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@ | CHICAGO JOURNALS
AT OA AQ N KY KNOZ
Author(s): Alexander H. Krappe
Source: Classical Philology, Vol. 37, No. 4 (Oct., 1942), pp. 353-370
Published by: The University of Chicago Press
Stable URL: http://www jstor.org/stable/264217
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Ver en el PDF(se abre en una ventana nueva)AΠ OΛ Λ Ω N KΥ KNOΣ
Source: Classical Philology, Vol. 37, No. 4 (Oct., 1942), pp. 353-370
Published by: The University of Chicago Press
Stable URL: http://www.jstor.org/stable/264217
Accessed: 17/03/2009 12:35
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=ucpress.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with the
scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that
promotes the discovery and use of these resources. For more information about JSTOR, please contact support@jstor.org.
The University of Chicago Press is collaborating with JSTOR to digitize, preserve and extend access to
Classical Philology.
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Ver en el PDF(se abre en una ventana nueva)CLASSICAL
Volume XXXVII
PHILOLOGY
OCTOBER 1942
Number 4
AIIOAAQN KTKNO0
ALEXANDER
H. KRAPPE
J7TYKNOSwas a king of the Ligurians who ruled at the mouth of
the amber-producing Eridanos. He was a friend of Phaethon,
and at the misfortune which befell that imprudent young man
he was so stricken with grief that the gods transformed him into a
swan. In this shape he chanted his dying song.
This brief and somewhat pathetic story is probably best known
from Vergil's lines (Aen. x. 189 ff.):
Namqueferunt luctu CycnumPhaethontisamati
populeasinter frondesumbramquesororum
dum canit et maestummusa solaturamorem,
canentemmolli plumaduxissesenectam
linquentemterraset sideravoce sequentem.
It is, however, much older, going back to Hesiod, whose account has
been preserved by Hyginus (fab. 154). In Alexandrian times it was
retold by Phanocles, on whose work Ovid drew for his own account.'
The commentator on Vergil, Servius (ad Aen. x. 189), adds that Kyknos had been endowed with the gift of song by Apollon and that the
gods, not satisfied with transforming him into a bird, further honored
him by raising him to the nightly sky, where he forms the constellation ever since known by his name. Pausanias (x. 30. 3) is silent
1 Narr. ad Ovid. Met. ii. 367 (p. 797 [Stad.]); Lactant. Argum. in Ovid. Metam. 2; cf.
A. Couat, Alexandrian Poetry under the First Three Ptolemies (London, 1931), p. 107;
Karl Millenhoff, Deutsche Altertumskunde, I (Berlin, 1890), 218; A. B. Cook, Zeus, II
(1925), 477.
XXXVII, OCTOBER,
[CLASICALPHILOLOGY,
Página 4
Ver en el PDF(se abre en una ventana nueva)ALEXANDER
H. KRAPPE
about Phaethon but relates that Kyknos, a musician, became king of
the Ligurians inhabiting the Celtic country beyond the Eridanos and
at his death was transformed into a swan by Apollon.
The first problem requiring a solution is the reason responsible for
the connection of Kyknos with Phaethon. The fact that Hyginus
quotes Hesiod as his authority affords, of course, no guaranty that
Hesiod was his only source,2and the association of the two heroes may
possibly be later. Whether or no we believe it as early as Hesiod, it
certainly is secondary. Our suspicion is aroused chiefly by the strange
accumulation of transformations connected with Phaethon's fall: we
are told first that Phaethon's sisters, the Heliades, were transformed
into amber-exuding white poplars (XefKaLu);3
then Kyknos is metainto
a
swan.
Even
the
motivation is the same: an act of
morphosed
divine mercy, since Phaethon's sisters, as well as his friend, are griefstricken and inconsolable at their loss. But we know that attraction
has always been a powerful factor in the formation of cycles or clusters of myths, and the conclusion is probably not far wrong that the
metamorphosis of the Heliades attracted that of Kyknos into the orbit
of the Phaethon cycle.
Still, to explain such an attraction, it ought to be shown that the
two stories shared some other feature which facilitated the process,
and this feature appears to be the geographical location of the two.
The Heliades were transformed into poplars growing on the banks of
the Eridanos. But the Eridanos was also the river famous for its singing swans, as we know from one of Lucian's witty dialogues.4 After
inquiring into the amber-weeping poplars-with a negative resultLucian puts a second question to the boatmen, his informants:
But how about your swans? At what time do they sing so melodiously,
rangedalong the river, on this side and on that? People say, at all events,
that they wereassociatesof Apollo,menwith the gift of song, who somewhere
in these parts changed into birds, and for that reason do not forget their
music, but still continueto sing.
2 Cf. C. Robert, Hermes, XVIII (1883), 436 f.
3 Ovid Metam. ii. 363 ff.; Eur. Hippol. 732 ff.; Apollon. Rhod. iv. 602 if.; Paus. i. 4. 1;
Diod. Sic. v. 23. 2 ff.; cf. also Cook, op. cit., pp. 472 ff.; Apollodorus, The Library,
ed. Frazer (London, 1921), II, 388 ff.; G. Knaack, QuaestionesPhaethonteae ("Philologische Untersuchungen," Vol. VIII [Berlin, 1886]), pp. 62 f.
4 On Amber 4-5; cf. also Pliny NH x.
63; Athen. ix. 393 D; Aelian Var. hist. i. 14;
Página 5
Ver en el PDF(se abre en una ventana nueva)Alas, the information elicited was even more disappointing:
We are always on the water [saidthey] and have workedon the Eridanos
since we were children,almost; now and then we see a few swans in the
marshesby the river, and they have a very unmusicaland feeble croak;
crows and daws are Sirensto them. As for the sweet song you speak of, we
never heardit or even dreamtof it, so we wonderhow these stories about us
got to your people.
Lucian was, of course, quite right from his point of view. The river
which he (following many others) took to be the Eridanos was the Po,
and the only swans his informants knew were evidently specimens of
the mute swan (Cygnus olor), whose croak is anything but melodious.
The real Eridanos was, however, not (and never had been) the Po
or any other river emptying into the Mediterranean basin, in which,
besides, no amber is found. In prehistoric times the amber reaching
the Mediterranean is known to have come from the North Sea coast,
up the river Elbe, whence it followed the valleys of the Saale or Moldau, to cross the Alps at the Brenner Pass to the mouths of the Adige
and the Po.6 This led to vague reports concerning a large river which
emptied into the northern ocean near the amber isles.6 This river was
known as the Eridanos.7
A few words about this mysterious river may be useful. As is generally known, the Greeks were shut off from the outer sea by the sea
power of Carthage, which jealously guarded the secret of the northern
tin and amber routes. As a result, the Eridanos came to be identified
with the rivers through whose mouths the amber finally reached the
Mediterranean, that is, the Po and the Rhone.8 Inasmuch as the older
Cf. R. Hennig, Neue Jahrbicher f. d. kl. Altertum, XLIX (1922), 365; Von rdtselhaften Ltndern (Minchen, 1925), pp. 85 f.; H. Schaal, Vom Tauschhandelzum Welthandel (Leipzig, 1931), p. 19; E. Norden, Alt-Germanien (Leipzig-Berlin, 1934), p. 258,
n. 3; Sir William Ridgeway, The Early Age of Greece,I (Cambridge, 1901), 182; for a
good map cf. Cook, op. cit., P1. XXVI. The thesis of the otherwise excellent work of
G.-E. Broche (Pythias le Massaliote [Paris, 1935], pp. 204 ff.), namely, that the protohistoric amber is of Baltic origin, is untenable in view of the results of a chemical analysis of this amber.
6Apollon. Rhod. iv. 505 f.
7 'EpaSavosis, of
course, a good Greek or rather pre-Hellenic name, since it occurs in
the old Attic genealogies (cf. Wilamowitz, Hermes, XVIII [1883], 427, n. 2). On the
Attic river by that name cf. Strabo ix. 1. 19; Paus. i. 19. 6.
8 Miillenhoff, op. cit., I, 219 f.; A. Bertrand and S. Reinach, Les Celtesdans les vallees
du P6 et du Danube (Paris, 1894), pp. 10 and 18. The strange phenomenon of earlier
writers' being better informed than later ones, on matters geographical, is not unique.
Familiar instances of this are seen in the false notion of the Caspian entertained by
Página 6
Ver en el PDF(se abre en una ventana nueva)accounts leave no doubt about the fact that the Eridanos was thought
to empty into the outer ocean,9 these late identifications are, of course,
inadmissible; and Karl Miillenhoff, in the last century, believed the
Eridanos to have been the Rhine.10 There are grave objections to this
identification, set forth by R. Hennig, who, following Olshausen,1
pointed out that the Eridanos was none other than the river Elbe,
while the amber isles must be sought in the Frisian archipelago.12
This identification is now quite generally accepted.
We thus find this northern river closely associated (1) with amber
and (2) with swans. The question arises: Do these swans correspond
to the description applied to Kyknos, whose musical endowments are
stressed in the accounts outlined above, and to the expectations of
Lucian?
Antiquity had a good deal to say about the singing swan. From
the account of Hecataeus of Abdera, who wrote toward the end of the
fourth century of the pre-Christian era, we learn that there lived, on a
certain island of the Far North, called Helioxoia, a people that worshiped Apollon in a round temple. The god used to come to this island
at regular intervals, giving the signal for choral services at the spring
equinox, when wild swans would come down from the Rhipaean
Mountains, joining their notes harmoniously with the human voices.'3
The tradition of the singing swan is, however, much older. In Plato's
Phaedo (84 E), Socrates asks Simmias whether he really thinks him inferior in prophetic power to the swans or less able than they to greet
the unseen with a song. As early as the eighth century of the preChristian era the author of the Shield of Heracles, wrongly attributed
to Hesiod, seems to speak of an island in the northwestern ocean characterized by a multitude of singing swans.l4 Then there is the hymn of
Strabo and the opposite error in regard to the Indian Sea held by Ptolemy, as compared
with the correct ideas on both subjects possessed by Herodotus.
9Herod. iii. 115.
10Op. cit., p. 221; cf. H. D'Arbois de Jubainville, Les premiers habitants de l'Europe
(Paris, 1894), II, 28.
11Zeitschrift f. Ethnologie, XXII (1890), 270.
12 Neue Jahrbiicher, XLIX, 364 ff.; Von rdtselhaften Ldndern, pp. 82 if.
13 Diod. Sic. ii. 48; Aelian De nat. anim. xi. 1.
4 Vss. 315-17:
o0 i Kar' aCbVTO
KVKVOL
&eprtLr6rat z/eya X' lrvov o' A' re7roXXot
ViXOv rx aKpov tfWp' Trap&a6iLXObs eKXovkovTO.
Página 7
Ver en el PDF(se abre en una ventana nueva)Alcaeus telling how Apollon is given by his father Zeus a swan-drawn
chariot and how the god bids these swans, instead of going to Delphi,
as Zeus would have had him do, fly to the land of the Hyperboreans.15
In Euripides' Phaethon the bird of Apollon is described as singing a
morning hymn on the waves of the Ocean that girds the earth.'6
The swan referred to is the whooper swan (C. musicus or ferus)a species entirely distinct from the mute swan (C. olor). The whooper
swan is a migratory bird of virtually unvarying habits. A native of
Iceland, Spitzbergen, eastern Lapland, and northern Russia, that is, of
countries generally well within the Arctic Circle, it flies southward in
autumn to return to its northern home in March or April. In its southward flight it visits the British Isles, western and central Europe, Italy,
and the Balkans. In Germany it has been observed in the valley of
the Elbe, particularly in the famous park of Worlitz in the former
Duchy of Anhalt.17
The song of this swan has a strange melancholy sound, faintly resembling distant bells, sometimes loud enough to disturb in their sleep
those who are not used to it.
The bird was known in Greece and western Asia Minor in Homeric
times, as is shown by a well-known passage of the Iliad (ii. 459 ff.);
but on the whole it is much less common in the Mediterranean countries than the mute swan, and this accounts for the skepticism of Lucian. At all events the swans of the amber country were singing swans,
and Kyknos was transformed into a bird of this species. The common
occurrence of this swan along the amber coast of northwestern Germany no doubt accounts for the linking of the transformation of Kyknos to that of the Heliades.
This result, it must be admitted, has been attained by inferences
rather than on direct statements by existing documents. There is,
however, one fact which strikingly confirms our deductions. Kyknos
is said to have been a king of the Ligurians. But we know that Ligu15 'AXKalov MkX\T,ed. Edgar
Lobel (Oxford, 1927), pp. 42 f.; cf. K. O. Muller, Die
Dorier (Breslau, 1844), I, 271; Cook, op. cit., pp. 459 f.
16 Wilamowitz,
op. cit., pp. 402 f.
op. cit., I, 1 if.; O. Keller, Die antike Tierwelt, II (Leipzig, 1913), pp.
213 ff.; R. G. Wardlaw Ramsay, Guide to the Birds of Europe and North Africa (London,
17 Miillenhbff,
1923), p. 213; J. Rendel Harris, Bull. John Rylands Library, IX (1925), 375 ff.; Hennig,
Historische
(1929), 252.
Zeitschrift,
CXXXIX
17 f.; J. Hoops,
Worter und Sachen, XII
Página 8
Ver en el PDF(se abre en una ventana nueva)rian tribes, prior to the advent of the Celts, i.e., in the first half of the
first millennium before Christ, inhabited the North Sea coast between
the Maas and the Elbe, as well as parts of Belgium and northern
France.'8 The statement would thus appear to reflect geographical
and ethnological data of a very early period, antedating the settlement
of the Celts in northwestern Europe. It goes far to prove the essential
correctness of our identification of the amber isles with the Frisian
archipelago.
The same fact would also seem to betray a very early authority and
to strengthen Robert's view as to the correctness of Hyginus' citation.
The statement of Theophrastus19to the effect that amber was found
in Liguria can be explained only on the supposition that his source was
some account based on a geographical and ethnographical map of
Europe true for the eighth century of the pre-Christian era but certainly no longer true in the fourth.
Pausanias is the only authority to ascribe the transformation of Kyknos into a whooper swan to the god Apollon. His statement cannot
very well be separated from a passage in Servius' Vergil commentary,
according to which it was Apollon who had conferred upon Kyknos
the gift of song.20 Thus the question arises: What has Apollon to do
in all this? It will not do, of course, to hold the story of Phaethon
responsible: Phaethon was a son of Helios, not of Apollon, and there
is nothing to indicate a possible identity of the two.21 There remain
three other clues, viz., Apollon's connection with (1) the swan, (2)
amber, and (3) the Frisian North Sea coast.
Apollon is definitely connected with the whooper swan in the account of the Hyperborean land given by Hecataeus of Abdera, in the
hymn of Alcaeus, and in Euripides' Phaethon, all referred to above, to
say nothing of iconography (since in their outward appearance C.
musicus and C. olor are hardly differentiated).
18 D'Arbois,
op. cit., II, 205; Henri Hubert, The Rise of the Celts (London, 1934),
p. 152.
19De lapid. 16 (ed. Schneider).
20 Op. et loc. cit.: "Fuit enim
quidam Ligus Cycnus nomine dulcedine cantus ab
Apolline donatus amator Phaethontis, qui cum eum fleret extinctum longo luctu in
avem sui nominis versus est, qui postea ab Apolline inter sidera conlocatus est."
Aeschylus (Sept. Theb. 859) appears to have been the first to identify Apollon
with the sun.
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Ver en el PDF(se abre en una ventana nueva)AIhOAAQNKTKNO3
Apollon's connection with amber is no less certain. Apollonius
Rhodius knew a Celtic tradition, according to which amber drops are
the tears of the god when he had been banished by Zeus to the land of
the Hyperboreans.22 In a study to be published shortly in Speculum it
has been pointed out that the votive offerings sent to Delos by the
Hyperboreans were probably the first fruits of the "amber season,"
which opened, as we learn from Pytheas of Massilia, quoted by Pliny,23
shortly after the equinoctial storms-a conjecture made nearly a century ago by F. G. Welcker.24
The center of the amber-fishing, according to Pytheas' account,
was an island of the Frisian archipelago (Glaesariae) known as Abalus
(or Abalum), a name which seems to survive in Habel and Appelland,
two of the Halligen Islands off the west coast of Schleswig-Holstein,
or in Avlum, on Thy, on the west coast of Jutland.26 It is difficult to
separate this tradition from the report of Hecataeus of Abdera concerning the mysterious island of Helioxoia, where Apollon was worshiped in a round temple and where whooper swans, swooping down
from the northern mountains, announced his presence. For it is certainly no accident that one of the most important stations in the southward migration of these birds is precisely the isle of Helgoland, at the
mouth of the river Elbe, the ancient Eridanos. To quote a well-known
bird specialist:
Countlessmultitudesof all sorts of species are seen speedingtowardsall
parts, and in all directions,in companiesgreat and small, solitary and in
pairs. Indeed I have knowndays on which I have seen, far as the eye could
reach,in all quartersof the sky, swarmsof these birds crossingeach other in
all directions;and more astonishingstill, on looking upward, have beheld
above me a teeming multitude, so thick that the highest swarmspresented
the appearanceof scarcely discernibleclouds of dust..... Nowhere does
the quick observanteye find rest. Suddenlyare heard-first faintly, then in
22Arg. iv. 611 ff.
NH xxxvii. 35-36; cf. also iv. 94-95, 97, 103; xxxvii. 42; Diod. Sic. v. 23; D'Arbois
de Jubainville, Revue celtique, XII (1891), 13 f., and Cours de littrature celtique, XII
(Paris, 1902), 72 f.; D. Detlefsen, Die Entdeckungdes germanischenNorders im Altertum
(Berlin, 1904), pp. 4 ff.
24 GriechischeGtterlehre
(G6ttingen, 1857-62), II, 353 ff. As late as the sixth century
of our era Cassiodorus (Var. v. 2) reports that a certain northern tribe had sent amber
as an offering to the great Theodoric; cf. also Hennig, Historische Zeitschrift, CXXXIX,
26 Broche, op. cit., p. 219.
Página 10
Ver en el PDF(se abre en una ventana nueva)increasingloudness-sounds like distant trumpetblasts, and once moreour
eyes are attractedupwards,wherea long chain of WhooperSwans,eighteen
or twenty in number,in snow-whiteplumage,calmly pursuetheir way with
measuredbeatingof theirwings.26
And again:
This swan occurshere more or less numerouslyevery winter,being most
frequentlyseen duringthe long-continuedfrost; on such occasionsit is not
uncommonto see flightsof ten, twenty, or even muchlargernumbersmigrating high overheadin a long row one behindthe other, utteringloud trumpet
calls as they pass along.
There are two difficulties in the way of any attempt to identify Helgoland outright with the island of Hecataeus, viz., (1) the Greek writer
asserts that the island is as large as Sicily, while Xenophon of Lampsacus, as quoted by Pliny,27 likewise speaks of the immense size of the
amber island; (2) Plutarch, who also knows of a god exiled to an island
in the northern ocean, called Kronos by him but doubtless identical
with the exiled Apollon of Apollonius Rhodius,28states that on that
island the sun disappears only for a short time from the horizon during
thirty days in the year; but this would presuppose a higher latitude
than that of Helgoland. As for the first difficulty, it is to be noted that
Helgoland is known to have been much larger formerly, having been
reduced in size by the action of the waves.29 It is also known that most
data referring to distances in the north are greatly exaggerated, owing
no doubt to the slow progress made by Mediterranean vessels in the
northern seas with their strong tides.30 At all events, since there never
has been an island of vast size anywhere in this region or even farther
north, we must assume that the ancient authors erroneously transferred data referring to Britain31or Scandinavia (long considered an
island)32 to the mysterious isle of the Hyperborean Apollon.33 This
would also take care of the second difficulty.
26 H.
519.
27 NH
Gatke, Heligoland: An Ornithological Observatory (London, 1895), pp. 21 f. and
iv. 95; cf. Detlefsen,
op. cit., p. 14.
De facie in orbe lunae 26; cf. De defectu orac. 18.
29 G. Hergt, Die Nordlandfahrt des Pytheas (diss. Halle-Wittenberg,
Hennig, Von rdtselhaften Ldndern, p. 90.
30 Detlefsen, op. cit., p. 6; Hennig, Von rdtselhaften Ldndern, p. 109.
28 Plutarch
1893), p. 34;
1aIt is noteworthy that Britain, like Sicily, was thought (not incorrectly) to be
triangular (cf. Diod. Sic. v. 21).
32 Pliny
NH iv. 27 and 30; Jord. 3.
33 Harris, op. cit., pp. 381 and 390 f.
Página 11
Ver en el PDF(se abre en una ventana nueva)Hecataeus of Abdera and Apollonius Rhodius are by no means the
only or the earliest writers of antiquity who definitely associate Apollon with the far north. Pindar gives a glowing description of a Nordic
land of bliss, an inaccessible island ruled over by Apollon:
Neitherby ship norby land canstthou findthe wondrousroadto the tryst.....In
the banquets and praises of that
ing place of the Hyperboreans
people Apollonchiefly rejoiceth.... neither sickness nor baneful eld mingleth amongthat chosenpeople;but, aloof from toil and conflict,they dwell
afar from the wrath of Nemesis. .... 34
Strabo has preserved the fragment of a lost play of Sophocles dealing, presumably, with the rape of Oreithyia by Boreas:
Let us thereforepass over .... what Sophocles,speakingof Oreithyiain
one of his tragedies,says, that she, being snatched by the northwind,was
carried
"Overthe whole ocean, to the extremitiesof the earth,
Even to the place wherenight receivethits birth,
Wherethe oppositeside of the heavensis beheld,
And whereis situated the ancient gardenof Phoebus."35
To this isle of bliss Apollon carried his favorite heroes. Thus Bacchylides (3. 53) relates how the god releases the good king Croesus
from the burning pyre, wafting him to the Hyperboreans in reward
for his piety.36 In Pindar's ode, referred to above, the inference is that
King Hiero of Syracuse, to whom it is dedicated, will ultimately enjoy
the same blissful fate.37
If these Hellenic traditions are founded on fact, we should expect
that the island in question would have left an analogous reputation,
or traces of such, in the traditions of the north. Such is indeed the
case. Helgoland means nothing less than "holy island," a name fully
justified, inasmuch as the island was the center of the cult of the Frisian god Foseti, who may be supposed to have taken the place of a
Celtic predecessor, and was avoided by pirates down into the Middle
34 Pyth. x. 27 ff.; cf. also
Wilamowitz, Pindaros (Berlin, 1922), pp. 127 f.
36vii. 3. 1; Nauck, Frag. trag. Gr., p. 333:
1ra'vr' br' raxara xOovos
nriepre 7r6vo0v
Tre7r'yaL obpavov 7' &vtaTTvXas
VKTO6S
4ioiov re 7raXatC6KTcrov.....
36O. Crusius, Philologus, LVII (1898), 155 f.; Kirte,
X (1907), 152.
37H. Jurenka, Philologus, LIX (1900), 313 ff.
Archiv f. Religionswissenschaft,
Página 12
Ver en el PDF(se abre en una ventana nueva)Ages.38 In these circumstances the Greek form of the name given to
the mysterious island at the time of Alexander the Great (when Teutonic tribes had undoubtedly reached the North Sea coast), Helioxoia,
may very well resolve itself into corruptions of helig, "holy," and ey,
"island," an etymology not unacceptable, perhaps, at least until a
better shall have been found.39
The facts reviewed will leave no doubt about the very definite relations of Apollon with the amber coast of northwestern Germany. He
shares with Kyknos his connection with the whooper swan, with amber, and with the North Sea coast and the Frisian archipelago, and his
introduction into the transformation story of Kyknos would thus appear natural enough.
What is striking, however, is the strange parallelism between the
god and the hero; for, apart from the three features just mentioned,
Kyknos shares with Apollon the gift of song, which the god is stated
to have conferred upon his favorite. In other words, there is nothing
(apart from the transformation proper) that Kyknos does not share
with Apollon. This fact would seem to warrant the inference that
Kyknos is merely the heroic form of Apollon; but this inference would
imply that the god transformed himself into a whooper swan, that he
was a swan himself; for, according to the well-known law first formulated, I believe, by Salomon Reinach, the shape assumed by a god in a
metamorphosis story is merely the former animal form of the same god,
and the myths of Zeus as a bull (in the rape of Europa), of Io as a cow,
and of Artemis as a she-bear will readily come to mind.
On the other hand, it is clear that such a divinity can have been
conceived only in a country where the whooper swan was of common
occurrence, which means that Hesiod's localization of the tale among
the Ligurians of the North Sea coast of Germany or Holland presupposes the worship of Apollon Kyknos by those peoples. In other words,
Apollon Kyknos is a northerner, whose home is the northwestern part
of central Europe.
Here one objection might be raised. If the foregoing inferences are
justified, how are we to explain, on Greek soil, the connection of the
swan with divinities other than Apollon? Thus in a well-known Pelo38 Adamus Brem. iv. 3.
39 Harris,
op. cit., p. 382.
Página 13
Ver en el PDF(se abre en una ventana nueva)ponnesian tradition it is Zeus who assumes the shape of a swan in order
to seduce Leda and to beget the Spartan Dioskouroi.
To this objection we may point out that a number of Apollon's functions and epithets are occasionally found attributed to Zeus. Thus
the Anatolian sun-god Syros or Lykos is not only the predecessor of
Apollon Lykeios but also of Zeus Lykaios.40 The Nordic Kyknos may
therefore very well have been identified, in the Peloponnesus, with
the Olympian Zeus.
This conjecture would seem to be borne out by the following rather
significant circumstance. Leda, Dor. Lada, cannot be separated from
Leto, Dor. Lato (whence the Lat. Latona). The word is generally
thought to be the equivalent of Gr. yvvw, "woman," and the goddess
would then be the Woman par excellence. But, by this very Leto,
Zeus is the father of another pair of twin-gods, Apollon and Artemis,
which would lead us back to the Swan Apollon.
The relationship of Apollon and Artemis is known to be secondary;
but the original and Indo-European, i.e., Nordic, character of the
Spartan Dioskouroi has been known for some time, and their Sanskrit, Persian, Teutonic, and Celtic equivalents have been studied
repeatedly.41
Da muss sich manchesRatsel losenDoch manchesRatsel kniipft sich auch,
says Goethe, who knew what true research means. Several questions
may, indeed, already have presented themselves to the mind of the
reader.
The strange idea of localizing an earthly paradise of the type described by Pindar and Sophocles in the dreary Frisian archipelago will
certainly require some explanation.
The ancients were quite aware of the true nature of amber, which
is a resinous product.42 Thus the Collection of Marvelous Stories as40 Detailed
proof of this has been presented in my study "Apollon," in Studi e
materiali di storia delle religioni (Rome). On the Apolline character of the story of Zeus,
Leda, and the Swan cf. M. Mayer, Die Giganten und Titanen in der antiken Sage und
Kunst (Berlin, 1887), pp. 80, 141 f.
41 For a
comprehensive
bibliography cf. my book Mythologie universelle (Paris,
1930), p. 100; Acta philologica Scandinavica, VI (1931), 1-25.
42Cf. Arist. Meteor. iv. 10. 10, ed. Didot; Pliny NH xxxvii. 42; Tacitus Germ. 45;
Martial iv. 59. 1 f.; Pauly-Wissowa, R.-E., Vol. III (1), col. 297.
Página 14
Ver en el PDF(se abre en una ventana nueva)cribed to Aristotle and written about 300 B.C. describes amber as a
gum which liquefied from poplars near the Eridanos and which, being
hardened into the consistency of stone, was collected by the natives
and exported into Greece.43 What was less generally known was its
fossil nature, though the geographer Philemon pointed this out.44 As
a rule it was assumed that amber was exuded from living trees growing
on islands of the northern ocean. Thus, according to Pliny, Mithridates reported that on the coast of Germany45there was an island
called Serita, grown with cedars exuding resin. In other words, the
islands near which amber was fished from the sea became, in the imagination of the Mediterranean peoples, islands overgrown with amber
trees.
The Mediterraneans were, however, neither the first nor the only
ones thus to account for the valued product. The Germans were no
less aware of the true nature of amber, as is sufficiently proved by
MLG glar, "resin," as compared with OE glaer, "amber."46Knowing,
then, that amber was not a marine product, they answered the question as to its origin by the assumption that it was the resin of trees
growing on some island or continent beyond the sea, whence it was
washed to the German shores. Since to the poor barbarians who inhabited northwestern Germany amber was about as valuable as gold
is to us, this assumption quite naturally led to the belief in an island
paradise, a sort of Eldorado. In other words, the mysterious northern
isle owed its splendid reputation to the simple fact that it was an
amber isle.
If such is the case, one may reasonably expect this tradition to have
left traces also in the north; for in the eyes of the barbarians who sold
43 Mir. ausc. 81.
44 Pliny NH
xxxvii. 33: "Philemon fossile esse (electrum dixit)."
To be sure, Mayhoff (in the Teubner ed. [1906]) adopts the reading "in Carmaniae litoribus insulam esse quam vocari Seritam, cedri genere silvosam";
but the compiler of the Index, s.v. Serita, locates the island in Germaniaelitore, accepting the reading of the Codex Leidensis (which reads germanicae), as did the translators
of the English version published by the Bohn Classical Library. In Carmania (on the
Persian Gulf) no amber is known to have been found. Mithridates Eupator-for he is
the author referred to (cf. F. Susemihl, Geschichteder griechischen Literatur in der
Alexandrinerzeit [Leipzig, 1891-92], II, 415)-was in a position, as ruler over what is
now southern Russia, to have some information about northern Europe.
46 R. Much, Zeitschriftf. deutschesAltertum, LXI (1924), 101.
46 Ibid. xxxvii. 39.
Página 15
Ver en el PDF(se abre en una ventana nueva)AIIOAAN KTKN02
the precious substance the island was bound to have at least as much
glamor as in those of the far-off Greeks. This conclusion is borne out
by a number of facts. Certain Scandinavian documents, discussed in
detail in my article to be published in Speculum, speak of a terrestrial
paradise called Glaesisvellir or Glaesisvollum,names evidently derived
from OG glez, "amber," Lat. glaesum. At the gates of Walholl is a
grove named Glasir, i.e., evidently, a grove of amber trees. Celtic
traditions know of an insula vitrea, OFr isle de voirre, which in the
Middle Ages meant "glass island" but which originally meant "amber
isle," owing to the semantic development of the word glaesum,"amber,"
in the Teutonic and Celtic languages: OG glez, OE glaer, "amber,"
MG, ME glass; Ir. glain, gloin, "glass," "crystal"; Welsh glein, glain,
"gemma," "tessera." Lastly, the name of the amber island Abalus (or
Abalum) mentioned by Pytheas of Massilia survives not only in the
names of two Hallig islands, Habel and Appelland, and the name of
Avlum in western Jutland but also in that of the Celtic Avallon, the
island paradise to which King Arthur is wafted, according to Arthurian
tradition, much as Croesus and Hiero are wafted, at least in the verses
of Bacchylides and Pindar, to the island paradise of the Hyperborean
Apollon. This island of Avallon, on the other hand, is identical with
the insula vitrea, the ancient amber isle, which, in the Middle Ages,
had become a "glass island."
The report of an amber isle in the northern ocean might be regarded
as a simple geographical myth which might be supposed to have
reached Greece, as geographical myths usually reach distant countries, by the route of commerce-in this case the amber trade. Such a
theory would fail to explain (1) the tradition of the votive offerings
sent down by the Hyperboreans, i.e., the tribes of the amber coast, (2)
the connection of the Hellenic Apollon with the whooper swan and the
myth which formed the starting-point of this study, and (3) the consistent connection of the Hellenic Apollon with the north and with
amber. All these peculiarities are explained quite satisfactorily by the
assumption that the Hellenic Apollon himself had his home in northwestern Germany and that he was carried into the Balkans by some
migratory northern tribe, which doubtless followed much the same
route as the Celts of Brennus in the fourth century before Christ and
Alaric's Goths in the fourth century after Christ. This would also ex-
Página 16
Ver en el PDF(se abre en una ventana nueva)plain the decidedly Nordic appearance of the god, which has been
pointed out repeatedly.47
Many of the most bitter controversies concerning the nature and
origin of Apollon could have been avoided, had it been realized that
the Apollon of the classical epoch is as much of a compound as was the
Hellenic nation itself. Thus Apollon Smintheus, the "Mouse Apollon," was recently shown to be a Mysian tribal divinity of east European origin, introduced into the Troad by the invading Mysians in
pre-Homeric times and identified with Apollon, though by no means
with Apollon only.48 Apollon Lykeios is, as Wilamowitz49rightly conjectured, an Anatolian and pre-Hellenic sun-god, called Syros, Lykos,
or (in southern Italy) Soranus.50 Neither of these can reasonably be
supposed to be responsible for the god's classical name, 'ArorXXWv,
voc. "AwroXXov,
There remains, then, the
Delph. Dor. "A7reXXov.51
it
the
that
was
"Swan
possibility
Kyknos,
Apollon," who provided the
name for the compound divinity as we know it.
It should be noted, in the first place, that the memory of the original
identity of the Hellenic and the north European god would probably
not have been preserved, as it was, down to Alexandrian times, had a
similarity of their names not favored it. In the second place, the resemblance of the name of the amber isle, Abalus, Celt. Avallon, to the
name of the Greek god, whose paradise and sacred property that isle
was fabled to be, can hardly be a mere chance. So we are led to inquire into the meaning of that name.
Abalus, as the MG names for the two Frisian islands of Habel and
Appelland clearly indicate, meant the "apple isle." It might be noted,
47J. L. Myres, Who Were the Greeks? (Berkeley, Calif., 1930), pp. 193 and 568, n. 63;
H. R. Hall, The Ancient History of the Near East (London, 1913), p. 520, n. 1; cf. also
my Mythologie universelle, p. 262; Gilbert Murray, Four Stages of Greek Religion (New
York, 1912), p. 69.
48 CP, XXXVI (1941), 133-41.
49 Hermes, XXXVIII
(1903), 575-86; Greek Historical Writing and Apollo (Oxford,
1908), pp. 27 ff.
50Cf. a study of mine forthcoming in Studi e materiali di storia delle religioni (Rome)
(cf. above, n. 40).
1 As E. Meyer (Geschichte des Altertums, I, Abt. II [Stuttgart-Berlin,
1909], 640)
by Pulenida, i.e., by a borrowpointed out, the Lycians rendered the name 'A7roXXwvirpls
ing from the Greek, which would be difficult to understand if the Anatolians had had a
name of their own corresponding to the Hellenic 'A7r6XXwv.
Página 17
Ver en el PDF(se abre en una ventana nueva)in passing, that there also is an isle called Ebelo in the Danish waters,
northeast of the Little Belt.52 Similarly, the Celtic Avallon is obviously
connected with Welsh afal, Bret. Corn. aval, 0. Ir. abhall, from which
O. Celt. *ab-allo-s may be inferred. The medieval Latin texts usually
render it by Insula Pomorum. On the other hand, the Hellenic Apollon
has curious connections with the apple tree and its fruit.53
There are, first, two cult titles of Apollon pointing to the apple
(/i7Xov): Apollon MaXe&rws(from /iaX'a, "apple tree"), a formation
parallel with Dionysos
2UVKE&arlS(from
avKea, "fig"),54 and Apollon
MaXoels,occurring in an inscription from Lesbos55and in a Thucydides
scholion, which tells an amusing story about the origin of the name.56
In Lucian's Anacharsis 9 Solon explains that the prizes in athletic
contests are: "At Olympia a wreath of wild olive, at the Isthmus one
of pine, at Nemea of parsley, at Pytho some of the god's sacredapples."
This statement is corroborated by a Delphian coin showing the apples
on the victor's table.57 In the sacred grove of Apollon near Klazomenai, known as the Grynaean grove, there was an apple tree which on
one occasion was the object of a dispute between the seers Mopsus and
Calchas, as to which of the two could divine correctly the number of
apples on that tree.58
Joining these facts to the consistent association of the Celtic Apollon with apples and apple orchards and adding the Greek statements
which tacitly identify the Nordic and the Hellenic Apollon, we are led
to conclude that the two are one and that Apollon was from the beginning the god of the apple tree. The vocative "ATroXXoO
Delph. Dor.
"A7reXXov
represents the original form of the name, as has repeatedly
been suspected,59and it is a cognate of the Celtic and Teutonic names
52Broche, op. cit., p. 211.
63Rendel Harris, The Ascent of Olympus (Manchester,
1917), pp. 36 ff.; cf. also
B. F. C. Atkinson, Bull. John Rylands Library, VII (1922), 138-40; Cook, op. cit., 487 ff.
4 Ibid., pp. 37 f.
56IG,
XII, 2, 484; cf. Harris, op. cit., pp. 37 and 42.
56Cf. Revue de philologie, I (1877),
drawing on the AEaS,LKa of Hellanicus.
185; cf. also Steph.
Byz.,
s.v. MaXX6ELS [sic],
57 Harris, op. cit., p. 39.
68 Myth. Vat., I, 194; Serv. in Verg. Ecl. 6. 72; cf. Harris, op. cit., p. 40.
59Cf. A. Nehring, Mitteilungen d. schlesischen Gesellschaft f. Volkskunde, XVIII
(1916), 23; cf. also the Thessalian form "A7rXovv(F. Bechtel, Die griechischen Dialekte
[Berlin, 1921], I, 172).
Página 18
Ver en el PDF(se abre en una ventana nueva)of the tree and its fruit. The god and the tree thus stand in exactly the
same relation as the Gr. IlpKos
(later obpKvs) and the oak (Lat.
quercus).60
Let us now see what light philology may throw on the history of the
apple. The word is common to the Celtic, Teutonic, and Slavonic
languages; but the IE languages of southern Europe have different
names for the fruit, though Lat. malum is probably derived from the
Greek (Ion. Att. ,/zXov, Dor. tuaXov).61On the analogy of a considerable number of other fruit names derived from the Latin, it has been
frequently assumed that the Celtic and Teutonic forms may go back
to some Latin designation such as malum abellanum, from the town
of Abella, now Avella Vecchia, in Campania,62which was famous for
its fine apples, as may be seen from Vergil's verse (Aen. vii. 740):
Et quos maliferaedespectantmoeniaAbellae.
What militates against this derivation is the regularity with which
the Celtic, Teutonic, and Lithuanian forms obey the sound laws-a
rare phenomenon in loan-words. The borrowing would have to antedate the first Teutonic sound-shift63 and antedate by far the period
when we may reasonably suppose the apples of Abella to have acquired
their well-deserved reputation. On the other hand, the name of Abella
is not the oldest name of the town, which is said to have originally been
named Moera.64Accordingly, Schrader, who at first had shared the
traditional view, later arrived at the conclusion that Abella is named
after the fruit,65a view shared also byJohannes Hoops66and R. Much.67
60Revue archeologique,XXXVI (5th ser., 1932), 87 ff.
610. Schrader, Real-Lexikon,
I2, 53; V. Hehn, Kulturpflanzen und Haustiere (Berlin,
1911), pp. 627 f.
62 Schrader, op. cit., I, 53; Hehn, op. cit., p. 627. The hypothesis is as old as Cormac's
Glossary; cf. Hoops, Waldbdume und Kulturpflanzen im germanischen Altertum (Strassburg, 1905), p. 478.
63 Schrader,
Prehistoric
Antiquities
of the Indo-Germanic
Family
(London,
1890),
p. 276.
64Serv. in Verg. Aen. vii. 740; cf. J. Beloch,
Campanien
(Breslau,
1890), p. 411.
Hubert (op. cit., p. 57) aptly suggests that the name of the town tends to show that the
Italian peoples once had the word and subsequently lost it.
65Real-Lexikon,
I, 53.
66Op. cit., pp. 477 ff.
Zeitschrift f. 6sterreichische Gymnasien, XLVII
Página 19
Ver en el PDF(se abre en una ventana nueva)Abella is simply one of the many apple towns scattered all over the map
of Europe, from the Fr. Avallon, the Eng. Appledore, the Dutch
Apeldoorn, the Ger. Apolda, to the Slav. Jablonka in the Carpathian
Mountains, and even in Palestine: Tappuiah, from Hebr. tappud4h,
Arab. tuffah "apple."68 The evidence therefore points to the fruit's
having been carried down into the southern peninsulas of Europe by
invading northern tribes; and it is natural enough that the god of the
apple tree, Apollon, accompanied the fruit. This accounts for the consistent association of the god with the fruit and with a garden or orchard of the type described in the verses of Pindar and Sophocles.
There remains one problem. The amber isle of Apollon was called
Abalus or Abalum, later Avallon. The trees credited with exuding
amber are, however, not apple trees but poplars; the Heliades are
transformed into white poplars, not into apple trees. To this still another difficulty must be added: the poplar is certainly no north or
north-central European tree, as its names in the Teutonic and Slavonic
languages suffice to show; Eng. poplar and Ger. Pappel are derived
from Lat. populus, as are Pol. topola, Russ. topol', Croat topola, Czech
topola. The tree was introduced into the countries north of the Alps
in Roman times and even later.69 Thus the amber-exuding trees on the
banks of the Eridanos cannot have been poplars. So we ask next: If
not poplars, what were they?
Light is thrown on the subject by a Croat word for "poplar," synonymous with topola, to wit, jablan,70a word evidently related to Russ.
yabloko, Pol. jablko, Bulg. yabuka, Czech jablko, "apple." In the
Middle Ages the Serbo-Croat word jablan still had the meaning of
"apple tree."7
Now it is a well-known fact that similar shifts in the meaning of
tree names have been noted frequently. An excellent modern example
is the Ger. Buche, which generally denotes the beech (Fagus silvatica)
but which also designates the hornbeam (Carpinus betulus), an alto68 For a partial list of these cf. Harris,
69H. M. Willkomm,
JHS, XLV (1925), 236 if.
Forstliche Flora von Deutschland und Oesterreich (Leipzig, 1887),
pp. 519 f., 530; Hoops, op. cit., pp. 230 f.
70F. A. Bogadek,
burgh, 1926), s.v.
71 E. Berneker,
New English-Croatian
and Croatian-English
Dictionary
(Pitts-
Slavisches etymologisches Worterbuch (Heidelberg,
Página 20
Ver en el PDF(se abre en una ventana nueva)gether different tree. The MG F6hre, OHG forhe, is the common word
for the Scotch pine (Pinus silvatica), but the word is related to Lat.
quercus,the name of the Prussian-Lithuanian thunder-god, Perkunas,
Gr. IIOpKos (later 4bpKvs); thus it was originally the name of the oak
tree. The Eng. yew, Welsh yw (whence Fr. if), and OHG iwa (whence
NHG Eibe) designate a coniferous tree known to botanists as Taxus;
but the cognate O. Slav. jiva means "willow." Again, to Russ. grab,
grabina, Czech habr, hrabr, and Pol. grab (Carpinus betulus) appear to
correspond Gr. ypa&lov,"torch," originally, probably, "oak wood,"
and Umbr. Grabovius,a surname of the old Italian oak-god Jupiter.72
Variants of the Lat. carpinus are Lith. skirpstas, "elm," and skirpstuis,
"beech."73
The poplar is a south European tree genus. The Illyrians, on first
occupying the lands between the Danube and the Adria, are therefore
likely to have encountered it for the first time. They did not coin a
new term for it but transferred to it their old word denoting the apple
tree, without, however, giving up the old meaning of the word. Subsequent generations, no longer aware of the extension in meaning, and,
a fortiori, the Greeks, who seem to have learned the traditions of the
amber isle from Illyrian intermediaries, were thus led into the error of
assuming that the amber-exuding trees were poplars. But it is clear,
on this showing, that originally they were apple trees.
To sum up the outstanding results of this inquiry, let us say that
to the "Mouse Apollon" and to the Anatolian sun-god must now be
added a third component of the classical Apollon, fully as important as
the other two: the "Swan Apollon," the god of the whooper swan, of
amber, and of the apple tree-a divinity introduced into Greece by invading northern tribes hailing from the amber coast of northwestern
Europe.
PRINCETON,N.J.
72 N. Jokl, Worterund Sachen, XII
73 Ibid., p. 75. On shifts in the meaning of tree names cf. also H. Usener, Gotternamen (Bonn, 1896), p. 202.