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View in PDF(opens in a new window)CHAPTER 15
The Brethren of Purity
(Ikhwan al-Safa’)
rer
non
THE CAULDRON OF SYNCRETISM
The Brethren of Purity, or Ikhwän al-Safa’ as they are called in Arabic,
hold a certain place in the affections and interests of those who have
studied the intellectual development of Arabic and Islamic thought. They
are particularly beloved by the Ismä‘ilis who claim them as their own
(see Netton (1982): 95-104). They continue to intrigue because of the
synthetic quality of their thought and the mystery of their identity and
place of origin. This chapter will concentrate principally on the former
and only briefly refer to the latter. Their thought is indeed worthy of
more than superficial study, for the Brethren are as famed in the Middle
East as Hegel, Kant and Voltaire in the West. Their self-designation as
“Sleepers in the cave of our father Adam” (R, 4: 18), clearly deriving from
the Qur’an and the Seven Sleepers of Ephesus legend, certainly reflects
the mystery of their identity. And while there are some things that do
remain unclear about their thought — for example, were they, or
were
they not, Ismá'ilis? — there is much that may be said with satisfaction
ind positive conviction about that thought. In particular, while it would
e unfair and unjust to characterize it as a total syncretism, there is no
loubting the impact of the ideas of Plato, Aristotle, and especially
?lotinus, on the philosophy of the Brethren of Purity. Such elements will
e surveyed in this chapter.
A useful starting point in any analysis of this philosophy is the City
of Basrah in southern Iraq. Like that philosophy it was — and is — open
‘o much outside contact and influence. In the forefront of the news in
recent times because of the 1980s Iran—Iraq War and the 1991 Persian
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Gulf War, it was famed in the Middle Ages as a cradle of Arabic philology.
It was home to a huge variety of immigrants from areas as diverse as Sind,
India and Malaya. Its commercial and financial acumen made it the
medieval equivalent of London or Tokyo today with all the cosmopolitan
overtones which mention of such cities implies. And we start with reference to the city of Basrah because most scholars believe that this was the
Brethren’s home. “The rest”, as | have put it elsewhere, “must be conjecture. Arabic sources differ over their individual names and perhaps it is a
lan Richard Netton
INTRODUCTION:
THE BRETHREN OF PURITY
N ato ES
successful measure of the secrecy which they sought for themselves in their
age that we knowso little about their lives in our own. Like the deserted
camp of the beloved in early Arabic poetry, the traces of their passage
have become faint and shadowy” (Netton (1982): 1).
We will not, therefore, agonize here over the precise identities of
these philosophers, nor their Age beyond situating them loosely in the
tenth or eleventh century A.D. We may, however, with some certainty,
reject from the start the extraordinary idea that the real author of the
writings of the Brethren of Purity, their Epistles (Rasa il), was the fourth
Islamic Caliph ‘Ali ibn Abi Talib (d. 40/661), or the sixth Imam Ja‘far
al-Sadiq (d. 148/765).
The Brethren of Purity produced as their magnum opus what was
gathered into a veritable encyclopedia. a corpus of fifty-two Epistles of
varying length and quality which survey a huge range of subjects ranging
from music to magic. They are heavily didactic in tone and highly eclectic
in content, providing both a pedagogical and a cultural mirror of their
Age and its diverse philosophies and creeds. The Epistles themselves neatly
divide into four main parts: fourteen focus on the mathematical sciences,
seventeen deal with the natural sciences, ten with the psychological and
intellectual sciences, and eleven conclude the latest four-volume Arabic
edition by concentrating on what are called metaphysics or the theological sciences. A key aspect of the Epistles is its central section featuring a
long debate between humans and delegates from the animal kingdom;
this fills much of the twenty-second Epistle which goes by the name of
On How the Animals and their Kinds are Formed (Netton (1982): 2). Ic
has been magisterially surveyed, analysed and translated by L. E. Goodman
(1978).
Seyyed Hossein Nasr (1978: 39) has warned that “the sources of the
Ikhwan should not, however, be considered solely as historical texts”. He
translates part of a passage (R, 4: 42), in which “they themselves inform
the reader of the universality of their sources, which include Revelation
and Nature in addition to written texts”, as follows:
We have drawn our knowledge from four books. The first is
composed of the mathematical and natural sciences established by
the sages and philosophers. The second consists of the revealed
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View in PDF(opens in a new window)books of the Torah, the Gospels and the Qur’än and the other
Tablets brought by the prophets through angelic Revelation. The
third is the books of Nature which are the ideas [suwar] in the
Platonic sense of the forms [ashkal] of creatures actually existing,
number is not hard to find: God created “most things in groups of four
and ... natural matters are arranged in fours principally to correspond
to, or harmonise with, the four spiritual principles which rank above
from the composition of the celestial spheres, the division of the
Zodiac, the movement of the stars, and so on ... to the transformation of the elements, the production of the members of the
mineral, plant and animal kingdoms and the rich variety of
human industry ... The fourth consists of the Divine books
which touch only the purified men and which are the angels who
are in intimacy with the chosen beings, the noble and the puri-
Soul and Prime Matter” (Netton (1982): 11).
For the Brethren one could learn about God’s unity by knowing
something of number and they stated that Pythagoras held that the second
led to the first (R, 3: 200). Yet with all cheir devotion to number the
Brethren managed to avoid the prime Pythagorean error, noted by
Aristotle, in which a number and the thing(s) numbered were confused.
They also rejected Pythagorean notions of transmigration, holding rather
that purification achieved in a single life on earth gained humans admission to Paradise (Netton (1982): 12-14).
fied souls ...
We should not, therefore, lose sight of the sheer diversity of source material
drawn upon by the Brethren of Purity, even though in this chapter
we will restrict ourselves to the more “philosophical” elements of those
sources. Moreover, all chat follows presupposes a background or, to put
it another way, a cauldron of syncretism, a Middle Eastern milieu familiar
with the thought of both Aristotle and Plotinus which it absorbs but
dresses in its own forms, not without some change, from much (but by
no means all) of che translated Aristotelian corpus. We note, finally,
the existence in the background of pseudo-Aristotelian texts, like the
notorious Theologia Aristotelis, which had far more in common with
the philosophy of Plotinus than that of the Stagirite (see Netton (1989):
12-13). With all this, it is small wonder that the Epistles of the Brethren
of Purity have been characterized as syncretic.
PYTHAGORAS:
i
PHILOSOPHY AND NUMBER
Even the most cursory reading of the Epistles highlights the Brethren’s
devotion to number. It is good that one study mathematics and number
before other (higher) branches of knowledge like physics, logic and divinity
(R, 1: 49). The Brethren held “the Pythagorean belief that the nature of
created things accords with the nature of number” and stated: “This is
the school of thought [madhhab] of our Ikhwän” (Netton (1982): 10).
They also followed the Pythagoreans in their devotion to certain numbers:
in particular the Brethren manifested a particular reverence for the number
four, a reverence which transcended the sphere of pure mathematics: they
drew attention, for example, to the four seasons, four winds, four directions and four Empedoclean elements. There were four natures and four
humours. The lute had four strings and even matter was divisible into
four types. The reasoning behind such veneration for this particular
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them, consisting of the Creator, the Universal Intellect, the Universal
PLATO:
PHILOSOPHY AND THE HERO
>»
Despite some references there is no deep discussion of, or involvement
with, the Platonic Forms or “Ideas” (idea?) in the Epistles of the Brethren
of Purity. These Epistles can in no way be described as Platonic. What
the Brethren do stress very powerfully, however, is their conception of
the Platonic philosopher as hero. In passages which show some familiarity with at least the outlines of the Phaedo and Crito dialogues, Socrates
is held up for admiration and respect as a great philosopher who knows
how to die bravely. It is also interesting that the Brethren orient their
description of Socrates’ death scene towards their own doctrines.
Terminology is put into Socrates’ mouth which is heavily reminiscent of
the Brethren’s own chosen hierarchy (Netton (1982): 16-19). Plato’s own
view that che body was an impediment to the achieving of spiritual perfection was also shared by the Brethren of Purity, but the latter rejected
Plato's epistemology with its suspicion of sensory perception. The Brethren
“explain carefully that the method of instruction should be chrough the
senses, then by the intellect and finally by logical deduction; but without
the senses one can know nothing” (R, 3: 424). The contrast between this
view and that of Plato could not be more apparent (Netton (1982):
17-18).
ARISTOTLE: PHILOSOPHY,
DEFINITION AND STRUCTURE
>»
Loosely speaking, from a philosophical point of view, we can say that the
Epistles of the Brethren of Purity rest on twin foundations: Aristotelianism
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View in PDF(opens in a new window)and Neoplatonism. What must be enunciated and stressed right at the
Most extraordinary .perhaps of the metamorphoses which overtake
Aristotle’s terms is the following, in which form is described in terms of
beginning however, in any coverage of cither the Aristotelianism or che
Neoplatonism of the Brethren is that they used the doctrines of Aristotle
and Plotinus and shaped them in accordance with their own beliefs, not
always producing a hybrid which either Aristotle or Plotinus would have
recognized.
That the Brethren respected Aristotle is not hard to prove. Quite
apart from the influence of the Stagirite on the content and terminology
of their Epistles, the Brethren produced “a story about Muhammad in
which the Prophet claims that, had Aristotle lived to know the Islamic
message brought by him, the Greek philosopher would have undoubtedly been converted to Islam” (R, 4: 179; Netton (1982): 19).
Apart from direct references to, and Epistles based upon, several
of Aristotle's major treatises (see especially Netton (1982): 115 n. 79),
the primary contribution of Aristotle to the writings of the Brethren
was in the field of metaphysical terminology, an area frequently invaded
by the terminology of Neoplatonism. Thus we find substance and
accident, matter and form, potentiality and actuality, and many other
Aristotelian terms being peddled throughout the text of the Brethren.
Two examples must suffice here of the way in which the basic terms
of Aristotle were Neoplatonized: the first relates to Aristotle’s Classical
four causes:
Of the four causes of plants, two are recognizably Aristotelian:
the material cause of plants is the ... four elements while the
final cause is the provision of nourishment for animals; but
the efficient cause is the powers of the Universal Soul and the
formal cause is linked with astral reasons involving a lengthy
explanation.
(R, 2: 155; Netton (1982): 25)
My second example illustrates what the Brethren did with Aristotle’s
categories. If hierarchy, division and emanation may be said to be the
key features of Neoplatonism, then the first two at least are apparent in
full measure in the following:
substance divided first into its corporeal [jusmáni] and spiritual
[r@häni] aspects. Corporeal substance then further divided into
that which pertained to the celestial sphere [fa/zki] and the
natural sphere [#2677], and so on outwards until a final division
into animals born from the womb, those born from an egg, and
those born from decayed matter, was reached. Quantity [Aamm]
was similarly divided into the separate [munfasil] and the linked
[muttasil).
(R, 1: 408-9; Netton (1982): 37)
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substance:
The Ikhwän wrote: Know that form [al-sürah] is of two kinds:
constituting [muqawwimah] and completing [mutammimah). The
scholars called constituting forms substances [jawahir| and
completing forms accidents [a rad].
(R, 1: 401; Netton (1982): 45)
ce
PLOTINUS: PHILOSOPHY,
EMANATION AND HIERARCHY
The principal focal point in any study of the Rasa il or Epistles of the
Brethren of Purity must be their Neoplatonism which pervades the entire
text. A survey of the Brethren’s use of the main features of this doctrine
will therefore here conclude this chapter.
Both emanation and hierarchy, those key features of classical
Neoplatonism, figure prominently in the thought of the Brethren of
Purity. Making use of a sun simile, which has analogies with an earlier
comparison employed by Plotinus, the Brethren tell
how the generosity and virtues which were in God emanated
[afadah) from Him “by the necessity of wisdom [bi-wajib alhikmah)” in the same fashion that light and brightness emanated
from the eye of the sun. The first product of this unbroken
emanation [fayd] was called the Active Intellect, from which
emanated, in turn, the Passive Intellect [a/-Ag/ 4l-munfa'il] or
Universal Soul; from the latter emanated Prime Matter.
(Netton (1982): 35)
However, a major difference between Plotinus and the Brethren of
Purity is instantly perceptible in the latter’s hierarchy of being. Plotinus
postulated a relatively “simple” structure, at least in its composition if
not in its theological elaboration, of One, Intellect and Soul. The Brethren
enlarged chis hierarchy of being into a ninefold emanationist structure
comprising:
The Creator
L
The Intellect
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View in PDF(opens in a new window)The Soul
from the concluding paragraphs. The syncretism probably explains some
of the contradictions in their text; but their intention highlights their true
4
originality.
Prime Matter
What the Brethren of Purity were really intent upon, and the goal towards
which they employed every Islamic and un-Islamic doctrine which they
could muster, was salvation to be achieved by purification in chis life.
d
Nature
As I have summarized it elsewhere:
y
They were Neoplatonic teachers intent on, and infatuated with,
the propagation of a doctrine of purity, achieved through
asceticism, self-denial and righteous living, as a passport for
entry to the Islamic Heaven. The pillars of this doctrine
were tolerance, mutual help [ta‘@wun] and a philosophy of
eclecticism which utilised any text which might bolster their
The Absolute Body
y
The Sphere
y
own teaching.
The Four Elements
(my italics: Netton (1982): 108)
y
The Beings of this World
(mineral, plant & animal)
(R, 1: 54, R, 3: 56, 181)
It seems that in such complexity and multiplication of hypostases, the
spirits of the later Neoplatonic masters like lamblichus (c. A.D. 250c. 326) and Proclus (A.D. 412-85) are abroad. And it is clear from the
briefest study of the Epistles of the Brethren of Purity that the concepts
of emanation and hierarchy dominate the entire text in a profound and
penetrating fashion, even invading and “Neoplatonizing” Aristotle's own
categories (see Netton (1982): 36-7). As for their view of God, it is
obvious that the Brethren perceived Him in two different and unharmonized ways: on the one hand, God takes on many of the classical
Neoplatonic characteristics like unknowableness; on the other, elsewhere
in the text, He is the traditional Qur’änic Deity, acting in a recognizable
Islamic fashion. No specific attempt is made by the Brethren to reconcile what are often opposing or contradictory views of Divinity (see Netton
(1982): 39-42).
The Neoplatonism of the Epistles produced by the Brethren of Purity
Were the Brethren of Purity really Muslims? The point can be argued
both ways and must depend on how exclusivist or inclusivist an image
one has of the Islamic religion anyway (see Netton (1982): 106). Perhaps
a neat way of characterizing them, or summing them up, is to describe
the Brethren as “Wisdom Muslims” (Netton (1981): 67). They had an
immense veneration for knowledge and wisdom. Revering the intellect
they often despised the body in a truly ascetic and Platonic fashion (ibid.:
66). Their desire for thoroughness in thought, and support for their
ideas, led them to a thorough eclecticism which sometimes embraced
the Christian and the Indian as well as the further reaches of mathematics. Were they really philosophers or mere intellectual magpies without
a system? If one defines a philosopher according to the actual etymological sense of that word, then the answer must be a resounding “yes”.
They may not have produced a single “tidy” system but neither did
Wittgenstein! Their text may appear sometimes to be shot through with
contradictions but there is no doubting that it is underpinned by a genuine
philosophical and theological stance, that of salvation via asceticism and
wisdom.
cannot be overemphasized. Its permeation of these writings, together
with the Aristotelian and other elements, makes their corpus one of the
most syncretic known in the history of the intellectual development of
Islamic thought. That said however, we must not leave their writings
giving the impression that they constitute a total unoriginal syncretism
and nothing else. The Epistles are not simply a sum total of influences
and no more. The reality is much more subtle, as I hope will be apparent
228
ææ REFERENCES oo
Goodman, Lenn Evan (1978) The Case of the Animals versus Man Before the King
of the Jinn: a Tenth-century Ecological Fable of the Pure Brethren of Basra
(Boston).
Nasr, Seyyed Hossein (1978) An Introduction to Islamic Cosmological Doctrines, rev.
ed. (London).
Page 5
View in PDF(opens in a new window)Nerton, lan Richard (1981) “Foreign Influences and Recurring Isma‘ili Motifs in
the Rasa
il of the Brethren of Purity”, in Alessandro Bausani (ed.) Convegno
sugli Ikbwan As-Safa’ (Roma, 25-26 Ottobre 1979) (Rome): 49-67.
— (1982) Muslim Neoplatonists: an Introduction to the Thought of the Brethren of
Purity (Ikhwän al-Safa') (London); paperback edition: Edinburgh, 1991
(Islamic Surveys no. 19).
— (1989) Allah Transcendent: Studies in the Structure and Semiotics of Islamic
Philosophy, Theology and Cosmology (London).
R (1957) Rasail Ikhwan al-Safa' (‘Episdes of the Brethren of Purity"], 4 vols
(Beirut).
AN ANGST ORY