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Pagina 1
Bekijk in PDF(opent in een nieuw venster)A New View of
HE STANDARD HISTORY OF GREEK ASTRONOMY emphasizes the
role of planetary theory in its earlier stages, by supposing that the early
astronomers aimed primarily to explain planetary phenomena. This view derives
from a passage in Simplicius (sixth century A.D.), based on the lost History of
Astronomy by Eudemus (fourth century B.c.), in which Plato is said to have set
astronomers the task of saving planetary phenomena by means of uniform circular motions.! Many scholars doubt Simplicius’s authority and question Plato’s
putative role in the development of astronomical theory.? But their alternative
accounts, while none too clear, likewise assume that the early period of Greek
astronomy was concerned mainly with planetary motion. Some assign Plato's
role to the Pythagoreans who preceded him, following Geminus (first century
A.D.), who reports:
It is presupposed in all astronomy that the sun, the moon, and the five planets move
in circular orbits with uniform speed in a direction opposite to that of the universe.
For the Pythagoreans, who were the first to apply themselves to investigations of
this kind, supposed the motions of the sun, the moon and the five planets to be
circular and uniform. ... For which reason, they put forward the question as to
how the phenomena might be explained by means of circular and uniform motions.?
ZERr)Gasw,ew
In our view, however, planetary theory was not central to early Greek astronomy as Simplicius and Geminus suggest; consequently, interpretations that
stress it minimize the true significance of what is universally acknowledged to
be a major scientific achievement of the period, Eudoxus’ homocentric model
for planetary motion.
We contend that Greek astronomy falls into distinct phases, that the earliest
* Department of History and Philosophy of Science, University of Pittsburgh, Pittsburgh, Pennsylvania 15260.
** Department of Classics, University of Pittsburgh, Pittsburgh, Pennsylvania 15260.
' Simplicius, In libros Aristotelis de caelo Commentaria 488. 18-24, 492.28-493.5, in J. L. Heiberg,
ed., Commentaria in Aristotelem Graeca, Vol. VII (Berlin: Academia Litterarum Regia Borussica,
1894). Trans. in M. R. Cohen and I. E. Drabkin, A Source Book in Greek Science (Cambridge,
Mass.: Harvard Univ. Press, 1948), p. 97.
? See, e.g., O. Neugebauer, The Exact Sciences in Antiquity (2nd ed., 1957; New York: Dover,
1969), p. 152.
3 Geminus, Elementa astronomiae 10.2-21, ed. C. Manitius, (Leipzig: Teubner, 1898) (our trans.).
Geminus is followed by B. L. van der Waerden, “The Earliest Form of the Epicycle Theory,"
Journal for the History of Astronomy, 1974, 5:175-185: cf. van der Waerden, ‘'The Motion of
Venus,
Mercury and the Sun in Early Greek Astronomy,” Archive for History of Exact Sciences,
1982,
26:99-113. On Geminus's date, see Otto Neugebauer, A History of Ancient Mathematical Astronomy
(hereafter HAMA) (New York/Heidelberg/Berlin: Springer-Verlag, 1975), pp. 579-581.
ISIS, 1983, 74: 330-340
Pagina 2
Bekijk in PDF(opent in een nieuw venster)A New View of
HE STANDARD HISTORY OF GREEK ASTRONOMY emphasizes the
role of planetary theory in its earlier stages, by supposing that the early
astronomers aimed primarily to explain planetary phenomena. This view derives
from a passage in Simplicius (sixth century A.D.), based on the lost History of
Astronomy by Eudemus (fourth century B.c.), in which Plato is said to have set
astronomers the task of saving planetary phenomena by means of uniform circular motions.! Many scholars doubt Simplicius’s authority and question Plato’s
putative role in the development of astronomical theory.” But their alternative
accounts, while none too clear, likewise assume that the early period of Greek
astronomy was concerned mainly with planetary motion. Some assign Plato’s
role to the Pythagoreans who preceded him, following Geminus (first century
A.D.), who reports:
It is presupposed in all astronomy that the sun, the moon, and the five planets move
in circular orbits with uniform speed in a direction opposite to that of the universe.
For the Pythagoreans, who were the first to apply themselves to investigations of
this kind, supposed the motions of the sun, the moon and the five planets to be
circular and uniform. ... For which reason, they put forward the question as to
how the phenomena might be explained by means of circular and uniform motions.?
In our view, however, planetary theory was not central to early Greek astronomy as Simplicius and Geminus suggest; consequently, interpretations that
stress it minimize the true significance of what is universally acknowledged to
be a major scientific achievement of the period, Eudoxus’ homocentric model
for planetary motion.
We contend that Greek astronomy falls into distinct phases, that the earliest
* Department of History and Philosophy of Science, University of Pittsburgh, Pittsburgh, Pennsylvania 15260.
** Department of Classics, University of Pittsburgh, Pittsburgh, Pennsylvania 15260.
! Simplicius, In libros Aristotelis de caelo Commentaria 488.18-24, 492.28-493.5, in
J. L. Heiberg,
ed., Commentaria in Aristotelem Graeca, Vol. VII (Berlin: Academia Litterarum Regia Borussica,
1894). Trans. in M. R. Cohen and I. E. Drabkin, A Source Book in Greek Science (Cambridge,
Mass.: Harvard Univ. Press, 1948), p. 97.
* See, e.g., O. Neugebauer, The Exact Sciences in Antiquity (2nd ed., 1957; New York: Dover,
1969), p. 152.
3 Geminus, Elementa astronomiae 10.2-21, ed. C. Manitius, (Leipzig: Teubner, 1898) (our trans.).
Geminus is followed by B. L. van der Waerden, ‘‘The Earliest Form of the Epicycle Theory,”
Journal for the History of Astronomy, 1974, 5:175-185: cf. van der Waerden, ‘‘The Motion of Venus,
Mercury and the Sun in Early Greek Astronomy,’ Archive for History of Exact Sciences, 1982,
26:99-113. On Geminus’s date, see Otto Neugebauer, A History of Ancient Mathematical Astronomy
(hereafter HAMA) (New York/Heidelberg/Berlin: Springer-Verlag, 1975), pp. 579-581.
ISIS, 1983, 74: 330-340
Pagina 3
Bekijk in PDF(opent in een nieuw venster)phase extends from the eighth century B.c. to the time of Plato, and that Eudoxus is the starting-point of the second phase. This division is based on philological considerations and on the observation that, in the earlier period, the
motives and problems of Greek astronomy proper differed from those of early
cosmology and that any scientific concern with planetary motion was characteristic of the later period.
In studying the history of Greek astronomy, one should recognize that the
late evidence on which one must rely may be contaminated by later developments. The most important witness to Greek astronomy is Ptolemy’s Almagest,
written in the middle of the second century A.D. Its successful reception occasioned the loss of most of the earlier texts on Greek astronomy, including all
those of Hipparchus (second century B.C.) save his commentary on the astronomical poem of Aratus. The earliest surviving works are those of Autolycus
and Euclid (both ca. 300 B.c.). For the period prior to Autolycus, and, to a lesser
extent, for that between Autolycus and Ptolemy, historians must depend on fragments preserved in diverse ancient and medieval sources. This state of affairs
has made writing the history of Greek astronomy extremely difficult and has
introduced into it a considerable amount of reconstruction, much of it highly
speculative. Moreover, it has encouraged attempts to locate the ideas, models,
and parameters of Ptolemy (or, for some, Copernicus) in the theories of his
predecessors, as if their goals and those of Ptolemy (or Copernicus) were identical.
The proper way, however, to recover the history of Greek astronomy is to
treat the subject in each period on its own terms. Greek astronomy, as the very
name implies, began as the organization of the fixed stars into constellations.
The purpose was to construct a calendar by correlating dates and weather phenomena with the risings and settings of the fixed stars or constellations.* This
tradition, which is the framework of Hesiod’s Works and Days, persists throughout Greek history and is well represented in Ptolemy’s Phaseis. The astronomical calendar of risings and settings, weather phenomena, and seasons took
the form of a parapégma, quite possibly invented by Meton.” Ptolemy cites twelve
parapegmatists, beginning with Meton, Euctemon, and Democritus in the fifth
century and Eudoxus, Callippus, and Philippus in the fourth.? In some of these
calendars the dates are simply listed in zodiacal months. (The sun stays in each
of the twelve zodiacal signs for one month: these months should not be confused
with lunar months, which are defined with respect to the first visibility of
the new moon.) The stars, moreover, are not assigned coordinates, and there
is no allusion to a celestial sphere: no precise measurement was involved in
4 See P. Tannery, Recherches sur l’histoire de l’astronomie ancienne (Paris: Gauthier-Villars, 1893:
New York: Arno Press, 1976), pp. 1-25; and H. Diels and W. Kranz, Die Fragmente der Vorsokratiker (hereafter DK) (6th ed., Berlin/Zurich: Weidmann, 1951), Ch. 4 (Hesiod), Ch. 6 (Cleostratus
of Tenedos).
5 See Neugebauer, HAMA, p. 622; T. L. Heath, Aristarchus of Samos: The Ancient Copernicus
(Oxford: Clarendon Press, 1913), p. 295, n. 1. On the tradition, see Hesiod, Opera et dies, e.g.,
lines 383-387, 614-623; Plato, Respublica 527d1-4, Symposium 188al-b6, Gorgias 451c5-9; Hippocrates, De aeribus aquis locis 2.14-26; Ptolemy, Phaseis, in Claudii Ptolemaei Opera quae exstant
omnia, ed. J. L. Heiberg (Leipzig: Teubner, 1897-1898), Vol. II: Opera astronomica minora; see
also Neugebauer, HAMA, pp. 926 ff.
6 In the Phaseis: see Neugebauer, HAMA, pp. 588, 929.
Pagina 4
Bekijk in PDF(opent in een nieuw venster)determining their risings and settings. Finally, there is no mention of planetary
motion or eclipses in the parapégmata.
Since the accounts of celestial motions found in the tradition of cosmological
speculation, a tradition which was independent of Greek astronomy in its earliest
phase, are, as we shall explain, tangential to the strictly scientific treatment of
the same phenomena, it appears that all aspects of astronomy prior to Eudoxus
concern the calendar and calendaric cycles.’ For periods less than a day, although it is difficult to ascertain the methods used, a few passages suggest that
the water clock, or klepsydra, served to measure relatively brief spans of time.
Anaxagoras and Empedocles (both fifth century) are credited with a physical
explanation of how this device works.’ There is also in Herodotus (late fifth
century) a report that the Greeks learned of the palos, the gnomon, and the
twelve-fold division of the day from the Babylonians. Since the word polos certainly signifies a hemispherical bowl, it follows that the Greeks had a sundial in
the fifth century. Whether these items were indeed borrowed from the Babylonians is a question that need not concern us here.”
The person largely responsible for turning astronomy into a mathematical science, that is, a deductive mathematical explanation of physical phenomena, was
Eudoxus of Cnidus (ca. 390-337 B.c.).!° His inspiration was drawn from two
sources. The first was the science of music, a theory that analyzed an aesthetic
phenomenon, melodious sound, by means of whole-number ratios. The invention of this science is usually associated with Pythagoras but given the state of
our sources, this is unverifiable. Nevertheless, a Pythagorean science of music
was well established in the fifth century, for Archytas of Tarentum, a Pythagorean contemporary of Plato, presents his own harmonic theory in terms of an
older and authoritative tradition.!! As for Eudoxus’ knowledge of this science,
there are fragments attesting his familiarity with Archytas’s work in this domain.
!2
Second, we propose that Eudoxus was influenced by cosmological speculation, particularly that of the Pythagoreans and Plato. For, in their view, the
circular motions of the heavenly bodies manifested a moral order that was ul-
7 See Neugebauer, HAMA, pp. 588, 619-624; Heath, Aristarchus, pp. 130-133.
8 On Anaxagoras, see Aristotle, De caelo 309a19-21; Physica 213a22-27 (= DK 68 A68): [Aristotle], Problemata 2.16, 914b9-915a25 (= DK 68 A69). On Empedocles, see Aristotle, De respi-ratione 473a15-474a6 (= DK 31 B100).
? Herodotus, Historiae 2.109; see also Neugebauer, Exact Sciences, pp. 81-91. On the polos, see
W. W. How and J. Wells,
A Commentary on Herodotus (Oxford: Clarendon Press, 1928), Vol. I,
pp. 221-222; and Ernst Maass, Aratea, Vol. XII of Philologische Untersuchungen, ed. A. Kiessling
and U. v. Wilamowitz-Moellendorff (Berlin: Weidmann, 1892), pp. 123-140. On the question of Babylonian origins, see, e.g., B. L. van der Waerden, Science Awakening, II: The Birth of Astronomy
(New York: Oxford Univ. Press, 1974), pp. 70-71, 285; together with B. R. Goldstein’s review in
the Journal of Near Eastern Studies, 1978, 37:275-277.
10 See George de Santillana, ‘‘Eudoxus and Plato: A Study in Chronology,” Isis, 1940, 32:248262.
See Heath, Aristarchus, pp. 319-320: for correction and discussion of the text Heath translates,
see A. C. Bowen, ‘‘The Foundations of Early Pythagorean Harmonic Science: Archytas, Fragment
1,’ Ancient Philosophy, 1982, 2:79-104.
12 See fragments D63, D64 (= DK 47 A19a) in F. Lasserre, Die Fragmente des Eudoxos von
Knidos (Berlin: De Gruyter, 1966) (hereafter cited as Eudoxus followed by a fragment number);
compare Porphyry, In Ptolemaei harmonica Commentaria 93.5-17 (= DK 47 B2). Diogenes Laertius, Vitae philosophorum 8.8.86, states that Eudoxus learned geometry from Archytas (= Eudoxus T7).
Pagina 5
Bekijk in PDF(opent in een nieuw venster)timately analyzable by means of the same whole-number ratios as melodious
sound. As Aristotle claims:
Contemporaneously with these thinkers and before them [i.e., the atomists], those
called Pythagoreans, who were the first to engage in the sciences, advanced them;
and, having been trained in the sciences, they thought that scientific. principles were
the principles of all things. Since, of these principles, numbers are by nature first,
and since they expected to see in numbers many likenesses to things which are and
which come to be, more than in fire, earth and water—because such a property of
numbers as this is justice and such a property as that is soul and intelligence, and
another is opportunity and likewise so to speak for each of the others; and further,
since they saw the properties and ratios of harmonia in numbers—since, then, all
other things appear in their whole nature to resemble numbers and numbers are first
in the whole of nature, they supposed the elements of numbers to be the elements
of all things and the entire heaven to be a harmonia and number.'?
The Pythagoreans regarded the explanation of the heavenly motions in terms of
these ratios as knowledge of the speeds, risings, and settings of the celestial
bodies; and Plato called it astronomy. But, though such speculation did relate
celestial movement and number, it would be wrong to see in this any attempt
at precise measurement of what is observed. The explanandum in these theories
is not so much a physical phenomenon as the ethical and aesthetic order it supposedly exhibits. Thus, for the Pythagoreans, the numerical analysis belongs to
the reduction of all things to number and of number to the tetraktys of the decad;
whereas, for Plato, it is part of his theory of the virtuous soul and its harmonia.!*
Eudoxus’ innovations in astronomy include the use of homocentric spheres
to explain planetary motion (for which he is best known today) and an improved
sundial, both of which are discussed below. But we maintain that his fundamental contribution was the two-sphere model: an arrangement of two concentric spheres in which the inner sphere represents the earth, and the outer, the
orb of the fixed stars. (By ‘‘model,’’ we mean the mathematical analogy of the
celestial and terrestrial spheres, an analogy which was exploited on the principle
that the properties of one must correspond to the properties of the other. We
are not here concerned with the ontological and epistemological status of this
model.)! It is unlikely that any one of the components of this model was novel:
the curvature of the celestial vault or its depiction as a concave hemispherical
bowl, the sphericity of the cosmos as well as of the earth, and the belief that
the fixed stars rotate about the earth in circular orbits are all attested prior to
Eudoxus. Moreover, the myth of Er in Book X of Plato’s Republic and the
construction of the world-soul in his Timaeus suggest a multisphere model of
13 Aristotle, Metaphysica 985b23-986a3; our trans. from W. D. Ross, Aristotle’s Metaphysics (rev.
ed., Oxford: Clarendon Press, 1953), Vol. II. On Aristotle’s reconstruction of Pythagorean thought,
see A. C. Bowen, The Preface to Plato’s Dialectic: The Science of Music, Ch. 5 (forthcoming).
14 For defense of this account of Pythagorean astronomy and explanation of Plato’s assessment
of it in the Republic, see Bowen, ‘‘Archytas’’; A. C. Bowen, ‘‘Plato on Science and the Sciences,”’
Ancient Philosophy, 1983, 3(2), forthcoming; and Bowen, Plato’s Dialectic, Ch. 6.
15 For a different assessment of Eudoxus’ contribution to astronomy, see E. Maula, ‘‘The Constants of Nature,’’ Philosophia (Athens), 1974, 4:211-246; and Maula, ‘‘The Spider in the Sphere:
Eudoxus’ Arachne,’ Philosophia (Athens), 1975/76, 5/6:225-257. For an instance of the theoretical
revision of the celestial sphere as a consequence of change in the conception of the terrestrial sphere,
see B. R. Goldstein, ‘‘The Obliquity of the Ecliptic in Ancient Greek Astronomy,”’ Archives Internationales d'Histoire des Sciences (forthcoming).
Pagina 6
Bekijk in PDF(opent in een nieuw venster)the heavenly motions. But these passages, like those in which the other elements
of Eudoxus’ scheme are found, are not texts in astronomy: they belong to a
tradition of cosmological-moral theory. Eudoxus’ originality lay in using the twosphere model, with its fixed spherical earth and its rotating sky, to account for
the risings and settings of stars, to provide a framework for geographical studies,
and to justify
a more mathematically sophisticated sundial. At the same time,
he laid the foundations for the application of geometrical argument to the study
of celestial phenomena, an application manifested a generation later in the extant
texts of Autolycus and Euclid.
The fullest definition of the two-sphere model (see Figs. 1 and 2) appears in
Strabo’s Geography (first century B.C.):
Thus we must take as an hypothesis that the heavens have five zones, and that the
earth also has five zones, and that the terrestrial zones have the same names as the
celestial zones. . . . The limits of the zones can be defined by circles drawn on both
sides of the equator [equinoctial circle] and parallel to it, namely, by two circles
which enclose the torrid zone, and by two others, following upon these, which form
the two temperate zones next to the torrid zone and the two frigid zones next to the
temperate zones. Beneath each of the celestial circles falls the corresponding terrestrial circle which bears the same name: and, in like manner, beneath the celestial
zone, the terrestrial zone.
The same idea is found in Aristotle’s Meteorology:
There are two inhabitable sections of the earth: one near our upper, or northern pole,
the other near the other or southern pole; and their shape is like that of a tambourine.
If you draw lines from the ceriter of the earth they cut out a drum-shaped figure.
The lines form two cones; the base of one is the tropic, of the other the ever-visible
circle, their vertex is at the center of the earth. Two other cones towards the south
pole give corresponding segments of the earth.
!¢
The following passage makes it possible to date the invention of this twosphere model within rather narrow limits. In the Meteorology one reads:
Again in the archonship of Nicomachus a comet appeared for a few days about the
equinoctial circle (this one had not risen in the west), and simultaneously with it
there happened the storm in Corinth. That there are few comets and that they appear
rarely and outside the tropic circles more than within them is due to the motion of
the sun and the stars. For this motion does not only cause the hot principle to be
secreted but also dissolves it when it is gathering.!
The passage mentions an event in the year 341 B.C.; the equinoctial circle referred to here is the celestial equator. Aristotle speaks of two other comets, but
both are prior to this date (427/426 and 373/372 B.c.) and neither is defined with
respect to circles in the heavens;!$ we doubt, therefore, that the two-sphere model
16 Strabo, Geographica 2.5.3, from H. L. Jones, ed. and trans., The Geography of Strabo (Loeb
Classical Library) (Cambridge, Mass.: Harvard Univ. Press, 1917), Vol. I, pp. 425-427 (see Germaine Aujac, ‘‘L’image du globe terrestre dans la Grèce ancienne,’’ Revue d’Histoire des Sciences,
1974, 27:193-210); Aristotle, Meteorologica 362a32-b5, trans. from E. W. Webster, Aristotle: Meteorologica, in W. D. Ross, ed., The Works of Aristotle, Vol. III (Oxford: Clarendon Press, 1931).
17 Ibid., 345al-8.
18 Ibid., 343b1-7.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)ARCTIC CIRCLE
TROPIC OF CANCER
EQUATOR
|
TROPIC OF CAPRICORN
ANTARCTIC CIRCLE
Figure 1. The zones of the earth in
Figure 2. The zones of the sky for a latitude in
cross section.
the northern hemisphere in cross section, where
P is the pole of the equator, S the south point
and N
the north point on the horizon.
was developed until shortly before 341 B.c. It is highly implausible that the reference to the equinoctial circle was added to the observational report at a later
date. Moreover, the model can reasonably be dated after 372 B.c., and probably
after the composition of Plato’s Timaeus, which was written sometime between
367 and 347 B.c.!°
"That Eudoxus used the two-sphere model is clear from passages in which he
locates on the celestial sphere the tropics, the equator or equinoctial circle, the
arctic and antarctic circles—or, as he terms them, the circles of the ever-visible
and the ever-invisible stars—according to the fixed stars that lie on them, and
defines locations on earth by reference to the tropical circles. Moreover, in
three different sources, including Galen’s History of Philosophy (second century
A.D.), we are told: ‘‘Eudoxus says that the [Egyptian] priests claim that the
flood-waters [of the Nile] occur according to the change of the seasons. When
we who live beneath the summer tropical circle have summer, those who live
on the opposite side [of the equator] beneath the winter tropical circle then have
winter, from which regions the flood-waters break forth.””20
That Eudoxus actually invented the two-sphere model is supported by Vitruvius’s discussion of sundials. According to Vitruvius, Eudoxus or Apollonius
19 See F. M. Cornford, Plato’s Cosmology: The ‘‘Timaeus’’ of Plato (London: Routledge & Kegan
Paul, 1937), p. 1; H. F. Cherniss, ‘‘The Relation of the Timaeus to Plato’s Later Dialogues,’’ American Journal of Philology, 1957, 78:225-266 (rpt. in Harold Cherniss: Selected Papers, ed. L. Taran
(Leiden: Brill, 1977], pp. 298-339).
2 Galen, De philosopha historia 23, in C. G. Kühn, ed., Claudii Galeni Opera omnia, Vol. XIX
(Leipzig: Teubner, 1830; rpt. Hildesheim: Olms Verlag, 1965) (= H. Diels, Doxographi Graeci
(henceforth, DG], 4th. ed. [Berlin: De Gruyter, 1965], p. 386) (= Eudoxus F288). See Eudoxus F12 (celestial sphere: cf. T14, F3b), F11 and 76 (north pole), F64a-b (ever-visible or arctic circle),
F64-65 (summer tropic or Tropic of Cancer), F69 and 71 (equinoctial circle or equator), F72-73
(winter tropic or Tropic of Capricorn), F74 (ever invisible or antarctic circle), F76-78 (solstitial and
equinoctial colures). Eudoxus also used this two-sphere system to define geographical latitude (clima): see Eudoxus F350, F67-68.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)invented the arachné, a device which Vitruvius seems to think is a sundial. But
we take the arachné (literally, the spider web) to be a network of intersecting
lines or curves and, for sundials, this is the projection on the dial surface of the
celestial equator and tropics, which are intersected by the lines for the twelve
seasonal hours (of which six lie to the east of the meridian and six to the west).*!
Since such lines are found on extant dials of the third century B.c., Vitruvius’s
alternative suggestion that Apollonius (second century B.C.) may have devised
the arachné is not to be given serious consideration.” Such a network of lines
allows one to tell time with moderate accuracy. But it should not be confused
with a coordinate system; indeed, there is no evidence of such a system in early
Greek astronomy.
On what sort of sundial did Eudoxus put his arachné? We think a hemispherical bowl most likely. It is ‘‘natural’’ to transfer the equator and the tropics
from the celestial vault to a bowl-shaped sundial, which is simply the vault of
the sky turned upside down. The day arc of the sun in the sky thus becomes
an arc of a circle in the bowl, and the hour lines for sunrise and sunset are well
defined. The horizontal plane-dial is, in fact, much more complicated and requires considerable knowledge of conic sections before the appropriate curves
can be drawn on it.
According to Vitruvius, Aristarchus (third century B.C.) invented the hemispherical bowl-dial, and there is independent evidence that Eratosthenes (third
century B.C.) used one whose rim lay in the horizontal plane.?* In his list of
inventors of sundials, Vitruvius assigns the first sundial,
a hemispherical bowldial cut for the latitude of its location, to Berosus the Chaldean who, he tells
us elsewhere, transmitted Babylonian astrology to the Greeks.” Berosus (ca.
300 B.c.) wrote a history of Babylonia in Greek, preserved only in fragments,
that concerns the period from creation to Alexander the Great; he is also supposed to have founded a school of astrology on the island of Cos. His scientific
activity is reported by Pliny, Seneca, and Vitruvius; and none of their remarks
suggests that he had the mathematical ability required to design a cut hemispherical dial. For this reason, we agree with Albert Rehm in mistrusting Vitruvius’s claim that Berosus invented this sundial. Moreover, since the polos referred to in the passage from Herodotus cited above was a hemispherical bowl
and not a plane-dial, we also doubt that the former was invented by Aristarchus
2! Vitruvius, De architectura 9.8.1 (= Eudoxus D17), trans. in F. Granger, Vitruvius: On Architecture (Loeb Classical Library) (Cambridge, Mass.: Harvard Univ. Press, 1931-1934), Vol. II, p.
255; arachné may mean either spider or spider web; Granger wrongly prefers the former. A seasonal
hour is 1/12 of the period of daylight or night (i.e., from sunrise to sunset or from sunset to sunrise);
it varies in length from day to day throughout the year (on seasonal hours, see Neugebauer, Exact
Sciences, pp. 81-91).
22 See Sharon L. Gibbs, Greek and Roman Sundials (New York/London: Yale Univ. Press, 1976),
pp. 5, 10: for examples of spherical sundials dating from the third century B.c., see pp. 123, 158.
23 Ibid., pp. 12-14.
24 Vitruvius, De architectura 9.8.1. On Eratosthenes, see Cleomedes, De motu corporum caelestium 94.23-100.23, trans. in I. Thomas, Greek Mathematical Works (Loeb Classical Library) (Cambridge, Mass.: Harvard Univ. Press, 1941), Vol. II, pp. 267-273. On the design of this sundial, see
Gibbs, Sundials, pp. 14-18, 66-71, 122-123.
25 Vitruvius, De architectura 9.6.2 (Granger, Vitruvius, Vol. II, p. 247). Here Vitruvius uses the
term “astrology”” unambiguously to signify a system of divination. The modern discovery of Babylonian texts has led to skepticism concerning the reliability of Greek and Latin reports on the
relationship of Hellenistic astrology to its Babylonian predecessors: see Neugebauer, Exact Sciences, pp. 187-189; Neugebauer, HAMA, pp. 474, 609-610.
Pagina 9
Bekijk in PDF(opent in een nieuw venster)and that the cut hemispherical sundial was invented first, and follow Rehm in
saying that by “‘inventor’’ Vitruvius simply meant the earliest person known by
him to have described or used a certain kind of dial.*°
As to whether some other astronomer who was a contemporary or predecessor of Eudoxus could have devised the two-sphere model and used it in this
way, the available evidence suggests not. Both Meton and Democritus might be
thought to have the requisite credentials, but there are fatal difficulties in either
case. Meton is the earliest authority cited in the parapégma tradition; and he is
credited with an observation made on 27 June 432 B.c. of the summer solstice,
which served as the starting point for the Greek astronomical calendar. Furthermore, he is considered the discoverer of the nineteen-year calendaric cycle,
known as the Metonic cycle, in which nineteen years correspond to 235 synodic
months.’ But, in none of this is there any hint of a model. Even if it is suspected
that Meton was influenced by the Babylonians in setting up the nineteen-year
cycle and in deciding the date of the summer solstice, a suspicion that has arisen
since the recovery of Babylonian astronomical texts in this century, it still remains true that no model is presupposed. Indeed, the Babylonians used an arithmetical scheme to determine the summer solstices in a nineteen-year cycle.
This scheme was based, apparently, on the date in their calendar for the heliacal
rising of the star Sirius: summer solstice was thought to occur 21 days before
this rising.2® Meton was also understood to be concerned with the division of
the year into seasons. In the Ars Eudoxi, a papyrus of the second century B.C.
that exhibits the state of astronomy in the third century, it is reported that Euctemon, whose accomplishments are not well distinguished from those of Meton
in our sources, divided the year into four unequal seasons of 90, 90, 92 and 93
days, beginning with summer.” In Simplicius’s commentary on Aristotle’s De
caelo, the inequality of the seasons is ascribed to both Meton and Euctemon.
(Rehm is probably correct in arguing that Meton and Euctemon simply posited
7 consecutive zodiacal months of 30 days each, and 5 consecutive zodiacal
months of 31 days each; that is, that he had no intention of describing the length
of the seasons.)'% The Ars Eudoxi also states that Eudoxus and Democritus pre-
26 See A. Rehm, “Horologium,”” col. 2419, in A. Pauly, G. Wissowa, W. Kroll, eds., Real-Encyclopädie der klassischen Altertumswissenschaft (Stuttgart: Metzler, 1913), Vol. VIII. On Berosus’
date, see Neugebauer, HAMA, p. 607. For his work, some of which seems more pertinent to astrology than astronomy, see F. Jacoby, Die Fragmente der Griechischen Historiker (hereafter FGrH)
(Leiden: Brill, 1959), Part III.C, Vol. 1, pp. 367-393, No. 680, esp. frags. TSb, TSc, T6, F22a, F16b,
F21, F18, F19, F17. The fragments of Berosus’ writings are also collected in P. Schnabel, Berossus
und die babylonisch-hellenistische Literatur (Leipzig: Teubner, 1923).
27 See Heath, Aristarchus, pp. 293-295; Neugebauer, HAMA, p. 622; B. R. Goldstein, ‘‘A Note
on the Metonic Cycle,”” Isis, 1966, 57:115-116. Theophrastus, in De signis pluvium, ventorum, tempestatis et serenitas 4 (=
DK 6 Al), states that Meton, an Athenian, learned of this cycle from
Phaeinos, a resident alien in Athens who observed the solstices from Mount Lycabettus. Nothing
else is known of Phaeinos, but could Babylonian data have been transmitted to Meton through him?
As for the observation itself, Meton is supposed to have used a heliotropium near the wall of the
Pnyx: see Maass, Aratea, pp. 13-14; Heath, Aristarchus, p. 294, n. 3.
28 See Neugebauer, HAMA, pp. 357-365 (esp. p. 363).
29 The Ars Eudoxi or Didascalia caelestis by Leptines is translated into French in Tannery, Recherches, pp. 283-294: see p. 294; cf. Neugebauer, HAMA, pp. 627-628, 686-687. The same source
also reports that Callippus, a successor of Eudoxus, divided the year unequally into seasons. But
this division does not conform to that of Euctemon and was presumably based on different considerations.
30 Simplicius, In de caelo 497.17-24 (trans. in Heath, Aristarchus, p. 213); Rehm’s argument is
summarized in Neugebauer, HAMA, pp. 628, 1352 and Fig. 3.
Pagina 10
Bekijk in PDF(opent in een nieuw venster)ferred to keep the seasons equal, so Meton’s proposal for the length of the zodiacal months did not find acceptance among his immediate successors. But,
once again, there is no reason here to connect Meton with the two-sphere model.
Democritus flourished at the close of the fifth century and is often associated
with Eudoxus in the extant sources. His mathematical achievement, his work
in the parapégma tradition, his speculation about the nature and causes of celestial as well as meteorological phenomena, are all preserved in fragmentary
form by later writers. But however remarkable his credentials in mathematics,
astronomy, and even geography, he did not conceive of the two-sphere model:
he believed that the earth was disclike, basically flat but hollowed out slightly
in the center’!
Eudoxus is, therefore, the most likely figure to have conceived of using a twosphere model to account for the stellar risings and settings associated with the
calendar. It is also possible to reconstruct how Eudoxus might have based his
well-known analysis of planetary motion using homocentric spheres on the twosphere model. His interest in planetary motion was unusual: Plato states that
the periods of the planets had been understood by only a very few; and these
few, we suggest, were not those astronomers concerned with parapégmata but
Pythagorean cosmologists or philosophers.*”
To extend the two-sphere model so as to account for the sun’s motion seen
as the set of circular paths of its shadow on the hemispherical sundial, it suffices
to observe that this path shifts from day to day and that it is limited by the
circles representing the tropics on the dial. Two spheres for the sun can account
for this motion: one sphere which rotates once each day, and another whose
axis is inclined to it, which compietes one revolution in the opposite direction
each year. Both spheres rotate uniformly but at different speeds and in contrary
directions. This discovery could occasion a general investigation of the behavior
of two such pairs of spheres rotating uniformly with axes inclined to one another, where the speeds are either equal or unequal, and the directions, either
the same or opposite. Inclined spheres rotating at the same speed but in opposed
directions about different poles lead to the hippopede, a path shaped roughly
like the figure 8. Eudoxus’ next step would be to realize that an additional rotation would allow the hippopede to account for the retrograde arcs that are
characteristic of planetary motion.
According to Aristotle, Eudoxus used three spheres for the sun and moon,
and four for each of the five planets. In all seven cases, the first sphere was
that of the fixed stars, its function being to supply the daily rotation, and the
second sphere accounted for motion along the ecliptic. The third sphere for the
sun and moon was to take care of their motion in latitude: as Aristotle says,
31 See Aristotle, De caelo 294b13-21; Simplicius, In de caelo 511.22-25; Diels, DG, p. 377. Democritus is said to have written a geographical survey: see Agathermus, Hypotyposes geographiae
1.1 (= Eudoxus F273a). Compare Democritus’s account of the seasonal flooding of the Nile in
Galen, De philosopha historiu 23 (= Diels, DG, p. 385) with Eudoxus’ explanation cited above:
Democritus makes no reference to a two-sphere model.
.
32 Plato, Timaeus 39c5-d2; see A. E. Taylor,
A Commentary on Plato’s ‘‘Timaeus’’ (Oxford: Clarendon Press, 1928), ad loc. Plato surely cannot mean the parapegmatists (see Respublica 527d1528a5, 528e6-529c6), and there is no evidence that the Pythagoreans as such ever involved themselves in the construction of parapégmata: see notes 6, 11, and 14 above.
33 See A. Aaboe, “Scientific Astronomy in Antiquity,’’ Philosophical Transactions of the Royal
Society of London, 1974, A.276:21-42; Neugebauer, HAMA, pp. 677-685, 1357-1358.
Pagina 11
Bekijk in PDF(opent in een nieuw venster)“the circle in which the moon moves is inclined to the zodiac at a greater angle
than that in which the sun moves.’’ That Eudoxus allowed the sun a small variation in latitude is confirmed by Hipparchus: ‘And that this occurs even Eudoxus admits. Indeed, in his Enoptron he declares that the sun appears to vary
in its positions at the solstices as well, a variation which is rather obscure and
extremely slight.’’** One may suppose that Eudoxus has here accepted a traditional claim about solar motion, and that it did not affect his basic analysis of
the apparent motion of the shadow cast by the gnomon on the surface of a
hemispherical sundial. Four spheres for the planets were needed to account for
their phenomena, including stationary points and retrogradations.
In the period after Eudoxus, the following astronomers and mathematicians
studied Eudoxus’ model for planetary motions: Menaechmus, who is better
known for his work on conic sections; Callippus, who altered Eudoxus’ model
by adding more spheres; Autolycus, who criticized it for failing to account for
the apparent variation in the sizes (i.e., brightnesses) of Mars and Venus, a
physical consideration that Eudoxus may have been prepared to ignore; and
Polemarchus, a student of Eudoxus.? Aristotle had a theory of nested homocentric spheres as well. But of these, Autolycus seems to have been the most
influential: there is no evidence of any adherence to homocentric models by
ancient astronomers after him. Yet the two-sphere model was never abandoned
in antiquity. During the third century, astronomers shifted attention from planetary models to the study of the sizes and distances from the earth of the moon
and the sun, of the phases of the moon, and of topics that relate to the general
investigation of eclipse phenomena.°® Interest in stellar risings and settings continued, but it no longer defined the activity of astronomers as before.
By the time of Hipparchus (second century B.c.), Babylonian astronomical
data reached the Greek world, although the mode of transmission is unknown.
Babylonian astronomy was centuries old and, when it reached the Greeks, it
was highly successful at predicting planetary phenomena and lunar eclipses:
though they lacked geometrical models, the Babylonians had achieved precise
knowledge of planetary and eclipse cycles, and their science was supported with
copious quantitative data. The result was a radical transformation of Greek astronomy: Hipparchus not only had access to this data, but also acquired from
the Babylonians the notion of quantitative prediction. For he took the Greek
models of planetary motion, models whose explanatory function had hitherto
been qualitative, and, by using Babylonian data, specified their parameters so
as to adapt them for quantitative prediction.*’ This influx of Babylonian data
34 Aristotle, Metaphysica 1073b17-32. Eudoxus F63b: cf. F62, F63a. See Neugebauer, HAMA,
pp. 629-631.
35 Simplicius, In de caelo 504.17-506.3 (trans. except for 505.11-17 in Heath, Aristarchus, pp.
221-223). See also G. Aujac et al., Autolycus de Pitane: La sphére en mouvement, levers et couchers
héliaques, testimonia (Paris: Société Guillaume Budé, 1979), pp. 178-182.
36 For references to the two-sphere model, in addition to the passages cited above, see those from
Posidonius (ca. 100 B.c.) and Ptolemy in Cohen and Drabkin, Source Book, pp. 156-181. For later
work, see, e.g., Aristarchus’s treatise on the sizes and distances of the sun and moon in Heath,
Aristarchus, pp. 351-414; Alan E. Shapiro, ‘‘Archimedes’s Measurement of the Sun’s Apparent
Diameter,”” J. Hist. Astron., 1975, 6:75-83; the report on the accounts of lunar phases given by
Berosus and Aristarchus in Vitruvius, De architectura 9.2.1-4; and, on the treatment of eclipses in
the Ars Eudoxi, Neugebauer, HAMA, p. 688.
37 See, e.g., Asger Aaboe, ‘‘On the Babylonian Origin of Some Hipparchian Parameters,’ Centaurus, 1955, 4:122-125.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)and the resultant transformation of Greek astronomical science effectively obscured the earlier history of this science from later writers. As a consequence,
the historian must now exercise care in relying on late testimony in his effort
to understand the development of Greek astronomy from the time of Hesiod and
Homer to the time when Babylonian science intruded.
The preceding account of the development of early Greek astronomy shows
that it may be divided into two phases. The first is defined by the construction
of calendars in the form of parapégmata. It is contemporaneous with a tradition
of cosmological theorizing in which were treated questions about the nature of
the heavenly bodies and their motions. The second begins with Eudoxus’ synthesis of these two sorts of activity, and his introduction of homocentric spheres
as models to explain the motions of the celestial bodies. Not long thereafter,
such models for planetary motion were rejected, and astronomers turned their
attention to the study of eclipses, the determination of the sizes and distances
of the sun and moon, and the explanation of lunar phases.