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EDS QVM A .
EDwARDs, Mark J.- Being, life and mind: a brief inquiry. SyllClass 1997 8: .
191-205, + Jamblichus was the first to establish this neoplatonic triad in the
canonical order, and did so from basic Platonic tenets, not from the Chaldaean
Oracles or any Gnostic texts, contra P, Hadot (> 31, p. 172). —
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SUYLLETAT LAS Sick
ed
Being, Life and Mind: a Brief Inquiry
Mark J. Edwards
For Iamblichus and the later Neoplatonists, the noetic or intelligible triad is the
symbol of the demiurgic mind in its procession from and reversion to the
fountainhead of being.! When being overflows from its self-sufficiency, it begets the
amorphous energy of life;
but life, though inexhaustibly dynamic, remains
inapprehensible without the determining qualities of mind. Being is the source of all
existents, life of soul, and mind of the lower intellects: a law divined by Proclus
therefore states that what is higher in the order of procession will be present in a lower
tier of the generated world.? All things in the world have being, some have life, and
only a few of these possess intelligence; for that very reason, the intellectual principle
is the lowest of the three:
Among these principles Being will stand foremost; for it is present to
all things which have life and intelligence . . . but the converse is not true . . .
Life has the second place; for whatever shares in intelligence shares in life, but
not conversely ... The third principle is intelligence; for whatever is in any
measure capable of knowledge both lives and exists.
(Proclus, Elementa 101)
This triple thread was not spun out of nothing. Plato had declared, in a famous
passage of the Sophist, that the essence which gives rise to all existents would be
weaker than its offspring were it not already instinct with life and motion (Sophist
248e). Since it is by life that being imparts itself to us, and through our minds that
1
All research on this topic is indebted to P. Hadot, Etre, Vie, Pensée chez Plotin (Geneva
1960) 107-41, La Metaphysique de Porphyre (Geneva 1966) 127-57, and Porphyre et
Victorinus,
vols. 2 (Paris 1968). For review and bibliography, see A. Smith, “Porphyrian Studies
since 1913,
Aufstieg und Niedergang der Römischen Welt, vol. 2, 36.2 (Berlin 1987) 717-73.
Some of my
remarks here are anticipated in M.J. Edwards, “Porphyry and the Intelligible Triad,” JHS (1990)
Translation by E.R. Dodds, Proclus. The Elements of Theology (Oxford 1963) 91.
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View in PDF(opens in a new window)we participate in being, each of the three implies the other two. Drawing upon the five
prime categories (nEyıora yévn) of the dialogue
— being, rest, motion, identity and
difference —the Neoplatonists equated mind with rest and life with motion. As rest
sustains identity and motion produces difference, all five n&yıora yévn are included in
the triad, and without it nothing further could exist3
Identity and difference are the elements from which the Demiurge creates the
soul in the Timaeus; he himself, as a being who spontaneously communicates his
goodness, is another illustration of the axiom that perfection must be accompanied by
motion.4 The receptacle in which he shapes the cosmos suffers constant, though
unregulated, motion; the intellectual paradigm which he imitates can never be
estranged from its repose. According to the handbooks of the early Roman period,
the paradigm, the receptacle (or matter) and the Demiurge (“God”) are the three
cosmogonic principles of Plato; we shall see that it is no great change to rebaptize
the members of this triad, in the Neoplatonic idiom, as being, life and mind.
We see, then, that the concept and nomenclature of the Neoplatonic triad are
inchoate in the dialogues of Plato; for all that, it did not mature as a system there and
is not among the trinities which populate the works of his immediate successors. The
triad owes its celebrity in modern times to Hadot,6 who looks for its first expositor in
Porphyry, and its earliest occurrence in that mysterious compilation which the
Neoplatonists styled the Chaldaean Oracles. Though neither these nor Porphyry’s
reports of them survive except in fragments, Hadot contends that we have a loquacious
mouthpiece of the latter in a Christian writer, Marius Victorinus, who correlates each
member of the triadwith a Person of the Trinity. This claim, if true, might lead to our
crediting Porphyry with an influence that he would have found surprising and
pernicious; for Marius Victorinus made the Platonists accessible to Augustine, whose
laborious speculations on the Trinity have defined, for over one and a half millennia,
the orthodoxy of the Christian west.”
My object in this paper is to question all these claims. I shall argue that the
terms employed by Porphyry and the Oracles are not simply interchangeable with
other formulations; that the sequence being-life-mind had a place in Christian
speculation of the third century that was largely independent of its history in
Neoplatonism; and that when Augustine cites these terms from Marius Victorinus, he
3
For Plotinus’ interpretation of the Sophist, see J.M. Charrue, Plotin Lecteur de Platon
(Paris 1978) 205-29; Porphyre et Victorinus, vol. 1 (above, note 1) 219-22.
4
See Timaeus 29e-30a; and on the interpretation of the Demiurge, A.J. Festugiére, La
Révélation d'Hermès Trismégiste, vol. 4 (1953) 275-92.
5
See Hippolytus, Refutatio 1.19.1, with the annotations of M. Marcovich, Hippolytus:
Refutatio Omnium Haeresium (Berlin 1986) 76; C. Moreschini, “La ‘doxa’ di Platone nella
‘Refutatione’ di Ippolito,” Studi Classici et Orientali 21 (1972) 254-60.
6
See the articles by Hadot (above, note 1).
7
See P. Henry, “The Adversus Arium of Marius Victorinus,” Journal of Theological Studies
1 (1950) 42-55; for recent doubts as to the relation between Augustine and Victorinus, see P.
Manchester, “The Noetic Triad in Plotinus, Marius Victorinus and Augustine” in Neoplatonism and
Gnosticism, J. Bergman and R.T. Wallis, eds. (Albany 1992) 207-22.
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193
does not accept the thought that underlies them. The evidence persuades me that
among the Neoplatonists Iamblichus was probably the first to give canonical
expression to the triad, though his predecessors might have seen there nothing but the
expression of their uncompleted thoughts.
Among the pagan claimants to the invention of the triad, the Chaldaean
Oracles are almost certainly the oldest, even if they were not composed, as tradition
states, in the reign of Marcus Aurelius. Michael Psellus detects an echo of them in
Plotinus, and Porphyry’s defence of the Chaldaeans enjoys a painful immortality in
Augustine’s City of God?
While the noetic triad was by no means the highest principle in the Chaldaean
system, it was the first whose attributes the Neoplatonists ventured to expound.!0
Trinities are legion in the late reports of Proclus and the Byzantines, and half a dozen
fragments of the Oracles make mention of a triad; but none of these enumerates all
three members, and the triad seems to be not so much a family of three as a filiation of
one double to one simple entity:
A dyad sits by this one, for it has the functions both of comprehending
the intelligibles by intellect and to introducing sense-perception to the world.
(Chaldaean Oracles, frg. 8)
The dyad which fuses sensory perception with intelligence is identified in another
place as the Second Mind, which mortals style the first.!! The Father is a dark abyss,
known only through his illuminative force or dunamis; the filial mind, as Demiurge,
communicates this force to the material universe.!2 In his exercise of dunamis, the
Father keeps back something of himself; none the less, his dunamis sits closer to him
than the Second Mind:
The Father has withdrawn himself, not enclosing his own flame in his
intellectual dunamis; dunamis sits with him, but mind is from him.
(Chaldaean Oracles, frgs. 3~4)
See H.D. Saffrey, Recherches sur la Néoplatonisme apres Plotin (Paris 1990) 209-15.
Edited by J. Bidez, Vie de Porphyre (Ghent and Leipzig 1913) appendix 2.
10
For the commentaries of Psellus and Proclus, see E. des Places, Oracles
Chaldaiques
(Paris 1971) 153-224. Psellus (page 194, etc.) makes it clear that the first triad follows a number
ineffable principles.
of
11
See Chaldaean Oracles, frg. 7. The relation between this and Numenius, frg. 17, remains
obscure. See e.g., E.R. Dodds, “Numenius and Ammonius,” Entretiens Hardt 5. Les Sources
de
Plotin (Geneva 1957) 11; but the possibility of a later dating for the Oracles must
be taken into
account (above, note 8).
See especially Chaldaean Oracles, frgs. 1 and 5.
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View in PDF(opens in a new window)This force, like other terms, has a mythological appellation: Hecate, the patroness of
magic, is said in both the fragments and the commentaries to sit between the two
paternal minds:13
Hecate’s centre is carried in the midst of the Fathers.
(Chaldaean Oracles, frg. 50)
Have we then to do with a quaternity —the dyadic Son, the paternal Monad and Hecate
between them? None of the extant fragments tells us so, and such an inference would
neglect the very meaning of the term dunamis, which is not used in philosophy to
signify determinate or separable being. dunamis is mere potentiality, a capacity for
being which is wholly unintelligible, and therefore barely real, until it is brought to
actuality. Nothing subsists as mere potentiality, yet nothing exists at all unless it
actualizes some potentiality; while the potential makes the actual possible, it is only by
the resulting actuality that the potential is defined.
I may seem to be dwelling here upon the wrong sense of dunamis, which with
reference to the Father surely ought to signify not “potentiality” but “power.” But
just as we can apprehend potentiality only in the light of its supervenient actuality, so
we can think of no power which is not the power to realize some effect. The dominant
physics, that of Aristotle, states that where there is an agent and a patient, the exercise
of the agent’s power fulfils the actualities of both.!* But where there is only God,
there can be no patient, and the sole effect to which his power can tend is the
fulfilment of itself as actuality; this it can achieve only by reversion to the father, in
the course of which it actualizes mind. Mind, as the actuality of dunamis, is thus the
precondition for the existence of its own matter and the working of its own efficient
cause.
Therefore the very dunamis which creates the possibility of a Second Mind is
the source of its duality. In so far as it is mind, it is immutable; in so far as it is
dunamis, it tends perpetually to the realization of something other than, and
consequently inferior to, itself. Psellus calls the Second Mind both the dunamis and
the horos or definition of the Father;!? the terms seem antithetical, yet logic indicates
that where a dunamis is nameable as dunamis, it submits to definition. Psellus also
states that the Second Mind is a transcendent dyad (8ìs èmékeuva), supervening on the
Father’s dunamis.!® In fact, it is not so much that dunamis precedes the dyad as that
dunamis, like mind, is half the dyad. The dyad is by nature indeterminate, and hence
unformed by intellect; for all that, it is dunamis, in so far as it admits of being
qualified by the very name of dunamis, that constitutes the mind.
According to the commentators Hecate also exercises influence outside the
noetic triad, and as the wellspring of her own trinity, dispensing soul in the left-hand
For a recent study of Hecate in the Oracles, see SI. Johnston, Hekate Soteira: a Study of
13
Hekate’s Role in the Chaldaean Oracles and Related Literature (Atlanta 1990).
14
See, e.g., Aristotle, Physics 202a1 3ff.
15
See Psellus, Papyri Graeci 122, 1144a14, 1144b4 = É. des Places (above, note 10) 180-1.
See Papyri Graeci 122, 1152a4 and frg. 169, with des Places’ note (above, note 10) 147.
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View in PDF(opens in a new window)stream and virtue in the right, becomes the source of life in the generated universe.!7
Since Hecate is dunamis, the force that always tends to change and otherness, this
continuing emanation is in keeping with her nature. At the same time it leads her into
schism, since in her higher nature she resides between the two paternal minds, but in
the form of soul, her lower aspect, she is inferior to both:
After the paternal intelligences dwell I, soul, ensouling all with warmth.
(Chaldaean Oracles, frg. 53)
Commentaries suggest that in this lower sphere the activity of Hecate is life, which for
the Greeks was an essential operation of the soul. From this some modern scholars
have deduced that Life is itself a name for Hecate, and the Oracles already contain the
triadic series being, life and mind.!8 Yet this is a rash conclusion, as life is a function,
not the essential character, of Hecate in the Oracles, and then in her intermediate, not
her most exalted, aspect. Psellus in his Commentary alludes to the later triad, but not
in his account of the higher cosmogonic agencies, where the middle term is always
19 If it is the case (and it has not been proved) that Porphyry knew this triad
dunamis
and purported to have found it in the Oracles, that is no proof that it was there to be
discovered, since he could either have imposed his own nomenclature or borrowed it
from an independent source.
If Plato was his well of truth, his windlass was the teaching of Plotinus. Hadot
and others have cited numerous passages from the Enneads where being, life and
mind conspire in the origin of sensible and intellectual natures.20 It is not so clear,
however, that these terms make upa triad by themselves, or are presented in an order
which implies that mind originates from being through the medium of life. What is
certain is that mind and life proceed from being, and are closely interfused. Life in the
intellectual world is a function of the mind in its reversion to its source (Enneades
6.7.15); mind, where it is active in the lower realm, always coexists with life
(Enneades 3.6.6. etc.).
Intelligence and vitality are notes of being both in the noetic sphere and in the
present universe; but it may be that the gradient entails a certain difference in the
sequence of activity. Life, as an operation of the soul, falls short of intellect in dignity,
and when transcendent principles are in question it will therefore be the third:
17
See Chaldaean Oracles, frgs. 51-52. On Hecate’s role as Life, Nature and Soul, see H.
Lewy, The Chaldaean Oracles (Cairo 1956) 84-99.
See Plato, Phaedo 105d; Aristotle, De Anima 412a28 etc.; Hadot, La Metaphysique de
18
Porphyry (above, note 1) on the noetic triad in the Oracles.
See des Places (above, note 10) 189 and 197. In both the first term of the triad is the
19
Father, rather than Being. For the occurrence of the noetic triad, see page 182 (= Papyri Graeci 122,
See Hadot, Être, Vie, Pensée chez Plotin (above, note 1); Dodds (above, note 2) 252-54.
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View in PDF(opens in a new window)If now that which is should be taken as existing first, then mind, then
the living being—for this appears already to “contain all things” [Timaeus
31a4]—and mind is second because it is an energy of being
— number would not
depend on the living being, since before it there were already one and two; nor
would it depend on mind, as before it was being, which is one and many.
(Plotinus, Enneades 6.6.8.17-22)
Here the chief text proposed for exegesis is Timaeus 39e, where mind is said to
contemplate the ideas in the perfect living being. As Hadot and others have observed,
the interpretation of this passage in the third century always yields the sequence being,
mind and life
21 Elsewhere, however, Plotinus seems to put life in the second place,
on the grounds that life is motion, whereas mind is the determination of motion as an
energy or activity of being:
One who considers this manifold power (dunamis) calls it being in so
far as it is, as it Were, a substrate, then motion, in so far as he sees its life, then
rest, because it is invariably the same, and difference and sameness, in so far as it
is altogether one.
(Plotinus, Enneades 6.7.3.8-11)
But here we find all five péyora yévn of the Sophist, and it seems a little tendentious
to abstract the first three members as an independent triad. At Enneades 5.3.16—
an
obscure text if there are any in Plotinus—life is said to imitate the life in the first
existent, whereas mind imitates its essence, and Enneades 6.7.17 repeats the axiom
that mind gives form to life. At Enneades 3.6.6, Plotinus notes that motion is the first
property that raises natural bodies above the level of naked being; it follows, then, that
life will be more generally distributed, and in some sense prior, to mind.
To discern this threefold ranking in the physical world, however, one has no
need of the Sophist, the Timaeus or any dialogue of Plato. No society wholly fails to
distinguish the inanimate from the animate, and the division of living creatures into
rational and irrational has been a cornerstone of western thought. These premisses are
synthesized in Plato's notion of man as a trichotomy of body, soul and intellect; but
also (for example) in the Aristotelian theory which discriminates the vegetative,
sensitive and rational capacities of soul.
Life as a source of intellect is not found in Plotinus, but, as Hadot has
pertinently observed, he feels some need of an intermediary between the source of
being and the cosmogonic mind.?? This intelligible matter (as he calls it) has been
plausibly compared with the indefinite Dyad of the Pythagoreans, which is not itself
an entity but the cause of propagation from the Monad.23 The designation
“intelligible matter” is anomalous in so far as it is not the receptacle of concrete
being but something prior to it, and, because it is not susceptible of differentiation, it
21
See Hadot, Etre, Vie, Pensée chez Plotin (above, note 1) 116-19: Smith (above, note 1)
729-30. See further J.M. Dillon, “Plotinus, Enneades 3.9 and later Views on the Intelligible
World,” TAPA 100 (1969) 63-70.
22
See Hadot, Etre, Vie, Pensée chez Plotin (above, note 1). For intellectual matter, see
Plotinus, Enneads 2.4.4.2-5 etc.
See especially J.M. Rist, “The Indefinite Dyad and Intelligible Matter in Plotinus,” CQ 12
(1962) 99-107; L. Gerson, Plotinus (London 1994) 101.
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View in PDF(opens in a new window)guarantees the unity of intellect at the same time as enabling it to exist as something
other than the One.
In the vocabulary of Plotinus, this precursor of the intellect is distinguished
from its life, which accrues to it in the course of its reversion to the highest principle.
But this is merely a lexical observation on a subject, which, as Plato, warned, is not to
be approached except by a kind of bastard reasoning.24 Matter, having no form,
cannot exist but as the substrate of some formally determined entity; mind is thus
constitutive of matter no less than matter is constitutive of mind. And, since the mind
acquires its formal being by a process which necessitates reversion, the life which is
implied in that reversion is as much the cause of mind as its effect. Plotinus thus
made way for an equation of the life that resides in intellect with the indeterminate
potency that generates the intellect; the question now is, which of his disciples was the
first to take this way?
Porphyry cannot fail to be a candidate, as he codified the lectures of his master
and reduced the Chaldaean Oracles to an economic trinity of triads.25 Two familiar
members of the first triad are the Father and his intellect; the third remains concealed
by the real or feigned incomprehension of Augustine:26
For he speaks of God the Father and God the Son, whom he calls in
Greek the paternal intellect or . Of the Holy Spirit, however, he either says
nothing, or says something under a veil; though what he means by the other
which is between these I do not know.
(Augustine, De Civitate Dei 10.23)
The evidence that the median term is life is: first, that Porphyry read Plotinus, second
that he was read by Victorinus; third that he recognises all three terms in a comment
on the Timaeus. The first point would be sound if we knew that Porphyry had tried to
prove congruity between Plotinus’ doctrines and the Oracles; the second would
suffice if Victorinus never read any Neoplatonist but Porphyry. Since we have no
right to these assumptions yet (if ever), the argument must rely on one report:27
. . . according to [Porphyry and Theodorus] . . . the Sun, being
Essence, journeys to Intellect through Life; Venus, being Intellect, yet proceeds
through Life to Intellect; Mercury is Life, but proceeds through Essence to
Intellect. This Intellect, however, to which they all turn, is in one case
essential, in another intellectual, in another vital.
Porphyry’s contribution is occluded by the name of Theodorus of Asine, who, being
later than lamblichus and possibly his pupil, might have seen the noetic triad where it
24
See Plato, Timaeus 52b; the “Pythagorean” Timaeus Locrus 94b interprets this as
reasoning by analogy.
25
See Lewy (above, note 17) 1-64; Hadot, La Metaphysique de Porphyre (above, note 1)
26
See Bidez (above, note 9) 36*; cf. the passage cited from Arnobius, Adversus Nationes
2.25 by J.M. Dillon, “The Concept of two Minds: a Footnote to the History of Platonism,”
Phronesis 18 (1973) 176-83.
Translation by Dillon (above, note 26) 357 (annotation to In Timaeum, frg. 70).
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View in PDF(opens in a new window)was only half expresse28
d In any case, the excerpt gives no clue as to
the ordering of
the triad; or if it does, the median place does
not belong to life. Proclus testifies that
Theodorus espou
sed a version of the triad in which life succeeded mind:
29
He designates the first intellect essential,
substance, the third the source of souls.
the second an intellectual
(Proclus, In Platonis Timaeum Commentarii
3.309)
We cannot say that the sequence of the terms
is insignificant when Proclus himself
insists upon another. Hadot is right to infer
that the canonical triad cannot have been
devised by Theod
orus;30 but where does he find the evidence that Porph
it in the order and the terms maintained by
yry espoused
Proclus? Only in a fragment from a
commentary on the Parmenides, which lacks the author
’s name:
3!
According to the first idea it is one and simple
simple in respect of substance (öapkı
.. . but neither one nor
s), life Cu) and intellection (vónors
).
I have written at length elsewhere against the
ascription of this work to Porphyry,
arguing that the thought is not so consonant
with his as Hadot contends, that where it
is consonant it is not uniquely so, and that some
of its technicalities belong to a later
period.3? The above quotation cannot by itself
afford good evidence for Porphyry’s
construction of the triad; I should rather say that
it precludes his being the author of
the anonymous commentary.
II
We recognise something closer to the Neopl
Origen’s De Principiis, written before Ploti
nus
atonic triad in a chapter of
went to school, in which he associates
the Persons of the Trinity with being, life and mind:
33
Thus the working of the Father, which endow
s all with existence, is
found to be more glorious and splendid, when each
one, through participation in
Christ in his character of wisdom and knowledge
and sanctification, advances and
comes to higher degrees of perfection; and when
a man, through being sanctified
28
On the place of Theodorus in Neoplatonism, see
29
See Festugière (above, note 4) 282-3.
30
Hadot, Porphyre et Victorinus, vol. 1 (above,
31
On the dating and authorship of this commentary,
32
MJ. Edwards (“Porphyry and the Intelligible Triad,
H.D.
Saffrey, “Le Philosophe de Rhodes,
est-il Theodorus?” in Memorial A.J . Festug
iére, E. Lucchesi and HD. Saffrey, eds.
( 1984) 65-76.
See also Dillon (above, note 26) 26ff.
note 1) 102, note 3.
see P. Hadot, “Fragments d’un
Commentaire de Porphyre sur le Parmen
ide,” REG 74 (1961) 410-38. For the
text, see Hadot,
Porphyre et Victorinus, vol. 2 (above,
note 1) 65-112. Hadot’s arguments assume
, perhaps
illegitimately, an identity between odota and Ürraplts
.
Kroll, “Ein Neuplatonischer Parmenideskomme
” JHS 110 [1990] 14-27) supporting W.
ntar,” RhM 35 (1892) 599-627.
Translation G.W. Butterworth, Origen on
First Principles (Gloucester 1973) 38.
Page 10
View in PDF(opens in a new window)through participation in the Holy Spirit, is made purer and holier, he becomes
more worthy to receive the grace of wisdom and knowledge.
(Origen, De Principiis 1.3.8)
Here the unique activity of the Father may be contrasted with the interchange of
functions between the Son and the Holy Spirit; being is the monad, mind and life are
an inseparable pair. The Son perfects life, the Spirit increases knowledge; though
each shares in the office of the other, and if the passage will bear a close interpretation,
it would seem that the Spirit’s work inverts the order of the Son’s. J.M. Dillon has
pointed out that, in another passage, Origen anticipates the Neoplatonic principle that
what is first in the order of procession reaches furthest in the order of operation.34
But Origen does not speak of reversion of the Spirit to the Father, as the
Neoplatonists speak of a reversion of the intellect to the One; at this point his concern
is the activity of the Godhead, not the nature of the Godhead in itself. Man, as a
tripartite being of body, soul and intellect, is saved by the threefold action of the
Trinity; but if man shows any likeness to his author, it can only be (in Origen’s
scheme) by virtue of his mind.35
More interesting, because it concerns the origin and not merely the operation
of the Trinity, is a passage from the Commentary on John:36
"Amadyaopa où tod Beod dAAà ris BóEns abroû, Kal Tod
abroß, kal dtpis où TOD marpès GAAG Tis Suvápews aùroû.
didlou dwrös
He is a ray, not of God, but of his glory and his eternal light, and a
breath not of the Father, but of his power.
(Commentary on John 13.153)
Here we find the Chaldaean pattern—Father, Son and intermediate potency —but not
derived from the Oracles, which Origen may have had no opportunity to read. The
result is not the Trinity, since for Origen the Spirit is posterior and subordinate to the
Son;37 nor, since there is no scriptural warrant for it, is there any equation of dunamis
with life. In any case, the Logos is more properly called the Father’s soul than his
intellect, his title connoting not so much immutable stability of reason as the perennial
vitality of speech
38
34
“Origen’s Doctrine of the Trinity and some later Neoplatonic Theories” in Neoplatonism
and Christian Thought, D.J. O’Meara, ed. (Norfolk 1982) commentating on De Principiis, frg. 9,
inserted at 1.3.5.
35
See, e.g., De Principiis 1.1 passim; but such passages as Contra Celsum 7.38 imply that
God is in fact superior to mind.
36
Origen is commenting on John 4.24, with assistance from Hebrews 1.3.
37
See, e.g., Commentary on John 2.10; De Principiis 1.3.4-5; H. Ziebritski, Heilige Geist
und Weltseele (Tübingen 1994) 237-48.
See Commentary on John 1.24; De Principiis 2.8.5.
Page 11
View in PDF(opens in a new window)Origen holds that the Spirit infuses knowledge in the Christian, the Son
perfects his life, and the Father consummates his immortality. Another Christian text
which, in its earliest form, must antedate the mature thought of Plotinus,
is the Gnostic
Zostrianus, which raises the initiate through the water of life to blessedness (the
resting-place of intellect) and then finally to existence in a heaven of
divine
simplicity.39 These three also constitute an archetypal triad, but in a different order
of
succession:40
... . They are powers of Existence [. . .] and Life and Blessedness. In
Existence he exists as a simple head . . . Existing in Life, he is alive...
He
exists as [the] [. . .] since he is in [the] mind.
(Zostrianus 66.15-67.18)
In the Enneads, we found reasons for attributing one order of the terms to the
noetic
realm, another to the temporal universe. Here we find, if anything, the
converse; but
lesser aeon, the mother of an abortion and the abortion itself, the
parent of the
in any case, a Gnostic could not long remain content with such asymmetry,
as the
taproot of his system was a perpetual replication of the higher in the lower.
Life in
Gnostic texts is an appellation of Sophia, who can be both the bride of God
and a
Demiurge and the hidden source of Spirit in his universe, primordial Eve and
every
human soul 4! In another Gnostic writing of this period, the Allogenes
#2 Vitality is
described as the first activity of the one who exists in silence, and Mentality
as his
second indivisible activity, the third silence and the fruit of his eternal blessedness.
The tenets of the Gnostics were regarded by Plotinus as a deviation from the
true philosophy; but in the light of passages like this, both he and Porphyry
have
sometimes been suspected of a surreptitious harvest in the fields of their opponents
.
Another view would posit a continuous redaction of the Gnostic texts to keep
pace
with developments in Neoplatonism.43 Both hypotheses ignore the fact that Gnostic
thought is an organic growth from Christian speculation,44 which, even before the
dawn of Neoplatonism, conceived a sacred Trinity of being, life and mind.
39
See Zostrianus 15 in J.M. Robinson, The Nag Hammadi Library in English
(Leiden 1990)
408. See further Garcia Bazan (“Sobre el Origen Historico y las Transforma
ciones de la Triada ser,
Vida y Conocimiento,” Philosophica Malacitana 5 [1992] 43-54), where the
case for the Gnostic
role in the invention of the triad is strongly argued.
40
Translation by J.N. Sieber in Robinson (above, note 39) 419-20.
41
See the Coptic Apocryphon of John, Exegesis on the Soul and Origin
of the World in
Robinson (above, note 39); also, e.g., G.C. Stead, “The Valentinian Myth
of Sophia,” Journal of
Theological Studies 20 (1969) 75-104.
42
See Allogenes 53 = Robinson (above, note 39) 494-5,
43
For diverse views, see, e.g., Edwards (above, note 32) 27; R. Majercik,
The Chaldaean
Oracles (Leiden 1992); García Bazan (above, note 39) 43-54.
44
Proved in my view (though with many gratuitous hypotheses of little
merit) by S.
Pétrement, Le Dieu Séparé (Paris 1984).
Page 12
View in PDF(opens in a new window)NT Or
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M.J. Edwards: Being, Life and Mind
201
IT
We meet the final version of the triad in lamblichus, whom Proclus and
Eunapius treat as almost a second founder of the school:45
These three qualities, he says, are conferred by Time on the realm of
becoming, the first, the idea of “was” and “will be,” the second, “becoming
younger and older,” the third “coming to be”... The first of these . . . by
virtue of its procession from Being, the second, as coming forth from Life, the
third, as dependent on the Intellectual Order.
(Proclus, In Timaeum, frg. 65)
It is possible to retrace the steps which brought Iamblichus to this position. In our
previous discussion, we observed two inconcinnities in the theory of Plotinus. The
first is that, in contrast to his usual disparagement of matter, he could posit an
intellectual matter free of all deficiency and superior to the mind; the second is that
the special place accorded to this matter allows the inference that the intellect’s
procession and reversion are consecutive in time. Jamblichus construed the temporal
idiom of Plato as a symbol for the working of three demiurgic instruments —the mind,
the soul and providence (mpövora)—in a timeless symphony:
Plato [wishes] to make clear how the Providence coming down into the
universe from the Demiurge and the ordering influence coming from Mind and
the presence of Soul are causes of so many and such varied good principles in the
cosmos . . . in fact the cosmos is eternally in being, but the exigencies of
exposition must . . . bring into being in a time-sequence things that cannot
(Proclus, In Timaeum, frg. 37)
substantially be separated.
We may perhaps discern in these three agents of creation the equivalents of being, life
and mind. The third is given to us under its own name, and the second is a function of
the soul. It may appear tendentious to identify the paradigm with mpóvora, yet both are
said, in different parts of the Commentary on the Timaeus, to be utterly transcendent
with regard to natural kinds and individuals, and at the same time immanent in each of
them by virtue of their ubiquitous causality.4 The paradigm is an undivided unity,
but mpövoLa does its work in the regulation of the world.
Yet since the soul for lamblichus is inferior to mind, the ordering of the terms
here would be that which we see ascribed to Theodorus of Asine. Iamblichus’
construction of the true noetic triad is a consequence of a striking innovation in
cosmogony:47
45
All translations from the commentaries of Iamblichus are from Dillon (above, note 26). On
46
See In Timaeum, frgs. 35, 37 and 88.
47
Cf. In Timaeum, frg. 38, and see further G. Shaw, “Theurgy as Demiurgy: Iamblichus’
this passage, Dillon remarks that the use of “intellectual order” rather than “intellect” is determined
by the text (ibid., 349-50).
Solution to the Problem of Embodiment,” Dionysius 12 (1988) 41ff. Dillon ([above, note 26] 313)
remarks that materiality “will presumably be a noetic archetype of Matter, perhaps connected with
Leú in the noetic world.”
Page 13
View in PDF(opens in a new window)God brought matter forth from essentiality, materiality being produced
by schism; this, since it is imbued with life (Cwrucí)), the Demiurge adopted for
the creation of the simple and impassible spheres.
(amblichus, De Mysteriis 8.3)
Iamblichus’ primal matter is superior to the soul, as the first recipient of the motion
and vitality which the cosmic and hypercosmic souls impart to the world of natural
phenomena. These should come into being below the Demiurge, whose relation to
primal matter is more obscure. On the one hand he appears to be its creator; on the
other, it is an immediate derivative of pure essentiality, and will thus rank second only
to the paradigm, the seat of all true being. Iamblichus himself resolves this problem
with his statement that the Demiurge is united to the paradigm by virtue of the unity of
the intellect with the object of its knowledge.48 This Plotinian principle implies that
the Demiurge contains the paradigm and is all but identical with it;49 nevertheless,
there must be something to differentiate them, and this, I would suggest, is primal
matter. While soul, then, is the instrument of the Demiurge in his shaping of the
lower world, matter is both the necessary condition and sufficient means of bringing
forth his own identity.
Earlier speculations on the soul may have played a part in this new concept of
a matter that is substantial and divine. In the Timaeus Plato had ascribed to the
receptacle an inalienable motion which appears to be older than the cosmic soul.
Plutarch, who is answered in fragment 37, posited an evil soul in matter, which
Tamblichus could accept no more than any other Neoplatonist 50 But his notion of
intellectual matter offers an explanation for the presence of a motion coeternal with the
Demiurge and indeed for the activity of the Demiurge himself. As mind, the
Demiurge not only encompasses the triad, but is himself the third member of it. He is
at once the formal cause of the triad and inseparable from its second term, his own
material cause. Intellectual matter gives him both the potentiality for existence and his
potency to act. Dyadic in his own nature, he propagates all the inferior dyads; and
rather than being, as others thought, the hypercosmic soul, he is its origin and
archetype, his mind conferring form on it while his matter imparts to it the power of
life.
We surmised above that providence, soul and mind make upa triad in the
image of the higher one, which is formed by the paradigm, matter and the Demiurge.
If this is so, we are not surprised to find that the production of the first soul is
analogous to the origin of matter:
Frg. 44, with commentary by Dillon (above, note 26) 317-8. I differ from Dillon (above,
48
note 26, 36) in finding the paradigm, in the strictest sense, superior to “being in itself,” since at frg.
35 it is called atts rò Step dv and 1d aùrò Step dv is merely sundromos with it. See also the
remarks of Proclus, quoted by Dillon (ibid., 309).
49
Frg. 45.
See De Procreatione Animae in Timaeo 6-7;
(London 1977) 191.
J.M. Dillon, The Middle Platonists
Page 14
View in PDF(opens in a new window)Timaeus, he says, creating in speech through the generation of the soul
the One and the hypercosmic soul, from which springs the soul of the All and
others, produces from it at this point the Dyad; for the splitting signifies the
dividing action of the Demiurge, which goes forth in sameness and
completeness.
(Iamblichus, In Timaeum, frg. 54)
As in the Chaldaean Oracles, even the first procession from the monad is a dyad,
since nothing can become actual which lacked the potentiality for existence. In the
stream of efficient causes, the potential precedes the actual; in the chain of final
causes, it is only for the sake of and with respect to actuality that potentiality can
partake of being. In the lower triad mind is an image of the Demiurge, and being of
the paradigm, while matter and the hypercosmic soul are both results of a bifurcation
which the Demiurge introduces into being. The noetic triad, then, is nothing other
than the Middle Platonic triad of first principles; Iamblichus obtained the classic
order by making matter the seat and origin of life.
Could his train of thought have been assisted by the Gnostics? Iamblichus is
the only Neoplatonist to mention them without a condemnation, and the earliest sect of
this name had forestalled him in describing matter as a “blessed substance.”5!
Gnostics, like Iamblichus and all Pythagoreans, built the world on numerology, and
their ogdoads and hebdomads were borrowed, like his own, from the priestly
hinterland of Egypt.52 Some postulated a highest female principle, called Barbelo,
who governs all below with her pronoia. To these it was all one to say that something
is the image of an archetype and to say that it was the archetype itself at a different
level; they would have taken no exception to Iamblichus’ belief in the concentricity of
the lower and the :
And through these [viz. division and procession] are generated two souls
after the One, each of which has the same system of principles and . . . they are
united by their very centres, and this is the meaning of the phrase [Timaeus 36b]
“middle to middle.”
(amblichus, In Timaeum, frg. 54)
Yet parallels are treacherous, for in many cases the more there are the less they
signify. An equally sound analogy could be drawn with the Hecate of the Chaldaean
Oracles, whose affinities with the writings of Iamblichus and the Valentinian
Gnostics have been canvassed in a number of recent studies.53 We must not be
misled, however, into reckoning similarities as tokens of historical influence. In any
one society at any epoch, many will subscribe to the same beliefs without a single
book in common, and thinkers who are moved by different interests and proceed by
different methods will approach the same results. We ought not to seek extraneous
material in the Oracles, the Gnostics or Iamblichus until they exceed the logic of their
—
premisses and the tools of their own tradition. The history of ideas is precisely that
See Iamblichus, De Anima 375.1; the report on the Naassenes at Hippolytus, Refutatio
51
5713.
52
Ibid., 6.21-37; Tamblichus, De Mysteriis 8, and In Timaeum, frg. 53 etc.
53
See M. Tardieu, “La Gnose Valentinienne et les Oracles Chaldaiques” in The Rediscovery
of Gnosticism, B. Layton, ed., vol. 1 (Leiden 1980) 194-237, and the introduction to Majercik
(above, note 43).
Page 15
View in PDF(opens in a new window)the history of ideas; it is not a tale of casual thefts, unmotivated borrowings and
involuntary conceptions from a fashionable breeze.
IV
Works produced before the reign of Constantine have so far claimed the
whole of our attention; but a consequence of his revolution was that Christians
studied pagan literature in earnest.
Marius Victorinus, whose conversion was
preceded by a long career in rhetoric, paraded his acquaintance with philosophy in his
tracts against the Arians. Here he presents the Godhead as a Trinity of being, life and
mind:54
If Christ is life, and living in itself is the Logos, yet this very life is
being in itself and being in itself is the Father; if again this very life is
understanding in itself, and this is the Spirit, then all these are three and three in
each and one three and consubstantial.
Marius Victorinus, Adversus Arianos 1.63.1)
Hadot’s researches leave no doubt that Victorinus appropriated Porphyry as his
mentor in philosophy. But to argue that, because he drew so much from one, he made
no use of others is to practice an irrational parsimony in speculation. In Victorinus
life pertains to the Son and mind to Spirit; but when Augustine, using only Porphyry
as his manual, approached the Chaldaean triad, he chose to couple mind with the
Second Person of the Trinity, and despaired of any equivalent for the Third. We find
a closer parallel in Origen, and the closest in lamblichus, and we need not choose
between them. Victorinus holds the creed of catholic Christianity, but interprets it with
a logical apparatus that could only have been acquired in pagan schools. Less
interested in the origins than the fruits of speculation, he was not obliged, as we are, to
inspect the different sources of the streams that had converged so happily in his own
career.
What Augustine knew of Platonism he derived, by his own account, from
Victorinus,>> and the latter is seldom absent from attempts to trace the provenance of
the Augustinian doctrine of the Trinity.56 The African father does indeed invest his
God with the attributes of being, mind and life:
No one doubts that nobody has understanding unless he is alive, or life
unless he exists; the consequence is that what has understanding both is and
lives.
(Augustine, De Trinitate 10.13)
But here the terms are not employed to illustrate the distinction of the Persons in the
Trinity; the burden of this argument is that, just as the mind both is and lives, so all
54
Hadot, Porphyre et Victorinus (above, note 1) has collected the relevant passages from
Victorinus’ writings in vol. 2, 13-55.
55
See Confessions 8.3. On Augustine, Victorinus and the Neoplatonists, see further W.
Theiler, Porphyrios und Augustin (Halle 1933) and J.M. Rist, “Mysticism and Transcendence in
Later Neoplatonism,” Hermes 92 (1964) 213-25.
See, above, note 7.
Page 16
View in PDF(opens in a new window)three Persons work as One in every operation. Augustine’s favoured image of the
Trinity convenes the mental faculties of memory, understanding and volition; of these
the second and third are inextricably united, for nothing is desired without
acquaintance, nothing known without desire.57 It must have been such reasoning that
led the Chaldaean Oracles to the notion of an intellectual dyad, and persuaded
Victorinus that both life and mind could be styled, on different grounds, the form of
God.58 Like the Neoplatonists, Augustine banishes temporal succession from his
Trinity, finding it as true to urge the priority of will to understanding as that of
understanding to the will.59 It has sometimes been suspected that he robbed the
Chaldaean Oracles for another of his similes,© in which the Son appears as the
reflection of the Father’s mind, and the Spirit as a bond of love between them. The
alleged source, having been edited by Theiler,6! does not quite speak for itself:
Yuyxatov omuvÔfpa Suctv kpdoas Öpovolars vo Kal veunarı Oel, eh’ ols
tpltov üryvov “Epura.
The Father mixed the spark of the soul from two concordant elements,
mind and the reflection (vöparı; MS veöparı) of God, to which he added love as
the third.
(Chaldaean Oracles, frg. 44)
Once again we must plead for circumspection. The case for plagiarism from the
Oracles requires an emendation to the verses, and supposes that Augustine was
prepared to steal from Porphyry a battery of terms that he elected not to quote in his
critique. The emendation is dubious, and the theory ignores the prolix chain of
reasoning by which Augustine reaches his conclusions. The most original mind since
Socrates was never guided by the din of fading voices; even when engaged in a public
argument, he will fall into soliloquy, exhausting his opponents’ answers long before
he has ceased to tax his own propensity for interrogation. To such a mind the
questions occurred spontaneously, and he never had to lift a doctrine bodily from any
source but the Bible and the Creeds. His doctrine of the Trinity and the triads of the
later Neoplatonists stem from different proximate causes; their ultimate cause is one
in this respect, that both attempt to grasp God’s nature through the medium of his
greatest work, the mind.62
Christ Church, Oxford
57
See Augustine, De Trinitate 12.4 etc.
58
In Hymn 3.163ff., both vita and substantia (Son and Spirit) are form; At ibid., 114-5 the
Son is forma, the Spirit reformationem.
59
See Augustine, De Trinitate 11.5, 12.12 etc.
60
For the triad mens-notitia-amor, see Augustine, De Trinitate 11.17 etc.
61
See des Places (above, note 10) 131, citing W. Theiler, Die Chaldaischen Orakel und die
Hymnen des Synesios (Halle 1942) 9.
I am grateful for comments made in the seminar by Dr. H.J. Blumenthal, Dr. L. Siorvanes,
Dr. C.G. Steel, Mr. R.M. Van Den Berg, Prof. F. Garcia Bazan and Prof. F. Romano.