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PETER LAUTNER
LAUTNER, Peter. — /amblichus' transformation of the Aristotelian xd0apote, its
middle-Platonic antecedents and Proclus* and Simplicius' response to it. AAntHung 2000 40 (1-4): 263-282. © In lamblichus the survival and application of
Peripatetic theories implies an ethical doctrine - part{y inherited from Plotinus =
Fe
which accounts for the possibility of the emotions being tumed instead of4
eradicated. Whether Simplicius accepted this interpretation in all respecis remains _|
unclear, At any rate, his method of soothing the emotions lacks the element of
« persuasion by reason » which is typical of lamblichus and, with even greater
emphasis, Proclus. The constant allusion to xd0aporc however suggest that he
gave importance 10 the spontaneous response of the emotional fagulues, even
though dréBera remains the ideal way of life.
{72-16063
Aristotle bequeathed his followers certain notions that were to be of great importance to posterity. Some of them were taken up and discussed at length in Hellenistic schools, but others escaped notice; «é0apois belongs to the latter group. This is
ali the more surprising since the Stoics made considerable effort to demonstrate that
passions (rxé0@n) can be tamed by reason. The Stoic ideal of freedom from passions
which implies conversion of each passion into eònd0ea may at first sight have some
affinity with the interpretation of kd0apors which focuses on the ethical importance
of emotions for Aristotle.” But a closer look at the peculiar character of the Stoics”
overall conception of the soul reveals that any similarity is but mere appearance. It is
only among some of the later Neoplatonists that Aristotle’s concept regains the significance it once had. By that time it gains a strong ethical emphasis. As far as our
evidence allows us to say, the development started in the early imperial age. My aim
is to follow the renascence of this notion in lamblichus, its antecedents among the
Platonists of the early empire and the way Proclus and Simplicius reacted to lamblichus’ attempt. I hope that Professor Ritoôk will consider this as an appropriate subject with which to honour him. His latest contribution to explaining the problem of
how desire and cognitive activities are interlocked in Aristotle's concept of poetry
will serve as an excellent point of reference for this investigation.? We can now see
that the discussion of how desires are involved in, and formed by the watching of
tragedies is intimately tied to the account of how understanding and desire to understand contribute to xidaporc.*
! This paper owes much to Richard Sorabji with whom [ had the opportunity to discuss the whole
material in April 1998 at Oxford. ft was revised in the summer of 1999 wich the support of the Center for
Hellenic Studies. But it goes without question that all shortcomings are mine.
2 The best recent overview may have been given by S. HALLIWELL: Aristotle's Poetics. London
1986, 19987, 184-201.
? Desire, Poetry and Cognition: A Chapter from Greek Aesthetic Thought, Acta Antiqua XXVIII
(1996/97) 37-53.
* Op. cit., 49-50.
0044-5975 / 2000 / £ 5.00 © 2000 Akadémiai Kiadò, Budapest
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human soul is unitary, although not necessarily monadic. The main division of the
human soul into parts or faculties is the following: it has eight parts, namely the five
In order to discuss our topic properly it will first be necessary to lay out some
of the Hellenistic preliminaries. This section may be taken as presenting certain
premises which will be tied together and brought to bear on the issue of k6@apois in
subsequent sections.
The lack of interest in this notion among the philosophers of the Hellenistic age
is rather conspicuous. Nevertheless, we shall find sufficient reason both among the
Epicureans and the Stoics for not incorporating it into their own theories. The former
credited A6yos with curing the soul from diseases caused by passions, thus securing a
flourishing life. Thisis all the more possible because emotions are linked to beliefs
and pleasant life involves pp6vnotc. $ The Epicurean sage is not free of emotions; on
the contrary, heis more susceptible to emotions than the rest of us, but it does not
impede him from becoming wise." The reason for thisis that his beliefs are not false
and empty. Having right beliefs thus transforms the structure of an emotion which
can therefore be beneficial.” For example, anger is commendableif it arises from the
insight into the nature of things and from avoiding false beliefs. The abundance of
medical analogies suggests that, like the Stoics, the Epicureans also drew a great deal
from the therapeutic function of Ayo. The case with the Stoics can be better documented and has greater importance for the present purposes. The dismissal of the
notion of xé0aporg can be explained by reference to the difference between Aristotelian and Stoic views on the nature of the soul. At the root of the divergence we
undoubtedly find Plato’s tripartition of the soul. As is well known, he locates the different parts of the soul to different parts of the body. The modification Aristotle insenses, the part giving heed to voice, the part regulating reproductive capacities, and
the reason which controls the rest.” The control of reason over the whole soulis decisive. In explaining the arousal of passions the Stoics must rely on this overall picture.
Passions are thus defined as perverted judgments or results of such judgments.'! They
are intrinsically wrong and products of a malfunctioning reason. Does this imply that
the sage who does not have a single false judgment will be deprived of all kinds of
emotion? Indeed, the Stoics were frequently accused of making the sage a sort of
ascetic lacking all kinds of emotions, but the accusation is entirely unfounded. The
sage has emotions, but these are accompanied by right judgments. To distinguish
emotion accompanied by right judgments from passions that are unworthy of the
sage, the Stoics termed it eònd0gra. There are three ebnéOetat corresponding to three
of the four main types of ré0oc: yapé to noovi, BovAnoig to Spetis and edAGBer to
pôBoc.!” The fourth type of nd0oc (A6) has no equivalent eòrdBera presumably because the sage is not affected by bad things and therefore he does not have to feel
distress by surmising that bad things are present.! ? Unlike x60n that are excessive impulses and false judgments, eòrd0eiar fit the sage whose soulis undisturbed by passions and whose judgments are right. Nevertheless, the early Stoic solution presupposes the unity of the human soul and the dominance of reason therein. One exception may be Diogenes of Babylon, disciple of Chrysippus, who, is assumed to have
adopted Aristotle's theory of ké@apou for his own purposes.!* If this assumption
proves to be correct, then we have a further piece of evidence for his Platonizing
tendencies that can be shown in the same testimony, Philodemus® On Music." in any
troduces into this conception seems only partial. While sharing with Plato the assumption that the soul is divided into separate parts and the part containing emotions
is different from the intellect, he does not assign them to different bodily parts. As
a further, far-reaching step, the Stoics do not even allow the lower parts to workindependently of the intellect.® Their most important innovation was to massively expand the province of intellect, which was intimately tied to the conviction that the
5 Epicurus, Ep. Men. 132; Philodemus, De Ira XLVII 18-42, XLIX 28-50.8 INDELLI.
® Diogenes Laertius X 117-120 and, concerning natural anger, Philodemus, De Ira XXXVI 13-
15; XLIX 20-22.
? See the discussion of anger in Philodemus, De Ira XXXVII 24-40; XLV 35 ff. INDELLI. J
PROCOPÉ: ‘Epicureans on anger’, G. W. MOST-H. PETERSMANN-A. M. RITTER (hrsg.): Philanthropia
kai eusebeia, Festschrift für Albrecht Dihle zum 70. Geburtstag. Gùrtingen 1993, 363-386, emphasized
that in the Epicurean concept the anger of the sage may be remarkably brief and mild — but this is without
any reference to the petpiondber theory. For the sage the best way of being angry is not to be angry at
all, only to pretend to be, cf. J. ANNAS: The Morality ot Happiness. N.Y.-Oxford 1993, 199.
8 Fr, 221 USENER: Philodemus, De Ira IV-V INDELLI. For details, see M. NUSSBAUM: The Therapy of Desire. Princeton 1994, 102-140; J. ANNAS: Hellenistie Philosophy of Mind. Berkeley 1992, 189199.
° In che following I shall discuss the early representatives of the school. For present purposes there
is no need to discuss Posidonius’ return to the Platonic tripartition of the soul or the differences between
Zeno and Chrysippus. | am not going to discuss here either whether emotions in Plato are cognitive or
not. But even if we accept that there is a cognitive element in them, the difference from Stoic passions or
emotions remains decisive as the latter are doubtless propositional.
Acta Ant. Hung. 40, 2000
1 Agtius, IV 4.4 (SVF Il 827); D.L. VII 110 (SVF Il 828); Porphyry ap. Stobneus, Ec/. 1 350 W.
(SVF 11 830); lamblichus ap. Stobaeus, cl. 1 369 W. (SVF
II 831).
DLL. VII 111 (SVF IN 456); Plutarch, De virt. mor. 441C, 446F (SVF III 459); Galen, PHP IV
1,p. 334, M. (SYF
IN 461), IV 2, p.336 M. (SVF III 463).
? D.L. VII 15 (SVF HE 431); Lactantius, Div. instit. VI 15 (SVF IN 437); Cicero, Tusc. IV 12
(SVF III 438).
!? The definition of Am contains the assumption that bad things are present, see Ps-Andronicus,
repì nad@v I (SVF II 391), Galen, De Placitis Hippocratis et Platonis IV 2 (SVF II 463), Stobaeus II
90.7 W (SVF HI 397), Cicero, Tusc. HA 11.25 (SWF I 385), On the reaction ofthe sage, see Stobaeus Il
7, 49.9 W. (SVF Ill 567). Cicero (Tusc. IV 14) claims that the presence of bad things does not affect the
sage.
* As reconstructed by D. DELATTRE: Philodème, De fa musique: livre IV, colonnes 40* à 109*,
Cronache Ercolanesi XIX (1989) 49-143; see also R. JANKO: A first join between P. Herc. 411 + 1583
(Philodemus, On Music IV): Diogenes of Babylon on natural affinity and music, Cronache Ercolanesi
XXII (1992) 123-129.
' For the case of passions — insofar as Diogenes anticipates Posidonius' retum to Platonic
psychology —, see M. C. NUSSBAUM: Poetry and the passions: Two Stoic views, J. BRUNSCHWIG-M. C.
NUSSBAUM (eds): Passions & Perceptions. Studies in Hellenistic Philosophy of Mind. Cambridge 1992,
97-150, esp. 115-121. On the other hand, as has been shown by A. BRANCACCI: Diogene di Babilonia e
Aristosseno nel De Musica di Filodemo, G. GIANNANTONI-M. GIGANTE (eds): Epicureismo greco e romano. Naples 1996, 573-583, Diogenes relied a great deal on Aristoxenus not only in discussing the features of musical sounds (first book), but also in examining the etliical implications. It proves that Diogenes was ready to accept non-Stoic ideas as well.
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View in PDF(opens in a new window)case, adherence to the concept of a tripartite soul would make the adoption of the
notion of kéBapow more understandable.
In contrast with the predominantly rationalistic views held by the early Stoics,
Aristotle supports the Platonic division of the soul into — though not spatially — different parts. He believes that xd@apoig arises as an emotional response to what we see
in tragedies and comedies.'* While such responses are seen to involve thoughts as
well as physiological processes, they are overwhelmingly emotional. That is, xidepor
cannot function at a purely intellectual level. But it is exactly this feature that allows
us to associate it with the virtues of character.'” This link gains particular significance if we emphasize the educative function of xiBaporg. Accordingly, when watching a tragedy we arc not only freed from unnecessary outbreaks of passion, it also
teaches us to feel the emotions appropriate for the circumstances. By virtue of kGOapoi we come closer to the emotions of the excellent and virtuous person which are
mean states between the extremes relative to ourselves. It helps us acquire a disposition to feel emotions properly which, in turn, is the path to developing a good character. Having appropriate emotional response to conflicts in tragedies and comedies can
upon them. And moderation in passions is a virtue.!” One discordant voice in the
choir may have been Aspasius’ who, while accepting that there must be a ro@ntudì
peoéme, does not regard it as a virtue. For virtue, he says, must pertain both to passions and to actions. But £067nç inheres passions only. Some aspects of his wording
might hint at contemporary debates over the status of petpuord0era, of whether it is a
virtue or just a moderate state of the passions which is preliminary to virtue. The crucial issue may have been to decide whether a moderate state of the passions is sufficient condition for a virtuous life. That is, it had to be clear whether such a ra0ntiKÒ
peoòtng necessarily involves virtuous acts, or whether it does not necessitate virtuous
acts which therefore must form a separate element in one's virtuous life.? Thus moderation in passions is not a virtue in itself, but a state resulting from a virtuous life.
Aspasius’ follower, Alexander seems to try to maintain a similar position. He says
some virtue involves the removal of immoderate passions and thus we use virtues for
the moderation of certain passions and actions. Thus moderation in passions may be
the aim of a virtuous life. He also links moderation in passions to c@gpooév that is
itself a middle state between bodily distress and pleasure.”'
Due to the philosophical climate of the age, the notion found its way to the
Platonists of the lst and 2nd century AD as well. This should not come as a surprise
for both Plato and Aristotle held very similar views on the constitution of the soul as
having distinct parts, one of which contained the emotions.”* Platonist philosophers
in the early imperial age were unanimously convinced by the Peripatetic interpretation of Plato”s tripartite psychology according to which the tripartition of the soul is
based upon a dichotomy of reason and emotion (@vpéc). This was the overall scheme
within which they treated problems of psychology and ethics.?* Calvenus Taurus
emphasizes Platonic-Peripatetic moderation which leads to the control, but not the
266
accustom us to achieve and maintain the proper standard in our choices, which in
turn leads towards the mean in emotional terms and hence to practical wisdom and
virtue. All this may mean that kéBapois implies a concord of emotions, that it helps
us to arrange emotions properly and without excesses. Aristotle puts forward a theory
that virtue of character is an intermediate between two extremes. There is a ÉÉ1g
which imposes correct measure upon emotions.'* However, he never termed this
mean state petpiord@era.
267
|.
I
It fell to his successors in the Lyceum to construe a more general theory around
this notion. On elaborating it their main objective was to contest the Stoic ideal of
äné@e1o. For them emotions are natural and beneficial as long as they are kept within
bounds. They are not to be cradicated, for indifference reached in this way deprives
us of the pleasant feelings coming from mutual affection. But they are not to be exaggerated cither because it would cxaggerate grief which is contrary to nature and
results from false belief. Excessive emotions would injure us. This is not to say that
grief, for instance, is to be dismissed altogether since a moderate feeling of grief is
admissible. Emotions remain moderate insofar as reason imposes proper measure
16 Poetics 1341630, 1342a8-18; it is analogous to medical treatment, see Politics 1342210.
!7 As has been pointed out by R. JANKO: From catharsis to the Aristotelian mean, A. O. RORTY
(ed.): Essays on Aristotle’s Poetics. Princeton 1992, 341-359. In discussing this point | am highly indebted to his findings. The other element, as he stresses, is duyoyn (educative entertainment) whercby
we can progress towards intelligence, sce p.345.
È Nicomachean Ethics Il 5. The idea that kéBapous is cuppetpia 1@v ra@npdtov comes from
A. ROSTAGNI: Aristotele e l’aristotelismo nella storia dell' estetica antica (Origini, significato, svolgimento della Poetica), Scritti Minori I. Torino 195$, 99-109, 276-280.
Acta Ant. Hung. 40, 2000
19 See Cicero, Tusc. IV 46; Stobaeus, Il 138.19 W.; Plutach, Cons. ad Apoll. 102CD; Pseudo-Plutarch, De vita et poesi Homeri. CXXXV, p.38.33-36 (Oi Sè éx tod Mepindtou tiv andberav avépurtov
dvBporo vopitovai, tiv Sè petpronéBerav siodyoviec, 16 Tv LrepPoAv riv ridwv dvapeiv, neoéma
Tv dpetiv dpitoviai) in Plutarchi Operum Vol. 5. ed, Fr. DUBNER, Paris 1855. Diogenes Laertius also
applies the term when discussing Aristotle*s ethics in V 31.
3° Aspasius, in EN, 55.7-28, with ra@ntuc) peodtng in 13-14.
3 Quaest. IV 24, 146.15-19, 1479-10; 27, 154.6-7.
2° Although Plato could also have been invoked on the side of the early Stoics since in the Phaedo
he seems to side with those who want to eradicate the passions. | owe this point to J. DILLON in Alcinous.
The Handbook of Platonism. Translated with an Introduction and Commentary by J. DILLON, Oxford
1993, 188. The development of the notion in the early Imperial age has been discussed by J. DILLON:
“Metriopatheia and Apatheia”: Some reflections on a controversy in later Greek ethics', J. P. ANTON-A.
PREUS (eds): Essays in Ancient Greek Philosophy 1, Albany, NY, 1983, 508-517, repr. in J. DILLON:
The Golden Chain, Aldershot 1990. He thinks — to my mind rightly — that Plutarch misrepresented Chrysippus’ position by ignoring the notion of ednéfeua. But he seems to have shared this failure with all of
the philosophers in the early Imperial age who criticised the Stoic position. On the relation between
Aristotelian ethics and Middle Platonism, see P. L. DONINI: Tre studi sull'aristotelismo nel If secolo D.C.
Torino 1974, 63-125. He suggests that Plutarch could not rely directly on Aristotle's £N, and also points
to the parallels between Plutarch's De virtute morali and Alcinous’ Didaskalikos.
23 For a clear analysis ofthe fusion of Peripatetic and Platonist ideas in the interpretation of Plato's
psychology, see P. A. VAN DER WAERDT: Peripatetic soul-division, Posidonius and Middle Platonic
moral psychology, GRBS 26 (1985) 373-394.
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View in PDF(opens in a new window)destruction of anger and contrasts it with the Stoic ävakynoie.”* He refuses to equate
lack of anger with insensibility and recommends a moderate amount of such emotions. Maximus of Tyre claims that reason puts measure into emotions whereby virtue comes about, with happiness as a result. Alcinous also defends moderation in
passions against insensibility.* He is also influenced by the Aristotelian notion of
moral virtue as a mean state for, similarly to Alexander, he assumes that virtues render us moderatein passions. The Neopythagorean texts, probably written in this period, display a similar attitude towards moral virtue: it is a kind of petpiondbzra.””
They contested ard0era on the grounds that it is not only inaccessible to human be
ings, but also useless. It deprives the soul of the enthusiasm and desire for the good.”
The main target, of course, is the Stoic theory, but we have to bearin mind that the
first Pythagorean communities may also have preferred drd0sa. In contrast, for
Metopus the virtues issue from passions and after having come about they conjoin
them again. This can only mean that a virtuous life involves, and is accompanied by,
certain types of passions all the time. Two passions, pleasure and pain, gained particular importance. Unfortunately, we do not know how they argued for their case,
but the result is clear: moral virtue is a middle between pleasures and pains. To put it
otherwise, virtue is a concord of pleasure and pain between the two extremes, ardea
and éurébetc.
But the most important witness is Plutarch of Chaironea, one of the two
authors of this period who connected virtue as moderation in passions and K6@0aporc.
He must have had wide access to the writings of earlier philosophers and handbooks
in which the matter was discussedin different depth.” His treatise On Moral Virtue
wheels out a whole range of Aristotelian arguments against the Stoic theory of
araba and concludes that virtue is a kind of mean. Quantitatively, virtue is a mean
state conceived of as a harmonic middle between extremities, but qualitatively it is a
24 Ap. Gellius, NA I 26.10-11. He seems to take dvaAnota and dvarc@noia to mean the same. See
also K. PRAECHTER's entry ‘Tauros’ in RE
II 5.1, cols. 58-68, esp. 62-63. Ct. also Apuleius: De Plat. et
eius dogmate Il 5.228. | owe this reference to M.-L. LAKMANN: Der Platoniker Taurosin der Darstellung
des Aulus Gellius. Leiden 1995, who discusses the passage on pp. 41-45. petpiord@erais also examined
here, although she seems to assume that the theory was held by the Peripatetics unanimously.
25 ka petpeï pèv è Agyoc, petpeitu dè tù nd@n {koi tò pèv copiav} todì éE dupoîv Épyov
edôayovia, Diss. 27.7.122-124 Trapp. See also 1.7. The emphasis is on petpronddera as an ethical norm,
contrasted with the life of the intellect, sce S. LILLA: Introduzione al Medio platonismo. Roma 1992, 91.
% Didaskalikos XXX 5-6, 184.20-36 H. See also the notes by J. DILLON: op. cit, 1993, 188-189,
196.
27 See Archytas, De educ. 2, 41.16 Th.; Metopus, De virt. 2,120.24, 121.12 Th.; Theages, De vire.
1, 191.28; 2, 192.11 Th. The relevant texts have been discussed by F. BECCHI: L'idea della metriopatheia
nei testi pseudopitagorici: a proposito di una contraddizione nello Ps.-Archita, Prometheus XVIII (1992)
102-120.
28 Diotogenes, De regn. 2, 79.9-11 Th.; Metopus, De virr. 2, 121.7-8 Th.
The question of Plutarch's reading list is still open. Although not without predecessors, F. H.
SANDBACH: Plutarch and Aristotle, /CS VII (1982), 207-223, concluded that there is no firm evidence to
show that Plutarch had direct acquaintance with Nicomachean Ethics. Donini also points out (op. cit, 70)
that it is improbable that Plutarch had direct access to EN or EE. But he draws attention to the striking
similarities between MM and Plutarch’s De virtue morali (p. 72 f£.).
Acta Ant. Hung. 40, 2000
IAMBLICHUS* TRANSFORMATION OF THE ARISTOTELIAN xédapoiç
269
sort of abtotekñs dkpottic of reason.” Although the qualitative sense with which
Plutarch endows the concept may reflect Stoic, and perhaps Platonic, views, the
greatest influence is exerted by the Peripatetic theories. The evidence may be that in
interpreting the Stoic doctrine as prescribing that emotions are to be weeded out Plutarch contrasts it with the Peripatetic notion of petpiondbeia.
“For as in the realm of sound musical art produces consonance, not
by doing away with the deep low and the shrill high notes; and in the case
of body, medical art produces health, not by the removal of heat and coldness, but by the proportionately quantitative admixture of the two; so in
the soul moral character (tò n6wév) is produced when equity and moderation (petpiétng) are engendered by reason in the affective (ra@ntuo)
faculties and activities.”
(tr. by W.C. Helmbold, slightly modified)
Moderationin passion is also considered as a special virtue whichis accompanied by moderationin anger (npaémg).?? In all the ethical works, Plutarch seems to
be resolutein his support of petpronéBe1a.” We also have to see that petprord0erais
reached by the interference of reason into the matters of the affective faculties. It is,
then, not a self-regulating mechanism of these faculties that opens the way towards
virtue. This assumption may be regarded as a compromise with Stoic doctrines, but
also as a faithful adherence to Plato’s account of the different parts of the soul and
their corresponding virtues towards the end of Republic IV. On the other hand, the
medical analogy may suggest that we can count on the appearance of the term x60apGig in this context. The question is how to join it with petpiord0era which is the upshot of the intervention of reason.
In the work on the cheerfulness of soul, when comparing the benefits and
harms coming from without with those whose source is in our soul or body, Plutarch
makes it clear that the only thing which can impart calm to lifeis the soul whichis
purified from evil acts and purposes.* But calm of soulis regarded as the state of
mind people generally hope to attain. Along with the imperturbable and undefiled
3 444D, See M. PINNOY: Het begrip “Midden” in de ethica van Plutarchus, Zeresis. Album amicorum … aan E. de Strycker. Antwerpen 1973, 224-233. He detects Platonic influence in the discussion
of the mean in terms of musical sounds.
"! De virt. mor. 451F.
12 De cohib. ira 458C; De frat. umore 489C; Adv. Col. V19C. The meaning of rpa6mg as moderation in anger can be derived from Aristotle EN IV 5, 1125b26-31.
For a general overview of the notion of andberain the early Imperial age, sce M. SPANNEUT:
Apatheia ancienne, apatheia chrétienne. I°° partie: L' upatheia ancienne, ANRW II 36.7, 4642-4717. He
believes that Plutarch and Apuleius waveredin their support of petprond0era. To confirm it in Plutarch,
he points mainly to the Lives where ardbew of the protagonists is a kind of exemplum. In the ethical
lreatises, however, Plutarch prefers pecpirordbera. On petptonéBera among the Middle Platonists, see also
S. LILLA: Clement of Alexandria. A Study in Christian Platonism and Gnosticism. Oxford 1971, 101108, He points to the triadic scheme in Alcinous where perprord@era stands between dpetpiona@is and
ureproa@ic, see Didasc. 184.24-30 H,
* De trang. an. 477A-B: yuxî xadapevovoa npayuétev ka fovAepdtwv rovnpov. Especially in
the Epicurus, calm (yaAñvn) refers to tranquillity of mind, cf. Ep. Her. 83; fr. 425 USENER, See also De
cup. div. 524C; Quaest. conv. VII 693D; Praec. ger. reipub. 814B.
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View in PDF(opens in a new window)character, then, freedom from baleful acts and purposes signals the end which is
proper to a flourishing life. Such life involves virtue. Discarding detrimental passions
and purposes is therefore a prerequisite of the virtue of character which, as we have
seen, is nothing but petpror0era. This might indicate that moderation in passions requires purification which may therefore occur at the level of emotions only. Alas,
Plutarch does not specify the way we can attain a virtuous character through xdOapoic, but so much may be obvious that he ascribed a crucial role to the Aristotelian
notion in the effort to reach our main objective, namely happiness. 5
However, we have another source for the possible link between KéOapoiç and
uetpiétns. Gellius makes mention of a certain Platonist from Crete who praised
very well. Îts aim is amppooëvn (femperantia) which, as we shall see, will be closely
related to petprord0gia by later Platonists.?
270
drunkenness. His case might have been founded upon the Republic where Plato
stresses the importance of common symposia where the Guards can enjoy the company of one another and develop intimate relationships. Such symposia, like those in
Sparta, were not without consumption of wine. But, we must add, the Guards are
supposed to drink in moderation; just like in Sparta, drunkenness is forbidden in the
ideal state of Kallipolis.* Further support to this claim may be taken from the Laws.
But here Plato also advocates moderate drunkenness in controlled situations and lists
three benefits which moderate consumption of wine can provide: /1/ training to resist
pleasure and desire, overcoming pain and distress and producing courage, /2/ test of
character and behavior, /3/ safeguards correct education by leading the youth towards
virtue.?”
As a response to such claims by the Cretan Platonist, Gellius summarizes the
views expounded by other Platonists on the issue. As in other cases, his main source
must have been his teacher Calvenus Taurus. Relying on Laws 1 637A14-648A2 and
of wine. They
of the moderate use
he specifies three advantages
IL 666A12-671B6
differ from the benefits recorded by Plato in some respects. The most important difference is that for Gellius one advantage is that moderate drunkenness helps us bring
to light passions from the depths of our soul that are concealed by some respectful
shame. Thus being lit up by wine can contribute to virtue insofar as it enables one to
heal and set right excessive desires without facing serious danger in evoking them.
To justify this claim Gellius takes Plato to say that no one can be self-controlled
(continens, éyxkpatñc) and temperate whose life was not tested in the midst of errors
and pleasures. To become virtuous everybody has to experience and overcome such
temptations. This idea will be explored later on by lamblichus. Although curing passions with the aid of wine is not called kéBapoig, Gellius’ description fits the process
35 These ideas are reflected in a treatise published by H. DaIBER: Ein bisher unbekannter pseudoplatonischer Text über die Tugenden der Seele in arabischer Oberlieferung, Der Islam 47 (1977) 25-42.
He chinks the Greek original is from the period before Plotinus. The example quoted there also recalls
Plutarch.
16 Rep. Lil 398c6-7; 403e4-6.
# L649D7-E2; Il 652B3-653A3, 670E1. For an analysis of these passages, see E. BELFIORE: Wine
and catharsis of emotions in Plato's Laws, CQ n.s. 36 (1986) 421-437, with the remark that these
passages may have been important for Aristotle when developing the notion of catharsis. For further
references see Platon. Nomoi f-HI. Übersetzung und Kommentar von K. SCHÔPSDAU. Gôttingen 1994,
249 ff,
Acta Ant. Hung. 40, 2000
271
HH
Before turning to lamblichus we should briefly consider Plotinus’ contribution.
He does not seem to add too much to the picture painted by his Middle Platonic
predecessors. The only innovation he introduces may be the distinction of two sorts
of virtues. Greater virtue enables us to meet the Platonic requirement of assimilating
to god, as we know it from the Theaetetus, while lesser virtues help us conduct life in
the polis. People possessing greater virtues necessarily have the possibility ($uvGpe1)
to acquire the lesser virtues as well, those, however, who have the lesser virtues only,
do not necessarily have the greater.” In all probability, this does not mean that one
can acquire greater virtues without previously having the lesser. To understand the
passage, we should bear in mind that $évajug is used in two senses: /1/ a child is potentially capable of using geometrical skills, although he has not acquired them yet,
/2/ the sleeping geometer does not use this skill actually, though he has already acquired it. It seems that in this case we should think of the second meaning. Those
who have the greater virtues possess the lesser as well, but do not actually use them."
This is corroborated by another passage where Plotinus claims that those who have
greater virtues do not really need lesser, civic virtues, though they could casily acquire them, while people lacking greater virtues possess the lesser in a deficient way
only. The civic virtues encompass passions and are a measure which forms the matter of the soul: they are made like the measure in the intelligible world and contain
traces of the highest good which dwells there.‘ In short, they are images of the intelligible measure. It is in virtue of their being image that lesser, noAitiaï virtues impose measure onto our desires and, in general, moderate our passions and set us free
# Gellius NA XV, Il 5, Vol. Il 128.28-32 Hosius: si qui penitus in his adfectionem cupiditatumque errores inessent, quos aliquis pudor reverens concelaret, ca omnia sine gravi periculo, libertate per
vinum data detegi et ad corrigendum medendumque fieri oportuniora. Adfectio and cupiditas translate
ndBog and émidupia. H. TARRANT in ‘Platonic interpretation in Aulus Geflius’, GRBS 37 (1996), 173-194,
correctly notes that Gellius” account here mirrors Taurus’ arguments faithfully. This notion of kéBapoç
could not be taken directly from the medical writers who used the term to denote purgation. Sextus
makes mention of purgatives which do not only take away the ill humours from the body, but along with
the humours they eliminate themselves too (PH 1 206, 11 188). But Gellius is not describing x@0aparg in
terms ofthrowing up which may well be a result of drunkenness.
3° Enn. 1 2; on their reciprocal implication (&vtaxoA0v0norc), see esp. 7.1--3, 10--12.
1" See [ 2.7.23-27.
"1 3.6.14 ff. 1 owe the reference to Richard Sorabji.
“2 That passions form the matter of virtue is a doctrine widely held by earlier thinkers, cf.
Plutarch, De virt. mor. 440D; Aspasius, in EN 42.40-42 and the Neopythagorean Metopus, De virtute
p.119.8 (tà Sè ndfea tag dipetàg Hu: mepi tavta yùp Kai év tovtore è dpe<d) in H. THESLEFF (ed.): Pythagorean Texts of the Hellenistic Period. Abo 1961 (= Stobaeus, Anh. 1 1, 115, p.71.16 Hense). For the
latter reference I am indebted to P. KALLIGAS, MIAQTINOY, ENNEAZ TIPQTOE. APXAIO KEIMENO,
META®PAZH, EXOAIA. Athens 1994, 195-196, who also draws attention to the importance of petpiorddeiu in the Middie Platonic ethics, of which we may have a faint echo here.
Page 6
View in PDF(opens in a new window)of false beliefs.* They are capable of achieving this by being determined and exempt
from what are beyond measure and limit. Although the concept of moderation may
testify to acquaintance with Aristotelian theories, Plotinus does not seem to have had
a first hand knowledge of the theory we find in the Nicomachean Ethics, let alone its
Middle Platonic applications. #4 His account of the virtues has been formed essentially
by his reading of Plato’s Republic."
After this brief outline of the development of these notions we can now turn to
lamblichus. It has already been noted that he must have been familiar with the Aristotelian notion of x6daporc." But he preserves it in a transmuted form to meet the
requirements arising from his overall theory of the human soul. He uses the term in a
broader sense than Aristotle, for he applies it also to describe purification of the intellect or of the whole soul from influences disturbing its contact with higher entities.
Issued from the transcendent Soul which in turn comes from the Intellect, the human
soul strives to return to its origin and all kinds of bodily interference can only hinder
or slow down the way back. This view reflects Plato’s position in the Phaedo. No
one could deny that lamblichus made extensive use of the notion. His intellectual
hero, Pythagoras purged his intellect and whole soul with music and various pursuits.‘ In this sense it is only through philosophy that we can purify our soul and attain perfect virtue.**
But there is an interesting and more specific application which leads us back to
Aristotle and the Middle Platonists. lamblichus accepts the account of the Timaeus
that our soul consists of three faculties.** Although we receive reason from the god,
the divine origin on its own does not constitute rational rulein the soul. There is a
possibility of conflict between reason, spirit and appetite, which,means that the two
_non-rational faculties are also endowed with a sort of autonomy.° And thisis where
—
the Aristotelian xd0apors comes in. The notion may have seemed to lamblichus flexible enough to utilize it for his own purposes. The adoption of the Platonic tripartition
of the soul could help him apply and extend this notion in any case. [amblichus
regards the restriction of k69apor to tragedy and comedy too narrow and extends the
41 2.2.15-17: petpovoa tùg ém@upiac kai Bhwc tà néôn perpolou kai weudeig S6tac dparpovcat.
# Porphyry seems to adhere to the same doctrine, cf. Sent. 32, p.23.4-12 LAMBERZ. For further
references, see LAMBERZ'S app. crit.
$ As has been noted by L. GERSON: Plotinus. London-N.Y. 1994, 199.
* E. g. J. BERNAYS: Grundzüge der verlorenen Abhandlung des Aristoteles über die Wirkung der
Tragüdie. Breslau 1857, 158-163; M. POHLENZ: Die griechische Tragüdie. Gôttingen 1954?, 488.
? Vit. Pveh. XVI 68.1-3, 70.15-17; XXV 110.4-5, Elsewhere he also advocates such views, cf.
Protr. 65.78; Comm. Math. 26.146 (where he is talking about purification of the immortali soul
paratleted with the intellect investigating objects proper io it}. See aîso Myst. 1 12, 41.18-42.5 Des
Places.
% Protr. 13, p.96.10-13 Des Places,
9 Protr. 5, p.61.12 ff: tpiu puy év Nuiv tôn xat@xiotat, td pèv © doytéueda, tò dè © Gupovpeda, tpitov dè © émigupovpev. See also Stobaeus, Ect. 1 369.10 ff. W. (du Tpioòv Üvrov tv TG wuxijc
elô@v ñ pepov, povuxoû duo éridupnitcod); Are. L 4.9 (Guns, Émbvuia. Aéyos, p. 258.16 H).
There is no evidence that lamblichus endorsed the view of the Timaeus that the parts of the soul are spatially different too.
? Prot. 5, p. 61.23-27.
Acta Ant. Hung. 40, 2000
273
theory to invocations and obscenities iin religious rituals. Such rites involve setting up
phalli and uttering obscenities.*! We become acquainted with obscenities through
foul language and thisis the proper way to get rid of them.*? These acts and utterances should not be banned in rituals — as they should not be prohibitedin comedies
either. Their purpose is to purify our whole soul, not only its rational part. They can
help us, mature citizens, to acquire the skill of mastering our psychic activities and,
consequently, control our deeds. In a discussion whose aim is to defend pagan rituals
famblichus states that - however briefly — we have to experience harmful passions to
get rid of them or to avoid them in the future. The medium through which to experience them are tragedy, comedy and religious rituals respectively:
“The powers of human emotions that are in us become more violent if they are hemmed in on every side. But if they are briefly put into
activity and brought to due proportion, they give delight in moderation
(uetpiwc) and are satisfied and, purified (drokadmpéuevm) by this
means, are stopped by the aid of persuasion (r£106) and not by force. For
this reason, by observing others’ passions (rd0n) in both comedy and
tragedy, we can check our own passions, make them more moderate
(uetpiòtepa) and purify them. So too in holy rites, when we watch and
hear vile things we are freed from the harm that derives from them in actuality."??
(trans. by R. Janko, slightly modified)
The therapy, lamblichus goes on to say, consists in using such things so that
we can moderate the harmful impacts attached to the soul at birth and can detach
ourselves from them. For the present purposes. the by far the most important mark of
‘the passage is that Tamblîchus explicitly connects kadapoic of excessive passions to
moderation. The aim of xé@aporg is to cure the soul, moderate harmful impacts and,
ultimately, set us free of the chains of this world and leave them behind. Passions are
therefore not to be wiped out utterly since they can delight us if we are capable of
bringing them to due proportion. They are not to be suppressed by force either —
sometimes this may be an impossible task anyway —, rather we do better to moderate
and soothe them by persuasion. The task of persuasion, then, is to put a stop to the
excessive spread of emotions. This may lead to the right exercise of emotions which
can make them moderate. As persuasion involves reason there is a possibility for
reason to intervene in emotional matters. But we should not believe that the situation
is always like this. In watching tragedies and comedies, for instance, we do not necST lamblichus, De Mysteriis I 11, 38.14-15, 39.34,
® De Mysteriis I 11, 39.10-11. The extension of the notion has been discussed by R. SORABJI:
Animal Minds and Human Morals. London-fthaca N.Y. 1993, 187-188. He also draws attention to the
contrast with Porphyry's theory which [ am not going to discuss here. I 12 can also be taken as a response
to Porphyry"s criticism of invocations.
°° De Myvsteriis | 11, 39.14-40,8 Des Places, also quoted by BERNAYS (op. cit., 160) who demonstrates the Aristotelian provenience. The passage reveals another affinity with the Aristotelian theory,
namely that comedies are supposed to include obscenities and invectives, but only in order to help spectators rid themselves of such behaviour, see Pol. VII 1336b13-24, quoted by JANKO: op. cit. in n.17,
Page 7
View in PDF(opens in a new window)essarily persuade ourselves or others by the aid of arguments on a certain issue, on
the necessity of soothing our emotions in a particular situation. Our response to what
we see on the stage may be entirely emotional and spontaneous. lamblichus thus
combines two accounts on how to handle excessive emotions. Purification of passions can occur in two ways: either by persuasion which involves reason, or by
watching tragedies or comedies and by taking part in rites which stir up emotional
reactions. lamblichus also explains why we necd emotions. Delight alone is not sufficient reason for approving them. The main reason seems to lie in religious practices.
Invocations (KkAñoæic) themselves also require rd0n. Although they enable the priests
to purge their soul of passions and to free of the world of generation, there are emotions attached to them. This is not to say that invocations turn gods into impure beings subjected to all kinds of affection. Instead, they direct us to divine purity— and
they do it in virtue of involving emotions.”*Only when reaching such a divine state
can we rid ourselves of emotions.”
Further evidence for the close link between moderation in passion and xd0apoù is offered in the Pythagorean Way of Life. lamblichus describes how his philosophical hero, Pythagoras practiced moderationin passions and accepted the Aristotelian doctrine of the mean. At first glance this may seem odd. However, heis not the
only author to forge stories such as this one. By attributing these views to Pythagoras, lamblichus could rely on a long-standing tradition as some Pythagoreans before
him had no scruples about ascribing the doctrine of moderation in passions to their
spiritual ancestor.?” Thus, there were highly respected authors to follow. But the
main point is that he accepted this attribution because it seemed to fitin with his own
views. Both «ké@apois and petpiord0era are assigned a proper place in his conception
of morality. His scattered remarks on ethical theory indicate that moderation iin passions may have a rolein completing a virtue of a particular kind. First we can turn
to the Theologoumena Arithmeticae, a work not written by lamblichus, but one which
nevertheless reflects his own views. Four kinds of virtue are listed there, each having
three aspects. Insight (ppévnois) evokes quick sensibility of the body and luck in external matters, temperance corresponds to bodily health and good fame, courage goes
with bodily strength and power (Suvaoteia) and justice is accompanied with beauty
# De Mysteriis | 12, 41.17-42.5. Invocations (KAñoeis) must be distinguished from evocations
{npooxkroerc) as the latter do not involve emotions: it is not by the aid of passions that evocations
connect priests to gods, cf. 1 12, 42.6-7. See also V 6, 206.17-19; X 7, 293.6-8.
This may be the influence of Stoic ideas, as has been pointed out by R. SORABHI: op. cit., 188.
56
doxiout SÉ paowv adtòv Kai tàc pecprordberac Kai tàc peodmtag, VP XXVII 131.9. See also
the note to this passage in lamblichus, On the Pythagorean Way of Life. Text, translation and notes by
J. DILLON and
J. HERSHBELL. Atlanta 1991, 151.
5 See Nicomachus, /ntroductio Arithmeticae | 14.2, p. 37.1 Hoche (petpiémg kai ebrpénrew);
Pseudo-Archytas De Educ. Il p.41.15-18 (quoted by Stobaeus, Anh. I 1.106, p. 57.4-5 H) in H. THESLEFF
(ed.): The Pythagorean Texts of the Hellenistic Period. Abo 1961.
On lamblichus’ ethics see also D. P. TAORMINA: Le Suvaperc dell'anima. Psicologia ed etica in
Giamblico, H. J. BLUMENTHAL-E. G. CLARK (eds); The Divine lamblichus. Philosopher and Man of
Gods. London 1993, 30-48. She draws attention to the definition of coppooôvn as a kind of symmetry
and concord ofthe different dvviperg of the soul (p. 40).
Acta Ant. Hung. 40, 2000
FAMBLICHUS' TRANSFORMATION OF THE ARISTOTELIAN Küdapoiç
275
of body and friendship.*? Along with this fourfold division, derived from Plato’s
Republic IV, there is still another Neoplatonic division of virtues which ranks them.
At the bottom of this grade of virtues are the physical excellences, followed by
moral, civic (roAitikt) and purificatory (ka@aptuci) virtues, with theoretical virtues
on the top.‘ If this grade of virtues can be attributed to lamblichus with certainty which may well be the case - then it offers further evidence for his view that political
and moral virtues necessarily involve moderation in passions. Another problem is to
find correspondence between the two divisions. While insight may correspond to
theoretical virtue, it is by no means clear whether temperance (coppooévn) perhaps
alludes to civic and moral virtues. One passage in the Life of Pythagoras suggests
that it does. There we are told that the youth should attain temperance because this is
the age when desires are at their strongest. ©! Furthermore, in the letter on c0@pooévn
to a certain Arete, quoted by Stobaeus, lamblichus claims that this virtue has to deal
with the pleasures, but disregards them. It seems that c@ppooévn has the same
function as petpiord0eta iin other texts and
— we shall anticipate it now
— in Proclus.
As lamblichus says in this letter, the immoderate force of the passions distorts our
humanity and drags us to a non-rational, disordered and bestial nature.? Temperance
must check the passions by moderating them. As he adopts not only the Platonic tripartition of the soul, but also the unity of cardinal virtues expounded at the end of
Republic IV, lamblichus stresses that virtues must be in concord. There is one harmony or concord that suits cach virtue togetherin the way that they can blend with
one another. Thus temperance can also contribute to the well-being of the whole
soul. As Iamblichus says, all three parts of the soul should bein concord and well ordered. The order and proper arrangement of these parts lead to the right distribution
ofprimacy. Recalling the Charmides” defi non ofi mperance that it is nothing but
many forms.‘ This means that the Peripatetic theory of moderating the passions was
fitted into the framework of lamblichus’ overall vision of the soul and, therefore, into
5° Theol. Arithm. 25.7-12 De Falco. Quick sensibility (edaro@nota) comes from Timaeus 76D2,
see also, Prov. 2, p. 43.1 Des Places.
6! Sce Prolégomènes à la philosophie de Platon, text établi par L. G. WESTERINK et traduit par
J. TROUILLARD avec la collaboration de A. Ph. SEGONDS, Paris 1990, 26.30-36 with n. 221 on p. 76. The
author is not known. He may have written this introduction in the second half of the 6th century, but he
may also have relied on [amblichus. The idea of a hierarchy can be traced to Plotinus (I 2) and Porphyry
(Sententiae 32), | think that xa@aptixi) ape) refers to the purification of the soul from all kinds of bodily
influences, not to the special case involving emotions which is the domain of moral and civic virtues, At
the bottom ofthis notion lies Plato's description of x@0apargin the Phaedo.
8 VPV 23.18 ff.
°° Stobaeus, Anth. I 4.45 (p. 270.11-16 H). That oœppooûvn is concerned with desires is confirmed also by the Pseudo Aristotelian Divis. Arist. 17b6 MUTSCHMANN.
* Stobaeus, Anth. 14.46 (p. 217.3-6 H): Eu yàp à tov rudévdinetpog étixpéteru oÙdE avipoTOUG Épinoiv Elvat toùg avôponous, rpòc dè tiv W.oyiotov adtobs FAKEI puo Kui Enpibôn ui itaxtov.
" Stobaeus, Anth. | 4.49 (271.24-272.3 H).
#5 Charmides 161B5-6. lamblichus ap. Stobacus 4744. | 4.9 (p.258.13-259.4 H), esp.: Kai Tobtœv
ñ toi äpyeiwv te KA üpyeodut gv Séovir yivopév étavoui soppociviy dv ein nodverdig. We must also
note that this definiton of temperance (tà Éautod npdttetv) is to be found in Republic IV as definition of
justice.
Page 8
View in PDF(opens in a new window)his overall concept of morality. Linked to the notion of k@@aporc, this theory can
account for a life worthy of good citizens.
What we see in lamblichus, then, is the survival of Peripatetic notions, partly in
Pythagorean disguise, embedded into a Platonic frame. The application of Peripatetic
theories does not seem peripheral, rather they constitute the core of an ethical theory
— partly inherited from Plotinus — which tries to account for the possibility that
emotions can be civilized and thus should not be eradicated right away. They are of
use and significance insofar as we lay stress upon the ways of getting on in everyday
life.
IV
With lamblichus, it seems, the tradition of blending Peripatetic theories into
Platonic ethics reached its final point. Not that later Neoplatonists were unacquainted
with On Mysteries or Pythagorean Way of Life; on the contrary, they refer to these
works many times." But most of them seem to have preferred the complete banishment of the tragedies and comedies from the ideal state. This had considerable impact on their view of emotions as well. Although it was generally held that emotions
do not have an intrinsic value for those striving towards the proper end, namely the
retum of the soul to where it was taken from, they accepted that emotions have a role
in earthly life. Although emotions are inherently evil and there is little chance of curing them, there must be a way of handling them. Nevertheless, perfection of life involves attempts to be free of all kinds of emotions: they cannot help us on the way
back to our spiritual origin. The shift of emphasis may be best illustrated by a passage from Proclus:
IAMBLICHUS' TRANSFORMATION OF THE ARISTOTELIAN KéBapats
277
blichus lays considerably more emphasis on the stage involving petptordbera. Another is that the twofold aspect of the purification of passions — either by persuasion
or by immediate emotional response through tragedies, comedies and religious rites —
is replaced with an account which stresses that it should be achieved solely by the intervention of reason. In Proclus moderation in passion is still given the role of arranging our emotions, but the link to tragedies and comedies we can observe in lamblichus has disappeared entirely. With this, the connection with ké@apoiç has also not
been taken for granted either.®® The innovation, however, is embedded into Proclus’
metaphysical scheme not randomly, but deeply.
The best evidence for the re-evaluation of the notion of moderation in passions
is to be found in the lectures on Plato’s Republic. Not surprisingly, it emerges in passages that deal with tragedies, and has the special appeal of being set within Proclus’
defense of Plato against charges by Aristotelians.% In the section on Plato’s notion of
poetic art and its species he lists ten problems, the second of which concerns the prohibition of tragedies and comedies in Plato’s state. He seems to paraphrase an objection to Plato’s theory when saying that it was absurd to forbid tragedies and comedies
since by means of these we can satisfy the emotions in due measure and thus we can
keep them in check for education by curing the troublesome element in them. The
ultimate source of the objection is Aristotle, though Proclus mentions other defenders
of the literary genres as well, even if not by name.” Tragedies and comic poetry may
help us expiate emotions that are neither to be satisficd, nor to be expelled altogether.
Instead of being suppressed, emotions nced some incitement in due course. The central notion in Proclus’ view is expiation (&pociwor). As Bernays has shown, it refers
to an effort of dealing with emotions without satisfying them entirely.” It cannot be
ruled out that the term comes from an Aristotelian context, but it is remarkable that,
although clearly drawing on Aristotelian sources, lamblichus does not use the term or
its cognates. It might well be that the term was added to the dispute by Proclus or his
“For education is purification (ké0apoiç) of immoderate passions
teacher, Syrianus. It could be that the account recorded by Proclus contains reference
or, more properly speaking, the way from moderation in passions (petpionédera) to freedom of passions (äxd@era), insofar as reason does not feel
sympathy any more, only moderately, but is disturbed by all kinds of
pollution coming from the passions."”
to some theory centered on the concept of petpiord0era.
Proclus’ criticism rests on his own convictions that, being the source of disorder, tragedies and comedies should not be allowed to play any role in the ideal city.
If education aims at finding the way in which emotions can be expelled from
#* Proclus” procedure may be linked to his attempts to reconcile Plato and Aristotle, cf. A. SHEPPARD:
Studies on the 5th and 6th Essays of Proclus'* Commentary on the Republic. Gôttingen 1980, 111.
As has been emphasised by A. SHEPPARD: op. cit., 105.
3 In Remp. | 49.13-20, The passage has been discussed by J. BERNAYS: op. cit. 164-165, and by
R. JANKO: op. cit, 347. Bernays believes that Proclus drew from Aristotle’s lost examination of x@dapars,
while JANKO — together with ROSTAGNI: op. cit., 285 — assumes that Proclus drew on Aristotle*s On
Poets, although -- as he makes it clear elsewhere (R. JANKO: Aristotle's Poerics. Indianapolis 1987, 175) —
the attribution is conjectural. V. ROSE lists the passage as belonging to Aristotle’s lost dialogue entitled
Rep roAitixoò, sec Aristorelis quae ferebantur librorum fragmenta. Coll. V. ROSE, Leipzig 1886, fr. 81. In
any case, in Proclus there is no support of any of these assumptions. Against the attributions of the passage
to various, but now lost, works of Aristotle, see the cautious remarks by A. SHEPPARD: op. cit., 110-111.
PI In Remp. 1 42.10-16. In the Appendix 14 of his op. cit. (pp. 199-200) BERNAYS depicts the
development of the term and traces occurences of the same meaning in Plato (Leg. VII 752D; Phaedo
61À; Ep. VII 331B). He renders it as “Abfinden”. It must be added that the term was also used in religious sense, to mean completing a rite, see Hermias, in Phaedr. 68.1-2 Couvreur. ROSTAGNI: op. cit.
the soul, then moderation of emotions by any means — whether by force or by persuasion — is only of temporary significance. On the whole. this opinion on the process of
purification does diverge from lamblichus’ view. One difference may be that lam4 On the influence of De mysteriis, see the introduction by É. Des Places to his edition ot the
work, pp. 21-27; the influence of the Vir Pvsh. can be documented, for example, in Proclus’ in Remp.
and in Marinus’ Life of Proclus.
9 <kal yùp rerdoia> kédapois éon derpiag nab@v. Kai rodA.d hâkov À andò petprorabeiag ic
andôeruv 6066, unketi tod Aéyou cvpirdogen pév. dMAù petpimg, ÉBékovtoc, tavta DE TOvV ÉK TG tav
rabüv odvoòdv éknivucgopévou, De Prov. 27.9 BOESE. The Latin text runs as follows: et enim paideia
(id est eruditio) est purgatio immensurationis passionum et multo magis que in impassibilitatem a mediocritate passionum via, non udhuc ratione volente compati quidem, sed mediocriter, omnem autem funem
passionum exuente. See also /n Remp. | 105.9 Kroll.
103, n. 1, also thinks that the term is not free of religious connotations, and reters to Phaedrus 242C.
Page 9
View in PDF(opens in a new window)However, for reasons that are both obvious and practical, emotions cannot be denied
to have a room in it.
with Plato in banishing tragedy and comedy is typical of his overall outlook. He assumes that both tragedy and comedy are capable of implanting into the youth a habit
which disregards the one and the simple and prefers the manifold instead, which involves immoderation as well. But unity and simplicity are divine attributes. Virtue
implies a kind of simplicity which fits best to the god himself.”
Thisis a full-blooded Neoplatonic reasoning which may, however, contain a
Stoic element as well. The remark that virtue is simple recalls Plutarch’s account on
the different conceptions of virtue among the Stoics. We are told that some Stoics,
notably Zeno of Citium and his disciple, Aristo of Chios taught that virtue is essentially one, although it has many aspects.” $ In addition, Proclus shares Plato’s conviction, expoundedin Republic III, that imitation is not allowed to the guardians and
should be banned from the city because it distracts them from their true task. But
278
“It is clear that we should beware both of tragedy and of comedy
for they imitate all kinds of characters and impress the spectators with
pleasure. We do it in order that in inducing the pliable element of the soul
to feel sympathy with them, their appeal does not fill the life of the youth
with harmful impacts coming from imitation (piumorg) and, instead of expiating the passions moderately (petpiac ùpoct®oeac), they implant into
the souls a habit (£&) which is bad, hard to cleanse and obliterates the
one and the simple (tò Èv koi tò drAoiv), and — as a result of its love for
all sorts of imitations (uuwpata) — emphasizes that which is opposite to
them [scil. the one and the simple]. Thus, these kinds of poetry are directed
especially towards the element in the soul which is most exposed to passions; comedy, inducing fondness for pleasure and leading to unnatural
laughter, tragedy, training fondness for distress and dragging down to base
lamenting. Both nourish the emotional element in us (tò ra0ntuév) and
the more they complete their proper function, the more they can [affect
us]. Although we shall also affirm that the politician ought to find a way
of relieving (drepéosic) these passions, though not in order to have a tendency to cling to them, but rather to bridle and smooth suitably (ue &c)
the excitements caused by the emotions. We think therefore that in addition
to the manitold (nowwia), these arts of poetry involve also immoderation
In luring out those passions and are far from being useful for expiation
(äpooiwois). For expiation is not excessive (ëv brepRoAatc) but smooth the
activities and retain only a small similarity to those which they expiate.”?
Proclus” intention, then,is to separate tragedies and comedies from dpooiwoi.
The effort implies also a change of terms since instead of x6i0aporg we find dpocioou and drépacic. The shift may be due to the fact that x60apois was intimately tied
to poetical theories and its use in a new situation would have made the impression
that Proclus was unable to break away from the context of poetical works. We have
seen that lamblichus made use of x6@aparg and its cognates in similar context. On the
other hand, kd@apoic seems to lack the striking connotation which dpooiwoi carries:
the reference to the cffort to get done with the feeling. The idea of moderation in passions is also discernible in the account because we read that the politician has to rely
on it as an element which can be useful in settling civic matters. Purification, therefore, must have some relevance to the acquisition ofcivic virtues. The passage is full
of allusions to petpiordbera as a possible result of expiation, whercas tragedies and
comedies do not lead to this state of mind.” The main reason why Proclus agrees
7° In Remp. | 50.2-26. In line 18 the mss. give érépavoic which BERNAYS amends to dmépuorg.
The emendation was accepted by KROLL as well. The term dtépaois comes [rom the medical writers and
its meaning is similar to xdfaporc, see App. 15 in BERNAYS, op. cir., 200. Cf. also lamblichus, De Myst.
Hi 9, 119.15 DES PLACES. Along with &pociworg, BERNAYS considers dtépaoig as the positive result of
the Neoplatonic interpretations of the Aristotelian notion of xidapors.
3 Sce uetpiag at 50.6, énuel@g at 50.21, oùk év brepfiodaic at 50.26.
Acta Ant. Hung. 40, 2000
279
despite his resolute criticism of tragedies and comedies, Proclus seems to admit that
relieving of passions is useful in civic life. That is, while rejecting purification by
way of tragedies and comedies, he leaves open the possibility for another type of purification. To see how he accounts for it we have to turn to another passage in the
essays on Plato’s Republic.
In other matters, then, Proclus seems to be more faithful to famblichus since he
too links moderation in passions with temperance. In discussing the parts of the soul
and the virtue appropriate to them, he distinguishes two aspects which could be
applied to each part. Either it dominates (äpxœv) or is dominated (dpybpevoc). To
begin from below, appetite (£r0vpia) can only be dominated. If dominance functions
properly appetite has the virtue of temperance. In this way, on returning to reason it
can measure desires of its own.” But to reach this state appetite needs habituation
and education. As it stands, the whole concept is colored by a Neoplatonic idea according to which things
are determined by a threefold scheme: “procession” (npéodoc), “return” (ériotpogii) and “rest” (nov). Each thing proceeds from itself to
multiplicity and then returns to itself while its essential character remains the same.
“Return” is thus the tendency to maintain the essential feature. In the soul, the appetitive part “returns” to reason because — after all - the whole soul originated in the Intellect, of which the reason in us is the trace. Measurement of desires is therefore to
be seen as imposing rational mark on them. Much the same description applies to the
spirited part of the soul. Spirit (86uoc) can be seen in two respects: it can rule or can
be ruled. If it rules the corresponding virtue is courage, but if it is ruled then it may
be given the possibility to have temperance. Similarly to appetite, spirit also shows
temperance when desiring the measures that come from reason.”In both cases, then,
we find close link between temperance and measurement of desires.
35
n 508 in Remp. 1 49.26-27.
5 Plutarch, De virr. mor. 440E-441
A. They are listed together with Menedemus of Eretria, a
disciple of Stilpo.
à7 394E-3988.
Fin Remp. 1212.11-12: kad° ñv petpei tàg éuuths opéÉe Émiotpeponévn rpdc tòv A6YOV.
Sn Remp. | 212.15-20 (adrdç ôpéyetat tv amd roù Adyou pérpov tadeubeic), cf. 23-24;
211.18-19; 214.2.
Page 10
View in PDF(opens in a new window)But we must be aware that this is not the type of uetpiondôa1a theory we find
in some Middle Platonists and Peripatetics. There is no explicit evidence that for
these authors moderation in passions consists of using measures coming from reason.
Although it cannot be ruled out that this may have been the case with Plutarch and
his fellow-Platonists, the texts available to us are silent on this issue. By contrast, the
term émotpeponévn clearly suggests that Proclus viewed temperance in terms of the
return of the lower parts of the soul to reason. This may be a decisive mark in Proclus’ account. He thinks that moderation is acquired if reason imposes measures onto
our emotions. lamblichus may have borne similar things in mind when talking about
persuasion as one of the means leading to xé0aporc and, through it, to moderation.
But he also allowed the emotional part of our soul to possess a spontaneous movement initiated by tragedies and comedies, as well as by religious festivities, whercby
it can rid itself of excessive emotions. Spontaneity does not involve intervention by
reason. By contrast, Proclus denies this kind ot spontaneous element to our emotional
part. As a result, what remains for him is to emphasize the rational side of purification, that is to point to persuasion as grappling with the task of purifying our souls of
excessive emotions. The reason for this is that the “return” to the rational part of our
soul must be achieved with the aid of rational means. As the spontaneous response of
our emotional faculty to the plot we sce on the stage cannot be regarded rational tout
court, it is persuasion alone that has to help us soothe our passions and return to our
true self (tpòg éautôv). In fact, Proclus seems to connect ätniotpogf with persuasion
when claiming that reason is responsible both for returning to itself and for persuading us to moderate our passions. ” All in all, Proclus may have rejected tragedies and
comedies not only to remain faithful to the letter of Plato’s text, but also to dovetail
the notion of moderation into his overall scheme of the threefold activity of all
beings. As we have seen. lamblichus did not incorporate his account of purification
by means of tragedies and comedies into this overall framework. He may have relied
on another scheme, that the rational part of the soul pervades the other faculties to the
extent that they also come to have rational marks.” It is by virtue of this influence
that, for example, sense-perception is capable of reverting to itself. which results in
perceptual awareness. As a pure speculation, one can surmise that thanks to the influence of reason emotions might contain a cognitive element. But in the lack of clear
textual evidence, this is nothing but sheer conjecture.
As far as our sources permit us to say, Simplicius may have been the most
important exception to the entirely negative attitude towards emotions among the late
Neoplatonists after Proclus. His commentary on Epictetus’ Handbook contains a remarkable suggestion as to how to tame emotions of young people. He voices that on
occasion we should give way to mad desires in order to be cured of them.*! The
whole passage draws heavily on medical terminology and | think Stanhope’s translation — or rather paraphrase — stresses this point particularly well.
9 See /n Remp. | 121.20-22 (airios
… toù nelnviois yevéodu:*‘responsible .. . for having persuaded those who are persuaded”). Note that Kroll”s app. crit. indicates that the text is corrupt.
% See Ps.-Simplicius, in De Anima 187.35-39 Hayduck, CAG XI.
“ln Epict. Ench. XXXV 453-455 Hadot. Youthis especially faced with the danger of passions,
cf. XLVI 37-43.
Acta Ant. Hung. 40, 2000
IAMBLICHUS" TRANSFORMATION OF THE ARISTOTELIAN xdBapoiç
281
“And for the same Reasons, may wise Educators of Youth. do not
think themselves oblig’d to be always thwarting the Inclination of those
under their Charge; but sometimes connive at their Follies, and give them
a loose; there being no way so effectual for the purging of their Passions,
as to let them sometimes be indulged, (hat so the Persons may be cloyed,
and nauseate, and grow sick of them. ri
“Thus Health, and Power, and Preferments, very often there to the
prejudice of vicious Men, and there are sent partly in vengeance to
scourge them for their past Follies, and partly as Chastisements to reduce
them: that when they have given a swinge to their Appetites, and gorged
themselves with criminal Pleasures, they may at last grow sick of them,
throw off their ill Humours, and become reformed men.”®
By attributing a positive role to giving free rein to emotions when they cannot
be bridled otherwise, Simplicius seems to have come closer to lamblichus” position.
In his account, again, ké0apoig is connected to moderation in passions. He also adds
that just because they allow their pupils to indulge in excessive passions we cannot
blame the teachers of corrupting them; on the contrary, all this happens for the sake
of the good.”* Actually, the only point of differenceis that Simplicius does not mention comedies and tragedies as means of purification. In this, he seems to side with
Proclus. On the other hand, the description of how to give ground to passions lacks
any kind of reference to the Proclean theory of the return to reason. One reason may
be that the introductory character of the commentary does not necessitate a delving
into the intricacies of late Neoplatonic metaphysics. But we may also assume that
Simplicius viewed the purification of passions — although he did not designate the
phenomenon.in-this
way — as-not to be subsumed under the sphere ofthis
basic triad
Whenever he makes use ofÉmiotpogi and its cognates, he does it in a context different from the purification of excessive passions. At one point, he makes a small di#2 Epictetus His Morals with Simplicius His Comments. Made English from the Greek by George
STANHOPE, London 1694, pp.290-291. The Greek runs as follows: Aid kai oi rardayayoivies caA.dg où
péypi nuvrèc évavtiobvrat tais tv rabbv dpéteoiv. AA’ Evbisdaai moddrig Kai ouvepyodaiv Éviote,
6 a Suvapuévng T6 puxñs ékeluns ébenéoa teA
wo tà rorabta réôn, ei pi Évepyioer motè Kat’ avrà Kai
Kopeo@f} tic évepyetas (XXXV 455-459 HADOT)
p.389 (XXXVIII 611-615 H. with kédapow — rendered as “throw off their ill Humours” - on
line 614 H.). The Greek: Oro dè koi byteiat Kai Suvaoteîai BAdrtovar rai püllov tobs kakoÛG, Kai ai
pèv KOAGOTIKEX, ai dè xatà ainwpiav ôfovre, ‘iva Gà This EmTPIBIG Tv rad xopeodéviec ÉÉEMÉGHOÏ
note LA éurédetav kai rpòs kéAaotv Aombdv Kai xidaporv ÉRMIdELOL YÉevoviat.
M XXV 459-460 H.
#5 We might speculate as to whether this feature can serve as evidence for the date of the treatise:
whether it was written in Alexandria — as K. PRAECHTER mistakenly believes (Simplikios, RE HIA 1,
206-210) — or in Harran — as I. HADOT assumes in her La vic et l’œuvre de Simplicius d’après des sources
grecques et arabes, in: Simplicius. Sa vie, son œuvre, sa survie, Berlin-N.Y. 1978, 1-39, esp. p. 28 (earlier, she was doubted its date, ef. Le problème du néoplatanisme alexandrine: Hiéroclès et Simplicius.
Paris 1978, 33-43). The absence of Proclean influence may not, however, be decisive evidence for the
carlier date. I. HADOT proves that Simplicius was influenced by Damascius in many points, cf. the intro»
duction to her Simplicius. Commentaire sur le Manuel d’Epictète. Leiden 1996, 69-1 14. Here (pp. 8-24)
she also discusses other hypotheses (by A. Cameron and Ph. Merlan) on when and where Simplicius
composed the text.
Page 11
View in PDF(opens in a new window)gression when saying that the goal of educationis to enable the soul of the pupils to
return to itself.* Educationis by discourse (Ayo), as Simplicius says, and aims not
only at avoiding influences from external things, but also at turning away from the
passions in our soul and, in general, from the body.®” Thisis not to say that purification does not have the purpose of getting closer to a state completely free of passions,
only that Simplicius did not conceive it in terms of progression from, and reversion
to reason. But it is subordinated to the greatest task of our soul: to return to itself,
which also involves a retum to real being, and to the common forms of Aéyos which
are lodgedin the soul purified of images.” That is, purification of excessive passions
is a perequisite for our soul to return to its origin. On the other hand, similarly to
lamblichus and Proclus, he also connects relieving of excessive passions with temperance, but without developing this point further.” For him, to overcome passions is
the task of èyxpétera.”
To conclude, it remains unclear whether Simplicius accepted lamblichus' interpretation in all respects. At any rate, his description of how to soothe emotions lacks
the element of persuasion by reason that we findin famblichus and, with much more
emphasis, in Proclus.? The constant allusion to kdGapois, however, might allow us
to infer that he attached importance to the spontaneous response by our emotional
faculties.”? He does not reject them altogether for certain emotions are justifiedinsofar as they aim at a natural way of life fitting in with reason.” It is here that moderation in passions can have a role to play. But however moderate our passions may be,
they can give way to disease. The best remedyis ard0zia. In any case, Simplicius
seems to accept that purification of emotional excess can happen by virtue of the
spontaneous motion of the emotional part of the soul and this can lead to a life better
suited to the requirements of reason. But this in turn indicates an — at least partial —
adherence to lamblichus’ views and at the same time may also hint at a small dissent
from Proclus’ doctrines.
Hungarian Academy of Sciences
Research Group for Classical Studies
H-1364 Budapest P.0. Box 107
XX 2-4 H. Following the general assumption Simplicius states that émiotpogi involves abandoning all extraneous things (XXXIII 4; XLVI 8-9 H.).
#7 XL 18-21 H. As discourse can be inner and silent - an allusion to Theuetetus - Simplicius
writes in| passages 83-84 that kadaipov éaurdv ti) Etè T6 auwriig EiG EuUTOV ÉMOTPOPN.
#8 LXVI 44-46 H: Kexubappévoc and tiv cIÙM@Awv iS Kai TM oxidg t@v Svrwv, Eiç Eautòv Kai
tò SvramcOv Kai tà Komwà ciòn toù Agyou tà Év Éaut® étiatpépete. This implies return to god, LXXI 3940 H.
1° XXXV 460-461 H. He defines GHPPOGÜVN as compia Kai ùrepozii TOÙ Év filiv ppovobviog.
9 XVI 14-15 IL.
*! Persuasionis a rational activity, see XXXVI 170 H.
?° Of course, kéfapoiç occurs many times in the sense of general purification of all kinds bodily
involvement, cf. XL 83-84; XXXVIII 713-714 H.
9 See VII 138-139: dpéyeoda1 pàv xad.év éanv änaleiac kai tig xutà poor mperovone 1 À6Y
Stayoyi.
LXI 20 H, cf. VH 139-140 H.