Volledige tekst tonen12 pagina's
Pagina 1
Bekijk in PDF(opent in een nieuw venster)ON
ve
FOUR LECTURES by Arnaldo Momigliano
oh 2.
SuM ce Fury x
Harvard University Press
re
Cambridge, Massachusetts
Pagina 2
Bekijk in PDF(opent in een nieuw venster)biographies just as much as he liked foreign lands. Later, however, there were also in Greece readers who took to biography
as a mirror of human nature. Biography did not necessarily
become more concerned with the things of the spirit, but it
became more ambitious.
IT Fifth-Century Biographies and
Autobiographies ?
The question of what we may properly regard as the antecedents of fully developed biography and autobiography of the
Hellenistic period is one that does not admit of a clear-cut
answer. Any account in verse or prose that tells us something
about an individual can be taken as preparatory to biography; and any statement about onself, whether in poetry or
in prose, can be regarded as autobiographical. Looked at from
this angle, the whole of the surviving epic and lyric poetry of
the Greeks is antecedent either to biography or to autobiography.! But it seems reasonable to restrict the search for the
antecedents of biography to works or sections of works whose
explicit purpose is to give some account of an individual in
isolation (instead of treating him as one of the many actors in
state of mind. In other words I incline to take anecdotes,
a historical event). Similarly, I shall look for the antecedents
of autobiography among accounts, however partial, of the
writer’s past life rather than among expressions of his present
collections of sayings, single or collected letters, and apologetic speeches as the truest antecedents of either biography or
autobiography.
1 The existence of specifically autobiogtaphic poems is doubtful. Xenophanes frag. 18 Diehl? = 22 Diels® may be the beginning of such an autobi-
1962] 372). Yet cf. M. Untersteiner, Senofane (1955) 134.
ogtaphy (H. Fränkel, Dichtung und Philosophie des frühen Griechentums [and ed.
Pagina 3
Bekijk in PDF(opent in een nieuw venster)Let me, however, first of all indicate a few factors which
might have contributed to the origins of Greek biography
the Greeks, like other nations, had funeral orations and songs
but in all likelihood did not. We can take it for granted that
in honour of the dead—all of which are potential biographies.
The Iliad presents the ceremonial laments of Andromache,
Hecuba, and Helen over the dead body of Hector (24.720).
Pre-Solonian Athens is credited with the custom of funeral
speeches in praise of the dead (Cicero De legibus 2.63). The
chorus in Aeschylus expects somebody to sing the praise of
the dead Agamemnon (Agamemnon 15 48). There is no evidence
that anything like a biography evolved directly from these
ceremonial performances. But in the fourth century B.c.
Isocrates shaped his encomium of Euagoras in the form of a
commemorative speech: he exploited an occasion, if not a
tradition.
Greek aristocracy shared the passion for genealogical trees
which characterizes any aristocracy. As we know from Hecataeus of Miletus, it was no extravagance to claim fifteen
ancestors. The genealogy of the great clan of the Philaidai, as
reported by Pherecydes of Athens (FGrHist 3F2), and the
Fifth-Century Biographies and Autobiographies | 25
550 B.C.3 He was, no doubt, used by the prose writer Pherevant to the origins of biography. Poems told episodes of their
lives. In the early fifth century B.c. prose works replaced or
supplemented poetry in this kind of mythical biography. To
take the simplest example, Theocritus believed that Pisander
of Camyrus was the first of the poets of old “to record for
you the son of Zeus, the lion-slayer prompt of hand, and all
the labors he accomplished” (Epigrammata 22; transl. A. S. F.
Gow). The epic poet Pisander can hardly have lived after
cydes of Athens, who seems to have been active in the first
quarter of the fifth century ».c., though the demonstration
provided by F. Jacoby for this date is not so strong as he
believed.* We may assume the same type of relationship between the poem Theseis, probably of the late sixth century B.C.,
and the corresponding section of Pherecydes. The new
interest in the lives of heroes is also reflected in late archaic
art. The sequence of the deeds of Theseus in the Treasury of
the Athenians at Delphi has been defined a “bios of the hero
in chronological order.”’s
Furthermore, curiosity surrounded the personalities of the
ancient poets such as Homer and Hesiod. At least Hesiod
provided autobiographical details which later poets imitated.
His encounter with the Muses became a commonplace to be
found with appropriate variants in Parmenides, Callimachus,
Ennius, Propertius, and others. Speculations about the lives of
Homerand Hesiod are certainly earlier than the fifth century B.c.
Heraclitus refers to a story about the death of Homer as
common knowledge (frag. 56). According to Tatianus,
famous inscription of Heropythos of Chios? show that in the
fifth century in Greece quite a few families, apart from
the Spartan kings, produced genealogies going back to the
eighth or ninth century B.c. But this interest in genealogy
does not seem to have produced a corresponding interest in
biography. If we are to judge by Hecataeus, he told stories
about himself, not about his ancestors. The Roman aristocrats
3R. Keydell, RE s.v. “Peisandros,” 144; Wilamowitz, Textgesch. d. griech.
Lyriker, 66 n. 1.
4E. Jacoby, Abhandl. zur griechischen Geschichtschreibung (1956) 116; H. T.
Wade-Gery, The Poet of the Iliad (1952) 90.
del Passato 112 (1967) 1-28.
sG. M. A. Hanfmann, “Narration in Greek Art,” American Journal of
Archaeology 61 (1957) 73.
6 R. Pfeiffer, History of Classical Scholarship (1968) 11; cf. R. Cantarella, Parola
search on the life of Homer (Diels, Vorsokratiker I 51).°
Theagenes of Rhegium, who lived before soo B.c., did reof the third and second centuries B.c. knew, or at least spoke,
mote about their ancestors of the fifth century than the Greek
aristocrats of the fifth century spoke about theirs of two or
three centuries before.
But the Greeks had a long-standing interest in heroes of the
past—Heracles, Theseus, Oedipus—and this is directly rele2 SGDI 5656. For the date, L. H. Jeffery, The Local Scripts of Archaic Greece
Pagina 4
Bekijk in PDF(opent in een nieuw venster)Research—or imagination—about the lives of Homer and
Hesiod was intensified in the fifth century. The clan of the
Homeridae who rather dubiously claimed descent from Homer
through a daughter of the poet may have contributed to the
formation of the fifth-century legends about the two poets.
Learned men collected previous traditions and drew inferences from the poems themselves. Even Thucydides took an
interest in such biographical details. He tells us that in 426
the Athenian strategos Demosthenes camped with his army
“in the precinct of Nemean Zeus, where the poet Hesiod is
said to have been killed by the men of that region, an oracle
having told him that he should suffer this fate at Nemea”
(3.96).
The publication of Papyrus Michigan 2754 in 1925 at last
proved that Nietzsche had been right after all in attributing
the authorship of the so-called „Agon between Homer and
Hesiod to the sophist Alcidamas who lived about 400 B.c.
The text transmitted by the Byzantine tradition has interpolations not earlier than Hadrian. The fact that E. Meyer? and
Wilamowitz® were among the opponents of Nietzsche who
were shown to be wrong by Papyrus Michigan has its
amusing side—the more so because Meyer had acutely perceived that Aristophanes, Peace 1282-1283, alluded to an
episode to be found also in the Agon. Meyer implicitly recognized that the author of the Agon had worked on material
circulating in the second part of the fifth century B.c.
There is nothing surprising in the conclusion of the Agon:
the victory of Hesiod over Homer. Hesiod in his Works and
Days had boasted of his victory in Chalcis but had left his
rivals unnamed. When the biographers chose to make Homer
the rival of Hesiod in order to establish that there had been
contact between them, they had to take the consequence and
accept that Hesiod had had the best of Homer. The personal
contribution of Alcidamas to the legend of the contest
8 Die Ilias und Homer (1916) 396-439.
7 Hermes 27 (1892) 378 n. 1.
Fifth-Century Biographies and Autobiographies | 27
debate.? It may be nothing more than the notion that Hesiod
between the two poets is unclear and has been the subject of
received the prize because he was the poet of peace whereas
Homer was the poet of war. This would be in keeping with
the humanitarian feelings of Alcidamas, who sympathized
with the Messenians against the Spartans and declared that
there is no natural distinction between free men and slaves.
Another subject which interested fifth-century readers was
the life and thought of the Seven Wise Men. The so-called
century.10
drinking songs of the Seven Wise Men quoted by Diogenes
Laertius with the formula 7év 8 ddomévwv adroû evdoriunge
rde are generally recognized as fifth-century products. Pap.
Soc. It. IX 1093, as Bruno Snell saw, virtually proves or confirms that a Banquet of the Seven Wise Men circulated in the fifth
century B.c. In more popular quarters stories were told about
the life of Aesop. Herodotus had some knowledge of it, as
the curious anecdote in 2.134 about Aesop’s murder in Delphi
shows. It is more difficult to say whether details of the Delphic
story of Aesop which we find in Plutarch, De sera numinis vindicta 12.557A (compare Plutarch Solon 28), go back to the fifth
The legend of Archilochus, too, must have been in the
process of developing in the fifth century, if not earlier. About
250 B.C. Mnesiepes referred in his inscription in the Archilocheion of Paros to ancient traditions about Archilochus. One
of these traditions was the encounter of Archilochus with the
Muses. To the best of our knowledge Archilochus never
claimed to have met the Muses. The episode, obviously
modelled on Hesiod, was invented by Archilochus’ admirers.
It has been suggested that this episode is represented on the
Boston pyxis dating from about 450 B.c. If this is correct, it
would confirm Mnesiepes’ statement and place some elements
9 M. L. West, Class. Quart. 17 (1967) 433. Some of his points are controverted
by V. Di Benedetto in a paper published in Rend. Accad. Lincei 1969. For
further bibliography on Pap. Mich. 2754, cf. R. Pack, The Greek and Latin
10 Snell, Gesammelte Schriften (1966) 115; La Penna, Athenaeum 40 (1969) 264.
Literary Texts from Greco-Roman Egypt (1965?) p. 21 no. 76.
Pagina 5
Bekijk in PDF(opent in een nieuw venster)of Archilochus’ legend before 450 B.c.!! One wonders how
much of the biography of Sappho and Alcaeus—which interested both vase painters and Herodotus (2.135)— was put
together in the fifth century.
If we knew more about the literary studies of Hellanicus,
Damastes, and Glaucus of Rhegium, we should be in a better
positicn to appreciate that research on the lives of the poets,
of the Seven Wise Men, and even of the plebeian Aesop was
part of the new urge to collect information about Greek
literary antiquities. Hellanicus wrote an account of the winners of the Carnean games (kapveovixaı) which included at
least one excursus, if not more, on the development of music
Glaucus on “ancient poets and musicians.” Hellanicus and
in Greece. Damastes wrote a work on poets and sophists, and
Damastes, needless to say, were famous antiquarians. The
title of Glaucus’ book is clearly antiquarian.
The existence of real, full-fledged biographies of literary
men is more doubtful. Theagenes may have written a biography of Homer. There is an increasing inclination among
responsible scholars, suchas F. Jacoby, to recognize in the substance of the so-called Herodotean lifeof Homer a fifth-century
document— though not of course from Herodotus’ pen.!2
The conclusion is that we must distinguish between contributions to biography (such as the Agon between Homer and
Hesiod or the Banquet of the Seven Wise Men) and real, fullfledged biographies (such as the alleged lives of Homer).
Contributions to biography are certain. The existence of
fifth-century biography of poets and Wise Men is conjectural,
but, I should say, altogether likely.
II
If literary biography takes us among the sophists and other
learned men of the late fifth century, political biography and
11 Archilochus, ed. 1. Tarditi (Rome 1968), with bibl.
12 Wilamowitz, Ilias und Homer, 413-439; Jacoby, Hermes 68 (1933) 10 =
IT;
Kleine Philologische Schriften 1 (1961) 11; R. Pfeiffer, History of Classical Scholarship,
Fifth-Century Biographies and Autobiographies | 29
Sosylus, the historian of Hannibal, may have
autobiographical travel books seem to have their origins in
Ionia half a century earlier. We are told that Skylax of Caryanda—the man who explored the Indian coasts by order of
Darius I and wrote a report on his journey (Herodotus 4.44;
Aristotle Politics 7.13.2)—was also the man who wrote a life
of Heraclides, the famous contemporary tyrant of Mylasa
(Herodotus 5.121). This piece of information comes from a
problematic entry in the Suda and has often been doubted,
but without sufficient reason. The title given by the Suda is
Tra kata “Hpardeiönv tov Mvhaooôv Baoiléa. This means:
“The story of the tyrant (or king) Heraclides of Mylasa,” just
as ra kard Tov TéMov in Herodotus 1.31 means “ The story of
Tellus.” Skylax of Caryanda was obviously the man to write
about Heraclides of Mylasa.!3 Any other theory has to postulate the existence either of a different Skylax or of a different
Heraclides—or even of a different Skylax writing about a
different Heraclides—which is a waste of ingenuity. We do
not know what Skylax’ book was like and whether it was
a complete biography of Heraclides. But it was a book
telling the story of an individual. Skylax appears to have
written some sort of biographical work in the decades about
480 B.c.
directly or indirectly derived from Skylax his information
about Heraclides’ stratagem in a naval battle (FGrHist
176F1).
Skylax may also have written a work with autobiographical
features. The account he gave of his geographical explorations was inevitably a kind of partial autobiography. Accounts
of travels, whether written or oral (to begin with the Odyssey),
must be regarded as predecessors of autobiography. Eduard
Norden showed this long ago. What characterizes Skylax is
that the account of his journey was written in prose and
13 H. Bengtson, Historia 3 (1954) 303 must be revised by taking into account
L. H. Jeffery, Ann. Brit. School Athens 57 (1962) 126. F. Jacoby, FGrHist 709Tı
(1958) seems to agree with what I state in the text, but see his almost contemporary (1957) “Nachträge” (and ed.) to FGrHist 10 (p. 543) with their warning.
Cf. also F. Gisinger, RE III A, 634f.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)Next we know that in about 440 B.c. Ion of Chios wrote an
described real travel. There was more truth in his works than
in the epic poems that went before them.
account of travels—or rather, in his case, of visits ’ Emdyic)
—in which he told of some of his personal adventures and
encounters, such as the meeting with Pericles and Sophocles
during the Samian War. There is no reason to believe that
Ton told his own life from birth, but his tale was of a definite
autobiographical character and a delight to read, to judge
from the fragments.
Thirdly, we have fairly extensive fragments of the pamphlet
written by Stesimbrotus of Thasus on Themistocles, Thucydides, son of Melesias, and Pericles. It used to be classified as
an anti-Athenian pamphlet by an exile from Thasus, a victim
of Pericles’ policies. But Fritz Schachermeyr has shown that
Stesimbrotus probably wrote his pamphlet some years after
the death of Pericles.14 The new date invites us to reconsider
the purpose of the pamphlet. According to Schachermeyr,
Stesimbrotus was a literary man who was mote interested in
recording the peculiarities of political leaders than in attacking
their politics. He seems to have been the predecessor of the
later writers of monographs on tyrants and demagogues.
The name which immediately comes to mind for comparison
is Theopompus, who devoted an excursus of his Philippica
to the Athenian demagogues. Here again, if we have no fullfledged biography, we have an antecedent.
Finally, Diogenes Laertius in his life of Empedocles (8.63)
gives a strange piece of information. He writes: “Aristotle
too declares him [Empedocles] to have been a champion of
freedom and averse to rule of every kind, seeing that, as
Xanthus relates in his account of him, he declined the kingquotation of Aristotle. We should like to know whether the
ship when it was offered to him, obviously because he preferred a frugal life.” This passage raises all sorts of problems.
Diogenes Laertius gives a quotation of Xanthus within a
14 Sitzungsb. Oesterr. Akad. 247, 5, 1965.
Fifth-Century Biographies and Autobiographies | 31
name of Xanthus was mentioned by Aristotle or was added
by Diogenes Laertius or by an intermediate source. We should
also like to be certain that the Xanthus here mentioned is
Xanthus of Lydia, the historian contemporary with Herodotus. And, if Xanthus of Lydia is meant, we should like to be
certain that his name was not used by a later forger or historical novelist to deceive his readers. Nor are we certain that
in referring to an account of Empedocles Diogenes Laertius
meant a biography. Yet I find it difficult to believe that
Diogenes Laertius had in mind anybody but the famous
Xanthus of Lydia. I also believe that his Greek implies that
in his opinion Xanthus had written a book on Empedocles.
What has been prudently translated as “ Xanthus in his account
of Empedocles” reads in Greek: kaddrep Edvbos Ev roîs
mepi aùroû A€éyer. This is Diogenes Laertius’ normal terminology indicating “a monograph about a certain man.” For
instance, «aÜà kat ”AmoAAwvios 6 Túpros Ev tots mepi Zhvwvos
Xanthus had written at length on Empedocles.
dnor (7.6): “Apollonius of Tyre says in his work about
Zeno.” Even if Diogenes Laertius did not mean that Xanthus
had written a book on Empedocles, he at least implied that
I am much less certain that Aristotle quoted Xanthus and
therefore vouches for the authenticity of the quotation. But
Aristotle also knew that Empedocles left unfinished a poem
on Xerxes’ expedition to Greece (frag. 70 Rose = Diogenes
Laertius 8.57)—a tantalising piece of information, for which
'5
Xanthus seems the obvious source.
Neither the chronology of Empedocles’ life nor that of
Xanthus’ has been established with sufficient certainty to allow
us to say that Xanthus could not have written about Empedocles. Xanthus may have been active after 420 B.c. He may
have had many good reasons for being interested in the
Sicilian thinker: he was also interested in Zoroaster, according
to a statement in Diogenes Laertius’ preface (FGrHist
15 J, Bidez and F. Cumont, Les Mages Hellénisés I (1938) 238-240. H. Herter,
REIX A, 1354f.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)765F32) which A. D. Nock successfully defended against
many doubts.
All in all, I do not see anything inherently improbable in
the attribution of a life of Empedocles to Xanthus of Lydia.
cluded the passage of Diogenes Laertius on Empedocles
The Asiatic origin of Xanthus is an argument in favour of
the authenticity of the account of Empedocles attributed to
him. We shall soon see that interest in biographical stories
was more widespread in Asiatic than in metropolitan Hellas.
Jacoby must have had the same impression, because he in-
Fifth-Century Biographies and Autobiographies [ 33
evidence which contradicted their theories, but above all they
had underrated the extent of our ignorance of the affairs of
the Mediterranean world about 500 B.c. In each case one
casual discovery was enough to refute a priori contentions
of able scholars.
Both Perret and Alföldi had underrated the existing literary
only recall two episodes because they are indirectly relevant
to our search. In 1942, during the war, Professor Jacques
Perret created a sensation in France with his thesis Les
origines de la légende troyenne de Rome. He seemed to have proved
that Pyrrhus, king of Epirus, invented the legend of the
Trojan origin of the Romans in 280 B.c. Owing to the war
Professor Perret did not know that while he was writing his
thesis Professor Giglioli in Rome had published archaic
statuettes of Aeneas shouldering Anchises which had been
discovered at Veii. The exact date of these statuettes, which
seem to belong to the early fifth century B.c., does not matter:
what became evident was that the legend of Aeneas was
familiar to Etruscans and Romans at least two centuries before
Pyrrhus. The cult of Aeneas in Italy had nothing to do with
him. A few years ago Professor Alföldi gave seven reasons
for refusing to believe that Rome had made a pact with
Carthage about soo 8.c.17 While his book was in proof
Professor Pallottino published the famous inscriptions of
Pyrgi—two in Etruscan and one in Phoenician—which made
it evident that Rome and Carthage could not ignore each
other about soo B.c., at a time when Rome’s neighbour
Caere was under heavy Phoenician influence.
The value of the evidence I have collected lies, to my mind,
among the authentic fragments of Xanthus the Lydian
(FGrHist 765F33). Here again we have to distinguish between
contributions to biography or to autobiography which are
certain (such as the works by Stesimbrotus and Ion) and fullfledged biographies which are merely probable in varying
degrees of probability (such as those we have attributed to
Skylax and Xanthus).
To sum up, the evidence is neither abundant nor beyond
suspicion; but it allows us to say that both biographical and
autobiographical works were known in the fifth century B.c.
—even outside the narrow sphere of literary and mythological
biography. A few of these works, such as the lives of Theseus
and of Homer and perhaps those of Aesop and of Heraclides
the tyrant of Mylasa, seem to have been biographies according
to the definition of a biography as an account of a life from
birth to death. Other works may simply have been accounts
of specific episodes of the life of a man.
Let us now consider some of the names included in our
previous discussion. Two names belong to Asia Minor,
indeed to marginal zones of Greek culture: Skylax of Caryanda and Xanthus the Lydian. The other two writers, Ion of
Chios and Stesimbrotus of Thasus, were islanders. This point
is important if seen in conjunction with one of the most
17 A, Alföldi, Early Rome and the Latins (1965) 350.
III
mainly in the warning it contains. Too much of fifth-century
Greek literature has been lost. Those who put the origins of
biography in the fourth century B.c. forget this warning.
They seem to assume that what is lost never existed.
The warning is necessary in a field which inevitably leads
us to consider relations between Greeks and non-Greeks.
Our information about the early fifth century is particularly
deficient in the field of international cultural relations. I will
16 American Journal of Archaeology 53 (1949) 275.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)B.c. Though Herodotus was obviously very interested in the
striking features of Greek historiography of the fifth century
family of the Alcmaeonids, in Themistocles, Cleomenes,
Leonidas, and so forth, what he has to say about the life of
the most important Greek leaders is very little. He can tell
long stories about Cyrus, Cambyses, and Croesus or about
Greek men who served the Persian kings, such as the doctor
Democedes and the elder Miltiades (6.34ff). In these cases, as
Professor Homeyer has shown, he organized his material
according to principles of formal biography: origins, youth,
achievements, death. But evidently he found more biographical material in Asia Minor than in metropolitan Greece.
Even the stories of Cypselus and of the Alcmaeonids, the
most conspicuous to come from metropolitan Greece, did
not amount to more than isolated episodes (5.92, 6.125). This
conclusion seems to be supported by what we read in Thucydides. His disinclination to give biographical details is obvious. It may reflect aristocratic disdain for personal details:
in Athens private circumstances were made public and
exploited by writers of comedy and hostile orators or demagogues. But this cannot be the whole truth. Thucydides did
Themistocles, and Pausanias because nobody had taken the
in fact put right essential details of the lives of Harmodius,
raphy, but some invisible barrier seems to have prevented
trouble to do so before.'8 Thucydides was interested in bioghim from pursuing this interest in Athens. The very episodes
of Themistocles and Pausanias about which he wrote belonged
to the history of Greco-Persian relations and had happened
outside metropolitan Greece. Thucydides may have collected
information about them during his exile. This would bear
out the lack of interest of contemporary Athenians in the
lives of the great men of the preceding generation.
The impression one forms in reading Herodotus and Thucy18 Cf, for instance H. Münch, Studien zu den Exkursen des Thucydides (Heidelberg 1935); F. Jacoby, Arthis (1949) 158; O. Lendle, Hermes 92 (1964) 129; A.
Lippold, RAM 108 (1965) 336; C. W. Fornara, Philologus 111 (1967) 291 and
Historia 17 (1968) 400.
Fifth-Century Biographies and Autobiographies | 35
dides is that interest in biographical details about political
figures was more alive in Asia Minor and generally in Ionian
culture than in Athens and other centres of metropolitan
Greece during the fifth century ».c. Can this difference be
The question is at least worth asking. Interest in kings and
explained in terms of cultural influences?
began to write historical prose, Ionia was being ruled by
tyrants is natural where kings and tyrants rule. When Greeks
Persian kings and local tyrants. Furthermore, Asia Minor
was exposed to Oriental tales with their strong biographical
flavour. The stories about the Seven Wise Men may owe
something to their oriental counterparts which go back to
the Gilgamesh epos. These stories were apparently first
recorded in Asia Minor. References to them begin with
Hipponax. The meeting of the Seven Wise Men at Croesus’
court is implied in Herodotus 1.29, though the first explicit
reference is in Ephorus (FGrHist 7oF181). According to
Clement of Alexandria, Stromata 1.15.69, Democritus made
among the Jews of Elephantina in the fifth century B.c. The
his own (plagiarized?) the sayings of Ahiqar. The Aramaic
version of the story of Ahigar is known to have circulated
reliability of Clement on this point is notoriously controversial: E. Meyer substantially accepted it;19 H. Diels (Vorsokratiker® 11.209) gave his reasons for rejecting it. What is
certain in any case is that Theophrastus was acquainted with
the story of Ahiqar (Diogenes Laertius 5.50), which means
that it must have made its way to Greece either in the fifth
or in the fourth century B.c. It got mixed up rather soon with
the story of Aesop, which reveals oriental influences in many
other details. The essential data are collected in Professor
of Babrius and
B. E. Perry’s introduction to his Loeb edition
Phaedrus (1965). Autobiography was a well-cultivated literary
genre in various countries of the Persian Empire from Egypt
to Assyria.2° Both Jews and Greeks reformed their political
19 Der Papyrusfund von Elephantine (3rd ed. 1912) 123-125.
20 The best description of the various types of oriental historiography is
perhaps in E, Täubler, “Die Anfänge der Geschichtsschreibung” in Tyche
Pagina 9
Bekijk in PDF(opent in een nieuw venster)life and their culture and redefined their national identity in
relation to the Persians. We may therefore wonder whether it
is a matter of pure coincidence that in the fifth century
Nehemiah and perhaps Ezra wrote autobiographies in
Judaea, while Ion wrote his autobiographical memoirs in
Chios. Nehemiah’s autobiography was a novelty in Judaea
just as much as Ion’s autobiographical notes were a novelty
in Greece.?!
We are not looking for precise models for Greek biographies and autobiographies in the East. We cannot do so,
because we have no clear idea of what Skylax and Xanthus
put into their biographical work. But we cannot easily discount the impression that it is of historical significance that
both Skylax and Xanthus, the first biographers in the Greek
language known to us, were Persian subjects. Indeed Xanthus
was no Greek at all.
Given our evidence, we are unable to visualize in what way
Greeks and non-Greeks interchanged cultural goods in the
fifth century B.c. But there are occasional glimpses. One is
Herodotus’ allusion to the Persian Zopyrus “who deserted
from the Persians to Athens” (3.160) and who obviously told
(1926) 17-74; cf. also R. Laqueur, Neue Jahrb. f. Wiss. und Jugendb. 7 (1931)
vorderasiatischen Königs- und Fürsteninschriften,” Eucharisterion H. Gunkel
489-506. On oriental autobiographical inscriptions, S. Mowinckel, “Die
(1923) 278-322, is fundamental. Cf. W. Baumgartner, Orient, Literaturz. (1924)
313-317; H. Gese, Zeitschr.f. Theol. und Kirche 55 (1958) 127-145. On Egypt, E.
Otto, Die biographischen Inschriften der ägyptischen Spätzeit (1954). On Assyria cf.
especially H.-G. Giiterbock, Zeitschr.
f. Assyriologie 8 (1934) 1-91 and ro (1938)
45-149. In general E. A. Speiser in The Idea of History in the Ancient Near East
(1955) 37-76. An important text is S. Smith, The Statue of Idri-mi, 1949. We
need a more precise typology of oriental biographical and autobiographical
texts.
21 It will be enough to refer to G. von Rad, Zeitschr. f. Alttest. Wiss. 76 (1964)
176-187; S. Mowinckel, Studien zu dem Buche Exra-Nehemia XIII, especially I,
Oslo 1964-1965; U. Kellermann, Nehemia: Quellen, Ueberlieferung und Geschichte
(1967) 56-87.
Fifth-Century Biographies and Autobiographies | 37
Ion, or Hanno; each of these texts reflects a different religious
him the story of his grandfather at the siege of Babylon.
Herodotus also shows awareness of oriental biographical
inscriptions, though he could not read them (2.106; 4.87;
4.91). Skylax’ report of his sea voyage can hardly be separated
from Hanno’s account of his journey, which belongs to the
fifth century, and probably to its first half. Hanno’s account
of his travels seems to have been translated from Phoenician
into Greek only in the fourth or third century 8.c.22 Other
similar texts may have been translated earlier. The bilingual
res gestae which Hannibal left behind in Italy are rooted in a
tradition of autobiographical inscriptions in Carthage, which
in its turn was connected with oriental models. Darius’
Behistun inscription was certainly no model for Nehemiah,
and political outlook. But just as the Jews of Elephantina had
a copy of the Aramaic text of Darius’ autobiography, so the
Ionians must have had copies of its translation into Greek.
Autobiography was in the air in the Persian Empire of the
early fifth century, and both Jews and Greeks may have been
stimulated by Persian and other oriental models to create
something of their own. We must dismiss the old preconception that all the autobiographies of the East were religious
documents and uniform. What has come down to us is varied
enough; and at the same time what we have is no fair sample
of what has been lost.
These are random remarks from which it would be foolish
to draw any firm conclusion. Biographical research about
literary and artistic personalities of the past developed in
connection with specific philosophical and cultural interests
of the Greeks and appears to have been an independent
have affected: (a) autobiographies; (b) anecdotes (entertaining
achievement. External influences, if any, would, however,
22 Cf, for instance R. Sénac, “Le périple du Carthaginois Hannon,” Bull.
bilingual res gestae: Livy 28.46.16.
Assoc. G. Budé 4, 4 (1966) 510-538, for recent discussion, but S. Gsell, Hist.
sible ed. of the text in C. Müller, Geographi graeci minores 1 (1855). Hannibal’s
ancienne de I’ Afrique du Nord (31d ed. 1921) I 468-523, is still basic. Most acces-
Earlier biographical elements in the Bible are discussed by J. Hempel,
Geschichten und Geschichte im Alten Testament bis zur persischen Zeit (1964). On the
special problems of the so-called Baruch biography in Jeremiah cf. for instance
Einleitung in das Alte Testament (31d ed., 1964).
A. Weiser, Glaube und Geschichte im Alten Testament (1961) 321-329; O. Eissfeldt,
Pagina 10
Bekijk in PDF(opent in een nieuw venster)stories) about Aesop, Wise Men, and international adventurers like Democedes; (c) biographies of contemporaries (such
as the life of Heraclides by Skylax?; and the life of Empedocles by Xanthus ?).
IV
It remains true that neither biography nor autobiography
became prominent literary genres in Greece in the fifth
century B.c. We cannot generalize about society in the fifth
century. But at least for Athens we can say that the cultural
background as a whole did not favour the prominence of
biography or autobiography.
Neither tragedy nor sculpture, as practised in the fifth
century, displayed skill in biographical techniques. The interest of the poets who wrote tragedy was in decisive situations—situations from which inescapable consequences or
at least inescapable alternatives followed. The idea of telling
the life story of Oedipus or of Antigone step by step from
birth to death in order to elucidate their characters and their
importance is just the opposite of the tragic attitude. Tragedy
must be entirely present to the spectators. As Aristotle perceived, there would be no possibility of Katharsis if the
spectators had to identify themselves with events they had not
experienced. The same communication of the essential—to be
apprehended at one glance—is characteristic of much, if not
all, classical sculpture. The struggle between the Lapiths and
the Centaurs on the western pediment at Olympia or the
cavalcade on the frieze of the Parthenon are not episodes of a
biography.
As I have intimated before, I have no desire to deny that
even in Greek sculpture one might find embryonic attempts
at biographical narration. It is a nice point whether the twelve
Fifth-Century Biographies and Autobiographies | 39
ot Euripides.
of it would take us too far. If we were prepared to see biographical episodes in certain vase scenes of about 500 B.c.—
for instance Croesus on his pyre in Myson’s amphora—this
still would not take us beyond that preliminary stage of
biography which is the single anecdote.
Comedy and history raise more troublesome questions in
their relations to biography. Comedy is different from tragedy
in that it makes the spectators uncertain about their position
as spectators. The game of allusions, the play with parody,
the contemporary setting compel the spectator to remember
details of ordinary life and of individuals with whom he is
personally acquainted. There is abundant biographical and
autobiographical material in the comedies of Aristophanes.?3
We know that Hellenistic biographers exploited it for their
biographies of fifth-century Athenians. But by the time they
did this, Aristophanes and his public had long been dead.
Fifth-century comedy was meant to make people laugh at
situations to which they could not feel extraneous: it was no
objective contribution to the biography of Socrates or Cleon
The relation between history and biography is bound to
come up in various contexts here. Greek historians were
matter was states, not individuals. The close connection beconcerned with political and military events. Their subject
community rather than with the individual. Herodotus and
tween history and geography emphasized concern with the
Thucydides wrote in a period in which the most important
decisions were taken by the states in their councils and assemmilitary and political transactions were in the hands of collecblies. This produced or at least reinforced the impression that
tive bodies. Other new sciences, such as medicine, confirmed
this collective approach. Men living in different parts of the
earth were ipso facto assumed to have different attitudes or
23 Aristophanes talks directly about his past experiences in the parabasis of
some of his comedies, notably in the Knights, Clouds, Wasps, and Peace, This form
metopes at Olympia describing Heracles’ twelve canonic
labours were meant to be read as sections of a biographical
account. One might perhaps also find some biographical
see W. Kranz in RE XVIII, s.v. “Parabasis.”
of autobiographical speech remained confined, as far as I know, to Old Comedy:
intention in vase painting, but the definition and discussion
Pagina 11
Bekijk in PDF(opent in een nieuw venster)Fifth-Century Biographies and Autobiographies | 41
ness were to him factors of success both in politics and in
historical writing. I have sometimes suspected that Thucydides saw Herodotus as a Cleon among the historians. Both
abilities. Stable connections were postulated between climates
Cleon and Herodotus tried to please their readers: both were
and constitutions, and in their turn constitutions were supposed to condition the behaviour of individuals. The intelotatory, sophistic discussions. History remained what the
first historians made it: a study of political and military
actions. There was no desire to probe deeply into its foundations, to re-examine the role of the individuals in it. Indeed
the implicit separation between biography and history of the
fifth and fourth centuries B.c. was to become explicit later, at
least from Polybius onwards.
One word more before I take leave of the fifth century
public which was much more interested in tragedy, comedy,
Historiography took the Greeks by surprise in the fifth
century. It was the creation of a few men—Hecataeus,
Herodotus, Thucydides, Hellanicus. There was very little
preparation for it in the preceding century. The powerful
personalities of the first historians imposed history on a
belonged. That excluded biography.
his appreciation of individuals to their contribution to political life in specific moments: and so after all did Herodotus in
the case of most Greek politicians. The value of the individual
lay in his contribution to the welfare of the state to which he
demagogues, in Thucydides’ eyes. But Thucydides confined
lectual atmosphere in which history was born was one of
faith in collective organization and of trust in natural explanations. It was a reaction to the faith in individual salvation and
to the admiration for individual exploits which had characterized the age of the tyrants. Orators were not allowed to
mention individual names when they delivered the official
funeral speech for the dead in war. All this, of course,
affected Herodotus less than Thucydides, the history of the
Persian Wars less than the history of the Peloponnesian Wars.
But the trend is clear in Herodotus also. The Spartans and
the Athenians, not Leonidas and Themistocles, are Herodotus’ protagonists of the Persian Wars. There is no indispensable Achilles or Hector in them—which shows the limits of
Herodotus’ debt to Homer. The idea that one could treat the
Persian or the Peloponnesian Wars in biographical terms
never dawned upon the mind of any Greek historian of the
fifth century.
No history, however bent on emphasizing collective
decisions, can manage to get rid of the disturbing presence of
individuals: they are simply there. Indeed the Greek historians
B.c. I have tried to give what evidence I think exists for
biography in the fifth century, but I have not tried to speculate on the awakening of the Greek biographical spirit. I
deeply respect recent works on La naissance de l’histoire (which
is the title of a book by Frangois Chatelet) or on The Awakening of the Greek Historical Spirit (which is the title of a book
by Professor Chester Starr). Personally, however, I suspect
that this search for what made historiography or biography
chosen by lot like judges and councillors. One can go a step
further. The discovery of history as a new intellectual discipline implied the recognition that understanding of human
a specific ability. The Athenian strategoi were elected, not
very rewarding. Professor Starr, for instance, finds the conditions for the awakening of the Greek historical spirit in the
world of the epic, in the colonial expansion of the Greeks, in
never denied that individuals affected military and political
events. The very practice of democracy implied trust in
leaders and created the climate for schools for leaders—as the
sophists’ schools were. Military leadership was recognized as
affairs was both possible and valuable. In so far as the politia new awareness of time, in the rise of the polis, in the new
possible in the fifth century B.c. is bound to be vague and not
Education, mental alertness, specific competence, and seriouscian was committed to the understanding of political affairs,
there was an obvious similarity between the politician and the
historian. Thucydides at least had no doubt that his ability
to understand human affairs was akin to that of Pericles.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)individualism of lyric poetry. All these phenomena—and one
could add many others, such as the monologues of heroes in
epic poetry—have some vague connection with the creation
of historiography and biography, but they belong to earlier
centuries. They are neither contemporary with the rise of
historiography and biography nor with each other. Either
taken one by one or taken together, they do not explain the
appearance of the first historical and biographical books in
the fifth century.
For those who care to understand the mood which characterizes the little we know of biographical research in the fifth
century, the extant fragments of Ion and Stesimbrotus are
better guides. We can observe curiosity for the ways of eminent men, taste for the adroit answer, dislike for political
opponents. With more diffidence and reserve, and therefore
with fewer personal dislikes, the same mood is to be found in
Herodotus.
III
The Fourth Century
I
We no longer have to ask why the contemporaries of great
As soon as we turn to the fourth century the change is
obvious. We no longer have to explore remote corners to
find evidence of interest in biography and autobiography.
and family life. I shall only recall the well-known fact that in
Greek men were so little interested in them. The evidence for
interest in biography and autobiography becomes abundant
and permeates all aspects of literature. Funerary monuments
confirm this interest by their presentation of intimate personal
sion of his father Maeander.! In the joint monument of
the fourth century B.c. epigrams on tombs contain more
biographical details than those of former centuries. Age,
place of birth, name of father, cause of death become more
frequent elements of an epitaph. Thus Asclepiades Maeander
is presented as a successful doctor who followed the profes-
Philagros of Angele and Hegilla daughter of Philagros, the
daughter gives her age and says that her husband will bear
witness to her virtues (Peek 107). In an epigram from Thebes
young Timocles, son of Asopichos, has his victories in the
horse races exactly recorded (Peek 95). Visitors to sanctuaries
patients in the sanctuaries of Asclepius were talkative about
recorded their experiences on stone. More particularly the
1 W. Peek, Griech. Grabgedichte (1962) no. 82.