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The One and the Many:
Part I: The One
Adam Labecki
DALHOUSIE UNIVERSITY
This study will proceed according to two mn... objectives. The first, to be
explicated in the present instalment (Part I), is to adduce, as far as possible, how it is that
the One, relative to the philosophy of Plotinus, generates that which comes forth from it.
The second objective, which shall be presented in Part II is to discern what it is that must
thereby come forth from the One. The second objective will be dependent upon the first,
since the “how” relative to the generation from the One will entail the general character
of the “what”. It will be necessary to discern how the One, in its very remaining or
abiding as an exclusive simplicity, can be understood to entail the generation of that
which is most primarily generated and that which is primarily generated will be a series
of simple unities prior to and the basis of all being and intellection.
I: Objectives and Methods
1, Objective One: On the question as to how the One generates
Regarding the question concerning how it is that anything at all arises from the
One, Narbonne has written:
Plotin inaugure en effet un nouveau type de questionnement sur l’être, un questionnement, à
vrai dire, d’une radicalité sans égale dans toute l’historie de la philosophie grecque.'
Narbonne asserts that Plotinus differs radically from Plato and Aristotle in that being
"J.-M. Narbonne, La métaphysique de Plotin 26.
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View in PDF(opens in a new window)The One and the Many:
Part I: The One
Adam Labecki
DALHOUSIE UNIVERSITY
This study will proceed according to two primary objectives. The first, to be
explicated in the present instalment (Part I), is to adduce, as far as possible, how it is that
the One, relative to the philosophy of Plotinus, generates that which comes forth from it.
The second objective, which shall be presented in Part II, is to discern what it is that must
thereby come forth from the One. The second objective will be dependent upon the first,
since the “how” relative to the generation from the One will entail the general character
of the “what”. It will be necessary to discern how the One, in its very remaining or
abiding as an exclusive simplicity, can be understood to entail the generation of that
which is most primarily generated and that which is primarily generated will be a series
of simple unities prior to and the basis of all being and intellection.
I: Objectives and Methods
1. Objective One: On the question as to how the One generates
Regarding the question concerning how it is that anything at all arises from the
One, Narbonne has written:
Plotin inaugure en effet un nouveau type de questionnement sur l’être, un questionnement, à
vrai dire, d’une radicalité sans égale dans toute l’historie de la philosophie grecque.1
Narbonne asserts that Plotinus differs radically from Plato and Aristotle in that being
J.-M. Narbonne, La métaphysique de Plotin 26.
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View in PDF(opens in a new window)should even need a foundation.2 This fundamental question of metaphysics for Plotinus,
as Narbonne puts it,3 is the question as to how it is that that which is exists. If it is indeed
necessary that all things be traced back to the One (which assertion we will soon
examine), then this is not only the fundamental question of Plotinian metaphysics,4 but of
all metaphysics, and if metaphysics is the most fundamental science, then we do not
speak in hyperbole when we say that the question as to how anything comes from the
One is simply the first and most fundamental question. Heidegger’s “question of the
meaning of Being”, for example, is derivative and cannot be advanced without turning to
the question of the One.5
The question is perhaps raised most distinctly by Plotinus in V.1 [10]. Having
established the dependence of Soul and Intellect upon the One, Plotinus writes:
For the soul now knows that these things must be (a0na/gkhn), but longs (e)pipoqei=) to answer
the question repeatedly discussed also by the ancient philosophers, how from the One (pw=j
e0c e9no\j), if it is such as we say it is (toiou/tou o1ntoj, oi[on le/gomen to\ e3n ei]nai), anything
else (o9tiou=n), whether a multitude or a dyad or a number, came to existence (u9po/stasin
e2sxen), and why did it not on the contrary remain by itself (a0ll’7ou0k e1neinen e0kkei=no e0f’
e9autou=), but such a great multiplicity flowed from it (e0crru/h) as that which is seen to exist
in beings, but which we think it right to refer back to the One (a0na/gein de_ au0to\ pro\j e0kei=no
a0ciou=men). (V.1 [10] 6.3-8)6
The beginning of the passage indicates that we already know it is necessary that all
things in fact do arise from the One. The end of the passage tells us that this knowledge is
2
Ibid. 58.
Ibid. 26.
4
Describing Plotinus’ philosophy as “metaphysics” could be regarded as objectionable since the term is
rarely used by the Neoplatonists (it does not even appear in the Lexicon Plotinianum) and Aristotle used the
term to designate the study of being qua being. Since, however, Aristotle meant this to indicate that which
treats the first principle, the term metaphysics could apply to Plotinus if it simply indicates the study of that
which is first.
5
Heidegger’s ontology remains, so to speak, “within the Aristotelian horizon” but simply takes Being as
matter/potential to be the true meaning of being.
6
All citations from Plotinus, both English and Greek, will be from Armstrong’s translation of the works of
Plotinus unless otherwise indicated. All such citations of Plotinus will be referenced in text.
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View in PDF(opens in a new window)possessed in as much as “we agree it is necessary that it is before these.” This priority of
the One can be traced back to the end of the Parmenides: e3n ei0 mh\ e1stin, ou0de/n e0stin.7
Plotinus expounds the necessity of the One at the beginning of VI.9 [9]:
It is by the one that all beings are beings (Pa/nta ta\ o1nta tw|~ e9ni/ o1nta) [. . . .] For what
could anything be if it was not one? For if things are deprived of the one which is predicated
of them, they are not those things (e0pei/per a0faireqe/nta tou~ e2n o3 le/getai ou0k e1stin
e0kei=na). (VI.9 [9] 1.1-4)
This idea is most clearly expressed by Proclus in the first proposition of the Elements of
Theology: “Every manifold in some way participates unity.”8 Is it, however, justified to
suppose that the necessity for unity precedes being or substance? Plotinus, for example,
in VI.9 [9] goes on to assert that “each is one in the way in which it also has what it is
(e3kasto/n e0stin e3n, w9j e1xei kai\ o3 e0stin).” (1.26) We are not certain if the “what” in
Armstrong’s translation is justified; it may simply be that each is one in as much it also
has existence. This places accent on the fact that, in the next chapter, Plotinus addresses
Aristotle’s objection that it is no different to say “one man” than simply to say “man.”9 It
is necessary that the One should have a distinct relation to “all things” when compared to
being or substance. Proclus, for example, will argue that unity is prior by virtue of having
greater extension, that is to say, “the One is the first principle of things existent and
things non-existent.”10 Even that which is not must be some one thing or a grouped
multiplicity; for be it merely imagined, or no-longer, or not-yet, or altogether impossible,
the first proposition of the Elements still holds while the need for substance would not
hold in all these cases. It can then be said that all beings participate in unity but not all
unities participate in being.
7
Parmenides 166c. Platonis, Opera, book II.
Proclus, The Elements of Theology.
9
Metaphysics Γ 1003b 25-35.
Proclus, Commentary on Plato’s Parmenides 1043.
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View in PDF(opens in a new window)In VI.9 [9] Plotinus takes a different route:
For what can anyone say that it [the One] is besides being and intellect? For it is either the
same as being – for “man” and “one man” are the same thing - or is it like a kind of number
of the individual (oi[on a0riqmo/v tij e9ka/stou); you say “one” of a thing alone (mo/nou tino\j)
just as you say “two things.” Now if number belongs to real beings, it is clear (dh=lon) that so
does the one. (VI.9 [9] 2.9-13)
Plotinus argues that either the Aristotelian critique of the One as first principle is true, in
which case Platonism (and especially the “Neoplatonism” being initiated by Plotinus
himself) is a lost cause, or the One is the principle of the individuation or eachness of
things as something both distinct from and prior to the being and thinking of those things.
The One can be defended in this way in so far as it is described as a kind of number, or
rather, we take it that what Plotinus means to say is that number, or “Platonic number” at
any rate, is a kind of One.
While Proclus’ argument makes the priority of the One more evident, Plotinus here
is indicating how it is that the One, as the basis of the unity of things, is primarily the
principle of the individuation of things.11 In combining these it can be said that the unity
of each thing is prior and the way in which each one is numerically individuated.
In this way, then, the One is prior to all things and, if it is prior to all, it is necessary
(a0na/gkhn) that all things are produced or somehow arise from it. Therefore it is known
that all things arise from the One but, as Plotinus writes, the soul yearns or longs
(e0pipoqei=) to provide an answer as to how this happens. This is of great importance for
our present work. Plotinus will often, as we shall discuss, first explain that it is necessary
11
This is not to suggest that Proclus is in disagreement with Plotinus in this matter. In fact, the One in the
philosophy of Proclus, followed immediately by the many henads (primal ones), is even more evidently the
primary principle of individuation than is the case for Plotinus. For a recent and provocative account of the
Procline henads as primal identities, see: E. P. Butler, “Polytheism and Individuality in the Henadic
Manifold.” As the title suggests, part of the argument entails a serious consideration of the henads as
individual gods and the basis upon which the characteristics of the gods are participated by the various
strata of being.
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View in PDF(opens in a new window)(a0na/gkh) that x be the case but then notes how the soul requires persuasion (peiqw\), “for
necessity is in Intellect but persuasion in the soul.” (V.3 [49] 6.11) At first one might
suppose that this need for persuasion would be at best a superficial appendage for those
without a strong grasp of philosophy and at worst a potential cause for error. As a matter
of fact, however, this is not the case since we are not eternal intellects but souls and,
moreover, embodied discursive souls. Thus Plotinus longs for this persuasion of the soul.
The difficulty that Plotinus faces is captured in the phrase: “if it [the One] is such as
we say it is (toiou/tou o1ntoj, oi[on le/gomen to_ e3n ei]nai).” (V.1 [10] 6.5) This is
because, in tracing all things back to the One, Plotinus finds himself with a principle that
is really defined in terms of simplicity.12 Thus the crux of the difficulty is that it does not
seem to be possible for anything to arise from such a principle without placing certain
differentiations into it upon the basis of which it may be understood to produce
something but in that case one will no longer be speaking about the simple principle to
which all things can be traced. Bréhier presented this as its quaestio vexata of Plotinus’
philosophy13 and Narbonne is right in saying that this difficulty holds, not only for the
rest of Neoplatonism but also for the Christian doctrine of creation.14 Strictly speaking it
is the vexing question for any philosophy or scientific theology that is both systematic
and monistic. That which we have described as the most fundamental question has turned
out to be the most vexing and thus also the most pressing.
Plotinus proceeds to suggest that if something came from the One, that it would not
12
It is certainly the case that Plotinus and other Neoplatonists will sometimes say that the First principle is
not even “One” or “Good” but this is not to deny that the One is simple as much as it is intended to avoid
making the Principle into a mere number or, for that matter, from being too attached to any kind of proper
name. “One” is true of the principle in terms of both being first or prior and in terms of being simple.
13
Bréhier, La Philosophie de Plotin 40.
J.-M. Narbonne, Hénologie, Ontologie, et Ereignis 33.
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View in PDF(opens in a new window)simply remain in itself (V.1 [10] 6.6). He is in fact only indicating that it would seem
necessary that the principle would have to somehow depart from itself in order to produce
something15 and this is evident later in the same chapter (6.19-20), where Plotinus affirms
that it is while the One remains/abides that all things come from it.
Finally, the great multiplicity, which we know must come to exist, is said to “flow
out” (e0cerru/h) from the One. This idea that things “flow-out” from the One is quite
frequent in the writings of Plotinus, especially in conjunction with what is known as his
theory of “emanation,” which does indeed follow within the same chapter (6.28-36). The
theory of emanation essentially describes the flowing from the one in terms of solar
radiation (peri/lamyin) which so flows without any deliberate activity or any loss of
power on the part of the One. That which arises from the One is like the One just as heat
is like the fire of the sun.
Plotinus attempts to justify this notion of circum-radiation by saying that “all things
when they come to perfection produce; the One is always perfect and therefore produces
everlastingly.” (V.1 [10] 6.38-39) Why is it that the perfect necessarily produces?
Plotinus indicates that that which is perfect will be in some way superabundant
(u9perplh=rev) such that it overflows (u9pererru/h) and in this overflow “make something
other than itself.” (V.2 [11] 1.9) The specific reason that the One is perfect and
15
Numenius is thought to have criticized “certain” Pythagoreans who reportedly thought that the paternal
Monad withdrew from its own nature in producing the indefinite Dyad or matter. (See J. Dillon, The
Middle Platonists 373). Since we have a report, by way of Simplicius by way of Porphyry, of Moderatus
describing the second One producing matter (Ibid. 347) by “making-way” (e0xw/rhse), it is generally
presumed that he would count among the Pythagoreans criticised by Numenius. The Moderatus fragment,
however, does not seem to necessitate that this One becomes matter, it might simply be producing a place
for matter, which in the Platonic tradition was often closely associated with the xw/ra of Plato’s Timaeus.
It is possible that Numenius’ account may be polemical as he would not like to consider something like
matter to be caused by the One at all, much less as that which is most directly caused by the One. At any
rate, this comment by Plotinus may be responding to this sort of debate in which a monistic causal account
has been said to require that the One departs from its own nature.
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View in PDF(opens in a new window)overabundant is that it neither needs nor has anything and, presumably, this not-needing
anything would be the basis upon which it can give or produce everything. The problem
with the image of overabundance is that usually when something overflows, it is because
it “has” its fill and more than its fill, such that the excess overflows its limit but the One
does not have anything at all. Moreover, things that are full usually receive their fill prior
to their overflowing and this will certainly be the case for Intellect and Soul but the One
will not receive abundance from anything. The soul has yet then to be persuaded as to
how this “over” of the overflow comes about.
Since the “excess” cannot possibly come from anything other than the One itself, it
must be the case, in so far as the notion of emanation is accurate, that the One’s very
unity is excessive to itself without implying any difference from itself. Could anything be
less impossible?
2. Method Part One: The doctrine of the two acts
Plotinus also confronts the “fundamental question” in Ennead V.4 [7] in what has
come to be known as the “doctrine of the two acts.” 16
But how, when that [the Principle] abides unchanged (me/nontoj), does intellect come into
being? In each and every thing there is an activity which belongs to substance (e0sti th=j
ou0si/aj – of substance) and one which goes out from substance (e0k th=v ou0si/aj); and that
which belongs to substance is the active actuality (e0ne/rgeia) which is each particular thing,
and the other activity derives from that first one, and must in everything be a consequence of
it (h3n dei= panti\ e3pesqai e0c a0na/gkhj), different from the thing itself. (V.4 [7] 2.27-30)
This “doctrine” is essentially a formalization of the notion of circum-radiation discussed
16
This doctrine was first made into a theme of scholarly discussion by Rutten in his paper “La doctrine des
deux actes dans la philosophie de Plotin.” It has since been employed by many scholars with respect to the
problem of procession: Rist, Plotinus: The Road to Reality; Hadot, Porphyre et Victorinus 2.vols; D.J.
O’Meara, Plotinus: An Introduction to the Enneads; Narbonne, La métaphysique de Plotin; Lacrose,
L’amour chez Plotin; Pigler, Plotin – un métaphysique de l’amour; Ritsuko Okano, “How Does the One
Generate Intellect?” and K. Corrigan, Reading Plotinus.
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View in PDF(opens in a new window)above. It is clear that the first act is identical with the thing itself but that its nature is such
that the second act necessarily follows. The passage does not tell us what this act is, but
at least presents the condition which must be fulfilled if we are to demonstrate how it is
that anything can arise from the One and the few Plotinian scholars who have attempted
to explain how it is that anything comes from the One have in fact taken up the doctrine
of the “two acts”. The approach is attractive because it provides a way to link the One
with Intellect in a way that often seems impossible in Greek Neoplatonism.
If the “doctrine of the two acts” is to be helpful to us in our investigation as to how
it is that the One produces anything, it is necessary that the “first act” is of such a
character or understood in such a way that the “second act” can be seen to logically
follow from it. The great difficulty, and indeed danger, in this matter is that it entails that
we must somehow describe the One, which is taken to be beyond being and knowing, as
it is in itself. Is it at all possible to overcome this problem? We will address this matter in
the second section on method. For the present, however, let it be known that we shall
make use of this “doctrine” and consider its use by other scholars in our study.
There is a certain descriptive passage in V.1 [10] concerning the “first act” which
provides us with a rough indication of the solution Plotinus seems to have in mind: “If
anything comes into being after it, we must think that it necessarily does so while the One
remains continually turned toward itself (a0ei\ e0kei/nou pro\j au9to\).” (V.1 [10] 6.18-19) It
will be noted that in this phrase there are in fact no verbs governed by e0kei/nou, which is
being taken with a0ei as a genitive of time and one could perhaps take the genitive of
cause to be at work here along with it. The lack of a verb may well be the result of
deliberate avoidance on the part of Plotinus, since he does not really wish to attribute the
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View in PDF(opens in a new window)sort of reflexivity connoted by “remains continually turned toward itself” and so writes
something closer to “while it is always toward itself.” This, we think, is closer to the
sense in which Plotinus conceives the way in which the One remains.
3. Objective Two: to demonstrate that the One as the principle of each thing
necessitates that number is prior to being17
The discussion of our first objective already touched upon this since we saw that
Plotinus, in responding to the objection that “man” and “one man” mean the same thing,
described the “one” as the number of the individual. First of all, it is important to note
that Plotinus does not accept the Aristotelian notion that individuation is a product of
matter. Aristotle makes his position on the question of individuation clear in Metaphysics
Z in that “the father begets, a ‘such’ (toio/nde) out of a ‘this’ (e0k tou=de); and when it has
been begotten, it is a ‘this such.’”18 In this way the “such” denotes form while “this”
denotes some particular matter. Aristotle explains that Callias and Socrates, for example,
“are different in virtue of their matter (for that is different), but the same in form; for their
form is indivisible.”19
In V.7 [18] Plotinus rejects this view, affirming that between individuals “the
difference must be linked with the form (sunezeu=xqai dei= tw|~ ei1dei to\ dia/foron),” (V.7
[18] 3.11) for “if it is precisely determined (meme/trhtai) how many there are (o0po/sa
tina\ ei1h), the quantity will be defined by the unrolling and the unfolding of all the
forming principles (to\ poso\n w(risme/non e1stai th=| tw~n lo/gwn a9pa/ntwn e9celi/cei kai\
a0naplw/sei)” (3.15-16). It is evident that Plotinus believes that the “how many” must be
17
Again, we only aim to fulfill this second objective in Part II of this investigation but include its statement
here as it pertains to the sort of principle that the One must be “if it is as we say it is.”
18
Metaphysics Z 1033b 23-24.
Ibid. 1034a 7-8.
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View in PDF(opens in a new window)measured since he is willing, at the end of the treatise, to accept the notion that there are
an infinite number of forming principles in both Soul and Intellect (3.21-22).
While the beginning of V.7 [17] certainly expresses concern for the immortality of
the human soul, this is not the only (or necessarily the primary) reason for postulating
forms of individuals, because, in the end, all things must be measured and so determined
by the unfolding of the forming principles.20 Since the metaphysics of Aristotle and the
Peripatetics makes substance the first principle and substance is as the active actuality of
form, substance is only really the principle of the kinds or types of things.21 The
Neoplatonic One, as the principle of the unity of all things, really is the principle of every
single one, as “it makes each individual thing exist (poiei= e3kaston ei]nai).” (V.3 [49]
17.11) And “if it is possible to say of each individual part (e3kaston) what it is (tiv o3
e0sti), one says it because each of them is one (e4n e3kaston au0tw~n) and it is because of
this very fact.” (V.3 [49] 15.15-16)
Thus we will investigate the way in which the One produces and what it primarily
produces relative to the exact way in which it is the cause of each single thing. Plotinus
will not, of course, maintain that there are an infinite number of intelligible and psychic
principles but there will be a sense in which they can unfold into the individuals of each
lower stratum. This capacity to individuate, however, does not belong to them simply as
intelligible or rational principles since in general there is nothing about being a form that
entails the specific number of participating individuals. The question shall be: “what does
making the One the principle of all things ‘add’ to the ontological picture of form and
20
It is generally thought that Plotinus is probably only concerned with individual human forms. See Paul
Kalligas, “Forms of Individuals in Plotinus: A Re-Examination”.
A certain exception is made for the heavenly bodies but the point remains that, unlike the One, substance
is not the principle of each thing.
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View in PDF(opens in a new window)matter such that these principles can produce specific individual entities?” Once matter is
rejected as the principle of individuation, either something must be added to the nature of
the forms relative to their being principled by the One or there must be in infinite number
of forms. Rendering the forms equal to the number of individual things, however, makes
the notion of “form” redundant and would lead to a radical particularism22 unsupportive
of metaphysical science. Plotinus will elsewhere maintain that the number of Intellects
must be limited in number (VI.6 [34] 18.1-2) and, moreover:
There is [in general]23 structural organization (su/ntaci/j) and the realities are not completely
cut off from each other, and there is nothing random (ei/kh – without plan) among the realities
(as there is not even among bodies), and it follows that there must be a [definite]24 number
(kai\ a0riqmo/n tina a0ko/louqo/n). For, again, realities must be must be static (e0sta/nai dei= ta\
o1nta), and the intelligible realities must remain the same, and each must be numerically one
(kai\ e3kaston e3n a0riqmw?= ei]nai): for this is how it is this definite reality (ou3tw ga\r to\ to/de
(IV.3 [27] 8.20-25)25
The solution to the problem, that the One must be the cause of each individual thing, is to
be found in what Plotinus calls essential number. This is in no way something merely
added to the One as Principle but precisely the way in which the One is the principle of
each and every thing, apart from which, “man” and “one man” mean the same thing and
the Neoplatonic doctrine of the One beyond being and knowing is logically redundant.
We consider this difference between Neoplatonic or “henological” metaphysics and
ontological metaphysics to be altogether decisive and yet the great tide of recent
scholarship on Plotinus has not only largely overlooked the fact that the One must be the
basis of individuation more primarily than it is the basis of intelligibility but, as will
22
The interest in singularity present in various contemporary thinkers, such a Derrida, Nancy, Deleuze, and
Levinas has been of this non-ordered nature.
23
Our insertion.
24
Armstrong’s insertion.
A full discussion of this passage will appear near the end of the second part of this study.
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View in PDF(opens in a new window)become evident in Part II of this investigation, the avenues through which such an
understanding becomes possible have been actively resisted on many fronts. The result in
such cases is a henology which is difficult to distinguish from ontology.
On the other hand, those who have sought to make henology altogether distinct
from ontology usually do so in the spirit of contemporary reactions against Modern
rationalism and metaphysics. In these cases the One’s dépassement of being and knowing
is really a rejection of scientific knowledge and thus the result is a negative theology
without a corresponding metaphysics.26 Trouillard, for example, will indeed say that the
Plotinian universe “est le lien des singularités, non une forme abstrait,”27 and he also
points us in the right direction with respect to the role of number in the philosophy of
Plotinus, affirming that “la participation à l’Un, dès qui elle s’exprime, est le nombre.”28
Trouillard’s primary interest in henology, however, concerns the negativity of the
principle such that the principled should be underdetermined by the principle and hence
free to determine itself.29 In this way, he does not follow through on this insight regarding
number since doing so would make the One’s causal role more determinate than is in his
interest.
Collette, in Dialectique et Hénologie chez Plotin, is among the few scholars for
whom henology’s distinction from ontology is not simply by way of negativity and the
26
The first group mentioned, those who do not strongly distinguish henology from ontology, being in the
greater majority, cannot be defined together relative to what might be at the heart of their resistance and so
there is a multitude of probable causes overall. These would include the continued influence of NeoKantianism regarding what sort of metaphysics can be rational and acceptable, the continued influence of
Aristotelian thought among classicists (including those who would think of themselves as Platonists), the
general inability for Moderns to believe in hierarchies of super-sensible beings (or to have any interest is
anything so remote from human concerns), and the presence of a doctrinal understanding of Plotinus that
would not appear to have a place for essential number prior to Intellect.
27
Trouillard, La Procession Plotinienne 68.
28
Ibid. 58.
29
Ibid. 45. Trouillard places much emphasis on the fact that the Good does not give intellection to things
but the power to self-engender. While this is true he under emphasises the need for each power to revert
upon its prior in its own self-determination.
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View in PDF(opens in a new window)positive side of his henology concerns “la suntaxis, régie par l’Un, divise la réalité qui en
procède en différent niveaux topologiques dont chacun conserve sa singularité (et ce au
sein de chaque niveau, de chaque être, de chaque âme).”30 In light of this assessment
(primarily drawn from IV.3 [27] 8.20-25, cited above) Collette proceeds to conduct a
close reading of much of VI.2 [43], On the Kinds of Being, with a view to seeing how
individuation arises both in the kinds themselves and in their dialectical interrelation
rather than perusing the role of number in this su/ntaci/v.31 Much of VI.2 [43] does
indeed indicate that the kinds or genres of being can produce all the multiplicity found in
being but serious doubts are raised in the final chapter and, once again, the notion of
number is introduced in order to explain the individual, which is numerically one.32
Collette, at the end of his study, does not shy away from this passage and even concludes
that the distinctive character of each intellect “a besoin d’un détermination préalable de
son objet.”33 This determining difference is “inscrit au cœur de l’être”34 and since its
source is necessarily beyond being it cannot be directly investigated. His book ends,
however, relative to a citation from VI.2 [43] 11.14-19, in which Plotinus says that each
thing, in being “more or less one,” is not “more or less being” but “more or less good.”
This “more or less one” is taken to be the determining difference “inscribed in the heart”
of each being. This “more or less one”, even though it is beyond being, is in fact directly
investigated by Plotinus in VI.6 [34] – the Treatise on Numbers.
Our investigation of the role of essential number in Plotinus will, then, result in a
30
B. Collette, Dialectique et Hénologie chez Plotin 123.
This dependence of individuation upon number is even more explicit in IV.3 [27] 5, to which we will
have occasion to return toward the end of Part II of this study.
32
VI.2 [43] 22.10-12. Number comes up in the solution at lines 20-22. We will discuss this passage in Part
II.
33
B. Collette, Dialectique et Hénologie chez Plotin 209.
Ibid.
Page 15
View in PDF(opens in a new window)theory that is very similar to Proclus’ doctrine of the divine henads.35 In the philosophy of
Proclus the divine henads designate the set of simple unities prior to being,36 each one
being a god. Proclus speaks of the individuals members of Soul and Intellect as
constituting a series (seira/) and the henads constitute the series or proper manifold
(oi0kei/ou plh/qouv) relative to the One.37 There is then, for Proclus, is a pure unitary
manifold produced by the One prior to being.
Proclus frequently uses the adjective “i0dio/thv” relative the distinctive character of
each henad38 which is multiplied and communicated through the appropriate members of
all the secondary orders39 such that “it is evident that the order of real-existents reflects
its prior and corresponds in its sequence with the order of henads, so that the more
universal existents are united by their nature to the more universal henads and the more
particular to the more particular.”40 We shall argue that this sort of doctrine is already
emerging in the role of essential number in the philosophy of Plotinus.
Corrigan has suggested a correlation between essential number in VI.6 [34] and the
35
Proclus may not in fact be the originator of this doctrine as it may have already been present in the
philosophy of his master, Syrianus (see Dodds commentary on The Elements of Theology 258 and we will
note here that Dodds also describes the henads as “the transcendent sources of individuality.” 259) Number
already had a pre-eidetic role in Neopythagorean thought but the textual evidence is not substantial enough
to tell if such numbers would be the basis of individuation. If we are successful in demonstrating that this
sort of theory is already operative in Plotinus, however, it will be seen as a doctrine which was already
present but which simply became more explicit over time.
36
Proclus, The Elements of Theology Prop. 6, in which the henads are defined as the multiplicity of which
every member is a singularity (indivisible). This evidently renders it the most perfect multiplicity possible.
37
Ibid. Prop. 113. Also see Prop. 64 Cor. The relation of the henads to the One cannot, of course, be simply
equal to the relation of intellects to Intellect or souls to Soul. We do not have the space to address this
matter relative to Proclus but will certainly, in this study, have to be clear as to how the relation numbers to
the One in Plotinus differs from the relation of intellects to Intellect.
38
Ibid. Prop. 121, 123, 125, 133, 135, 137-38, 145. In addition, “i0di/wma” in Prop. 133 & 134 and “i0dion”
in Prop. 152 & 155. This, of course, is in the Elements alone. Again, for a recent study on the individuating
function of the henads in the philosophy of Proclus, see: E. P. Butler, “Polytheism and Individuality in the
Henadic Manifold.”
39
Ibid. 125.
Ibid. 136.
Page 16
View in PDF(opens in a new window)divine henads in the context of a close reading of III.8 [30] 10.1-26,41 where Plotinus
speaks of the one to which each thing can be traced and writes that “Plotinus bites the
bullet on the hyperdeterminate multiplicity issue [. . . .] even in the unity of all things
with their source, there is still a kind of individual identity in each.”42 In this way,
Corrigan points to number in VI.6 [34] as a rather distinct instance of such
“hyperdeterminate multiplicity” which seems to be required and, let us note, it is
specifically the multiplicity of individual identities that is so required. The only other
instance we have witnessed in the literature in which the theory of essential number is
directly compared with the henads of Proclus, again in passing, is at the end of the
Commentary to the French critical edition of VI.6 [34]. It comes at the end of a list of
possible ways in which one might possibly interpret the treatise:
Or le néoplatonisme a été conscient de l’insuffisance de l’Un a’il s’agit d’assurer la structure
de tout. Entre l’Un et le tout, un intermédiaire doit fonder la normativité de passage. Cet
intermédiaire s’appelle « nombre » chez Plotin ; il s’appellera « hénades » chez Proclus.43
During the course of our examination of VI.6 [34] (in Part II of this study) it will be
seen that the entire Commentary up to that point, being the penultimate paragraph, is
almost completely dedicated to making this sort of interpretation impossible. We will
maintain that this “mediation” is required not because the One is insufficient, but because
numbers (or the henads) really do follow from the One and if this is not understood the
One is not yet understood as the principle of all things. One need only ask, “if there is a
One, then what follows concerning the others?” The others will proceed according to
41
K. Corrigan, Reading Plotinus: A Practical Introduction to Neoplatonism 181-82.
Ibid. 180. Corrigan has also developed a theory of matter in which there are various matters descending
from intelligible matter to bodily matter and, it is eventually suggested that Plotinus’ theory of matter
anticipates the various form of the unlimited in the philosophy of Proclus. C.f. K. Corrigan, Plotinus’
Theory of Matter –Evil and the Question of Substance 291. A similar account of matter in Plotinus has also
been produced by Breton (See S. Breton, Matière et dispersion 126-27).
43
Plotin, Traité sur les Nombres (Ennéade VI.6 [34]) 84. Since the number of contributors is so great in
number we shall simply refer to it as the “Commentary” in our text.
Page 17
View in PDF(opens in a new window)number.
4. Method Part Two: On the Relation between Doctrine and Discursive Thought or
between Negative and Positive Henology
When discussing the passage in V.1 [10] 6, we noted that, according to Plotinus,
the soul longs to know how it is that anything follows from the One even if it already
knows that the One necessarily generates all things. We mentioned that in V.3 [49]
Plotinus contrasts knowing by necessity (a0na/gkhn) with knowing by persuasion
(peiqw\).
In V.3 [49] Plotinus attempts to overcome the way in which the skeptics had argued
against the possibility of self-knowledge. The basic critique, given by Plotinus at the very
beginning of that treatise, is that for something to know itself it is necessary that one part
know another part.44 In this way, the part that knows is not that which is known and the
part that is known does not know.45 After explaining this difficulty, chapters 2-3 discuss
the discursive nature of the human soul while chapter 4 goes on to discuss the way in
which the soul above (the real soul) knows intellectually. Finally, in chapter 5, Plotinus
discusses Intellect as that in which being and knowing are the same and such knowing
must exist if there is really such a thing as truth. In chapter 6, however, it is asked
whether or not this sort of argument activates belief (e0ne/rgeian pistikh\n) (6.9) and the
response is “No, it has necessity (a0na/gkhn), not persuasive force (peiqw\); for necessity
is in Intellect but persuasion in the soul. It does seem that we seek to persuade ourselves
44
This problematic is logically identical to Aristotle’s argument against self-motion in Physics VIII. 257a
30-258b 10, which is repeated in On the Soul 406a 5-10. Aristotle, of course, would have denied that this
argument could be applied to the divine Intellect as it does not involve motion. Nevertheless, this thinking
is said to necessarily think itself (Metaphysics l 1074b 32-34) and this thinking “deals with that which is
best in itself” (Metaphysics l 1072b 18) and thus evidently some “part” of it is being known by some other
part.
See Sextus Empiricus, Against the Logicians I 310-312 for his own articulation of the argument.
Page 18
View in PDF(opens in a new window)rather than to behold truth by pure intellect.” (6.10-13). Persuasion requires that we
“contemplate the archetype in the image (e0n ei0ko/ni to\ a0rxe/tupon).” (6.18) We must
learn to contemplate intellect according to the highest capacity that we have as embodied
soul: dianohtiko\n (discursive intelligence).46 This is discursive reasoning in conformity
with Intellect:
But since the things which it speaks are above, or come to it from above, whence it also
comes itself (o3qen per kai\ au0to/), it [self-knowledge]47 could happen to it, since it is a
rational principle and receives things akin to it (suggenh= lamba/nonti), and fits them to the
traces in itself (kai\ toi=v e0n au0tw|~ i1xnesin e0farmo/ttonti), in this way to know itself. Let it
then transpose the image to the true Intellect.” (6.27-29)
This kind of reasoning, then, deals with what it receives from Intellect by fitting what is
given into to the traces in itself, which were also received from above. If there is such a
reception, then it follows that we can reason about intellect with what Intellect itself gives
us. By knowing in this way, soul also knows itself because, in fitting the illumination
from above to its potential to receive, it realizes the potentiality to become what it is.48
To become what it is soul must discourse with what immediately comes to it from
above. This is why the soul is, in fact, perfectly justified when it is not content with
“necessity.” Necessity is, to be sure, better in itself since it is, in a sense, actually in the
mode of Intellect but we are embodied souls. The arguments of necessity do not
illuminate our souls or turn us back to ourselves as they do not enable the discursive reproduction/construction of the higher in the mode of the lower.
Plotinus then, will proceed to produce a discursive account of the very birth of
46
Collette has written an entire chapter on the distinction between this kind of reasoning and logistiko/n,
dianohtiko/n being the higher form of reasoning and that which is in an unfolded likeness to Intellect. See
Collette, Dialectique et Hénologie chez Plotin 41-67.
47
Our insertion.
48
The necessity for peiqw/ can arises in similar contexts in VI.4 [22] 4.4.11 (and VI.5 [23] 11.3-7 & 23-28,
where encouragement [paramuqi/wn] is needed for our reasoning); VI.7 [38] 40.1-5 (which will be a very
important passage for our interpretation of the doctrine of the two acts) and VI.8 [39] 13.1-6.
Page 19
View in PDF(opens in a new window)Intellect relative to the One, for we know things through their causes, and this account
must divide Intellect into phases and reduce the unity of knower and known while
multiplying that which is so known. In so doing, however, we actually have thoughts
about Intellect whereas in chapter 5 we did not. Moreover, this later account will confront
the skeptical criticism of self-knowledge. In chapter 5 the conclusion that being and
knowing are the same was only maintained as the condition for the possibility of real
truth. The Sceptic is not forced to concede to such a necessity and would be completely
justified in accusing Plotinus of being a dogmatist had that been the end of the argument.
In fact, the point of this discussion is precisely this: the arguments from necessity in
and of themselves are the doctrinal and dogmatic side of the philosophy of Plotinus.
Knowledge of this by itself constitutes right opinion on the matters but does not
constitute philosophy. Philosophy is primarily the discursive activity in which the simple
is ordered in sequence.49
An enormous amount of confusion has been caused by the inability of scholars in
general to take note of the distinction Plotinus makes between necessity and persuasion.
A great number of studies and debates have been bogged down and confounded by the
conflicting reports Plotinus issues about the simplicity of Intellect in one instance and the
great complexity of Intellect in another. In all of this there is a general preference for the
dogmatic accounts of Intellect as simply the identity of being and knowing, the perfect
co-equality of the five kinds of being, or the notion that Intellect simply proceeds from
the One and Soul simply proceeds from Intellect.
The doctrinal arguments/accounts, however, are required in order to maintain the
difference between that which is above and our way of knowing that which is above.
Intellect as such does not need to do philosophy.
Page 20
View in PDF(opens in a new window)Without this difference it is possible to regard discursive knowledge as “absolute
knowledge” and this is in some ways worse than simply maintaining right opinion as it
can be considered an offence against the gods themselves. In this way negative theology
is generally doctrinal and it must always be maintained because it prevents us from
forgetting that, while the transcendent is certainly not opposed to the immanent, it always
exceeds the immanent. It is because Hegel’s system failed to maintain this sort of
negative transcendence that he presented a discursive construction of the divine as
“absolute” and the negative henology of Trouillard and those who follow him have
responded by prohibiting positive discourse on the One altogether.50 We wish to argue
that a progressive construction is permissible if it is conscious of its restricted truth
domain (discursive soul’s way of knowing) and if it does not contradict the results of
strict negative henology. Such a positive progressive construction we shall call “positive
henology”.
The purely static and simple descriptions of the transcendent as produced by
arguments of necessity (negative henology) and expounded in doctrinal teachings
(dogma) are also repeated as a “moment” within discursive thought about these matters.
Within the discursive discussions of Intellect, for example, the simple doctrinal
understanding of Intellect is precisely maintained as the moment of remaining, as that in
which Intellect moves from one thing to another such that it moves only in itself or, in
other cases, as the division of many beings/intellects within the single substrate of
Being/Intellect. In this way the discursive accounts of Intellect relate the progression as
within the simple and so this understanding of Intellect remains clearly distinct from the
For an excellent summery of the negative henology of Trouillard and Duméry see W.J. Hankey On
Hundred Years of Neoplatonism in France 154-55.
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View in PDF(opens in a new window)way we understand soul’s discursive nature, which is always occupied with things either
above or below itself.51
After providing a description of real being according to simple/negative necessity
in VI.4 [22], Plotinus raises the question as to how there could be many intellects and
souls if both Intellect and soul are one:
How then [does Plato speak of]52 being and beings, and many intellects and many souls, if
being is everywhere one and not only in the sense of specific unity, and intellect is one, and
soul is one? [. . . .] Even if it has a certain [logical] necessity (ei0 tina/ a0na/gkhn), is not
convincing (a/ll’7ou0 peiqw/), since the soul thinks it unconvincing (a0pi/qanon) that the one
should be everywhere present in this way. Perhaps it would be better to divide the whole
(be/ltion ga\r i1swv meri/santa to\ o3lon) in such a way that that from which the division
originates is in no way diminished, or to put it better, to generate from it (gennh/santa
a0p’7au0tou=), and so to allow one thing [, the soul of the All], to be derived from it (to\ me\n’
eka~sai e0c au0tou= ei]nai), and the ones which have come to be like parts, souls, then to fill up
the number of all things (sumplhrou=n h1dh ta\ pa/nta). (VI.4 [22] 4.1-11)
Once again the need for persuasion arises relative to necessity, which is always the first
side to be offered. When we divide according to our discursive power, we begin with the
simple and let it be the moment of abiding, regarding it as the origin of the progression.
Armstrong adds “the All soul,” to fill out “to\” as the single hypostatic reality produced
from Intellect and then the many souls will fill out all things. In Procline language, what
Plotinus is saying is that the simple monad of each of these orders remains a simple whole
before the parts while generating the next order both as a whole and in its parts.53
Plotinus will, however, find that there is still a problem regarding the question of the
many beings, intellects, and souls:
But how are there many souls and many intellects and being and many beings? And
furthermore, since they come forth from what is before them as numbers (kai\ proi+on/ ta e0k
51
V.3 [49] 2.25-26.
Armstrong’s insertions.
Proclus, The Elements of Theology Prop. 66-74.
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View in PDF(opens in a new window)tw~n prote/rwn a0riqmoi\ o1nta), not magnitudes, they will cause a difficulty in a similar way
about how to fill the All. (VI.4 [22] 4.18-21)
The problem of the many beings, intellects, and souls, then refers back to what Corrigan
called a “hyperdeterminate multiplicity” since Intellect’s ability to produce both soul and
many souls means that Intellect must already have many intellects as the basis of the
many souls and this leads back to the notion of number as the basis upon which there
may be many intellects.
In this study we will borrow the vocabulary of “tense aspect” to distinguish these
two ways of speaking about the transcendent. The doctrinal kind of argument, according
to necessity, attempts to think the eternal without any implication of motion and can
obtain the correct answers but in a manner that leaves soul unaffected; the result of this
kind of argument we call the “simple aspect” of the object as it tries to speak of the
eternal without implying temporality. The discursive kind of argument, according to
persuasion, attempts to think the eternal by introducing motion and is how the soul
reproduces the higher in itself; the result of this sort of argument we will call the
“progressive aspect” of the object as it introduces logical sequences within the eternal.
The simple aspect of Intellect is, again, the simple identity of being and knowing, or “‘the
abiding in one of eternity (ai0wn~ ov [. . . .] to\ me/nein e0n e0ni/);” (III.7 [45] 2.35), or the
simple monad of Being. The progressive aspect, on the other hand, adds discursive
progression and power,54 by which each order generates a series of parts or members in
or about itself. In this way, it will also be figurative in that it will provide images upon
54
One of the other texts in which Plotinus, after a very negative description of Intellect, decides to offer
something to discursive reason (VI.5 [22] 11.4) adds power as opposed to size (11.13-14) and “time by
analogy.” (11.22)
Page 23
View in PDF(opens in a new window)which to discourse55 while arguments according to necessity do not think upon images
but upon the propositional meaning of the terms it employs.56 While arguments from
simple necessity only tell us that x is the case and cannot account for the multiplicity of
entities in each transcendent order, the truths of such arguments are in need of no
qualification (i.e., they are absolute or unconditionally true). Arguments from progressive
persuasion can tell us how x is the case and can account for the multiplicity of entities on
each hypostatic order, but the truths of such arguments are relative to the discursive
reason of embodied souls.57
It is altogether crucial, however that the “simple aspect” as it is taken alone
according to necessity and the simple as it is included as the beginning of the
“progressive aspect” should not be identified; for in that case it would be “sublated” into
the more “concrete” whole produced in the latter. The simplicity of the transcendent (be
it Intellect or the One) by itself remains beyond all possible discourse and negative
henology has the final word regarding the One by itself. Therefore, when we make the
simple into the beginning of a series of differences, we should not take that simple entity
“with the many” to be identical with the simple entity alone and prior to the many, as “it
is necessary for there to be a one by itself (e3n e0f’7e9autou=) before the one with another.”
55
Plotinus’ expresses strong approval of Egyptian ideograms as opposed to propositional language in V.8
[31] 6.1-9, where he says that such images express the non-discursive nature of Intellect. In this way our
“discursive” account is less discursive than the simple negative account, which uses propositional language.
Arguments according to necessity, however, are still more pure on account of the negativity of the
propositions relative to their objects. Images, by definition, presuppose the imagination and so it is still the
case that we are knowing according to our kind of activity. On the other hand, what Plotinus indicates here,
is that ideograms and conceptual models are superior to propositional language when it come to positive
accounts of the eternal.
56
In this way arguments according to simple necessity tend to be analytic while arguments according to
progressive/figurative persuasion tend to be synthetic.
57
In this respect the progressive and positive account of the One and Intellect at once constitutes the
highest science of the human soul. This self-knowledge, however, does not result from a study of human
soul qua human soul but from taking aim at that which is higher than the soul with the greatest
concentration of effort on the part of the soul.
Page 24
View in PDF(opens in a new window)(V.6 [24] 4.8-9)
In applying this “aspect theory” to the way Plotinus treats of the One, we will
develop a henological dialectic in which we begin with the simple negative account
according to necessity whereby the One will remain in its unknowable transcendence.
Then we shall move into the progressive aspect of the One whereby we try to know the
One by way of analogy with Intellect’s progressive aspect. Finally, we negate from the
analogy what is peculiar to Intellect and which contradicts the nature of the One such that
our “progressive” or discursive account of the One will produce a result that is no more
like our conception of Intellect than our conception of Intellect is like Soul. This
progression of unity will be the “first act” of the “two acts” while the simple aspect of the
One is properly above all activity. The “short hand” formula for this is that we shall begin
with the One of negative henology and add progression such that positive henology can
say: the One + progression = number.
II: Simple Aspect of the One – Remaining
This section will produce a brief account of what can be said about the One when
we limit ourselves to arguments from necessity and according to simplicity.58 We shall
proceed to produce a “triad” of this simple aspect of the One. The first part of this triad
will discuss the One as simple Identity or au0to/v beyond being. The second part,
following from the first, will denote the One as intensive. The third part will discuss the
One as radically exclusive. This triad is modeled after the Procline triad of limit, the
unlimited, and the mixed.59 The limit is that which remains or abides, the unlimited is the
power which proceeds or generates, and the mixed is that which results from the return of
58
By way of analogy with Kant’s critical philosophy, the simple moment could be called the “analytic of
the One” while the progressive moment could be called the “dialectic of the One.”
Proclus, Théologie Platonicienne, livre III 30-40.
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View in PDF(opens in a new window)the second to the first. The “simple” triad we are about to expound is that of the “limit”
and so all three moments are, as it were, in the mode of the first such that nothing is as
yet proceeding or returning, but these moments are prefigured in the simplicity of the
One itself.
1. The One as au0to/v
We have set out to demonstrate that the One, as the principle of each and every
thing, must be the principle of individuation and shall make our beginning with the way
in which Plotinus frequently employs the term au0to/v relative to the One. The One is
beyond being because it is simply one and one alone “since there is nothing at all present
with it,” (V.6 [24] 4.4) for “it is necessary for there to be a one by itself (e3n e/f’7e(autou~)
before the one with another.” (8-9) The One is alone in that it is not the unity of a
substrate which would have unity as an attribute – it is simply identical with unity itself.
Or rather, unity itself is identity itself. The One as one alone “is only itself and really
itself, while every other thing is itself and something else” (VI.8 [39] 21.32-33) The One
then “is primarily self and self beyond being (prw/twv au0to\v kai\ u(pero/ntwv
au0to/v).” (VI.8 [39] 14.42)
O’Daly, in his book Plotinus’ Philosophy of the Self, investigates the theme of
selfhood in Plotinus and its Platonic roots in the Delphic commandment “Know Thyself.”
In the final chapter of that work he proposes that “the One is par excellence the Self.”60
His primary method of showing this is with respect to Plotinus’ descriptions of unio
mystica. Plotinus often speaks of the ascent as an entering into oneself such that the self
60
O’Daly, Plotinus’ Philosophy of the Self 91. O’Daly notes that this notion of the One as Self had been
generally indicated by Bréhier in La Philosophie de Plotin when the latter says that “l’Un de Plotin n’est ni
une chose, ni un objet; il est le sujet pur, absolu, solitaire.” 178. On this matter, however, Bréhier pushes
the One toward a Hegelian intellectual spiritualism (180-81) which does not seem to be shared by O’Daly
who makes it clear that the One is not in any way self-reflexive.
Page 26
View in PDF(opens in a new window)in union, or the “self-itself,” as it were, can be deemed beyond intellect (IV.8 [6] 1.6) or
being (VI.9 [9] 11.42-43), which O’Daly rightly connects with the One “in us” (V.1 [10]
11.10).61 It is said that we must grasp the One “by the likeness in ourselves” (III.8 [30]
9.22) and we try so to grasp with a direct intuition/close touch (e0pibolh= a0qpo/a|, 9.21).
The One itself, being perfectly simple, does not think itself:
but it will have a simple concentration of attention on itself (a9plh= tiv e0pibolh\ au0tw~| pro\j
au0to\n e1stai). But since there is no distance or difference in regard to itself, what could its
attention be other than itself? (to\ e0piba/llein e0autw|~ ti/ a1n ei1h h1 au0to;) (VI.7 [38] 39.1-4)
Since we relate to the One by way of entering into ourselves and by way of intuitive
touching, and the One as a pure touching is “primarily self and self beyond being” (VI.8
[39] 16.42), O’Daly concludes that “on the one hand, the One is a Self, and, on the other,
that, of the faculty experiencing unio, we can say no more than that it is – ‘the self.’”62
We must make it clear that this identification of the One with au0to/v is not to
attribute self-reflexivity to the One or, for that matter, the “one” in us; since e0pibolh/ is
“an intuition that does not presuppose the duality of subject and object.”63 That the One is
that which is primarily “itself” does not mean to indicate that the One is a kind of
supreme subject or person. It is better, O’Daly argues, to say that “the One appears to be
conceived of as the principle of pure identity.”64 Since he concludes his book in
establishing this identification of the One and Self, O’Daly does not clearly indicate the
implications this insight has for the Plotinian philosophy as a whole.
In his paper “L’ ‘intellect amoureux’ et l’ ‘un que est’,” Perczel has criticized
O’Daly’s thesis concerning the One as Self. First of all he takes O’Daly to be denoting
61
Ibid. 90.
Ibid. 94.
63
Ibid. 92.
Ibid. 91.
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View in PDF(opens in a new window)the notion of an absolute subject: “L’ ‘un de l’être’, loin de se présenter comme un Sujet
absolu, est plutôt une activité sans sujet.”65 In this way, he understands this to be an
Augustinian reading of Plotinus.66 While we do not quite share this reading of O’Daly we
do not think that it is unjustified. For example, O’Daly cites Bréhier on the matter
without really distancing himself from that reading.67 We, however, wish to make it
perfectly clear that by “au0to/v” we mean “itself” in terms of identity and identity, as we
shall explain, in terms of specificity or unicity. Whether or not Perczel’s reading of
O’Daly in this respect is justified is of no bearing to our own argument as it is not
indicative of where we wish to take this notion.
The second side of Perczel’s argument is with respect to the connection that O’Daly
seeks to make between the One itself and all the other selves, and specifically that of the
human soul, since “l’ ‘un de être’ est un principe universel. Il est formellement identique
à lui-même dans chacun des êtres, et ne permet aucune diversification.”68 The primary
textual evidence Perczel cites regarding this claim is the following from Ennead VI.2
[43]: “And if the one is the same in all things which belong to being, as there is no
differentiation of it it does not make specific forms; but if there are no specific forms, it
cannot be a genus.” (VI.2 [43] 11.47-49) Thus he argues that what is there of the divine
in us is “la présence et le reflet du Transcendant dans la sujet conscient.”69 If this is the
case, how can Plotinus also say that: “we go back everywhere to one. And in each and
every thing there is some one (ti e3n) to which you will trace it back, and this in every
65
Perczel, “L’ ‘intellect amoureux’ et l’ ‘un que est’” 257.
Ibid. 258.
67
O’Daly, Plotinus’ Philosophy of the Self 91. See W.J. Hankey On Hundred Years of Neoplatonism in
France 120-123 for an account of Bréhier’s Hegelian reading of Plotinus.
68
Perczel, “L’ ‘intellect amoureux’ et l’ ‘un que est’” 256.
Ibid. 258.
Page 28
View in PDF(opens in a new window)case to the one before it, which is not simply one, until we come back to the simply one.”
(III.8 [30] 10.20-22)70 It is here evident that, beginning with any one thing, there are
several levels of “ones” (implying a topology of unity) to follow before reaching the One
itself. What could each of these discrete “ones” be according to Perczel’s understanding
of Plotinus? Perczel himself, and rightly so, identifies the “one-in-being” with what
Plotinus calls the one essential number71 but refuses to consider the essential numbers
thereby generated, which are in fact prior to the real beings that are numbered,72 to count
as the “one” or “self” in each thing.
2. The One as Intensive
The grammatical function of au0to/v is generally intensive. Au0to/v can mean “the
very one,” “the same,” “oneself,” “one’s true self,” “soul” “of oneself,” “alone,” and
“exactly.” The intensive pronoun does not add anything except stress or intensity.
Grammatically this is really an emphasised demonstrative used to point out that it is this
particular one that is indicated.73 In this way au0to/v, in both the attributive and predicate
position, specifies as “that very one” and for this reason, again, “One” and “au0to/v” mean
the same thing. This specificity of the One is, again, indicative of its being the principle
of individuation. For each identity, qua identity, will be some specificity. Since “itself”
intensifies or stresses that with which it is taken, it can already be said that the One itself
70
We recall that Corrigan perceived a “hyperdeterminate multiplicity” with respect to this passage (See K.
Corrigan, Reading Plotinus: A Practical Introduction to Neoplatonism. 180-81.
71
Perczel, “L’ ‘intellect amoureux’ et l’ ‘un que est’” 254.
72
VI.6 [34] 15.10-11, 14-16.
73
The relation of the demonstrative “this” to the signification of singularity is in fact indicated in the very
first chapter of Hegel’s Phenomenology of Spirit, “Sense-Certainty: Or the ‘This’ and ‘Meaning.’” Hegel
shows how the demonstrative intends to signify the singular existence of that to which it points but that it is
forced to employ the same terms (“this” and “that”) in every case such that the demonstrative only points to
indeterminate being (the beginning of the Science of Logic) and would evidently fail to fulfill the principle
of discernability. We do not have the space to fully discuss the matter here, but it will be enough if the way
in which the One individuates is able to fulfill the principle of discernability, as we intend to demonstrate in
Part II.
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View in PDF(opens in a new window)is in some way identical with intensity or stress and the specificity of each thing will be
distinct relative to some specific intensity of stress.
In the second moment of the second triad of the One we will see how this very
intensity of the One is productive of another in the progression of unity.
3. The One as Exclusive
That which becomes One, becomes itself. This is the henological law that exceeds
all possible ontological speculation. Plotinus makes it clear that whatever has not yet
become One “is not yet what one would call ‘itself’ (ou1pw e1stin o3 a1n ei1poi au0to/)”
(V.3 [49] 15.13) and, conversely, “in turning to itself (ei0v au9to\n ga\r e0pistre/fwn)” it
[Intellect] turns to its principle.” (VI.9 [9] 2.35-36) Again, “in thinking the Good it
[intellect] thinks itself incidentally (kai\ ga\r au] e0n th|= noh/sei au9tou= kata\
sumbebhkoo\v au0to\ noei=): for “it is in looking to the Good that it thinks itself (pro\v ga\r
to\ a0gaqo\n ble/pwn au9to\n noei=)” (V.6 [24] 5.16) and those “outside it” are “outside
themselves (au0tw~n e1cw).” (VI.9 [9] 7.30) With respect to the way in which the soul
becomes like the One/Good, it is written that “when it comes to be there it becomes itself
(e0kei= genome/nh gi/gnetai au0th\);” (VI.9 [9] 9.22) and again, the One is received “as
another self (oi[on a1llon au0to/n)” (V.1 [10] 11.10). Thus conversion to the One in no
way entails a simple union whereby all things eschatologically collapse back into the
principle. Such a collapse is, in fact, structurally impossible. Since the One is “itself” –
each thing in becoming “one” becomes itself.
What is the real difference between ontology and henology? Why this apparently
impossible insistence on the beyond of Being? This is the difference: A being belongs to
being as a part while a one belongs to the one as itself. Since being is substance it is
Page 30
View in PDF(opens in a new window)determinable and thus all participation of being belongs to being as one part of its inner
determination. In Intellect “each is a special power (e3kaston du/namiv i0di/a). But the
whole Intellect encompasses them as a genus does its species (perie/xei w3sper ge/nov
ei1dh) and a whole its parts (o3lon me/rh).” (V.9 [5] 6.9-10) Thus that which participates in
being belongs to being as a determination of substance “but each [intellect] remains
distinct in otherness (me/nei e9kaston e0n e9tero/thti), having the same essential being
(e1xon to\ au0to\ o3 e0stin ei]nai).” (IV.3 [27] 5.8-9) Each intellect, qua being, is equally a
being but only distinct by way of otherness, that is to say, by way of that which is
otherwise than being.
Since the One is beyond being or prior to substance, that which becomes One is not
a determination of the One within the One but it becomes a one itself outside of the One.
That the One is itself alone means that no “one” can be with it or a part of it, but, insofar
as anything becomes one, it comes to be itself. For, if the One is primal self, that which
becomes one would not be like the one if it did not become itself. It would not be like the
One if it belonged to the One and thus it can only be like the One in remaining separate
from the One. This logic does not belong to being, the logic of the determination of
substance or genus, but is the logical operation of that which is beyond determination,
beyond substance, and thus beyond being. Henology does not escape ontology by turning
to mere hyperbole and paradox; it has its own logic which strictly follows from the One –
that which turns toward the One is turned toward itself. This formula exceeds all
ontological possibility while, at the same time, founds all ontological possibility: it is
precisely because the One is exclusive that the first indeterminate substance, when
converting upon unity, will become reflexive being, that is to say, Intellect. We must still,
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View in PDF(opens in a new window)however, discern how anything arises from the One in the first place.
While this third term of the first triad of the One clearly prefigures the return of
pre-intellectual potentiality upon the One, more importantly for the present investigation
it also prefigures the third moment of the second triad of the One as the basis upon which
the progression of unity will be excluded from the One itself.
III: The Simple and Progressive Aspects of Intellect
1.1 Simple aspect of the intelligible: Eternal Being
Before we can discuss the progressive aspect of the One it is necessary that we
explain how our “aspect theory” applies to intelligible reality so that we can then apply it
to the One. As we stated at the end of section one, our “positive henology” requires a
moment of analogy between the One and Intellect followed by the negation of what, in
that analogy, would contradict the primacy and simplicity of the One.
With respect to accounts of Intellect which make it out to be simple as opposed to
progressive in its nature, the most striking example can be found relative to Plotinus’
description of eternity in Ennead III.7 (45): On time and Eternity. This simple aspect is
not intended to be inclusive of intelligible reality but the “abiding in one (to\ me/nein e0n
e9ni/” (III.7 [45] 2.35) of real substance, which is substance in as much as it can be “one”
and is
a partless completion, as if they [the counterfactual parts] were all together in a point, and
had not yet begun to go out and flow into lines (proio/ntwn); it is something that abides in
the same in itself and does not change at all because always in the present. (III.7 [45] 3.1820)
Here we have a characterization of Intellect or real being according to its “simple aspect”
as “all things at once.” It is not surprising that such an emphasis should be placed in the
context of discussing eternity for a progressive description of eternity would not be a
Page 32
View in PDF(opens in a new window)description of eternity at all. In this view, eternal and true reality is not a multiplicity of
all real beings in both their self-relation and inter-relations but a single perfect life
abiding in itself. For true being
is always the same (w9sau/twv); and this is being without any difference (a0diafo/rwv. So it
does not have any “this or that”; nor, therefore, will you be able to separate it out or unroll
(e0celi/ceiv) it or prolong it or stretch it (paratenei=v); nor then can you apprehend anything
of it as before or after. If, then, there is no before or after about it, but its “is” (e1stin) is the
truest thing about it, and itself (kai\ au9to/), and this is the sense that it is by its essence or its
life, then again there has come to us what we are talking about, eternity (III.7 [45] 6.14-21).
Eternity is being as such as “the whole before the parts.” For it is being simply in that it
really is, that is to say, insofar as it always is: a0ei plus w1n renders o9 a0iw/n as true being
(III.7 [45] 6.34). It is being apart from all the beings that could be separated out from it or
within it.
1.2 Progressive aspect of the Intelligible: Thinking Life
With respect to the accounts of intellect which make Intellect out to be progressive
as opposed to simple in its nature, perhaps the most striking is found in Ennead VI.7 [38].
Not only does Intellect move, but its motion is not even simple, as it must move in every
way.
It must therefore move to all, or rather moved to all. Certainly if it moves a simple (a9plou=n
movement it has that one alone; and it is either itself and has not gone forward to anything,
or, if it has gone forward, it is another thing as staying behind (kai\ h1 au0to\ kai\ ou0 prou1bh
ei0v ou0de/n, h1 ei0 prou1bh, a1llo me/non); so there are two; and if this [one of the two]74 is the
same as that, its remains one (me/nei e3n) and has not gone forth; but if it is other, it has gone
forth with otherness and from the same and another has made a third one. [. . . .] It is not then
possible for the real beings to exist if Intellect is not actively at work, forever working one
thing after another [. . . .] But it is everywhere itself (pantaxou= d’ au0to/v e0sti); so its
wandering is an abiding one (me/nousan ou]n e1xei th\n pla/nhn). And its wandering is in “the
plain of truth”, which it does not leave. (VI.7 [38] 13.16-35)
Armstrong’s insertion.
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View in PDF(opens in a new window)The beginning of the passage denotes the need for all kinds of motion, which Intellect
must possess if it is going to be “all” and therefore itself: “if it is itself it is all, and if it is
not, it is not itself.” (VI.7 [38] 13.53) We then read, however, that if it remains then it is
itself or itself goes forward while it is something other as staying behind. Here the “two
aspects” that we wish to distinguish are first placed side by side within the second aspect.
There is a simple abiding that does not move, on the one hand, and a going forward or
proceeding that moves in everyway. That which stays is identified with the same (tou=to)
and simply “remains one” while that which goes forward is identified with otherness.
From these two a “third one” (tri/ton e3n) arises which is both same and other. Evidently
Intellect is the other in the same. The progressiveness of this proceeding activity is
indicated in many ways; it must make “one thing after another”75 and must never be still
but is always moving through itself. That fact that this movement is within itself, as it
“moves always to the interior,” (VI.7 [38] 14.16) means that it never leaves itself when it
leaves off one thought for the next, for what is left behind is left within itself.
In the progressive aspect of Intellect, the way in which we can produce a
construction of it within ourselves, there is a progression productive of a series of
differences within the singular substrate of being.
2. The first act of the One as Self Loving/Willing according to Narbonne, Lacrose,
and Pigler
Some scholars have attempted to discern the “first act” of the One by way of
analogy with Intellect but have proceeded in such a way that the One is made out to be
something of a “proto-subject”. In these treatments the One is described as a kind of pure
Cf. V.3 [49] 10.19
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View in PDF(opens in a new window)wakefulness/vision,76 as self-loving, or as self-willing. To this end they draw heavily
upon Ennead VI.8 [39] in which Plotinus describes the One in terms that are usually
reserved for Intellect. Lacrose and Pigler have described this first act most specifically as
love, Lacrose writes:
Et par cet acte premier et ineffable [. . . .], l’Un accomplit éternellement un retour sur soi,
manifesté par son ‘amour de soi’, qui est à l’origine de tout ce qui existe ou subsiste.77
The One’s act of self-love is employed in a similar way by Pigler, for whom love is that:
Sans quoi la procession de êtres n’aurait pu avoir lieu. L’Érôs se diffuse en effet lorsque
l’Un, « se tournant vers lui-même », engendre par ce mouvement, sans en être altéré ni
amoindri, la totalité du Réel qui découle de lui.78
In this way a sort of “self-conversion” is attributed to the One so that a “first act” is given
such that the “second act” can follow. Pigler’s argument maintains this self-love as “une
certaine motion du Bien”79 which is the basis of procession, continuity, and conversion.80
It is argued that the love of the One is self-diffusive81 but we are not given a technical
explanation as to how this is the case aside from the typical notions of emanation and this
is in part due to a strong preference for subject-orientated terminology like “will” and
“wakefulness” while believing that the Middle-Platonists’ discussions of number (objectorientated terminology) were unimportant for Plotinus.82 This self-love of the One could
76
Hadot, Porphyre et Victorinus 2.vols. vol.1. 320 n4. Narbonne, La métaphysique de Plotin 64. Pigler,
Plotin 44.
77
Lacrose, L’amour chez Plotin 113. In this he appeals not only to the passages in VI.8 [39], in which the
One is described as possessing a self-directed activity, but also to Hadot’s translation of V.1 [10] 7.5-6, in
which Intellect would be produced by way of a self-reflexivity of the One. Armstrong’s translation renders
this same passage as denoting something like intelligible matter returning to the One and becoming
intellect. For a history of the debate over the rendering of this passage See Ritsuko Okano, “How Does the
One Generate Intellect? Plotinus, Ennead V1 [10] 7.5-6?” French scholars are generally on the same side as
Hadot and English scholars are generally on the same side as Armstrong.
78
Pigler, Plotin – un métaphysique de l’amour 17-18. This renders the self-love of the One as “the rule of
procession.” 22 and 57.
79
Ibid. 18
80
Ibid. 20.
81
Ibid. 18, 57, 62.
Pigler, Plotin – un métaphysique de l’amour 94.
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View in PDF(opens in a new window)very well be regarded as a “fulfilling perfection” from which there could be a continued
overflow in so far as it is reflexive, that is to say, structurally indistinguishable from
Intellect. In addressing the problems inherent in this description relative to the pure
simplicity of the One, Pigler also wants to maintain that this love is a “vision sans
objet”83 and altogether “intransitive.”84 In that case, however, it is no longer certain how
the One would overflow or, for that matter, why its love is still a self-love.
Another but related approach characterizes the One as freedom and self-willing.
Narbonne first discusses how the One can be regarded as a power. This power,
characterized as a pure act, is the self-activity of the One: “Pure activité, agir désincarne,
l’Un se détermine et se substantif lui-même,”85 and even “se communique á lui-méme.”86
It is in such fashion that the One freely wills itself and engenders itself. In avoiding the
more negative ways of speaking about the One,87 Narbonne considers the Principle
“beyond being” in that “l’Un est au-delà de l’existence déterminée”88 while matter is
below all determination. Since the One is determined only by itself, this is meant to
indicate that the one is beyond being passively determined by anything other than itself,
and it is in this sense that it is beyond all necessity and thus perfectly free.
Narbonne believes that the “doctrine of the two acts” implies that there must be
something that acts in itself as the condition of having a productive act.89 This is because
he understands this production by way of simple analogy, moving from the way Intellect
produces another from itself to the way in which the One produces another from itself. As
83
Ibid. 54 and 67.
Ibid. 52 and 69.
85
Narbonne, La métaphysique de Plotin 85.
86
Ibid.
87
He makes especial reference to Bréhier’s paper “ L’idée du néant et le problème de l’origine radicale
dans le néo-platonisme grec.”
88
Narbonne, La métaphysique de Plotin 81.
Ibid. 64.
Page 36
View in PDF(opens in a new window)we have observed, the first act of Intellect (its progressive act), does in fact act in itself in
producing its inner determinations and, from this perfective explication, it can be
understood how it would overflow in a “second act” whereby it would generate soul.
While we accept the use of analogy applied the progressive aspect of the One, we think
that it is both possible and necessary to negate anything about the analogy that would
destroy the unity of the One. Nevertheless, from this premise Narbonne concludes that
“l’auto-engendrement de l’Un est une pré-condition de la production de monde.”90 That
which is new and remarkable in Plotinus, he says, is not a principle by causa sui, as such
notions had already been in circulation,91 but “le transportation de l’idée de l’autocausalité dans les catégories de la volonté et la liberté, opérant ainsi une dénivellation au
sein du divin entre le vouloir et l’être, la puissance et l’acte.”92 Thus the One, according
to Narbonne, is the pure act or power that causes itself in willing itself.
We cannot, however, accept the notion the One has an act in itself and that it
thereby determines itself as this implies that the One is a substance. This is no doubt why
Narbonne resorts to calling the One a “quasi-substantialité.”93 In fact, making the One
undetermined in that it is purely self-determined without any external limit results in a
depiction of the One that is almost indistinguishable from the way in which Intellect is
presented by the negative henology of Trouillard and those who have followed his lead.
On the side of Narbonne it can be said that if the One was so under-determining relative
to Intellect that it would no longer really a principle but more like a kind of néant. On the
side of Trouillard, however, Narbonne is contradicting the conclusions of negative
90
Ibid. 105.
Ibid. 94. Specifically among the Stoics. Narbonne’s intrepretation of Plotinus in La métaphysique de
Plotin draws heavily upon Stocism as understood by Hadot.
92
Ibid. 103.
Ibid. 96.
Page 37
View in PDF(opens in a new window)henology, whose truths, while few, are certain and absolute. Our positive henology will
allow us to understand how the One can be a positive principle (relative to a discursive
construction) without contradicting the simplicity of the Principle.
These first attempts to discern the first act of the One are not without merit but
our approach will, in a certain sense, take an inverse route. From the point of view of our
aspect theory, in shifting to a persuasive mode of discourse when trying to explain how
the One produces, these scholars have placed intelligible concepts into the simple aspect
of the One and have thus produced the sort of positive account that contradicts the
necessary truths of negative henology. In this way we have a hyper-intellect that is still
not willing to move from the simple to the progressive or to employ figurative concepts.
The result is “the worst of both worlds” as we have a simple-aspect presentation of the
One that is no longer truly simple but which still does not please the yearning of the soul.
It neither preserves the transcendence of the One nor does it discursively produce the One
within the capacity of embodied soul. We, on the other hand, shall expound a positive
henology which will negate everything intellective in the “first act” of Intellect such that,
in the end, only the notion of a progressive and multiplying act is added to the One. We
will, however, pursue the notion of the One as some kind of inward tendency or pressing.
From considering Pigler’s position, then, we are able to ask: if there is a kind of
inward tendency of the One, and this tendency and the “the One” are strictly identical,
then in what would this consist?
With respect to Narbonne, we think he is right to pursue a kind of determining act
beyond being but we ought to keep the simple aspect of the One as separate from the
progressive act. Thus Narbonne’s position leads us to the question: if there were an act of
Page 38
View in PDF(opens in a new window)the One which was determining but not an inward self-determination, what would be the
result?
We shall argue that One’s primary act is already productive of another, as it
keeps nothing for itself, which is why it is a far higher and more dignified cause than is
Intellect and why it can give it all and let Intellect have it all. Intellect only produces by
way of its excess above what it needs. The first and primary giver keeps nothing prior to
its giving – including the explication or expression of its own nature. The progressive
remaining of the One cannot be a self-directed and self-determining activity. It must now
be proven that, given the remaining of the One, there must also be a progression of
unitary power.
IV. The Progressive Aspect of the One - Power
Just as we formed a triad of the simple aspect of the One, so too shall we form a
triad of the progressive aspect of the One. Unlike the first triad, the terms of this triad
cannot claim to be altogether independent of positive analogy from Intellect to the One.
Moreover, this second triad will permit the soul to apply both its progressive and
figurative nature in attempting to approximate itself to the One. In both cases, however,
the use of analogy is to be kept at the minimum compatible with producing a
positive/progressive account of the One as the cause of all things. Where the One was
simple au0to/v or identity in the first triad, we shall find it to be an abiding potency prior
to all activity in this second triad. Where the One was intensive in the second moment of
the simple triad, we shall find it now to be an kind of e0pibolh/ or inward concentration in
the second moment of the progressive triad. Finally, where the One was exclusive in the
first triad, it will be emanating its own likeness in the progressive triad.
Page 39
View in PDF(opens in a new window)1. The One as Potency
Plotinus frequently presents the One as a power (du/namiv) prior to and greater
than active actuality/energy (e0ne/rgeia). Since the Peripatetics used the term du/namiv to
denote potentiality, which is associated with matter, and e0ne/rgeia was closely associated
with nou=v (Aristotle’s First principle), the way in which du/namiv is applied to the One
must be distinct from these both. Unlike the merely possible/matter, it is not the power to
become all things but to make all things.94 Is this, however, sufficient to distinguish
power from active actuality? In what sense, then, is the One the source of all things by
way of power?
The simple power of the One is most clearly presented in Ennead V.3 [49]. How
did the One bring all things into existence?
By possessing them beforehand. But it has been said that in this way it will be a multiplicity.
But it had them in such a way as not to be distinct: they are distinguished on the second level,
in the rational form. For this is already actuality; but the One is the potency of all things. (V.3
[49] 15.29-33)
If it is to be said that the One possesses them beforehand without thereby loosing its
simplicity as “itself alone”, it must be the case that they are already pre-possessed in that
the One remains itself. But what does this mean? It is really quite simple. Given the One
itself, there is already presupposed every capacity of unity/self. Thus we can consistently
say that with One simply remaining itself every “one” is pre-possessed. We still,
however, have a problem: why should there even be “every capacity” of unity?
Let us take a step back and ask: is it possible that the One itself could even
abide/remain if was it powerless? Is there no power in simply abiding? Or, to put it
negatively, is powerlessness not precisely a falling-away of something from its good and
V.3 [49] 15.34-36.
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View in PDF(opens in a new window)from itself? Pure multiplicity without a one is “unable to tend to itself (a0dunatou=n ei0v
au9to\ neu/ein), it pours out and is extended in scattering.” (VI.6 [34] 1.5-6). That the
simple remaining of the One is identical with abiding power itself is affirmed in VI.8
[39]. Speaking of the One, Plotinus writes:
But that it did not go was due to itself; it was not because it was hindered but because it was
itself it did not go (a0lla\ tw|~ au9to\ ei]nai, o4 mh\ e0lh/luqe); and inability to go to the worse
does not indicate the powerlessness of what does not go, but its not going comes from itself
(par’7au0tou=) and is because of itself. And not going to anything else has in it the extreme
of power (th\n u9perbolh\n th=v duna/mewv). (VI.8. [39] 10.30-34)
It is on account of the fact that the One is simply itself that it “does not go” (remains) and
this remaining itself is exceeding (u9perbolh\n) power. The One remaining itself is itself
excessive! It is perfect as “having never gone from itself” and evidently this pluperfect
perfection is more perfect than that which is perfected upon return. Since the perfected
proceeds to generate, it follows that the One should generate, but why should remaining
perfect yield an excess? Can it be said that the One is excessive relative to itself? What
would that mean?
2. The One’s Power as Intensive Concentration
We have encountered the term e0pibolh/ as it is attributed to the One in VI.7 [38]
39.1-4 at the beginning of this study in O’Daly’s characterization of the One as au0to/v.
The use of this term has received much attention in Plotinian scholarship beginning with
the analysis of Rist, who claims that e0pibolh/ “may be Plotinus’ favourite word for the
‘knowledge’ of the One.”95 The term is of significant importance in Perczel’s paper “L’
Rist, Plotinus: The Road to Reality 51.
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View in PDF(opens in a new window)‘intellect amoureux’ et ‘l’un qui est,’” in which it is primarily translated as “touching.”96
Since the most literal meaning of the term is “laying on” or “throwing on,” the closest
approximation with respect to the way Plotinus applies the term to the One may be that of
“pressing-on,” from which we can discern the notion of “touch,” for touching connotes a
“press.”97 Concerning the One, Plotinus asks: “what could its attention be other than
itself?” (to\ e0piba/llein e9autw|~ ti/ a1n ei1h h2 au0to/)” (VI. [38] 39.4). The One itself would
be this very touch/pressure. Later in the same chapter, in differentiating the One from
Intellect, Plotinus writes: “that kind of movement, simple and all the same (a9plou=n kai\
au0to\ pa~n), if it is to be something like a touch (oi[on e0pafh/), has nothing intelligent
about it.” (VI. [38] 16.19-20) Thus the One as touching is “like” a simple and self-same
movement and we take this to indicate something very much like how it must “be toward
itself” (V.1 [10] 6). It is still, however, difficult to suppose a touching which does not
pre-suppose some interval.
Of all acts, is touching not the least thinkable as intransitive? It is not always
necessary for touching to be upon/against something? On the other hand, that the One
should be a “touch” is not accidental and therefore not simply replaceable by another
kind of act. Why is this so? Because what we need to “get things going,” as it were, is
some kind of “meeting” or “contact.”
Chrétien in, L’appel et le réponse, at the end of a somewhat phenomenological
study of touch in Aristotle (and Alexander of Aphrodisias), discusses the subject of
intelligible touch. This is first indicated in Metaphysics l in that Intellect becomes
96
Perczel accepts Hadot’s translation of e0pibo/lh/ as “toucher.” His analysis of this term is really with
respect to the “pre-intellect” or “intellect in love” and so we will not go into it until we reach that point in
the argument.
We will note that O’Daly, in Plotinus Philosophy of the Self, translates VI.7 [38] 39.1 as a “simple
intuitive approach to itself” 93.
Page 42
View in PDF(opens in a new window)intelligible in touching (qigga/nwn) and thinking.98 Chrétien wants to maintain that this
intelligible touching remains, like sensible touch, transitive and yet “il est totalement
immédiat [. . . .] Il devient ce qu’il touche, et comme il touche.”99 He finds a similar
notion of intelligible touch in Aquinas’ commentary on the Metaphysics: “L’intellect du
premier mobile devient intelligent en acte par un contact (per contactum aliqualem) avec
le première substance intelligible.”100
C’est d’un contact avec soi comme intelligible qu’éternellement l’esprit divin s’enflamme, et
en se laissant toucher qu’il enflamme ce qui vient après lui. Le plus nécessaire est au sens
étymologique du terme la contingence même, le contact même d’où surgit l’éternel éclair à
quoi tout est suspendu et dont tout dépend.101
This is a beautiful passage and certainly touches upon this whole matter of touch in a
central way but it does not sufficiently address the objection that there is a duality prior to
the unity of this “pure act.” This problem is somewhat greater for Chrétien than for us as
we do not need to describe the One as thinking itself and so we can attempt to get at a
contact prior to any self-reflexivity, if such a thing is at all possible. The notion of a
“contact” is very crucial, for a “contact” is, it seems, exactly what is needed and what is
implied by the attempts of Lacrosse, Narbonne, and Pigler to characterize the self love or
willing of the One.
The character of the One as a kind of pressing-on or tending toward itself is perhaps
best described by Plotinus in the following passage:
There must therefore be a concentration (susth=nai) into a real one (e3n o1ntwv) outside all
multiplicity and any ordinary sort of simplicity, if it is to be really simple. (V.3 [49] 16.1598
Metaphysics l 1072b 19-20.
J.L. Chrétien, L’appel et le réponse 151.
100
Ibid. Citing In Metaphysicorum. L. XII, lect. 8 § 2542-2543.
101
Ibid. “It is from a contact with itself as intelligible that the divine spirit/mind is eternally enflamed, and
in letting itself be touched it inflames that which comes after it. The greatest necessity, in the etymological
sense of the term, is contingency itself, the very contact wherefrom the eternal light/flash surges from
which all is suspended and on which all depends.”
Page 43
View in PDF(opens in a new window)Narbonne has noted this passage and the unusual use of the term suni/stami with respect
to the One. He expresses some uncertainty with respect to how it should be translated,
suggesting “réunion” and “rassemblement” in addition to “concentration”102 but
ultimately, and in taking it along with the passage that we too have cited above (V.3 [49]
15.29-33), he takes the sense to indicate an “évocation exceptionnelle d’une sorte de
préfiguration du postérieur dans l’antérieur.”103 In this way the passage would indicate
the necessity that there be a kind of “construction” in the One prior to all things but
relative to our current problematic we wish to take this prefiguration more specifically as
concentration, which is the positive thought of the One’s intensive nature (from the
simple/negative triad) and that from which we may come to understand how the One both
prefigures and generates an other.
We can find something akin to this notion of “concentration into a one” in
Chrétien’s reflections on the Good in the philosophy of Plotinus:
Our desire for the Good supposes that the Good has already been given as the condition of
our being. This contraction [of the Good] is not absence of presence, but excessive presence
for which no present could suffice.104
Chrétien finds this “contraction” of the Good not in the characterization of the Good as
susth=nai (although he may not have noticed this) but in that the One “did not come as
one expected, but he came as one who did not come.” (V.5 [32] 8.14-15) Again, we find
a here pluperfect act in this “contraction” and, moreover, it is a helpful figure because a
contraction denotes a pressing-in and pressing-in as a kind of contact or concentration
into one prior to all multiplicity.
102
Narbonne, Hénologie, Ontologie, et Ereignis 175.
Ibid. 176.
J.L. Chrétien, The Unforgettable and the Unhoped for 27.
Page 44
View in PDF(opens in a new window)3. One as emanating its own likeness
“Very well,” one might say, “but what has all this to do with how it is that the
One can generate anything without making the One out to be multiple?” We noted in the
second section on method that in the progressive account of the One we intended to
employ analogy between Intellect and the One but without making the One into a
hyperbolic Intellect. We found that Intellect’s progressive act was in fact an inward
motion within itself and now we find that the progressive aspect of the One is also a kind
of inwardness. This was already obscurely prefigured in the simple triad, when we said
that the One itself was intensive, but the procedure according to necessity (negative
henology) does not permit that we produce a figurative notion of what intensive means.
We argued against Narbonne, however, by maintaining that this intensive power cannot
be a self-determination of the One in the way that Intellect determines itself since this
would contradict the unity of the One by attributing to it a determinable substance and
would render it conceptually equivalent to Intellect. If, however, we take progressive
intensiveness without determinable substance, we will obtain the required formulation.
Taking up the “concentration into a one” as a contraction, we find that, since there
is no place into which the One should contract, a place would be made in this very
contraction, such that the result will “have to go on forever” (xwrei=n de\ a0ei, or “make
way/space” forever) (IV.8 [6] 6.16). Unlimited intensive power yields unlimited
extensive power. The displacement will also be like Intellect’s inner activity in that it will
render the unfolding explication of its nature, but the One’s concentration excludes even
its own unfolding explication and this is the primal basis of all emanation from it. Let us
briefly go over the argument.
Page 45
View in PDF(opens in a new window)1. The simple unitary remaining of the One must be supreme/unlimited power.
2. This power must be figuratively conceived as a “concentration into a one” or
intensive power.
3. This unity is exclusive; figuratively this means that there is no “place” within the
One into which it may progress.
4. By analogy with Intellect, we can say that whatever would progress would be an
unfolding explication of the One’s unitary nature.
Then...
A. Even in the progressive/positive aspect of the One, as distinct from the
simple/negative aspect, the progression of the One’s intensive power is excluded by
the One while it can only be identified with the point of departure of this
progression. In Intellect, the simple remaining in the progressive account was
simple being as that in which the progressive side proceeds while Intellect was
really both of these together. Here the One is the simple concentration from which
its own unfolding is excluded – its first act already produces something other than
it. This is the very first otherness, the exclusion of the progression of unity from the
intensive abiding of the One itself. The progress will consist of “one after another”
and, as we shall see in the second installment of this paper, this will be the
production of the essential numbers (the primal henological identities prior to
being).
B. If singularity must yield such a displacement, it follows that singularity qua
singularity is excessive to itself. The analysis of the One according to simple
Page 46
View in PDF(opens in a new window)necessity or negative henology would in fact be sufficient to conclude that the One
cannot be the One if it includes the explicated nature of the One (each and every
real unity) as opposed to Intellect, which can only be true being by including every
real being. That analysis, however, was not sufficient to demonstrate how unitary
nature would follow from the One itself. According to our progressive figurative
account, that of positive henology, we have been able to demonstrate that it follows
from the One’s intensive and exclusive abiding that there must be an emanation of
the progressive unfolding of unity such that: “It is in abiding by himself that he
gives them (e0f’7e0autou= me/nwn e1dwken).” (V.2 [11] 2.27) Since the One must be
thought of as an inward pressing intensive power, concentration, or “contact itself”,
the nature of unity will be pressed-out or emanate from the One itself.
Page 47
View in PDF(opens in a new window)Bibliography
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