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Pagina 1
Bekijk in PDF(opent in een nieuw venster)East and West, 2:2 (1952:July) p.102
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GEORGE P. CONGER
Did India Influence
Early Greek Philosophies?
In the belief that this intriguing nest of
problems needs to be re-examined, I recently spent some months in India,
Greece, and the Near East and in libraries in Europe and America. An adequate study of the problems would require years. In this report I offer some
impressions which I hesitate to call conclusions, but which may serve at
least to state some of the questions, No attempt is made to enumerate the
kindly scholars who in all these countries welcomed me and helped me. I
would be glad to receive further criticisms and suggestions from anyone who
is interested—especially at any point where I may have followed the wrong
expert. It should be noted that consideration is here almost entirely confined
to philosophers prior to Socrates; the problems of possible Eastern influences
on Plato and Aristotle are too involved for brief treatment, and in the
Hellenistic period, after the blaze of Alexander, conditions were different
from those of the early days.
I
It begins to appear that the older discussions of this question have been
either hasty and superficial, based on inadequate knowledge of one or more
of the cultures studied, or have been too exclusively philological, based too
narrowly upon the available textual evidence. Occasionally a writer exhibits
both faults." As regards philology, no one can doubt that it has its indis1 Brief mention of earlier works in the field usually includes the very loose comparisons by
Sir William Jones, Works (London: G. G. and J. Robinson, 1799), Vol. I, pp. 360 ff., and
by H. Gladisch, Die Religion und die Philosophie in ihrer Weltgeschichtlichen Entwicklung
(Breslau: F. Hirt, 1852), and other works. More cautious affirmative opinions were expressed
by R. Garbe, Philosophy of Ancient India (Chicago: Open Court, 1899), pp. 32 ff, 52 ff.
These were countered by the strongly negative opinions of E. Zeller, Die Philosophie der
Griechen, 4th ed. (Leipzig: Fues, R. Riesland, 1870), Vol. I, pp. 28 ff. Zeller has been followed
by J. Burnet, Early Greek Philosophy, 4th ed. (New York: The Macmillan Company, 1948),
pp. 15
H. G. Rawlinson’s Intercourse between India and the Western World from the
Earliest Times to the Fall of Rome (Cambridge: Cambridge University Press, 1916) is valuable
for background, but some statements about Greek philosophies in his paper in the volume
edited by G. T. Garratt, The Legacy of India (Oxford: Clarendon Press, 1937), pp. 4 ff., need
to be scrutinized. For an extensive bibliography, see E. Zeller, La filosofie dei Grecd translated
by R. Mondolfo (Florence: La nuova Jtalia, 1932), Vol. I, Parte 1, pp. 63-99.
Pagina 2
Bekijk in PDF(opent in een nieuw venster)Did India Influence
Early Greek Philosophtes?
In the belief that this intriguing nest of
problems needs to be re-examined, I recently spent some months in India,
Greece, and the Near East and in libraries in Europe and America. An adequate study of the problems would require years. In this report I offer some
impressions which I hesitate to call conclusions, but which may serve at
least to state some of the questions. No attempt is made to enumerate the
kindly scholars who in all these countries welcomed me and helped me. I
would be glad to receive further criticisms and suggestions from anyone who
is interested—especially at any point where I may have followed the wrong
expert. It should be noted that consideration is here almost entirely confined
to philosophers prior to Socrates; the problems of possible Eastern influences
on Plato and Aristotle are too involved for brief treatment, and in the
Hellenistic period, after the blaze of Alexander, conditions were different
from those of the early days.
I
It begins to appear that the older discussions of this question have been
either hasty and superficial, based on inadequate knowledge of one or more
of the cultures studied, or have been too exclusively philological, based too
narrowly upon the available textual evidence. Occasionally a writer exhibits
both faults.! As regards philology, no one can doubt that it has its indis1 Brief mention of earlier works in the field usually includes the very loose comparisons by
Sir William Jones, Works (London: G. G. and J. Robinson, 1799), Vol. I, pp. 360 ff., and
by H. Gladisch, Die Religion und die Philosophie in ihrer Weltgeschichtlichen Entwicklung
(Breslau: F. Hirt, 1852), and other works. More cautious affirmative opinions were expressed
by R. Garbe, Philosophy of Ancient India (Chicago: Open Court, 1899), pp. 32 ff, 52 ff.
These were countered by the strongly negative opinions of E. Zeller, Die Philosophie der
Griechen, 4th ed. (Leipzig: Fues, R. Riesland, 1870), Vol. I, pp. 28 ff. Zeller has been followed
by J. Burnet, Early Greek Philosophy, 4th ed. (New York: The Macmillan Company, 1948),
pp. 15 ff. H. G. Rawlinson's Intercourse between India and the Western World from the
Earliest Times to the Fall of Rome (Cambridge: Cambridge University Press, 1916) is valuable
for background, but some statements about Greek philosophies in his paper in the volume
edited by G. T. Garratt, The Legacy of India (Oxford: Clarendon Press, 1937), pp. 4 ff., need
to be scrutinized. For an extensive bibliography, see E. Zeller, Le filosofia dei Grecà translated
by R. Mondolfo (Florence: La nuova Italia, 1932), Vol. I, Parte 1, pp. 63-99.
Pagina 3
Bekijk in PDF(opent in een nieuw venster)pensable place and value, particularly in attempts to detect a common Aryan,
Indo-European, “Indo-German,” or Indo-Iranian heritage. For our immediate
problem, however, the present state of the textual remains imposes marked
limitations. The Indian texts are relatively ample, but it is impossible to
date them with sufficient precision. The Greek texts prior to Plato can, with
the usual allowances, be dated with some accuracy, but the materials are only
fragments. The Iranian texts suffer from both defects—only a fraction is
preserved, and some of the important dates are open to much question. The
Egyptian texts are relatively ample and also well dated, but usually they are
either too early or too late for our purposes.
There remain, too, the formidable linguistic difficulties. Unless someone
unearths a whole Alexandrian library, duly equipped with Rosetta stones,
the weary work of deciphering and translating a dozen or more languages
must go on. With our present knowledge there are many unsolved questions, unsettled controversies, and shifts of opinion. For example, it was once
thought that the Indian word for a Greek “Yavana”—"láfov, “Ionian”—
by echoing the digamma, pointed to a time before the use of that letter was
discontinued, i.e., as early as the eighth century B.c.” This, however, is now
questioned, and other explanations for the term are offered—for instance,
that it is a false reconstruction and at all events that it does not always mean
“Greek.”
When one thinks of the difficulties, he wonders if, even with Eduard Meyer
and a galaxy of contemporary French scholars, the real expert in these things
has yet been born. Certain it is that whatever light philology can throw on
the problems before us can be considerably enhanced by other considerations.
II
The whole question needs to be considered in a larger setting, the natural
setting of geography and history, the setting of human affairs.
Geographically one must recall that in this connection “India” means less
and “Greece” means more than modern usage indicates. The former means
at most the region of the Indus River or perhaps the western coast of the
peninsula; the latter includes the Greek islands and the colonies in Asía
Minor, Egypt, Italy, and Sicily. The expression “Oriental influence on
Greece” often means only influence from what we now call the Near East.
Between India and the Greek world there were two principal avenues of
2 See Rawlinson, Intercourse between India and the Western World, p. 20.
* See A. F. Pauly, G. Wissowa, W. Kroll, Realencyclopádie der classischen Altertumswissenschaft
Lassen, Indische
(Stuttgart: J. B. Metzlersche Buchhandlung, 1916), Vol. IX, col. 1316;in C.
Mélanges astatiques
Altertumskunde (Leipzig: L. A. Kittler, 1867), Vol. I, p. 1034; P. Meile,
de la Société Asiatique (Paris, 1940-41), fasc. 2, p. 123.
Pagina 4
Bekijk in PDF(opent in een nieuw venster)possible communication.
One was by water via the Arabian Sea, then by
the Persian Gulf or the Red Sea, and eventually by land to the Mediterranean
or Aegean. The other route ran overland, through the Iranian plateau and
the Mesopotamian river valleys and then by various branchings to different
sections of the Mediterranean coast.
(Other possibilities via Arabia on the
south and the Oxus River and Black Sea on the north are here left out of
account.)
Any of the routes in ancient times required a long hard journey
in the face of forbidding natural conditions. Each was subject to occasional
disruptions by war or piracy, but it appears that generally the routes, at
least by one makeshift or another, were open. By sea the little ships could
hug the coast or, with the use of homing birds, venture occasionally out
of sight of the shores. Scylax of Caryandra, at the command of Darius I,
about 516 B.c., sailed down the Indus and around to Egypt, a voyage of
thirty months.* By land the caravans could plod along, say twenty miles
per day, from one halting place to another. When by any means the coast
of the Mediterranean was reached, the rest was relatively easy. Greece, with
its indented coast line, was naturally adapted for seafaring. The many islands
on three sides were like stepping stones and almost like bridges for ancient
travelers. One does not need to think of continuous journeys by adventurous
individuals, covering thousands of miles and sustained for month after month.
Along either route there were settlements where, under ordinary conditions,
travelers, bringing with them their ideas, might tarry for considerable intervals before pressing onward.
With or without benefit of such halting places, the numerous traditions
that ancient philosophers visited remote regions and either gave or received
ideas need to be scrutinized with considerable care. The stories are usually
late and are likely to reflect tendencies current in the days of chroniclers or
interpreters who were not very careful or critical. At the same time it must
be remembered that such journeys were in principle possible and that accounts
of them did not seem utterly absurd to the original writers and readers.
Even the most incisive criticism I have seen takes a few of the stories seriously.
The most striking of the stories is the one which Eusebius, quoting
Aristocles, ascribes to Aristoxenus. The story has it that a certain Indian at
Athens, when he asked Socrates about his philosophy and was told that
Socrates discussed human life, answered, “How is it possible to be sure about
human affairs if one is ignorant of things divine?”* The story is usually
dismissed as improbable and apocryphal, motivated by some late criticism,
* Herodotus, iv. 44.
|
ST. Hopfner, “Orient und Griechische Philosophie,” Der Alte Orient, Beihefte 4 (1925),
8-27.
*Eusebius, Praeparatio evangelica, xi, 3, 8. The story is criticized by A. J. Festugiére in
Revue de l'histoire des religions, CXXX (1945), 34 ff.
Pagina 5
Bekijk in PDF(opent in een nieuw venster)perhaps Pythagorean, of the humanistic Socrates. It raises some complicated
questions. In the First Alcibiades, Socrates is made to say that he who looks
at the divine part of the soul and at things divine will be most likely to
know himself.” This passage has been used to support the argument that
the First Alcibiades is not by Plato,® but is an attempt by a Platonist to
restate some Platonic theses and to defend Socrates against the “Indian”
criticism by making knowledge of the divine crucial for the proper conduct
of human affairs. Critics of the story overlook what might have been its
provenance; Aristoxenus is said to have been a friend of one of the youngest
followers of Socrates and to have been either a son or a contemporary of
Spintharus, who is also said to have known Socrates personally.’ As to the
authenticity of the story about the Indian, one may perhaps suspend further
judgment while considering matters discussed below.
It is true that for a time the Greeks had their superiority complex as
regards “barbarians,” but the prejudice seems to have developed in the
classical period, partly as a reaction to the Persian wars. In the earlier days
the young and tentative civilization of Greece must have been powerfully
impressed by the much older civilizations around it, by Egypt if not by
Babylon. Our traditions have magnified the Greeks, somewhat as they have
magnified the Israelites, making them appear culturally more independent
than we need to suppose they were or could have been.
The history of Asia Minor throughout millenniums is a bewildering mixture of migrations, invasions, wars, destructions, and butcheries. Viewing it
end-on, as we do from our more or less safe distance, one wonders how
there was anything left for the archaeologists or historians. Destruction,
however, buries as well as burns; the archaeologists have been able to recover
far more than might have been expected, and the end is not yet. The more
progressive men declare that archaeology is in its infancy. Ancient wats,
violent as they were, were cultural catalysts; mercenary troops on one side
and enslaved captives on the other helped in the diffusion of ideas. Out of
the welter of war occasionally a great empire was formed and, at least for a
time, encouragement was given to the arts of peace. Babylon was by no
means the boorish monster which some of our literature suggests, and the
Lydian Empire from the eighth to the sixth century, as a great intermediary
between the Orient and the Occident,!° was apparently attractive to visitors.
Of prime importance was the Achaemenian Empire, beginning with
7 Alcibiades I 133c.
8 J. Bidez, Eos (Brussels: M. Hayez, 1945), pp. 123 ff.
È von Fritz, Pythagorean Politics in Southern Italy (New York: Columbia University Press,
1940), p. 28.
Thorin et fils, 1893), p. 270; A. Rey,
10 G. Radet, La Lydie et le monde grecqueA.(Paris:
Michel, 1942), p. 21.
La science orientale avant les Grecques (Paris:
Pagina 6
Bekijk in PDF(opent in een nieuw venster)Cyrus I, who captured Sardis in 546 B.c. and Babylon in 539, and continuing
until its overthrow by Alexander the Great in 333.
In its great days the
empire of Darius I and Xerxes stretched from the Indus to the Mediterranean. In the sculptures on the staircase at Persepolis, showing the procession
of representatives of more than twenty nations bringing tribute to the Great
King, some emissaries wear the tunic of Ionia, some lead the two-humped
camel of Bactria, and some the humped bull of India. Except for Marathon
and the later battles, the empire might have included Greece itself, as it
included the Greek cities of Ionia.
Heraclitus lived in the Persian Empire,
Xenophanes was born there, and there were Indians in the army of Xerxes.”
The general policy was one of tolerance of local institutions and beliefs,
as long as there were no revolts and tribute was duly paid.
From earlier
times there was a road of sorts from Iran to Sardis; the Achaemenian kings
made it the “Royal Road,” a great highway for military and commercial
purposes with the inevitable by-products and overtones of culture.
The study of commercial relations, particularly as revealed by archaeology,
offers some results significant for our problem. There is now widespread
agreement that from remote times the ancient nations traded with one another
much more than has usually been supposed. We have rated too highly the
political and linguistic barriers, which after all were semi-permeable membranes. Among the notable surprises of recent years have been the indications that the Indus Valley civilization of about 2500 B.c. imported some
articles from Mesopotamia, and vice versa; objects characteristic of each area
have been found in the ruins of the other. In the Aegean copper age, down
to about 2400 B.c., there was lively trade in the Cyclades.!* Crete seems
to have been an emporium. In fact, no great city like Nineveh or Babylon
or Miletus could have grown up without. commerce borne indirectly or
directly by land and sea.
.
A few items of detail are like straws showing various ways in which the
trade winds blew. The Chaldeans in the ninth century are said to have had
an active trade with India.!* In the eighth century, Greek competition forced
even the roving Phoenicians from the Mediterranean.'* Assurbanipal in the
seventh century is said to have sent to India for the “wool-bearing tree,”
which we know as cotton.! At about the same time rice was known in
Mesopotamia.'” In that same century Phrygia and Lydia had an extensive
3 Herodotus, vii. 65.
1° Encyclopaedia Britannica, 14th ed. (1942), Vol. X, p. 754.
i
“J. Kennedy, “Early Commerce of Babylon with India,” Journal of the Royal Asiatic Society
of Great Britain and Ireland (1898), pp. 246 ff.
“ Encyclopaedia Britannica, 14th ed., Vol. X, p. 762.
* Rawlinson, Intercourse between India and the Western World, pp. 2 fi.
1* R. C. Thompson in Iraq, VI (1939), 182.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)trade with the East.* In the ruins of Babylon, dating from the sixth century,
the excavators found teak wood, presumably from India.” An inscription
of Darius I, now in the Louvre, says that he brought wood from the Hindu
Kush region and ivory from Abyssinia and India. Ships of Darius are said
to have sailed from the Nile through the Red Sea to Iran.'? A marble torso,
unmistakably Greek, was found at Persepolis and is now in the Teheran
Museum.
By this time Egypt, which for centuries had been closed to foreigners,
had so far modified its policy as to invite the Greeks to make a settlement
in the Nile Delta. The important trading center Naucratis, significantly
enough, was a colony of Miletus. It continued to flourish until about 520 B.C.,
with temples to the Greek gods showing that life there was not without its
intangibles.”° Herodotus says that from Naucratis the Greeks were transferred
to Memphis’! From the fourth century there was a temple of Isis in the
Peiraeus.22 Faure says that from 620 to 525 the Greeks could go to India
freely.”
An indication of widespread Greek commerce appears in the work of
Sir Leonard Wooley at Al Mina in northern Syria. Here was a commercial
port with the remains of buildings so stocked with Greek pottery that the
inference is that they were warehouses. The dates assigned to the pottery
indicate, too, that the trade between Greece and the East continued right
through the period of the Persian wars.”* Rice was known in Greece in the
time of Sophocles;?” perhaps pepper and mustard, too, were on Greek tables
in the fifth century.**
|
Except for pottery and its fragments, the physical remains of such commerce are scanty. Doubtless much, and perhaps most, traffic was in perishable
goods such as food products, wines, and textiles. In one notable respect the
potsherds themselves give indications of cultural influences from the East;
this, about 700 B.c., is the shift in Greece from the early geometrical type
of decoration to the more mobile “orientalized” designs, with freer delineation
17M. Rostovtzef, History of the Ancient World (Oxford: Clarendon Press, 1926), Vol. 1,
13 De Lacy O'Leary, How Greek Science Passed to the Arabs (London: Routledge and Kegan
Paul, 1948), p. 97. Cf. J. Horrell, “Sea Trade in Early Times,” Antiquity, XV (1941), 248.
p. 193.
1 W. W. Hyde, Ancient Greek Mariners (New York: Oxford University Press, 1947), p. 176.
22H. G. Rawlinson, History of Ancient Egypt (Boston: Cassino, Estes and Lauriat, 1882),
Vol. Il, pp. 480 ff.
2 Herodotus, ii. 154; but cf. D. H. Gordon, “The Buddhist Origins of the ‘Sumerian’ Heads
from Memphis,” Iraq, VI (1939), 37.
2 P, Foucart, Les mystères d’Eleusis (Paris: A. Picard, 1914), p. 17.
2 J. A. Faure, L'Égypte es les présocratiques (Paris: Stock, 1923), p. 21.
#C. L. Wooley, “Excavations at Al Mina,” Journal of Hellenic Studies, LVII (1938), 13, 22.
= Kennedy, op. cit., p. 268.
#7, W. Tarn, The Greeks in Bactris and India (Cambridge: Cambridge University Press,
1938), pp. 365, 370.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)of animal and human figures.” It has been suggested that the new designs
were adapted from imported textiles which are now lost.
To trace commerce between ancient nations one need not depend altogether on material culture laid bare in archaeology; the numerous instances
known in comparative philology in which foreign words for various articles
crop out in language after language indicate that the articles thus named
came with the words. No attempt can be made here to go into the details
and the controversies, but sometime some superphilologist should bring
together into one picture the words which in one or another of the various
languages stand, for example, for almonds, aloes, apes, beryll, camphor,
carpets, cassia, chicory, ginger, ivory, myrrh, pepper, rice, tin, and other
things. A special case appears in the word for a kind of woolen mantle.”
Beyond the data of archaeology and philology alike, one must admit that
various articles of merchandise, with or without documents, are often not
lacking in suggestion and may well come trailing ideas with them. We may
always doubt if highly developed theories about the world are accurately
transmitted by untrained men along the trade routes, but stories, legends,
and myths pass current everywhere; Scythian nomads, Phoenician sailors
(from the nation which invented the alphabet), camel drivers, and peasants
of all lands and times have had a kind of gift of tongues. Garbled ideas and
rudimentary suggestions easily slip through to find lodgment in minds capable
of developing them.
II
It is understood that India, Iran, and Greece had a common heritage from
Aryan days, although just what the heritage was and how it came to them
are difficult questions. At all events we may infer that somewhere back in
human prehistory there was a primeval stage in which the cosmos was
regarded as vaguely alive and as more or less similar to man’s body, or consciousness, or mind, or thought, or word, or right action. Instead of mere
projections, the gods of polytheism may have been so many crystallizations,
alternately formed and dissolved within such a matrix. The gods are regarded
as being, or being like, natural objects and processes, and sooner or later as
being, or being like, animals, fertility figures, food substances or symbols,
ancestors, and heroes. Sometimes they embody or reflect ethical ideals or
what later become logical principles. When the curtain begins to rise for
us, the Aryan traditions seem to exhibit some of these characteristics. The
TM J. D. Beazley and D. S. Robertson in Cambridge Ancient History (New York: The Macmillan Company,7, 1926), Vol. IV, pp. 582 ff.
Przyluski, “L'influence d'Iran en Grèce et dans l'Inde,” Revue de l'Université de
Bruxelles, XXXVII (1932), 284.
Pagina 9
Bekijk in PDF(opent in een nieuw venster)heritage in East and West is plainest in the name of the sky god Dyaus
Pitar — Zeus Patér :— Jupiter; there are a few other indications of common
ancestral culture and institutions. For our problems these data may work
either way—on the one hand, making later cultural transmissions easier,
and, on the other hand, making them unnecessary. It is easier to discern
common elements for the Indo-Iranian group than for the less closely related
Indo-Euzopean family as a whole. It begins to be clear that the Indians and
Iranians had in common, for example, the gods Mitra and Yama, the use
of the sacred plant haoma, or soma, and some duality between right (rta,
arta) and wrong (drub, druj) * Dumezil’s detection of a common societal
structure reflected in various mythologies applies to India and Iran, although
it is more evident in Rome than in Greece before the time of Plato.”
IV
In such a quest as this, one must follow various trails, not all of which
yield appreciable return. For instance, the law codes of ancient peoples
exhibit countless similarities, but it is a question whether much is to be
gained here by comparisons. In any early society there are only about so
many rules to observe and only about so many crimes which mark infractions
of the rules. It is not strange if many or all primitive peoples arrive at pretty
much the same standards. Only an occasional peculiarity need be noticed—
for a well-known example, the fact that the Buddhists, Pythagoreans, and
Empedocles®' all forbade the eating of beans.
|
Efforts to show that the styles of early architecture and sculpture of India,
Iran, Assyria, Egypt, and Greece are variously intertwined may offer some
suggestions for our study, but now seem to yield little indication of possible
communication. Somebody had to learn to substitute stone columns for
tree trunks in support of a roof, and perhaps some Greek first saw the device
in Egypt or elsewhere. Egypt’s techniques of stonework may have helped
the Greeks,®? and elements of ornamentation may well have been adopted
from other cultures. But the flutings of a column or the volutes of a capital,
even if they could speak with Ionic clarity, might not convey any great
ideas. The famous Gandhära sculptures, with their Greek or Roman influence, are by several centuries too recent for our study.
It is plausible to suppose that the traditions of ancient Indian medicine,
® J, Duchesne-Guillemin, Zoroastre (Paris: Maisonneuve et Cie, 1948), pp. 62 ff.
» See G. Dumezil, L'héritage indo-européen à Rome (Paris: Gallimard, 1949).
he
sy, Diels, ed. W. Kranz, Die Fragmente der Vorsokratiker, 6th ed. (Berlin: Wiedmannsc
hereafter
are
fragments
Diels’s
141.
B
Empedocles
368,
p.
I,
Vol.
1951),
Verlagsbuchhandlung,
cited by authors’ names, with letters and numbers.
& See H. Frankfort, Cylinder Seals (London: The Macmillan Company, 1939), p. 308.
Pagina 10
Bekijk in PDF(opent in een nieuw venster)older than the extant texts, were of some influence on Greek medicine.?*?
As to other branches of science, it appears that in ancient India, much more
than in Greece, cosmology was an accessory of religious rituals. We shall
see that a few ideas, like those of the elements and the microcosm, may have
been detached and exported, but the lines are now either lost or crossed and
cannot be clearly traced.
Whatever may have been the case as regards Greek philosophies, there
is no doubt of foreign influences on the Greek religion or religions. It is
an old tradition that the names for the Greek gods came from foreign
sources,” and the mysteries of Eleusis appear at this distance to have been
an amalgam of old cults from the north, east, and south. The Aristotelian
interpretation of the pre-Socratics did not do justice to their religious
interests. In all these countries the religions are so closely related to the
philosophies that we leave them for consideration below.
Also closely related to the philosophies are the works of the poets.
No
Indian or Iranian secular poet is early enough or well enough known to be
of help to us, and most of the early poets of Ionia and the Cyclades, although
they may well have traveled as they sang, add little or nothing unusual to
our ideas.
Above all Greek poets, however, and whether or not he was “synthetic,”
towers the figure we know as Homer. Some of him, at least, appears to have
come either from Smyrna or from Chios, on or just off the Ionian coast.
He seems to have known little of any region outside Ionia, but he knew tin
and other merchandise by Sanskrit names.” His “Eastern Ethiopians” may
have been Indians.* In his poems there are strands older than the brilliant
Olympians; some of them seem to reach back to Indo-European days. His
duors, according to Cornford, is a material continuum, alive and divine,
identical with the primitive substance out of which the divinities of Greek
religion took shape.” Hack finds that the Homeric divine powers are not
necessarily anthropomorphic or personal.
Fear, terror, war, strife, prayer,
the Graces, rumor, and justice appear as divinities. The name “Zeus” is
used in several senses, with different degrees and shades of meaning. The
23. Filliozat, “Le sommeil et les rêves selon les médecins indiens et les physiologues grecs,”
Journal de psychologie, XL (1947), 338, 346. Cf. E. Benveniste, “La doctrine médicale des
indoeuropéens,” Revue de l’histoire des religions, CXXX (1945),
TM Herodotus, ii. 43, 49, 50; Foucart, op. cit, p. 18.
5 ff.
5 Cf. sbid., Chap. IX.
*H. Cherniss, Aristosle's Criticism of the Pre-Socratic Philosophy (Baltimore: Johns Hopkins
Press, 1935), p. 374; W. Jaeger, The Theology of the Early Greek Philosophers (Oxford:
Clarendon Press, 1947). The latter work is hereafter cited as Theology.
" Encyclopaedta Britannica, 14th ed., Vol. XII, p. 185. See R. M. Cook, “Ionia and Greece
in the Eighth and Seventh Centuries B.c.,” Journal of Hellenic Studies, LXVI (1946), 86.
" Odyssey i. 23 ff.; Rawlinson, Intercourse between India and the Western World, pp. 18 ff.
* F. M. Cornford, From Religion to Philosophy (London: E. Arnold, 1912), pp. x, 134.
Pagina 11
Bekijk in PDF(opent in een nieuw venster)reservoir of divine power may manifest itself as impersonal Moira or as
personal deities.“ All this serves to recall the incomplete personifications
of the Rg Veda; there also, in the dawn the gods are forming. In Hinduism
to this day the various deities are manifestations of the one Brahman, and
the word “Brahman,” like the Greek word dvots, stems from a root meaning
“to grow.”* Jaeger says that in Homer there is a deep sense of harmony
berween man and nature; one great rhythm penetrates the moving whole.!?
Hesiod’s father was from Cyme in Asia Minor; he himself lived in Boeotia,
never far from the sea which framed the islands and on its other side
washed the Asian coast. His fragments mention the Nile, Nineveh, the
Scythians, and the Ethiopians.** INo one supposes that Hesiod’s gloomy outlook reflects anything Oriental; oppression and poverty, particularly for
peasants, are everywhere, and may even suggest contrasts between contemporary and past history. Enumerations and gradations of ages of history,
however, are more significant; Hesiod has five, while India and Iran stop
with four.“
As in the Rg Veda and the Homeric poems, Hesiod’s theogony is peopled
in part with shadowy abstractions, many of them certainly pre-Hellenic.*
His gods arose from the elements“; he could see divine personalities in
physical forces.“ From the confused medley of myth he brought together
into something like a system the old stories of gods and goddesses, with
their numerous offspring and battles. It is not clear that his Cronus, the
son who rebelled against Zeus, was Chronos, Time“; it is somewhat more
likely that Chronos as Time appears in the Greek world in the work of
Pherecydes. Cornford detects in Hesiod the conviction of a magical sympathy between man and nature‘’—something which at about this time was
being ritualized and exaggerated in the Hindu Brahmanas, but no one
supposes that there was any connection.
Along with the poets, some of the “seven sages” should be examined.
When we stop to look at it, Solon’s “Know thyself” stands out rather
strangely against the older Greek interest in myths, on the one hand, and
* R. K. Hack, God in Greek Philosophy to the Time of Socrates (Princeton: Princeton University Press, 1931), pp. 6, 8, 10, 13, 35.
192De S. Badbekrishnan, Indian Philosophy, Vol. 1 (New York: The Macmillan Company,
, p. 163, n. 1.
VW. Jaeger, Paideia (New York: Oxford University Press, 1945), Vol. I, p. 50.
* Cook, loc. cit.
“R. Reitzenstein and H. Schaeder, Studien zum antiken Synkretismus aus Iran und Griechenland, Studien der Bibliothek Warburg, Vol. VII (Leipzig and Berlin: Teubner, 1926), p. 65.
‘5 Oxford Classical Dictionary (Oxford: Oxford University Press, 1949), p. 670.
* Cornford, op. cit., p. 39.
# Jaeger, Theology, p. 12.
220 Encyclopaedia Britannica, 11th ed. (1910), Vol. XXIV, p. 231; Jaeger, Theology, pp. 68,
, n.
62.
* Cornford, op. cit., p. 170.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)the newer interest in nature, on the other. Is the great maxim to be understood in the light of the age-long Indian emphasis on the inner life? Did
Solon, even if he did not see Croesus at Sardis, make contact there or elsewhere with some vagrant tradition from India?
Pherecydes, from the island of Syros, was a contemporary of Thales and
lived at Athens.
Like Thales, he is credited with the view that the first
principle of everything is water,” but to a greater degree than Thales he
is still within the age of myth. In his theogony, Time (Chronos), along with
Zas (Zeus) and Chthonie (Gé, Earth), existed always. Damascius in the
sixth century A.D. reports that Pherecydes made Time the parent of fire,
earth, and water; from such elements various gods originated and were
distributed in a five-chambered world.”
These and other passages may point in various directions. Egypt, at least
at a later date, correlated the elements and the gods.” The Chandogya
Upanisad has a detailed description of a five-fold world. In Iran, five
elements were thought of as united in Zarvan, or Time,” although, again,
the Iranian doctrine may be later. In Pherecydes, too, the notions of Time
are not consistent; a fragment which comes from Celsus via Origen makes
Chronos the leader of an army in an old war between gods or titans.”
At his wedding with Chthonie, says Pherecydes, Zeus presents her with
a robe which he has woven. The robe is presumably the phenomenal appearance of things. In the same fragment there is also an obscure reference
to an allegory of a winged oak on which the embroidered robe was hung.”
Freeman thinks that Pherecydes’ mention of titans and the robe shows the
influence of Orphism,"* which is traditionally more or less associated with
his career.
Diels’s third fragment comes from Proclus, perhaps a thousand years after
Pherecydes; if it is authentic it contains the germs of several doctrines which
made later philosophers famous. It says that Zeus, when about to create,
changed into Eros, because by combining the cosmos out of opposites he
brought it into harmony and love, and sowed likeness in all and unity extending through all things. This is hardly an Iranian dualism, although it is an
instance of the widespread doctrines concerning opposites which appear in
the Greek world, perhaps about the time of Zoroaster. On the other hand,
® Diels, Pherecydes B la.
= Ibid., B 1.
5 Ibid., A 8.
5 Reitzenstein and Schaeder, op. cit., p. 75.
5% Chandogya Upanisad II. 2-7.
5 Wilhelm Nestle, Griechische Weltanschauung in ihrer Bedeutung für die Gegenwart
(Stuttgart: Heinrich F. C. Hannsmann, 1946), p. 81.
* Diels, B 4.
e Ibid., B 2.
se K. Freeman, The Pre-Socratic Philosophers (Cambridge: Harvard University Press, 1946),
pp. 39 ff.
Pagina 13
Bekijk in PDF(opent in een nieuw venster)if it is authentic, it shows that later pre-Socratics did not need to look outside
the Greek heritage for suggestions of some of their cardinal teachings.
Hesiod and Pherecydes are on the threshold between mythology and
philosophy. Shadowy figures float in their world, a world which is as yet
hardly analyzed but is beginning to be anatomized. And there is a trace of
empirical caution—if, as Diogenes tells us, Pherecydes in his “Letter to
Thales” really wrote that he did not claim to have arrived at the truth.
Ik is often held that Oriental influences on Greece are to be seen in the
doctrines, and practices of the Orphics; the usual argument is that Orphism
is so “non-Greek” that it must have come from outside, and that it has so
many features in common with Oriental faiths and cults that it must have
come from that direction.” Probably it came well before the sixth century
B.C., bringing its theogonic myths and mystery cult into Greece and blending
with myths and mysteries already there. It can be traced back with some
confidence to the forests of Thrace and from there, allowing for modifications, eastward as far as Phrygia. In both places it was coarse and orgiastic.
The Greeks apparently refined it, abandoning its more gruesome features,
for a time retaining its primitive theogonies, and always keeping something
of its enthusiasms for union with the deity and hope of life after death. It
appears to have been developed by Onomacritus at Athens around the year
500 and in the broader Greek world to have influenced Pythagoras in South
Italy. Orphism and Pythagoreanism shade into each other; some of the
refinement of the former is what we know as the latter.
A major question involving all these cultures and a number of individual
philosophers concerns the origin of the beliefs in reincarnation or metempsychosis. There are traditions, arguments, and often adherents for almost
any theory°°—so many that there is not as much support as one might
expect for the view that India influenced Greece.
Knowledge of India in the Greek world of the period appears to have been
scanty and faulty. Hecateus of Miletus mentioned the Indus, the Indi, and
the Gandarii.“ Herodotus was more concerned with the Egyptians and the
Persians, whom he had visited, than with the Indians, whom he regarded
as living away to the East at the extreme bounds of human habitation, next
to the great desert. For some of his information about them he depended
on what the Persians said; he may also have used the work of Scylax. He
called India the most populous satrapy of the Persian Empire. He reported
5 On the resemblances, see S. Radhakrishnan, Eastern Religions and Western Thought (Oxford: Clarendon Press, 1939), pp. 135 ff.
% For various opinions, see, e.g., F. Cumont, Lux perpetua (Paris: P. Geuthner, 1949),
pp. 408 ff; E. Rohde, Psyche (London: Kegan Paul, 1925), p. 346; Jaeger, Theology, p. 84;
Cornford in Cambridge Ancient History, Vol. IV, p. 535.
© Rawlinson, Intercourse between India and the Western World, p. 19.
Pagina 14
Bekijk in PDF(opent in een nieuw venster)that some of the Indians were nomads and some were vegetarians, that they
had a hot climate and wore cotton garments. But he also told the tale about
ant-gold and made the famous mistake of calling Mitra a goddess.°” Ctesias,
the physician to Artaxerxes Memnon, accompanied him on his expedition
against Cyrus the Younger in 401. In his Persica he presented some fantastic
stories about India, evidently based on what the Persians told him. Xenophon
noted that Cyrus ruled over India, whose king was very wealthy; the Persians
once sent for the king to arbitrate a dispute. Xenophon’s most notable statement is that the Chaldean mercenaries were frequently employed by India,
but his work is not renowned for accuracy.
V
In the histories, if not the history, of Western philosophy the three
Milesians lead off. They come too early for the Achaemenian Empire, but
belong in the great days of Miletus, after the Egyptian Pharaoh had allowed
the city to found Naucratis in the delta as a commercial center for the
Greeks. It is thus easy to credit the tradition that Thales learned geometry
from the Egyptians, who had developed their land measurements as a result
of experiences with the errant Nile,°* although Thales, as a Greek, would
naturally go on to more theoretical generalizations.
If he predicted the
eclipse of 585,°° he almost certainly had access to records of Babylonian
observations; as a Greek, too, he would be likely to generalize the Babylonian
ideas about numbers. The traditional interpretation of his teaching about
water calls it a “principle,” forgetting that Thales is hardly out of the
age of myth.
In Egypt the god Ra comes from Nozn,* the primordial
abyss, and the symbol for this is accompanied by the broken or wavy lines
indicating water.” In Mesopotamia water is regarded as primordial and the
gods are descended from it. Either or both of these myths could have been
familiar to Thales, and served better than the lodestone to account for his
dictum that all things are full of gods. Such myths, however, are not confined to these neighbors of Miletus. The awe-filling hymn Rg Veda X. 129
asks whether at the beginning of things, when the gods did not yet exist,
all was deep unfathomable water. Several passages in the Upanisads continue the tradition. The Iliad and the Book of Genesis carry traces of the
® Herodotus, i. 131; iii. 94-106.
© Xenophon, Cyropaedia i. 1. 4; ii. 4. 8; iii. 2. 25-27; viii. 6. 21.
“ Herodotus, ii. 109.
© Ibid., i. 74.
® Faure, op. cit., pp. 62, 146.
7 E. Amélineau, “La cosmogonie de Thales et les doctrines de l'Égypte,” Revue de l'histoire
des religions, LXIL (1910): 18, 23.
® See Encyclopaedia Britannica, 14th ed., Vol. II, pp. 860 ff.
® Brhadäranyaka Upanisad V. y. 1; Chandogya Upanisad VII. x. 1; Aitareya Upanisad 1. i. 3;
Pagina 15
Bekijk in PDF(opent in een nieuw venster)view,” and, as we said, it is ascribed to Thales’ contemporary Pherecydes.
All this makes any theory of specific derivation arbitrary; Thales’ theory
about primordial water could have come, not merely from the Meander, but
from the Nile, the Euphrates, or even the Indus.
Anaximander lived in the sixth century, the century in which some
authorities date Zoroaster. In the fragments a cosmic duality of opposites
becomes more pronounced than in Pherecydes, but it is hardly Zoroastrian;
according to Anaximander, both members are punished and give satisfaction,
and the characteristics indicated (hot and cold, moist and dry) are not the
Zoroastrian light and darkness. The punishment and satisfaction proceed
according to the decree of Time, but we cannot be sure that the Iranian
doctrine of Zarvan goes back to the days of Zoroaster. It would seem, however,
that a suggestion of duality coming from somewhere was beginning to be
developed with Greek variations on the theme. Influence does not mean
mere imitation. The Greeks, to be Greeks, must have shown originality,
but no one but an extremist needs to suppose that in their world, particularly
at Miletus, they were entirely original.
Curiously enough, in Anaximander’s fragments there seems to be
closer resemblance to Indian than to Iranian thought. The “unlimited”—
which is not to be thought of as an undifferentiated mass, or as mere
emptiness, but as a matrix of everything — is eternal and ageless and
encompasses (repiéxew, À 11) all the worlds. In the Rg Veda, among
many other views, we find that Aditi, the unbounded, unlimited, is the
matrix from which all the gods and all the world originate.” In: the
Chandogya Upanisad, Jana regards Atman as äkäfa, the boundless sky, but
there are several alternative views, including those that Atman is water, wind,
and earth.” If, as Jaeger maintains, Anaximander spoke of his first principle
as “divine,” the resemblance to Indian thought is still closer.
In other fragments there is the unmistakable Greek characteristic, almost
or actually the beginning of that open-eyed observation of nature which gave
the Milesians the name of naturalists.
In the case of Anaximenes, Fragment B 2 calls for special attention—
“Just as our soul which is air holds us together (ovyxparet), so breath and
air encompass the whole world.” Breath and wind (Vayu), if not air, have
(Oxford: Oxford
Katha Upanisad IV. 6. R. E. Hume, The Thirteen Principal Upanishads
University Press, 1921), pp. 151, 256, 294, 354, The Upanisads from this volume are hereafter
cited by names and textual references.
7 IJjad XIV. 201, 246; Genesis 1: 2.
.
© Re Veda I. 89. 10. Radhakrishnan, Indian Philosophy, Vol. 1, p. 82, says that Aditi corresponds to Anaximander’s infinite.
© Chandogya V. xiv. 1; xvi. 1; xvii. 1.
8 Jaeger, Theology, p. 71. A close reading of Aristotle, Physica, 203b 13 ff., may not support
this interpretation.
Pagina 16
Bekijk in PDF(opent in een nieuw venster)been associated in Indian thought ever since the Purusa Sükta.’*
The
Chandogya Upanisad has, among its other hypotheses, the view that Atman
is wind; another of its passages compares the macrocosmic wind to the
microcosmic breath.” In the Kausitaki Upanisad the cosmic powers are
declared to be revertible into wind, and an individual’s powers revertible
into breath.”” Anaximenes may also be set in striking parallel with the
Brhadaranyaka Upanisad—"
As all the spokes are held together in the hub
and felly of a wheel, so in this soul all things . . . all breathing things are
held together.” If the Greek ovyxparet is translated “constrains,” another
parallel appears: in the Upanisad the thread by which all things, including
the limbs of a body, are tied together is said to be wind, which in Hindu
fashion is identified with the “Inner Controller.” Ruben declares that before
the time of Anaximenes seven men in India had expressed an idea similar
to that of the fragment.”®
We must not expect too much clarity or consistency from these stray
fragments; too many pieces of the picture puzzle are lost.
On the other
hand, we must not make of Miletus either a cultural island or a miracle.
Some of the pieces begin to indicate broader horizons.
It is customary to consider Pythagoras after the Milesians and before
Heraclitus, although uncertainties about the sources, dates, and content of
the Pythagorean teachings—reminiscent of some of the uncertainties in
Indian philosophy—make any placement open to some question. It is best
not to attempt to distinguish the so-called teachings of Pythagoras from
those of the Pythagoreans. We assume that there was a long development
from early stages in South Italy under Orphic influence, through more
rational and theoretical interests, especially with Philolaus and other Pythagoreans of Plato’s time, to Plato and later writers.
Pythagoras of Samos apparently went to Crotona and, influenced by
Orphism there, founded a community which, as might have been expected
of Greeks, became more interested than were the myth-loving Orphics in
problems of government, mathematics, and philosophy. The community
influenced Empedocles of Agrigentum and perhaps Parmenides of Elea.
After the colony was driven from Crotona because of too much interest in
government, the successors in Greece developed other interests, concentrating
on theoretical problems, developing their famous theories of numbers, and
on the religious side more or less amalgamating with the local mysteries.
Toward the end of the fifth century their teachings attracted Philolaus and
Plato.
|
TM Re Veda X. 90. 13.
® Chändogya IV. iii. 1-3.
7 Kausitaki II. 12-13.
7 Brbadaranyaka 11. v. 15; III. vii. 1-3.
” W. Ruben, Die Philosophie der Upanisbaden (Bern: A Francke, 1947), p. 168.
Pagina 17
Bekijk in PDF(opent in een nieuw venster)Orphism and Pythagoreanism are intertwined; by and large, however,
Orphism is a myth-loving religion, while Pythagoreanism is a religious
metaphysics. There is good room for the thesis that whatever Orientalism
is found among the Pythagoreans is second-hand and has come from the
Orphic side. This may account for the doctrine of metempsychosis, said to
have been taught by Pythagoras, without making him journey to India to
get it. The theory of the five elements, attributed to Philolaus, could have
been an adaptation from Pherecydes.
The Pythagoreans had a list of ten pairs of cosmological opposites, but
“light and darkness,” which might suggest Zoroastrian influence, is only
one of the ten pairs, the eighth on the list.” This is a marked reduction in
rank, but we must not overlook the fact that here, also, opposition has somehow become important. The Pythagoreans emphasized opposites in their fantastic speculations about odd and even numbers, the “limited” and the
“unlimited,” and the “indeterminate dyad.”*° Plato’s doctrine of ideas, elaborated under Pythagorean influence, shows that in his time the process of
abstraction was used without being understood. Apparently it was not understood by the Pythagoreans either, and they were still more at sea in dealing
with numbers which, as classes of classes, involve abstractions of a second
or higher order. Attempts to connect the Pythagorean theories about numbers with the Sarnkhya enumeration of the constituents of the world reflect
a confusion, one might say, between cardinal and ordinal numbers. Such
attempts are farfetched—or, rather, their data could hardly have been fetched
so far.
From Heraclitus many traditions have been recovered and judged worthy
to be called fragments. His dates are roughly from 540 to 475; he lived at
Ephesus, in the Persian Empire, and lived through the Ionian revolt, in which
neighboring Miletus was ruthlessly destroyed. It has sometimes been held
that his description of the primary reality as fire and his emphasis on opposition may have been due to Persian influences, but the differences are so
great that any transmission could hardly have been more than a suggestion.
His oft-noted obscurity reminds one of the sätras of the six Hindu systems;
one could wish for Heraclitus a similar fullness and continuity among the
commentators. Reminiscent of India, too, is his method; he sought in himself
and found the soul very deep.** Like a Greek, however, he honors most those
things which he can learn by sight and hearing, although he is cautiously
critical of both.**
See Freeman, op. cit., p. 248.
® Ibid., pp. 222, 230; Plato, Philebws 25d, 26d; Aristotle, Mesaphysica 1081a 15, 1085b 7.
5 Diels, Heraclitus B 45, 101.
53 Ibid., B 46, 55, 101a, 107.
Pagina 18
Bekijk in PDF(opent in een nieuw venster)We can make the fragments consistent only by assuming that the imagery
shifts, as it often does in Indian texts. First, there is the fact of change,
universal flux; Heraclitus was a younger contemporary of Buddha, who
taught that all the constituents of being are transitory.* Into the same rivers
we step and do not step; in this respect, and in a way, then, we are, and
are not.* So, any one tendency or property entails its opposite. Opposition
is characteristic and essential. But for all the opposition there is a reciprocal
change, a harmony, an encompassing unity; the universe always was, and
is, and ever shall be, an ever-living fire, in which there are “fixed measures”
kindling and dying out.”
The chief expression of this encompassing unity is the logos. It is not
the only expression, however, and the word is used in different senses. Sometimes it is the general characteristic or property of things, according to which
everything happens—in the non-psychological sense, the “reason” things are
as they are—although it is not recognized by men.®° Again, it is the sense
or reasonableness common to all men, by which all ought to live." Once it
seems to be a superficial feature or effect of current events—‘‘a foolish man
is wont to be in a flutter at every logos.”** And once it marks the character
of the developing or growing soul.*” There is no suggestion, as in Babylonian
and Egyptian traditions, that the “word” is the expression or command of
a divinity, and no echo of the Vedic “voice” (vac).°° Any connection of
the Jogos of B 72 with human speech of B 73 is hardly significant.
In several fragments the general regulation of the world is indicated by
words other than Aóyos —we find vôuos, pérpa, yvounv, and the still
more puzzling coddv or 76 coddv.”
In B 41 the latter expression is often translated as “wisdom” and interpreted as implying human understanding, but in B 112 the word for human
wisdom is codin, and B 32 indicates that 76 œobôv is more than human, a
cosmic principle “willing and unwilling to be called Zeus”—i.e., sometimes
interpretable in personal and again in impersonal terms. B 108 indicates
that although men do not understand codov it is a thing apart. B 78 declares that the human “ethos” does not have yv@uas but that the divine
does. Can 70 coddv in B 41, then, refer not to human wisdom, but to a
8 See H. C. Warren, Buddhism in Translations (Cambridge: Harvard University, 1896),
p. 109.
* B 49a.
”B 2.
* B 8, 30, 76, 111, 126.
*B 87.
*B 1, 72.
® B 115.
® Cf. Y. F. Albright, From the Stone Age to Christianity (Baltimore: Johns Hopkins Press,
1940), pp. 145 ff.; J. H. Breasted, The Dawn of Conscience (New York: Charles Scribner's
Sons, 1933), p. 37; Re Veda X. 125.
© B 30, 41, 108, 114.
Pagina 19
Bekijk in PDF(opent in een nieuw venster)cosmic principle which is one? The more usual interpretation would accommodate the infinitive, “to know,” but, if there is no other explanation, perhaps the quotation, quite likely misunderstood, was garbled by Diogenes.”
At all events, the One Wise cosmic principle could hardly have been an
unfamiliar concept in the empire which venerated Ahura Mazda, the "Wise
Lord,” and 7d coddv, regarded as cosmic and transcendent, now personal
and now impersonal, is surprisingly similar to the Hindu Brahman, with
its quasi-personal attributes.
The word aidv in B 52 is sometimes held to reflect an Orphic influence,
but it can be translated merely as an “age” and set in a Heraclitean contrast
with a child—as if he had said that a thousand years are a day.
Xenophanes of Colophon, near Ephesus and Miletus, lived at the time
of the Persian Empire, but is said to have left Asia because of hostility to it.
His denial of anthropomorphic polytheism leads him not so much: to a
monotheism as to a monism. There is one God, but the one God is not like
mortals in form (Séuas) or thought. God sees as a whole, thinks as a whole,
hears as a whole. One of the oldest Upanisads puts it the other way round:
when breathing, Brahman becomes breath by name; when seeing, the eye;
when hearing, the ear; when thinking, the mind.** Without toil, says Xenophanes, he sets everything in motion by the power of his mind; in the Aitareya
Upanisad, the One Atman bethought himself and created the worlds." God
always remains in the same place, says Xenophanes. The Isa Upanisad is
more paradoxical—Brahman “goes, standing”; it moves and does not move
at the same time.?°
Xenophanes sees that men cannot have certain knowledge of these
things." In the Maitri Upanisad, the difficulty is more precisely located:
“Where knowledge is of a dual nature there one hears, sees . . . the soul knows
everything. Where knowledge is not of a dual nature, what is that? It is
impossible to say.” Monism, when it tries to be explicit or descriptive,
always leads to problems and paradoxes; it is not strange that the Greek
and the Indian, though coming at monism from different angles, encounter
the same difficulties. It is plausible to say that Xenophanes, in his own
Greek way, was trying to develop a suggestion or two which had come from
the insights of India.
The name of Parmenides is associated with Elea, in southern Italy, but
% Diogenes Laertius, ix. 1.
% Diels, Xenophanes B 23, 24.
% Brbadaranyaka 1. iv. 7.
5B 25; Astareya 1. 1.
® B 26; fía Upanssad IV. 5.
"DB 34, 35.
% Maitrs Uponisad VI. 7 fin.
Pagina 20
Bekijk in PDF(opent in een nieuw venster)that fact by no means excludes him from the Greek world. The sea in those
days, for men and for ideas, was as much a highway as a barrier. His poem,
like the Iliad, opens with an invocation to a goddess who, as a Greek goddess
should, tells him to submit what she says to the judgment of reason.” The
major division of the poem into two parts puts into high relief the distinction between true knowledge obtained by reason, on the one hand, and, on
the other hand, opinion based on the senses. Heraclitus and, in effect, Xenophanes had already questioned the latter. Did the great ideas of Parmenides
have any precursors? We may, indeed, look to Xenophanes, but there are
differences which lead us to look beyond him, to the East.
To formulate the problem (to say nothing of solving it) at least six textual
and linguistic questions must be examined. All of them center around Fragment B 3, with the disputed translation which has sometimes made it say,
“One and the same are thinking and being.” If this translation is to stand,
we have what looks like a metaphysical idealism. Let us call this, for short,
the “metaphysical interpretation.”
The first question is whether Fragment B 3 can be separated from B 2,
especially line 2, where the goddess reveals the only ways of investigation
which are to be thought of. The next line is difficult to render literally— the
how it is and that [conjunction] (what) is not (is) not to be”’—but the
purport is plain enough. Reason is to be concerned with what exists, with
what is real, with being, not with what does not exist, with what is not real,
or with “not-being.” When B 3 is read in connection with this, one must
make it mean, in effect, that our thinking corresponds to reality but does not
go beyond it. This we will call, for short, the “epistemological interpretation” —an
interpretation which hardly fits B 2 if 8 2 is to stand alone. Do
the two fragments belong together? Apparently they must, if Parmenides
is to be made consistent. Simplicius in the sixth century A.D. combines them,
but they occur separately in older sources—as Diels indicates, B 2 in Proclus
and B 3 in Plotinus.
The next question concerns the precise meaning of the verb voetv. A careful study by von Fritz indicates that voety means to become aware of an
object and identify it as the thing that it is.!°° This is cited in favor of the
epistemological interpretation, but if all that the verb implies is a realistic
epistemology, a realistic epistemology can serve an objective idealism. And
if reason is to be applied to a monistic idealism, the ultimate identity must
involve a proximate identification of its object.
A further question is whether the infinitive voety in B 3 can be made the
* Diels, Parmenides B 7, line 5.
10 See Jaeger, Theology, p. 103 and nn.
Pagina 21
Bekijk in PDF(opent in een nieuw venster)subject of the verb éorív. Here the doctors disagree. Burnet says No:
voeîv must be rendered as if it were a dative, “for thinking,” and similarly
etva must be rendered “for being.” This would make the fragment mean
that what can be thought and what is are one and the same, thus agreeing
with B 2 in supporting the epistemological interpretation. But Hack says
that Gildersleeve in his Syntax of Classical Greek gives thirty-three examples,
from Homer on, in which an infinitive without the article is used as subject.!°°
This in turn is questioned by Burnet on the ground that voeîv is not an
articular infinitive°? Hack is concerned to show that Parmenides means,
not that not-being cannot be thought of—we are thinking of it right here
and now—but that it cannot be treated as reality. This is a variant of the
epistemological interpretation. It is not what B 3, taken alone, says, but the
view that not-being can be thought of appears to be supported by the plural
Sot pobvas in B 2, line 2, and by the re kal of line 3.
A fourth question gets down to accents.'°* Should the ¿ori in B 3 be read
éoriv or &orıv? If, with Diels, we read the former, as Clement and Plotinus
did, being is identical with thinking, and we have the metaphysical interpretation. If we read the latter, as Zeller and Burnet did, then we may say,
“That which it is possible to think and that which is are one and the same,”
and we have the epistemological imerpretation. The point is that when éorw
denotes existence or possibility the accent is on the first syllable,'°° but the
rule, by the book, says existence or possibility, so the metaphysical interpretation is not quite eliminated. It is not necessary to translate the gor... éorw
of B 6, lines 1 and 2, as “it is possible”; the passage is better read as referring
to existence— ‘Being is and not-being (under) is not.” The &orıv... ¿ori
of B 2, line 3, if the accents are to be placed on the first syllable, can, like the
¿ori of line 4, be read in this same way.
The fifth question is, again, one of collating fragments. What is the relation, if any, between B 3 and B 8, line 34? Simplicius has apparently taken
them to be consistent. In B 8, line 34, we find again the troublesome words
r(abròv), éorì, &orı, and voetv; in the two forms of the verb eorrı as given
by Diels the accents vary.
The translation of the line raises a final question, the meaning of
oöverev. If we say, “It is the same thing to think and that for the sake of
which there is thinking,” we support the metaphysical interpretation of B 3.
But if oúvexev is taken as a conjunction, the line would read, “It is the same
101 J, Burnet, Early Greek Philosophy (London and Edinburgh: A. and C. Black, 1892), p. 185
n. 2.
and n.; same, 4th ed. (New York: The Macmillan Company, 1948), p. 173,
18 Burnet, op. cit. (1948), p. 173, n. 2.
192 Hack, op. cit., p. 81, n.
14 See Freeman, of. cit., p. 147, n. 1.
16 Y. W. Goodwin, Greek Grammar (Boston: Ginn and Company, 1892), p. 32.
Pagina 22
Bekijk in PDF(opent in een nieuw venster){thing} to think and the thought that it is,” and we are back with the
epistemological interpretation.
Here we may for the present leave the questions. The weight of evidence,
such as it is, and of current opinion favors the epistemological side, but we
cannot be too sure. Gigon says that it is only with difficulty that one can
interpret the traditions of Parmenides in such a way as to do justice to all
the accounts of them.’ If the metaphysical interpretation is to stand, one
must think at once of India and the Upanisads. Up to the time of Parmenides
no such idealistic monism had appeared in the Greek world, but it had been
developed in India more than a century, perhaps more than several centuries,
before.
The weight of evidence and opinion, as we said, favors the epistemological
interpretation, but even if this interpretation is correct we are in danger of
not seeing the forest for the trees. The suspicion of Indian influence, thrust
out through the window, comes right back in through the door. One may
doubt that Parmenides derived a metaphysical idealism from India, but,
whether he did or not, his epistemology attacks questions which the Indian
mind had uncovered long berore—the hard problems of being and notbeing. Gigon says that the origin of the idea of being is a riddle.*” The
contrast between being and not-being (sometimes rendered non-being) appears in the awe-filling Vedic creation hymn’® and, for example, in the
Chandogya Upanisad”” It is often thought that the Upanisads preserve
doctrines which were more or less secret, but such restrictions, if there were
any, need not have applied to the Vedas, and some hint of their metaphysical
problem may have been wafted all the way to the Greek world. Nor should
we forget that India had also encountered some of the epistemological questions raised by the concept of being. Buddhism, as we said, declared that all
the constituents of being are transitory, and maintained that our supposed
knowledge of it reduces to utter ignorance. Parmenides by contrast is stoutly
affirmative—being can be thought and we can get at the truth about it;
not-being cannot be thought, or at least cannot be thought to be real. Parmenides’ doctrine that being is held fast and limited by necessity!!° represents
a marked difference from the Upanisads. It is the kind of difference which
an attempt to think out a monism would introduce.
Viewed in such a setting, the work of Parmenides reads like a protest,
not only, as is often said, against the Heraclitean flux, but also against
285 Gigon, Der Ursprung der Griechischen Philosophie (Basle: B. Schwabe, etc., 1945),
p.
.
17 Ibid., p. 270.
1% Chandogya VI. ii. 1-2.
18 Re Veda X. 129. 4.
B 8, lines 14 ff.
Pagina 23
Bekijk in PDF(opent in een nieuw venster)Buddhism, the Zoroastrian duality of light and darkness,'** and the (later?)
Sarnkhya doctrine of purusa’s stirring up"? prakrti to start the world process.
It would seem that, whatever the sources of his own doctrine were, Parmenides
was at least aware of various currents of thought in his time.
With Empedocles, the possibility of Oriental influences begins to diminish.
He writes and, according to the traditions, goes about acting like an Orphic,
but if his fragments are scrutinized for resemblances which may indicate
sources one does not need to look outside the Greek world. His four “roots’—
not yet “elements”—could have been suggested by Pherecydes or by observation, without benefit of Egypt, Iran, or India. His correlation of earth, etc.,
with various perceptions in B 109 is quite different from the teaching of
the Sámkhya."* His Eros may have been Hesiodic."* The opposition of
exhalation and condensation recalls that of Anaximenes, although their
terminologies differ. A number of passages indicate that Empedocles of
Agrigentum was influenced by Parmenides of Elea. In other words, Greek
culture, like any good infant, once having learned something by imitation,
begins to use its own accumulated resources and strike out for itself.
A similar fading of possibilities is discernible in Anaxagoras. He was
from Clazomenae, but his work is more Athenian than Ionian, and he verges
upon the classical period. With his reduction of things to “seeds” he is a
step more analytical than Empedocles or anyone in the East. The doctrine
that nows introduces motion into the world reminds one of the act of purusa
in the Samkhya, but the idea may well have come to Anaxagoras from
Parmenides.
Democritus brings us to the classical period. It is quite likely that he
traveled,"® but unlikely that he met any Persians from Xerxes’ army at
Abdera, unless they remained there for twenty years or more." Neither his
atomism nor that of Leucippus bears any close resemblance to the so-called
atomism of the Vaisesika system; it is not strange that both had to deal with
what amounts to the problem of empty space, but they dealt with it quite
differently."* Fragment 299 mentions the construction of geometrical
figures out of lines by Egyptian “arpedonapts”; this is a Greek word for
“cord-fastener.” Burnet, who is quite negative on the question of Indian
influence on Greece, says it is a striking coincidence that the oldest Indian
11 Ibid., lines 57-59; B 9, lines 1-3.
1 B 8, line 9. The word wpoer is perhaps significant.
1 See S. N. Dasgupta, History of Indian Philosophy (Cambridge: Cambridge University Press,
1932), Vol. I, pp. 252 ff.
34 Jaeger, Theology, p. 15.
15 See Freeman, op. cit., p. 188, n. a 1.
17 A 1. Cf. Diogenes Laertius, ix. 34.
16 Diels (Vol. II), Democritus B 247.
2 See Dasgupta, of. cis., Vol. 1, p. 304.
Pagina 24
Bekijk in PDF(opent in een nieuw venster)geometrical treatise is called Sulva-satras (“Rules of the Cord”),!!® but, as
regards Democritus, the pedigree of Fragment 299 is sometimes questioned,
as by Diels.'?” David of Nerken, an Armenian philosopher of the fifth
century A.D., asserts that Democritus called man a microcosmTM’; if that is
the case, Democritus had something in common with a view found in many
countries and periods, and may have been the first to make it explicit in the
Greek world.
VI
Answers to many questions concerning relations between ancient India
and Greece may be sought in Iran, which in those days included what is now
Afghanistan and was in position to be a long, high bridge between East and
West. The country has been devastated by repeated invasions, and much
valuable material has been lost. It is to be expected that philological and
archaeological work now in progress will be of considerable help in recovering data for studies of comparative culture, but one can scarcely hope that
all the gaps will be filled.
Several questions center around the question of the life-dates of Zoroaster;
here the controversies have been long and the conclusions still differ. Without citing a score of references, it can be said that no authority places him
later than the sixth century B.c. He may well have been earlier. The consensus now appears to be that the identification of Hystaspes, the father of
Darius I, with Vishtaspa, the ruler who was the patron of Zoroaster, was
wrong, so that, as far as this point is involved, Zoroaster could have lived
before 570-500. It is now thought that the great Achaemenian kings,
while they were worshippers of Ahura Mazda, were not Zoroastrians. The
first Greek to mention Zoroaster is Xanthus of Lydia, probably writing about
470 and ascribing to the prophet a date six hundred years earlier.*” The
linguistic resemblances of the Gathas and the Vedas point in that direction.
**
Duchesne-Guillemin in a fresh treatment of the subject says that Zoroaster
may have lived even before the twelfth century B.c.!°° At all events, he was
early enough to have had some influence on Greek philosophies and may
4° Burnet, op. cit. (London: A. and C. Black, 1920), p. 20.
19 B 299.
12 See G. P. Conger, Theories of Macrocosms and Microcosms in the History of [Western]
Philosophy (New York: Columbia University Press, 1922), p. 6.
See A. V. W. Jackson, Zoroastrian Studies (New York: Columbia University Press, 1928),
P uv W. Jackson, Zoroaster, The Prophet of Ancient Iran (New York: The Macmillan
Company, 1901), pp. 9, 232; F. von Spiegel, “Gushtäsp and Zoroaster,” translated by D. D. P.
Sanjana, in Sanjana's Collected Works (Bombay: British India Press, 1932), p. 391.
1% K. Geldner, “Persian (Iranian) Languages,” quoted by Sanjana, op. cis., p. 384.
18 Duchesne-Guillerain, op. cit., p. 108.
Pagina 25
Bekijk in PDF(opent in een nieuw venster)have been early enough and conspicuous enough to suggest to the Greeks
a cosmic duality which spurred them to develop their various theories of
opposites. It is important to remember, too, that India must not be left out
of this picture altogether; in the Chandogya Upanisad the gods (devas)
and the devils (aswras) are said to have contended with each other until
the latter were finally vanquished.’*°
Other questions crowd upon us but are difficult to decide on the basis
of extant documents. In the documents there are a number of doctrines
which show a kind of logical transition berween philosophies in India and
in Greece; it is tempting to suppose that the logical transition marks a
chronological transmission, especially by slow progress along the trade routes
during the Achaemenian period. But the documents, except the Gäthas, are
so late that if they are of any use for the early problem we must assume that
the doctrines were traditional and older than the written sources. Such an
assumption can sometimes be made with confidence as regards India; if made
in the case of Iran it involves some risk.
In doctrines which come to light at various periods in one and another
of these countries there are some notable resemblances, accompanied by
differences which can be construed as signs of logical transition. The incomplete personification of the Vedic deities, for example, may have survived
in attenuated form in the Amnesha Spentas, the quasi-personified abstract
principles which Zoroaster, to placate the old polytheism, makes attributes
* The Greeks, at least after Homer,
and/or attendants of Ahura Mazda.
are more clean-cut; their break with polytheism is more pronounced.
The Purusa Sükta, Rg Veda X.90, with its myth of the parts of the body
of the world Person corresponding to parts of the universe, leads in the
Upanisads to comparisons between the parts of the human microcosm and
the universe or macrocosm. Iranian parallels for this appear, if not in the
doctrine of the cosmic man Gayomard, at least in the relatively late Bundahishn.!28 The Orphics had a similar doctrine.” All this, however, belonged
too much in the realm of myth; the Greeks, as always, tended to be more
empirical and reasonable. Anaximenes seems to have implied the doctrine,
and Democritus, if David of Nerken was correct, mentioned it. The doctrine
of Anthropos in the Greek world is relatively late; it appears in the
Hellenistic period, outside the range of the present study.
In Iran, Gayomard appears according to some views merely as an ancestral.
| 1 Chandogya L ii. 1-7.
12 See G. Dumezil, Naissance d’archanges (Paris: Gallimard, 1945).
13 F. Windischmann, Zoroastrische Studien (Berlin: Diimmler Verhandlung, 1863), pp. 56 ff.;
O. Götze in Zeitschrift für Indologie und Iranistik, Il (1923), 60 ff., 167 ff.
19 C, A. Lobeck, Aglaophamus (Königsberg: Borntraeger, 1829), Vol. II, p. 912.
Pagina 26
Bekijk in PDF(opent in een nieuw venster)figure.
*® In India, Brahman, as the ancestor of humanity, is represented as
androgynous'**; so is Gayomard in Iran.!** In Plato we have the strange figure
of Aristophanes’ speech in the Symposium, although apparently no Greek
was expected to take the story seriously.
A long-standing puzzle is encountered in various ascriptions of divinity
to Time. In the Atharva Veda XIX. 53 and 54, Kala is called undecaying;
in Kala, mind, breath, and name are fixed and joined. Kala embraces or
includes Brahman and has created all things. At some period in Iranian
development, Zarvan akarana, endless Time, came to be regarded as the
unified ground of all things; we know from Eudemus of Rhodes, a pupil
of Aristotle,*** that this doctrine is at least as old as the fourth century. It may
well be older. The Iranian term seems to be directly echoed in the Greek
expression xpóvov àympaoy, ascribed by Damascius in the sixth century A.D.
to the Orphics.'”* Damascius, the last head of the school at Athens, ought
to have known his Greek traditions, but after the school was closed he went
to the court of Chosroes I and may have read the Sassanian phrase back into
his memories of the Greek teachings. One should recall that among the
Greeks, Pherecydes made Time primal and that for Anaximander the satisfaction given by one member of his duality to the other was “according to
the arrangement (ra&ır) of Time.” On the whole there is some support
for the view that hints or fragments of Indian and Iranian doctrines managed
to find their way westward.
Taken along the centuries, the doctrines of a cosmic or divine Voice,
Word, and Reason are intertwined. The Vedic Vac is at least not inconsistent
with the Zoroastrian doctrine that Ahura Mazda creates by his word, Ahuna
Vairya, though the latter seems more nearly akin to the Babylonian Enem
and the Egyptian Ma-Kherou.**" We saw that Heraclitus, further away from
myths than any of these and more concerned with the reasonableness of
the cosmos, has the essentially impersonal Jogos. The Logos as God’s Word
reappears in the Fourth Gospel and in Philo. Apart from the hymns to
Vac there seems to be no clear Jogos doctrine in India at the period which
concerns us. Again and again it was left to the Greeks to detect and emphasize
the reason or the reasonableness of the universe.
1 M. Falk, Il mito psicologico nell’ India antica (Rome: G. Bardi, 1939), p. 408.
TM Brhadäranyaka 1. iv. 3.
132 R, Reitzenstein, Altgriechische Theologie in ihre Quellen, Vorträge der Bibliothek Warburg,
1924-25 (Leipzig: B. G. Teubner, 1927), p. 15.
133Duchesne-Guillemin, op. cit., p. 96.
1% Diels, Orpheus B 13. Cf. Empedocles B 16.
15 Diels, Pherecydes B 1; Anaximander B
1.
1 M. Falk, Nama Rupa and Dharma Rupa (Calcutta: University of Calcutta, 1943), p. 21;
Reitzenstein and Schaeder, op. cit., p. 15. The interpretation of Vohu Manu as Logos, attributed
to Darmstetter, is now generally rejected.
17 Albright, op. cit., p. 145; Faure, op. cit., pp. 126 ff.
Pagina 27
Bekijk in PDF(opent in een nieuw venster)It will have been noted that some members of these sequences, like the
androgynous ancestor, the Anthropos doctrine, and Philo’s Logos, do not
appear in the Mediterranean world until the time of Plato or the Hellenistic
syncretism. There seems to be no Indian parallel for Plato's ideas, though
the Zoroastrian guardian fravashis show some resemblance to them.'** Some
other alleged sequences of views are doubtful because there are so many
variant traditions that one source or direction for them is hardly more likely
than another. This is the case with beliefs in metempsychosis, with theories
of the four or five elements, and with the divisions of human history into
ages or periods.
In the present state of research, one may, indeed, regard all these doctrines
as not demonstrably related, but on the other hand one may, with allowances
for marked differences in dates of documents and with favorable assumptions
regarding the periods proper to the traditions, at least watch for new indications of transitions which will strengthen the case for transmissions.
This brings us, for the present, to the conclusion of our study. What once
may have been plain threads of transmission were broken long ago in the
cataclysms which befell the ancient world. The fragments which remain
ate scanty and tenuous enough to encourage doubts that they ever were
connected. There is no place for bold assertions, but when the fragments
are viewed in their setting—geographical, commercial, and, we may add,
logical—the argument for at least indirect Indian influence on Greece
acquires some support.
VII
Sooner or later we must rise from all these details and survey the ancient
cultures of Asia in a broader horizon. It has often seemed remarkable that
so many religious geniuses in the ancient world should have been nearly
or actually contemporaries. Dates ascribed to Zoroaster, the rsis of the
Upanisads, Mahavira (the founder of Jainism), Gautama the Buddha, Confucius, and Deutero-Isaiah show strange coincidences, stranger still when
coupled with those of the Ionian philosophers. Taken together, even with
allowance for uncertainties, they indicate that throughout several centuries,
say from the eighth or seventh to the fifth, the peoples of Asia were outgrowing the old polytheisms of the Rg Veda, the Iliad, and other traditions.
In each culture the process takes a different form and swiftly or slowly
tends to change men’s adjustment to the world. The rsis develop a quasispiritualistic monism, Lao-tzü, let us say, a quietistic cosmism, Zoroaster or
1% See Jackson, op. cit., pp. 23 ff., 83, 141.
Pagina 28
Bekijk in PDF(opent in een nieuw venster)his followers an ethical duality, Confucius a cosmic humanism, Gautama
an ethical self-discipline, the Hebrew prophets an ethical monotheism, and
the Ionian philosophers a kind of religious naturalism. With or without
communication or interchange, it is as if a great cultural wave or groundswell swept across Asia, demanding that the childish polytheisms give place
to something more advanced. This dwarfs, although it by no means eliminates, the problems of relations between India and Greece. Those relations,
dimly discernible at our distance, are items and incidents in a broader
‘© panorama which should lead us to look for a more nearly unified history
of philosophy.