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Page 1
View in PDF(opens in a new window)In memoriam Alessandro Lami,
a tempi migliori
HE AIM of this article is to discuss and amend one of the
most intriguing loci corrupti of the Greek mathematical
corpus: the definition of the “unknown” in Diophantus’
Arithmetica. To do so, I first expound in detail the peculiar terminology that Diophantus employs in his treatise, as well as the
notation associated with it (section 1). Sections 2 and 3 present
the textual problem and discuss past attempts to deal with it;
special attention will be paid to a paraphrase contained in a letter of Michael Psellus. The emendation I propose (section 4) is
shown to be supported by a crucial, and hitherto unnoticed,
piece of manuscript evidence and by the meaning and usage in
non-mathematical writings of an adjective that in Greek mathematical treatises other than the Arithmetica is a sharply-defined
technical term: ἄλογος. Section 5 offers some complements on
the Diophantine sign for the “unknown.”
1. Denominations, signs, and abbreviations of mathematical objects in the
Arithmetica
Diophantus’ Arithmetica is a collection of arithmetical problems:1 to find numbers which satisfy the specific constraints that
1 “Arithmetic” is the ancient denomination of our “number theory.” The
discipline explaining how to calculate with particular, possibly non-integer,
numbers was called in Late Antiquity “logistic”; the first explicit statement
of this separation is found in the sixth-century Neoplatonic philosopher and
mathematical commentator Eutocius (In sph. cyl. 2.4, in Archimedis opera III
120.28–30 Heiberg): according to him, dividing the unit does not pertain to
arithmetic but to logistic. An earlier definition of logistic, most likely to be
ascribed to Geminus (a 1st cent. B.C. mathematically-minded philosopher
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View in PDF(opens in a new window)are stated in the enunciation of the problem itself.2 For instance, Arithm. 1.30 requires to find two numbers such that
their difference and their product are given numbers. Each
problem of the Arithmetica is solved by concretely assigning the
given numbers, positing one unknown, and solving the equality
(“equation” in our language) resulting from the constraints stipulated in the enunciation. In the case of Arithm. 1.30, the given
numbers are assigned to be 4 and 96; therefore, the constraints
stipulated in the enunciation are that the difference and the
product of the numbers to be found are 4 and 96, respectively;
the procedure of solution gives 12 and 8 as the outcome.3
At the beginning of his treatise, Diophantus explains the
notation that he will use throughout; he is the first Greek
mathematician who consistently adopts a set of signs in order
to make his text more concise and, in a sense, conducive to the
kind of “algebraic” manipulations forming the technical core of
his method for solving numerical problems. In particular, he
establishes a terminology to denote what in algebraic language
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and polymath, maybe a pupil of Posidonius), does not allow dividing the
unit; this definition can be read at ps.-Hero Def. 135.5–6 (Heronis opera IV
98.12–100.3 Heiberg) and, in a fuller form, as a scholium to Pl. Chrm. 165E6
(schol. 27, p.173 Cufalo); echoes of this limitation persist in Domninus
Ench. 15, p.110.16 Riedlberger (rightly corrected from λογικῆς to λογιστικῆς). It is likely that the domain of logistic was enlarged to include fractional
parts as a (later) consequence of the adoption of the sexagesimal system in
Greek mathematical astronomy, sometime about Hipparchus’ life span,
which certainly included the interval 147–127 B.C.
2 The Diophantine writings were edited by P. Tannery, Diophanti Alexandrini opera omnia I–II (Leipzig 1893 text and transl., 1895 Pseudepigrapha,
testimonia, scholia, index graecitatis). A new edition of the Arithmetica has been
provided in A. Allard, Diophante d’Alexandrie, Les Arithmétiques I–II (diss. Louvain 1980, unpublished). The Arithmetica was paraphrased in English and
commented on extensively in T. L. Heath, Diophantus of Alexandria. A Study in
the History of Greek Algebra (Cambridge 1910).
3 It is simple to check that 12 – 8 = 4 and 12 × 8 = 96: therefore the
difference and the product of 12 and 8 are the assigned numbers 4 and 96.
Of course, the procedure of solution adopted in the Arithmetica does not coincide with this a posteriori check.
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View in PDF(opens in a new window)are the powers of the “unknown” x2, x3, …; in Diophantus’
theoretical framework, these are abstract numerical εἴδη
“species,” namely generic square, cube, … numbers. The
species introduced are assigned a denomination and a conventional sign; the sign is made of the first letter of each component of the denomination, possibly supplemented with the
second letter (this always happens to be upsilon): to the generic
square number (δύναµις) corresponds the sign ΔΥ, to the κύβος
the sign ΚΥ, to the fourth power (δυναµοδύναµις) the sign ΔΥΔ,
etc.4 These species must not be confused with particular numbers that happen to be square, cube, fourth powers…5 On a
4 See I 2.14–6.2 Tannery. Capital Δ, K, and Y are currently printed, but
of course no indication to that effect is contained in the text. It is quite
obvious that our notation owes very much, both in conception and in the
form of the signs, to Diophantus’: note his use of the term δύναµις “power”
and the idea of putting a part of the conventional sign “at the exponent.”
One crucial difference is that we conceive of the species as powers of the
“unknown,” whereas Diophantus draws a sharp distinction between these
notions, as we shall see presently. This difference is made particularly conspicuous by the fact that Diophantus’ conventional signs all have the same
exponent (the insignificant letter upsilon) and a variable “base” indicating the
species (letters Δ and K, possibly doubled), whereas modern algebraic signs
all have the same base (the most significant “unknown” x) and a variable exponent indicating the power to which the base is to be raised.
5 Diophantus highlights this difference when he alludes to the Euclidean
definition of number (Elem. 7.def.2) and when he defines a square number:
in both cases he adds a τινος, either to πλήθους or to ἀριθµοῦ. This means
that the object so qualified is particular, yet generic (cf. I 2.15 and 2.18; the
former passage is quoted in n.21 below, the latter states that square numbers οἵ εἰσιν ἐξ ἀριθµοῦ τινος ἐφ’ ἑαυτὸν πολυπλασιασθέντος, “are those
‘resulting’ from a certain number multiplied by itself”). The following considerations may help further clarify the point. Diophantine numerical
species were invoked by the fourth-century mathematical polymath and
commentator Theon of Alexandria (In Alm. 452.21–453.16 Rome) to explain the structure of orders within the sexagesimal system used by the
astronomers. The sexagesimal orders are in fact numerical εἴδη; they correspond to the orders of magnitude in the decimal system: hundreds and
thousands are numerical εἴδη, since they are squares (the “unit” of the
“hundreds,” namely 100, is the square of 10) and cubes (1000 is the cube of
10), respectively; these numerical species do not coincide with particular
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View in PDF(opens in a new window)terminological level, Diophantus settles the problem of separating particular square numbers from the species “square” by
means of the opposition τετράγωνος/δύναµις; a lexical ambiguity (admittedly quite harmless) remains in the case of the
κύβος, which may designate both a particular cube number
(such as 8) and the species “cube.”6 In order to forestall such
ambiguities, I shall refer to the Diophantine species with the
denominations “2-species,” “3-species,” etc.7
At the end of the list of species, Diophantus also assigns a
denomination and a conventional sign to the most generic abstract number, namely one that neither is a particular number
nor can be said to have the features characterizing one of the
aforementioned species;8 I shall call it, with a slight abuse of
language,9 the “1-species”; it corresponds to the “unknown” of
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numbers: indeed, 300 is not a square, but 3 items of the square εἶδος “hundreds”; conversely, the species “hundreds” is not a number (it does not even
coincide with number 100). This also holds true for fractional numbers: the
“seconds” of the sexagesimal system belong to the species “square,” insofar
as 1/3600 is the square of 1/60.
6 Apparently, Diophantus did not distinguish between denominations of
particular numbers and of species in the case of “powers” higher than the
cube, either. This confusion is totally harmless, since Diophantus never mentions again in his treatise either species higher than the cube or particular
numbers insofar as they happen to be higher powers, such as, for instance,
16 insofar as it is the fourth power of 2.
7 Note that the species are not mutually exclusive; for instance, any 4species is also a 2-species: every fourth power is also a square (see also n.9
below).
8 To repeat: this is not a definition of number (that was provided at I
2.14–15 by alluding to the Euclidean definition), but a definition of a welldefined numerical species. Note too that, in Greek arithmetics, the unit is
not a number.
9 The abuse of language lies in the fact that my denomination “1species,” while formed in exactly the same way as the denominations of the
higher species, corresponds to an abstract numerical object that is not defined by Diophantus in the same way as the higher species are—on the
contrary, it is defined by negation of the logical sum of the definientes of the
other species: ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτων κτησάµενος. Among other
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View in PDF(opens in a new window)present-day algebra. Let us read this crucial definition, which
will be identified henceforth as “the Diophantine sentence,” in
the Greek text printed in Tannery’s edition:10
ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτων κτησάµενος, ἔχων δὲ ἐν ἑαυτῷ
πλῆθος µονάδων ἀόριστον, ἀριθµὸς καλεῖται καὶ ἔστιν αὐτοῦ
σηµεῖον τὸ ς.
Let us also read Tannery’s Latin translation, and the English
version by Heath:11
Qui vero nullam talem proprietatem possidet, continet autem in
seipso quantitatem unitatum indeterminatam, vocatur arithmus
[incognitus] et huius signum est ς [x].
But the number which has none of these characteristics, but
merely has in it an indeterminate multitude of units, is called
ἀριθµός, ‘number’, and its sign is ς [= x].
Since all enunciations of problems in the Arithmetica require to
find (particular) ἀριθµοί under assigned conditions, the
terminological choice ἀριθµός for the 1-species is far more
unfortunate than keeping to the denomination κύβος both for a
particular cube number and for the 3-species;12 apparently,
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things, this entails that no n-species is also a 1-species (see n.7 above). If
species were to be identified with particular numbers, the text we are about
to read would have singled out quite a weird class of numbers: those that
are not powers (2, 3, 5, 6, 7, 10, …).
10 At I 6.3–5. Note the masculine article at the beginning: Diophantus
introduces each species by directly calling it ἀριθµός “number,” a fact that
provides a decidedly tautological turn to the Diophantine sentence; the
denomination εἶδος will first appear at I 6.21, after “inverse species” are
introduced (see n.33 below), and will feature consistently throughout the
outline of the method for solving numerical problems at I 14.1–20.
11 At I 7 and Heath, Diophantus 130, respectively.
12 The point can be clarified by looking at Arithm. 1.1. The beginning of
this problem reads (µο is the sign Diophantus prescribes for the µονάς; it can
only accompany particular [ὡρισµένοι] numbers, see I 6.6–8): τὸν ἐπιταχθέντα ἀριθµὸν διελεῖν εἰς δύο ἀριθµοὺς ἐν ὑπεροχῇ τῇ δοθείσῃ. ἔστω δὴ
ὁ δοθεὶς ἀριθµὸς ὁ ρ, ἡ δὲ ὑπεροχὴ µο µ. εὑρεῖν τοὺς ἀριθµούς. τετάχθω ὁ
ἐλάσσων ς α (I 16.9–13), “To divide an assigned number into two numbers
in a given difference. Then, let the given number be 100, the difference 40
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View in PDF(opens in a new window)and as Diophantus himself expressly states before presenting
the species,13 his system of conventional signs was intended to
be used consistently and throughout all problems of the treatise. In order to avoid confusions I shall always write “ἀριθµός”
(without the determinative article) when referring to a particular number, “the ἀριθµός” when referring to the 1-species.
2. An intriguing locus corruptus
The problem with the Diophantine sentence is that it contains one of the most intriguing loci corrupti offered by Greek
mathematical texts.
To see this, and because Tannery’s apparatus is notoriously
unreliable, let us turn to the readings of the manuscripts. The
rich tradition of the Arithmetica (31 witnesses) can readily be
reduced to four independent sources: Matrit. 4678,14 Vat.gr.
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u(nits). To find the numbers. Let the lesser [number] be set to be 1x.” The
assigned number, later given as 100, is called ἀριθµός, the sought numbers
(particular but unknown until the end of the problem) are called ἀριθµοί,
the “1-species” is denoted by the sign for the ἀριθµός, even if all manuscripts (wrongly) write ἀριθµοῦ ἑνός instead of ς α (to wit, “number one”
instead of “1x”). Another source of confusion is the sign that Diophantus
introduces for the ἀριθµός; I shall deal with the issue in the Complement at
the end of this paper.
13 At I 4.12–14: ἐδοκιµάσθη οὖν ἕκαστος τούτων τῶν ἀριθµῶν συντοµωτέραν ἐπωνυµίαν κτησάµενος στοιχεῖον τῆς ἀριθµητικῆς θεωρίας εἶναι,
“Now, each of these numbers, once it has got an abbreviated denomination,
is fit to be an element of arithmetic theory.” The “elements of arithmetic
theory” are the species whose denominations and signs Diophantus is about
to introduce, the ἀριθµοί referred to are the kinds of particular numbers just
described (squares, cubes, …), whose denominations are adopted, with the
sole exception of τετράγωνος, as the denominations of the species themselves. Thus, the operation of assigning an “abbreviated denomination”
transforms numbers into numerical species. See also n.10 above.
14 This manuscript contains Nicomachus Introductio arithmetica (ff. 4r–57v),
Diophantus Arithmetica and De polygonis numeris (58r–130v and 130v–135v),
Cleonides/[Euclid] Introductio harmonica (137r–142r), Euclid Sectio canonis
(142r–143v, incomplete). I. Pérez Martín, “Maxime Planude et le Diophantus
Matritensis (Madrid, Biblioteca Nacional, ms. 4678): un paradigme de la récupération des textes anciens dans la ‘renaissance paléologue’,” Byzantion 76
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View in PDF(opens in a new window)191,15 Vat.gr. 304, and Marc.gr. 308,16 this last in fact containing
a recension made by the renowned scholar Maximus Planudes
(†1305).17 The texts they present are transcribed below. I have
retained almost all of their graphic features, including punctuation; with a few exceptions to be discussed in detail, canonical
compendia or abbreviations are expanded with parentheses.
Matrit. 4678, f. 58v (m. 2 = John Chortasmenos):
ὁ δὲ µηδὲν τούτων τ(ῶν) ἰδιωµάτ(ων) κτησάµ(εν)ο ἔχων δὲ ἐν
αὐτῶι πλῆθος µονάδ(ων), ἄλογος ςο` καλεῖται ς` (ἔστιν) αὐτοῦ
σηµεῖον τὸ ς̄`·
µηδὲν] µηδ’ ἒν m. 1 sed corr. m. 2 | ςο`] suprascr. ἀριθµὸς m. 2 |
αὐτοῦ σηµεῖον] suprascr. (καὶ) ἔστιν αὐτοῦ σ(ηµεῖον) τόδε alium
signum adcedens m. 2
Vat.gr. 191, f. 360r:
ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτων κτησάµ(εν)ο ἔχων δὲ ἐν αὐτῶ
πλῆθος µονάδων, ἄλογο ᾽ςο` καλεῖται καὶ ἔστιν αὐτοῦ σηµεῖ(ον)
τὸ ς̄.
Vat.gr. 304, f. 77r:
ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτ(ων) κτησάµ(εν)ο ἔχων δὲ ἐν
αὐτῶ πλῆθος µονάδων, ἄλογο ᾽ςο` καλεῖται (καὶ) ἔστιν αὐτ(οῦ)
σηµεῖον τὸ ς̄·
αὐτῷ corr. ex ἑαυτῷ m. 1
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(2006) 433–462, presents a detailed paleographic and codicological analysis
of this codex, formerly assigned to the thirteenth century, dating it back to
the mid-eleventh century.
15 On this codex, a huge collection written by sixteen copyists between
1296 and 1298, see D. Bianconi, “Libri e mani. Sulla formazione di alcune
miscellanee dell’età dei paleologi,” S&T 2 (2004) 311–363, at 324–333; to
one of these copyists we also owe the second part (ff. 56–98) of Vat.gr. 203.
16 Marc.gr. 308 was copied at the very end of the thirteenth century, Vat.gr.
304 displays watermarks dated to the second and third decade of the fourteenth century.
17 The most recent analysis of the manuscript tradition of the Arithmetica
was provided by A. Allard, “La tradition du texte grec des Arithmétiques de
Diophante d’Alexandrie,” RHT 12–13 (1982–1983) 57–137.
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View in PDF(opens in a new window)Marc.gr. 308, f. 52v:
ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτων κτησάµενος. ἔχων δὲ ἐν
ἑαυτῶ πλῆθος µονάδων, ἄλογος ἀριθµὸ καλεῖται, καὶ ἔστιν
αὐτοῦ σηµεῖον τὸ ς̄`.
It is fairly obvious that the manuscript tradition hands down
one and the same text to us. Accordingly, in his edition Allard
prints the following text and translation:18
ὁ δὲ µηδὲν τούτων τῶν ἰδιωµάτων κτησάµενος, ἔχων δὲ ἐν
ἑαυτῷ πλῆθος µονάδων, ἄλογος ἀριθµὸς καλεῖται, καὶ ἔστιν
αὐτοῦ σηµεῖον τὸ ς.
Le nombre qui n’a reçu aucune des caractéristiques précédentes,
mais qui contient une certaine quantité d’unités, s’appelle
nombre provisoirement non déterminé, et son symbole est ς.
Tannery’s emendation is a bold one: he shifted the comma
and replaced ἄλογος with ἀόριστον, making it a modifier of
πλῆθος and not of ἀριθµός. Yet, some correction is required: it
is quite obvious that, pace Allard,19 the Diophantine sentence as
transmitted by the manuscripts cannot stand. First, one should
print in the critical text αὑτῷ and not ἑαυτῷ, since the former
is the most economical emendation of the readings of the
manuscripts.20 Second, and most important, a determinative of
πλῆθος in the participial clause ἔχων δὲ ἐν αὑτῷ πλῆθος µονάδων is necessary, both syntactically and semantically.21 Third, a
18 Diophante 375.11–13 and 424, respectively. In his apparatus Allard also
does not report correctly the readings of the manuscripts (see n.20 below).
19 That the text cannot be sound is already shown by the translation proposed by Allard: he must introduce “certaine” as a most needed determinative of πλῆθος; he unduly adds “provisoirement” to the questionable
translation of ἄλογος “non déterminé” (this would more properly be a
translation of Tannery’s ἀόριστος). Note also the incongruous “symbole”
for what is in fact a “sign.”
20 Tannery only reports the variant readings of the Matritensis; Allard (apparatus at Diophante 411) wrongly ascribes the reading ἑαυτῷ to all the other
three witnesses.
21 Compare (n.5 above) the presence of τινός in the clause at I 2.14–15
πάντας τοὺς ἀριθµοὺς συγκειµένους ἐκ µονάδων πλήθους τινός (a modi-
Page 9
View in PDF(opens in a new window)determinative of the subsequent ἀριθµός, let it be ἄλογος or
whatever else, would simply be useless in a conventional designation of the most basic entity in a series. Fourth, the link between ἄλογος and ἀριθµός that the manuscripts unanimously
attest is quite straightforwardly contradicted (a) by remarking
that a two-word designation within a series of one-word designations would sound very odd,22 and (b) by the fact that, in the
preface of the Arithmetica,23 the “1-species” is always designated
by ἀριθµός, not by ἄλογος ἀριθµός. Fifth, and this probably is
what Tannery mainly had in mind, an ἄλογος ἀριθµός is a contradictio in adjecto: ἄλογος is a well-established technical term of
Greek mathematics and means “irrational” (see below)—and
an integer or fractional number, as any solution of a Diophantine problem must be, can by no means be “irrational.”
3. Getting help from Michael Psellus: alternative denominations of
numerical species
No help in amending the text comes from the scholia to the
Arithmetica, nor from the extensive paraphrase of the introduction of the Diophantine treatise that was redacted by George
Pachymeres (b. 1242) in his Quadrivium: his text is identical with
the one printed by Allard, without the final clause καὶ ἔστιν
αὐτοῦ σηµεῖον τὸ ς.24
A look at Tannery’s apparatus shows that he drew his correction from a previously unpublished letter of Michael Psellus
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fication to a participial clause of Elem. 7.def.2 ἀριθµὸς δὲ τὸ ἐκ µονάδων
συγκείµενον πλῆθος, in which the determinative of πλῆθος is τὸ ἐκ µονάδων
συγκείµενον), whose structure is similar to that of ἔχων δὲ ἐν αὑτῷ πλῆθος
µονάδων.
22 One must not forget that Diophantus resorted to one-word wild coinages such as δυναµόκυβος.
23 That is, in I 2.3–16.7. As explained in nn.12–13 above, every occurrence of the ἀριθµός in the series of problems should be written as the sign ς ̄
(macron included).
24 See P. Tannery and E. Stéphanou, Quadrivium de Georges Pachymère (Vatican City 1940) 46.5–6. Note that we read this treatise in an autograph of its
author: it is the codex Rome, Biblioteca Angelica gr. 38 (see RGK III 115).
Page 10
View in PDF(opens in a new window)(b. 1018), in which the renowned Byzantine scholar and polymath explains to his anonymous addressee some basic notions
and tools of number theory and metrology: the denominations
of the numerical species25 and their usefulness in solving arithmetric riddles in the form of epigrams; how to measure a number of simple solids. Psellus finally mentions the arithmological
lucubrations contained in the so-called “letter of Petosiris to
Nechepson” and in the “little Pythagorean plinth,” just to declare that they are a heap of nonsense.26 When he comes to
introduce the ἀριθµός, Psellus offers the following paraphrase
of the Diophantine sentence:
ἀριθµὸς δὲ παρ’ αὐτοῖς ἰδιαίτερον λέγεται ὁ µηδὲν µὲν ἰδίωµα
κτησάµενος, ἔχων δὲ ἐν ἑαυτῷ πλῆθος µονάδων ἀόριστον·
καλεῖται δὲ αὐτοῖς οὗτος ὁ ἀριθµὸς καὶ πλευρά.
If we are to believe the text and the apparatus of Tannery’s
edition of Psellus’ letter, the structure of this sentence gets rid of
the ambiguity in the corresponding sentence in Diophantus, in
25 Psellus calls this “the Egyptian method” simply because his sources,
Diophantus and Anatolius, were both based in Alexandria—nothing to do
with early Egyptian arithmetic.
26 The letter was first partly published by Tannery himself, “Psellus sur
Diophante,” Zeitschrift für Mathematik und Physik. Historisch-literarische Abt. 37
(1892) 41–45 (repr. Mémoires scientifiques IV [Toulouse/Paris 1920] 275–282),
at 42–43 (277–278), and in its complete form at Diophanti opera II 37–42: see
37.3–39.10 for the part pertaining to number theory, 37.10–13 for the
quotation (metrological issues are addressed at 39.11–41.21, arithmology is
liquidated at 41.22–42.13). The letter is attested in the following MSS.:
Scorial. Υ.III.12, ff. 73r–74v, Laur.Plut. 58.29, ff. 196r–197r (which I have
checked for the text), Vat.Urb.gr. 78, f. 81r-v; see P. Moore, Iter Psellianum
(Toronto 2005) 311, item PHI.158 [881]. For indications on the former of
the two Neopythagorean texts see E. Riess, “Nechepsonis et Petosiridis fragmenta magica,” Philologus Suppl. 6 (1891–1893) 325–394, at 387 (nos. 41–
42); for an edition of the latter see P. Tannery, “Notice sur des fragments
d’onomatomancie arithmétique,” Notices et extraits des manuscrits de la
Bibliothèque Nationale 31.2 (1886) 231–260 (repr. Mémoires scientifiques IX
[Toulouse/Paris 1929] 17–50). An analysis of the mathematics behind such
writings is in O. Neugebauer and G. Saliba, “On Greek Numerology,”
Centaurus 31 (1989) 189–206.
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View in PDF(opens in a new window)which ἄλογος is placed just between πλῆθος µονάδων and
ἀριθµός; Tannery simply adopted Psellus’ text as if it were a
transcription of the “original” Diophantine sentence.27
Now, it is in my opinion clear what Psellus’ (or one of his
sources’) varia lectio amounts to: it is simply a semantic lectio
facilior, at the same time trivializing the quoted text and explicative of it; after all, Psellus’ intent was to explain Diophantus’
notation to his addressee. As a consequence, one is not entitled
to amend the Diophantine sentence, as Tannery does, by
simply replacing the crucial word ἄλογος with its gloss. On the
other hand, exactly because of Psellus’ intent, his paraphrase
provides us with crucial indications as to the structure of the
original: the comma in the manuscripts must be misplaced; the
word necessarily replacing the corrupt ἄλογος must qualify
πλῆθος and not ἀριθµός. Most importantly, Psellus tells us that
such an amended word must remain in the semantic domain of
indeterminacy;28 the term ἀόριστον he chose in order to gloss
ἄλογο* shows his lexical skills: alpha privative as in ἄλογο*,
λόγος and ὁρισµός sharing a currently used meaning, namely
“definition.”
It is, I think, by now quite clear how we should correct the
passage of the Arithmetica. However, a discussion of the main
features of the system expounded by Psellus, in fact an enriched
version of Diophantus’, will add important clues to our dossier.
First, as Psellus himself declares,29 he quite surely resorted to
27 Tannery held that Psellus had drawn his exposition of the numerical
species from scholia to a manuscript of the Arithmetica; from the same scholia
the adjective ἄλογος (there qualifying the δυναµόκυβος, see below) crept
into the text and replaced the original ἀόριστον: Zeitschrift für Mathematik und
Physik 37 (1892) 42 (repr. 276–277), and Diophanti opera II IX–X.
28 Cf. again nn.5 and 21 above. Even if Psellus was very likely still living
when the Matritensis was transcribed (Pérez Martín, Maxime Planude 439–
441), I am fairly sure that he read a sound version of the Diophantine
sentence—or at least a version in which the ambiguities due to compendia
were not settled on a wrong text. For this reason, I shall occasionally use the
partially undetermined ἄλογο*.
29 Psellus’ reference to Anatolius reads: περὶ δὲ τῆς αἰγυπτιακῆς µεθόδου
Page 12
View in PDF(opens in a new window)the popularization of Diophantus’ notation authored by some
λογιώτατος Anatolius, maybe to be identified with the person
whose name is attached to a treatise on the Decade, a specimen
of the literary sub-genre of theologumena arithmeticae.30 It is an
easy guess that our passage was made facilius, by introducing
___
ταύτης Διόφαντος µὲν διέλαβεν ἀκριβέστερον, ὁ δὲ λογιώτατος Ἀνατόλιος
τὰ συνεκτικώτατα µέρη τῆς κατ’ ἐκεῖνον ἐπιστήµης ἀπολεξάµενος ἑτέρω
Διοφάντῳ συνοπτικώτατα προσεφώνησε (II 38.22–39.1). There are two
problems in this sentence. First, Tannery suspected συνοπτικώτατα to be a
dittography of συνεκτικώτατα, but the difference between “most essential”
and “in a most succint way” exactly fits both the meaning of the sentence
and the features of the system that we read in Psellus. The second problem
lies in the word I have left written ἑτέρω. According to Tannery (II 38.25 in
app.), this is the reading of the manuscripts. He therefore suspected a scribal
mistake, not simply the usual omission of mute iota. Accordingly, he corrected to ἑτέρως, but in the prolegomena to the edition he recanted and
suggested to correct to “ἑταίρῳ vel <τῷ> ἑταίρῳ” (II XLVII). W. R. Knorr,
“Arithmêtikê stoikeiôsis: On Diophantus and Hero of Alexandria,” HM 20
(1993) 180–192, at 184, proposed an obvious emendation: restore the mute
iota (in fact, this is the reading of Laur.Plut. 58.29, f. 196r, fifth line from
bottom: the subscript iota is quite conspicuous) and postulate that two
different Diophantus are at issue: the mathematician and the addressee of
Anatolius’ synopsis. Admittedly, this coincidence is quite unlikely, and one
wonders why Psellus would find giving his addressee the information of the
name of the addressee of Anatolius’ synopsis so interesting (in Knorr’s
article, the hypothesis serves to [allegedly] corroborate his thesis that the
author of the pseudo-Heronian Definitiones is in fact Diophantus—the
mathematician, not Anatolius’ addressee). Another possibility is to keep
Tannery’s ἑτέρως in the text and correct Διοφάντῳ to Διοφάντου (“in a
different way from Diophantus’ ”)—but then to whom was Anatolius’ synopsis addressed?
30 A good introduction to the several Anatolius living ca. the third century
CE is R. Goulet, DictPhilAnt I (1989) 179–183; the edition of the arithmological tract ascribed to one Anatolius (amply excerpted in the pseudoIamblichean Theologumena) is in J. L. Heiberg, “Anatolius sur les dix
premiers nombres,” Annales internationales d’histoire, Congrès de Paris 1900, 5e
section, Histoire des sciences (Paris 1901) 27–57; on the stemmatic structure of
the entire tradition of Greek arithmological writings see F. E. Robbins,
“The Tradition of Greek Arithmology,” CP 16 (1921) 97–123.
Page 13
View in PDF(opens in a new window)the gloss ἀόριστον, already in Anatolius’ popularization.31
Second, the numerical species are presented by Psellus in
inverse order with respect to that adopted by Diophantus:
µονάς → the ἀριθµός → higher species. In this way, however,
Psellus’ characterization quoted above amounts to a definition
of “number,” and in fact to a severe distortion of the Euclidean
definition; it is not a definition of the 1-species. This is the
reason why Psellus’ characterization has a quite contrived look:
the term ἰδίωµα, once the demonstrative τούτων in the Diophantine sentence is eliminated, remains without a relatum; the
article preceding the second occurrence of ἀριθµός is unnecessary. All of this undermines the rationale behind Diophantus’
exposition.
Third, after the text quoted above, Psellus sets out to describe
the several species, but exemplifies them with particular numbers (he uses the powers of 2), whereas we have seen that
Diophantus crucially distinguishes particular numbers from
species.32
Fourth, the denominations are extended to higher species
than in the Arithmetica, where the last species introduced is the
κυβόκυβος (6-species). Psellus goes as far as the 9-species, even
if for the inverse species he stops, exactly as Diophantus did, at
the κυβοκυβοστόν.33
31 That this was the case is suggested by the fact that the Diophantine
sequence of numerical species, from ἀριθµός, µονάς, δύναµις (note the
order) up to κυβόκυβος, is presented as standard Pythagorean lore in
Hippolytus Ref. 1.2.6-10 (repeated at 4.51.4-8). Most notably, ἀριθµός is
made the common genus of all numbers, including the subsequent species;
as such, it is twice called ἀόριστος. Hippolytus’ short exposition contains a
number of inconsistencies; I take it as certain that it is an unsuccessful attempt to graft Diophantus’ system onto Pythagorean doctrine.
32 At II 37.13–38.15. But one must admit that the way Diophantus plays
with the word ἀριθµός (n.12 above) does not help understanding his subtle
distinctions.
33 The inverse species are related to the species exactly as parts are related to numbers: as ⅓ is the inverse of 3, so the δυναµοστόν is the inverse
of the δύναµις (I 6.9–19).
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View in PDF(opens in a new window)Fifth, all species are given alternative names, according to
their rank: ἀριθµός = ἀριθµὸς πρῶτος, δύναµις = ἀριθµὸς δεύτερος, …; again, some species starting from the fifth are given
further alternative names: 5-species (= δυναµόκυβος = ἀριθµὸς
πέµπτος) = ἄλογος πρῶτος, 7-species (= ἀριθµὸς ἕβδοµος) =
ἄλογος δεύτερος, 8-species = τετραπλῆ δύναµις, 9-species =
κύβος ἐξελικτός.34 These denominations are descriptive, with
one notable exception: the two ἄλογοι. Note that here ἄλογος
is treated as a substantive.
Sixth, here is the inconsistent (or incomplete, or both)
explanation that Psellus offers of the denomination ἄλογος
πρῶτος: because it is neither a square nor a cube.35 This shows
what some readers of Diophantus felt entitled to do with a supposedly technical term like ἄλογος.
The system expounded by Psellus, which he ascribes to Anatolius, taking up “the most essential parts” of Diophantus’
doctrine, appears to be a descriptive-classificatory attempt conflating notions and terminology that come from several sources.
The idea of adopting the rank within a well-ordered sequence
of (mathematical) objects to the effect of creating a “logarithmic” system of denominations (ἀριθµὸς πρῶτος, ἀριθµὸς δεύτερος, …) coincides with that exploited by Archimedes to give
names to the several orders of magnitude in the decimal
system:36 and in fact, the denominations are, with two crucial
differences that reveal the derivative character of Psellus’ clas34 That is, “revolved cube,” since its sides are also cubes. In the same
way, the 4-species might also have been called δύναµις ἐξελικτή. The adjective is not attested in LSJ, nor have I found occurrences in the TLG.
35 At II 38.2–3: οὔτε γὰρ τετράγωνός ἐστιν οὔτε κύβος. The explanation
is flawed since it refers to the 5-species but it applies to the 7-species as well.
Psellus should have at least specified that his explanation only has scope
over the genus ἄλογος.
36 The system is described in the Arenarius (Archimedis opera II 236.17–
240.19 Heiberg, with an additional lemma at II 240.19–242.19). The trick
of converting ranks to denominations is applied recursively by Archimedes,
by simply changing the ordered sequence of reference.
Page 15
View in PDF(opens in a new window)sification,37 identical with those introduced by Archimedes. As
for the other denominations, the micro-system of ἄλογοι included, the likely identification of Psellus’ Anatolius with the
author of the tract on the Decade might suggest a Neopythagorean origin, even if the lexicon employed does not specially
recommend this option: no occurrence of ἄλογος in a similar
sense and in technical contexts can be found in the writings of
Nicomachus or of Iamblichus.38
4. Amending the Diophantine sentence
The right, and at any rate most economical, way to amend
the Diophantine sentence is quite obvious: correct ἄλογος to
ἄλογον and shift the comma after it, the comma’s position before ἄλογος in our manuscripts having been induced by the
fact that ἄλογος in the nominative can only go with the subsequent ἀριθµός.39 The result is: … ἔχων δὲ ἐν αὑτῷ πλῆθος
µονάδων ἄλογον, ἀριθµὸς καλεῖται …
From the paleographic point of view, the problem of justifying the change in termination from -oν to -ος is straightforwardly dealt with by noting that supralinear omicron was,
even in late Byzantine manuscripts, also a mark of abbreviation
37 The first difference is purely mathematical: Archimedes’ ἀριθµοὶ πρῶτοι range from the unit to the decimal 8-species (myriad of myriads) excluded, the ἀριθµοὶ δεύτεροι from one myriad of myriads, taken as the new
unit, to the decimal 16-species excluded, … The second difference is that
Archimedes’ denominations refer to classes of particular numbers, and
hence are only used in the plural: there does not exist a species called
ἀριθµὸς δεύτερος, but a set of particular ἀριθµοὶ δεύτεροι.
38 Just two occurrences in these authors have a technical meaning. At
Nicomachus Intr.Arith. 1.6.3, entities ἄλογα πρὸς ἄλληλα are opposed to
those λόγον πρὸς ἄλληλα ἔχοντα “having a ratio to each other”; the context
is that of a general discussion of the concept of number. At Iamblichus In
Nic. 4.146 (160.29–30 Vinel = 91.13–14 Pistelli), it is asserted that any one
of the side and the diagonal of a square is ἄλογος whenever the other is
assigned a rational value (this statement is at variance with the theory of
irrational lines expounded in Euc. Elem. 10, see below).
39 The comma is quite vigorously marked in the Matritensis, but to this key
feature I shall return below.
Page 16
View in PDF(opens in a new window)by suspension, and not only the sign for the termination -ος.40
The change could even have occurred at a very early stage of
transmission, since compendia for terminations are quite systematically absent in early majuscule or minuscule codices,41
40 See most recently L. Tarán, “The Text of Simplicius’s Commentary on
Aristotle’s Physics and the Question of Supralinear Omicron in Greek Manuscripts,” RHT 9 (2014) 351–358. To the examples and to the references to
standard paleographic textbooks adduced by Tarán, we may add the occurrences of supralinear omicron as an abbreviation of -oν at Alm. 6.9 and 11.6,
recorded in the critical apparatus at Ptolemaei opera I.1 527.1 and I.2 414.7
Heiberg, respectively (the manuscript involved in both instances is Vat.gr.
180). Heiberg calls this and other non-standard compendia “uestigia antiquioris tachygraphiae” (Ptolemaei opera II LXXXIX). That Heiberg was right is
confirmed by a manuscript penned by Ephrem, namely Athen. 1 (Theodoret
of Cyprus Comm. in Psalmos): the two occurrences of supralinear omicron as an
abbreviation of -oν at f. 213r lines 5 and 15 occur in passages of the Psalms
commented on and therefore written in majuscule; see plate 4 of G. Prato,
“Il monaco Efrem e la sua scrittura,” S&C 6 (1982) 99–115. That supralinear omicron can be a generic sign of abbreviation by suspension comes as
no surprise for anyone acquainted with Greek arithmetical, astronomical, or
logistic texts: the sign for µονάς or for µοῖρα is very frequently µο, provided
with no termination (cf. n.12 above; on the syntactical problems raised by
this practice, surely dating back to the originals and strictly adhered to by all
copyists, see Rome’s remarks, Theon In Alm. XXIV–XXVI). Supralinear omicron
was not the only generic sign of abbreviation by suspension that later
became the standard compendium of a specific termination, as Heiberg
explains at Ptolemaei opera II XCI, a passage that deserves to be quoted in full:
“omnino ratio abbreuiandi adscripta nota ’ uel ς ideo saepius errandi occasionem dedit, quod librarii posteriores eius ignari lineolam pro compendio
aliquo tachygraphico accipiebant syllabam certam repraesentante, cum
nihil nisi abbreuiationem in uniuersum significaret ex sententia supplendam; uelut ς saepissime non ης significat, sed quamlibet terminationem, [a
43-item list follows], item ` non ον, sed lineolam abbreviationis, [a 35-item list
follows].”
41 For mathematical texts, it suffices to check the fragmentum mathematicum
bobiense. This is the scriptio inferior, dated to the 5th–6th century, of the palimpsest Ambros. L 99 sup. (Isidore of Seville Etymologiae), whose pages 113–
114 are reproduced in C. Belger, “Ein neues Fragmentum mathematicum
Bobiense,” Hermes 16 (1881) 261–284. The phenomenon of absence of terminations is particularly conspicuous in the case of substantives designating
mathematical objects, such as γωνία, πλευρά, etc.
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View in PDF(opens in a new window)and at any rate such compendia may easily remain in the pen.
A striking feature of the manuscript tradition strongly corroborates my hypothesis.42 In Matrit. 4678, f. 58v line 8, the
final sigma of ἄλογος is in fact the result of the correction of a
nu; the comma following µονάδων is so strongly marked (there
even are two commas, combining to produce a sort of very
distorted nu, which however must not be taken as the final nu of
µονάδων) as to make one suspect that it has the function of
preparing for the immediately subsequent correction. Thus, the
copyist of the Matritensis first wrote ἄλογον, maybe because he
or an earlier colleague of his had judged attaching the ἄλογο he
was reading in his model to the preceding πλῆθος to be quite
natural, but then corrected himself and also put a comma in
the text in order to forestall possible uncertainties as to the
form of the final letter of ἄλογος—after all, Diophantus is
assigning to a most generic kind of ἀριθµός the denomination
“ἀριθµός,” which admittedly is quite bewildering. The copyists
of Vat.gr. 191 and of Vat.gr. 304, who also mark a comma after
µονάδων and most likely intended their supralinear omicron as
the compendium for -ος, might have involuntarily “restored”
the exact reading of some common ancestor of the entire tradition of the Arithmetica. Passages like this, however, make me
suspect that such an ancestor simply is the Matritensis.43
Is just correcting the case-ending of the received ἄλογος
really a good solution? What does πλῆθος µονάδων ἄλογον
42 I thank Dr. M. R. Sanz San Bruno of the Biblioteca Nacional de
España for kindly allowing me to examine this fragile codex (accessed 7
May 2015); on my request, I. Pérez Martín confirmed the correctness of my
paleographic analysis. A digital reproduction of the codex can be found at
http://bdh.bne.es/bnesearch/biblioteca/Diofanto%20de%20Alejandr%C3
%ADa (p.128 of the file: the final sigma of ἄλογος is the last letter of the line
and its form is thereby distorted). However, suspicions as to its being a
‘prima intentione’ sigma already are raised by looking at the digital reproduction.
43 Pace the stemma proposed by Allard, La tradition 76. Tannery (II XXII–
XXV) also held that the Madrid codex is the ancestor of the non-Planudean
family, but his argument is quite poor.
Page 18
View in PDF(opens in a new window)mean? It is not easy to translate this adjective ἄλογος, whether
we attach it to the subsequent ἀριθµός or to the preceding
πλῆθος—maybe “undefined” or “undetermined,” as in Psellus/
Tannery’s or in Allard’s reading; maybe “unaccountable” as is
suggested in the title of the present article:44 the multiplicity of
the units contained in the ἀριθµός cannot be a matter of discourse simply because it is by definition impossible to say what
it amounts to. Yet, the difficulty of providing a satisfactory
translation of ἄλογος does not mean that bold emendations, as
Tannery’s is, are required.
It is in fact obvious that in his sentence Diophantus did not
intend to use ἄλογος in the strictly technical sense that the term
assumes in the theory of irrational lines as expounded in Euclid
Elem. 10. In this theory, in fact, the adjective qualifies straight
lines and regions (hence geometric magnitudes, not numbers)
that are incommensurable, in a sense which is ill-suited to
represent arithmetical states of affair, with straight lines or
regions taken as references.45 Maybe it is for this reason that,
when referring in the Arithmetica to solutions that cannot be
expressed in numbers (non-rational, in modern parlance),
Diophantus never employs ἄλογος, but οὐ ῥητός “non-expressible,”46 that is, not having to the unit a ratio expressible in
44 The adjective ἄλογος can also bear a connotation of potentiality, as is
easy to verify (LSJ can suffice).
45 See Elem. 10.def.3–4. The Euclidean notion is ill-suited because lines
whose squares have to the square on the reference straight line a ratio expressible in numbers, yet not a ratio of square numbers, would not be
termed ἄλογοι. In modern parlance, a line that is √2 times the reference
line is not an “irrational” line in the sense of ἄλογος assumed in Elem. 10,
but a ῥητή, “expressible”: the ratio of the square on this line to the square
on the reference line is 2:1; this, of course, is a ratio of a number to a number, still, it is not a ratio of square numbers (for instance, 9:4 is one such
ratio).
46 The fourteen occurrences of the adjective in the Arithmetica are distributed as follows: “non-expressible” number, I 204.19, 208.7, 210.1, 212.6–7;
“non-expressible” equality (that is, not admitting an expressible solution),
264.13; “non-expressible” double equality (referred to in the neuter), 270.5.
Page 19
View in PDF(opens in a new window)numbers. As a consequence of this lexical choice, the only
occurrence of ἄλογος in the Arithmetica is in the Diophantine
sentence.
Still, even if a term has a well-defined, and canonical, technical sense, it does not follow that one is compelled to take it as
a rigid designator, even in technical contexts, and to refrain
from using it in more current or metaphoric meanings. It
suffices to think of Psellus’ two ἄλογοι-species, and of his seemingly sloppy explanation: quite simply, the designations mean
that the 5- and 7-species did not have, in the system alternative
to the one expounded by Diophantus, a specific denomination
—they remain unexpressed or, as it were, unworthy of discourse. All in all, the possibility that Diophantus allowed himself a (in his eyes) harmless wordplay is to be regarded as more
likely than not.47
___
On the affirmative side, one has: “expressible” number, I 242.21, 370.5,
400.11, 408.3, 422.13, 430.25, 436.18; “expressible” right triangle (that is, a
right triangle whose sides can all be expressed in numbers), I 402.22. Still,
this Diophantine terminology is again at variance with the theory of Elem.
10, since there, once the reference straight line is fixed, ἄλογος and ῥητός
are complementary predicates, so that, mutatis mutandis, what is οὐ ῥητός to
Diophantus can still be ῥητός iuxta Elem. 10 (the example is the same as that
in n.45 above). Diophantus was not the only ancient mathematical author
who simplified the Euclidean dichotomy “expressible”/“irrational”; for a
discussion of the entire documentary record see B. Vitrac, Euclide, Les Eléments (Paris 1990–2001) III 43–51. In Byzantine logistic treatises, a further
terminological shift occurred and ῥητός became synonymous with “integer
number”; see for instance the definition of “expressible number” in Theodorus Meliteniotes Tribiblos astronomike 1.2 (106.74–76 Leurquin): καί ἐστι
ῥητὸς µὲν ἀριθµὸς ὁ ἐκ µοιρῶν µόνων συγκείµενος, ἄρρητος δὲ ὁ µὴ ἐκ
µοιρῶν µόνων ἀλλὰ καὶ λεπτῶν συγκείµενος.
47 There even are a couple of passages in the first two paragraphs of the
introduction of the Arithmetica in which Diophantus appears to play with his
own terminology: cf. the striking phrase ὑποστῆσαι τὴν ἐν τοῖς ἀριθµοῖς
φύσιν τε καὶ δύναµιν (I 2.6–7; the play with δύναµις is obvious, the ὑπόστασις is the specific part of a Diophantine problem, in which the numbers
to be determined are expressed in terms of the ἀριθµός and possibly of
higher species); and the expression προσλαβοῦσα διδαχήν (I 2.13; the verb
is a techical term denoting addition).
Page 20
View in PDF(opens in a new window)However, in ancient technical writings one finds less pointed
technical meanings of ἄλογος, all obviously related to the main
technical meaning of λόγος as “ratio”: either a relation between magnitudes otherwise falling in a system of ratios is
ἄλογος since it cannot be expressed by a ratio, or the unit of a
particular arithmetical system is ἄλογος since it cannot have a
ratio to itself.48
To the first category belong some specific elaborations of
rhythmic and harmonic theory. As for rhythmic theory, Aristoxenus qualifies a foot as ἄλογος whose down-beat is intermediate between twice and once the up-beat; the foot itself is
called χορεῖος ἄλογος.49 The reason for this foot being ἄλογος
lies in the fact that the relation between the down-beat and the
up-beat is not specified by a well-defined ratio, but the former
is only said to lie somewhere between twice and once the latter.
The same “deficient” foot (but its name is not given) is evoked
by Dionysius of Halicarnassus when he praises the succession
of dactyls, “and those filled with ἄλογοι,” with which Homer at
Od. 11.596–598 describes Sisyphus’ vain efforts.50
In harmonic theory, the second category is represented by a
passage in Ptolemy’s Harmonica, where it is said that “a note is a
48 See D. Fowler, The Mathematics of Plato’s Academy2 (Oxford 1999) 191–
193, for a complete list of occurrences of ἄλογος and ἄρρητος/ῥητός in
Plato, Aristotle, and the Presocratic philosophers. A discussion of the passages in which these terms assume a technical meaning would bring us too
far from the goals of this note—but see n.55 below.
49 Rhyth. 2.20 = p.22.19–29 Pighi, in particular 22.26–29 (see also the
interesting explanation on ῥητόν and ἄλογον in rhythms at Rhyth. 2.21): ὁ
γὰρ τοιοῦτος ποὺς ἄλογον µὲν ἕξει τὸ ἄνω πρὸς τὸ κάτω· ἔσται δ’ ἡ ἀλογία
µεταξὺ δύο λόγων γνωρίµων τῇ αἰσθήσει, τοῦ τε ἴσου καὶ τοῦ διπλασίου.
καλεῖται δ’ οὗτος χορεῖος ἄλογος. This choreios foot is generated when the
long of a dactylic foot is shorter than the perfect long; the same phenomenon occurring in the anapest gives rise to the “cyclic” foot: Dion. Hal.
Comp. 17.12 (123.12–17 Aujac-Lebel, with discussion at 21–25 and references in the “Note complémentaire” at 212). For ἄλογα διαστήµατα in harmonic theory see [Plut.] De mus. 39, 1145D.
50 Comp. 20.21 (145.14 Aujac-Lebel, with references at 217).
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View in PDF(opens in a new window)sound that retains one and the same tone. Hence each taken
alone is ἄλογος, for it is one and undifferentiated in relation to
itself, whereas ratio is a relation and occurs first in two terms.”
The basic entities of harmonic theory are the intervals, that is,
the relations between pairs of notes; notes taken in isolation are
irrelevant to melody, as Ptolemy will explain in the subsequent
sentence: “in a comparison between two notes, when they are
unequal-toned, it makes a ratio from the quantity by which one
exceeds the other, and it is in these that the melodic and the
unmelodic appear.”51
Finally, one also finds a decidedly metaphorical use of ἄλογος, still in a scientific domain: Herophilus’ theory of human
pulse, modelled on rhythmic theory.52 Herophilus defines the
rhythm associated with pulse as the ratio between the time of
dilation and the time of contraction, and holds that any of
these times, at an assigned age of human life, is an integer multiple of the time of dilation or of contraction of the newborn
child (in whom these times are equal). Herophilus then sets up
a rhythmic model of “normal” pulse-rhythms: a short is assigned to the primary time-unit, a long to any time of dilation
or of contraction longer than this. In this way, the pulserhythm is represented by a metrical foot: the basic rhythm of
the newborn child is represented by the pyrrhic foot (short
dilation, short contraction), that of the growing child by the
trochee (long, short), that of full-grown man by the spondee
(long, long),53 old people having a iambic pulse-rhythm (short,
51 Harm. 1.4 (10.19–23 Düring; transl. Barker): φθόγγος ἐστὶ ψόφος ἕνα
καὶ τὸν αὐτὸν ἐπέχων τόνον. διὸ καὶ µόνος µὲν ἕκαστος ἄλογος, εἷς γὰρ καὶ
πρὸς ἑαυτὸν ἀδιάφορος, ὁ δὲ λόγος τῶν πρός τι καὶ ἐν δυσὶ τοῖς πρώτοις.
κατὰ δὲ τὴν πρὸς ἀλλήλους, ὅταν ὦσιν ἀνισότονοι, παραβολὴν ποιεῖ τινα
λόγον ἐκ τοῦ ποσοῦ τῆς ὑπεροχῆς, ἐν οἷς δὴ τό τε ἐκµελὲς ἤδη καταφαίνεται
καὶ τὸ ἐµµελές. See also the explanation given by Porphyry at In Harm.
87.25–88.16 Düring.
52 See H. von Staden, Herophilus. The Art of Medicine in Early Alexandria
(Cambridge 1989) 276–284 and frr.172–185.
53 Taking up another mathematical term, Herophilus calls this pulserhythm διὰ ἴσου (a standard manipulation of ratios: see Euc. Elem. 5.def.17
Page 22
View in PDF(opens in a new window)long). Herophilus held that the pulse of the newborn child
is constituted ἄλογον. He calls the pulse which does not bear a
proportion with respect to some “pulse” an ἄλογον pulse, for it
has neither a double ratio, nor a ratio of one and a half to one,
nor any other ratio, but rather is completely short, and we observe it to be similar in size to the prick of a needle. For this
reason Herophilus called it ἄλογον, as one should.54
The reason for the newborn child’s pulse being ἄλογος lies in
the fact that the ordered pair time-of-dilation/time-of-contraction is the unit defining the pulse-system, and this unit cannot
have a ratio to itself. In the same way, to writers like Nicomachus or Iamblichus, the ratio of equality (in particular if it is
conceived as the ratio of one to one) is of a different nature
than the other ratios, its function being more properly that of a
principle for the more complex system of relations of inequality.55
We see, thus, that another way of being ἀ-λόγος in the arithmetical domain is simply to be the “unit” of a particular system
that admits of a numerical model, since this cannot bear any
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and proposition 5.22).
54 Rufus Syn.puls. 4.3 (= fr.177 von Staden; transl. von Staden, with
modifications): τοῦτον τὸν σφυγµὸν Ἡρόφιλος ἄλογον συνεστάναι φησίν·
ἄλογον δὲ καλεῖ σφυγµὸν τὸν µὴ ἔχοντα πρός τινα ἀναλογίαν· οὔτε γὰρ τὸν
διπλάσιον, οὔτε τὸν ἡµιόλιον, οὔτε ἕτερόν τινα λόγον ἔχει οὗτος, ἀλλά ἐστι
βραχὺς παντελῶς καὶ τῷ µεγέθει βελόνης κεντήµατι ὁµοίως ἡµῖν ὑποπίπτει·
διὸ καὶ πρῶτον αὐτὸν Ἡρόφιλος ἄλογον δεόντως εἶπεν.
55 See Nic. Ar. 1.17.4 and Iambl. In Nic. 3.37–38 (112.24–32 Vinel =
43.22–44.7 Pistelli). In this context, one should not forget the formidable
Platonic wordplay (whose mathematical connotations are obvious given
Theaetetus’ achievement on classifying “powers” celebrated at Tht. 147C–
148B) about στοιχεῖα ἄλογα καὶ ἄγνωστα as opposed to συλλαβὰς γνωστάς
τε καὶ ῥητάς (Tht. 202B6–7) underlying the argument developed at 202B–
204A: again, the basic elements of a complex system such as speech are
quite aptly termed ἄλογα—“unaccountable,” in Levett’s translation. It is a
general feature of Greek thought, most notably in mathematical contexts, to
regard the principles of a system of entities as having a different nature than
that of the elements of the generated system, but here the point is to call
such principles ἄλογα.
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View in PDF(opens in a new window)relations with (that is, ratios to) itself. It would have been interesting to see Diophantus striving to invent a name for the
µονάς as a 0-species, and Anatolius/Psellus to find an ordinal
to attach to this very peculiar ἄλογος.
5. Complement: the sign for the ἀριθµός
As for the sign for the ἀριθµός, Tannery prints an inverted
stigma; Heath has it as a final sigma, as I have done above.56 The
signs featuring in the Matritensis and, to a lesser extent, in the
other manuscripts also are S-shaped. The problem is that this
sign coincides both with one of the most current abbreviations
of ἀριθµός57 and with one of the most current abbreviations of
καί (not to mention the fact that it also represents the numeral
“six”). However, as all manuscripts consistently have, a graphic
tool was at hand in order to differentiate between discursive
objects (abbreviations) and metadiscursive objects (signs): overlining the signs (that is, putting a macron on them), a tool used
for instance to mark numeral letters and the denotative letters
occurring in geometric proofs.58 As for differentiating the ab56 On the sign for the ἀριθµός in the Arithmetica see Tannery’s remarks at
Diophanti opera II XL–XLI; Heath, Diophantus 32–37. Neither author was in a
position to take into account the evidence of P.Mich. III 144, on which see
below.
57 Note the difference: basically the same graphic entity (the grapheme
here represented by ς) is at the same time an abbreviation of the part of speech
ἀριθµός, used in its current meaning within the Diophantine sentence (discursive function) and a sign of the arbitrary designation ἀριθµός mentioned
in the same sentence (metadiscursive function). For the problems raised by
the interplay between signs and abbreviations when syntagms designating
mathematical entities are at issue, see F. Acerbi, “Funzioni e modalità di
trasmissione delle notazioni numeriche nella trattatistica matematica greca:
due esempi paradigmatici,” S&T 11 (2013) 123–165.
58 The overhanging bar identifies a string of signs that does not have a
proper grammatical or syntactical function in the discourse. This happens
in particular when the string of signs does not give rise to a Greek word:
these are denotative and numeral letters, as said, but also terms originating
in other idioms, or contractions of Greek words like the nomina sacra (see in
the first place L. Traube, Nomina sacra [Munich 1907] 45–47); such terms
can possibly be preceded by a “citational” neuter article, depending on
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View in PDF(opens in a new window)breviations of ἀριθµός and of καί, this was the function of the
compendia for terminations (in our case, a supralinear omicron)
and related accentuation marks.59 The result is what we read in
the Matritensis: the first ς (abbreviation) carries a supralinear
omicron and a grave accent,60 the second ς (abbreviation) only
has a grave accent, the third ς (sign) a macron. As a matter of
fact, the copyist did not do a perfect job,61 for he unduly added
a grave accent, just after the macron, to the third ς (a sign
cannot have an accent); what is more, he always expanded
elsewhere the sign to suitable forms of ἀριθµός.
As we have seen in the apparatus to the Diophantine sentence in the Matritensis, John Chortasmenos (†1431), the author
___
what use is made of them in the argument. But this is not the only possibility: the grammatical papyri and the earliest manuscripts of Greek grammatical treatises mark by means of macrons the examples of the parts of
speech at issue (and these are “true” Greek words): so Par.gr. 2548, codex vetustissimus and the only witness of the “minor works” of Apollonius Dyscolus;
f. 106v, where the macrons are conspicuous, is reproduced as plate 19 in G.
De Gregorio, “Materiali vecchi e nuovi per uno studio della minuscola
greca fra VII e IX secolo,” in G. Prato (ed.), I manoscritti greci tra riflessione e
dibattito (Florence 2000) 83–151 (137–138 for the date of the manuscript).
For the papyri see A. Wouters, The Grammatical Papyri from Graeco-Roman
Egypt (Brussels 1979), passim; these papyri usually comprise lists of parts of
speech, none of which is preceded by the “citational” article. In all these
cases, the macron is the graphic counterpart of the distinction between mention and use (as a part of speech in the ongoing discourse) of a string of characters, that is, between denotative and semantic function. The abbreviations
do not require macrons since their graphic features—which include nonalphabetic elements such as compendia for terminations, letters supra lineam,
marks of contraction or of suspension such as slashes or bars possibly
singling out only a subset of the string of alphabetic signs—automatically
exclude them from the set of “possible terms of the Greek language.”
59 But confusion between these two terms on the basis of a misinterpreted
abbreviation is one of the most widespread errors encountered in mathematical manuscripts. For Diophantus see Tannery at Diophanti opera II
XXXV.
60 The two Vatican manuscripts also add the breathing.
61 This is the first copyist of the Matritensis, whose work on the Arithmetica
ends at the fourth-to-last line of f. 62r.
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View in PDF(opens in a new window)of extensive annotations infra lineam to the Arithmetica in this
codex,62 glosses the first ς with ἀριθµός and the third with the
indication καὶ ἔστιν αὐτοῦ σηµεῖον τόδε, followed by a sign
widely used by later Byzantine copyists and almost identical
with the canonical abbreviation of οὖν. It goes without saying
that there is no guarantee that the sign originally introduced by
Diophantus for the ἀριθµός also coincided with an abbreviation of ἀριθµός. On the other hand, the evidence of P.Mich.
III 144 (2nd cent. init.), the only such piece of evidence in which
this sign appears, strongly suggests that the Matritensis, and the
entire medieval tradition of the Arithmetica with it, faithfully reproduces, while accentuating its sinuosity, the original sign.63
June, 2015
CNRS, UMR8560
‘Centre Alexandre Koyré’, France
fabacerbi@gmail.com
62 See Pérez Martín, Maxime Planude 450; F. Acerbi, “Why John Chortasmenos sent Diophantus to the Devil,” GRBS 53 (2013) 379–389.
63 The papyrus is edited in C. E. Robbins, “P. Mich. 620: A Series of
Arithmetical Problems,” CP 24 (1929) 321–329; a reproduction can be
found at http://quod.lib.umich.edu/cgi/i/image/image-idx?c=apis&page=
search, inventory number 620. The S-shaped transcription in Robbins’
article is quite faithful to the form the sign has in the papyrus.