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Pagina 1
Bekijk in PDF(opent in een nieuw venster)Gele
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. In his paper “Mathematical Beauty Made
Audible: Musical Aesthetics in Ptolemy’s
Harmonics,” Barker suggests that what many
Greek writers admired most about music was
not the melodies that they heard, but the
formal structure of the composition. At this
level, “musical and mathematical perfection
coincide.” To illustrate the connection, Barker
analyzes Ptolemy’s preference for simple
_ proportions in his Harmonics.
PALLGLoG Y
Pagina 2
Bekijk in PDF(opent in een nieuw venster)Author(s): Alexander Lee
Source: Classical Philology, Vol. 105, No. 4, Special Issue: Beauty, Harmony, and the Good.
Edited by Elizabeth Asmis (October 2010), pp. 444-449
Published by: The University of Chicago Press
Stable URL: http://www.jstor.org/stable/10.1086/659328 .
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Pagina 3
Bekijk in PDF(opent in een nieuw venster)Reviel Netz
there is something else: Greek mathematics is a prime example of discovery.
The mathematician, after all, deals with heuresis, with the finding of new
results. More than that, he finds that which was hidden in plain sight but
which, for sight alone, would have to remain hidden and could be made seen
only through the mind’s eye. Thus the pleasure of doing mathematics is
built on a faith in the ability of humans to find knowledge that goes beyond
sense perception alone and to express such knowledge in human language.
Stanford University
RESPONSE TO NETZ
alexander lee
The question put forward by Reviel Netz, “What did Greek mathematicians
find beautiful?,” carries with it a larger question about motivations. Even
though it is difficult to identify other clear motivations—social, institutional,
professional, and so on—for Greek mathematicians’ activities, there remains
the notion that they found something beautiful about what they did and that the
resulting pleasure is what spurred them on in their mathematical pursuits.
Such an inquiry is fraught with potential missteps, and the sorts of complications that one encounters are nicely set forth in Wilbur Knorr’s treatment
of the issue. 1 The problems stem in large part from the use of the indirect
tradition, specifically the philosophically influenced treatments of mathematics. Netz avoids such issues by restricting his use of evidence to the
written products of Hellenistic mathematicians and by deliberately leaving
out contemporary or near-contemporary commentary by nonmathematicians. 2
In particular, the philosophical treatments by Plato and Aristotle draw us into
a metaphysical inquiry, and we are led to think that perhaps there is something beautiful about mathematical objects and the relations that hold between
them, and we begin to wonder what these objects are—forms, abstractions,
intermediates, or something else—as well as what they are like. But if Netz is
correct in locating the beauty of Greek mathematics in the act of discovery, in
the recognition of heretofore unseen relations between mathematical objects,
then the preoccupations of the philosophers will have taken us quite far from
the actual motivations and interests of the mathematicians.
It is thus better methodologically to exclude such external treatments of
mathematics from this inquiry. Yet once some conclusions have been reached
(even if they are in large part negative and only tentatively positive, as Netz
acknowledges), we can make use of them when reexamining the third-party
evidence. That is to say, an improved understanding of the aesthetics of ancient mathematics, developed apart from the philosophical evidence, can make
some meaningful contribution to our reading of ancient philosophy. This re1. Knorr 1986, chap. 1.
2. Netz, p. 426, n. 1 above.
Pagina 4
Bekijk in PDF(opent in een nieuw venster)Greek Mathematicians
and Beauty
445
sponse will suggest some ways in which the analysis at hand offers additional insight into and context for Plato’s interest in and use of mathematics,
specifically for his appeal to mathematics and mathematical method in the
Republic.
Netz argues that the aesthetics of Greek mathematics depends in large part
on a tension between the visible and the invisible. The mathematician “finds
that which was hidden in plain sight but which, for sight alone, would have
to remain hidden and could be made seen only through the mind’s eye.” 3
The tension involves both text and diagram, but here I will leave aside issues
of the text and instead focus on the representational nature of diagrams. In
particular, I want to foreground the way in which diagrams contrast the visual
and the structural. On this basis I will then discuss some consequences of this
contrast for our reading of Republic 6–7.
Greek mathematical diagrams, as visual representations, cannot be characterized as beautiful. They illustrate the topology of the mathematical objects
that they represent, and they do so in a deliberately schematic way. Such
diagrams do not, so far as we can tell, attempt to bring out the beauty of the
objects that they represent: as Netz notes, “[w]hat is typical of ancient mathematical diagrams is that they deliberately avoid the visual evocation of a
spatial object. Instead, they are schematic, almost conceptual maps of the
topological pattern of overlap and intersections within a configuration.” 4
As Netz puts it, Greek mathematicians chose “to make the visual representation subservient to textual encoding.” 5 And here the interplay between
text and diagram helps us to realize that the diagram, though visual insofar
as it is apprehended by sight, does not constitute a visual representation at
all. Rather, it is a structural representation; it communicates the essential
points about how mathematical objects in a particular configuration are related, and no more. And such relations are precisely what one ought to “see”
when doing mathematics. The diagram is a representation, true, but—to use
the distinction highlighted in Aryeh Kosman’s paper—it is not a “mere representation,” but rather the sort of representation that could truly be called
a “presentation of being.” 6
In consequence, we should not say that a diagram works in spite of its visual
inadequacy; rather, it works by virtue of its anti-visual nature. There is nothing
wrong with a visually ugly or distorted diagram, so long as it clearly communicates the relevant topological features of the mathematical configuration.
Such distortions can be taken to the extreme, as when the triangle is used to
represent a parabolic segment, or curved lines tangents to a circle. 7 Visual
3. Netz, p. 444 above.
4. Netz, p. 431 above.
5. Netz, p. 433 above.
6. Kosman, p. 355 above.
7. See Netz, p. 442, fig. 1 above, for a parabolic segment represented with straight lines. Several diagrams
in the tenth-century Archimedes Palimpsest use curved lines to represent tangents to a circle (and by the
principle of lectio difficilior, it is not inconceivable that this sort of representation goes back to Archimedes’
own hand). See, e.g., the figure to On the Sphere and Cylinder I.32, reproduced in Netz 2004, 142. The
Palimpsest’s version of this figure can be seen in the digital images to folio 150r, available at http://
archimedespalimpsest.net/Data/150r-153v/. See in particular the upper left part of 150r-153v_Arch58r
_Sinar_pseudo_sharpie.jpg (accessed July 2010).
Pagina 5
Bekijk in PDF(opent in een nieuw venster)Alexander
Reviel Netz
Lee
semblance and metrical accuracy are irrelevant to a diagram’s use. Through
their simplifications and distortions, Greek mathematical diagrams exploit
the contrast between the visual and the structural.
It is with these features of the diagram in mind that I would like to examine the Divided Line passage at the end of Republic 6. This is the second
of the images offered by Socrates to convey some sense of what “the good”
is. He famously explains the third segment of the Divided Line, dianoia, by
pointing to the methodology of those who deal with geometry and related
subjects. Here he highlights two aspects of their mathematical practices:
(1) they base their inquiries on hypotheses; and (2) they make use of visible
forms, taking them as images of something else and conducting their inquiries
for the sake of those represented originals. While there is much dispute over
what is meant by “hypothesis” here, 8 it is clear that the visible forms used
by mathematicians are the figures that appear in diagrams.
Now, even though dianoia operates within the realm of the intelligible, it
is subordinate to dialectic (which is the only means by which one can apprehend the good, and which does not rely on hypotheses or images), and so
one might be tempted to read criticism into Socrates’ description of it. But
not only is such a reading not borne out by the wording of the passage, 9 it
is also inconsistent with the entire thrust of the curriculum presented in Republic 7. The prevailing concern throughout the curriculum passage is the
upward conversion of the soul toward the intelligible realm. Each subject is
evaluated for inclusion according to its ability to foster such a conversion.
It is a theme that Plato stresses throughout, even to the point of having
Glaucon mistakenly praise the astronomer’s viewing of the heavens in order
that Socrates can reprimand him for confusing the upward gaze of the eyes
with that of the intellect. 10
When we think of diagrams and their use, all this makes sense. In the
process of working out or presenting a proof, the geometer looks at visual
representations of, for example, the square and its diagonal, and he refers to
them through the various steps of reasoning. He cannot, however, simply
take the figures as they are, visually. The diagram may show that there is a
four-sided figure ABGD with a diagonal running from point B to point G.
But because the diagram is metrically imperfect (and necessarily so, for it
is something perceived by the eyes), it is up to the geometer to assert that
all four sides of ABGD are of equal length and perfectly straight, that its four
angles are all right angles, and that BG is a perfectly straight line. 11 Though
the geometer works with the drawn square, he relies on the properties of an
actual square—only then would he be able to demonstrate, for example, that
the diagonal BG is incommensurable with the side of ABGD.
8. Various possibilities are discussed in Netz 2003b.
9. As argued in Burnyeat 1987, 218–19. Netz (2003b, 304–6) takes it as given that Socrates criticizes
the mathematicians’ reliance on hypotheses, but nevertheless maintains that he in turn praises their way of
using diagrams.
10. Resp. 528e4–529c3 and Shorey 1935, ad loc. (All translations are from this edition of the text.)
11. Indeed I would suggest that such features—the square-ness of ABGD and the straight-line-ness of
BG—are among the “hypotheses” that the geometer sets down when conducting his inquiry.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)Greek Mathematicians
and Beauty
447
This way of interacting with the diagram is consistent with Netz’s analysis,
and it fits with the procedure that Socrates ascribes to geometers: they use
visible figures, but they think about the originals of which the visible figures
are images, and they do all this for the sake of those originals (510d). But
given the radically anti-visual, structural nature of diagrams, we can identify
another, more basic way in which they foster the upward conversion of the
soul. In the discussion of arithmetic, Socrates points to the importance of
“contradictory perceptions” as a first step in the awakening of thought and
reflection. The production of a contradictory perception “provokes thought
toward inquiry” (523b). If we accept that mathematical diagrams going back
to the late fifth and early fourth century had the same features as Netz describes, it seems perfectly reasonable to assume that Plato recognized the
visual discrepancy between how a diagram looks and what it represents. So
then, the square in the diagram, too, could be productive of contradictory
perceptions. It both is and is not a square, in that it undoubtedly projects a
look of “square-ness” even though it at the same time exhibits uneven sides,
perhaps slightly bent, which do not meet at clean right angles.
We can take this phenomenon one step further. To return to the triangle
that represents a parabolic segment: 12 the triangle in the diagram looks like
a triangle, even with its imperfections, yet the mathematical configuration
tells us that this figure has been set down as a parabolic segment. Whatever
reliance on the metrics of the figure we had retained must now be completely
abandoned. The parabolic curve (depicted as two sides of a triangle) falls
completely within the curve of the enclosing circle, and that is all that is
needed for this part of the diagram to work. The use of diagrams, then, can
to varying degrees help to draw one away from a reliance on visual perception, and presumably this mechanism for developing abstract thinking is
in large part what Plato has in mind when he has Socrates use geometers’
methods to explain the third section of the Divided Line and include geometry
as one of the studies in the curriculum.
By now it is clear, I hope, how the contrast between the visual and the
structural plays a central role both in the historical use of diagrams and in
Plato’s appeal to them in the Republic. Their privileging of the structural, as
I have suggested, appropriately qualifies them to be called “presentations of
being.” By extending the reading of dianoia to include nonmathematical
cases, we can identify some additional consequences of this structural mode
of representation.
The manner in which the upper part of the Divided Line is presented leaves
open the possibility of making this move. Socrates’ initial description of
dianoia points to the use of images and the reliance on hypotheses, but not
within the more limited context of mathematics. It is only after Glaucon finds
the description too opaque that Socrates resorts to a description of mathematical methods. A bit further on, we are told to liken the Cave image that
follows to the preceding images of Sun and Line. 13 In doing so we see that
12. Netz, p. 442, fig. 1 above.
13. Here I follow the standard reading of Resp. 517a8–b3. See Burnyeat 1987, 228 n. 38.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)Alexander
Reviel Netz
Lee
the third stage of the prisoner’s ascent corresponds nicely with the third
section of the Line. Once the prisoner has been dragged out of the cave and
into the light of the outside world, he must use shadows and reflections as
a means of apprehending the things out there, and only later will he be able
to directly look at the things themselves. 14 Although the precise ontological
status of the objects involved is less than clear, the methodology should be
entirely familiar: Here we recall the geometer’s practice of using images (the
figures in diagrams) to better understand the intelligible realm (mathematical
relations).
What would be involved in applying this methodology to nonmathematical
cases? Roughly put, and by analogy with the geometrical case: one posits
“figures” or objects of some sort in a particular configuration and assigns
relevant qualities to them. Taking this configuration as a starting point, one
then analyzes or manipulates the configuration in order to see what further
properties can be deduced from it (as with theorems), or what can be developed from it (as with problems). And indeed the present images of Sun, Line,
and Cave seem to provide us with three examples of nonmathematical dianoia.
Socrates explicitly calls the Sun and Cave e√kovneÍ, 15 and the Line’s very
construction calls to mind a mathematical diagram. More significantly, before
launching into these images, Socrates says that he will talk about “what seems
to be the offspring of the good and most nearly made in its likeness” (506e2–
3). That is, the images are somehow produced from the good, and in some
way they evoke or represent its being. And by studying them we can in
some way attain a greater understanding of what is meant by “the good,” even
if what we get does not count as secure knowledge.
That the images that appear throughout the Republic are instances of nonmathematical dianoia is not a new suggestion. But I would like to draw attention to certain features of Plato’s image making in light of what we have seen
about the practices surrounding mathematical diagrams. A recurring theme
thus far is how the surface features of represented objects can be radically
different from their structural features. The important features of a parabolic
curve cannot be conveyed by its visual appearance, for its ability to produce
proportions between squares and lines—to effect a dimensional conversion 16—ought to be apprehended by and exercised through the intellect. As
such, a straight line will suffice for its representation (and it offers the added
benefit of providing greater structural resolution if the image is small and
cramped). In like manner with mathematical diagrams, nonmathematical
images can vary in their modes of representation. They can evoke properties
based on appearance or those based on being—in other words, they can
focus on visual representation or on structural representation.
14. Resp. 516a1–8, with a recapitulation at 532b6–c4. The shadows and reflections are a deliberate echo
of 510e2–3 (in the description of dianoia) and, before that, 510a1–3 (in the description of eikasia).
15. The term e√k∫n is used of the Sun image at 509a9 and of the Cave image at 515a4, 517a8, 517d2,
and 533a2.
16. Netz, p. 434 above.
Pagina 8
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and Beauty
449
A focus on the structural can account for why the images of Sun, Line,
and Cave look so different, for each can only deal with so many aspects of
the good, and each chooses to foreground different aspects of it; yet there are
still enough commonalities for one to recognize their kinship as “offspring
of the good.” It also helps to explain why some images look so strange.
Earlier in Book 6 Socrates elucidates the present condition of philosophers
through the Ship of State image (this, too, is called an e√k∫n, 487e4–5).
Socrates apologizes for its peculiarity and compares himself to a painter
portraying goat-stags and other such creatures (488a2–6). He is compelled
to assemble what amounts to a strange image, at least with regard to men on
a ship. But the image is not about the pilot’s condition on the ship; rather,
it really describes the philosopher’s condition in the city. In like manner it
is initially jarring to see a curved tangent line. But it is not really a curved
line; it is a straight line. And its representation via the curved line is there
to more clearly reflect the line’s relationship to the circle. (Similar workings
can be observed, for example, in the Noble Lie and the Myth of Er.)
In conclusion I would like to return to the issue of pleasure, by way of the
issue of strangeness. Netz locates the aesthetics of the diagram “in the pleasurable act of interpretation, taking a mere linear network and ‘reading off ’
its intended spatial significance.” 17 So too in the case of images, except that
instead of a linear network we get whatever sort of representation, no matter
how strange, is best suited to conveying the underlying structure of the represented object or situation. The prime example here is the Cave: the image is
deeply bizarre and unsettling, and yet it invites us to examine its meaning.
In a short exchange early on in the passage, Plato makes sure that we have
been hooked in by it: “ ‘A strange image you speak of,’ [Glaucon] said, ‘and
strange prisoners.’ ‘Like to us,’ I said . . .” (515a). Elsewhere Plato acknowledges the attractiveness of mathematical studies. In his discussion of geometry
and stereometry, Socrates acknowledges that, in spite of the various obstacles
to these studies, they “force their way by their inherent charm.” To this,
Glaucon replies, “It is true that they do possess an extraordinary attractiveness and charm” (528c6–d1). If, as Netz concludes, the aesthetics of Greek
mathematics is tied to an epistemology of discovery, to the challenge and
pleasure of decoding the meaning that underlies an opaque representation
and an opaque text, then this gives us, I think, a helpful way of better understanding what Plato found so compelling about mathematics and “mathematical” ways of reasoning.
University of Chicago
17. Netz, p. 433 above.