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Bekijk in PDF(opent in een nieuw venster)CANASE AN OSBrER
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llinca Tanaseanu-Dobler, Theurgy in Late Antiquity
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Contents
Foreword and Acknowledgements . . .…
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7
1. Introduction: The Problem of Theurgy ,....,.......,.,
9
2. Theurgy and the Chaldean Oracles. ............,.....
2.1 Preliminaries ...,.,..,......,.....,.,.......
2.2 Sacrifice? .......,..............,.,.....
2.3 Initiation and Ascent. .................,......
2.4 Epiphanies and Visions .......,....,.......,..
2.5 Results: Rituals in the Oracles . ............,.....
21:
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26
29
34
38
2.6 Greal Absents . ..,..,..............,.,.....
39
3, First Debates about Theurgy: Plotinus, Porphyry, lamblichus . . . .
45
3.1 Theurgy and the Circle of Plotinus .........,......
3.2 Chaldean Oracles and Theurgy in Porphyry ......,....
3.2.1 The Philosophy from Oracles ...........,...,
3.2.2 The Letter to Anebo .....,...............
45
56
57
74
3.2.3 De regressu animae .....,...............
83
3.3 Theurgy in lamblichus . ..............,....,... 95
3.3.1 De mysteriis . ..,...,..,......,,...,.. 95
3.3.2 The Pythagorising wrilings . ................ 111
3.3.3 Other works and the anecdotes of Eunapius . ....,., 130
4. Theurgy in the Later Fourth and Early Fifth Century ........
4.1 The Emperor Julian: Theurgy, Philosophy and the Priestly Life.
136
136
42 Salutius ..,..,..,....,....,.,.............
149
4.3 Eunapius ofSardes ......,......,............. 152
4.4 Synesius of Cyrene . ,...,.....,.,.......,..,..
162
4.5 Hierocles ..........,...,.........,...... 175
5. The Later Fifth Century: Theurgy and Demiurgy in Proclus. . ...
5.1 Preliminaries ...,..,......................
186
188
5.2 Terminology ...........,........,,,.,...
5.3 Theurgic rituals and themes in philosophical contexts . . . ..
190
199
5.3.1 Divine Visions: The Commentary on the Republic .... 199
5.3.2 Theurgy and Myth. ,...,................ 204
5.3.3 Theurgic Ascent and Immortalisation in the Commentary
on the Republic and the Platonic Theology. ........ 207
Pagina 2
Bekijk in PDF(opent in een nieuw venster)llinca Tanaseanu-Dobler
Theurgy in Late Antiquity
The Invention of a Ritual Tradition
Beiträge zur Europäischen Religionsgeschichte (BERG)
=book
Vandenhoeck & Ruprecht
Volume 1
Pagina 3
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Bekijk in PDF(opent in een nieuw venster)Beiträge zur
Europäischen Religionsgeschichte (BERG)
Edited by
Christoph Auffarth, Marvin Döbler, Ilinca Tanaseanu-Döbler
Volume 1
Vandenhoeck & Ruprecht
Pagina 5
Bekijk in PDF(opent in een nieuw venster)Ilinca Tanaseanu-Döbler
Theurgy in Late Antiquity
The Invention of a Ritual Tradition
Vandenhoeck & Ruprecht
Pagina 6
Bekijk in PDF(opent in een nieuw venster)Umschlagabbildung: Bayerische Staatsbibliothek München, Cod. graec. 304, fol. 35r
Amention of theurgic burial in Proclus’ Theologia platonica IV,9
Bibliographic information published by the Deutsche Nationalbibliothek
The Deutsche Nationalbibliothek lists this publication in the Deutsche Nationalbibliografie;
detailed bibliographic data available online: http://dnb.d-nb.de.
ISBN 978-3-525-54020-6
ISBN 978-3-647-54020-7 (E-Book)
2013, Vandenhoeck & Ruprecht GmbH & Co. KG, Göttingen/
Vandenhoeck & Ruprecht LLC, Bristol, CT, U.S.A.
www.v-r.de
All rights reserved. No part of this work may be reproduced or utilized in any form
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or any information storage and retrieval system, without prior written permission
from the publisher.
Printed in Germany.
Typesetting by Konrad Triltsch Print und digitale Medien GmbH, Ochsenfurt
Printed and bound in Germany by Hubert & Co, Göttingen
Printed on non-aging paper.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)Contents
Foreword and Acknowledgements . . . . . . . . . . . . . . . . . . . . .
7
1. Introduction: The Problem of Theurgy . . . . . . . . . . . . . . . .
9
2. Theurgy and the Chaldean Oracles . . . . . . . . . . . . . . . . . . .
2.1 Preliminaries . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2 Sacrifice? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.3 Initiation and Ascent . . . . . . . . . . . . . . . . . . . . . . . .
2.4 Epiphanies and Visions . . . . . . . . . . . . . . . . . . . . . .
2.5 Results: Rituals in the Oracles . . . . . . . . . . . . . . . . . . .
2.6 Great Absents . . . . . . . . . . . . . . . . . . . . . . . . . . . .
21
21
26
29
34
38
39
3. First Debates about Theurgy : Plotinus, Porphyry, Iamblichus . . . . 45
3.1 Theurgy and the Circle of Plotinus . . . . . . . . . . . . . . . . 45
3.2 Chaldean Oracles and Theurgy in Porphyry . . . . . . . . . . . 56
3.2.1 The Philosophy from Oracles . . . . . . . . . . . . . . . . 57
3.2.2 The Letter to Anebo . . . . . . . . . . . . . . . . . . . . . 74
3.2.3 De regressu animae . . . . . . . . . . . . . . . . . . . . . 83
3.3 Theurgy in Iamblichus . . . . . . . . . . . . . . . . . . . . . . . 95
3.3.1 De mysteriis . . . . . . . . . . . . . . . . . . . . . . . . . 95
3.3.2 The Pythagorising writings . . . . . . . . . . . . . . . . . 111
3.3.3 Other works and the anecdotes of Eunapius . . . . . . . . 130
4. Theurgy in the Later Fourth and Early Fifth Century . . . . . . . .
4.1 The Emperor Julian: Theurgy, Philosophy and the Priestly Life .
4.2 Salutius . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.3 Eunapius of Sardes . . . . . . . . . . . . . . . . . . . . . . . . .
4.4 Synesius of Cyrene . . . . . . . . . . . . . . . . . . . . . . . . .
4.5 Hierocles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
136
136
149
152
162
175
5. The Later Fifth Century : Theurgy and Demiurgy in Proclus . . . . .
5.1 Preliminaries . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5.2 Terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5.3 Theurgic rituals and themes in philosophical contexts . . . . .
5.3.1 Divine Visions: The Commentary on the Republic . . . .
5.3.2 Theurgy and Myth . . . . . . . . . . . . . . . . . . . . . .
5.3.3 Theurgic Ascent and Immortalisation in the Commentary
on the Republic and the Platonic Theology . . . . . . . . .
186
188
190
199
199
204
Pagina 8
Bekijk in PDF(opent in een nieuw venster)Contents
5.3.4 Philosophy and Theurgy : The Commentary on the
Parmenides and the Platonic Theology . . . . . . . . . . .
5.3.5 Theurgy and Divine Names: Proclus on the Cratylus . . .
5.3.6 Theurgy and Demiurgy : Proclus on the Timaeus . . . . .
5.3.7 Intellectual and Verbal Songs of the Soul: the Eclogae and
Proclus’ Hymns . . . . . . . . . . . . . . . . . . . . . . .
5.4 Theurgy in Proclus . . . . . . . . . . . . . . . . . . . . . . . . .
215
237
243
251
255
6. Other Late Neoplatonists on Theurgy and Rituals . . . . . . . . . . 258
7. Conclusion: Theurgy – Writing about Rituals . . . . . . . . . . . . 278
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Sources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Lexica and databases . . . . . . . . . . . . . . . . . . . . . . . . . .
Works Cited . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
287
287
291
291
Index nominum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 315
Index rerum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 319
Pagina 9
Bekijk in PDF(opent in een nieuw venster)Foreword and Acknowledgements
This volume is a revised version of my Habilitation thesis which was submitted
and defended in 2011 at the University of Bremen. The book was begun during
a two-year scholarship at the Greek and Latin Department and the Center for
the Study of Religion at the Ohio State University, funded by the Deutsche
Forschungsgemeinschaft (DFG), from 2008 – 2009. The manuscript was
completed during my current work at the Courant Research Centre EDRIS
at the University of Göttingen, also funded by the German Research
Foundation (DFG) as part of the German Initiative for Excellence. The DFG
has generously funded the printing of this book.
It is my great pleasure to express my gratitude to all who have accompanied
this project from idea to book. At Ohio State I had the privilege to work with
Sarah Iles Johnston. I thank her for our many conversations on theurgy and
late antique religion, for generously sharing many of her articles with me
before they appeared in print, as well as for her patient reading of the
manuscript and her helpful suggestions. Thanks are also due to the other two
readers, Christoph Auffarth (Bremen) and Heinz-Günther Nesselrath (Göttingen) for their careful reading of the final draft and their valuable
suggestions, as well as for our stimulating exchange on late antique religion,
philosophy and the history of religions. Besides Sarah Iles Johnston, the
conversations with Fritz Graf, Anthony Kaldellis and Michael Swartz allowed
me to participate in a vibrant scholarly dialogue on magic, rituals and religion
in Late Antiquity, Byzantium and Judaism at the Ohio State University.
Without Christopher Brown’s friendship, his warm welcome and helpfulness,
and the wonderful discussions on anything ranging from ancient culture to
liturgical reform and ritual change, life in Columbus would simply not have
been the same. I also profited greatly from discussions with Helmut Seng
(Frankfurt), whose indefatigable organisation of conferences on key topics
linked with the Chaldean Oracles has furthermore provided an invaluable
forum for research on theurgy and related subjects during the last years.
Göttingen, November 2012
Ilinca Tanaseanu-Döbler
Pagina 10
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Pagina 11
Bekijk in PDF(opent in een nieuw venster)1. Introduction: The Problem of Theurgy
Theurgy is commonly taken to denote a complex of rites which are based on
the so-called Chaldean Oracles, a collection of oracles in hexameters, which
were probably composed during the late second century AD. These rituals are
mostly known through Neoplatonic sources, who engage in a passionate
debate about their relevance to the salvation of the soul and thus to the
philosopher’s ultimate goal. The Chaldean Oracles and the rituals connected
with them are transmitted (at least on a textual level) in Byzantine times and
are later discovered by the Renaissance Florentine Platonists.
The study of theurgy has been dominated by the question of irrationality
versus rationality. Theurgy has been viewed as the intrusion of extra-rational
elements coming from a separate religion into the rational pursuit of late
antique philosophy, thus affecting its rational character.1 Such a perspective is
ultimately indebted to the grand tales of late antique decay.2 It postulates a
purely intellectual Plotinus, whose philosophy is combined by a wavering and
psychologically complicated Porphyry with the Chaldean Oracles and theurgy,
which then gain increasing importance in the thought of later Neoplatonists
like Iamblichus or Proclus. This position was challenged in the last decade of
the 20th century, when a resurgence of interest in theurgy led many scholars to
focus on the ideas underlying theurgic ritual in the Chaldean Oracles and
especially in Iamblichus, producing in-depth discussions of the role of
theurgy in Iamblichus’ philosophical system and attempting to vindicate his
position on this issue as governed by a rationality of its own.3 Due to these
studies we are now in a much better position to understand why and how
philosophers such as Iamblichus or Proclus pleaded for the importance of
such rituals, so that S. Knipe is right to conclude his survey of scholarly
approaches to theurgy from 1963 to 2011 by perceiving these studies as a “fatal
blow” dealt to the interpretation of theurgy as “an escapist fall into the subrational realm of the ‘occult’”.4
Whether opting for the irrational or the rational character of theurgy,
1 Cf. the telling title of Saffrey’s article “La thurgie comme pntration d’lments extra-rationnels dans la philosophie grecque tardive” (Saffrey (1990b)). This discussion has focused much on
the early figures of Neoplatonism, Plotinus being viewed as the exponent of ratio, Porphyry as
taking an intermediary stance and finally Iamblichus as surrendering to irrationality and religion
(Saffrey (1990 a–c), Smith (1974)).
2 See e. g. Geffcken (1920), Dodds (1951), 236 – 255.
3 See Nasemann (1991), Shaw (1993), (1995) or (2000), Stäcker (1995), Taormina (1999), 133 – 158,
Smith (2000) reading Iamblichus as a philosopher of religion, Johnston (2004a).
4 Knipe (2011), 170.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)Introduction
scholars tend to regard it as an entity originally separate from Neoplatonism
and later adopted into its systems,5 and as such as something already
determined in its basic structure and features, lending itself to philosophical
reinterpretations. This idea, itself based on the picture of theurgy which the
writings of late Neoplatonists such as Proclus give us, leads to a synchronic use
of the material, that is, to the reconstruction of “theurgy” by combining
sources from various historical periods, from the Chaldean Oracles to late
antique sources and sometimes even up to Byzantine authors.6 This
synchronic approach has yielded valuable collections of material – most
notably the monumental work of Lewy7. It has also achieved important
insights into the workings and contexts of late antique rituals and their
interconnections. This is especially visible in the work of Johnston, who in her
numerous contributions draws on various late antique sources to piece
together from the fragmentary evidence a coherent picture of theurgy ;8 other
contributions to this endeavour are those of Majercik9, Luck10 or Shaw11.
However, a harmonising approach downplays and neglects the historical
dynamics at work behind theurgy itself, and recent studies have cast doubts on
the viability of this perspective. Thus, Athanassiadi proposed to exclude
Psellus as a source for the reconstruction of the Chaldean system and only
concentrate on Proclus and Damascius.12 But even in these authors theurgy
may have acquired new meanings compared with earlier material, so that a
rigorous chronological analysis of the sources each in their own right, without
later projections, is necessary. At least in part, van Liefferinge offered an
5 This is apparent e. g. in Dodds (1951), Lewy (1978), the works of Saffrey mentioned above, van
Liefferinge (1999), Nasemann (1991), Johnston (1997), Athanassiadi (1999), (2006) or (2010).
These scholars mostly localise theurgy in an Oriental, ‘Chaldean’ setting, Saffrey (e. g. (1990a),
78 f) and Athanassiadi pointing to Syria. Another, albeit marginal, approach that also views
theurgy as a practice inherited by the Neoplatonists casts it as the direct heir of actual Pythagorean and Parmenidean practices: this is the position of Kingsley (1995) and (2001), followed
by Bergemann (2006), 296 – 410 and 2010. I need not go into a detailed critique of Kingsley’s
position (for that see the review of his 1995 book by O’Brien (1998)): postulating such chains of
continuity and using the sparse historical material as a basis for a complete reconstruction of
Pythagorean religiosity goes beyond scholarship into (highly readable) fiction and theosophy.
But his approach has one positive side: it makes us more sensitive to the Greek background in
which the discourse on theurgy developed – as something new, based on a new text – in the
Roman Empire.
6 The classical example for this is Lewy (1978), see also Luck (1989) or Majercik (1989), who bases
her discussion of theurgic ritual on Lewy (24 – 46).
7 Lewy (1978), originally published 1956.
8 E.g. Johnston (1990), (1992), (1997), (2004a–b), (2008a); her programmatic approach of “imposing a unity” on the disparate sources is succintly stated in Johnston (2011), 127; see also
(2008a), 450 f, where she follows Fowden to extend the category of “theurgy” not only to
Platonists and the Chaldean Oracles but also to the Hermetic milieu.
9 Majercik (1989).
10 Luck (1989).
11 Shaw (1995).
12 Athanassiadi (1999a), 158 – 159.
Pagina 13
Bekijk in PDF(opent in een nieuw venster)The Problem of Theurgy
attempt at such a reconstruction, pointing out the varying semantic content of
the term “theurgy” in different authors, from the Chaldean theurgists over
Iamblichus up to Proclus.13 But even the idea of an independent Chaldean
religious group, an idea that has found its classical scholarly expression in the
work of Lewy and still dominates research on theurgy, appears misleading.14
“Chaldean” or “theurgy” rather appear to be labels used freely to denote
different textual and ritual traditions, related by the respective authors to the
Chaldean Oracles. At the extreme of the scholarly spectrum opposite to Lewy,
Majercik or Johnston we find the remarks of Janowitz, who in her review of
Shaw (1995) concludes that there is no such thing as a “theurgic ritual” and
that the scholarly efforts to reconstruct it are misguided. In another work, she
discusses theurgy on very general lines, viewing it as the ritual equivalent for
theology : a label for acceptable rituals as opposed to the negative label of
magic.15 However, her radical dismissal of theurgy does not do justice to the
sources and does not take into account that in later, post-Iamblichean authors
like Proclus, theurgy is understood as a distinctive ritual tradition.
This book aims to disentangle the different threads that run together under
the label of “theurgy”, focusing on its actual ritual dimension and trying to
analyse its historical development in pagan sources from the Chaldean Oracles
to the sixth century AD. That is, this varying complex of practices and the
discourse about them shall be analysed on their own, not as a side issue of
Neoplatonic philosophy. Much-debated topics such as the exact metaphysical
system of the Chaldean Oracles or the relationship of ‘irrational’ theurgy to
‘rational’ philosophy shall be secondary and only considered insofar as they
are relevant to the understanding of the rituals. The basic questions will be:
What rituals appear in the respective sources as theurgic? Where do they come
from; what parallels can be found for them? How are these rituals interpreted
and what goals are ascribed to them? The endeavour is to bring a rigorously
historical and diachronic perspective to the study of theurgic ritual which so
far has been mostly approached synchronically. On the other hand, this
perspective will not simply dismiss ‘theurgy’ but has the advantage of taking
the sources seriously and not throwing the baby out with the bath, sketching
how ‘theurgy’ developed and eventually came to be perceived as a recognisable
ritual tradition with a specific profile.
Such a comprehensive study of the dynamics of theurgy as a ritual tradition
is acutely needed. In spite of her enticing title La thurgie des Oracles
13 Van Liefferinge (1999).
14 Cf. Tanaseanu-Döbler (2008), 34 and 53, and 2010a. The issue resembles the case of the Hermetica: were they just literary products or rooted and embedded in a cultic and instructional
context? But whereas this question has been variously debated for the Hermetica (see the
summary of Löhr (1997), 285 – 297 or Fowden (1993)) no similar discussion has so far arisen for
the Chaldean Oracles.
15 Janowitz (1997), 664; (2002), 1 – 18, esp. 17 f.
Pagina 14
Bekijk in PDF(opent in een nieuw venster)Introduction
Chaldaiques Proclus, van Liefferinge16 focuses mostly on semantic and
philosophical issues, trying to present the Neoplatonic ideals of ‘real’ theurgy
and its spiritual value as opposed to magic – for a historian of religions a highly
problematic undertaking on account of its inevitably normative character. The
actual practices and their embeddedness in the late antique Mediterranean
religious context are neglected. This is a consequence of her approach: she
reads theurgy in relationship to De mysteriis as the key text, and assumes that
theurgy is there equated by Iamblichus with the whole of pagan cult which is
thus spiritualised and endowed with a deeper meaning. But this view is too
seducingly simple, given the varied spectrum of different rituals discussed by
the Neoplatonists, in which theurgy remains something distinct, related to an
esoteric knowledge and to private rituals effecting contact between the
individual and the divine. Another recent book on theurgy with a promising
title but bound to disappoint is Albanese/Mander, La teurgia nel mondo
antico,17 which consists mainly of a commented Italian translation of the
Oracles and a briefly commented paraphrase of De mysteriis, with two
additional contributions that highlight comparable Babylonian and Egyptian
practices. A systematic discussion of theurgy is missing, and the commentary
is very sparsely documented, relying largely on outdated scholarship, mostly
Lewy’s work.
The research questions sketched above open the way to consider theurgy as
an example of an ‘artificial’ ritual tradition, composed from already existing
elements to create something new. Theurgy offers the great opportunity to
look at such a tradition from its beginning up to its end and to see how the
mechanisms of inventing and reinventing such a ritual tradition work. Here I
take up the concept of the “invention of tradition”, which made its triumphant
entry into scholarship in the title of Hobsbawm/Ranger (1983), especially with
Hobsbawm’s introduction ‘Inventing Traditions’ (even if Hobsbawm did not
invent the phrase, as e. g. Sarot underlines18). Their focus lay not so much on
religion but rather on political traditions concerning the representation of
authority or the creation of national identities, but nevertheless their
perspective proved fruitful for religious studies, being taken up e. g. by Bell
for the study of ritual.19 Hobsbawm has the merit to have refreshed the
emphasis on how traditions with their halo of invariance and link to a distant
past are actually designed, produced, and changed, a reminder of a perspective
that is basic to the study of history and culture. As Sarot notes, the concept of
the “invention of tradition” is a valuable heuristic tool precisely because of its
16 Van Liefferinge (1999).
17 Albanese/Mander (2011).
18 Sarot (2001), 21.
19 She incorporated it especially in her endeavour to highlight the power relations and forms of
control governing ritual practice (see Bell (1992), 118 – 124).
Pagina 15
Bekijk in PDF(opent in een nieuw venster)The Problem of Theurgy
fruitful ambiguity which enables it to work as an “eye-opener”.20 I use it here as
such.
To study theurgy as a ritual tradition subject to constant reinvention, I
propose to limit my material to the late antique, mostly Neoplatonic sources, a
historically delimited corpus stemming from a milieu that is coherent in both
its philosophical and in its religious background, which in the period under
scrutiny undergoes tremendous transformations. Neoplatonism is at first an
innovative part of a publicly accepted religious scene with its public rituals
which it can adopt or criticise; progressive marginalisation and gradual
repression of pagan traditions turns the philosophical schools into religiously
isolated close-knit networks of intellectuals trying to cope with these
transformations and to uphold and intellectually support paganism as they
understand and to a large extent create it. This move from public to private has
repercussions on the nature of rituals practiced in late antique paganism, and
we shall see how for the Neoplatonists theurgy comes in handy to enable this
transformation. The history of theurgy certainly does not end together with
the Neoplatonic schools but lives on into Byzantine and Renaissance times.
The reception of the theurgical vocabulary by Ps.-Dionysius and its adaption
for Christian theology and ritual is a crucial and well-studied point of
development,21 as it makes both the term and the discourse connected with it
palatable to Christians, so that the term surfaces in theological contexts where
it is least expected, such as the Hesychast controversy.22 Beside the Christianisation of the term, another, more direct, mode of transmission can be seen at
work in Byzantine scholars actively engaging with the traditions of antiquity
and trying to make sense of Chaldean metaphysics and theurgy, such as Psellus
or Pletho.23 But fascinating as these paths of transmission are, they would open
the scope too wide to handle the study of the making of a ritual tradition.
How, by whom and why is such a ritual tradition assembled? What are the
advantages over existing alternatives, and how is theurgy positioned with
regard to other similar phenomena? What strategies are used in order to
legitimize the new brand of esoteric rituals and to deal with the problem of its
actual newness? How is its esoteric aura constructed, and which are its
functions? Finally : how is such an ‘artificial’ tradition transmitted and to what
extent can it be kept alive by its practitioners? In order to achieve our aim by
answering these questions, some preliminary methodological considerations
20 Sarot (2001), 38 – 40.
21 See already Rorem (1984) and (1993), Louth (1986), Shaw (1999), Struck (2001), Dillon/Klitenic
Wear (2007), 85 – 115, Stock (2008), 152 – 232. For an alternative approach arguing along
Straussian lines that Ps.-Dionysius might be imagined as a “crypto-pagan” endeavouring to hide
Neoplatonic truths in Christian garb so as to pass them on to posterity, see Lankila (2011); as he
himself admits, most of his argumentation is hypothetical.
22 Tanaseanu-Döbler (2010b).
23 See des Places (1988), Athanassiadi (2002), Tambrun-Krasker (1995), Tardieu (1980) or (1987),
Woodhouse (1986), 48 – 61.
Pagina 16
Bekijk in PDF(opent in een nieuw venster)Introduction
are necessary, concerning (1) the terminology of theurgy and (2) the notion of
ritual.
(1) Based on the tacit assumption that there is something like a “Chaldean”
group with its distinctive religiosity, with the Chaldean Oracles as their
revelatory literature and with specific rites based upon it, “theurgy” is often
used in scholarly discourse to denote both the reference to the Chaldean
Oracles and to certain esoteric rites connected with them. Thus, allusions to
the Chaldean Oracles or quotations from them are often taken to signal
‘theurgy’. But as will become apparent in the course of our study, the text and
the rituals need nevertheless not go together ;24 certain authors such as
Porphyry may draw upon the Oracles without necessarily assigning to
theurgic rituals any greater importance. Discussing the development of
theurgy requires us to differentiate between the reception of the Chaldean
Oracles and their philosophical system on the one hand, and actual ritual
practice on the other. Both are taken up in a variety of ways by the
Neoplatonists, who produce different theories about theurgy as a varying
complex of rituals on the one hand, as well as a polyphonic discourse of
interpretation of the Chaldean Oracles on the other hand. These aspects need
to be separated as far as possible in the present enquiry. We will on the one
hand ask what rituals were understood as theurgic at a given time, i. e. in a
given source; this approach questions the idea of theurgy as substantially
comprising the same rituals in Iamblichus as in the writings of Proclus or
Damascius. On the other hand, we will consider whether the Chaldean Oracles
as a text are present in the discussions of such rituals labelled as theurgy, and
to what extent they influence their interpretation.
Beside the distinction between text and philosophy, the delimitation of our
subject matter is complicated by the fact that the actors in the Neoplatonic
discourse on rituals use a variety of synonyms or closely related terms to
denote the rituals they mean, such as Reqatij^, tekestij^, Reqouqc_a, lustacyc_a or heiasl|r. Unlike heouqc_a which seems to have been coined by the
Chaldean Oracles, all other words are established terms of Greek ritual
language by the second century AD. How do we determine what they exactly
refer to in a given context, that is, when can we be sure that our sources are
discussing theurgy and not some other ritual, such as Egyptian practices or
the Eleusinian mysteries? Some scholars tend to employ ‘theurgy’ for
24 Cf. also Majercik (1989), 21 f, who however argues for caution on completely different grounds,
as she views the younger Julian on the basis of the communis opinio of earlier scholarship as the
first who used the specific term “theurgy”, while his father supposedly did not – on this line of
reasoning all the traditions coming from the elder Julian, the “Chaldean” would have been
perceived as “Chaldean”, but not necessarily as “theurgic”. For the problems of authorship of
the Oracles see P. Hadot (1978), 703 – 706. However, for the present analysis, the Juliani, surrounded as they are by a web of legends, are at best secondary ; what concerns us are the sources
on theurgy and the relationship between the foundational text and the ritual discourse which it
generates.
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Neoplatonic references to ritual, regardless of the exact terms used in the text.
This leads them e. g. to translate Reqatij^, tekestij^ or the other ritual-related
terms enumerated above as ‘theurgy’ or ‘theurgic’, obscuring the actual
vocabulary in the text.25 A related problem is that ‘theurgy’ is used as a term on
the meta-level of scholarly language, without however noting and reflecting on
the difference between object and meta-level. Thus, Fowden uses the term
“theurgy” very vaguely, extending it also to Hermetic writings, based on the
close parallels between the Neoplatonic and the Hermetic anthropology and
soteriology ;26 for him theurgy is a “potent combination of cult, magic and
philosophy”.27 Following explicitly in his footsteps, Johnston also proposes an
inclusive understanding of theurgy, reading e. g. Porphyry’s work on cultic
statues or his Philosophy from Oracles as sources for theurgic ritual,28 or
employing the Mithras Liturgy as a parallel text which is so close to the
Chaldean Oracles that it can be used to fill out the gaps in the ascent practices
hinted at in the Oracles – which basically makes the Liturgy a theurgic text.29
This inclusive approach highlights the religious and more precisely ritual
koine of the late antique Mediterranean and certainly sharpens our understanding of late antique private rituals. Yet, it obscures the fact that the sources
literally speak a slightly different language: the Hermetica and the two works
of Porphyry mentioned do not use the term ‘theurgy’ or its cognates, nor is
there any trace of the specific vocabulary clustering around the term ‘theurgy’
in Neoplatonic texts, nor, finally, any mention of the Chaldean Oracles as a
reference text. It is certainly possible and helpful to use a meta-language term
to group together comparable phenomena at the object level; indeed, most key
terms in the history of religions stem from a specific religious tradition.
Keeping the distinction between object level and meta-level clear, ‘theurgy’
can then be abstracted from its specific context of origin to be used as a
scholarly tool as defined by the researcher. This happens most notably in the
study of Jewish mysticism and magic,30 but also in studies of medieval magic,31
studies of esotericism32 or even modern artists, when studies inquire into the
‘theurgy’ of Skrijabin.33 Whereas in these examples the distance between the
25 E.g. Athanassiadi (1999), 79, 88 or 327, Clarke/Dillon/Hershbell (2004), 47, 265, 275, 277, 278 or
324.
26 Fowden (1993), 126 – 153.
27 Ibid. 126.
28 (2008a); reference to Fowden 450 f.
29 Johnston (1997); see 183, n. 54.
30 To give two recent examples, cf. Flatto (2010), 210 – 227 or the succint definition of Fishbane
(2010), 125: “Theurgy – the power of human action and intention to affect the divine realm – is
one of the main defining components of medieval Kabbalah […].”
31 See e. g. Vronse (2007), 25 or 28, who employs the term to describe the Ars notoria, a medieval
magical text which promises the instant mastery of all sciences; he explicitly draws the line to
Neoplatonic theurgy.
32 E.g. Faivre (1994), 34.
33 E.g. Lobanova (2004).
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original historical context of the term and the phenomena which it is applied
to is so significant as to indicate clearly that the term is used on the meta-level
of theory and scholarly description, a similar meta-level use of the term for the
study of late antique theurgy has its pitfalls. It may result in the blurring of
these two levels and thus in the assumption that what the scholar describes as
theurgy is actually out there as such, already grouped together as such by the
sources. And this may lead to lumping things together which the late antique
writers on theurgy see as distinct, though in some cases related.
As we are interested in reconstructing the growth and development of
theurgy as the Neoplatonists saw it, we must distinguish sharply between the
two levels and focus on the object level. At this level, we must note the semantic
connection of ‘theurgy’ with a specific vocabulary and with specific synonyms
or related terms designating rituals; the term ‘theurgy’ is thus at the centre of a
web of terms that emerge as related in the source texts. For each author, we will
have to outline clearly what these synonyms and terms are and how exactly
their relationship is determined. Beside this semantic aspect, intertextuality
plays an important role. Theurgy after all begins its life as a coinage of the
Chaldean Oracles and is there paired with certain specific terms and notions:
the symbols or tokens (s}lboka or sumh^lata) that are divinely provided in
the cosmos and can be ritually manipulated to effect the ascent of the soul, the
mention of fire as the divine substance spreading through cosmic channels
(aweto_), a specific role of the pneumatic vehicle of the soul which needs to be
purified and become warm, dry and light for the heavenly ascent, the ascent to
the highest principle cast as the Father – all features which we will outline in
detail when discussing the Chaldean Oracles. We will thus include into our
study texts where rituals are either explicitly labelled as ‘theurgy’, and/or
where the relationship to the Chaldean Oracles is present either through the
vocabulary used, or through direct references to their authors, the “theurgists”, or, thirdly, through direct quotations. That means that e. g. tekestij^
will not automatically be taken to signal theurgy, but only when it is paired
with either the term ‘theurgy’ and/or with vocabulary that is elsewhere used
for theurgy and shows a link to the Chaldean Oracles. Furthermore, the
translations will keep the various terms used for ritual apart, so as to convey
the semantic complexity of the texts.
(2) Regarding ritual, the last years have witnessed an outburst of scholarly
studies from various disciplines on the topic. A survey of the various
heterogeneous approaches would be out of place and irrelevant for my subject;
I refer the interested reader to the theoretical compendium and annotated
bibliography of Kreinath/Snoek/Stausberg34 and to the monumental proceedings of the 2008 Heidelberg conference on ritual dynamics35 and will only
34 Kreinath/Snoek/Stausberg (2007).
35 Michaels et al. (2010 – 2011).
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point out my understanding of ritual and a few aspects that are of interest for
the present study.
It is universally agreed that there can be no single generally valid definition
or theory of ritual; instead, ritual is seen as a complex phenomenon that can be
studied only from a multitude of different angles. New attempts at definition
have drawn on post-classical logic, viewing ritual as a “fuzzy set”, and
particularly a “polythetic class”, where various characteristics are shared by
the members of the class without any of them possessing all characteristics.
That is, modern definitions of ritual tend to single out certain salient
characteristics of their object, without claiming that every ritual must possess
all and fully acknowledging that the list might be continued. This approach
stands in the tradition of Wittgenstein’s philosophy of language, especially his
theory of family resemblances.36
For the present study, ritual shall include only religious cases, that is, rituals
that work on the assumption that there is a level of reality transcending the
common everyday experience, however that level may be called. However
challenging and productive the comparison of religious and non-religious
rituals may be for uncovering mechanisms of individual psychology or
collective behaviour and social cohesion,37 theurgy aims at integrating the
practitioner into the Neoplatonic hierarchy of divine beings, which includes
heroes and daimones, gods and abstract highest hypostases such as the World
Soul, the Intellect, or the One. So we will view ritual as a set of practices, of
embodied actions, that are set apart and distinguished from common
behaviour, and are directed at bringing about a connection of the practitioner
with the realm of the divine and thus at opening an avenue of communication
with it. The practices are distinguished from other forms of religious practice,
e. g. fasting or almsgiving, by their performance in a special setting,
distinguished from everyday life.38 The means to create this separateness
and to frame the ritual activity as such vary : it can be achieved either through a
36 See Snoek (2006), 4 – 6 and 10 – 14, cf. also Crossley (2004), 32 and 38.
37 Cf. e. g. the funny but insightful comparison of academic and Christian rituals by Theißen
(2007), or Rao (2006), 158, who acknowledges that “however, more often than not, the term
‘ritual’ is associated with the religious domain” or Grimes (2006), who blends theatrical and
ritual performances together. See also Boudewijnse (2006), 129 – 138 for psychological approaches to ritual. While a wider understanding of ritual, going beyond religious practices, is
bound to unearth structural similarities between different rituals that would otherwise go
unnoticed, one cannot and should not divorce ritual from its respective context: one can study
ritual only in its sociological, psychological, religious or theatrical context; there is no such
thing out there as ‘pure ritual’. Therefore, the stance of Kreinath (2005), who argues that “[t]he
study of ritual is a field of its own and not simply a continuation of the study of religion”, is
misleading: ‘ritual studies’ cannot be a discipline of its own, but only a focal point of an
interdisciplinary endeavour.
38 This separatedness and difference is emphasised by all ritual theorists, see e. g. J. Z. Smith
(1987), 103 – 110, Snoek (2006), 13, Bell (1992) and (1997), 81, Turner (2006), 235. However, this
should not be taken to mean that rituals are isolated from other social processes (cf. Rao (2006),
Pagina 20
Bekijk in PDF(opent in een nieuw venster)Introduction
special location, or through temporarily creating a sacred space destined for
the performance of the corresponding actions, through designating certain
times, e. g. feast days; other possibilites would be specific religious roles not
pertinent to everyday life but only activated in ritual, such as the role of
medium, the use of special robes, of incense, the use of purificatory actions to
integrate the participants into the sphere of ritual and mark the transition
from the sphere of everyday behaviour, or simply the withdrawal into solitude
and the adoption of a special body posture for meditation or prayer.39 The
performance of ritual actions can be framed as the repetition and scrupulous
re-enactment of an authoritative tradition, set off as formal and strictly rulegoverned behaviour against more informal behaviour,40 employing basic
dichotomies such as male-female or light-darkness41 to enforce the special
setting.
In this approach, the actual practices involved in rituals can vary from
meditation or prayer to public sacrifice; they can be either public and
collective or private. As C. Bell has noted, following J. Z. Smith, potentially any
human action can be marked off as belonging to this extra-ordinary context
and thus be “ritualised”.42
The key aspect of rituals is the central role which the bodily aspect of the
human person plays in it. This should not be seen in a Cartesian manner as
body versus mind, or action versus thought, but rather as a complex
experience integrating both sensory and cognitive processes. Following this
path, ritual can be seen as a means to open up a new mode of experiencing the
world, impacting not only on the actions and the body but also on the beliefs
and worldview of the participant: the holistic experience can reinforce,
transform or more deeply ground these beliefs in the person’s self. This may be
especially important in groups holding complex systems of abstract beliefs,
which can be enacted and experienced in ritual performance in a different way,
endowing them with a sense and aura of reality and interaction.43 Along these
39 Cf. Bell (1997), 167.
40 Cf. Bell (1997), 138 – 169, singling out formalism, invariance, traditionalism, performance, rulegovernance, and sacral symbolism as the mechanisms of ritualisation and the characteristics of
ritual-like activities. However, this refers mostly to the perception of the practitioners and the
way they present their behaviour. Rituals do change and are constantly re-invented to suit the
needs of the practitioners; we shall see how innovation plays an important role in the growth of
theurgic ritual in Late Antiquity. Humphrey/Laidlaw (2006), 275 see the stipulated non-intentionality as the main characteristic of ritualisation: actions are rendered “non-intentional,
stipulated, and elemental or archetypal” ((2006), 278). For a more balanced view on such and
related theories of the meaninglessness of ritual see Michaels (2006) or Thomas (2006), 342:
“‘Meaninglessness’ as the absence of pragmatics is still an ascribed meaning, attributed by the
researcher as participant-observer”.
41 Bell (1992).
42 Bell (1992), (1997), 91; cf. also Harth (2006), 27. He suggests a gradual approach assuming a
“graded spectrum that ranges from strong to weak in ritual character” (32).
43 For the importance of the body for ritual experience see e. g. Jennings (1982), 115, Bell (1992),
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lines, it has been argued that it is possible to see ritual as productive of
knowledge or, as recently Schildbrack has put it, as a mode of metaphysical
enquiry, as a noetic tool towards an apprehension of the “most general
contexts of human existence”44 : “A ritual is a metaphysical inquiry, then, to the
extent that it aims at increased knowledge of being in the world authentically,
that is, being in the world in the way authorized by the very nature of things”.45
Or, with Williams and Boyd (1993), “The different aspects of the ritual speak to
different senses and affect different portions of the psyche, so that their
unification brings about a unification in the perceiver […] the participant
comes to know, in ways not reducible to propositional expression, that he is
cooperatively engaged with the creatures of the good creation. He experiences
a felt unity, compelling to both heart and mind.”46 Certainly, this cannot be
generalised: not all practitioners will experience or use the ritual as a noetic
tool, but this perspective renders us sensitive to the possibility of practitioners
who do so.
The peculiar framing of ritual as a distinctive sphere of action does not
mean that it takes place outside of society. The function of rituals to provide
and enhance group cohesion stands at the centre of many sociological
approaches to ritual, classically expressed by Durkheim. Even if the Neoplatonic philosophers formed networks of highly individualistic intellectuals,
this integrative function must also be kept in mind for our analysis of theurgy.
Rituals do not only enhance belief but also turn “membership into belonging”,
functioning as one focal point of identity construction.47
94 – 117, (1997), 160 or (2006), or Theißen (2007), 32 – 34, who (from a Christian perspective)
speaks of a “‘somatische Semantik’ oder eine ‘semantische Somatik’” (33 f). The role of ritual in
enhancing and deepening belief along with creating a sense of belonging is emphasised by
Marshall (2002) from a Durkheimian perspective. See also Schilbrack (2004), 131: “[…] rituals
as a process through which a religion makes their most abstract teachings concrete, giving
facticity to their ideology. […] The goal is to have ritual participants perceive metaphysical
truths ‘in the flesh’”, or Crossley (2004), 44 f. Another accent is brought into this line of thought
by Raposa (2004), who analyses the role of ritual in channelling attention and thus increase
awareness; in this sense, ritual can be seen as a “type of inquiry, a kind of thinking embodied in
conduct, behavior that can be conceived as a deliberate process of semiosis” (123).
44 Schilbrack (2004), 137.
45 Schilbrack (2004), 139. In this ‘noetic’ approach to ritual, two positions can be distinguished:
Jennings (1982) argues for a dynamic relationship, where the growth of knowledge through
ritual also requires and triggers the change of ritual (113 – 116), whereas Williams/Boyd draw on
Zoroastrian examples to show that the ritual itself, which comes to be viewed as an “artistic
‘masterpiece’” does not change, although it serves as a source of practical wisdom for the
participant (1993 and 2006, 294 – 296). They advocate a more balanced view including different
modes of gaining “wisdom” through ritual and draw on aesthetic theory and metaphor theory
to describe in what ways rituals viewed as “masterpieces” surrounded with an aura of necessity
and irreplaceability can both convey meaning and also create a fecund space in which the
participants produce meaning which they attach to ritual (1993, 84 – 100 and 118 – 130).
46 Williams/Boyd (1993), 57.
47 See Marshall (2002) for a recent development of Durkheimian theory ; quoted phrase on p. 361.
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The focus on the integration of belief, knowledge and action in ritual and on
a distinctive experience of that which is believed through bodily enactment,
symbolic concretisation and ‘fleshing out’, an experience which may create a
sense of safety and belonging, opens up a promising avenue of enquiry for
analysing rituals designed by philosophers for philosophers and thus for
understanding the development and the importance of a discourse about
theurgy and its role in the face of the transformations of the pagan religious
panorama. We will now proceed to trace the various voices which constitute
this discourse.
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2.1 Preliminaries
The earliest secure attestation of the term “theurgy” probably occurs in the
Chaldean Oracles. Later writers place their composition in the reign of Marcus
Aurelius, in the second half of the second century ; their authors, the two
Juliani, are surrounded by legend.1 Another alleged mention of theurgists
(heouqco_) in the Excerpta de musica written by the Neopythagorean
Nicomachus of Gerasa, which would attest the term by the 160s, rests only
on a conjecture within a corrupt text passage.2 If the conjecture be correct,
then it would show theurgists at work making all sorts of strange sounds,
hissing and clicking their tongues in a manner highly reminiscent of the
magical papyri or Christian exorcisms.3 Interestingly, the term appears as one
word among many to designate cultic personnel or ritual specialists in the
Onomastikon of Julius Pollux,4 which was written between 166 and 176.5
Considering the aim of the Onomastikon to be a source and tool for the wqe_a
t/r vym/r, Julius Pollux must have regarded this term as a proper Greek term
fit for rhetorical use; that makes it unlikely that he should have come across it
in a magical context, as magic, dubbed mostly cogte_a, appears in the lexicon
always in the context of pejorative terms. If he found the term in the Oracles,
that might be interpreted as a further indication of the essentially Greek
character of the Oracles, which has been noted by Johnston or Hadot.6
1 On the two Juliani see Saffrey (1990a), 64 – 69 and 78 f, and most notably Athanassiadi ((1999),
149 – 156; (2006), 38 – 70; (2010)). But see also the cautious remark of P. Hadot (1978), 705, that it
might be safer to follow des Places and “garder aux Oracles l’anonymat”.
2 Nicomachus of Gerasa, Excerpta 6, 277, 7 Jan.
3 See e. g. the vowels and consonants scattered in the prayer found in the Mithras Liturgy, PGM IV
488 – 495 or ibid. 561 f: 5peita s}qisom lajq¹m suqicl|m, 5peita p|ppusom. For Christian practice
see e. g. Julian, ep. 79 Bidez (suq_tteim pq¹r to»r da_lomar). However, Proclus mentions in his
scholia to the Cratylus that theurgists do make inarticulate noises: LXXI 31 Pasquali: toiaOta d’
1st·m t± jako}lema s}lboka t_m he_m7 lomoeid/ l³m 1m to?r rxgkot]qoir emta diaj|sloir,
pokueid/ d’ 1m to?r jatadeest]qoir7 $ ja· B heouqc_a liloul]mg di’ 1jvym^seym l]m, !diaqhq~tym
d], aqt± pqov]qetai; see van den Berg (2008), 165.
4 Julius Pollux, Onomastikon I 14, 4 Bethe.
5 For the date of the Onomastikon see Bethe (1900), V. It survives only in a 9th century epitome, with
additions from later Byzantine authors (Bethe (1900), VI–XVII).
6 See Johnston (1997), 170, Hadot (1978), 706 f. A text like the Oracles, presenting itself as ‘Oriental’
in a fundamentally Greek manner with some unusual touches of vocabulary would have fitted
Pollux’ “moderate Atticism, which is open to Hellenistic and even Iranic or Latin words” and his
“purpose of reflecting the chronological and geographical variety of the Hellenophone provinces
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The Oracles themselves expound a worldview marked by a basically Middle
Platonic cosmology and anthropology ; they have been included by Dillon in
the “underworld of Platonism”7. Carefully preserving the appearances of
Greek oracles down to the hexametric form which dominates the collection,
the extant fragments are concerned with cosmogony, with the descent of the
souls into matter and their return back to their divine home.8 The divine
substance is described as fire, which descends from the highest principles
through various channels (aweto_) down to the material world.9 The highest
realm is dominated by a triad formed by the Father or Paternal Abyss, who is
the first Monad, and his Power and Nous, who emanate from him.10 The
Middle Platonic pattern of the hyperessential intelligible principle which
brings forth the intellect as the major demiurgic entity11 is enriched with
elements from other traditions: the conception of the divine substance as fire
reminds us of Heraclitus or Stoic cosmology, and can also be found in other
religious traditions of the time, e. g. Gnosticism12. A peculiar aspect of the
Oracles’ metaphysics is the important role assigned to Hecate, who seems to
function as a mediator between different entities or realms, most conspicuous
in her role as the World Soul, the mediator between the intelligible realms and
the material cosmos;13 she also seems to be the principal divine speaker of the
Oracles.
in the Roman Empire” (Zecchini (2007), 26), which fit well into and replicate Commodus’ stance
in cultural politics (ibid. 25).
7 Dillon (1996), 392 – 396. Majercik joins him in describing the Oracles along with the Gnostic and
Hermetic texts as having a “rather murky quality” (1989, 4). This metaphor of the underworld is
highly misleading, considering the affinity of the Oracles with the traditional hexametric form of
oracles and their display of Hellenism. Also, their reception by people like Pollux shows that they
could be regarded as respectable literary products in their time.
8 Brisson (2000a), 332 – 338 shows the close dependence of the Oracles’ cosmology on the Timaeus
presenting them as a theological interpretation of the Platonic dialogue with a soteriological
thrust. He also notes other Platonic works whose influence can be detected in the Oracles (333).
He reiterates his reading of the Oracles also in Brisson (2003).
9 Here only a brief summary of the Chaldean Oracles’ worldview can be given; for a more detailed
analysis see Majercik (1989), 5 – 21. Seng (2009a) and (2009b) has brilliantly shed light on some
details of the Chaldean hierarchy of beings. For the triadic structure of the highest entities see
e. g. Majercik (2001). A good concise overview of the Chaldean system can be found in Turner
(2008), 40 – 47.
10 See frg. 3 – 5; 11 – 12; 18 – 21; 26 – 28 des Places. As Majercik (2001), e. g. 296, points out, the exact
nature of the Chaldean triad cannot be reconstructed, because we only have it inextricably
interwoven with the various Neoplatonic interpretations.
11 For variations of this metaphysical pattern see e. g. Numenius, frg. 11 – 13 und 15 – 17 des Places
or Alcinous, Didascalicus X 2 – 3 and XII–XIV. Cf. also Origenes, De princ. I 2 or Clemens, Strom.
IV 156 f for Christian adaptations of this scheme.
12 See e. g. the description of the system of Simon Magus by Hippolytus, Refutatio VI 9, 3 – 10, 4.
13 Frg. 6: Hecate as moeq¹r rl^m (spiritual membrane) between the first fire and the other fire;
frg. 32: the life-generating womb of Hecate, receiving the fire of life from above (at the level of
the synocheis, the entities in charge of keeping the cosmos together ; frg. 35: the womb of fatherborn Hecate; frg. 50: the centre of Hecate is floating between the two Fathers; frg. 51 – 52: Hecate
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The continuous exchange between the milieu of the Oracles and other
contemporary strands of thought is shown by the appearance of a similar
triadic structure of the highest principles in Sethian Gnostic texts. Their
dating varies in accordance to the relationship each scholar establishes
between them and Neoplatonic texts, ranging from the late second century to
the second half of the third century AD.14 It seems, however, more plausible to
assume that such texts like the Apocalypse of Zostrianos were written around
the end of the 2nd century AD or at any rate in the first half of the third century
AD15 Then one can consider either the possibility of an influence of the Oracles
on the Sethian authors,16 or a shared background of triadic speculations, as
both the Oracles and the Sethian Gnostic texts are close to Numenius17 and also
to Neopythagorean arithmetic speculations. Thus, an account of Pythagorean
number theology falsely ascribed to Iamblichus18 points to the role assigned to
the triad by Nicomachus of Gerasa as a structuring principle of the universe,
quoting the Homeric formula tqiwh± c±q p\mta d]dastai, which in texts from
the second and third century can be applied not to sacrifice, as in Homer, but
to cosmic tripartition.19 This triad is closely connected or identified with
Hecate, thus coming very close to the role of Hecate as ensouler and structurer
of the cosmos in the Chaldean Oracles. This triad projects forth the hexad,
which is a further principle of cosmic order, associated with the distances
between the planets and the harmony of their whirring sound (No_fgsir).20
as the source of the first soul, who vivifies the worlds, and also the source of virtue, 54: she
carries nature on her back. For the role of Hecate in the Oracles and its roots in Greek religion see
Johnston (1990). Hecate as a connecting force, influencing different parts of the cosmos, is
already present in Hesiod’s Theogony 411 – 452, where she is allotted influence in the chthonic as
well as the heavenly realms and is presented as a mighty goddess with great influence. This idea
appears again in the late antique Orphic hymn to Hecate, where she is hailed as oqqam_am,
whom_am te ja· eQmak_am (v.2) and as pamt¹r j|slou jkgidoOwom !m\ssam (v. 7). The Orphic
hymns cannot be dated with precision, having been written somewhere between the 2nd and the
5th century AD (Morand (2001), 304); that is, the same period when theurgy develops. Earlier,
Plutarch also presented her as both chthonic and heavenly at the same time and thus explains her
association with the moon (De defectu orac. 13, 416).
14 See Majercik (1992), 476, n. 6. She herself pleads for a very late date, after the death of Plotinus in
268 (488). An example for an early dating would be the work of Turner (1992), 439 – 455; a
middle position is occupied by Brisson (1996).
15 See Turner (1992), 439 – 455 and Brisson’s discussion and criticism of Majercik (1992) (1996,
179). Brisson points out that the Platonic influences in the Apocalypse of Zostrianos are not
Porphyrian but Middle Platonic, traceable to Numenius, who was in turn influenced by Middle
Platonic speculation embodied in texts like the Second Letter of Plato.
16 That is the tendency of Turner (1992), 439.
17 Turner (1992), 454 – 455.
18 Dillon (2000), 835.
19 The Homeric quotation appears e. g. in Hippolytus of Rome, Refutatio V 8,3 and V 20,8
Marcovich in his account of Naassene and Sethian doctrine.
20 Ps.-Iambl. Theolog. arithm. 49: 2jatgbek]tim d³ aqtμm ja· tqiod?tim ja· diwqom_am pq¹r to}toir
1j\koum7 2jatgbek]tim l³m !p¹ toO tμm tqi\da, Dm :j\tgm owsam paqeik^valem, bok^sasam ja·
oXom 1pisumtehe?sam !pocemm/sai aqt^m7 tqiod?tim d³ t\wa l³m paq± tμm t/r heoO v}sim, eQj¹r d],
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Bekijk in PDF(opent in een nieuw venster)Theurgy and the Chaldean Oracles
Here we find some elements attributed to earlier Pythagorean lore, which
appear also in the Chaldean Oracles: the triad, Hecate as a cosmic principle,
the whirring sound of the planets.21 Sethian Gnosticism also shows itself
conversant with Neopythagorean ideas: Turner (2008) points to Moderatus of
Gades as a parallel.22
A comparison with the Sethian texts and with Numenius helps to situate the
Oracles better in their context. Numenius’ extant fragments show an interest in
religious matters, especially in mystery cults like Eleusis or possibly also the
Mithras mysteries23, but nevertheless, his metaphysical fragments are
formulated in a highly abstract Platonic terminology without any mythological underpinnings.24 His highest entities remain Platonic. The Sethian
texts, building on the same metaphysical structure, employ different names,
going from abstractions to concrete proper names as they go down the
ontological scale: the first principle is called the Invisible Spirit or the
Unknowable One, then comes the Triple Power or Eternal Life, strongly
reminiscent of the Chaldean power emanating from the Paternal Abyss and
mediating between him and the Intellect. The role of the Intellect in the
Chaldean system is occupied by the aion of Barbelo, comprising different
aspects: Kalyptos, Protophanes, the Triple Male and Autogenes.25 Intellect is
now substituted by a goddess bearing a distinctively barbarian name, who
reigns over subordinate personal entities bearing abstracta as names.26 In
contrast, the Chaldean Oracles also personify the highly abstract metaphysical
structure of Middle Platonism and introduce peculiar entities like the sumowe?r
or teket\qwai27, who seem to remain abstract classes of divine beings, without
proper names, or the ûpan and d·r 1p]jeima.28 The same penchant for divinised
abstractions is at work in the personifications of various aspects of Time
(Chronos) and Eternity (Aion), which are mentioned especially by Proclus as
fti ja· B 2n±r t± tq_a t_m diast\seym jim^lata pq~tg 5kawe, diw|hem pepeqasl]ma !lvot]qair
jah’ 6jastom peqist\sesi. This view of the hexad is taken from Anatolius of Laodikeia, who
refers to earlier authors. Dillon (1996), 358 ascribes it to Nicomachus of Gerasa. The importance
of the hexad which sums up the distances between the planets and thus contributes to the
harmony of their sounds is found in Theolog. arithm. 48. For the triad see his summary of the
views of Nicomachus of Gerasa ap. Ps.-Iambl. Theolog. arithm. 17 – 18.
21 For the No?for of the planets see e. g. frg. 146.
22 Turner (2008), 50 with n. 41, 55.
23 See frg. 53 – 58 des Places. The Mithras cult is prominent in Porphyry’s De antro nympharum,
which draws heavily on Numenius; see Turcan (1975), 62 – 89.
24 That must certainly remain a hypothetical conclusion, based on the extant fragments.
25 For a reconstruction of the Sethian system see e. g. Turner (2008), 49 – 55.
26 Cf. Turner (2001), 635 on the difference between Sethian and Platonic ascents of the soul: “it
seems to me that the basic difference between the two lies in a preference either for myth and
dramatic personification, or for conceptual analysis and distinction as a vehicle for explaining
the same human problematic”.
27 See frg. 32 and 86 des Places.
28 On these mysterious entities see Seng (2009b) (I thank him very much for sharing his text with
me before publication).
Pagina 27
Bekijk in PDF(opent in een nieuw venster)Preliminaries
deities of the Chaldean pantheon,29 and in the classes of astral entities.30 But
instead of barbarian names, the only known mythical figures appearing in
them are those of the Greek pantheon: Hecate, perhaps Rhea,31 and probably
Athena.32 Eros may have played a part as well, although it is difficult to deduce
from the extant fragments whether he was presented as a divine person in his
own right or rather as a name for a cosmic power.33 This shows that unlike the
Gnostic texts, the Oracles develop their worldview in close connection with the
Greek religious tradition and thus aim at a Hellenised educated public (given
also the mostly hexametric form and the preference of Ionic word
variations).34 For their triadic speculation and conception of Hecate as a
cosmic force one should thus rather look to Neopythagorean parallels like
Numenius or Nicomachus of Gerasa, whose conception of Hecate we noted
above.
The fragmentary state of the text makes it hard to decide whether it was
composed as one whole oracular poem or a collection of oracular utterances;
the reference to it in later Neoplatonic works by the term t± k|cia in plural
makes the latter seem more plausible,35 as do the extant Oracles collections and
commentaries of Psellus36 and Pletho37, which present the Oracles as a
collection of distinct oracles of varying length. Proclus’ references to them as
utterances of the gods point out that the oracles were ascribed to different
29 See Lanzi (2006), 37 – 43 and infra, 5.3.1.
30 Recently analysed by Seng (2009a). Just as vague and abstract are the “Fathers overseeing
magical operations”, oR 1p· lacei_m pat]qer mentioned by Damascius, De princ. III 31 Westerink/Combs. However, Damascius is the only late antique source who mentions this group of
deities, and he is very late – we cannot know if they were part of the Chaldean Oracles in the
second century.
31 Frg. 56 des Places. But cf. the alternative view by Majercik (2001), 292 – 294, who sums up the
debate about the role of Rhea in the Chaldean pantheon and views the mention of Rhea as a late
substitution for the original Hecate in the course of late Neoplatonic attempts to harmonise
Chaldean and Orphic theology (294).
32 Frg. 72 according to the context in Proclus, Theol. plat. V 35, 130 Saffrey/Westerink (des Places
(1971), 85 reads it as a reference to Hecate, without giving a reason). For a more general
structural comparison between the Gnostic, Hermetic and Chaldean systems see also Majercik
1989, 4.
33 See Lanzi (2006), 44, who comes to very reserved conclusions, showing that the fragments do
not allow for a clear pronouncement on the issue for Eros. Also, her analysis of the Chaldean
mentions of Hades shows him to be not so much a god but rather a cosmic space with all its
dangerous powers (2006, 44 – 47).
34 See also Johnston (1992), 316, or (1997), 170, where she speaks accordingly of the “aggressive
Hellenism” of the Oracles.
35 Lewy (1978), 36 f. Des Places (1971), 10 also views it as a collection of oracles.
36 See the edition in des Places (1971), 162 – 186 and now the more recent edition of O’Meara
(1989).
37 See the edition of Tambrun-Krasker (1995), collection 1 – 4 (numbered oracles) and the commentary of Pletho 4 – 19. Pletho’s text is a revised, restructured and abridged version of Psellus’
collection (Tambrun-Krasker (1995), xi and 37 f, 44 f, 47).