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View in PDF(opens in a new window)Author(s): Edward A. Lippman
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View in PDF(opens in a new window)Author(s): Edward A. Lippman
Published by: University of California Press on behalf of the American Musicological Society
Stable URL: http://www.jstor.org/stable/829917
Accessed: 17/07/2008 03:59
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=ucal.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with the
scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that
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Page 3
View in PDF(opens in a new window)BY EDWARD A. LIPPMAN
THAT
THE WORLD is characterized by
ordered structure is a feeling apparentlysharedby all higher cultures;and in any particularinstance,
the way in which this feeling is expressed,the kind of beliefs to which
it gives rise, must constitutea feature of the culture that is importantand
distinctive,if only because it is so fundamental.In ancient Greece, the
notion of naturalorder was shaped by thought of such vigor and universalitythat there could be no questionof confiningit within the bounds
of naturalphilosophy;it came to be vitally importantalso to conceptions
of man and society and art. It is doubtlessbecause of the commanding
positionheld by this idea that the constitutionof works of art or of society
was seen less as a contrivanceof man than as a reflection of nature, and
many aestheticproblemsnever came into the focus of attention.But the
reverse process (which is foreshadowedin animismand myth) was importanttoo: the naturalworld was viewed in terms of life and mind, its
order testified to plan and reason and divinity, or to the idea of organic
wholeness that is embodied in the concept of cosmos. Thus the interrelation of man and the world brought ideas of natural order into the
human province and infused ethical and religious and aesthetic values
into the sphere of nature. In addition, this generalized order was distinguishedby a musical character,and was typically thought of as harmonic. Why this was so or how it came about is not easy to determine,
but strangely enough, synesthetic and mythical factors involving actual
sonority do not seem to play a majorrole, for the harmonyof the world
is a rationaland abstractproperty that is differentin principlefrom any
concrete manifestationto sense.
Yet harmonydoes not necessarilyinvolve either number or measurement. It means simply "fitting together," as manifestedtypically in carpentry in the joining of two pieces of wood, and the basic prerequisiteof
the conception is thus the existence of two or more distinguishable
entities somehow capableof mutual adjustment.From the beginning the
idea was connected with music. The process of fitting together is peculiarly applicable to spatial or simultaneousconstituents, and Greek
music was purely melodic; but in the tuning of the lyre there existed a
simultaneitythat was possibly not just an examplebut the true model of
the whole conception. Given a world replete with internal
relationships,
music can easily account not only for the mathematical
meaningsof har-
Page 4
View in PDF(opens in a new window)SOCIETY
mony, but for the entire generality of the term that develops as part of
a progressive musicalization of every aspect of experience. For music
conspicuously contains the factor of agreeable sensation; it is based on
the internal adjustment of the opposites high and low; and it presents
that complex example of fitting together manifested in the harmonia, or
musical system of the octave. The consonance of the octave itself was
also known as harmonia, as we can see in the musical discussion of harmony by Philolaus;l it was a harmony not only of two tones which are
at once opposed and similar, but also of two consonances-the fourth
and fifth-which are different rather than opposite, but which even more
graphically "fit together" to make an octave. It is the peculiarity of the
conception of harmony to unite this specifically musical character with
the apparently contradictory feature of abstract generality, and the
puzzle is compounded by the fact that a simultaneous relationship was
attached to a temporal art. When "harmony" came to designate the
chordal aspect of music, there occurred something like a historical solution of a paradox. In any event, music reveals the complex mathematical
order of the tonal system precisely in its connection with and dependence
upon the more elementary duality of high and low, as well as providing
this duality itself with a rational basis in the proportions of consonance.
At the same time, it is related more intimately and pervasively with the
physical and visual world through the tensions of stringed instruments
and the dimensions of musical instruments of all types. Finally, in its
temporal character it is able to bring the whole class of cyclic events under the head of harmony, which as a notion of fitting together might
otherwise have remained limited for the most part to simultaneous phenomena. It is obvious that music was strategically situated to lend elaboration and structure to the concept of harmony in a way that proved
ineradicable. Indeed the term "music" becomes at times more or less
synonymous with "harmony," and takes on the same breadth of meaning. But this inherent suitability of music to its task had to await discovery and use by a culture that found it to be a natural expression of its
outlook.
Etymology emphasizes the generality of the field of conceptions to
which harmony belongs.2 Ar or har enters a great variety of verbs in the
1Frg. 6. The passage in question can be found in Hermann Diels and Walther
Kranz, Die Fragmente der Vorsokratiker (5th ed., Berlin, 1934-37), Vol. I, p. 409
(later editions through the 8th [Berlin, 1956-59], are essentially reprints with few
changes and additions, and will be found to correspond). There are brief but valuable discussions of the controversy over the authenticity of the Philolaic fragments
in John Burnet, Early Greek Philosophy
(4th ed., London, 1930), pp. 279-284, and
in G. S. Kirk and J. E. Raven, The Presocratic Philosophers (Cambridge, 1957), pp.
308-313.Burnet regards the fragments as suspicious; Kirk and Raven conclude, more
definitely, that they are a skillful forgery based on Aristotle.
2 See P. Bonaventura
Meyer, Armoia; Bedeutungsgeschichte des Wortes von
Homer bis Aristoteles (Zurich, 1932). The "Wortindex" of Diels and Kranz, op. cit.,
Page 5
View in PDF(opens in a new window)Indo-European languages, signifying the unification of disparate or conflicting elements into an ordered whole. Verbs in early Greek literature
beginning with this etymon have a broad range of application, and encompass not only the performance of music and the tuning of an instrument,
but a physical binding together and a mental pacification, a transitive
fitting together and an intransitive adaptation. Greek gives full representation to the physical and logical spheres of the Indo-European prefix, but
neglects the temporal one completely for centuries. Homer uses ararisko
"connect," aresko "adapt, reconcile, satisfy," arasso "slam together, strike,
play the lyre," and harmozo "fit together." The last verb has a purely
physical meaning in Homer, with a much more restricted application than
the noun harmonia, but in later times it exceeded the noun in the versatility
and breadth of its use, encompassing the diversity of "marry, arrange,
administer, tune, kiss" which is revealed in Pindar, Herodotus, Plato,
Aristophanes, and Euripides. Harmonia developed its variety of meaning
earlier, and already designates in Homer not only a physical "connecting
link" but a mental and qualitative "agreement."
Duality is a universal motif of myth; in Greece, the duality issues in
harmony, which is revealed as the outcome of opposed but reconciled
forces. The Boeotian myth makes Harmonia the daughter of Ares, the
God of War, and Aphrodite, the Goddess of love and beauty, while the
Attic version develops the musical element: Harmonia is not only the
daughter of Zeus and the Atlantide Elektra, but she is also the mother of
the Muses.
Paired opposites remain as fundamental to scientific cosmogony as
they are to theogony and myth; thus a path is provided along which
harmony enters into philosophic thought. But the importance of the
cosmological role of harmony is guaranteed by additional factors that
lend themselves readily to harmonic treatment: the motions of the heavens, the cycle of the seasons, and the idea of primary physical materials
or elements. If we examine them closely, however, we find that these
factors are all related. At first the elements are thought of not so much
as general constituents, but as large masses that have particular locations
in the world, and that may come into existence
successively, like the
divinities in a theogony. Earth is typically surrounded by concentric
spheres of water, air, and fire, for example, or one of the elements will
be treated as the source of the others. Thus the
relationship between the
spheres can become a basis for the relationship between the elements,
while on the other hand the elements themselves can be reduced to more
fundamental qualitative opposites, such as hot and cold, and wet and
dry. Again, these are not only general forces, but can succeed one another in a seasonal cycle. Often qualities are not
distinguished from elecontains a useful, compact guide to the occurrence of the word in Presocratic
losophy (Vol. III, p. 72).
Page 6
View in PDF(opens in a new window)ments; the quality "hot," for example,will be identical with the object
"fire,"rather than one of its components.Traces of such an origin are
preservedin the tendency of elements-even in the classicalsystem of
Empedocles-to fall into pairs of contraries.The most conspicuousnatural foundationsof this whole pattern of thought-and the closest to
myth-are the polaritiesof heaven and earth, male and female, and day
and night. And at the other extreme stand the ultimate philosophicversions of duality: the abstractoppositessamenessand otherness,or limited
and unlimited,which are capableof serving in the generationof number
or of the soul.
The history of harmony, however, is by no means coincident with
the history of elements and opposites, or even with the history of the
basic concept of cosmos. Only in particular schools of thought are
cosmogonic processes and cosmic structures regarded as specifically
harmonic,althoughin other cases we are often confronted with descriptions that are in fact if not in name essentiallythose of harmony.In the
course of time, words such as isonomiaare replacedby harmonia,while
other concepts, such as those of mixtureand measureand proportion,become chargedwith a musicalsignificance.In order to explainthe expansion and success of the concept of harmonywe must identify the way in
which it differs from other notions of order. Its distinctivefeature is its
aesthetic connotation, in particular its rich musical values, and their
emotionalandstructuralappropriateness
to theirtask.
Early Ionian cosmology is too imperfectly preserved for us to determine the precise nature of its theories.3That it was to some extent
harmonic in conception, however, is suggested by its systematic and
geometricalnature, and also by the fact that it was the central source
of later Greek ideas. Anaximander,the most important of the natural
philosophersof Ionia in the 6th century B.C., described the birth of
paired contrariesfrom the boundlessapeiron. Cosmic process was legal
rather than harmonic: a divine justice controlled coming to be and
passing away, exacting retribution for the illegal excesses of cold and
hot, and wet and dry. The sun, the moon, and the starswere three wheels
filled with fire and spaced according to mathematicalproportions,very
much as in latersystemsof cosmicharmony.
In the latter part of the 6th century, as a result of the Persianconquest of the Greek cities of Asia Minor, Ionia gave way to Southern
Italy as the main seat of philosophicthought, and variousnatively Ionian
philosophersmigratedto this new location,where, at Croton and in other
Italiancities, the Pythagoreanschool was the first to achieveprominence.4
3 See the excellent study by Charles H.
Greek Cosmology
(New York, I960).
Kahn, Anaximander and the Origins of
4 The literature on early Pythagoreanism is vast; its extent corresponds to the
importance of the subject but is inversely proportional to the amount of dependable
information available. Reliance on Neopythagorean sources is dangerous, recourse
Page 7
View in PDF(opens in a new window)tradition
to
from
Herodotus
to
Iamblichus,Yythagoras of
According
Samos acquiredboth his mystical and mathematicalwisdom from Babylonianand Egyptian sources,during an extendedperiod of foreign travel,
and there can be little doubt that the foundations of both his religious
code and his scientific theory must be sought in these ancient Mediterraneancivilizationsas well as in Orphism.But as difficultas it is to specify
the older constituentsof Pythagoreanthought, it is still more difficultto
determine the precise achievements of Pythagoras himself. We may
safely say, however, that no one in Western musicalphilosophy has had
an influence equally powerful. With the early Pythagoreans,active toward the end of the 6th century, the notion of harmony acquired its
epochal connection with mathematics, and also its more specifically
musical character.They imparted to Greek and to European thought
a lasting prejudicethat tied music to the cosmos, to rationalorder, and
to ethical value as well, and these ties dominatedthe musical outlook of
both Antiquity and the Middle Ages. Although philosophywas typically
a way of life in ancient times, it was especially so for the Pythagoreans.
The movementwas primarilyreligious,social, and political, and perhaps
the true greatnessof its founder was that of providing inspirationand
leadership.The brotherhoodpracticed a type of Orphic religion characterized by an elaboratedoctrine and an associatedrule of behavior;the
code was severe, and involved taboos, discipline,and asceticism.A central doctrine was the immortalityand transmigrationof the soul, which
could travel from human to animal;that abstinencefrom meat was enjoined may very well have been a consequence.The silence kept by the
Pythagoreans may have been disciplinary rather than secretive, but
whateverthe reason,much of their belief and practiceremainedunknown
to outsiders.Certainlytheir chief concern was with purification,but this
is no morethana corollaryof their conceptionof the soul.
Joined to this basic religious outlook and not merely existing side by
side with it was a profoundinterest in mathematicsand in a
metaphysics
founded on mathematics.The significantassociationof religion and mathematical speculation created a fostering climate for a powerful and
purely theoretic interestin science, which in its religious motivationand
to Plato's Timaeus less so. Aristotle is concerned with the later
Pythagorean mathematicians rather than with the original sect. Works of
particular value are Armand
Delatte's ttudes sur le litterature pythagoricienne (Paris,
I915), and B. L. van der
Waerden's "Die Harmonielehre der Pythagoreer," Hermes LXXVIII
Representative accounts of Pythagoras and his school are those in Burnet, (1943).Ch.
II,
and in Thomas Little Heath, A History of Greek Mathematics op. cit.,
(Oxford, 1921),
Vol. I, ChaptersIII and V. The political
history of the early Pythagoreans has been
reconstructed, largely on the basis of Aristoxenus, Dicaearchus, and Timaeus of
Tauromenium, by Kurt von Fritz, in his Pythagorean Politics in Southern Italy
(New York, 1940). On ancient mathematicsin general and the question of the
originality of the Pythagoreans see Otto Neugebauer, The Exact Sciences in Antiquity
(2nd ed., Providence, R. I., 1957).
Page 8
View in PDF(opens in a new window)freedom from practical concerns could easily stray into numerology
and magic. The theory of numbers and geometry were developed in close
association; the proportional theory of vibrating strings was a central
scientific discovery; and the Pythagorean cosmogony and cosmology
were almost certainly based on a variety of harmonic relationships. That
numbers are in some fashion constituents of reality is the fundamental
metaphysical notion of the Pythagoreans. Unfortunately it is impossible
to determine the precise form of this belief; whether all things were held
to be numbers literally or simply to be numerical in their form and
properties we do not know, but in either case the conception remains
important and fruitful. It can be understood only by keeping in mind
the fact that number was represented in concrete physical form: geometrically, by arrays of ciphers, and notably by the arrangement of pebbles.
Thus number was not abstracted from physical reality as it is in more
modem thought. The conception obviously contained two inherent difficulties: zero could not exist, and incommensurable physical and geometrical magnitudes had a peculiar "irrational" status. Prime numbers
were arranged in rows, and those with two and three factors in various
plane and solid figures according to their properties. Another restriction
here was the impossibility of exceeding three dimensions. The most important of the Pythagorean numbers was the tetractys of the decad, a
quaternary consisting of the first four integers. This was sacred; it yielded
the perfect number io, and thus provided the underlying reason for the
decimal basis of counting. It had a musical implication in that all sets of
four were regarded as somehow harmonious and controlled in the relationship of their elements, and more specifically in that it furnished the
ratios for the basic consonances of octave, double-octave, twelfth, fifth,
and fourth (2:I, 4: , 3: , 3:2, and 4:3). Also of great importance musically was the theory of means and proportion. The early Pythagoreans
knew that the musical consonances involved the subcontrary as well as
the arithmetic and geometric relationships, and the subcontrary mean
was named "harmonic," possibly by Hippasus. Specifically, string lengths
arranged in the pattern I2,9,8,6 gave the intervals of fourth, fifth, and
octave, so that the consonances which were the framework of the scale
could be derived from the arithmetic and harmonic means between two
quantities in the ratio of 2 to i.
The early Pythagoreans doubtless found consonant relationships in
the macroscopic structure of the world also, and they may have thought
of cosmic harmony as in some sense actually sounding, although it is possible that they would not have seen any importance or even any meaning
in such a question. The suggestiveness of acoustic phenomena was undoubtedly very great; like rows of pebbles, strings present numbers as
lengths, and they make their properties audible as well as visible and
tangible. Most important, however, is the easily discovered fact that con-
Page 9
View in PDF(opens in a new window)sonances, and therefore numerical properties, do not reside only in relationships of length. Strings differing in tension or in physical qualities
contain harmony in a much more mysterious way, and tend to suggest
that number is of the essence of reality even when it is imperceptible.
The diverse factors of the Pythagorean outlook seem originally to
have been part of a unified picture provided by an important cosmogonic
theory, which can be reconstructed hypothetically in outline from later
reports.5 The fundamental principles were the paired contraries, the
Limited and the Unlimited. From these number was generated, I representing their initial combination and containing in itself, as a result, both
the Odd and the Even. A second similar process gave rise to 2, and successive repetitions to 3 and 4. This constituted the tetractys of the decad;
after o1 the series simply repeated itself. Numbers gave rise to geometric
figures: a second unit placed alongside the first generated a line from a
point, a third unit placed so as to form a triangle produced the basic twodimensional figure, and a fourth unit placed on top of these made a
tetrahedron, the first three-dimensional figure. Thus geometry too was
derived from the tetractys. And from geometry the physical world was
generated, for the tetrahedron, the basic solid form, became the physical
element fire, which was situated in the center of the world and drew upon
the Unlimited surrounding it to complete the cosmogonical process. The
crucial point, the relationship between the mathematical and physical
entities, we are unable to determine; we do not know whether mathematics was conceived as giving the form of the physical world, in which
case there would be a true problem of genesis, or whether the two were
identified, so that the tetrahedron and fire were one and the same. And
this ambiguity arises again in the relationship of arithmetic and
geometry;
as we have indicated, a genesis of figures from pebble-like material constituents is certainly unable to account for incommensurable lengths.
The closest view we can secure is given by the cosmogony of Plato's
Timaeus, a monument to the human imagination that is undoubtedly an
elaboration of the Pythagorean tradition and that
strongly emphasizes the
harmonic nature of the cosmos, although it does not
entirely remove the
enigma surrounding the issues we have mentioned.
A conception of harmony very different from those of the
early
Pythagoreans, but equally profound, was advanced by Heraclitus of
Ephesus,6 active around 500 B.C. Heraclitus finds certainty in self-knowl5 The evidence is marshalled
by Francis M. Cornford in Plato and Parmenides
(New York, I957), Ch. I.
6 There are recent detailed studies of Heraclitus
by G. S. Kirk: Heraclitus; The
Cosmic Fragments (Cambridge, 1954), and by
Philip Wheelwright: Heraclitus
(Princeton, N. J., i959). The fragments can also be found in Burnet, op. cit., Ch. III,
in Diels and Krantz, op. cit., Vol. I, Ch. XXII, and in Kirk and Raven,
op. cit.,
Ch. VI; so many of them come into question here that there is little
point in singling
any out for mention.
Page 10
View in PDF(opens in a new window)edge rather than in the examination of nature and the amassing of learning.
His combination of reason with the empiricism of the Ionians appears to
anticipate Plato; but Heraclitus does not believe in changeless ideal entities
behind perceptible phenomena; the interrelation is more intimate, and
indeed his dynamic conception of harmony was easily misunderstood.
The critique offered by Eryximachus in Plato's Symposium7 conspicuously fails to do it justice, Plato depicting the physician as hopelessly
misled by Heraclitean paradox. Love and harmony both present the
same problem: are their constituents opposite, or similar? or are they
necessarily related in any way even before their harmonization? In other
dialogues of Plato also, considerable complication arises over the relationship of opposites; those of the phenomenal world flow into one another
and only in the world of forms are opposites irrevocably distinct. But
this kind of machinery is not necessary to Heraclitus, for his picture of
the world is only superficially similar to Plato's, and is not actually dualistic
at all. The world is one of ceaseless change, but it contains a harmony that
controls both spatial and temporal phenomena. Enmeshed in the process
of the world, hidden somehow in the very midst of the change and transience typified in fire, is a divine Logos, a measure and proportion. The
river is constant change, but it is permanence as well; it is always the
same river, and by measure, the arrival of water is balanced with its passage
at any point. This element of regulation and order in the world is not
found simply in external nature nor is it simply subjective; indeed this
distinction has no importance, and the order is as omnipresent as the
change: it is at once cosmic and ethical. Harmony is perhaps a more adequate description of its nature than either measure or logos, for harmony
shows the inevitable relation to opposites, the holding in balance of forces
at odds with one another; in a word, the central connection of permanence
with transience. We can come to know the divine order of harmony more
readily in ourselves than in the external world, and it is the knowledge of
this universal but secret logos that gives Heraclitus his superior and cryptic
manner and his scorn for the rest of mankind, philosophers included. On
the other hand, the very nature of his conception of harmony accounts
for the paradox and enigma in the writings of "the dark one." This hidden
harmony is more important than any known by the senses, for without it
the world would fall to pieces. Yet conflict and opposition are also essential everywhere; they can be called not prerequisites but co-requisites.
But things at variance really agree; unity is bestowed by harmony, or if
we wish, harmony is really unity. Significantly, it is a musical instrument,
the lyre, that Heraclitus uses, along with the bow, to exemplify his conception. In both, opposed forces are connected with one another and
adjusted, while from a dynamic point of view, when the strings are drawn
back, the restoration of harmony produces music in the one case and
7 Symposium i87a-i87b.
Page 11
View in PDF(opens in a new window)in the other-parallel and really equivalentmanifestations,
marksmanship
for both overcome distance,whether with sound or arrow, to reach their
target, both are outcomes of action that is at the same time harmonious
and accuratelydirected,and both are symbols of a life correctly lived so
as to achieveits goal. Even literally,whether in instrumentor in weapon,
music and accuracy are present together, for the bow is not silent in
action, and like the flight of sound, the arrow is audible in travel. The
depth of the concept reaches back to the identificationof musical bow
and hunting bow in prehistory.In addition, although its work is death,
the bow (bi6s) is life (bios); and in this Heraclituscontinuesthe primitive
tendency to find metaphysicalsignificancein sonorousresemblance.Temporal events too, reveal the same principles;night is succeeded by day,
winter by summer,and every aspect of the world has its opposite, even
where we do not perceive it. A comprehensiveconcept of harmony is
consequentlya centralfeatureof Heraclitus'sphilosophy.
The Eleatic school, which developedin the first half of the fifth century and is representedmainly by Parmenides,8had its basis in reason
ratherthan sensoryexperienceor number,and produceda strict ontology
grounded on logic. While the indivisibilityand immutabilitythat it deduced as the propertiesof Being left no room for harmony,Parmenides
recognizedin additionto a changelessreality, a world of sense and seeming, for which the question of cosmogony again became meaningful.
Here were to be found sensible contraries,such as light and darkness,
and hot and cold, along with a guiding goddess of harmony who ruled
over the union of male and female, and who devised a theogony starting
with the creation of Eros. But Parmenidestook an extreme stand with
respect to the relationof truth and appearance;he saw no point of contact between them, and both this separationand his emphasison the
superior reality of Being were obviously of great importance in the
constitutionof Plato'smetaphysics.
The SicilianphilosopherEmpedocles,9who flourishedabout 450 B.C.
and who resemblesPythagorasin combiningscience with a cult of purification, establishedthe canonical system of four elements, or "roots"
(rhizomata):earth,water, air, fire; and of two cosmic forces that act on
them: love and strife. Everything in the world is a mixture of the elements harmonizedby Aphrodite. When constituents are most
similar,
harmony and love are strongest, and this is particularlythe case in the
connection of Earth,Sea, Heaven, and Sun with their own
parts.Generation and destructionalso, after Parmenides,could be conceived
as
mixtureand separation,but they are controlledby the dominanceonly
of love
8 See
Cornford, op. cit., Burnet, op. cit., Ch. IV, Diels and Krantz, op. cit., Vol.
I, Ch. XXVIII, and Kirk and Raven, op. cit., Ch. X.
9Burnet, op. cit., Ch. V, Diels and Krantz, op. cit., Vol. I, Ch. XXXI, Kirk and
Raven, op. cit., Ch. XIV. See especially frg. 6, 8, 9, 11, 12, 17,
22, 23, 35, 36, 71,
Page 12
View in PDF(opens in a new window)and hate respectively. Empedocles's cosmogony, in which elements and
forces are still identified with divinity, is thus conceived as a harmonic
process, and the distinguishing feature of his conception of harmony is its
dependence on the similarity of the harmonized constituents. This is a
characteristic that undoubtedly is due to his emphasis on the role of love.
There is also an alternation of love and hate; in turn the elements unite to
form a unity and separate to form a multiplicity; but this oscillation does
not seem to have been thought of as a temporal version of harmony.
The later Ionian philosopher Anaxagoras of Clazomenae,0l whose
writings come somewhat after those of Empedocles and who is important
in having made Athens the center of his philosophic activity, was the
originator of the important concept of Nous, or mind, as an ordering
force in the world. As Anaxagoras conceived it, however, Nous was not
immaterial, but rather a distinctively tenuous and pure kind of matter.
Both in its nature and its function, it was thus a logical successor of the
Heraclitean Logos, the divine fire. Like the love and strife of Empedocles,
Nous in effect produced an analysis of the hylozoistic idea of primitive
material, extracting the causal components of force and motion and life,
and leaving an inert matter conceived in the form of basic qualitative elements, or "seeds" (spermata). Sensible things and even the elements of
Empedocles became harmonic mixtures of these seeds produced by the
action of Nous and then by a resultant series of mechanical events. One
type of seed predominates in each mixture and is responsible for the
quality of the whole.
Towards 400 B.C., about a century after the time of Pythagoras, we
come upon the first of the later Pythagoreans whose ideas have been
preserved in some detail. Nicomachus tells usll that Philolaus demonstrated harmonic proportion by making use of the cube, which has
twelve edges, eight vertices, and six faces. And the Philolaic fragments12
testify to an interest in harmony that is both ramified and deep. Philolaus
called the octave harmonia, described it as containing the fifth and the
fourth, and gave the ratios of all three intervals; he also defined the tone
as the difference between fifth and fourth, so that its ratio becomes 9:8,
and considered the system of the octave as filled in with such tones-of
which the fourth contains two and the fifth three-plus the two remaining semitonal intervals. This gives the basic theoretical pattern underlying
the scales and modes of Greek music; if it is expressed in tone just as it
stands, the result is a Dorian scale of the diatonic genus. In addition,
Philolaus deals with the metaphysical nature of harmony, making use of
10
Burnet, op. cit., Ch. VI, Diels and Krantz, op. cit., Vol. II, Ch. LXIX, Kirk
and Raven, op. cit., Ch. XV. See especially frg. 12 and 17.
11 Introduction to Arithmetic II. 26.
12 Diels and
Krantz, op. cit., Vol. I, Ch. XLIV; see note I, above. There is a good
account of the Philolaic cosmology in J. L. E. Dreyer, A History of Astronomy
from Thales to Kepler (2nd ed., New York, 1953), Ch. II.
Page 13
View in PDF(opens in a new window)the concept that the world and everything in it are made up of two kinds
of elements, the limiting and the boundless. These two fundamental elements or principles are structurally insufficient, however, for they are
unequal and unrelated; harmony is also required. Here we learn the vitally important fact that the Pythagorean contraries were combined by
a harmonic process. If harmony has an ontologic function, number has
an epistemological one, for it belongs to everything that can be known;
its very nature is such as to give knowledge. Without number, things
would not be clear either in themselves or in relation to one another; but
number brings them into agreement with perception and makes them
cognizable and capable of interrelationship. Like knowledge, truth is inherent in number and specific to it, while falsehood is hostile to number
and irreconcilable with it, belonging instead to the nature of the boundless, the senseless, and the unreasonable. Philolaus stresses the universality
of number: it plays a role everywhere-not only in divine things, but in
all human works and words, including music. An interesting feature of
the discussion is that harmony appears both as a result of number and as
its foundation.
Although he may not have devised it himself, Philolaus transmitted
what was widely accepted as the standard Pythagorean cosmology, but
unfortunately we have no information about the mathematical details of
its structure. An important feature of the system is that the earth is not
placed at the center of the universe; this position is occupied by a central
fire which is surrounded by ten wheels bearing successively a counterearth, the earth, the sun, the moon, the five planets, and the fixed stars.
Aristotle believed that the counter-earth had been introduced solely to
bring the number of wheels to ten;13that is, as a manifestation of the holy
tetractys, but it could just as well have been invented to account for
eclipses. On the other hand, the number io has been taken to exclude the
possibility that harmonic notions are part of the Philolaic cosmology,
since there were only seven tones in the Greek scale. The earliest Greek
systems of planetary harmony that have come down to us, however, reveal a concern with consonances rather than with the scale, and the number of wheels is determined by other factors. This
by no means proves
that Aristotle was right in his explanation of the ten wheels, but he certainly might have been, and in any event, it is difficult to believe that
Pythagorean astronomy could have been unrelated to harmony. The
musical cosmology of Plato's Timaeus, which is
expounded in the dialogue
by a Pythagorean, is almost proof of the point, although we really do
not have sufficient evidence to establish the matter either
way.
Of Eurytus,14 who was active in southern
Italy around 400 B.C., we
13Metaphysics
I. 5 (985b. 23-986a. 13).
4 See Burnet, op. cit.,
pp. 99-oo; Diels and Drantz, op. cit., Vol. I, Ch. XLV,
and Kirk and Raven, op. cit., pp. 313-317.
Page 14
View in PDF(opens in a new window)have only Aristotle's report that he decided what was the number of
what-of man or of horse-by imitatingthe figures of living things with
pebbles, as some people bring numbers into the forms of triangle and
square.But aboutArchytasof Tarentum,a pupil of Philolausand a friend
of Plato, we are again considerably better informed.15He concerned
himself with the traditionalgroup of Pythagoreanstudies that later became the quadrivium,discussing the kinship of geometry, arithmetic,
astronomy,and music, which he mentions in this order; he admiresthe
work of mathematiciansin these disciplines,and especiallyin music. The
studies are mathemata;they are all related because they deal with the
two primaryforms of Being, by which he presumablymeans multitude
and extension. Music, here identified with harmonics,is thus explicitly
recognized as one of the mathematicalsciences. That Archytas wrote
on all of these sciences himself is more than likely; what we know of his
work points in this direction, and the disciplineswere so intimately associated in the Pythagorean outlook that they probably were always
studied together. Indeed Vitruvius mentions Philolaus and Archytas of
Tarentumamong the men "on whom naturehas bestowed so much skill,
acumen,retentivenessthat they can be thoroughlyfamiliarwith geometry,
astronomy, music, and other studies."1'In his analysis of the physical
nature of sound, Archytas comes close to the true state of affairs,correctly connecting higher pitch with speed and power, but he falls into
errorsof detail by failing to take vibrationor wave length into account.
Ptolemy regardshim as the most importantof the Pythagoreanwriters,
and both Ptolemy and Boethiusdiscusshis calculationof the intervalsof
the musical genera, a detailed interest in tuning he might easily have
taken over from his teacher Philolaus.Boethius has also preserved his
proof that no geometric mean exists between two numbersin superparticular ratio,17that is, between two successive integers, a theorem that
appearsto be his outstandingcontributionto musicaltheory, and has its
specific applicationin demonstratingthat the whole tone cannot be rationally dividedinto two equalintervals.The proof is also found considerably later than Archytas in Euclid's Division of the Monochord (c. 300
B.C.).18It hasan additionalinterestin revealingsomethingof the interconnection of the mathematicalsciences, for it rests on various arithmetical
propositionswhich can be found in Euclid'sElements(Book VII); thus at
15 See Diels and Krantz, op.
pp. I , 14, 85-86, 90, 2I2-2i6,
16De architectura I. i. 16.
17De musica III. II.
cit., Vol. I, Ch. XLVII, and Heath, op. cit., Vol. I,
246-249.
8Theorem III. See Vol. VIII of the Opera omnia, ed. by I. L. Heiberg and H.
Menge (Leipzig, 1916), pp. I62-I63. There is an English translation,"Section of the
Canon," in Charles Davy's Letters upon Subjects of Literature (Bury St. Edmunds,
1787), Vol. II, pp. 264-304.
Page 15
View in PDF(opens in a new window)the sametime we learnthat the disciplineof arithmeticwas known to Archytas in somethinglike the form in which we find it in Euclid. Another
problemthat Archytassolved brilliantlyby a three-dimensionalconstruction is that of duplicatingthe cube, or of finding two mean proportionals
between two straightlines; this theorem similarlyshows the interrelation
of the mathemata,for it enters into the harmonic cosmogony of Plato's
Timaeus.More specificallymusicalis Archytas'sdiscussionof the arithmetic, geometric,and harmonicmeans;he definesthe three, and considers
all to belong to the subject of music, which doubtless signifies that he
conceives of this as the general study of relative number;although it is
true that the means are all used in the relationshipsof actual music, so
that the mathematicaldisciplineis not so distantfrom the specific theory
of the art. Finally Iamblichusreports that both Philolausand Archytas
were familiarwith the "musical"proportion 12, 9, 8, 6, which the Neopythagoreansregardedasthe most perfect of all.
There can be no doubt that the scientific conception of harmonyand
music was well establishedby the time of Plato. In the Theaetetus19we
learnthat this mathematicianand his teacherstudiedthe traditionalmathemata,and essentiallythe same group of sciences is discussedin the Republic (Book VII), the Laws (Book VII), and the Epinomis. It might
seem that the Sophistswould oppose such studies on principle or at least
not find them useful except possibly for purposesof refutation,but even
they taught and studied them (although Protagoraswas an exception),
as we can see in Protagorasand in LesserHippias.20More
specifically,we
are told that under their tutelage pupils reviewed these disciplines,or
learned them for a second time; mathematicsmust have been to some
extent a generalfeature of private education,and it was taught in public
schoolsaswell, althoughfrom a morepracticalpoint of view.21
Plato's interest in the discipline of harmonicsis grounded partly in
his convictionthat harmonyand musichave a close relationto the cosmos.
One of the ironic etymologies of the Cratylus
specifically couples music
with the harmony of nature.22In support of the thesis that the name
Apollo means"movingtogether,"Socratespoints to the fact that Apollo
is the god of harmony;musiciansand astronomersboth declare that he
makes all things move together by a harmoniouspower, whether in the
harmony or concord of song or in the poles of heaven. The discussion
links music, prophecy, medicine, and archery, as the four attributesof
Apollo, and also points to harmony as the unifying factor, since Apollo
is the god of harmony.This suggests not only the Heraclitean
coupling
of lyre and bow, but also the connection of
harmony with wisdom (in
19Theaetetus
145a-145d.
20
Protagoras3I8d-3 8e; Lesser Hippias 363b-368d.
21 See
Heath, op. cit., Vol. I, pp. 18-22.
22Cratylus
Page 16
View in PDF(opens in a new window)the attribute of prophecy) and the concept of medicine as the art of
bringing about harmony in body and soul.
The impressively broad scope of the conception of harmony is revealed in the important discourse of the physician Eryximachus in the
Symposium.23 The speech is compounded essentially of Hippocratic and
Empedoclean theories of the harmony in man and in nature, including
the harmony of the seasons, and of wet and dry, and hot and cold. It also
contains the criticism of Heraclitus that we have mentioned above, and
maintains that harmony is the reconciliation not of opposite elements,
but of elements that disagreed once and are now harmonized. Presumably
then, harmony is possible only if some alteration in the elements takes
place upon harmonization so that they come to possess something in common. If two strings are harmonized, for example, assuming for simplicity
that they may differ only in length, we adjust the relationship of the two
lengths so that there is a unit by which both strings can be measured. The
argument is clearly in line with Empedocles's emphasis on similarity as a
prerequisite of harmony. And the fundamental theme of the discourse,
the association of harmony and love, also derives from the same philosopher.
Of the most striking expression of the musical constitution of the
world, the harmonious properties of the heavens, we really have no clear
evidence until Plato's Republic and Timaeus. Sensory and synesthetic
elements are a distinctive feature of the myth of Er in Republic Book X;24
the vision of the rotating wheels of the world is a post-mortem experience
of a warrior killed in battle. The music actually sounds, and the tones are
connected with visual impressions, particularly with colors. Appropriately,
the Sirens and not the Muses preside over the cosmic music. The intrusion
into a cosmological picture of perceptible rather than purely intelligible
factors can be explained without great difficulty. It is due doubtless to
the fact that to the soul freed from the body, rational apprehension takes
on the character of immediate perception. Also the myth of Er is not a
straightforward cosmology, but a pedagogical device teaching the ultimate
rewards of justice; it is poetry in a more immediate sense than the philosophical dialogue itself, and thus capable of serving a more elementary
educational purpose. Accordingly it uses the method of sensory appeal;
it is imitative art, but a true imitation.
There are eight wheels in the vision; their appearance is described in
respect of the width of their rims, their color, and their speed, but each
of the three lists mentions the wheels in a succession that reflects the
23 Symposium I86a-I88e.
24Republic 64b-62 e. See the discussion of this
passage in James Adam's edition
(Cambridge, 1902), and in the Introduction (by A. Dies) of the Bude edition (Paris,
1947). Pierre Boyance has also dealt instructively with the myth in Le culte des
Muses chez les philosophes grecs (Paris, I937), and in "Les Muses et l'harmonie des
spheres,"Melanges dedies a la memoire de F. Grat (Paris, 1946).
Page 17
View in PDF(opens in a new window)balanced order underlying them. On each wheel sits a siren singing one
tone, and the eight together form one harmony. In view of the clearly
simultaneous nature of the "harmony," it is unlikely that Plato intends
to designate a scale. Furthermore a scale is possible, although still unlikely,
only if the tones were connected with the widths of the rims of the wheels,
or with hypothetical orbital speeds. The angular speeds of the wheels
were more or less accurately known, and palpably did not yield a scale.
(In addition, since three of the angular speeds are given as identical, there
could be only six different pitches; a complete scale, at any rate, would
be impossible.) On the other hand, the radii of the wheels, which are
doubtless what the tones represent, were simply not thought of as scalar
in their relationship (this can be determined from the account in the
Timaeus). To complete the picture of simultaneous harmony, the three
fates join in the singing. They sing of the past, present, and future respectively, so that the music itself includes temporal events in a highly
explicit form. There is a relation between this depiction of time and the
time embodied in the rotation of the wheels, for the Fates touch the
various wheels at certain intervals and influence their motion: Clotho,
who sings of the present, helping with her right hand the revolution of the
outer wheel; Atropos, who sings of the future, guiding with her left hand
the inner wheels, which all revolve slowly but at various speeds in the
opposite direction; and Lachesis, who sings of the past, touching first the
one and then the other, with each hand in turn. Plato has here
provided
an ingenious device to "save the appearances" of the
complex motions
of the stars, and in addition, he makes time subservient to divine control,
so that its structure, as revealed in the heavens, becomes significant for
human destiny. The Fates represent the connection between human temporal existence and the cosmos, so that the choice of a type of life by
each soul, which is described next in the
myth, becomes a decision set
in the context of cosmic justice. Quite
apart from questions of scientific
cosmology, the whole vision is intended to depict justice on a cosmic
plane; it is not so much an allegory of justice, but a characteristic union
of the cosmological and legal notions in the tradition of Anaximander.
Thus each Siren keeps to her own tone, a
counterpart in the universe of
justice in the state, which consists in each citizen doing his own business.
And this in turn is a parallel of justice within the individual.
Appropriately
reflecting the concept of justice, the array of relationships in the cosmos
is characterized by balance, and this takes on sensible
beauty and order
for the soul that achieves a
vantage point giving direct insight. Injustice
is then seen to be only apparent-a
momentary deviation that does not
disturb the whole.
The cosmology of the Timaeus has a
considerably more detailed musical character, and also encompasses the
problem of genesis.25The cosmos,
Since numberless philosophical, theological, and mathematicalworks are com-
Page 18
View in PDF(opens in a new window)as a perfect whole of perfect parts,is constructedthroughoutby a method
basedon a conception of harmony:intermediates-geometric,arithmetic,
and harmonicmeans-connect its variousparts and the oppositesit contains.The world is a living organismwith a soul as well as a body. Both
of these are created by a divine Artificer who is producing in effect a
masterwork of art, a huge spatialand temporalmusic. Pythagoreanand
Ionian traditionsare combined in a masterfulsynthesisthat encompasses
the mathematicalharmoniesof the soul and the physical harmoniesof
the body. The questionof the statusof numberand the Ideasis answered
by compoundingthe soul of their likenessin the form of an impalpable
materialand its articulationsand motions. The soul transcendsthe body
but is intimatelyconnected with it. The Ideasthemselvesremainwithout
the attributeof location, but the soul explainshow they can be relevant
to the sensibleworld and how they can become objects of knowledge.
Every constituent of a complete metaphysicsis incorporatedin a single
narrative.Mathematicsis divided: numberfinds its place in the soul and
so does the geometry of circles and spheresand rotation;but the rest of
geometry-straight lines and all the angularfigures-belongs to the physical world as its ultimate basis.
The Artificer first creates the soul of the world, mixing together
materialsthat are related to the general classes of existence as we find
them discussedin the later dialogues.The psychogony representsa transformation of Pythagorean cosmogonical ideas which Plato effected
through his critique of Parmenides.Existence, Sameness,and Otherness
mentaries on the Timaeus in fact but not in name, the total volume of writing based
on this dialogue is incredibly large. While older commentaries have become historical documents that express the musical thought of their time, more recent commentaries are of less interest in this respect, and serve instead as the immediatebackground of our own analysis. Thus we may logically mention here the most useful
scholarly commentaries of the Igth and 2oth centuries: August Boeckh, "tOberdie
Bildung der Weltseele im 'Timios' des Platon," Gesammelte kleine Schriften (Leipzig, 1858-74), Vol. III (first published shortly after the beginning of the century);
T. Henri Martin, ttudes sur le Timee de Platon (2 Vols., Paris, i841); Paul Shorey,
"The Interpretation of the Timaeus. I," and "The Timaeus of Plato. II," American
Journal of Philology IX-X (1888-89); Albert Rivaud, "Notice," in his Timee (Paris,
I925: Vol. X of the Bude edition of Plato), and "ttudes Platoniciennes," Revue
d'histoire de la philosophic II-III (I928-29); Alfred Edward Taylor, A Commentary
on Plato's Timaeus (Oxford, 1928); and Francis M. Cornford, Plato's Cosmology
(New York, I937). The musical details of the structure of the soul were restudied
recently by JacquesHandschin in "The 'Timaeus'Scale,"Musica disciplina IV (I950).
The most debated passagesof the Timaeus have been precisely those that deal with
harmony, and in particular with the creation of the soul; but while some of the
details are problematical, they are also unimportant, and do not affect the general
significance of Plato's discussion. More serious is the question of the nature of his
concepts, of the correct balance of literal and figurative meaning in the notions of
the Artificer, the materials of the soul, creation in time, and so forth. Each age and
each exegete has given different relative weight to the components of poetry and
philosophy. It is my feeling that this peculiarly Platonic compound has its own
unique eloquence and import, and I have tried to leave it undisturbed so that it
might speak for itself.
Page 19
View in PDF(opens in a new window)are blended in a process that involves various notions of a harmonicnature. Existenceitself, for example,is compoundedout of two constituents
-Indivisible Existence and Divisible Existence-which are contraries,
and it is thus intermediatebetween them. In addition, Existence then
mediatesthe combinationof Samenessand Otherness.But the harmonic
aspect of the world soul is not limited to the constitutionof its material,
for after this is blended,it is dividedinto partsthat have the relationships
of the tones of a vast Dorian musical scale of the diatonic genus. The
range is nearly five octaves-much greater than that of practical Greek
music. To derive the scale, Plato makesuse of two numericalsets-i, 2,
4, 8 and I, 3, 9, 27-which employ the first three powers of 2 and 3 respectively and have I as a common term; the seven integers are arranged
in ascendingorder to form a scalarframework.The two constituentsets
represent opposites again, this time of odd and even number-a duality
that is another version of the contraries Sameness and Otherness. There
are three powers because the soul is tridimensional. Two portions of the
material are then placed in each successive interval of the framework,
the size of these portions being equal in each case to the arithmetic and
harmonic means between the two terms defining the interval.
Finally all
the resultant musical intervals of a fourth are filled
up with whole tones
in the ratio 9:8, leaving over in each fourth the diesis 256:243. This scalar
series of magnitudes, which we can take as connected one to the other,
is then split lengthwise and formed into two
strips, which are bent into
circles and arranged like a representation of the celestial
equator and the
ecliptic. These are set into rotation, the outer motion being called the
motion of the same and the inner motion that of the other. Rotation is
the geometric counterpart of a recurrent algebraic
operation, in this case
of the successive doublings and triplings in the
original numerical framework, and the octave-experience in particular calls for a circular representation. At the same time, of course, Plato is
expressing the important
theory that immortality is characterized by circular motion. The inner
circle is divided into seven concentric parts, and these are in turn
spaced
according to the same double tetractys, so that the intervals between
them are given by the series I, 2, 3, 4, 8, 9, 27.
They are then made to
move at speeds which are various but which
again are determined by
proportional relationships. The soul of the world, as Plato tells us, partakes
of reason and harmony.
Having made the soul, which is invisible, the creator constructs the
sensible body of the cosmos. The visible planets and stars are
placed in
the circles of the other and the circle of the same
respectively, and thus
are arranged in the same mathematical-musical
relationship as the soul
itself. In the construction of the body the creator must deal with the
realm of necessity, which
fundamentally is the unformed extension in
which the world is made. Impressed
upon this extension but subservient
Page 20
View in PDF(opens in a new window)to its inherent tendencies are the elementary geometric patterns of which
the primary materials, the so-called elements, consist. These elements are
originally fire and earth, but it is necessary to bind them together, and
for this purpose geometric proportion is employed. This provides the
most perfect bond, for the geometric mean fuses completely with the
extremes. Since the world is to be tridimensional, however, two means
are required, and thus two additional elements, air and water, are placed
between fire and earth in such a way that the four constitute a continuing
geometric progression. Thus the body of the world "was harmonized by
proportion." But the elements must actually have some common substratum, for-with the exception of earth-they can be transmuted one
into another. They are made up not of qualitative contraries but of
geometric atoms too small to, be seen. Basically then, the sensible world
consists not of gross matter but of mathematical structures imprinted upon
space, a view which finds remarkable confirmation in 20th-century science. Four of the Platonic solids-tetrahedrons, octahedrons, icosahedrons,
and cubes-are the seeds of fire, air, water, and earth respectively, and
different species of the elements are caused by seeds of different sizes.
The ultimate atoms are really two types of triangles, the isosceles right
triangle and the scalene right triangle that is half of an equilateral triangle,
for these make up the faces of the regular solids. They also provide an
explanation of transmutation, since the second type of triangle is a constituent common to fire, air, and water. The constitution and properties
of the elements also, then, are "perfected and harmonized in due proportion" by the creator.26Finally in addition to the fundamental proportional
relationship between the elements as a whole, particular proportions characterize their combination to make up the various objects of the world,
both animate and inanimate. Thus all the compounds of the elements-the
whole sensible world of becoming-are comparable to the material of
the world soul, which is a proportioned mixture of components; and in
their overall arrangement too, soul and body follow the same musical
principles of order.
The mathematical instrument used to combine materials is the geometric mean; accordingly geometric progression is common to soul and
body. But also, the particular aspect of the soul that corresponds to the
perceptible courses of the heavenly bodies is appropriately patterned on
a combination of two continuing geometric progressions of opposed nature. On the other hand, the detailed structure peculiar to the soul involves all three types of mean. The harmonic mean may very well have
been regarded as the most fully adequate representation of harmony, and
thus, since harmony was typical of perfect structures, as specifically characteristic of the realm of purpose and the true knowledge of being. In
any event, the mathematical construction of the soul comprises progres26 Timaeus
56c. The translationsof Plato are by Jowett.
Page 21
View in PDF(opens in a new window)sions of every type, all welded together in the unity of the musical scale.
The importance of the number four as a basis of harmonic order is
seen once more in the tetrachord, the fundamental unit of the musical
system and thus of the soul. And it is found also in the peopling of the
world with four types of creatures constituted-apart from the matter
of soul-of combinations of the four elements. The first are the immortal
gods, who are the planets and stars themselves, and the other three are
the mortal air, sea, and land animals. This provides a tetractys not mathematically defined, but correlated with the elements, each of which is
peculiarly appropriate to one species of creature: fire, air, water, and
earth are the most important if not the sole constituents of the species of
the heavens, air, water, and earth respectively.
As far as the general analysis of harmony is concerned, the importance
of the Timaeus consists in making explicit a more advanced theory of the
harmony of opposites, and then generalizing it so that it applies also to
more than two components. In this theoretical respect, the dialogue is
actually an elaborate harmonic study, but because it contains as well an
essentially universal treatment of the metaphysical, ethical, and aesthetic
implications of harmony, its scope is still more remarkable. As we have
seen, the Symposium advances the idea-which the Philebus later takes
up in more explicit terms-that opposites require modification before
they can be harmonized; some principle applied to both must make them
compatible. (Their actual attraction can then be explained by the force
of love.) But in the Timaeus the idea of binding the contraries with some
third entity is made basic. The bond is mathematically conceived as a
mean, and it is of the same nature as the elements to be harmonized. Thus
the concept of opposites that are compatible and held
together by an attractive force is replaced by the more abstract and
general concept of a
number of elements standing in a determined relation to one another. But
this notion of harmony gives rise to its own ethical
qualities of love and
goodness; it is also applicable to more complex structures, such as the
internal constitution of living beings; and it
produces aesthetic values as
well.
The cosmogony of the Timaeus is in essence a
story of the creation
of harmonic order, a concept that now includes ordered
arrangement of
a great many kinds; "when all things were in disorder, the
Demiurge
created in each thing in relation to itself, and in all
things in relation to
each other, all the measures and harmonies which
they could possibly
receive." 27 But in addition, it becomes obvious that the harmonic view
of the world is not purely an objective
picture of structure. Value is apparently an inevitable feature of cosmology, as it is of myth and to some
extent of natural science as well. Divine embodiments of natural forces
are the rule in theogony, and the same
procedure even enhances the value
27 Ibid., 69b.
Page 22
View in PDF(opens in a new window)of ethical forces. In philosophicalthought, Eros is graduallytransformed
into the cosmic force of love, which manifestsitself in the harmony of
opposites. Harmony itself, once a goddess born of divine opposites,
remainsa valuationalconcept; and this is part of the reasonthat it increasingly replacesmore colorlessdescriptionsof combination,such as equilibrium,balance,and mixture,and even comes to control the temporalconcepts of measureand rhythm, as it does in the Timaeus.Pairedprinciples,
againdescendedfrom gods, are no less chargedwith value. The divinities
of Heaven and Earth become the forces of Light and Dark, and distant
descendentslike Samenessand Othernessstill contain transformedconcepts of good and bad. Even the apparentlydistinct conception of mind
bears a relation to the traditionalcontraries,for it is opposed to matter
somewhat as fire is to night, as good is to bad. But like love, which is
paired with the evil of strife, mind becomes an ordering force separate
from paired elements, concealing its history in its positive character.In
any event, the incorporationinto the world of a rational principle of
order meansthe attributionto nature of purposeand also of beauty in a
deepersensethanunreasonedsymmetry.
Wherever we look the role of value in cosmology is confirmed.If it
is mind in the case of Anaxagoras,it is justice in Anaximander,love in
Empedocles,and harmony itself in Heraclitus.To the Pythagoreansin
much greater degree than to other philosopherswith the possibleexception of Plato, the order of the cosmoswas ethical and religiousas well as
physical and metaphysical.Number itself was valuational,for it was
either the essentialor the sole constituentof everything, apparentlyeven
of justice;the "holy tetractys"is simply the most prominentexampleof
a generaloutlook. Perhapsmore importantstill was the faith with which
the Pythagoreanspursuedthe traces of numberin the world; their search
for harmony was part of a belief, and their science an expression of
mysticism. There are remnantsand counterpartsof this attitude in the
religiousfaith with which many scientistsregardthe mathematicalorder
of the world, and in human dedicationto science; the search for truth,
although dispassionatein one sense, can become a way of life, and research a moral value.
Under the influenceof the predominantlyethical outlook of Socrates,
considerationsof the good affected every departmentof Plato's thought,
and the outspokenteleology of his world endows its order with profound
value. Cosmic harmony is the direct expressionof the Artificer's desire
that the world be good. The place made for the cosmic soul is especially
important,for in its very conception the soul is both good and beautiful,
and it embodiesthese values in its harmony. Goodness characterizesnot
only the soul, however, but the whole cosmos;the creatorwanted everything to be as like himself as possible,an end which he achievesthrough
harmoniousorderin every partof his work. Even if the cosmogony of the
Page 23
View in PDF(opens in a new window)Timaeus-unlike those of myth and religion-is actually an allegory that
expoundsa cosmology by the fictional device of narration,the good in
the cosmos is one of the propertiesthat Plato earnestlyseeks to explain.
The orderedand orderingintelligenceof the world soul will still be both
good and a force for good, and this value will inform the materialsphere
also. But if the teleological conception of the cosmos is the most prominent basisfor the value that inheresin its harmony,the conception of the
cosmos as alive is important too, for only an organism can fully incorporatepurposeand goodness.The cosmic soul, like the Artificer himself, is a transpositionof an anthropologicaldiscovery;it carriesover into
the universe the consciousnessof the human power of artistic creation.
In terms of the cosmogonic narrative,only a cosmos that is alive can be
madeclose in goodnessto the creator.
The theory of classes and their interrelationshipthat Plato expounds
variously in the Sophist and the Philebus contains a conception of harmony that more or less frees itself from cosmogony, and thus achieves
an even greater generalitythan the harmonicideas of the Timaeus.The
kind of theory involved is an outcome of the critique of the Parmenides,
which exposed defects in the conception of the Platonic Ideas and also
in the Eleatic doctrine of Being that is fundamentalto the Ideas. The
denial of reality to anything but a monolithic Being that admits no opposite or differencealso obstructsa positive result in the epistemological
investigationof the Theaetetus:the definition of knowledge appearsto
demand the existence of non-being and falsehood. The difficulties reappear in the Sophist, where a solution is found in the notion of the
minglingor communionof classesof existence.28The Ideashave lost their
transcendentalcharacterand become general conceptions or classes;and
the possiblerelationshipsbetween such classes are defined: a
given class
may communicateor intermixwith no other, with some others, or with
all others. In particular,Plato selects five of the
principalclasses-being,
rest, motion, the same,the other-and investigatestheir communionwith
one another.This undertakingis the proper subject of the art or science
of dialectic.Music, or harmonics,is the science of
knowing what mingles
and what does not in connectionwith sound, and
philosophypursuesthe
samekind of sciencewith respectto classes.
The harmonicnatureof dialecticalinquiry becomes much more conspicuousin the related discussionof classes in the Philebus.29Plato does
not select classes from those of importance, but instead undertakesto
apply division to the whole of existence, and arrivesat four classes: the
infinite, the finite, the compound, and the cause. The class of the finite
(or the definite or limited) includes the equal and the double, and any
other ratio of number and measure;it is
consequently able to end dif28
Sophist
29Philebus 23c-27b.
Page 24
View in PDF(opens in a new window)ference and opposition, and to create harmony and proportion among
different elements by the introduction of number. As a result, the compound or mixed class, which is the union or offspring of the first two, is
essentially the class of the harmonious. The generation of this class
is brought about by the fourth one, that of cause. The whole system is
nothing more or less than a scheme of the generation of harmony, and it
makes harmony the central characteristic of existence as well as of philosophy. In keeping with the notion advanced in the Symposium that
opposed elements must be modified before they can be harmonized, the
account in the Philebus does not combine opposed elements, but mingles
the various opposites of the class of the infinite with the class of the
finite to produce certain forms of harmonic nature. When heat and cold
prevail, for example, the introduction of the principles of the limited
takes away excess and indefiniteness, and infuses moderation and harmony. But of greater importance than the seasons, or than health and
strength, are the ethical examples of harmony, for the Philebus is concerned primarily with determining the good, and the harmonic conceptions are completely general. Socrates, whose exceptional appearance in a
late dialogue is undoubtedly due to the subject matter of the discussion, is
particularly concerned with the applications to ethics: "O my beautiful
Philebus, the goddess, methinks, seeing the universal wantonness and
wickedness of all things, and that there was in them no limit to pleasures
and self-indulgence, devised the limit of law and order . . ."30 To the
mixed or harmonious class belongs the mixed life of pleasure and wisdom,
acknowledged as the best; and this class also contains the origin of bodily
pleasures and pains, for living beings are made up of the natural union of
the finite and infinite. They are, in a word, harmonic structures. When
the harmony in animals is dissolved there is also a dissolution of nature
and a generation of pain, while the restoration of harmony and return to
nature is the source of pleasure. An analysis of the different kinds of
pleasure and wisdom permits a more detailed determination of the constitution of the mixed life; and with the results of such an analysis as
materials, Socrates mixes together the components of this best life after
the fashion of artistic creation. The finished work would appear to be
characterized most importantly by harmony, for the most precious element of the mixture and therefore the highest good of all is found in the
appropriate proportions of the constituents. Without measure and the
mean and the suitable, the mixture would not be a mixture, but only a
confused medley. The second highest good also, which consists in the
class of the symmetrical, the beautiful, and the perfect, has something of
a harmonic nature; what is more, symmetry possesses aesthetic as well as
ethical value, if we can characterize as aesthetic the highly abstract beauty
of a category of the good. There can be no doubt, however, that the role
30Ibid., 26b-26c.
Page 25
View in PDF(opens in a new window)in which Plato has cast Socrates is very close to that of a musical composer. The answer to hedonism in ethics is not the denial of pleasure, but
the application of harmony.
The Greek philosophy of man is long in developing principles and
concepts peculiar to the human sphere; it borrows heavily from cosmology
and natural philosophy, and as a result, the conceptions of harmony found
in anthropology are often not original to the field. In their new
setting,
however, the borrowed ideas take on a new significance, and this in turn
can affect cosmological thought. Anthropological ideas develop chiefly
in the field of medical theory, which appears first in close association with
Pythagoreanism. Alcmaeon of Croton,31 a physician of southern Italy
who was active in the early 5th century B.C., described health as a balance
and a proportionate mixture of qualities in the body; the commensurability
of the paired opposites in the mixture was based on the
simple relation of
equality. On the other hand, he conceived the soul as continually in
motion; it was immortal because it was similar to the immortal heavens.
But could this motion of the soul have been circular? Alcmaeon seems
to imply that it is in holding that man dies because he is unable to
join
the beginning to the end. Accordingly, this
philosopher may have influenced the Pythagorean theory of both
body and soul, for Simmias's
concept of the harmony of the body in the Phaedo could very well have
been derived from the simpler notion of health as
isonomia, just as the
description of the soul in the Timaeus could easily go back to an earlier
concept of circular motion. At the same time, neither bodily isonomia or
harmony nor circular motion in the soul can be discovered in Pythagorean
thought before Alcmaeon.
In the physical realm, of course,
any general theory of harmony will
apply equally to man and nature. In Empedocles's view, for example, man
too is a harmony of the four elements caused
by love.32 Temporal and
social and qualitative concepts of
are
harmony
suggested also: love is
responsible for harmonious actions and friendly thoughts.33 In the Hippocratic writings,34 health is discussed as a balance of the four qualities
-cold, hot, wet, dry-which, like the Empedoclean elements, are also
found in nature, specifically in the seasons.
Hippocratic medicine typically viewed health against the background of physical environment, and
regarded climate as the determinant of bodily constitution. This was actually a cosmic connection, since antiquity knows no distinction in
principle between meteorology and astronomy. Thus the cyclic predominance
of the qualities in man follows their succession in the
seasons, and the
31 See Burnet, op.
cit., pp. 193-96, Diels and Krantz, op. cit., Vol. I, Ch. XXIV,
and Kirk and Raven, op. cit., Ch. VIII.
32Frg. 20, 21, 23, 26.
33 Frg. I7.
34 Much of the
Hippocratic corpus is conveniently
Library edition.
available in the Loeb Classical
Page 26
View in PDF(opens in a new window)correspondencebetween world and man is deepened into a causal connection. Similarlyin the Nature of Man, which according to Aristotle
was written by Polybus,the son-in-lawof Hippocrates,healthis described
as an equilibriumof four humors-black bile, yellow bile, blood, and
phlegm-and in each season a different humor predominates.In later
times, these theories were complementedby Galen's somewhat different
conceptionof the four temperaments,each of which was a blend of qualities and elementsand humors.
Temporal concepts of harmony are more at home in the humanthan
in the natural province; the Hippocratic writings often bring rhythm
underthe head of harmony.There are examplesin the progressof fevers,
which revealeddistinctivenumericalpatternsin the recurrenceof critical
days, thus permitting confirmationof the symptoms of the disease and
making prognosis possible. Such patternswere specifically conceived as
ordered numerical progressionsof a harmonic nature. Health too was
brought within the sphere of temporalharmony, for it was signified to
the physicianwhen he judged the rhythms of the pulse and of breathing
to be harmonious.Most striking of all is the Pythagoreanelement that
enters the discussionof embryology.35The growth of the embryo followed a harmonicpatternof days; particularstages of developmentwere
reached in specified times. The embryo was viewed as a musicalinstrument, and embryonic developmentbecame a musicalperformance.
The concept of the harmony of the body, as it developed in the
tradition of philosohpicalmediPythagorean-Empedoclean-Hippocratic
cine, receivesits most systematicexpositionin the speech of Eryximachus
in Plato's Symposium.3 Since the Symposium deals with various types of
love and their relativevalues,Plato'sphysicianadvancesthe notion of two
kinds of love, only one of which knows moderationand thus leads to
harmonywhile the other (which is clearlyEmpedocleanstrife in disguise)
is evil and leads to excess. But the importantpoint here is the generality
of this ethical basis of harmonicstructure;althoughlove is a specifically
human concept in origin, it becomes the foundation for harmony of
every type. The theoretical analysis of harmony also, which we have
discussedabove, applieswith equal force both to the harmony of nature
and the harmony of man. If we add to these factors the causal role of
the seasonsand the weather, and the harmonic conception of rhythm,
the full breadth of the medical theory of harmony becomes apparent.
The generalizationof this theory-which reaches here and there into
astronomical,religious, social, and qualitativeconcepts of harmony-is
the mainachievementof the discourse.
An importanttheory of the harmonyof the soul is advancedin Plato's
85Armand Delatte, 'Les harmonies dans l'embriologie hippocratique,"Melanges
Paul Thomas (Bruges, 1930).
36See note 23, above.
Page 27
View in PDF(opens in a new window)Phaedo3 by the Theban Simmias,who is a disciple of Philolaus. He
maintainsthat the soul is a harmonyof the body, and illustrateshis meaning by comparingthe body to a lyre. Although the idea is materialistic,
it is not completely unableto account for certain cherishedpropertiesof
the soul; even though Simmiasmakes harmony dependentupon physical
materials,he recognizes its incorporealand divine nature. The conception is thoroughly Phythagoreanas far as numberand harmonyare concerned,but it is quite the contraryin its insistenceon the soul's mortality,
curiously contradictingthe Pythagoreanbelief in metempsychosis.The
physical world becomes a basis of explanationin a realm long since recognized as fundamentallydifferent, and that is why Socrates (the man
chiefly responsiblefor formulating the Western concept of the soul)
advances a series of detailed refutations.38These cannot be taken to
imply, of course, that he opposesthe notion that the soul is harmonicor
harmoniousin nature; he takes issue only with the particularidea that
the body furnishesthe elementsof such a harmony.
In the Republic Plato regards the soul as tripartite;39it consists of
rational, spirited, and appetitive principles. Temperance is a harmony
between these three parts,a condition in which the rationalprincipleexercizes control over the other two. Discord is equivalent to evil. The
structuralaspectof the conceptionbecomesstill clearerin the comparison
between the principles and the strings of a musical instrument.40Plato
also considersjust the relation between the rationaland spirited parts.41
Ostensibly he is then concerned with a different kind of harmony,that
between soul and body, which is effected by the action of music on the
one and gymnasticson the other; but he actually regardsthe body only
as a tool by means of which gymnasticsaffects the spirited
principle of
the soul, while music acts on its rationalor philosophicalprinciple.Thus
the spirited part of the soul is brought into harmony with the rational
part; it is adjusted-like the string of a musicalinstrument,Plato saysthrough gymnastics.
A much more elaboratepicture of the harmony of the soul is found
37Phaedo 85e-86d. It is a considerable step from Alcmaeon's
of bodily
health as an isonomia of pairs of opposed qualities to Simmias's concept
of the soul as
concept
a harmonia of the body; for one thing, the simple balance of
equals must be supplanted by the proportions of harmonic theory. Yet in his account, Simmias clearly
leans on medical theory, and it is quite possible that the influence of Alcmaeon or of
Hippocratic medicine on Pythagorean thought is responsible for his views. Medicine
could logically bring about a materialistic transformation of
religious ideas. As far
as the general notion of the mixture of opposites is concerned,
even Aristotle is
doubtful whether Alcmaeon or the Pythagoreans may be credited with priority
(Metaphysics 1.5: 986a.22-986b4).
38Phaedo 91c-95a.
9 Republic 439-44440 Ibid.,
Ibid., 40ob-4I2a.
Page 28
View in PDF(opens in a new window)in the Timaeus.42Like the world soul, the human soul is blended of Sameness, Otherness, and Existence, which is itself a compound of Indivisible
Existence and Divisible Existence; but in man these constituents are somewhat diluted. Again as he did in the case of the cosmic soul, the Artificer
divides the compounded material into a series of quantities arranged in
order and size according to the double tetractys and the Dorian diatonic
scale, and sets up the group of revolving circles spaced according to the
same tetractys. This operation does not complete the construction of the
human soul, however, as it does that of its cosmic counterpart, but yields
only its rational or divine part; the work is then given over to the created
gods (who in general are the artisans of the realm of necessity) so that
they may complete it by constructing the mortal parts of the soul-its
emotional and appetitive parts-from a harmony of the four sensible elements. The three sections of the soul, housed appropriately in the head,
thorax, and abdomen, form an additional harmony among themselves,
which, as in the Republic, is characterized by the control of reason over
emotion and appetite. Dominance of one of the constituents of the harmony is found in the rational part of the soul also, where the circle of
the Same, the outermost one, is given dominance over the circles of the
Other.
Attention need hardly be called to the valuational aspect of harmony
in man. While nature is generally equated to the physical world and even
thought of as inanimate, man is conceived of at least as early as the 5th
century B.C. as a combination of the two vastly different entities of body
and soul, and the large place of ethical values is consequently insured.
The ordered state of the body means physical health; the ordered state
of the soul means mental and emotional health, and also reason. Thus
harmony is more obviously a good in man than in the cosmos, where its
full value hinges upon our acceptance of a teleological and organic view
of nature.
The ethical value of human harmony takes its most prominent form
in the harmony of virtue, which is discussed frequently by Plato. To
the extent that virtues are considered as residing in the soul, they are part
of the conception of the harmony of man; but such a conception is very
readily transferred to society and to the world, and in its extreme form
becomes the abstract ethical harmony of the Philebus. Another tendency
of the harmony of virtue is that it easily loses its structural and quantitative character and turns into a generalized equilibrium and quieting of
conflicting desires and feelings in the soul, and finally into a purely
qualitative "harmony of life" associated typically with a feeling of joy or
happiness. Harmony is called joy as early as Empedocles, although in his
case the explanation lies in the basic role of love. And in the fragmentary
writings of Democritus, both social harmony and also the joy that results
42 Timaeus
4Ic-42a, 69c-72d.
Page 29
View in PDF(opens in a new window)from a harmonious life appear in a completely figurative light, since they
are unaccompanied by any cosmological or mathematical conceptions of
harmony. Yet Plato often harmonizes and weaves virtues in a quite specific
sense; the harmony of the virtues in the Republic has a literal meaning,
and justice and temperance consist in fact of harmonized constituents.43
The consideration of virtue even uncovers the theoretic fact-sol wonderfully illustrated in musical concord-that the components of a harmony
(in this case justice) must preserve their individuality in spite of their
relationship; harmony is not fusion.44 In the soul itself, the harmony of
the principles is a close parallel to the harmony of qualities, elements, or
humors in the physical world.
Society can be thought of as occupying a middle ground between
man and the world of nature. Modes of thought and conceptual models
flow back and forth among all three fields, and ideas of harmony are
inevitably imported into the social sphere from both the others. If the connection between society and the natural world appears to be especially
influential in early Greek thought, the relationship between society and
man becomes more important in classical times. A conspicuous concept
deriving from the legal sphere and entering cosmology is that of justice
and retribution; but conversely, Solon's concepts of justice were formulated partly as a parallel to his notions of law in nature. But as far as the
harmony of society is concerned, concepts are derived mostly from
anthropology. Plato regards society and the individual as parallel; in
general, if harmony characterizes the relationships within man, it equally
characterizes those between men. Lovers pass their lives in harmony,45 but
the bad, because they are at variance and enmity with themselves, are not
in union or harmony with one another.46 The
harmony of society is
in
the
where
it
occurs
in a variety of
especially important
Republic,
forms. There are four classes of society: gold, silver, bronze, and iron;
and in these are to be found the larger social
counterparts of the principles
contained in the individual human soul. Indeed the whole motivation of
the dialogue depends upon this parallel, for virtue is to be examined as it
occurs in the state, in the hope of better
comprehending it in its more
form.
Plato
a
detailed
conspicuous
projects
correspondence between individual and state. In both spheres, harmony is defined in much the same
terms; the musical scale provides the formal basis, with its connection
between high, low, and middle tones, and its
fitting together of all the
intermediate degrees. This type of relationship characterizes the natural
order of the principles in man, and it has a
particular illustration in the
order of the three parts of the soul. Temperance in the individual is a
43 See note 40, above.
44Republic 44Id-443e.
45 Phaedrus 256b.
46Lysis 214C-214d.
Page 30
View in PDF(opens in a new window)harmoniousrelationship;justice in humannature,both in body and soul,
means that the elementswithin man cooperate and do not mutually interfere. And in society also, temperance"runs through all the notes of
the scale, and produces a harmony of the weaker and stronger and the
middle class,whether you supposethem to be strongeror weaker in wisdom or power or number or wealth, or anything else."47Like musical
tones, which have their specific identities and functions in music, each
element of man or of the state does its own work, not interfering or
coalescingwith the others,but cooperatingto form the harmonyof temperanceand justice.Throughoutthe dialoguethe conceptionsof harmony
are so numerousand so, importantthat they actually govern the argument and provide a basis for its organizationand aesthetic form. Even
mathematicaldetails,such as the law accordingto which humanbirthsare
best regulated, are often in some degree harmonicin nature; but most
symptomaticof all, the centralconcept of justice, traditionallyconceived
as a temporalbalanceand compensation,turns out upon investigationto
be a form of harmony.Thus the Republicarrivesat a view of society that
is parallelto the view of macrocosmand microcosmachievedlater in the
Timaeus.
Accordingly it is possiblefor conceptionsof harmonyto facilitatethe
transferof concepts between these fields, giving structureand substance
to borrowed models of thought and making them more precisely suited
to their explanatorypurpose.But the correspondencesbetween man and
society and nature, and those between body and soul also, come to be
regardedas additionaltypes of harmony,such as the harmony between
society and cosmos, or between man and cosmos, or between body and
soul. If we take into account as well the harmonicconceptionsof the arts,
the world of experience assumesa remarkablesymmetry, the detailed
form of which is due to the almostnumberlessramificationsof harmonic
ideas.Both the multitudeof meaningsand the extent to which they correspondare remarkable.The musiciancreates harmonyin the pitch and
durationof tone and in gesture;man createsharmony in the conduct of
his life; the statesmancreates harmonyin society; the Demiurge creates
harmonyin the cosmos;the philosophercreatesthe harmonyof dialectic
and the music of discourse.These are all artistsor scientists-the meaning
is the same-proceeding on the basisof knowledge and imposingorderon
their materials.They all have a clear purposein mind;and,in this context,
they neitherrely on inspirationnor imitatemere appearance.Insteadthey
have probableopinion, basedon experience,of the natureand properties
of their materials;and true knowledge, basedon reason,of the models to
which they work.
Heraclitus'swords, the hidden harmonyis better than the visible one,
can be taken to expressthe anti-sensuoustendency of harmony;while in
47Republic 432a.
Page 31
View in PDF(opens in a new window)terms of the Platonic conception of Ideas, the highest value will reside
in a harmony that transcendsthe materialworld altogether. In such a
setting, ideas of harmonyin art become strangely equivocalwith respect
to aestheticvalue. That sense will give way to reason follows almost as
a corollary from Plato's abstractconcept of beauty, which paradoxically
is itself expressedby Socrateswith great emotionalpower and sensuous
beauty in the Phaedrusand the Symposium.Here the artist and the philosopher in Plato are at odds, and they meet only in the more severe
beauty of the later dialogues.
As concrete species of harmony, all the sensible arts must manifest
the abstractfeaturesof harmonicorder,almostin spite of their perceptible
nature. There was no difficulty about applying notions of harmony to
visual art; in the middle of the 5th century, Empedocles already describes the painter'smixture of pigments as a harmony.48Plato's discussions of harmonyin art are often completely general. In the Statesman,
for example,the highestclassof the good-which the Philebusdetermines
to be that of measureand the mean-is revealedas the foundationof art.49
The very existence of the arts depends on the possibility of measuring
more or less, and of measuringthem not only with respect to one another
but alsowith a view to attainingthe mean;while the excellenceor
beauty
of every work of art is due to the observanceof measure.Thus in its
applicationto art, the conception of harmony can give rise to aesthetics;
the superiorbeauty of rationalharmony comes to reside in the sensible
work, and provides the ultimate basis of perceived beauty. This has a
counterpartin the inherenceof absolutebeauty in the physical beauty of
a humanbeing, which is describedin one of the most
moving passagesof
the Phaedrus.The same aesthetic is applied to music in the Philebus:
"And whereas the high and low, the swift and the slow are infinite or
unlimited,does not the addition of the principles aforesaidintroduce a
limit, and perfect the whole frame of music?"50 Since the discussionis
designedto illustratethe harmonicdivisionof existenceinto classes,music
is understandablyso apt an illustrationthat it has the force of the
general
conception as well as of a particularinstance.The Philebusidentifiesnot
only metaphysicswith aesthetics,however, but regardsthe highest ethical
valuesalso-measure and the mean and symmetry-as aestheticin nature.
Even the element of pleasureis present,for the mixture of the finite and
infinite yields not only the beautiesof body and soul, but all the delights
of life.
If the Philebusis concerned with the
inherently harmonicnature of
metaphysicsand ethics, the Gorgiaspoints to the possibleethical implications of harmony.All artistsdisposethings in order, and
compel one part
49Statesman 284a.
50 Philebus 26a.
Page 32
View in PDF(opens in a new window)to harmonize and accord with the other parts; but when the artist's
activity affectsman in substantialdegree,it understandablyloses its purely
aesthetic character.The trainer and physician give harmony and order
to the body, where they have the effect of health and strength; and
similarly,the true rhetoricianand the man who is morally good give
harmony and order to the soul, where their effect is temperance and
justice,or in a word, virtue.51Thus we arriveagain in the familiarterritory of the ethicalnatureof harmony.
But art often suffersby comparisonwith the precise qualitiesof abstractharmony.In the Philebus,for example,music appearsas the paragon
of dialectic method, as the science of tone; and during the division of
pleasure and wisdom into their species, it is placed, quite consistently,
not among the pleasures,but among the sciences and arts, the classesof
wisdom and knowledge. But this context is its undoing, for it is assigned
to the impurevariety of the productiveor handicraftclass of knowledge
(which is opposedto the educationalclass).52As comparedto carpentry,
for example, music is less exact in its results, and full of empiricism.
"Soundsare harmonizednot by measurebut by skillful conjecture;the
music of the aulos is always trying to guess the pitch of each vibrating
note and is thereforemixed up with much that is doubtful, and has little
which is certain."
Many of Plato'sconceptionsof harmonycan convenientlybe brought
under the head of the general notion that philosophy itself is harmonic
or musical.A simple instanceis that harmony can become a criterion of
consistency in reasoning,as this is manifestedin the agreementof ideas.
"Certainlythere should be harmony,"says Socrates humorously in the
Phaedo,53"in a discoursewhose subjectis harmony."And in the Gorgias54
this conception is combined with the idea that discourseor dialectic in
general is music; Socrateswarns Calliclesthat if he does not refute the
thesis that has been advancedhe will never be at one with himself, and
his whole life will be a discord,while Socrates,on the other hand,would
rather that his lyre be inharmoniousand that there be no music in the
chorus he provides,or that the whole world should be at odds with him
and opposehim, thanthat he shouldbe at odds with himselfand contradict
himself. The abstractnature of the conception of harmony is revealed
here in the lower value placed on the musical as opposed to the logical
55
variety.This is also a featureof the referenceto harmonyin the Laches:
the true musicianis attunedto a fairer harmonythan that of the lyre, for
he has arrangedin his life a harmonyof words and deeds which is in the
Dorianmode,the true Hellenic one. The concept so ingeniouslydeveloped
51
Gorgias 503-504.
55c-56c.
53 Phaedo 92c.
54 Gorgias 482b-482c.
52 Philebus
55Laches I88c-x88e, I93d-193e.
Page 33
View in PDF(opens in a new window)here is really a variantof the notion of consistencyin argument.As these
examplesshow, the agreementof ideas, or of words and deeds, can also
become a harmonyin humanlife, thus furnishinga parallel-although it
lacks the suggestion of mathematicalstructure-to the harmony of the
parts of the soul, which is equatedin the Republic to a harmoniouslife.
The philosopherin particularis thought of as having a harmoniousnature.56
Actually the whole method of divisionin discourse,of the determination of genera and species, which Plato comes to regard as central to
dialectic, is also a harmonicprocess;as we have seen, the applicationof
the method in the Philebus is probably the most all-embracingand abstract example of harmony in the whole of Plato's writings. Preceding
this harmonicdivision of existence there is a methodological discussion
that makes use of music as a remarkablyappropriateillustration,57and
thus serves to confirm the inherently harmonic nature of philosophic
method.
With the conception of philosophy as an example of
harmony, or
more typically, as the highest music, a circle closes in the
history of harmonic ideas, and the abstractmeaning of harmony,which music so importantly determined,leads back to the concept of actual sonority; for
philosophycan be thought of as music almost as much in a literal as in a
figurativesense. The study of harmonicscrystallizesthe conception of
harmonyin its abstractsignificance;Socratescomplainsinsistentlyin the
Republic58 about those who limit the disciplineto relationshipsthat are
audible,and he characterizesthe subject as fundamentallydifferent from
the study of music. But harmonics,which scorns
sonority, leads to the
ultimategoal of education,the "hymn of dialectic."That this
peculiarly
equivocal conception of harmony and music had a central position in
Plato'sthought is suggestedby the numberof times it occurs in his writings and by the large variety of forms it takes.Socratesis an aulos player
whose art of dialectic is a peculiarlypersuasivemusic; a
potentialvictim
muststop up his earsas he would to the song of the sirens.59The last
essay
of Socratesin the art of dialecticis his swan
song.60He at first could not
understandthe injunction he often received in his dreams to
compose
music, for he had always practicedphilosophy and this was certainly the
56 Republic
486. Ideas of harmony often
pleasure and neglect structure.
The underlying conception can be that of emphasize
a mean value itself as a harmony; thus a
harmonious voice is one that has a well chosen intermediate nature in
respect of
pitch and loudness, although it can also be one that is simply pleasant in quality. In
such qualitative conceptions of
harmony, which proliferate endlessly, there are generally some vague implications either of mean values or of compatible constituents,
but the mathematicalstructure is
really of no importance and cannot be specified.
57Philebus
i6c-17.
58 Republic 531a-53Ic.
59Symposium 2rsb-2i6a.
60 Phaedo
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View in PDF(opens in a new window)highest and best music.61Similarly,in the myth of the grasshoppersthat
Socrates narratesin the Phaedrus,62Calliope and Urania are the Muses
concerned with philosophersand their music, with heaven and thought,
and they themselves have the sweetest utterance. Invocations to the
Muses are in fact common in the dialogues,and Plato undoubtedly regardedhis works as a superiorkind of poetry.
That these conceptions of the musical nature of philosophy have a
literal meaning is indicated by their concern with musical effects upon
man, for it is primarilyin acoustic qualitiesand the significanceof sung
words that the influencesof music reside. Thus music and harmony can
separatein meaning,and the role of actualsound will become vastly different in the two concepts. In the case of harmony,intervalsand scales
exist merely as the examplepar excellence of a conception of order to
which the questionof sonority is typically irrelevant;while in the case of
music, whether as the concrete composite of melody and poetry and
dance, or as the broad sphere of the Muses (which encompassesalso
astronomyand forms of prose, and becomes synonymouswith culture as
a whole), tone is present almost without exception as an essentialconstituent.These are certainly the arts of rhythm, or of time; but the fact
that space is subsumedin the classificationby the inclusion of dance and
astronomydoes not mean that tone is an accidentalfeature.Not only is
tone the most tangibleembodimentof temporalrhythm, but there is very
little evidence of a separateart of pure dance in Greece, while language
is almost exclusively still spoken, and even astronomyis concerned with
phenomenaoften conceived as tonal. Thus the harmony of the spheres
is silent,but the music of the spheresis sonorous,which is to say that there
are two sidesto the Greek conceptionof the cosmos,just as there are two
aspectsof the Pythagoreanoutlook: scientific and poetic. As a corollary,
the Greek division of the arts was not into the categoriestemporal and
spatial,but into temporaland static, of which the first group can equally
well be called rhythmic or tonal, and there is a profound significancein
the traditionthat makesMnemosynethe mother of the Muses. The distinction exists in its most distilled form in the difference between the
concept of philosophy as music, which is characteristicof Socrates and
the mature Plato, and the concept of dialectic as harmonic, which we
find in the Philebus.The one points to concrete music, with its ethical
effects, while the other has an abstract beauty that derives from its
metaphysicalbackground.It is as though the temporalaspect of harmony
gave rise to all the musicalarts,this branchof developmentcoming under
the head of rhythm (which always tended to be an idea coordinatewith
harmonyratherthan an acclimatedpart of it), while the static aspect of
harmony (which is connected with the pitch component of music and
61
Ibid., 6od-6ia.
Phaedrus 258e-259.
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View in PDF(opens in a new window)more faithfully transmitsthe meaningof the word) became increasingly
identifiedwith science and metaphysics.
In the writings of Plato, Greek conceptions of harmonyachieve their
maximumdiffusionand influence,leaving no majorsphere of philosophy
unaffected,and in a sense fulfilling Heraclitus'sthesis of the universality
of the harmoniclogos. This universalityis no longer a characteristicof
the outlook of Aristotle and the Peripatetic philosophers;harmony remains a versatile conceptual tool, but various factors-an increased
empiricism,the denial of the transcendentalnature of numbersand the
Ideas,a more objective comprehensionof philosophicproblems-conspire
to contractits meaning,and to restrictit to a particularkind of mathematical patternuseful in analysis.
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