
of taking together”, of how to interpret ovváöov /Buéôov as predicates. The problem does
not arise on my interpretation of fr. 10 where ovvónpies is a concrete term with a specific
meaning.
6% Commentators have seen some connection between fr. 10 and the ‘generalising’ fr. 51
with its TaNivrovos áppovin. But the plural ou\A\dnpes is a trifle odd when interpreted ina
generalising way (a point admitted by Kirk). Moreover in view of Pythagorean thought
&ppovin in fr. 51 is readily understandable as a ‘generalising’ term. DvAAces is not.
Pagina 20
Bekijk in PDF(opent in een nieuw venster)There is a further difficulty in the account of fr. 10 traditionally offered
by commentators. Kirk, followed by Guthrie, believes that in this fragment
Heraclitus treats the two opposed ‘unity in opposition’ and ‘diversity’ views
of things as apparently equally valid alternatives. Yet, as Kirk himself
points out, all the fragments which deal with opposites stress the ‘unity in
opposition’ view advocated by Heraclitus himself and treat as inferior the
conventional ‘diversity’ view which concentrates on differences and fails to
grasp the hidden unity. Kirk attempts to meet this difficulty by claiming, on
no evidence whatsoever, that fragment 10 does in fact imply the superiority
of the ‘all is one’ view, as in frr. 1 and 50, but prefers to state the ‘unity in
opposition’ and ‘diversity’ views as alternatives. It does this because,
according to Kirk, the fragment is reflecting men’s attitudes as they swing
from a ‘unity in opposition’ view to a ‘diversity’ view, and back.
Such an interpretation of fr. 10 would make the fragment even more
unusual. There is no indication elsewhere in Heraclitus that men hold both
the ‘unity in opposition’ and the ‘diversity’ views. On the contrary, whatever the precise wording of fr. 102 was,® it clearly implies that men take the
‘diversity’ view (only): it is god (and Heraclitus himself) who sees the unity
in Opposition view.
All these peculiarities make the traditional interpretation of fr. 10 difficult. There is a prima facie plausibility in an interpretation which supposes
that fr. 10’s treatment of both the opposites and the theme of unity conforms to Heraclitus’s remarks elsewhere. This is precisely what happens on
the view of fr. 10 which I am advocating. It treats the fragment as parallel to
those fragments whose style of expression has always been compared to
that of fr. 10 viz. the fragments such as fr. 60, which describe some familiar
object in terms of ‘opposed attributes’. It would readily be agreed by
Heraclitus’s readers that the ‘up and down’ road of fr. 60 is ‘one and the
same’ or that the beginning and end of fr. 103’s circle is Evvds. Similarly,
Heraclitus’s readers would readily appreciate how the conjunction of successive tetrachords could be described in the opposite terms of fr. 10.
In conclusion we may go a little further in placing fr. 10 in the Heraclitean corpus. It is well known that Heraclitus was critical of Pythagoras
(he is attacked in fr. 35 40, 81 and 12a) despite his own use of many
$ Apart from other difficulties (see below) in Kirk’s interpretation, I agree with Marcovich’s arguments against Kirk’s assumption of a ‘human assessor’ in fr. 10.
65 It is unlikely that the actual wording in fr. 102 is genuine. See the comments in Kirk ad
loc. and E.L. Hussey, ‘Epistemology and Meaning in Heraclitus’, p. 50 note 19 (in
Language and Logos: Studies in Ancient Greek Philosophy edd, M. Schofield and M. C.
Nussbaum).
Pagina 21
Bekijk in PDF(opent in een nieuw venster)Pythagorean ideas (see above p. 120f). Fr. 10 may well form a part of this
criticism. Like Heraclitus, Pythagoras believed that there was a &ppovin in
the world, but he saw this in terms of the obvious harmony of numerical
ratios which existed in the basic musical intervals. And, as Plato tells us,66
the Pythagoreans concentrated on audible consonances. In fr. 10 Heraclitus draws attention to a similar ‘obvious’ harmony — that of the musical
ovvarpis structure. But he does this in order to point out the important
‘unobvious’ harmony within this oúvonpis, namely the harmony of opposites
which is the essential, but hidden, nature of the system of conjunct
tetrachords.
By concentrating on ‘obvious’ harmony the Pythagoreans, like Hesiod
and, indeed, the mass of mankind, failed to observe that appovin &pavis
pavepys xpeittwv (fr. 54). This &ppovin ápavis is the important philosophical principle which is exemplified by Heraclitus’s musical image in
the ovvddies of fr. 10.
Leicester University
86 In Rep. 530d ff. Plato complains that the Pythagoreans restricted their musical
research to seeking numerical properties in audible consonances.