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Theology and Philosophy in Early Greek Thought
Gregory Vlastos
The Philosophical Quarterly, Vol. 2, No. 7. (Apr., 1952), pp. 97-123.
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Ver en el PDF(se abre en una ventana nueva)PHILOSOPHICAL
QUARTERLY |
Vor. 2.
No.7
APRIL 1952
THEOLOGY AND PHILOSOPHY IN EARLY GREEK
THOUGHT
I
When one reads the pre-Socratics with open mind and sensitive ear
one cannot help being struck by the religious note in much of what they
say.
Few words occur more frequently in their fragments than the term
‘god ’.t The style itself in certain contexts is charged with religious associations ; the rhythm and sentence structure of certain utterances is unmistakably hymnodic.? In Parmenides and Empedocles the whole doctrine of
Being and Nature is put forth as a religious revelation. The major themes
of all the physiologoi—the creation of the world, the necessity of its order,
the origin of life, the nature of the soul, and even such things as the causes
of winds, rain, lightning and thunder, rivers, meteorites, eclipses, earthquakes, plagues—were matters of vivid religious import to their contemporaries. Lightning, thunder, a storm, an earthquake were ‘signs from
Zeus’ (Gioomuiu) that could stop a meeting of the Law Courts or of the
Assembly ;® religious feeling for an eclipse could overrule military intelligence to cause the greatest disaster ever suffered by Athenian arms.4 The
philosophers who took the ‘natural’ view of these things could not be
indifferent to the religious bearing of their conclusions. To think of them
1See the word-index in H. Diels and W. Kranz, Fragmente der Vorsokratiker, 5th ed.,
Berlin, 1934-37 (all subsequent citations of pre-Socratic fragments refer to this work),
s.v. theos : eight columns of listings, against six for physis, less than six for kosmos.
See Ed. Norden, Agnostos Theos, Leipzig, 1913, p. 164; K. Deichgraeber, ‘ Hymnische Elemente in der philosophischen Prosa der Vorsokratiker ’, Philologus 88 (1933) ;
and now W. Jaeger, Theology of the Early Greek Philosophers, Oxford, 1947, passim.
SFor the evidence see e.g. O. Gilbert, The Constitutional Antiquities of Sparta and
Athens. Eng. tr., London, 1895, p. 292, notes 3 and 5.
4Thuc. 7.50.4.
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Ver en el PDF(se abre en una ventana nueva)as mere naturalists, bracketing off their speculations from religious belief
and feeling, would be to take a very anachronistic view of their thought.
Now it is just this view that was upheld quite belligerently by Burnet,®
whose Early Greek Philosophy has gone through four editions since its first
“ publication in 1892 to become the most influential guide to the study of
the origins of Greek thought in the English-speaking world. Burnet explained away the term ‘ god’ in the pre-Socratics as a ‘non-religious use
of the word’ (p. 14); and though perhaps he never thought through the
meaning of this remarkable expression, the general point of his contention
is clear enough.
Like many a god and goddess in Hesiod, he argued, the
‘ gods ’ of the philosophers are not ‘ objects of worship ’ but ‘ mere personifications ’ of natural phenomena. Now it is true that the physiologoi maintained in all their thinking a singular independence from the public cult.
If this were all that Burnet had in mind, his contention would be not only
true but, as I shall argue shortly, absolutely fundamental to the proper
understanding of their religious ideas. But Burnet went far beyond this
when he claimed that they themselves attached no religious import to
“ those ideas which they proclaimed in open or tacit defiance of the prevailing
faith. It is true, of course, that their primary object is to understand nature,
not to reform religion. When they discuss religious concepts, they are
generally content to leave religious practices alone.
But even this statement has important exceptions, and though one of them fits Burnet’s thesis,
the rest go dead against it.
In Empedocles it is the mystic, not the physiologos, who is exercised
about the cult. His heart-wringing appeals for a religion undefiled by
animal sacrifices and the eating of beans are inspired by the Orphic piety
of his Purifications which admits of no rational connection with the scientific
temper and doctrine of his work On Nature.® But in Xenophanes we find
something quite different. When he calls nature ‘God’ he is asserting
no ‘mere’ personification, but a doctrine which has urgent religious relevance, since it prompts him to attack the traditional beliefs as both irrational
and irreverent.® It is impious, he says in effect, to speak about the gods :
in a good cause: he was combating the error, then prevalent in some quarters,
‘of deriving science from mythology ’ (p. 14).
“See below, Section V. On the relation of Empedocles’s Purifications to Orphism
see e.g. W. Kranz, ‘ Vorsokratisches III’, Hermes 70 (1935) at pp. 112-115.
TAristotle, Met. 986 b 24, ‘looking at the whole ouranos, the One, he said, is god ’.
*B 1.13-14, ‘ Pious (<¥ppovas) men must first hymn god with reverent (eÜdbúpuous)
myths and pure words’. Which myths he considered irreverentis clear from lines 21-23
of this fragment and B 11, B 12. My translation of edppovas differs from the usual
rendrings (‘ joyful’ in Burnet and Kathleen Freeman), butis justified both by the context and by such usage as in Aeschylus, Choephorot 88, müs edbpov’ do, TOs Kareúfopat;
edpuois = ‘auspicious, of good omen’ (Liddell & Scott, s.v.).
Here, as in the
following ‘ pure’ (kaPapoict), Xenophanes is reinterpreting current religious terms,
transposing them into the framework of his own rational religious beliefs. The word
‘god’ in the citation is not necessarily the One God of his philosophy of nature. As
Grube observes in another context (review of Jaeger’s Paideiain American Journal of
Philology 78 [1947], p. 211, n. 17), ‘6 Oeds no more implies the existence of one God
than 6 dvOpwros the existence of only one man. . . Both are generic’. Thisis quite
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Ver en el PDF(se abre en una ventana nueva)as Homer and Hesiod do, implying that his doctrine sets general standards
for pious utterance. Heracleitus goes much further when he blasts away
not only at what people say about the gods, but at what they do in their
most sacred rites.” Such modes of worship offend not only his reason, but
his religious sense ; they are not only ‘ madness ’ (B 5, B 16), but sacrilegious
madness, ‘ unholy mysteries’ (B 14). There is a strong implication here
that there can and ought to be a different form of worship which would
qualify as ‘holy’; and this is confirmed by a passage in Iamblichus:
‘I distinguish two kinds of sacrifice : first, those of the completely purified,
such as would happen rarely with a single individual, as Heracleitus says,
or with a handful of men; secondly, the material . . .1° We need not
take this as a wilful preference for solitary worship. It is more likely an
expression of Heracleitus’s despair of the capacity of the ‘many’ to understand what he was talking about and to act accordingly. In any case, it
is clear that the ‘divinity’ of his World Order™ is seriously meant as a
genuine religious object which could be worshipped by the enlightened.
Nor will Burnet’s appeal to Hesiod support his thesis. Certainly many
divinities of the Theogony were not worshipped; but the same could be
said of scores of figures in the traditional mythology which no one would
term ‘ non-religious’. A Greek might know of no local cult to Sun or Moon,
and might even think with Aristophanes? that none existed throughout
the whole of Greece, and still be outraged by a denial of their bona fide
divinity.1®
Certainly, too, many of Hesiod’s figures are personifications
of natural or human phenomena ; but to say they are ‘ mere ’ personifications
is to confuse the issue. What is there more typical of Greek religion than
the personification of winds, springs, rivers, earth, season, graces, love,
victory, justice, peace, etc., whose religious vitality is attested in the cult ?14
It is not Hesiod’s verse that personifies everything from Lightning and
Thunder to Sleep and Fear and Rumour, but the religious attitude of his
people which feels the world as the theatre of super-natural and super-human
forces. When Hesiod fills out the divine genealogies with innumerable
clear here, since the fragment shifts to ‘gods’ in line 24. The relation between the
‘One God’ and the many ‘ gods’ in Xenophanes is obscure. All we can get from the
fragments is that the moral, non-anthropomorphic properties of the ‘One God’ are
normative for the ‘ gods ’ as well.
*Attacks on purificatory rites and on image-worship, B 5: on the mystery cults,
especially those of Dionysus, and magicians, B 14, B 15.
In B 92 I follow H. Fraenkel
in ascribing only the words ‘ Sibyl raving mouth ’ to Heracleitus : ‘raving ’ (mainesthai)
is the antithesis of Heracleitean logos, sophie, and is used in his denunciation of mystic
rites at B 15. Diels’s (and the usual) editing of this fragment would make the raving
Sibyl the prototype of Heracleitean wisdom !
10B 69; omitted in Burnet, as W. K. C. Guthrie observes, Orpheus and Greek Religion
(London, 1935), p. 230.
11B 67, B 102, B 114, and see H. Fraenkel, ‘ Heraclitus on God’, Trans. Amer.
Philol. Ass. 69 (1938), pp. 230-244.
13 Peace 406 ff.
130f, the decree of Diopeithes, Plutarch Pericles 32;
and Plato Ap. 26 de.
MSee L. R. Farnell, Cults of the Greek States (London, 1909), Vol 5, Chapter 11 and
notes.
When Aristophanes jokes, ‘ pour a libation to Stupidity ” (Knights 221) he is
not even lampooning this habit of mind;
he is just taking it for granted,
Página 5
Ver en el PDF(se abre en una ventana nueva)persons, some of whom doubtless never figured in earlier mythology, he is
simply pursuing the logic of this animistic view of nature and life. They
all belong to the same ‘race’ as the gods of the cult, they all have some
share, great or small, of that mysterious power which exalts divine beings
above the rigid limits of natural necessity.
And this is precisely what, on any theory, Heracleitus (for example)
did not mean, when he called his World Unity ‘god’. What then did he
mean? Burnet’s theory stops him from so much as asking the question,
and leaves him with a blind spot for that part of pre-Socratic thought which
is its unique contribution to religion. Thus he can see no more in Xenophanes
than a denial of ‘ the existence of any gods in the proper sense’; the words
“One god’ mean ‘No god but the world’ (p. 128). The result has the
effect of a distortion. It turns the pre-Socratics into purely ‘scientific’
thinkers, ignoring the fact that, for better or for worse, their ‘ science’ was
far more (and less) than science, in our sense, has any business to be.1° Doubtless their concept of nature as a self-enclosed, self-regulative system is the
intellectual foundation of science, and they who built it out of incredibly
inadequate materials have every right to be considered pioneers of the
scientific spirit. But neither can we forget on this account that those who
„discovered this concept of nature believed that they found in it not only
the principles of physical explanation, but also the key to the right ordering
of human life and the answer to the problem of destiny. They began with
the faith that nature itself was animated!’ by that Wisdom and Justice
which the most enlightened conscience of their race had imputed to Zeus.
So long as this faith lived they could transfer to nature the reverence hitherto
reserved for Zeus and could therefore call nature ‘ god’ without indulging
in an empty figure of speech.
18See below, n. 90;
p. 11:
and cf. B. Ehnmark, The Idea of God in Homer (Upsala, 1935)
‘the criterion of divine power is its supernatural power’.
Jaeger (op. cit.,
above, n. 2) holds that Hesiod’s gods ‘ are really subject to what we should call natural
law ’ because they have all been ‘ generated by the mighty power of Eros’. The premise
goes a long way beyond anything in the Theogony, where Eros gets five lines altogether
(120-123, 201-202). But even if we choose to read the potency of Eros into every
‘birth ’ in the Theogony, we are still a long way from ‘ natural law ’, in a realm where
the natural pattern of sexual generation can be broken ad libitum without occasioning
the slightest surprise, as e.g. in the birth of Athena, or the birth of Erinyes, Giants, '
Nymphs, and Aphrodite (183 ff.), to say nothing of the (preumably asexual) generation
of the originals, Chaos, Earth, Eros himself, and Night.
16This is recognized by Burnet himself in a remarkable passage. In Greek Philosophy
(London, 1914) pp. 11-12, he notes that Greek philosophy ‘ is dominated from beginning
to end by the problem of reality (rd ôv) ’, à problem ‘ which at once takes us beyond
science ’, and adds: ‘ Greek philosophy is based on the faith that reality is divine. . .
It was in truth an effort to satisfy what we call the religious instinct ’. Here is impressive
evidence that the vision of this great scholar was not blinkered by his theory. Had he
pursued this line of thought he would have forestalled my objections. Unfortunately
he did not; on p. 29 of this later book he repeats, almost verbatim, the statements,
made many years before in Early Greek Philosophy, which I have criticized here.
17] use the word advisedly.
See my ‘ Equality and Justice in Early Greek Cosmologies ’, Classical Philology 42 (1947), p. 177 and notes,
Página 6
Ver en el PDF(se abre en una ventana nueva)There is a kind of poetic justice in the fact that Professor Jaeger’s Theology
of the Early Greek Philosophers should have been delivered as the Gifford
Lectures (1936) at St. Andrews where Burnet had held for many years the
chair in Greek. It is not polemical in tone, and there is no mention of Burnet
except at incidental points where Jaeger agrees with him as often as not.
But it is doubtless the strongest reply Burnet’s thesis has yet received,!®
and it is all the more telling for keeping clear of the fanciful speculations
that marred earlier statements of the anti-thesis.!® It works with the
sound methodological principle that pre-Socratic philosophy is generally
marked ‘by close-knit coherence and should therefore be studied ‘as an
indivisible organism, never considering the theological components apart
from the physical or ontological’ (p. 7). Coming as it does from one of the
foremost living students of Greek thought, it cannot fail to command atten;
tion. It will remain for years to come one of the ‘standard’ books with
which every student of the pre-Socratics will have to deal. Such a work
does not lend itself to summary, and does not need it. The many insights
by which it illuminates and enriches our understanding of the first chapter
of Western philosophy can best be appreciated by those who will read the
book as a whole, with the leisureliness and care it invites and deserves. I
shall therefore forgo here any thought of surveying its positive contributions
and keep to a more limited and somewhat invidious task. I wish to discuss
briefly those aspects of the author’s thesis which strike me as open to grave
objection. The critical tone of my remarks will not be misunderstood, I
hope, as any reflection on the solid value of the work.2 It is merely incidental to the expression and documentation of an alternative point of view
which agrees with Jaeger against Burnet about the authenticity of the religious component in pre-Socratic thought, but prefers to interpret it along
somewhat different lines.
My main question springs out of the very use of the word ‘ theology’
both in the title and constantly throughout the book as a description of
the religious ideas of the pre-Socratics. The word, of course, means no
more than ‘account of god’ and could be so applied to any doctrine of
. divinity. But the historian of ideas must scruple to use fundamental terms
18For a sample of the clash compare their views of Xenophanes. Burnet: ‘He.
would have smiled if he had known that one day he was to be regarded as a theologian ’
(Early Greek Philosophy, p. 129); Jaeger: ‘only as a theologian can he be really
understood’ (p. 49).
1] am thinking particularly of K. Joel’s Der Ursprung der Naturphilosophie aus
dem Geiste der Mystik, Jena, 1906, whose title tells its own tale, and F. M. Cornford’s
From Religion to Philosophy (London, 1913), the early work of a great scholar which
over-works the hypothesis that the categories of Greek philosophy were ‘ already
implicit ’ in Greek mythology, and is further misled by uncritical borrowings from the
then fashionable school of French sociology. It remains for all its faults a valuable,
suggestive study.
20One’s best testimony to the value of the work of a serious scholar is to take it
seriously, either by way of assimilation or else by way of criticism where one is compelled.
to disagree. The former I have done repeatedly in earlier published work, expressing
my personal indebtedness to Jaeger for many things I have learned from him, and will
do so again both in this paper and hereafter.
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Ver en el PDF(se abre en una ventana nueva)without regard to their exact historical fitness. He must ask himself in
this connection: Would the physiologoi themselves have used the word
of their own speculations about divinity ? We know that Aristotle so terms
his metaphysics qua science of divinity,?4 and may assume that Plato would
not be averse to have his arguments about the existence and providence
of the gods described as ‘ theology.” But we also know that neither Aristotle
nor Plato assumed so much for the natural philosophers who preceded them.
As Jaeger observes of Aristotle, ‘in historical contexts . . . he used the
term to designate certain non-philosophers such as Hesiod and Pherecydes,
whom he contrasts sharply with the oldest genuine philosophers or physicists ’ ;2 and Plato’s practice is quite similar.24 The basis of the contrast
in Aristotle’s mind seems to be mainly that the theologians talk myth,
while the philosophers speak the rational language of natural inquiry. Jaeger
«would then seem to be on safe ground in taking this over, and so juxtaposing
to the mythical theology of the older poets the rational or natural theology
of the philosophers. But Aristotle never talks that way. As a historical
term, ‘ theology ’ for him (and for his school) has a clearly marked denotation
which’ excludes the physiologoi. Why so? The answer is not to be found
in Aristotle, who never stopped to analyse the problem.2> We can get at
it only by looking at the actual work of the theologians themselves, beginning
Met. 1026 a 19; 1064 b 3.
Jaeger holds that the very word theologia was coined by Plato (and adds, here
unconsciously controverting the major thesis of his own book, ‘ and he [Plato] evidently
was the creator of the idea’, p. 4). But Plato is a fastidious linguist. When he makes
up a word he is very self-conscious about it (e.g. at Theaet. 182 a). There is no hint of
terminological innovation at Rep. 379 a; the word is introduced by Adeimantus
(not Socrates) as a variant for ‘ tales about the gods’: Socrates, ‘ The founders ought
to know the canons (fypous) in accordance with which the poets should tell their stories
(mythologein) [sc. about the gods] . . .’; Adeimantus, ‘. . . What then are the canons
for stories [or, accounts] about the gods (typoi peri theologias) ?’ The casualness with
which the word is used here (and, curiously enough, never again in Plato in contexts
such as Laws X where we should most expect it had it been ‘ coined ’ to indicate ‘ the
importance from Plato’s point of view of the mental attitude which it tries to express ,’
Jaeger, p. 194) suggests that it was in common use at the time. And I see no good
reason for doubting that those who ‘spoke about the gods’ (hoi legontes peri theon,
Plato, Laws 886 c, of the theogonists ; cf. Empedocles B 131, amphi theon . . . logon,
of his own theogony) would be referred to as theologoi long before this time ; similar
compounds with -logos such as chresmologos, meteorologos, occur in fifth-century texts;
Philolaos B 8, if genuine, would settle the point. Whether theologia was used as the
title of any of the sixth-century theogonies (as Diels assumes, e.g. in the case of Pherecydes) is a different, and secondary, question, which cannot be settled from the available
cvidence.
He adds a little further:
‘ Eudemus [of Rhodes, the first writer of a history of
theology] would never have included his master Aristotle, the creator of metaphysics
or theology in the philosophical sense, among the theologians’, p. 5;
he have included Anaximander or Anaxagoras.
still less would
#At Laws X. 886 cd he distinguishes between (a) those who ‘ speak about the gods ’
and propound ‘ theogonies ’ and (b) those ‘ recent wise men’ (véov Kat copiv) whose
cosmology is materialistic, further identified later at 891 c as ‘all the men who have
undertaken natural investigation’. The distinction, assumed at the beginning, is
rigorously observed in the body of the ensuing argument which explicitly ignores the
former (886 d) to concentrate on the refutation of the latter (886 e ff.).
Neither did Plato. But his practice comes much closer to what, I shall argue, is
the real difference, taking it for granted that the theologians are talking about the
gods of the cult (cf. Tim. 40d-41a) while the physiologoi are either downright atheists
or else deny (the primary assumption of the cult) that the gods ‘ care for human affairs ’
Página 8
Ver en el PDF(se abre en una ventana nueva)with Hesiod whose fully preserved text and well known impact on Greek
thought gives us our best basis for judgment.
When Herodotus (2.53.2) speaks of those who ‘ composed a theogony
for the Greeks and gave the gods their names and divided their honours
and occupations and designated their forms’, he gives pride of place to
Hesiod.2° His very wording here echoés the Theogony : ‘Tell how at the
first the gods and earth came to be, . . . and how they divided their wealth
and shared their honours’.2” The gods Herodotus is thinking about are
quite specifically the gods of Greek worship. Hesiod’s range is broader.
It takes in gods whose connection with the cult is marginal, indeterminate,
or wholly non-existent. But the ultimate concern of the Theogony is with
the major deities of the cult, ‘the gods, givers of good things ’.® The great
drama of the Theogony turns on the ‘ struggle for honours ’?? between Titans
and Olympians. It tells how the former lost to the latter just that ‘ wealth ’
and ‘honour’ whose possessors qualify as cult gods by virtue of having
‘good things’ to give to those who honour them with sacrifice,. libation,
‘and prayer.
There is no need to slight in this connection the cosmogonic and cosmological interests of the Theogony. An adventurous mind could hardly inquire
into the origin of the gods without passing over into the kindred question
of the origin of the world. This would come all the more naturally to one
who thinks, as Hesiod does, of the four main articulations of nature, Earth,
Sky, Sea, and Night, as themselves divine beings, whose generation accounts
at one stroke for both the origin of the physical universe and the generation
of the whole ‘race’ of the gods. Thus theogony broadens out easily into
cosmogony, and even passes at times into pure cosmology, as in the famous
description of the geography of the universe (720 ff.), with equidistant
intervals from Sky to Earth and from Earth to Tartarus, and its remarkable
account of the ‘ sources and limits’ in Chaos of Earth, Sky, Sea, and Tartarus (736 ff.). One may recognize all this, and still assert that the great
bulk of the epic is not cosmology or cosmogony, but theogony and theology.*°
Its primary purpose is two-fold:
first, to sort out the motley mass of
divinities, both the ones that Hesiod found ready-made in cult and those
added by his own inspired fancy, into well-defined stems of descent; and
secondly, to vindicate the reigning order among the gods. The latter not
only establishes the supremacy of the gods of the cult over all the rest,
26An earlier testimony of the crucial role ascribed by the Greeks to Homer and
Hesiod in the shaping of the popular creed comes from Xenophanes, who makes them
the main butt of his attacks (B 11, B 12).
27108 ff. ; I follow Solmsen (Hesiod and Aeschylus, Ithaca, 1949, p. 8, n. 7) in accepting the genuineness of vv. 111-114. For ‘honour’, ‘ gift’ (ru, yépas, É@pov), ‘lot’
(totpa) among the gods, see also vv. 74, 204, 393-399, 413, 882, 885.
Vv. 46, 111; also 633 and 644 where the ‘givers of good things’ are clearly
identified with the Olympian faction.
29V. 882. In Homer (Il. 15.165 ff.) the ‘ lots’ and ‘ honours ’ of the gods are fixed
by primordial moira.
In Hesiod they have to be fought for and apportioned as spoils
of war.
30Cf. Solmsen, op. cit., p. 58:
‘itis wrong to call the Theogony a cosmogonic poem ’,
Página 9
Ver en el PDF(se abre en una ventana nueva)but ends the quarrelsome anarchy ‘of the Homeric pantheon and assures
law and order on Olympus under the stern authority of Zeus. Hesiod’s
audience is now assured that each cult god has and keeps his proper province,
so that each may be worshipped without risking offence to his peers and
thus causing more trouble than he is worth.
This is what makes Hesiod’s work a theology in a sense which cannot,
by any stretch, take in the physiologoi. It is not merely that his forms of
thought are mythical, his standards of rationality more primitive, his con-.
clusions more traditional than theirs, All these things are true, but do
not get at the heart of the difference, which is just this: The divinity
of the physiologoi has no direct connection with the public cult, and is indeed
so independent of it as to leave the very existence of the cult-gods in doubt
and expose the most sacred ritualistic acts to Heracleitus’s scornful rejeetion.?! Hesiod’s teaching of divinity, on the other hand, puts the objects
of the public cult at its centre. The information it conveys and the assurance
it offers about the divine order makes the acts of the cult sensible propositions
to a thrifty, calculating, peace-loving worshipper, such as Hesiod himself
and the rural public to which he spoke.3? What the ‘ Greeks ’ got from
his Theogony—not later philosophers, like Aristotle, who regarded it so
patronizingly as uncouth, archaic cosmology, but the people at large who
read it as a religious text—was a creditable and satisfying account of the
gods they worshipped.
III
It is just this relation to the public cult that Jaeger ignores in his account
of Hesiod’s theology* and systematically belittles when he gets to the
theogonies which are contemporary with the first generations of pre-Socratic
philosophy. His thesis here is that these ‘theogonic writers cannot be
understood except in the light of their close reciprocal relationships with the
philosophers of their own period’ (p. 57). Now we do not know what
influence, if any, these theogonies had on the philosophers, nor does Jaeger
profess to tell us.?* Nor is there any evidence of philosophical influence
#1The average man would at least gather from the teaching of the physiologoi that
it makes the worship of the traditional gods perfectly pointless. Cf. the reaction of
Strepsiades (Clouds 425-26), when converted to the new philosophical divinities : ‘I
absolutely will not talk to the other gods, not even if I run into them on the street ;
I will not sacrifice, nor pour libations, nor offer frankincense to them ’.
.
#Hesiod’s work is not, of course, apologetics for the cult ; none would be needed
where no doubt of its validity has yet arisen. But when he comes across a specific
feature of the cult which must have struck him and his hearers as decidedly queer, he
is ready to explain away the difficulty with an aetiological myth:
vv. 533 ff., and
Solmsen, op. cit., pp. 48-49, for the interpretation of the Prometheus story as an aetiological myth.
Though not in Paideia (Vol. I, 2nd Eng. edition, New York, 1945, p. 65), where
he was not preoccupied with the thesis of the present book.
S4Reconstructions of such influence are not lacking in the literature.
With the
single exception of the influence of Orphism on Pythagoreanism, they are wholly conjectural, and amount to nothing more than the detection of certain supposed resemblances between the theological and philosophical cosmogonies. For the best statement
of this point of viee see Guthrie, op. cit., Chapter VII. I can only record the impression
that the ingenious ‘ parallelisms ’ which are traced here between, say, Anaximander
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Ver en el PDF(se abre en una ventana nueva)on any of the theogonies prior to that of Pherecydes.%5
With this one
exception, all that remains of their ‘ close reciprocal relationships ’ with the
philosophers is that they dealt with the common problem of the origin of
the world, the nature of the gods, the destiny of man. But their attack
on these problems is decidedly different. Is the difference merely that they
tell myths, while the philosophers do not? If that were all, Jaeger might
be justified in treating them as a half-way house between Hesiod and Ionian
physiologia.
But in so doing he misses—ignores or explains away?*—the
remarkable fact that these theologies are one and all ascribed to men who,
as historical or legendary characters, were leading figures in the new religious
movements and activities of the time.
Orpheus is the founder of mystic
rites par excellence ;2? so is Musaeus, and also a patron of cathartic medicine.% Of the historical figures Epimenides is the famous purifier of Athens,
prophet, founder of shrines ;39 Onomacritus a no less famous expert in
and the Orphic cosmogony are (a) unconvincing at such points as the alleged correspondence between a supposed gonimon in Anaximander and the Orphic Egg or between
‘ Anaximander’s Moist and the Orphic Eros and (b) constitute no proof of an ‘ indelible
impression ’ which the Orphic theogony is here (p. 224) said to have made on Anaximander, and cannot even be taken as evidence of Anaximander’s acquaintance with
this cosmogony. If we could generalize from the fragments of Xenophanes and Heracleitus, we would have to say that Ionian philosopgy ignores the sixth-century theogonies: Xenophanes makes Homer and Hesiod the butt of his polemic against the
poets (above, note 26); Heracleitus inveighs against the same pair but names also
Xenophanes, Hecataeus, and Archilochus (B 40, B 42, B 56, B 57, B 105, B 129);
neither of them mentions Orpheus or Musaeus or any of the rest except Epimenides, who
is mentioned by Xenophanes as having lived 154 years (B 20).
85Nothing in Jaeger to this effect except for (a) the conjecture that the two Titans
in Epimenides B 5 are Oceanus and Tethys followed by the further conjecture, ‘ possibly
the philosophy of Thales has been influential here ’ (p. 66), and (b) the assertion that
‘as in the older [sc. Pythagorean] philosophy, Air [in Epimenides B 5] is thought as
the void’ (p. 65). (a) needs no comment. As for (b), there is no evidence in the text
that ‘ air is thought as the void ’, nor, if there were, would it be chronologically plausible
to infer Pythagorean influence on a sixth-century theogony; but perhaps Jaeger’s
statement is not intended as assertion of philosophical influence, which would then
reduce the ‘close’ influence of philosophy on the theogonies prior to Pherecydes to
the compound conjecture in (a).
36On the ground (p. 60) that the nominal authorship is frequently demonstrably
false. But what matters here is (a) the fact (not the veracity) of the ascription and
(b) the use to which these writings were put, as, e.g., by Orphic sectaries, prophets and
priests (Eur. Hippol. 925-27;
Plato Rep. 364 e and Meno 81 a-c).
97Elur. Rhesus 943-44, ‘ Orpheus taught her [Athens] the torch-processions of mystic
rites’; Aristoph. Frogs 1032-33, ‘Orpheus taught us mystic rites and to abstain
from slaughter; Musaeus the healings of diseases and oracles’; Plato Prot. 316 d
{ancient ‘ sophists ’ assumed various guises, one of them being that of] ‘ those occupied
with mystic rites and oracles, followers of Orpheus and Musaeus’; Ephorus ap. Diod.
5.64.4:
‘he was the first to introduce mystic rites to the Greeks’.
For the interpretation see especially I. Linforth, The Arts of Orpheus, Berkeley, 1941, pp. 291 ff.
Jaeger’s remark (p. 60), ‘ he [Orpheus] was not a specifically religious figure but rather
a mystical singer of primeval times ’, seems to me to pose a false contrast.
Orpheus
was both singer and religious figure ; one could refer to him qua singer ; but is there
any instance where a theological doctrine would be referred to him qua mere singer ?
Jaeger himself assumes without question a little later that the account of the soul in
the ‘ so-called Orphic poems ’ (Arist., de An. 410 b 22 ff.) is ‘ Orphic ’ in the specifically
religious sense of the word.
38A glance at the fragments in Diels-Kranz will show how persistently he is associated
with the foundation of mystic rites, especially those of Eleusis. On his association
with religious (purificatory) healing Aristoph. Frogs 1033 is decisive,
See the fragments in Diels-Kranz,
Página 11
Ver en el PDF(se abre en una ventana nueva)oracles 34 Pherecydes’s religious ventures are obscure, but we do know his
reputation as a wonder-worker.“ Is it likely that theogonic writings would
be imputed to such figures if there were no connection between the religious
speculations contained in these works and the religious enterprises of their
reputed authors ?
The only way we can account for both the unprecedented proliferation
of such a literature and the peculiar authority attached to it by the sectaries
of the new cults‘? is to consider how urgently the sponsors of new rites
would need to explain and justify their meaning over against the massive
authority of the traditional ceremonials sanctioned by long established
usage. Thus the new worship of Dionysus produced ‘ sacred tales ’ (kieroi
logoi) which ‘ explained’ to the Greeks ‘ both the name of Dionysus and
the sacrifice and the procession of the phallus ”.# A similar function was
served by the tales which expounded the Orphic belief in reincarnation :
the Platonic Socrates says he heard them from ‘men and women wise in
_ things divine ’ whom he identifies expressly as ‘ priests and priestesses who
have made it their business to give an account of the matters with which
they are occupied ’.“ Even more instructive, I think, is Plato’s account
of the itinerant prophets at Rep. 364 b 2 : they appeal to Hesiod and Homer
for support on some doctrinal generalities ;
but they produce ‘a mass of
books by Musaeus and Orpheus ’ as authorities for their ritual. The bond
Herodotus 7.6, ‘ a chresmologos who set in order the oracles of Musaeus’. I do
not know why Diels-Kranz do not include his fragments among those of the theogonists ;
see the relevant testimonies in Kern, Orphicorum Fragmenta, Berlin, 1922, pp. 55-56,
and for the interpretation, M. P. Nilsson, ‘ Orphism and Kindred Movements ’, Harv.
Theol. Review 28 (1935) at pp. 195-198.
4Arist. frag. 191 Rose says of Pythagoras : ‘and he did not hold back from Pherecydes’s mircale-mongering ’. Theopompus’s Mirabilia included a section on Pherecydes
(Pherec. A 1 and A 6).
“Eur. Hippol. 954.
43Herodotus 2.48.3 ff. The original explanation Herodotus attributes to the quasimythical Melampous who, he thinks, imported the cult from Egypt ; but he adds that
it was improved by ‘ subsequent wise men (sophistat)’. How close the bond between
such ‘ sacred tales’ (hieroi logoi) and the cult might be in certain cases we learn from
another report in Herodotus where the explanatory ‘ sacred tale ’ appears to be actually
incorporated in the mystic rite (2.51.4). (One cannot help comparing in this connection
his account of Persian sacrifices [1.132.3] where the recitation of a theogony by a Magos
is part of the ritual; this report is now confirmed, I think, by students of early semitic
ritual, who show the ceremonial function of Babylonian and Palestinian myths of
Creation: for the references see Cornford’s essay, ‘ A Ritual Basis for Hesiod’s Theogony ’ in The Unwrit en Philosophy, Cambridge, 1950, though Cornford’s interpretation
of Hesiod along similar lines strikes me as forced). That readings from sacred bibloi
were a part of the ceremonial in some fourth century mystic rites is clear from Demosth.
18. 259.
44Meno 81 a.
The importance of this passage was called to my attention by Linforth, op. cit, p. 294, whose interpretation I am largely following here.
45BB\wv 58 dnadov mapexovras.... Kaas OuyTohoicw, literally, ‘ they produce a
pile of books . . . in accordance with which they perform their ritual’. I follow the general
view in taking the ‘ they ’ of this sentence, to be the ‘ mendicant priests and soothsayers ?
of 364 b 5; I am not convinced by Linforth’s suggestion (op. cit., pp. 90-91) that the
subject is the holders of the general view introduced at 364 a, since the people in question
here are obviously priests, while the general view would be that of the public at large.
Incidentally, I believe that Lindsay’s and Cornford’s rendering for agyrtai, * mendicant
priests ’, is correct and clearly supported by the dictionary (Liddell & Scott, new ed.,
s.v.) : from ageiro, to collect, agyrtes generally ‘ beggar ’, in special contexts ‘ begging
priest ’). P. Boyance, ‘ Platon et les Cathartes Orphiques ’, Revue des Hiudes Grecques
Página 12
Ver en el PDF(se abre en una ventana nueva)of such a literature with the cult is not only as close as Hesiod’s, but closer,
since it moves into that area of religious procedure which Hesiod had so
largely left alone. But I am not suggesting that we should think of the
major theogonies as ad hoc fabrications to explain this or that rite. We
may certainly credit their authors with vigorous, adventurous minds that
would hardly be satisfied with piecemeal aetiologies, but would weave their
interpretations of particular myths or rites into a far-flung pattern of creation
and salvation. The few surviving fragments attested by good authorities
suggest that these theogonies were no less ambitious in scope than Hesiod’s
epic.4 Vast canvasses they must have been, thronged with gods and goddesses, drawing the whole universe into their design, accounting in their
own fashion for the origin and nature of gods, world, and men. But somewhere along the line their story would make good the claim of the religious
enterprise favoured by those who composed or recited it and undermine,
by implication or open attack, the claims of their rivals. Such a hypothesis
will account for the known facts. And though the dearth of evidence makes
it impossible to prove it, it can at least be partially documented in fragments
of the one theology whose outlines can be reconstructed with some measure
of confidence, that of Pherecydes.
Following Aristotle’s famous statement that Pherecydes ‘does not say
everything in myths ’,* scholars are generally agreed that this comes closer
55 (1942), at p. 225 and ff, rightly insists that there is no ground for taking the word to
mean ‘charlatan, quack’;
Plato takes obviously a very harsh view of these people,
but he is not contrasting them as bogus-Orphics with ‘real’ Orphics.
On the other
hand, I see no reason to assume that Orphism was anything like a coherent, homogenous
"movement ; not only was Orphism itself ‘ but one of the many currents of mystic and
cathartic beliefs emerging in the archaic age ’ (Nilsson, op. cit., p. 185), but there were
different currents within it, so that Plato could speak with deep respect of some Orphic
functionaries in the Meno and adopt its doctrine of COpa-o ja. (Crat. 400 c) in the Phaedo,
yet still feel quite free to vent his scorn on the itinerant soothsayers of the present
passage.
4] hope this will meet Professor Rose's objection (‘ Theology and Mythology in
Aeschylus ’, Harv. Theol. Review 39 [1946] at pp. 15-16) that Linforth’s view (referred
to at note 44, above) is not ‘ the whole truth ’. Rose speaks of the theologians as ‘ minds
not so radically tempered as to insist on going to the very foundations of the subject,
in this case their own religion . . . ., taking nothing for granted and arguing from first
principles, yet sufficiently alert to ask themselves what the time-honored names, legends,
and rites meant’ (p. 16). This is perfectly acceptable except that in two respects it
would hardly apply to the major theogonists who, unlike such poets as Pindar and
Aeschylus, (i) did go in their own way ‘ to the foundations of the subject ’ and (ii) were
concerned with more than the ‘ time-honoured names, legends, and rites ’ since their
data would include new rites, legends, and even (as certainly in Pherecydes) names.
“Fully confirmed in the Aristophanean imitation of Orphic theogony at Birds
685 ff., which is modelled on Hesiod not only in the scope and style of the theogony but
also in the immediately following (709 ff.) parody of Works and Days ; see e.g. Rogers’s
notes ad loc. The Aristophanean theogony, incidentally, also confirms the general
relation of theogony to cult : the Birds’ claim to world sovereignty having been asserted
against Zeus on the ground that they are ‘ more ancient and older than Cronus and
Titans and Earth’ (467-68) and therefore (562) deserve to be worshipped above the
(traditional) gods, the theogony in due course puts their claim to cosmic priority into
the framework of a full-fledged account of creation.
4 Met. 1091 b 9. But note that Aristotle does not consider him any less of a ‘ theologian’ on this account : he puts him in the same company with the Magi, whose
connection with the Persian cult we know from Herodotus (above, note 43).
Página 13
Ver en el PDF(se abre en una ventana nueva)to philosophy than any of the surviving theogonies.* But does this justify
the statement that the names of his cosmogonic deities ‘ are merely a transparent archaistic veil which by no means obscures their purely speculative
character ’?°° Speculative some of them certainly are. But are they
‘ purely’ speculative? Have they no definite connection with the cult?
This it seems is what Jaeger is concerned to assert, presumably on the ground
of borrowings from the philosophers. He holds that Pherecydes was influenced by Anaximander in substituting the beginningless, ever-living Zas,
for the Hesiodic Zeus, great-grandson of Earth, and also in turning the
traditional Cronus into the time-god, Chronos.® But would these transformations, whatever their debt to philosophy, serve ‘merely [to] express
the recent utterances of speculative thought’ (p. 69)? The first thing we
are told about Zeus (Bl and B2) is that he gave Gé (Earth) as a wedding
gift®? to Chthonié (another name for Earth, here co-original with Zeus and
Chronos) and that thus Chthonié acquired the ‘name’ Gé. Now Wilamowitz
has pointed out that in Mykonos, hard by Pherecydes’s native Syros, there
is a cult to GE Chthonié, whose apparent redundancy would be very properly
49See e.g. von Fritz in Pauly-Wissowa Realenzyklopaedie, s.v.; Kathleen Freeman,
Companion to the Pre-Socratic Philosophers (Oxford, 1946) pp. 36 ff.
50Jaeger, p. 72; asserted (in the concluding paragraph of the chapter) of the sixthcentury theogonies generally, but intended (I assume) particularly of Pherecydes,
since it would apply much less to any of the rest.
SlJaeger I think has a reasonably good case in deriving Pherecydes’s doctrine of the
eternity of the cosmogonic deities from Anaximander (pp. 67-68), though we cannot
exclude the possibility that such an idea occurred independently to Pherecydes. The
case for deriving Chronos from Anaximander (p. 68 and notes) seems to me quite another
matter.
There is simply nothing in Anaximander’s system to correspond to Time as
a substance, still less a cosmogonic one;
and this, I think, should be the decisive consideration in our interpretation of the closing words of Anaximander B 1, kard rnv ToD
xpövov rfi, on which Jaeger bases his argument. That these words are a verbatim
citation has been questioned in an acute paper by F. Dirlmeier, ‘ Der Satz des Anaximandros’, Rhein. Mus. 87 (1938), pp. 376-82, whose arguments, though answered in
part by K. Deichgraeber (‘ Anaximander von Milet ’, Hermes 75 [1940], at pp. 16-17)
make it hazardous to base any argument on the assumption that the words in question
are Anaximander’s own. Assuming that they are, Jaeger insists that the word taxis
has the active sense, ‘ ordinance’ or ‘ decree’, rather than the merely passive sense
‘order ’ (p. 35 and notes; also earlier in Paideia, I, 2nd English ed., New York, 1945,
p. 455, note 50; a similar view had been taken still earlier by H. Fraenkel, ‘ Parmenidesstudien ’, Goett. Nachrichten, 1930, p. 183). I concede that if taxis was in the original
fragment it probably had the active sense; but if so, it could only have been pure
metaphor (for the periodic, cyclical order of ‘ reparation ’), part of the ‘ poetic language ?
to which Theophrastus so pointedly refers in making the citation. It could not be
literally meant because the idea of Time as an agent, issuing ordinances and decrees,
has absolutely no place in the system as we know it. I conclude, accordingly, that there
is no evidence for Jaeger’s assumption that Pherecydes borrowed his Chronos from
Anaximander, since no one would seriously argue that Pherecydes copied a cosmogonic |
deity from an incidental metaphor in a physicist.
As for the equation of Chronos-
Cronus, it is not asserted in the fragment ; but it is in the testimonies (A 9), and parallels
the equations Zeus = Zas and Ge = Chthonie; one may perhaps conjecture that
Chronos became Cronus through Zas’s intervention, as in the transformation of Chthonie
into Ge. I agree with Gomperz (‘ Zur Theogonie des Pherekydes ’, Wiener Studien 47
[1929], at p. 16, n. 6) that Wilamowitz’s sententious ‘Ich halte einen Urgott Zeit im
6. Jahrundert fiir undenkbar ’ is sheer dogmatism.
52de is thus Chthonie’s ‘ gift of honour ’ (yépas, B 1; Tovrw ce rıu®, B 2). Various
cities claimed the honour of having been Zeus’s wedding-gift (Acragas, scholiast to
Pind. O1.2.10 ; Thebes, Euphorion ap. scholiast to Eur. Phoen..687; both from Zeus
to Persephone eis ävakakvrTipia). Pherecydes extends this idea, making the whole earth
a wedding-gift to Chihonie.
Página 14
Ver en el PDF(se abre en una ventana nueva)explained here by Pherecydes’s theology :
dark, barren Chthonië becomes
the multi-colored, fertile Earth when fructified by Zas, the principle of
life.5® Here the Hesiodic bestowal of ‘honours’ by Zeus to other deities®*
is merged with the notion of a divine marriage (hieros gamos), the prototype
both of the Greek marriage-rites and of a solemn fertility-festival, the hieros
gamos, celebrated in various parts of Greece.” The deities to which the
hieros gamos is now referred by Pherecydes, including the explicit reference
to them of the presentation of the gifts of Unveiling (the Anakalyptêria) in
the nuptial rites,>> would surely be more than ‘ purely speculative ’ entities,
mere expressions of ‘the recent utterances of speculative thought’. As
for Cronus, he too is quite different from the Hesiodic figure, since he now
fights against the Titans, retains possession of the heavens, and is there
crowned king of all.57 That Cronus is not, as in Hesiod, Zeus’s prisoner
in Tartarus, but his honoured associate in the upper world, may be asserted.
on good evidence as Orphic doctrine ;
and a fragment of Pherecydes
explicitly connects the fight of his Cronus against the Titans with ‘the
mysteries about the Titans and the Giants who are said to have made war
on the gods and the [sc. mysteries] in Egypt about Typhon and Horus and
Osiris ’.5° Finally we have the testimonies of Pherecydes’s teaching about
the soul which Jaeger completely ignores—just why, I do not know. Cicero
tells us that his doctrine of the eternity of the soul is the first extant in
literature; another source that he believed in transmigration; a third
5%‘ Pherekydes ’, Preuss. Akademie der Wissenschaften,
Klasse, 1926, at p. 125 : Glaube der Hellenen, I, at p. 210.
54$ee above, note 27.
Sitzungsber., Phil.-hist.
55See L. R. Farnell, op. cit., I, pp. 184 ff. and notes; and W.K. C. Guthrie, The
Greeks and their Gods (London, 1950) pp. 53 ff.
56B 2: ‘from this arose the custom (nomos) among both gods and men’. Rose
interprets the presentation of the gifts of Unveiling as ‘in itself a rite of Union, for
to give part of one’s property is to give a piece of one’s self and therefore a kind of
communion with the recipient ’, and adds that traces of the Unveiling-rite still survive
in the marriage-rites in modern Chios (Ancient Greek Religion, pp. 33 and 146).
57B 4, The leader of the Titans is now Ophioneus, an obscure figure in Greek mythology, but mentioned also (as Ophion) in the theogony sung by Orpheus in Apollod.
Rhod. Argon. 1. 496 ff. (= Orpheus B 16 in Diels-Kranz), as ‘ holding sway on snowy
Olympus ’ before he was expelled by the might of Cronus and ‘fell into the waves of
the Ocean ’.
58 It occurs in one of our earliest and best sources of Orphuc belief : Pindar’s Second
Olympian Ode (cf. also Pyth. 4.291).
It is implied at v. 70, where the souls of the just
‘pass by the highway of Zeus unto the tower of Cronus’.
The life of the just here
(vv. 62 ff.) ‘ not vexing the soil with the might of their hands, nor the water of the sea,
to gain a meagre livelihood ’ is pictured quite obviously as that of the ‘ age of Cronus’
(Hes. Op. 111 ff.), no longer a remote antiquity, as in Hesiod, but a perpetual present
in the Isles of the Blest.
(Hesiod, Op. 169-169 e Rzach, where Cronus, reconciled with
Zeus, reigns over the Isles of the Blest, is generally recognized as a later interpolation :
see Solmsen, op. cit., p. 156, note 142).
5B 4, The ‘ mysteries about the Titans and the Giants ’ must be Dionysiac and/or
Orphic (Paus. 8.37.5, ‘ Taking the name of the Titans from Homer, Onomacritus both
composed rites to Dionysus and made the Titans the perpetrators of the sufferings of
Dionysus’). For the connection of Dionysiac and Orphic rites see Nilsson, op. cit.,
p. 202 and ff. The reference to the Egyptian rites is to be understood in the light of
the widespread Greek belief that various Greek divinities and rites, especially Dionysiac
and Orphic, came from Egypt ; see e.g. Herodotus 2.48 (note 43, above), and Hecataeus .
of Abdera ap. Didorus 1.23 and 1.96, the latter including the statement that ‘ the rites
of Osiris and Dionysus are the same ’,
Página 15
Ver en el PDF(se abre en una ventana nueva)that he taught that duality of heavenly and earthly elements in the soul
which would be, on any theory, the most obvious corollary to the belief in
transmigration.” This dualistic conception of man would match and would
doubtless be connected in his theology with the ‘original [Zeus-Chthonië]
dualism ’ which Jaeger rightly finds ‘the distinguishing feature of Pherecydes’ theory ’ (p. 69).
The same belief in transmigration and in a dualistic conception of the
world recurs in Pythagoreanism, whose founder is presented by so many of
our sources as the junior associate of Pherecydes.fl Here for the first time
we find a chapter of pre-Socratic philosophy which can be confidently
classed as a theology, since its ultimate data were the hopes, rites, and tabus
that centred about the doctrine of transmigration.®? Like Epimenides,
‘Listed under A 2 and A 5 in Diels-Kranz ; fragments B 6 and B 8 also bear on his
doctrine of immortality. The heavenly and earthly parts of the ‘ soul ’ (Aponius in A 5)
is probably a reference to the dual nature of man’s life, whose mortal part is earth and
returns to earth, while its immortal part is ‘ heavenly ’ or ‘ aethereal ’ and returns to
its heavenly source. There are many fifth-century instances of this belief, some of them
listed in Gomperz, op. cit., p. 24, note 18; also Pindar frag. 131 : the ‘ body of all men
‘is subject to over-mastering death ’, but the eidolon, which ‘ alone comes from the gods ’
remains alive (a clear reference to mystic faith, since the first line mentions the ‘ rite
that releaseth from toil’;
also in the well-known Orphic tablets from Petelia and
Eleuthernai [Crete], B 17 and 17a in Diels-Kranz, ‘I am the son of Earth and starry
Heaven ’.
“The references in W. Rathmann, Quaestiones Pythagoreae, Orphicae, Empedocleae,
diss. Halle, 1933, p. 12, note 10.
“In his remarkably learned dissertation (cited in the preceding note) Rathmann
has taken it upon himself to dispute the general view that transmigration was certainly
taught by Pythagoras. His arguments on this score are completely unconvincing.
Thus Dicaearchus’s testimony is not discredited (as he suggests, p. 3 ff.) but on the
contrary greatly strengthened by his personal disbelief in immortality and tendency
to assimilate Pythagoras to his own preference for the ‘ practical life’. Rathmann
offers no good reason to doubt the reference of Xenophanes B7 to Pythagoras in Diog.
Laert. 8.36 (see W. Kranz, ‘ Vorsokratisches II ’, Hermes 69 [1934] at pp. 226-27) which
is conclusive contemporary testimony to Pythagoras’s belief in transmigration. A
more serious argument which has swayed Nilsson is drawn from the conflicts in the
testimonies concerning Pythagorean abstinence from flesh, ‘ some speaking of a general
prohibition of certain parts of the animal or certain animals, e.g. the matrix, the heart,
the brain, the sea-urchin, especially of such animals as were not sacrificed. If the general
prohibition against killing animals and eating their flesh existed originally among the
Pythagoreans, these special prohibitions would be meaningless’; and if the general
prohibition was not original, the belief in transmigration could not have been original
either (Nilsson, op. cit, p. 206). This leads Nilsson to think that the belief in transmigration came later, under Orphic influence. But surely, the conflict of our testimonies
on this point can be explained in other ways. We know that there were different
grades of membership in the Pythagorean order;
and there are explicit reports in
our sources that the rules for the lower grade (the akousmatikoi) were (as we would
expect) less stringent than for the inner circle not only in other matters such as the
sharing of property (see contrast of koinobioi with akousmatikoi in Iambl. Vita Pyth.
29-30; and cf. ibid. 80-81) and doctrinal proficiency (ibid. 81 and 87 ff.) but also quite
specifically for the observance of the ritual and dietary tabus (ibid. 108-109, 150).
Nilsson objects (Geschichte der Griechischen Religion, I, Munich, 1941, p. 666, n. 8)
that this resolution of the difficulty assumes that the distinction in grades of membership
had been established in Pythagoras’s own life-time.
But (i) I see no good reason to
doubt the testimonies of the biographical sources on this point, and (ii) even if the distinction did arise in the fifth century after his death, it could still account for conflicting
dietary prescriptions in our fourth-century sources. There are other factors, too,
especially in the case of Aristoxenus (the most vehement opponent of the tradition of
total abstinence), whose testimony is self-contradictory (cf. frag. 27 Wehrli, where
he does concede that the Pythagorean diet was vegetarian after all, but tries to explain
it away by giving medical reasons for it) as well as in contradiction to some of the best
authenticated original prohibitions (as e.g. that of beans, which Aristoxenus denies,
frag. 25 Wehrli), and can only be explained by his obvious effort to produce a rationalized, prettified portrait of Pythagoras, purged of magical features,
Página 16
Ver en el PDF(se abre en una ventana nueva)Onomacritus, and Pherecydes, Pythagoras was a religious sage : what
is more, he is known to have founded a coherent religious sect.®® In our
best and earliest sources we hear even more of his religious activities than
of his philosophy. Herodotus mentions the Pythagoreans only to refer
to the peculiar rites they shared with the Orphics. Plato mentions his
name only to speak of him as the founder of what was ‘ still the Pythagorean
mode of life”;
Isocrates, to say that he was distinguished for wisdom in
‘sacrifices and religious rites’ as much as ‘in the rest of philosophy ’.
That he enjoyed quasi-divine status;
that sundry miracles were ascribed
to him; that his order observed tabus which savour of primitive magic—
all this is vouched for by Aristotle.6* The only writings ascribed to him by
an early (fifth century) authority are the verses he is said to have published
under the name of Orpheus.°® Apart from the doctrine of transmigration
and the belief that ‘ things are numbers ’, the only idea we can credit to him
with any measure of probability is the conception of the world in terms of
a duality of principles, the finite and the infinite, the first being the principle
of the good, the second of evil.”” Here is something absolutely without
parallel in antecedent or contemporary natural inquiry ;”! and the contrast
6A prominent feature of all the biographical traditions.
*4Herodotus’s reference to him as ‘not the weakest wise man (sophisies) among
the Hellenes ’ (4.95) is, of course, no exception. Burnet wrongly translates sophistes
here as ‘ scientific man ’ (op. cit., p. 85). The context (Pythagoras as a teacher of Salmoxis) makes it clear that Herodotus uses sophistes here to mean ‘ religious sage’ as
e.g. at 2.49 : Rathmann (p. 47) compares also Eur. Rhesus 949, which refers to Orpheus
and Musaeus as sophistai ; so also Protagoras in Plato Prot. 316d. But I do not mean,
of course, to minimize Pythagoras’s encyclopaedic interests in philosophy, mathematics,
music, etc., which are amply attested by the general tradition and get near-contemporary
witness in Heracleitus B 40 and B 109; the latter is now generally accepted as genuine
(vs. Diels) and is a good testimony to his wide learning, in spite of the fact that the
words ‘ practised inquiry (historien) above all men’
is a sneer (so Verdenius, ‘ Notes
on the Pre-Socratics ’, Mnemosyne, S. III, Vol. 13 [1947], at pp. 283-4).
52.79, shorter version of the Florentine manuscripts, and Linforth’s commentary
(op. cit, 38 ff.).
66 Rep. 600 b. Our best commentary on the sense that Plato’s words here would
convey to his audience are the numerous references to the way of life of Pythagorean
sectaries in middle comedy (collected in Diels-Kranz, Pythagoreische Schule, E) where
the dietary tabus are most prominent.
87 Busiris 28-29.
‘Fragments 191 ff. Rose.
68Ton of Chios B 2; ef. Iambl. Vita Pyth, 146. For the interpretation see Linforth,
op. cit., pp. 110 ff.
‘
Aristotle, H.N. 1106 b 28, ‘ for evil is a [form] of the unlimited, and good of the
limited, as the Pythagoreans imagined’; also Met. 986 a 16 ff., 987 a 13 ff, 1093 b
11 ff. What is ‘ peculiar ’ to the Pythagoreans says Aristotle (987 a 13 ff., and cf. W. D.
Ross ad loc.) is that the infinite and the One (= the finite) are the ‘ substance’ of things
and ‘this is why they said that number is the substance of all things ’—a remarkable
presentation of the doctrine that things are numbers as an inference from the ultimate
cosmological dualism of finite-infinite. On this general topic see W. A. Heidel, ‘ Peras
and Apeiron in the Pythagorean Philosophy,’, Archiv für Geschichte der Philosophie
14 (1901), F. M. Cornford ‘Mysticism and Science in the Pythagorean Tradition ’,
Classical Quarterly 16 (1922) and 17 (1923), and the latest study, J. E. Raven, Pythagoreans and Eleatics (Cambridge, 1948) Chapter I which finds (rightly, I think, against
Cornford) that on Aristotle’s evidence ‘ there was in earliest Pythagoreanism an eternal
dualism ’, p. 18.
:
"The difference would hold even as over against Alcameon whose ‘ opposites’ are
cited by Aristotle, Met. 986 a 27 ff., as a doctrine ‘similar’ to that of the Pythagoreans :
(i) the finite-infinite duality do not appear in Alemaeon’s list, nor do the implied arith-
Página 17
Ver en el PDF(se abre en una ventana nueva)is all the more striking in that the only Ionian philosophers Pythagoras
could have known made the Infinite itself (Anaximander) or the infinite
Air (Anaximenes) the ultimate cosmogonic principle and endowed it with
the attributes of divinity. Pythagoreanism not only rejects the monistic
concept of nature axiomatic in the physiologoi, but implicitly condemns their
highest principle as evil. We can only infer that, whatever its details, this
cosmological innovation was the speculative ground for the dualistic conception of man implied by the belief in transmigration which is the one
doctrine we can certainly ascribe to Pythagoras.
IV
No one who has ever plunged into the bottomless pit of research into
Pythagoreanism will find it in his heart to blame Jaeger over-much for
leaving out this whole chapter from his book.’ The omission is disconcerting,
all the same. For if it is a philosophical theology that we are looking for in
the pre-Socratics, it is only here that we shall properly find it. For here
we do get a system of thought which, on the evidence, must have served
to justify the beliefs and practices of a religious cult. And this is precisely
what we do not get in any system of natural inquiry from Anaximander
to Democritus. There are no moorings in the cult for any of them from which
reason is not free to cut loose. They are free to condemn the cult with the
savage irony of a Heracleitus, or to explain its foundations away with the
relentless persistence of a Democritus.’
They are also free to ignore it
metical (odd-even) and geometrical (square-oblong) dualities ; (ii Alemaeon’s opposites
are not discriminated as ‘ good ’ and ‘ evil’ respectively (in spite of Aristotle’s citation
of ‘good and evil’ at Met. 986 a 34), since Alemaeon’s norm of health is equipoise
(isonomia, B 4), not subordination, as would be required if one term in each pair of
opposites were held ‘good ’ and the other ‘evil’. Alcmaeon was doubtless acquainted
with the Pythagoreans at Croton, and may have been on intimate terms with them ;
but there is no evidence for regarding him as a Pythagorean : see W. A. Heidel, ‘ The
Pythagoreans and Greek Mathematics’, American Journal of Philology 61 (1940) at
pp. 3-6.
“There are scattered references to Pythagoreanism in the book (especially at pp.
83 ff. and 151 ff.), but these are only incidental to the discussion of other doctrines.
A brief sketch of his view of the teachings of Pythagoras had been offered earlier in
Paideia, Vol. I (pp. 161 ff. of the second English edition).
?3Not in Empedocles’s Purifications, for (as I shall argue in Section V) this work
is not a genuinely philosophical theology, but a theology (in the more traditional sense)
tacked on to the philosophical system of the work On Nature.
See my ‘ Ethics and Physics in Democritus’, Philosophical Review 54 (1945) at
p. 581, note 24 : and‘ Religion and Medicine in the Cult of Asclepius ’, Review of Religion
13 (1949) at p. 284 and notes. When Jaeger (p. 181) says that Democritus ‘ did not
deny the gods altogether ’, but ‘ recognized eternity and imperishability as properties
belonging to the gods ’ and retained ‘ prayer as the most fundamental way of expressing
one’s faith in the reality of the Divine ’, he misunderstands B 166. There Sextus clearly
tells us that (according to Democritus) the eidola were not imperishable and that there
was ‘no other god [sc. other than the eidola] having an incorruptible nature’;
whence
it follows that there are no gods in the recognized sense of the word. When Sextus says
that Democritus ‘eÜyero that he might chance to meet lucky eidola’, ebyero can not
mean ‘ prayed’ (what sense would there be in praying to Democritean eidola ?) but
only ‘ hoped, wished for ’ as e.g. in Aristotle Z.N. 1118 a 32 and 1129 b 5. I must also
dissent from Jaeger’s interpretation (pp. 183-84) of B 30. I cannot see that this projects
the style of the Ionian philosophers and their monotheistic doctrine into primitive
times.
The style of the prayer is at least as old as Homer (cf. Il. 3. 177).
to ‘ Zeus ’ carries no necessary monotheistic implications.
The reference
Página 18
Ver en el PDF(se abre en una ventana nueva)altogether, and this is even more characteristic of them, quite symptomatic
of their general temper. Their theme is nature, and their object to explain
the how and why of its unfailing order. When they find in this a moral
meaning—and they all do before the atomists—they may express the trust
and reverence they feel for it by calling it ‘god’. But they may not go so
far. Thus there is no good conclusive evidence that either Anaximander”
or Anaxagoras’ called their cosmogonic principle ‘god’ or even ‘ divine ’.
If they did not, their reticence would be significant and easy to understand
from what we know of their position. Consider the case of Anaximander :
When one comes to his fragments fresh from the Theogonies,”” one moves
into a strange new world of thought and feeling. So many of the familiar
landmarks have vanished that one can hardly guess which of the old names
if any, its discoverer would have wished to conserve. Not only is it true
“Jaeger argues at length (pp. 29 ff., 203 ff.) that Anaximander did call the Apeiron
‘divine’. But the crucial text kal Tovr eivaı Td Oefov may just as well be (a) Aristotle’s
own interpretation of the view that the all-encompassing arche must be divine as (b)
citation or even paraphrase of Anaximander. (See J. S. Morrison in Journal of Hellenic
Studies 69 [1949], p. 90).
I see no definite evidence whatever in favour of (b), while (a)
is favoured by two considerations: (i) Td Qetov does not occur as a substantive for
‘ divinity ’ in any of the pre-Socratics or any other text prior to Aeschylus and Herodotus, while it is one of Aristotle’s favourite terms; (ii) the ancients did not understand this particular text or any other text at their disposal to say’that Anaximander
himself taught that the Apeiron was TÔ Oeiov : even the chapter in Aetius (1.7) which
generously supplies even Democritus with a god (= fire !), does not say that Anaximander’s Apeiron was god, but only that ‘ Anaximander declared that the infinite
ouranot were gods’. Cicero (de Nat. Deorum = Anaximander A 17) speaks, like Aetius,
of the worlds as nativos deos, and objects that they cannot be gods, since god must be
eternal.
78As Jaeger observes (p. 161) there is no such statement in the fragments;
he
disregards, I think wisely, such doxographic reports as those of Aet. 1.7.5. and 14.
He nevertheless holds ‘ that this must have been his doctrine’. . . . both (a) from the
hymn-like form in which the predicates of Nous are expressed, and even (6) from the
content of these statements . . . [e.g.] the epithets “ infinite ”, “ self-ruling ”, “ unmixed ”, and “itself by itself” ’ (p. 161). Both (a) and (6) beg the question which
is precisely whether Anaxagoras may not have used just these epithets in just that
style, and still held back from calling the Nous ‘ god’ or ‘ divine’. On similar grounds
one might have argued even more strongly that Parmenides taught the Divinity of
his Being ; but there Jaeger respects the silence of the fragments and concludes that
Parmenides ‘ definitely fails to identify Being with God’ (p. 107).
Though the ex
silentio argument is always dangerous, I think it unlikely that Plato would not -have
alluded to the divinity of Anaxagoras’s Nous, had he known of it, in the crucial passage
(Phaedo, 97 b ff.:
and cf. Laws 967 b) which argues that, having said so much (‘ nous
is the world-ordering principle ’), Anaxagoras should have said more (that ‘ everything
has been disposed for the best ’) ; since the latter would have followed even more strongly from a teaching of the divinity of the Nous, some reference to such a teaching, had
Plato known of any in Anaxagoras, would almost certainly have crept into Plato’s
argument.
“The standard ones, Homer’s and Hesiod’s, mainly the latter, since it was by all
odds the most influential. As for the sixth-century theogonies, I have suggested above
(note 34) that there is no evidence of Anaximander’s acquaintance with them. In any
case, they are infinitely closer to Hesiod than to Anaximander, since they continue
to assume the generation of the gods. The important exception is Pherecydes, whose
cosmogonic gods are explicitly said to be eternal. I have expressed above, note 51,
reserved agreement with Jaeger’s view that in this respect Pherecydes was probably
influenced by Anaximander. This is chronologically permissible on the general view
which makes Pherecydes a somewhat younger contemporary of Anaximander.
To
push Pherecydes towards the end of the sixth century (so Jaeger, p. 67) in order to
facilitate the possibility of philosophical influence on him seems to me unwarranted.
Incidentally, there is no evidence that Pherecydes ‘assimilated the philosophical
criticisms of anthropomorphism ’ (Jaeger, p. 69); the divine marriages and battles
which are so prominent in his theogony are definite evidence to the contrary.
Página 19
Ver en el PDF(se abre en una ventana nueva)that properties and functions traditionally reserved to the gods are now
transferred to an utterly different sort of entity ; what is more, the properties and functions themselves have changed. In creation the pattern of
sexual generation has been replaced. by a mechanical process, which simply
sorts out the physical components of an original mixture, and does so not
once, to creat the single world of traditional thought, but endlessly, to
produce innumerable worlds throughout an infinity of time. What is there
here that Anaximander would wish to denote by the same noun as that
used of Hesiod’s Zeus? We simply have no a priori way of answering the
question; we can only go to the evidence, such as it is.
This does not
tell us that Anaximander called the Apeiron ‘god’, but that he so called
‘the infinite worlds ’.7®
This, then, Anaximander may have felt, was the
best he could do for the gods in his system, presumably because the gods
of the Theogonies were themselves generated.” Reserving ‘ agelessness ?
to the Apeiron®, he was taking away from the gods their most characteristic
prerogative, but doing so by the compulsion of his logic.
In his system
whatever has a beginning must have an ending. If the gods have a birth,
they cannot be deathless; only the beginningless Apeiron can be truly
ageless and immortal.
No less different from the popular gods is the Apeiron in its role of world
‘governor’. ‘Traditionally the justice of Zeus is ‘ordained unto men’
and, quite explicitly in Hesiod, no further.®! Only occasionally are the
‘beasts’ too drawn into the circle of his Justice.®?
The forces of nature,
uncertainly personified as earth-born deities, are subdued by Zeus in the
battle with the Titans and brought more or less under his power. But there
is no notion of natural laws issued and maintained by Zeus. So far from
maintaining natural regularities, Zeus himself and the other gods over-ride
them right and left. To do so is their prerogative and indeed provides the
main medium of omens, oracles, marvels, punitive thunderbolts, storms,
plagues, etc., through which they make known their will to men and enforce
it upon them. What could be further from the Justice of the Apeiron whose
784 17; see above, note 75. There is a certain analogy here in Parmenides, who
calls Dike- Ananke a divinity in the realm of Becoming (A 37; B 12), but not in the
realm of Being.
As implied, of course, by the literal meaning of the word theo-gonia. As Jaeger
observes (p. 32) the term ‘ ever being’ (aièv êóvres), frequently applied to the gods in
Homer and Hesiod, ‘ shows merely that the gods are thought of as immortal, living
for ever’. That this usage is continued in the sixth-century theogonies is confirmed
by the Aristophanean imitation in the Birds; v. 688 speaks of the gods as ‘ the immortal, the ever being ’, while at v. 691 the theme of the theogony is announced as
‘the nature of the birds [= “ gods ” here], the generation of the gods . . …
cydes’s is the first known deviation from the tradition.
soB 2, B 3.
Phere-
81Hesiod Op. 276-78. Solmsen, op. cit., p. 104, n. 6 observes : ‘ Hesiod had restricted
these “ ideas ” [such as dike] to the dispensation of Zeus and to human society, setting
them far apart from the physical entities like Earth, Heaven, Land, and Sea, which
took shape early and have no part in the moral world order. In this important respect,
the Presocratics may be said to have destroyed the Hesiodic pattern’. See also his
remarks at p. 65 and pp. 159-160.
82Archilochus, frag. 84, Hiller-Cr.
Página 20
Ver en el PDF(se abre en una ventana nueva)laws, fixed in the physical structure of the world, are cosmic in their scope
and natural in their execution? When Jaeger tells us that Anaximander’s
cosmology offers ‘the first philosophical theodicy’ (p. 36), it is essential
to remember that the ‘justice’ and ‘reparation’ of fragment 1 operate
simply through the self-regulative periodicities of a mechanical equilibrium.
This is certainly more, as Jaeger observes, that a ‘mere explanation of
nature ’ in our sense of these words, or the words ‘ justice ’ and ‘ reparation ’
would be meaningless. But it is both more and less than a ‘ theodicy * in
any sense in which the Justice of the gods had been conceived or, for that
matter, ever was conceived, by the clientele of the Greek cult. No theodicy
could satisfy the cult which did not include a doctrine of individual providence, and no such doctrine could be squeezed out of Anaximander, or even
Xenophanes, Heracleitus, and others who did call nature ‘ god 84 Philosophy could fill the order only by grafting Zeus’s all-seeing eye on a cosmic
power, watchful of every single life to requite its vice and virtue in minute
proportion in this life and the next.
It was probably the Pythagoreans®®
and after them certainly Plato® and the Stoics who performed this remarkable operation, and thus produced a properly theological theodicy.
83] offer justification of this view at pp. 168 ff. of the paper cited above, note 17.
I wonder whether Jaeger is true to his own methodological principle (cited above,
p. 101) in speaking of ‘ divine justice’ in Anaximander without explicit consideration
of the (purely physical) mechanism through which ‘justice’ and ‘reparation’ are
maintained ?
“Jaeger takes it for granted that the Justice and Reparation of Anaximander B 1
occur not only in the physical cosmos but also in the world of politics and morals (p.
35: and earlier in Paideia, I, 2nd. English ed, p. 160). There is no evidence for this
assumption, nor is it possible to understand how it would fit Anaximander’s physics.
How would the balanced equalities of hot-cold, dry-moist, etc., enforce reparation of
human wrong-doing ? Heracleitus goes far beyond Anaximander in annexing ‘ human ?
to ‘ divine ’ law and justice. But even here the self-regulative execution of the ‘ common
law ’ inherent in the soul and the state falls far short of a doctrine of individual providence. So does Anaxagoras’s Nous as, I think, is clear from the disappointment of
the youthful Socrates with his cosmology in the Phaedo. Jaeger takes Anaxagoras
B 12 to mean that the ordering of creation by Nous proceeds in accordance with ‘ preconceived world-plan ’ (p. 163); but I do not know how he gets this out of exdopnoe
(‘ ordered, arranged ’) or mávra éyvw vovs (* Nous knew all things’). Anyhow, I think
Jaeger would agree that, so far as we can judge from the fragments, Anaxagoras’s
Nous was not meant to fulfil the function of a personal providence. Neither would
the Cosmic Intelligence of Diogenes’s Air. Jaeger follows closely W. Theiler (Zur
Geschichte der teleologischen Naturbetrachtung bis auf Aristoteles, Zurich, 1924) in
assuming that Diogenes was the source for the providential arrangements of nature
recited by Xenophon (especially at Mem. 1.4 and 4.3.), but adds that we cannot read
into this source the meaning they now have in Xenophon himself, ‘ namely, that these
are all ways in which the gods provide for man’s needs ’ (p. 168). Theiler’s learned and
ingenious thesis has never received to my knowledge the criticism it deserves. Earlier
S. O. Dickerman (De Argumentis Quibusdam apud Xenophontem etc., Halle, 1909)
had rejected the hypothesis that Diogenes was Xenophon’s source (p. 48); to Dickerman’s argument I would add that if Diogenes were as much of a teleologist as Theiler
takes him to be, he could hardly have been so completely ignored in Socrates’s vain
search for a teleological cosmology in the Phaedo.
85Not explicit in any reliable tradition of early Pythagorean teaching, but implicit
in the whole doctrine of transmigration with its teaching of divine judgment and retribution. Cf. Philolaus’s doctrine (B 15) that the gods keep a ‘ guard ’ over men.
®Notably at Laws 903 b ff, Cf. F. Solmsen, Plato's Theology (Ithaca, 1942) Chape
Página 21
Ver en el PDF(se abre en una ventana nueva)I hope my argument?” has made it clear that it concerns more than
linguistic propriety, and would not be met had Jaeger dropped the word
‘theology ’ and spoken less provocatively of ‘the religious ideas’ of the
pre-Socratics. The real issue here is not verbal usage, but historical matter
of fact, i.e. the actual relation of the beliefs of the pre-Socratics to those of
contemporary religion. I do not mean to suggest that Jaeger is unaware
of the gulf between the two. He often alludes to it in one way or another,
and remarks in one place that the gap which exists in this period ‘is never
again entirely closed ? (p. 174). My point is simply that, taking the gap for
granted, he never stops to measure it. The result of this omission is actually,
though doubtless unintentionally, an under-estimation of the vast distance
between the two types of religious belief, and consequently a failure to
exhibit the full dimensions of the unique achievement of the pre-Socratics
as religious thinkers. This, in a word, lies in the fact that they, and they
alone, not only among the Greeks, but among all the people of the Mediterranean world, Semitic or Indo-European, dared transpose the name and
function of divinity into a realm conceived as a rigorously natural order
and, therefore, completely purged of miracle and magic. To moralize divinity
was not their main, and certainly not their unique contribution. Pindar
and Aeschylus here labour in the same cause as Xenophanes and Heracleitus :
and the Hebrew prophets were doing the same a good two centuries before
Xenophanes, and with a passionate intensity unequalled by any Greek
philosopher or poet. But the world of Pindar and Aeschylus is thick with
magic of almost every description. The prophets of Israel and Judah
fought a valiant rear-guard action against wizards, necromancers, and
soothsayers. But they lacked the conceptual equipment to see that magic
was not only a religious impropriety but a sheer impossibility; and they
never cleared their minds of the notion of miracle which is the intellectual
foundation of magic. Miracle remained a permanent feature of Hebraic
as of Greek®® and, later, Christian piety. To present the deity as wholly
ST have made no mention of the Eleatics who occupy a unique position among the
pre-Socratics, partly because I have already sketched my interpretation of Parmendides’
peculiar blend of mysticism and logic in ‘ Parmenides’ Theory of Knowledge ’, Trans.
Amer. Philol. Assoc. 77 [1946] at pp. 74-77, partly too because I find Jaeger’s account
of Parmenides the most satisfying chapter in the whole book. ‘ What Parmenides
has done ’, he writes, ‘is to take over the religious form of expression and transpose it
to the sphere of philosophy, so that in truth a whole new intellectual world takes shape ’
(p. 97)—a fine statement, I believe, of the treatment of religious ideas not only by
Parmenides, but by all the physiologoi from Anaximander to Democritus.
“The same may be said of their contribution to religious universalism.
Jaeger
holds (p. 48) that this began in the western world ‘ neither with the Christian nor with
the prophets of Israel, but with the Greek Philosophers’.
But the idea of one God
who governs nature and all men is already in Amos (1.3-2.3 ; 5.8 ; 9.6-7).
SPlato’s position here is most instructive. Transmigration itself is a miracle, since
the immortal part of the soul is reserved to the reason and is disjoined from the passionate
and appetitive parts which are explicitly said to be mortal (Tim. 69 c ff.); how then
could the identity of the immortal soul be preserved throughout its incarnations in
apimals, reptiles, etc., which are conspicuously lacking in reason? It is no use trying
to explain away transmigration as a myth, since it is (i) the premise for the epistemological doctrine of Recollection in the Meno; (ii) the premise for the metaphysical
doctrine of the immortality of the soul in the Phaedo; (iii) repeatedly recognized in
the cosmology of the Timaeus, Plato's attitude to the irrationalities of the public
Página 22
Ver en el PDF(se abre en una ventana nueva)immanent in the order of nature and therefore absolutely law-abiding
was the peculiar and distinctive religious contribution of the pre-Socratics,
and it should be put in the forefront of any account of their religious thought.
They took a word which in common speech was the hallmark of the irrational,
unnatural, and unaccountable” and made it the name of a power which
manifests itself in the operation, not the disturbance, of intelligible law.
The transposition opened new religious possibilities. Had these been realized, Greek religion would have been freed of those evils which Lucretius
in retrospect so justly imputes to it.
v
Had Jaeger done justice to this phase of the religious teachings of the
pre-Socratics he would have altered the perspective of much of what he
has to say. And the main beneficiary would have been the chapter on
‘The Origin of the Doctrine of the Soul’s Divinity’, which makes Anaximenes, of all people, the bridge between earlier Greek beliefs about the soul
The argument is roughly as follows: We know
and the Orphic doctrine.
that the Orphics thought of the soul as (a) divine and (6) independent of
the body. Jaeger holds that they also thought it (c) incorporeal (p. 84)
which, he thinks, would follow from (b), and (d) air-like, on the strength of
Aristotle’s reference to ‘ the account in the so-called Orphic poems, [which]
says that the soul comes in from the whole when breathing takes place,
being borne in upon the winds ’.* He thinks that (d) ‘already presupposes
the philosophical theory [of Anaximenes] that air is the principle of life’
(p. 80); and he also finds a connection with Anaximenes at (c), assuming
that his breath-soul was ‘ as incorporeal as possible ’ (p. 84), and also at (a),
since Anaximenes taught that Air was divine.® This raises more questions
than it answers : Briefly,
cult which his state religion would conserve (Rep. 427 be, Laws 738 cd) is a more com
plicated question. It may be, as E. R. Dodds argues (‘ Plato and the Irrational’,
Journal of Hellenic Studies 65 [1945], pp. 22-23) that there is ‘ little reason, and certainly
no necessity, to credit Plato with a serious belief in the personal gods of Greek mythology and Greek cult’. Yet Plato speaks as though he did accept the reality of good
and evil daemons with power to intervene unaccountably in human life (Laws, 877 a
Ep. 7. 336 b), and at Tim. 71 divination appears as a vehicle of ‘ some apprehension
of reality and truth ’ which, though quite inferior to reason, may still be due to ‘ divine
possession ’.
9080 e.g. in Herodotus in spite of his very considerable rationalism. Note his use of
‘ the divine ’ to denote events such as these : the Cnidian workmen suffer an unaccountably large proportion of injuries (1.174.4) ; the cats in Egypt rush headlong into the
fire (2.66); Ariston is convinced that not he, but an apparition, has had intercourse
with his wife (6.69); the wrath of Talthybius descends on the perfectly innocent sons
of Spertheias and Bulis (7.134).
When the event is so strange that it is no use even
looking for a natural explanation, then it must be ‘ divine’. Per contra, if a thing can
be explained by natural means, it cannot be divine (7.16.2). So the author of On the
Sacred Disease (1) : ‘men think it [the “sacred disease ’’] divine ( = delov Typa same
expression as in Hdt.2.66 and 6.69) because of their inexperience, and its marvellous
character, and the fact that it does not resemble anything else ’.
91De An. 410 b 22 ff. (= Orpheus B 11), in the Oxford translation.
92In attributing the doctrine of the divinity of the cosmogonic power to Anaximenes,
Jaeger seems to argue (p. 36) mainly from the fact that it was already taught by Anaximander and would thus be conserved by Anaximenes. If, as I have argued, there is
no definite evidence for ascribing the divinity of the arche to Anaximander, independent
Página 23
Ver en el PDF(se abre en una ventana nueva)(i) Chronology : Where is the evidence that the Orphic theory of the
soul comes after Anaximenes? But
(ii) why need Jaeger make such an assumption? He argues convincingly°® that the breath-soul is an old, pre-Homeric notion, as evidenced
in such expressions as ‘ breathing out one’s soul’. Why need the Orphics
get from Anaximenes an idea long embedded in their mother tongue ?
(iii) If the Orphics thought of the soul as air,®* would they think of it
as incorporeal ? Is air incorporeal ?
(iv) Anaximenes certainly did not think the soul ‘as incorporeal as
possible ’, but the reverse. To say that everything, from fire to earth, is
air, is to say that soul, as air, is as corporeal as anything else.°5
But none of this really gets to the heart of the question. The stark,
irreconcilable contrast between Ionian naturalism and Orphic dualism would
be untouched by any theory of the material composition of the soul the
Orphics may have entertained, even if this were borrowed from philosophy.
Anaximenes himself may have taught the divinity of the soul, though
there is no such statement in either fragments or testimonies. This way of
speaking and thinking is quite congenial to the temper of Ionian philosophy.
grounds for crediting it to Anaximenes must be offered. These I can only find in later
testimonies (Cicero, Aetius in A 10), which, however, may be suspected of confusing the
doctrine of Anaximenes with that of Diogenes of Apollonia who did teach the divinity
of the cosmogonic Air. It may be worth noting that our most comprehensive and
reliable account of his system, that of Hippolytus (fidissimum eacerptorem, Diels found
him, Doxographi Graeci, p. 132) makes no mention of the divinity of Air, but only says
that ‘ gods and things divine ’ were ‘ generated ’ from Air (A 7); and that St. Augustine
(Civ. Dei. 8.2) seems to agree with Hippolytus, saying that ‘ the gods arose from the air ’.
%In agreement with the view of E. Bickel, Homerische Seelenglaube (Schriften der
Koenigsberger Gelehrien Gesellschaft 1 [1925], Heft 1).
94] see no good reason to doubt Jaeger’s view that they did, though no such conclusion is warranted by one of the sources to which he looks for support (pp. 80 and 84),
sc. Aristotle’s report (de/An. 213 b 22 ff.) of the Pythagorean view that the ouranos
‘breathed’ in ‘air’ and ‘void’ from the surrounding infinity: Aristotle’s report
does not say that this inhalation is soul, nor could it, since, qua infinite, the void would
come for the Pythagoreans under the heading of the ‘evil’ principle which would
certainly not be that of the (divine) soul. Aristotle’s single reference to the Orphic
theogony (n. 91) seems slim ground on which to base the reconstruction of their
theory of the soul, but perhaps good enough where positive evidence is so hard to come
by. Here, however, we should note that Aristotle’s report does not strictly say that
in this view soul was air: fire, or the fiery aether, could also be ‘ borne about’ by
winds and ‘ inhaled ’ (so in the philosophers, e.g. Heracl. A 16, Democr. A 106). Jaeger
doubtless means to use ‘ air ’ broadly enough to include fiery aether (clearly so in another
context, p. 208, n. 63, where he refers to Heracleitus’s theory of soul as ‘ air’), and
with good reason since the distinction between air and aether is hazy enough in the
philosophers (for Heracl. cf. B 31, B 36, B 76; for Emped. note that ‘air’ in B 17.18
= aether in B 71, etc., while at B 38 aether = fire !) and would be even hazier in popular
thought. In Anaximenes soul is warm air (B 1 sub fin.). When the mystery cults contrast the aethereal soul with the earth-born body (see above, note 60) it is safe to assume
that the contrast is between the warm, bright aether of the soul and the cold, dark
earth of the body no less than between the volatile consistency of the ‘ breath ’-soul
and the heavy, compact ‘ earth ’-body.
*5Cf. Diogenes of Apollonia B 7: ‘fair is] an eternal immortal body’. Jaeger says
that Anaximenes ‘ did not identify it [sc. soul = air] with any corporeal substance of
the world of experience ’ (p. 84). I believe that this is precisely what he did (see B 1,
which offers a primitive sort of experimental evidence for the ‘warm air’ theory of
soul), his choice of Air in place of Anaximander’s Apeiron being dictated by the desire
to find a cosmogonic substance in ‘the world of experience ’, taking pains to explain
the particular physical circumstance under which the air about us is ‘ imperceptible ’
Página 24
Ver en el PDF(se abre en una ventana nueva)We find it in Heracleitus,®® Diogenes of Apollonia’, and even Democritus !?®
There is no reason why Anaximenes too would not have welcomed the idea on
the same terms. But what would it have meant to him on these terms?
In Ionian philosophy the divine is nature itself, its basic stuff and ruling
principle. To say that the soul is divine is then to naturalize it; it is to
say that it is subject to the same sequence of law and effect which are manifest throughout the whole of nature. And this is the very opposite of the
Orphie doetrine of the divinity of the soul, whose content is rather obscure,
but whose intent is perfectly clear : that the soul is not a natural, but a
super-natural, entity. The word ‘supernatural’ would not, of course,
figure in their vocabulary. But it would describe their meaning better than
any word at our disposal. When they said that the soul was divine they
meant that it is an exile from another world: its stuff is god-stuff; its
powers are not bound by the limits of the observable uniformities of nature
but include the oracular and other magical powers of divine being ;®® its
destiny is determined not by the natural properties of air, fire, etc., but by
the mysterious will of superior gods who impose on this lesser daimon the
penance of transmigration, and prescribe, through their priests and prophets,
the necessary purificatory rites and tabus. Could one imagaine a sharper
antithesis to any doctrine of the divinity of the soul that Anaximenes could
possibly have taught ?
The only answer I can think of would be by way of Empedocles. Here
we do have a philosopher, and of the first order, who is also a devotee of
Orphic purity. If it could be shown that what his natural philosophy tells
us about the soul will square with his doctrine of transmigration, we would
have strong, indeed conclusive, grounds for saying that the two doctrines
are not as incompatible as we must think them on the strength of all our
other evidence. And this is precisely what no one has yet succeeded in
showing. Jaeger does not attempt and, if I read him aright, does not intend
so much. He recognized the ‘ basic incompatibility 1% between the ‘ mysticoIf we may read so much into the equation of Ovyroi dÔdvaro: at B 62 (cf. B 77).
97In the valuable testimony of Theophrastus (de sens. 42) to which Jaeger draws
attention, p. 171.
98See ‘ Ethics and Physics in Democritus ’, (cited above, n. 74), pp. 580-82.
%For the oracular powers of the soul which ‘ has come from the gods’ see Pindar’s
famous frag. 131 Schroeder. For the sundry magical powers (including oracles) claimed
by the Orphic adept our best texts are Empedocles B 111, B 112, B 129; with Empedocles’s claims (in his capacity of Orphic god-man) to control the winds and make rain,
cf. those of the magicians and purifiers in On the Sacred Disease (4): ‘they profess
to know how to bring down the moon, eclipse the sun, make storm and sunshine, rain
and drought, the sea impassable and the earth barren’. For other instances of Orphic
magic see Eur. Cycl. 647-49; and Plato Rep. 364 be, which includes black magic
(katadesmoi here = katadeseis in Laws 933 a, the tabellae defixionis, on which see M. P.
Nilsson, Greek Popular Religion, New York, 1940, pp. 114-15). Such things were
practised no doubt only by the lowest type of Orphic priests who, however, cannot be
dismissed as merely ‘ quack’ Orphics (see above, note 45);
the fact that priests who
invoke the authority of books by Orpheus and Musaeus for their rites practise this
kind of magic is a significant commentary on the Orphic concept of the soul.
100P, 133. For a sample of the opposite view at its boldest extreme see Cornford,
op. eit., p. 241: ‘Empedocles . . . exemplifies, in a most remarkable way, the...
yiew that men’s cosmological views were almost entirely dictated by, and deduced
Página 25
Ver en el PDF(se abre en una ventana nueva)theological’ thought-forms of the Purifications and the rationalistic logic
of the poem On Nature. But he still argues for some sort of imaginative
coherence between the two: ‘In the mythical space of a world pervaded
by divine figures, the two attitudes so irreconcilable from our abstract point
of view will be seen to fit together as two distinct, but in the last analysis
basically homogeneous, spheres for the interplay of divine forces ’.1 I can
only say that, after reading this chapter with care and accepting gratefully
much of its detail, I do not find that the promised reconciliation comes off.
Not only from our ‘ abstract’ point of view, but from Empedocles’s own
as well, the two pictures of reality remain not only heterogeneous but contradictory at crucial points; they admit of no rational or, for that matter,
even imaginative harmony. Take, for instance, the major fragment of the
Purifications where the fatality of transmigration is somehow blamed on
Strife.12 ‘In this way ’, Jaeger remarks, ‘ the philosopher tries to interpret
the fundamental religious facts of the Orphic theory in accordance with
the supreme principle of his natural philosophy ’ (p. 150). But the natural
philosophy does not single out Strife as the power which sets in motion
the wheel of becoming. Love is at least as necessary.1% What is more,
On Nature speaks of Love as the creator of ‘ mortal forms ’, while on Jaeger’s
interpretation, this fragment of the Purifications assigns just this function
to Strife. Again, if the Golden Age of the Purifications, as Jaeger interprets
it (pp. 150 ff.), stands for a world where Love holds undisputed sway, the
imaginative construct would clash badly with that of the physical poem.
For without Strife, the cosmologist holds, there could be no world at all,
good or bad, only an indiscriminate mixture, no individual gods or daemons
from, their religious convictions’. A similar view is expressed in more temperate
language in Cornford’s chapter on ‘ Mystery Religions and Pre-Socratic Philosophy ?
in Vol. IV of the Cambridge Ancient History, pp. 566-569.
101P, 134.
I cannot be sure that I understand exactly what Jaeger means here, but
suspect that he reads more into the deification of the four roots in On Nature than
the evidence allows.
All Empedocles means by calling them ‘ gods’
is to call attention
to their (a) privileged immortality against the mortality of all other physical substances
«as I have argued in ‘The Physical Theory of Anaxagoras’, Philos. Rev. 59 [1950],
pp. 77-78) and (6) joint and equal share along with Love and Strife in the maintenance
of the cosmic order (see the paper cited above at note 16, pp. 159-160). This sort of
divinity builds no bridges to the Purifications.
102B 115.13-14, ‘. . . an exile from the gods and a wanderer, for that I put my trust
in insensate Strife ’ (translation after Burnet) which Jaeger takes for ‘a mythical way
of expressing its (sc. the wandering soul’s) entanglement in the cosmic machinery under
the rule of Hate’ (p. 150). He had offered a different interpretation in Paideia (Vol.
I, 2nd ed. of Eng. tr., p. 169, with reference to B 115.9 ff.) :
‘ In the cosmos revealed
by the physicists, the soul (sc. of Orphic piety) can find no home’. But if this is (as I
believe) the right interpretation, I do not see how Empedocles may be said to present
‘a synthesis which shows very instructively how these two different ways of viewing
the world (sc. Orphism and physiologia) could supplement and complete each other ’
(loc. cit).
103A8 Jaeger justly observes (p. 140): ‘ Hate is as necessary as Love to maintain
its (sc. the world’s) dynamic structure, even though Empedocles loves Love and hates
Hate’. Hence Hate’s ‘ equality’ (B 17.27) with Love, a powerful testimony to the
subordination of religious feeling to the requirements of the physical system in this poem.
. WCF, propévors mavrofa Sid xpdvov eidea Hvnrav, B 115.7 with Ovyr’ épéovro and
xeir’ &Ovea pupia Ovyrov, mavrotars idenurv dpypéra of B 35,14-17, under the influence
of PrÀórnros Opp.
Página 26
Ver en el PDF(se abre en una ventana nueva)or anything else.1% But the Purifications speaks of men, beasts, and birds,
as well as gods, when ‘ the flames of good fellowship glowed ’ in the Golden
Age (B 128). Just how then are the Purifications ‘in the last analysis
basically homogeneous ’ here with the cosmology 4106
As for the concept of the soul, Empedocles’s natural inquiry presents us
with a cardinal doctrine, explicit in the surviving fragments, and enormously
influential on Greek medical thought. It is the well-known theory that
perception and thought are the functions of the blood, which is conceived
as a mixture of the four elements in equal ratio.’ But blood can hardly
exist without ‘flesh’; and in the Purifications flesh is termed in Orphic
fashion an ‘ alien garment ’1® which the wandering daemon puts on when,
and presumably only when, he serves his sentence in the wheel of transmigration. How then does he get along without it in his first and last estate
of discarnate blessedness ? How does he think the thoughts of love when he
has nothing to think with ?!% It is better to drop the question and therewith
the assumption that Empedoclean physics and mysticism are ‘ basically
homogeneous’. Jaeger spoke of Empedocles in Paideial® as a ‘ philosophical centaur, . . . a prodigious union of Ionian elemental physics and
Orphic theology’. ‘ Prodigious ’ is the right word for the union of physics
and theology, as it is for the junction of immortal god and mortal flesh.
The one is as much of a miracle as the other, and Empedocles doubtless
devoutly believed it to be such. He left us no explanation of either, and
it would be futile to try to supply it by rationalizing the theology of the
mystic or mystifying the logic of the cosmologist.
To set the contribution of pre-Socratic philosophy to the concept of
the soul in its just historical perspective we must see how here, as in its
concept of God, it is its peculiar genius to transpose a religious idea into
105Not only men, animals, and plants, but also the ‘long-lived gods’ come into
being only when the world-process is set in motion €K ToÚTwv, sc. Love and Strife (B 20.9
106Two more of the many points which cannot be dealt with here:
(1) ‘It has
already been correctly observed that the theory of the four elements, as it is generally
called, is presupposed in the Katharmoi as well’ (p. 143).
This on the strength of
B 115.9 ff., which, however, on Jaeger’s earlier interpretation (above, note 102), voices
the hostility of the natural universe to the Orphic soul. Is there any suggestion, here
or elsewhere, that the four elements would (along with Love and Strife) pervade the
whole of reality in the Purifications, as they certainly do in On Nature? (2) It is not
quite clear whether Jaeger means to identify (as he seems to do, pp. 140 ff.) the Sphairos
of On Nature with the ‘holy and unutterable mind’ of B 134. See K. Reinhardt’s
arguments against the identification by W. Kranz, Empedocles (Zurich, 1949), p. 48,
in his review of this book in Classical Philology 45 (1950), pp. 176-177.
107B 98; B 105.
108B 126.
To Jaeger’s comment, ‘in this image we see corporeality regarded as a
mere transient, non-essential wrapping—a conception just as strange to the Greek
of Homer’s time as it is to the Ionian philosopher ’ (p. 147), I would merely add: and
just as strange to Empedocles himself gua philosopher and medical man.
10] cannot imagine how this and many other difficulties could be met by Cornford’s
view (op. cit., p. 239 ; now revived by H. S. Long, ‘ The Unity of Empedocles’s Thought’,
American Journal of Philology, 70 [1949] at pp. 156-57) that the transmigrating soul
is a compound of Love and Strife. In any case, such a view remains purely conjectural ;
there is no support for it in.fragments and/or testimonia, which always. treat mental
processes as functions of the ratio not of Love-Strife but of earth-water-air-fire,
110Vol. I, 2nd English ed., p. 295,
Página 27
Ver en el PDF(se abre en una ventana nueva)the medium of natural inquiry, transforming, but not destroying, its associated religious values. It is the function of high religion to foster man’s
reverence for himself no less than his reverence for God. In this respect
the record of Greek religion can hardly be called a success. The fault lay
at least in part with its traditional concept of the soul as the ‘image’ or
‘shadow ’ of the real man, which was somehow the principle of life but
neither of feeling nor judgment.!!! This psyche’s ghostly survival after
death was a wretched affair; Homer regards with mixed feelings of gloom
and contempt the flitting, squeaking, batlike!!? creatures in the ‘ joyless ’
regionst!3 of nether darkness"4,
This flimsy support for the sense of reverence for life could be strengthended in one of two opposite ways. The super-natural psyche could be
retained and reformed, turned into an infinitely more robust affair, human
and superhuman, an incarnate god or daemon, possessing in life and conserving after death all the powers of thought, will, and passion of the fullblooded man, with an extra load of divine powers thrown in for good measure.H5 This was the way of the mystery cults. The Orphic theogonies,
Pythagoras, the Empedocles of the Purifications, and finally and most
triumphantly Plato, adopted and justified this faith. Plato’s influence
made it a dominant doctrine of Hellenistic thought; thence it passed
with appropriate modifications into Christian theology, as Jaeger observes
(p. 73). Whatever our estimate of the wisdom of this conception, we have
no right to call it ‘the’ Greek view of the soul. No less Greek was the
radical alternative chosen by the pre-Socratics. They too merged the psyche
with the feeling thymos and the thinking nous. But they did so without
regard to the cult and with no concessions to magic. They assumed from
the start11° that they could apply to the soul the same categories of under111] follow here Jaeger’s view (p. 74 and ff. with notes) that psyche in Homer refers
not only to the ghostly residue which survives death but also to the principle of life
in the living person. The latter had been ignored in Rohde’s classic on this theme.
Jaeger seems to make a judicious synthesis of the best features of Rohde’s work with
those of his critics.
1120d. 24.1 fi.
1180d. 11.94; an idea repeatedly echoed in tragedy, Aesch. Zum. 301, 423. Eur.
Or. 1082-84.
IMM. P. Nilsson, ‘ The Immortality of the Soul’, Eranos 39 (1941), pp. 1-16, at
p. 3: ‘The Greek Underworld was a gloomy and terrible place, and its terror consisted just in its emptiness, its nothingness. . . .
the soul a worthless, useless shadow.
115See above, n. 99.
The afterlife is at most a vacuum,
It is evaluated accordingly ’.
“Anaximander (A 11, A 30), in assuming that man arose from purely natural
substances (earth and water) by a purely natural process (heating by the sun); Anaximenes (B 1, B 2), in assuming that the properties of soul are simply those of air. This
initiates a tradition in which a dualistic conception of soul-body is unthinkable ; soul
is body, either a particular physical substance in the body (air in Anaximenes and Diogenes, fire in Heracleitus and the atomists) or else the mixture (krasis) of the physical
components of the bcdy as a whole (Parmenides) or of the blood (Empedocles).
The
detachable ghost-soul of Homer or God-soul of the mystery cults is precluded. Immortality is implied or asserted (Heracleitus, Alemaeon) in quite another sense, d.e.
the physical survival of the substance(s) which make it up, but which does not imply
the preservation of personal identity so essential for the mystery cults. Anaxagoras’s
doctrine of the ‘ unmixed ’ nous is the first break in the tradition, though it is not made
the basis of any doctrine of personal immortality.
Página 28
Ver en el PDF(se abre en una ventana nueva)standing which formed the framework of their natural inquiry. They
thought of it as a part of nature, with a natural origin and a natural ending,
but as no less divine for being just that, since it shared the powers of wisdom
and justice writ large throughout the universe and could therefore realize
within the human microcosm some measure of the order which ruled the
infinite worlds. This was its destiny, natural and divine, to be that unique
thing, ‘ a self-increasing logos ’.H? Except for Heracleitus, the pre-Socratics
were too pre-occupied with cosmological and physiological problems to
develop the potentialities of this idea. But we can see its vitality in Democritus, where the sense of reverence for man survives the loss of faith in
God. He can no longer believe in the divinity of nature, but he still
believes in the divinity of the soul.™®
GREGORY VLASTOS
Cornell University.
WHeracleitus B 115.
1188ee above, note 98.
119For a thorough criticism of an earlier draft I am indebted to my colleague, Friedrich Solmsen. The opinions in this paper are my own; but many suggestions which
have improved it have come from him.