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Ver en el PDF(se abre en una ventana nueva)In: Hermes, 96 - 1968 - p.435 - 460
BAAR val
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Ver en el PDF(se abre en una ventana nueva)In a previous article I attempted to determine the place of the pseudo-
Aristotelian De Coloribus in the development of early Peripatetic theories of
vision, and showed that it reproduces the views of Theophrastus and may
have been written by Theophrastus himself!. The short treatise known as the
De Audibilibus (its Greek title is rep! axovotéy) has sometimes been taken for
the work of the same man. It has not come down to us in its original form. What
we have is a fairly long extract from a book of the same name incorporated in
Porphyry’s commentary on Ptolemy’s Harmonica®. Porphyry believed that
the original was by Aristotle, and tells us that he had condensed it because
of its length®. Modern scholars however are agreed that it is spurious*; the
only dissentients have been TRENDELENBURG in 1833 and DURING in 1932,
and DÜRING changed his mind two years later®. But there has been no such
unanimity as to the autor’s possible identity. BRANDIs attributed it to Strato;
he was followed by DIELs, CAPELLE, DURING (in 1934) and less confidently by
the Oxford translators®. V. JAN ascribed it to Heracleides Ponticus’. Others
have been more cautious. ZELLER, while admitting that there is some evidence to
connect the book with Strato, did not consider it conclusive’. SUSEMIHL says
that it must be by the same author as the De Coloribus, but without suggesting
a name; he is followed by REGENBOGEN, who thinks that the author of both
works must be either Theophrastus or Strato®. Most recently WEHRLI has
1 The De Coloribus and its Author, Hermes 92, 1964, 59ff.
2 Pp. 67 —77 in Dürıng’s edition, in Göteborgs Hogskölas Arsskrift 1932. A few notes by
DURING are included in his
pp. 169—73.
»Ptolemaios und Porphyrios über die Musik«, ibid.
1934,
Other editions are by BEKKER (pp. 800—804 in the Berlin Aristotle) and
PRANTL (Teubner, 1883); there is a useful English translation by T. Lovepay and E. S.
FORSTER in the Oxford Translation of Aristotle. Since DÜRING’s edition is not easy to
find I shall quote Aud. by page and line of the Berlin edition.
8 P. 67, 20 DURING Ta rebrou (sc. ’Apıotor&ioug) OUVTÉLVOVTEG LX TO UNXOG Eviw TapatIWMUEda. We have no means of telling how much Porphyry omitted. Two other pseudoAristotelian books have been summarised in the same way by later commentators, the
early chapters of the De Coloribus by Sophonias In De Anima pp. 79 —83, and Meteorologica
A (to 384b 19) in ps.-Alex. Quaest. Nat. 3, 14 (pp. 108 —115 Bruns).
4 Cf. V. Rose, De Arist. libr. ordine et auctoritate, (Berlin, 1854) p. 2201.
5 TRENDELENBURG, ed. of Arist. De An. p. 107; DURING 1932 p. 67n., 1934 p. 160f.
6 C. A. BRANDIS, Handb. d. Gesch. d. gr.-röm. Philos. II 2, 1201; H. DieLs, SBB 1893
P. 114 n. 5; W. CAPELLE, Straton (der Physiker), RE IV A (1931) 283f., 312ff.
? Musici Script. Graeci (Leipzig, 1895) pp. 55. 137; see below, p. 450.
8 E. ZELLER, Philos. d. Gr. II 23, 914 n. 9; so also G. RoDIER, La Physique de Straton
de Lampsaque (Paris, 1890), 48f.
® F. SusEMIHL, Gesch. d. Lit. i. d. Alexandrinerzeit I, 155; O. REGENBOGEN, Theo-
Phrast v. Eresos, RE Suppl. VII (1937), 1544.
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Ver en el PDF(se abre en una ventana nueva)denied that either Strato or Heracleides could have written Aud., without
suggesting any alternative’.
The reason why this work has so often been attributed to Strato is simple:
the opening paragraph of Aud. contains a theory of sound very like the one
which Alexander ascribes to Strato.
Aud. 800a 1—13 Tàc dè pwvas néons ouuBaiver yiveodar xal Toùs Logon,
4 TOY copdtov Y TOD dépos mpòc TA GOUATX TPOSTÍTTOYTOG OÙ TE TOV depa
cynuariteodar, nadarep olovral rivec, ANA TH xlvEtodat raparAnoiws adtoy
cuotehAGuevoy Hal Zxteivönevov xal xarahauBavémevov, Ett dé ouyxpovovra Sid
TAG TOD TvEbULATOS Kal THY Xopd@v yivopévac TANYAC. brav yap Tov EgEeting dépa
TANEN To TVED
UA TO éurirrov addì, 6 Amp Hoy péperat Bia, TOV Eyouevov avdtod
roowPGv duolwe, Gate TavTY Thy Owviy Statetve Thy aVTHY, Ép’ Goov ouußalver yiveodar xal tod dépoc Thy xlvyouw. Staystta yao en mAgova Y Bia tic
KIVNGEwG AUTOD Yıvou&vng, oreo xal TA TVEUULATX TH ATO THY TOTALLY xa
and tho yxOpac Amonveovra. Cf. 80ra 37 Stav Y (gw) daredvpew TpooMINTY TOS THY aKXONV... . ApeotHxEvat TOPEW Joue THs AXoNG.
Strato fr. 114 = Alex. Aphr. In Arist. Sens. 126, 19 ff. ette dy TG TO oyua draAAgrreodar adTOY (sc. THY Yéowy) Ev TH pop cite TA ExAVEGDAL TOV TOVOY TIS
TANYNG OS Utpatwy Aéyet (où yde grow Ev Ta oyyatiCeodat rag TOV dépa
robs duxpépous Vépous Yiveodar, GAAL TH TAG TANYAS AVLOOTNTL), AAA’ oùv,
órrotépws dv yivyta, TO un obTWS AMOUEOHAL (06 YLVETAL Y popà ATA.
The resemblance is twofold. In both passages the view that the character
of sounds is due to the way in which the air is shaped is rejected, while the importance of mechanical factors, i.e. the strength and regularity of the soundproducing blows, is emphasised. This is enough to establish a prima facie case
for attributing both to the same author. But it does no more. Before we can
definitely give the book to Strato or anybody else we must examine its doctrine
as a whole and find its place in the development of Peripatetic theories of sound
and music. Fortunately we have a considerable amount of material for comparison.
IT
The De Audibilibus deals only with the physical nature of sound; nothing
is said about the psychology of hearing. Most of it is devoted to explaining the
peculiarities of particular sounds, but there is an introduction on the principles
underlying all sound-production and other points of general application are
discussed in digressions in the body of the work?. A brief synopsis will make
its structure clear.
1 F. WEHRLI, Die Schule der Aristoteles 5 (Basel, 1950), p. 73f.; 7 (1953), p. 102.
2 Most of these digressions fit into their context quite well; only one, at 803 b 26—804a9,
disrupts the paragraph in which it stands and could be moved with advantage, perhaps to
come after 800a 16. But this hardly warrants interfering with the text.
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Ver en el PDF(se abre en una ventana nueva)437
I = 67, 24 DURING: some principles of sound-production.
How the condition of the organs of speech affects the
Il
voice.
800a 3I = 68, 16: on the structure of the lung.
b 19 = 69,
4: on the structure of the windpipe.
8o1a 10 = 60, 26: on some other rad of the organs of speech, especially
their moisture and dryness.
The qualities of vocal sounds.
III
= 70,
Sola 21
I: how distant sounds are distinguished from those arising near at hand.
801b
2 = 70, 19: distinct and indistinct sounds.
22=
71,
3:
clear voices.
On the sounds of instruments.
IV
8oza
8 = 71, 25: how clear notes are produced on wind-instruments.
=
71, 32:
on horns.
a 30 =
72, 10:
digression on how sound travels and how its propaa 17
gation can be checked.
b
I = 72,21: on horns continued.
b 18 = 72, 35: how differences in the mouthpieces of «vAot modify
their sound.
Further remarks on vocal sounds, with illustrations
Vv
from non-vocal sounds.
802b 29 = 73,
9: the causes of hard and soft voices, and hard and soft
sounds on instruments.
803b
2 = 74, 20: rough voices and the noise made by files.
b 17 = 74, 33: thin voices and the sound of the thin strings of a lyre.
b 26 = 75,
6: Digression (a) how sounds are propagated.
(b) how we hear chords.
b 40 = 75, 19:
804a 9 = 75,27:
a 22 — 76,
thick voices and the sound of bassoons.
3: piping voices and the sounds made by the smallest
instrument in each family.
a 32 = 76, 12: ‘cracked’ voices and the sound emitted when a cracked
piece of earthenware is tapped.
b
8 — 76, 24: aspirated and unaspirated vocal sounds.
b 12 = 76, 27: why the voice sometimes breaks suddenly.
b 26 — 77,
7: stammering.
The author’s chief concern is with vocal sounds. The sounds made by musical instruments or in other ways, e.g. by artisans in the course of their work,
are brought into the discussion, but for the most part they serve to illustrate
principles first adduced to explain the sounds made by the voice in different
circumstances!. Even the section devoted exclusively to explaining the pecu1 Cf. Porphyry p. 67, 18 ff. D.
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Ver en el PDF(se abre en una ventana nueva)liarities of some instruments (802a 8—b 29) appears as a long digression when
the plan of the book is viewed as a whole.
The mechanical explanation of sound given in the first paragraph is applied
consistently to all phenomena. All sounds are the result of solid bodies striking
one another or being struck by currents of air or, in the case of vocal sounds,
of the breath striking the outer air. This sets up a movement of expansion and
contraction in the surrounding air which spreads outwards from its source,
each layer of air pushing the next until the force of the original impulse is spent.
The movement remains the same throughout, and so the sounds falling on the
ear correspond to the blow which gave rise to them}. Each sound is described
as a vibration? consisting of many distinct beats separated by intervals of
silence. »Strings make many separate blows on the air, but as the ear cannot
perceive the intervals between them owing to the shortness of the intervening
time, the sound seems to us to be one and continuous, as in the case of colours;
for separate spots of colour often seem to become one, when they are in swift
movement« (803b 34ff.). In chords the blows comprising the higher note occur
more often in a given time than those of the lower, but if the last blows of both
(and presumably the first also) coincide we hear both as simultaneous continuous
sounds.
The volume and penetration of sounds depend on the strength of the original blow and the continuity and tension of the air. Up to a point the air
moves as a continuous mass from the place of the first impact, then it begins
to ‘scatter’ 4; this is what makes it possible to judge the distance between the
source of the sound and the hearer. If the scattering is prevented by artificial
means, e.g. by speaking through a trumpet placed over someone's ear, the
sound seems to originate much closer to the listener than it really does?.
Sound generally travels in a straight line, although it can bend round obstacles such as knots in timber®. The writer knew that sound can be transmitted
1 800a 1—10, cf. 803b 27 ff. [Arist.] Probl. 11, 6. 899a 28 6 «ho 6 pepopevoc Tout TOV
Yooov: Kal WOTEp TO TE@TOV opel TO xvijcav Tov dépa, OUT Set MAHAL TOLÍOOL TOV dépa del
(8°) &AAOV xivobvta elvat, &AXOV dé xivovpevov. 10 è Yoqos cuveyNnc, Ott del Exdeyetar HUVODVTL
“WV, Ems dv drouapavdn, O El THY cwuaTtov gotl TO TTEDELV, brav uynxéte SúveTaL ODeEtv
6 ano Evda ev TO Bédoc, Evda de Tov dépa. À ev Yàp Davy yivetat Y ovvexns depog wIovpevov UT’ dépoc, TO de Beioc pépertal cmuatog bn’ dépoc xivouuévou. ¿vtadda ev ody del
TO AUTO pépetar CHUA, Ewe dv xatatton, enel de del Erepos dp. Text after G. MARENGHI
(Aristotele, Problemi di fonazione e di acustica, Naples,
1963). The
comparison with
missiles comes from Archytas Vors. 47 B 1 p. 434, 5 and PI. Tim. 80a.
2 rpôuoc, 802a 42.
3 803b 4off., cf. [Arist.] Probl. 19, 39. 921a 13ff.
4 Staxivettat, Sora 26, oxedavwodat, a 31; presumably this means that the particles
of air begin to oscillate in different directions instead of moving in unison. Cf. 800a II.
804a 39 ff.
5 8oıa 22ff., cf. Arist. GA 781b 11 ff.
6 802a 30ff., cf. [Arist.] Probl. 11, 49. 58. 25, 9; also, from an Atomist viewpoint, Lucr.
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Ver en el PDF(se abre en una ventana nueva)through a medium other than air, until stopped by a break in the medium;
to illustrate this he refers to the practice of tapping masts to see if they are
cracked, and to the fact that bronze statues give off a whistling noise when being
filed unless a rope is tied around them to absorb the vibrations (802a 33ff.).
The quality of each sound is governed by the force and speed of the blow
which caused it. Other factors, such as the structure of the lung and wind-pipe
in animals or the composition of the material of flutes and horns only affect the
sounds which are produced indirectly, by speeding or retarding the flow of the
breath and thus modifying its impact on the outer air. The same flute can produce hard or soft tones, depending on the force with which the breath travels
through it (803a off.). Even the accidents of the breath itself, such as its
moisture, are important chiefly for the effect they have on its movement!.
Clear sounds, for example, defined as sounds which carry far and make a strong
impression on the ear, are caused by a powerful impact with adequate ‘followthrough’. To produce such sounds a man must be capable of taking in a large
amount of air and expelling it vigorously but in a controlled manner; therefore
his lung must be large and soft and elastic, and his windpipe must be of the
right length and width to allow his breath to flow evenly?. If the lung is small
and inelastic, it will be incapable of emitting a sufficient volume of air with the
necessary power, or alternatively the breath may be forced out violently; in
the latter case its impact on the outer air will be hard but will lack the allimportant ‘follow-through’; sounds produced under these conditions are hard
but do not carry far, like arrows shot from a stiff bow’. For the same reason a
hard sound will result if the wind-pipe is too long and too narrow for the breath
to pass through evenly and it has to be forced out; moreover because the breath
is excessively compressed in the wind-pipe it will be dispersed as soon as it
emerges, so that the sound it makes will not carry far. But if the wind-pipe is
too wide the breath is dissipated even before emerging and the voice becomes
hollow (800b 19ff.).
The same principles hold good of wind-instruments. Generally speaking
instruments made of a smooth and hard material allow the breath to pass
through quickly and give a strong, clear note; if their material is softer and
less dense they retard the breath slightly and their tone is softer and sweeter
(802 a 8ff.). If the tension of the air is lessened by the use of sloping reeds in the
mouthpiece or by lipping, their tone becomes softer but loses something of its
strength (801b 33, 803a 25ff.). If the walls of the instrument are not smooth
and obstruct the free passage of the breath, a dull, uneven sound results (802a
25 ff.). In the case of stringed instruments the strings which are most tightly
stretched hit the air most violently and produce the hardest sounds (803 a 27 ff.).
1 800a 17ff., b 20ff.; cf. [Arist.] Probl. 11, 22, etc. Contrast Arist. GA 788a 16ff.
2 801b 25 ff. + 800a 15f. + 800a 3ıff.
3 800a 31 ff., 802b 20 ff.
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Ver en el PDF(se abre en una ventana nueva)Other kinds of sound are explained in much the same way. Rough sounds are
due to an uneven impact (803b 2ff.). Children and others who can only emit
a small amount of breath have thin voices and thin strings produce thin sounds
(803b 17ff.), while ‘thick’! sounds are produced if a large quantity of breath
is emitted at once; and so on.
III
The views put forward in this book are a great advance on all earlier theories.
It had long been realised that hearing is caused by the impact on the ear of air
which has been set in motion by a blow of some kind, and high notes had been
connected with swift, low notes with slow movements. But the real significance
of this was unknown. It was simply assumed that the pitch of sounds depends
on the speed with which they are propagated?. The theories based on these
assumptions suffered from several defects. Since there was no way of distinguishing the speed of a sound-movement from its violence or force, which
determines the volume of the sound, earlier thinkers were forced to assume
that the loudest sounds are also high-pitched; indeed, we find Archytas appealing to this supposed fact as evidence for his theory. It was difficult to explain
how two notes could be heard together as a chord, as Plato’s attempt demonstrates. Finally the mechanics of sound-propagation were left unclear. Plato,
the earliest writer whose views on this question are extant, thought that particles of air travel from the sounding object to the ear®, and a similar doctrine
has been attributed to Aristotle. This is certainly wrong®; but although
Aristotle saw the difficulties of earlier views’, his solution is by no means clear.
1 By ‘thick’ (maxyetat, 804a 9) sounds the author seems to mean sounds which we should
call ‘full’ or ‘rich’ or even ‘fruity’.
2 Archytas Vors. 47 B 1, Pl. Tim. 67b, 80a (criticised by Arist. de an. 420a 31ff., cf.
Thphr. fr. 89 W.); cf. J. I. BEARE, Greek Theories of Elementary Cognition (Oxford, 1906),
109 ff.; B. L. van DER WAERDEN, Die Harmonielehre der Pythagoreer, Hermes 78, 1943,
174. 193; J. HANDSCHIN, Der Toncharakter (Zürich, 1948), 136. 143. See further below,
Pp. 446.
3 Archytas p. 434, 3ff., cf. Thphr. fr. 80, 5ff., p. 63, ıff. DURING.
4 Pl. Tim. 80a, cf. Thphr. fr. 89, 11 p. 64, 20 D.
5 Pl. Tim. 67d, 80a, cf.
A. E. TAYLOR and F. M. CORNFORD (Plato’s Cosmology, London,
1937) ad loc. It is certainly not justified to attribute a vibration theory to Plato (with
TAYLOR). But CoRNFORD’s view (p. 321) that Plato regarded the cause of sounds as a series
of discrete air-particles rather than a continuous stream is also doubtful; the idea that
sounds consist of separate beats first occurs in Aud. 803b 34, where it seems to be introduced as a novelty. In[Arist.] Probl. 11, 45. 904a 20, which seems to reflect the traditional
view, sound is described as a pots. Cf. BEARE 110 n. 1. — The Atomists also believed that
sound is propagated by ‘missiles’ of air, but the presuppositions of their system were
fundamentally different.
6 See below, p. 444.
7 Arist. De An. 420a 21 ff. GA 786b29ff.; see below, p. 444-
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Ver en el PDF(se abre en una ventana nueva)All these problems were solved by the author of Aud. His discovery that
every sound consists of many separate pulses enabled him to distinguish their
frequency as the factor which determines pitch from the factors governing the
other properties of sounds. By superseding the hypothesis that different notes
are propagated at different speeds he was able to give a rational account of
chords. To the old question »what is it that is actually transmitted« he gave
an unequivocal answer: a vibration in the air. In these respects his teaching is
extremely close to modern views, in spite of his ignorance of the mathematical
properties of sound-waves!. In other ways, however, his knowledge was limited.
He did not realise that the volume of sounds is determined by the amplitude
of their vibrations, and since he knew nothing of harmonics, he had no real
explanation of the other qualities of sounds. In as far as there is any principle
underlying his account of these qualities, it is that sounds somehow resemble
their cause, e.g. thin sounds are produced by the impact of thin strings on the
air, rough sounds by the uneven impact of rough objects such as files, and so
on*. Beyond this he often tries to gain an insight into phenomena by comparing
them to others which are better known. For example, he says several times that
air blown through narrow pipes produces hard sounds which do not carry far,
because it flows through them violently but is scattered as soon as it emerges,
like water after flowing through a narrow channel?. These illustrations, which
are a prominent feature of the book, are meant as a substitute for a more precise
explanation. Similar analogies were used by many Greek writers, both within
the Lyceum and outside*. Yet they belong to a comparatively primitive stage
in the development of scientific method, and they are often inaccurate or even
misleading; e.g. the ‘scattering’ of sound-producing movements is compared
to the gradual weakening of the force of winds (800a 12ff.), although the
first
case involves
the
displacement
of masses
of
air while
the
second
does not. There is no organic connection between these ‘explanations’ and
the advanced theory of sound as a vibration, and it is rather incongruous to
find them side by side. Such incongruities however are characteristic of Greek
science.
! Compare, for example, the description of vibrations in air given by J. JEANS, Science
and Music (Cambridge, 1937, etc.) 113f., with Aud. 800a ı —ıo.
2 Aud. 803b 23. b 10; cf. 802b 12. 804a off. This is a primitive idea, most fully worked
out (on Atomist lines) by Lucr. 2, 398 ff. (in particular 2, 410ff. ~ Aud. 803a 2ff.), 4, 542 ff.
Cf. Thphr. Ign. 36ff., where the qualities of various kinds of fire are said to be related to
the qualities of its substrate.
$ Aud. 800b 27 ff. 802b 35, cf. 801
b 33. Similar analogies occur at 800b 1. b 6. Sora 32.
b 4. 8. 23. 802a 12. b 33. 40. 803b 8. 38. In addition vocal and non-vocal sounds are often
compared.
* Cf. O. REGENBOGEN, Kl. Schr. 141 ff.; H. DiLLeER, Hermes 67, 1932, 14ff.; G. E. R.
LLoyp, Polarity and Analogy (Cambridge, 1966) 304ff.; P. STEINMETZ, Abh. Ak. Mainz
(Geistes- u. sozialwiss. KL) 1964, 1, 11 ff.
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Ver en el PDF(se abre en una ventana nueva)All the same it is necessary to ask whether Aud. is really a single work or a
compilation from two or more sources. Its unity has never been challenged
overtly, but CAPELLE has picked out some parts which he regards as certainly
coming from Strato, implying thereby that the rest may belong to a different
author!. Such a view might seem to derive some support from a certain inconsistency in the language employed in the book. The vibration-theory was intended
to replace the belief that the pitch of sounds depends on the speed with which
they travel through air. In view of its novelty, we should expect its author
to avoid any expression which might obscure the distinction between his
doctrine and the older one. But there are several places where he says, without
qualification, that high notes are due to swift movements”. Does this mean that
the vibration-theory was grafted on to an essay which in its original form
reproduced the conventional view?
On further consideration this appears
unlikely. The passages in which this theory is mentioned are too closely interwoven with the rest of the text; the only one which could be easily removed is
803b 26—804a 83, but the first half of this digression resembles the opening
paragraph of Aud. so closely that both must be by the same hand. The terminological difficulty is resolved at Aud. 804a 2, where we are told that high notes
cause more frequent impacts on the air because of the swiftness of their
movement, and the same point is made in one of the Problems. These passages
1 RE IV A, 313. The sections CAPELLE accepts are 800a
1—13, 801a 21—27 and 803b
34—40, which refer to the vibration-theory, together with 800a 31—b 19, on elasticity;
also the passages in which hearing and the other forms of sensation are compared, Sora
32—41,
b 22—32, 802a 7—15, 803b 2—17. His choice of these is somewhat arbitrary, for
the idea that there is a fundamental similarity between all the senses was accepted by all
Peripatetics from Aristotle downwards.
2 Aud. Sora 9. 80345.
3 See above, p. 436 n. 2.
1 Aud. 8044 2 TAEOVAXLG LEV Yap Ev TAG TALC GULLMWVLALS DITO TOV dÉVTÉPEOV ODOYYOV
ai TOD depos Ylvovraı rAnyal dud TO Téyoc THs xiWwmoewc. cf. [Arist.] Probl. 11, 19. gora II
reyou À dv tig Ste xal Dattwv Eotiv N moodoa adTHy (i.e. Thy OLuTEPAV avy) ulvyots.
ein 8° dv TODTO, El muxvov uèv otevov è’ ein TO xıvoüv rvebua tòv dépa. 6 TE yap dALYOS
EDKWTOTEPOG EGTLV ATO (xiveltat yap OALYOS dd TOD oTevob), Kal To TUXvÒv TrAsloug TANYAC
totei, at Tov pópov rotobotv. In this Problem the question is why low notes are heard better
near their source and high ones further away; the answer is a confused attempt to combine
three distinct theories: (a) 901 a 7 —13 repeats Theophrastus’ explanation (fr. 89, 9 W. p. 64, 3
DURING) that high notes tend to travel in one direction only, while low ones spread evenly
all around their source. (b) At gora 13 the writer introduces the older explanation, criticised by Theophrastus, that high notes travel faster than low ones (FLASHAR in his commentary on this passage [Berlin, 1962, p. 541] wrongly says that Theophrastus accepted this
explanation); the same view recurs in Probl. 11, 47. (c) gora 11 —16 The theory of Aud.
is then used to explain theory (b): high notes move swiftly because the breath by which
they are produced (the writer is thinking of vocal sounds) is thin and dense; being thin, it
moves a small amount of air which can attain a high speed, and because of its density it
causes Many impacts.
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Ver en el PDF(se abre en una ventana nueva)show that expressions appropriate to the old conception of sound continued
to be used in connection with the vibration-theory!. The language of Aud.
may lack precision, but its teaching is consistent. Thus there is no reason for
doubting the unity of the book; it is completely homogeneous in all other
respects, in subject-matter, method and language?.
IV
Any attempt to find the place of this work in the history of ancient acoustics
must start from its relationship to Aristotle's teaching. This is complex.
Aristotle would certainly not have accepted the theory of sound it contains,
and it is important to be clear about the reason. He would probably have
admitted, as a matter of fact, that a series of brief sounds separated by very
short intervals of silence could be perceived as one continuous sound, just as a
mass of tiny coloured dots may appear as a single patch of colour’. But he
could not have regarded this as the xupta aitta of the genesis of sounds. The
idea that sounds have an atomic structure would conflict with his belief that
all movements, including the objective movements which produce sounds as
well as the psychic movements to which they give rise in the hearer, are
continuous and infinitely divisible, and that there can be no inherently imperceptible movement or interval of time.
Nevertheless the connection of Aud. with Aristotle is close. The problem
its author has set himself, to explain the qualities of voices and vocal sounds,
was raised by Aristotle at the end of the GA®, and their accounts agree in
many respects®. There are also cases where both refer to the same facts but
explain them in different ways. E.g. at Aud. 803b 19 it is said that children
have thin voices because they only move a small volume of air; Aristotle gives
this as the reason for their having high voices (GA 787a 29). These details show
that Aud. stands firmly in the Peripatetic tradition, but they are not the only
link. Even the central doctrine of the book is derived from Aristotle’s principles.
1 Some later writers prefer to say that high and low notes are produced by ‘denser’
(Tuxvótepal) and ‘rarer’ (Aparòrepar) movements (Eucl. Sect. Canon. Prooem., Porph. in
Ptolem. Harm. p. 33, 10 D.).
2 Cf. V. Rose, De Arist. Libr. Ordine et Auctoritate p. 221.
3 Arist. Sens. 439b 19, GC 328a 13 ff.
4 Sens. 448a 19ff., cf. Alex. ad loc. p. 146ff.; also Index Arist. 391b off.
5 GA 5, 7, especially 786b 7ff., 788a 16 ff.
€ Comparison with instruments, Aud. passim ~ GA 788a 21; Aud. 800b 18. 31. 802a 6
= GA 788a 29ff.: soft lungs can ‘husband’ (tapreveodar) the breath; Sora 27ff. ~ GA
781b 6ff., on the ‘scattering’ of different sounds and how it may be prevented; 804a 17.
~ GA 788a 1, HA 581a 16ff., on rpaytlovrec. Other parallels are: Aud. 800b 2 ~ Arist.
Resp. 480a 20, the lungs compared to bellows; 801b 6ff. ~ HA 492 b33. 536b 8, PA
660a 26, (Probl. go2b 22), on tpavàot; 804b 27 ~ [Arist.] Probl. 902a 25, etc., on toyvdi
Pwvot. Cf. v. JAN, Mus. Scr. Gr. p. 50. HANDSCHIN p. 143f.
Página 11
Ver en el PDF(se abre en una ventana nueva)It was fundamental to Aristotle’s teaching about sensation that the form
of the sense-object without its matter is transferred to the subject through a
suitable medium; the object modifies the medium, which in turn modifies the
sense-organ in the same way*. In the case of sound an impact by a sonant
object produces a movement in the medium, usually air, which is transmitted
to the ear. What the exact nature of this movement is Aristotle was unable to
say, but he seems to have regarded it as a qualitative alteration (XXotwotc)
analogous to the modification produced by light and colour in transparent
substances?. One thing however is certain. Only the movement travels, while
the medium remains stationary. The suggestion that Aristotle shared Plato’s
belief that actual particles of air were projected from the sonant object to the
ear is certainly wrong’; he expressly says that sound is not a body but a
movement in a bodily medium. It is not even certain that he regarded pitch
as a function of the speed with which sounds are transmitted®. What he says is
that high and low notes are produced by, but not identical with, fast and slow
movements respectively, and his discussion implies that he may have taken
‘fast’ and ‘slow’ in this context to denote the intensity of the stimulus experienced by the subject®. The only place where Aristotle seems to accept a connection between high and low voices and the speed with which masses of air are
moved is in the chapter on animal voices in the GA; but here he is thinking
primarily of the force with which the breath emitted from the mouth strikes
the outer air”.
1 Arist. de an. 424a 17ff.; cf. BEARE 216ff., H. SIEBECK, Gesch. der Psychologie I 2
(Gotha 1884) 21 ff.
? De an. 417b 7H. Later commentators postulated the existence in air and some other
kinds of matter of something they called to Sinyéc, which was supposed to transmit sound
in the same way as To Otxpavéc transmits light and colour. See Arius Didymus fr. 17,
Prisc. Metaphr. p. 10, 19. 15, 33 BYWATER, and the commentaries on the De Anima of
Simplicius and Philoponus (see the index of the Berlin edd. s. v.); cf. ZELLER, Ph. d. Gr.
Il 2° (1879) 478.
3 This is the view of VAN DER WAERDEN 193.
4 Sens. 446b 25 ¿ori 8’ ote cmuata radre (sc. sounds and smells), ¿AMA TADOS Kal xivnoic
Tig, ... 007 veu c@uatoc. Cf. Alex. Aphr. de anima 48, 7ff., in de sens. 126, 24, and the
quotation from Alexander’s commentary on Aristotle’s de anima given by Simpl. in de an.
141, 22ff. and Philop. in de an. 361, 5ff.; this quotation is remarkably similar to Aud.
800a 5 ff. and Probl. 11, 6. 899a28ff. (quoted above, p. 438 n. 1).
5 So BEARE 116, cf. ZELLER 835 n. 3.
€ De an. 420a 31 où 97 tTayd TO 6&0, TO de Bapd Boadd, MAMA yivetas Tod ev Sia TO TUYOS
Y ALVNOLE TOLLOTN, TOD de Sid Bpnduriita, xat Zorxev dvadoyov Éyerv TH Tepi THY dov del
nat &uBact: TO pev yao GED olov xevtel, TO 8° ¿UBA olov Get, Sik TO xıveiv TO uèv Ev OM YO
TO SÈ Ev nord, Hote ouußatver TO rev tayò TO Sì Bowdd elvaı. Cf. Thphr. fr. 89 p. 63, 30ff.
D., Prisc. Metaphr. 1, 31 p. 14, 16 B.; HANDSCHIN 143.
"GA 5, 7, especially 786b 26. 787a 30ff. Note that Aristotle here associates loudness
with deep sounds, whereas Archytas and the theorists criticised by Theophrastus (fr. 89)
associated loudness with high notes.
Página 12
Ver en el PDF(se abre en una ventana nueva)Aristotle, then, defined sound as a movement in a stationary medium, but
he did not specify the nature of this movement beyond suggesting that it was
an &dAotwouc; this problem was left for his successors (we shall see how Theophrastus tackled it). The vibration described in Aud. meets many of Aristotle’s
requirements: only the movement is transmitted while the medium remains
stationary, each part of the medium, and finally the ear of the subject, being
affected successively in the same way. Even Aristotle’s suggestion that high
notes are the ones which »cause much movement in the sense-organ in a short
time« finds an echo in the view that they are due to vibrations of higher frequencies. Thus the vibration-theory is a legitimate development of Aristotle’s
doctrine. Naturally it includes some un-Aristotelian features; the discrete
structure of sound is one, and it is doubtful whether a vibration would count
as an gAAotwotc in Aristotle’s sense—although it would not fit neatly into the
category of »local motion« (popa) either. The first of these has an analogy in
the theory of the discrete structure of matter which was held by both Theophrastus and Strato—Strato even believed that light-rays consist of separate
particles'—and a tendency to cut across Aristotle’s conceptual distinctions is
characteristic of the early Peripatetics?.
One conclusion follows immediately. Not only was Aud. written by a Peripatetic, but the theory it contains is a Peripatetic product, not one borrowed
from a different school.
V
This point is worth making because at least two other groups of thinkers
held a similar theory in the third century BC. One of these was the Stoic school,
whose explanation of sound has been preserved by several authorities. »When
the air is struck by the breath it surges (xvuarodta) in all directions ad infinitum, until (the movement) has filled the surrounding air, like the water in
a swimming-pool when struck by a stone; but in this case the movement
spreads in a circle, in the air it spreads in a sphere*.« The Stoics seem to
have been the first to describe this motion as a wave—a characteristically
vivid image and one still in use to-day. But there is no evidence that they
tried to analyse the laws of sound-production in detail and probably their
theory of sound, like so many of their scientific theories, was taken from the
Lyceum.
1 Str. 65 SA; cf. 64 SA, Thphr. Ign. 42, etc; GOTTSCHALK CQ 55, 1961, 73. 79.
ff.
2 Cf. GOTTSCHALK, Hermes 92, 78; H. STROHM, Philologus 92, 1937, 249
3 Aet. 4, 19, 4 = SVF II 425, cf. Diog. Laert. 7, 158 = SVF II 872; also Hero (pseudoPtolemy) De Speculis 1 p. 316, 18 SCHMIDT (in a Pythagorean-Platonic context): pulsa
chorda fluctuantem intelligimus aerem.
Página 13
Ver en el PDF(se abre en una ventana nueva)The other place where such a theory occurs in the third century BC is the
introduction of Euclid’s Sectio Canonis!. Here we are told that sounds are
caused by blows; high notes consist of »more and more closely spaced movements«, low notes of »fewer and less closely spaced movements«?. Euclid takes
this explanation for granted and it is clearly not his own invention, but his
source is unknown. Many of the theorems of the Sectio Canonis are borrowed
from Archytas3, but the introduction cannot be derived from this thinker,
Archytas, as we have seen, connected high notes with swift movements, but
in the fragments which are attributed to him by name there is nothing to
suggest that he took this to mean »high frequency«, and some of his arguments
would be incompatible with such a view®. Probably he believed that pitch is
governed by the speed with which sounds are propagated.
Whoever Euclid’s source may have been, it is clear that the vibrationtheory was current in the middle of the third century and must have been
invented before that time, but after the death of Aristotle. It is also certain
that Aud. was written during this period. Like the De Coloribus it is free from
contamination with the doctrines of the Hellenistic schools®, and its terminology is if anything less advanced than Euclid’s’. While strongly influenced by
Aristotle’s ideas its author is not in any way bound by Aristotelian dogma. His
purpose was not to expound traditional views but to give a correct explanation
of the phenomena, and his account is without precedent in his school. This
independent development of their heritage was characteristic of the early
Peripatetics.
1 This book is generally accepted to-day as a genuine work of Euclid, with the proviso
that the preface may be the work of a pupil based on a fuller treatment of the subject
by Euclid himself (v. JAN, Mus. Scr. Gr. p. 115 ff.), and that the last two propositions were
probably added by a later hand (VAN DER WAERDEN 187.
199, after TANNERY, Mém.
Scient. 3, 213). TANNERY however has argued (l. c.) that it is entirely spurious and that
the main body of the work dates from the middle of the fourth century. Cf. HuLTscH RE
VI, 1051, SUSEMIHL, Gesch. d. Lit. in der Alexandrinerzeit I 717 n. 58.
? Sect. Canon. p. 23 M. (p. 148, 6 v. J). émewdy mavteg ol pdOyyor yivovta: TANYÎG Tivoc
Yıvou£vng, TAnyhy dì d&unhyavov yevécda wh odyl xwhcews medtepov yevouévys, Tv DE
xıynoswv at pey muxvdtepat slow, ai de dpardtepar, nal ai uòv ruxrvótepal ÖEur&poug motodot
TOUS PddyYouG, al SE dparótepal Paputépoue, dvayxatov Tobe pev dEutéoous elvan, émetmep
EX TuxvoTepwv xal TAclovwv OVYAELVTOL ALVÑCECV, TOUG Sì BupuTépous, éreirep EE dparotéowy
xai ¿haccóvoy.
3 TANNERY, Mém. Scient. 3, 246ff.; VAN DER WAERDEN 169.
* As has been supposed by Drezs, Vors. I° p. 430, 13; E. FRANK, Platon u. die sog.
Pythagoreer (Halle, 1923) 174f.; CORNFORD, Plato’s Cosmology 322.
5 Vors. 47 B 1 (Porph. in Ptol. Harm. p. 56 D), A 19a (Theo Smyrn. p. 61, 11); in the
second passage the words dre TAnTTOUGAN GUVEYÈO Kal dxudtegoy xevtotcan thy doa. look
like a reminiscence of Arist. de an. 420b 2 (quoted above, p. 444 n. 6). See above, p. 440.
$ Cf. Hermes 92, 82.
7 See above, p. 442f.
Página 14
Ver en el PDF(se abre en una ventana nueva)The field of possible authors of Aud. has now been narrowed to three men,
Theophrastus, Strato and Heracleides Ponticus. Each of these candidates has
had one or more sponsors in the past. I shall begin by examining the claim of
Theophrastus, since there is evidence enough to dismiss him without much
difficulty. The evidence comes from two sources, Priscian’s Metaphrasis in
Theophrastum! and a long fragment from the second book of Theophrastus’
De Musica preserved by Porphyry?.
From Priscian’s account of his psychology it appears that Theophrastus
followed Aristotle in essentials but tried to elucidate his obscurities and to
supplement his system where Aristotle had left it incomplete3. One of the problems he took up concerned the nature of the ‘affection’ which the medium
undergoes when transmitting any kind of sensory movement from the object
to the percipient. This affection, Theophrastus believed, was different for each
kind of sensation‘. In the case of sound it consisted of the air being ‘shaped’
in some way. The same problem was raised in Aud., but Theophrastus’ answer
is the one refuted in the opening sentence of that book.
Further light is thrown on Theophrastus’ view by Porphyry’s quotation.
Here Theophrastus argues against the notion that the differences between
musical sounds are due to a numerical principle. If individual notes owe their
character to numerical ratios, the same will be true of melodies, which are
series of notes. This leads to a dilemma. Either melodies are essentially determined by number; then the notion of melody is indistinguishable from the
notion of number, and everything which partakes of number or quantity also
partakes of melody®; or the numerical properties of sounds and melodies are
only contingent and their essence is something different from number; in that
case differences of pitch are either due to their numerical properties or to some
other factor. If they are due to their numerical properties, the non-numerical
1 Ed. I. BYWATER, in Supplementum Aristotelicum I 2, pp.
1— 37.
? Thphr. fr. 89 W. = Porph. in Ptol. Harm. pp. 61—5 DÜRING; my references are to
WIMMER’s paragraphs and page and line of Dürıng’s edition. German translation and notes
in DUrING's Ptolem. u. Porph. über die Musik (Göteborg, 1934) pp. 160 —68; see also E. A.
LIPPMAN, Musical Thought in Ancient Greece (Columbia UP, 1964) 157ff.
8 Cf.
E. BARBOTIN,
La
théorie
aristotelicienne
de
l'intellect
d’après
Théophraste
(Louvain-Paris, 1954), passim. Theophrastus used the same method in his Metaphysica,
cf. the introduction and notes in the edition of Ross and Fo8es (Oxford, 1928).
4 Cf. Arist. Sens. 446b 25 ff.
5 Prisc. Metaphr. 1. 30 p. 14, 10 B. Y d& Üoppnouc did Tod dépoc Worep dvauryvuuévov
Tas Forme nal Tdoyovtog, 7 Se ko oynuatiGouévov. This view recurs in [Arist.] Probl.
11, 23.
8$2 p. 62, 7ff. D.; Aristotle uses a similar argument against the view that numbers are
the principles of other things, Metaph. 1093a
1.
35
i
n
Página 15
Ver en el PDF(se abre en una ventana nueva)factors contribute nothing to the essential nature of musical sounds, for all
notes can be known by their pitch. But if differences of pitch are caused by
some other property of notes this will be enough to explain their character
without invoking numbers. Differences of pitch will be due to the inherent
nature of sounds, in the same way as the differences between colours are due to
their nature and not to numbers or ratios.
Various empirical arguments are adduced by Theophrastus in support of his
thesis. The force required to produce a low note is no less than for a high note;
indeed it is more of a strain to sound a low note on a flute because more air
has to be blown into the instrument?, and on stringed instruments the thickness
of the low strings compensates for the extra tension of the high. If differences
of pitch arose because high notes are more powerful than low ones or travel
faster?, it would be impossible to hear a chord. Granted that high notes can be
heard at greater distances than low notes, the reason is not that they travel
faster or involve greater quantities’, but because it is their nature to make a
stronger impact on the sense-organ, just as white is easier to see than other
colours*; they have a different shape? in as much as they tend to travel in a
straight line in the direction in which they are projected, while low notes spread
evenly all round their source. This is confirmed by the observation that we can
feel instruments vibrating when a low note is being played.
The cause of concordance, too, is to be found in the nature of musical
sounds as such, and not in the intervals, as some thinkers would maintain.
The nature of music, however, is this: it is a movement of the soul by which it
gains release from the ills arising from the passions®.
The fragment I have just summarised comes from a book on music, much
of which was apparently devoted to a consideration of the psychological origins
of music and its effect on its hearers’, and no doubt this has influenced Theophrastus’ treatment of the problem. But since some of the ideas found here
18 6p. 63, 6ff. D.; this seems to be directed against Archytas’ argument (Vors. B 1 p.
434, 15) that the breath which leaves a flute through a hole near the mouthpiece produces
a high note because it strikes the outer air hard, while the breath which has travelled to a
lower hole merges more slowly and sounds a low note. But Theophrastus has confused the
force with which air is blown into a flute with the force with which it emerges.
? As Plato thought, Tim. 80b.
3 $8 p. 63, 20 D. tH noppwrepw Sid nv The uevycews debita Suxvetoar À (tq) dud To
TAHVOS Ylveodaı, against Archytas Vors. B 1 p. 434, 2 ff.
4 Cf. Arist. de an. 420a 30, quoted above, p. 444 n. 6.
5 oy
ua, $ 10 p. 64, 5, cf. Prisc. Metaphr. 1, 30 p. 14, 11 B.
6 $ 14 p. 65, 13 D. pla de prote Tic povero: Kinos ths Wuxi Y nar’ ATA LOL yivopevy
Tv Std TA TAN xaxdiv, Y ci UN Hy, odd’ Av Y TG Povo puots Hv.
7 See fr. 88—gı W. and add Plut. Qu. Symp. 666 C; Philod. Mus. p. 36f. KEMKE;
Censorinus de die nat. 12 init.; Marius Vict.s Ar. Gramm. 4, 2 p. 158 ff. KEIL; cf. F. DIRLMEIER, Philol. Suppl. 30, 1 (1937) 98 ff.
Página 16
Ver en el PDF(se abre en una ventana nueva)also occur in Priscian’s Metaphrasis!, it is legitimate to use this discussion as
evidence for Theophrastus’ general theory of sound. The most important
feature of this theory, which is found in Priscian and in the De Musica, is that
every sound, especially every musical sound, is a quality”; each note has an
individual character which cannot be reduced to a number or numerical ratio.
He tried to express his conception by saying that sounds are determined by the
shape of the movement which gives rise to them?. This notion was suggested
by Aristotle, who tried to explain the distortion of sounds by supposing that
the shape of the air by which they are carried changes in the course of transmission*. But it seems to have been Theophrastus who gave it a central place
in his teaching; Aristotle only refers to it once, almost casually. Now this is the
theory criticised by Strato and at the beginning of Aud. This is enough to
show that Aud. cannot be the work of Theophrastus.
There are even some indications that Aud. was written after the time of
Theophrastus. Not only was he the chief exponent of the doctrine refuted in
Aud.; he does not appear to have been acquainted with the vibration-theory,
although it would probably have been included in his objections. At one point
he does indeed deny that y oGeta pavn Ex mhstóvov ovvéotyxev Y mAelovc dpr
mobs xivettar®, and this has been taken to mean that his opponents made each
sound consist of separate beats®. But the exact meaning of this phrase is
obscure’; on the other hand most of Theophrastus’ arguments are only valid
1 Priscian’s work is based on the fifth book of Theophrastus’ Physics (Metaphr. 1, 49
Pp. 22, 34 B.), which was identical with the second book of his repl duyÿs (Them. in de an.
108, 11 = Thphr. fr. 53b W.).
2 Porph. in Ptol. Harm. p. 65, 19, cf. p. 58, 5 ff. 61, 8 D.
* The connotation of the word ‘shape’ for Theophrastus was entirely qualitative. When
modern writers on acoustics speak of the shape or form of a wave (e.g. E. K. SANDEMAN,
Radio Engineering [London 1947] I 8,
»The information contained by the sound-wave
resides in its form, and not in the kind of medium in which the wave exists«), the word has
the opposite implication; the ‘form’ of a wave is something that can be determined and
described mathematically.
* Sens. 446b 7 où yap To Aeydev palvovraı dunnodtes Sid Td peracynuatiteodar pepóuevov tov aéoa; cf. Alex. ad loc. p. 126, 3 ff.
$ $ 5 p. 62, 31 D., cf. Eucl. Sect. Can. p. 149, 1 v. JAN (above, p. 446 n. 2).
6 By ZELLER II 23, 835
n. 3, VAN DER WAERDEN 1094 ff. and LIPPMAN 161, who attribute
this doctrine to Heracleides Ponticus. See below, p. 450f.
7 Cf. DURING (1934) p. 162 n. 2 »Größere Zahlen bewegen oder beanspruchen, d.h.
durch größere Zahlen ausgedrückt sein «etc. But since the subject of xwvettat is Pavy, TAELOUG
&ptSuobs must be an internal accusative and the phrase should be translated »The
higher note is (not) moved in respect of higher numbers« every time it occurs (§ 3 p. 62,
15 D.; 5, 62, 31. 8, 63, 19. 10, 64, 5. II, 64, 18). — V.D. WAERDEN claims to find another
reference to vibrations at $ 1 p. 61, 24 D. fc (i.e. tñc Pwviig) Thy éxpiBerdv tives ExeBAAOVTO
els tobe Apıduobs dvareurev xTÀ., with which he compares [Arist.] Probl. 19, 39. 921a
13ff. xaddnep Ev vol pétpotc of módeg Éyouor mode adbtods Adyov ... obTw xal of Ev Ti
Hermes 96,4
Página 17
Ver en el PDF(se abre en una ventana nueva)against theories in which the pitch of sounds is associated with the speed of
their propagation and the factors governing pitch are not distinguished from
those which governs volume. Such views were held by the Pythagoreans and
those who followed them!, and it was the Pythagoreans also who believed that
the essence of musical sounds (and of everything else) could be expressed by
numbers?. At least two of Theophrastus’ arguments were aimed particularly
at Archytas3. It could of course be argued that Theophrastus had both theories
in mind. But nothing in his words suggests that he distinguished various schools
of thought among his opponents and none of his arguments is directed specifically at the vibration-theory*. The conclusion cannot be avoided that Theophrastus did not know this theory and that it was only discovered after the
De Musica had been written.
VII
I have mentioned already that von JAN ascribed Aud. to Heracleides
Ponticus, and some other writers think that Heracleides invented the vibrationtheory and the author of Aud. borrowed it from him. The link with Heracleides
is a passage quoted by Porphyry from the povoixy eloaywyr of a certain Heracleides—Porphyry does not say Heracleides Ponticus—containing a theory of
sound similar in most important respects to the one put forward in Aud.?.
Sounds, it is said here, are caused by a spatial movement arising from a blow
at the source and penetrating to the ear. The blow itself does not occupy any
time but falls in the instant separating the time during which the striker
approaches object which is struck from the time in which it recedes. Each
sound is a series of such impacts separated by insensible intervals of time, which
is heard as one note, just as a point of colour on a spinning cone is seen as a
continuous coloured line; the sense of hearing is weaker than sight and there
is no reason why it should not be deceived in this way®.
suupwvia pHéyyor Abyov Éyovot Xıyvnaewg Tpòc wUTOUG; he then translated &prSuouc in the
Theophrastus passage by ‘Rhythmen’, taking this word as the equivalent of “frequency”.
This is certainly wrong. The word &pt®$u6ç appears to mean ‘rhythm’ only in technical
writings on rhetoric, where the context makes the sense clear (e.g. Arist. Rhet. 1409b
5. 8, and the passages quoted in LSJ s. v. &pu8u6ç VIII), and metres are only referred to in
the Problem by way of comparison.
1 They are ascribed to of xatà robg dprduodc apuovixot by Arist. Top. 107a 15; ci.
Pl. Tim. 80a, Porph. in Ptol. Harm. p. 66. 16 D., etc.
2 Cf. VAN DER WAERDEN 175, HANDSCHIN 141.
3 See above, p. 448 nn. I and 3.
4 Contrast the care with which he distinguishes the theories he criticises at Metaph.
12 f., etc. and cf. Arist. GC 324b 25ff., Metaph. 986a 22, etc.
5 Porph. in Ptol. Harm. p. 30ff. D.
€ Porph. p. 30, 29ff.; almost the same illustration is used at Aud. 803 b 38ff.
Página 18
Ver en el PDF(se abre en una ventana nueva)Unfortunately neither the identity of this Heracleides nor the real authorship
of the theory reported here is certain. At the very beginning of Porphyry’s
quotation Heracleides names Xenocrates as his authority for ascribing to
Pythagoras the discovery that musical intervals are inseparable from numbers.
This has led R. HEINZE to claim that the whole passage goes back to Xenocrates and that he first described sound as a vibration!. DÜRING however has
argued convincingly that only the sentence about Pythagoras comes from
Xenocrates and everything else is the work of Heracleides, whoever he may
be?. Most recent scholars identify him with Heracleides Ponticus3, Others
have denied the identification, and this is certainly right, although none of
the suggested alternatives is very convincing‘.
The arguments against attributing Porphyry’s quotation to Heracleides
Ponticus are in fact quite overwhelming. If he was the inventor of the vibrationtheory, it is inconceivable that Theophrastus should not have known it, or
should have ignored it in his own work. The doxographical reports about his
views on sensation (fr. 122 SA) are hard to reconcile with this theory —although in view of their brevity and vagueness this argument is not conclusive?.
A more important consideration is that the vibration-theory seems to presuppose Aristotle’s ideas about sensation®. Heracleides Ponticus was older
than Aristotle and an adherent of Plato long before the Lyceum was founded’.
In spite of his later association with this school it seems that the starting-point
of his natural philosophy was Plato’s Timaeus rather than the teaching of
Aristotle®.
IR. HEINZE, Xenokrates (Leipzig 1892 etc.) p. 5 ff. HEINZE finds an analogy between
the notion of impacts which do not occupy any time and Xenocrates’ doctrine of »indivisible
lines« (cf. pp. 58ff., 173ff.); but since the indivisible lines do occupy space, the analogy
breaks down.
2 DURING (1934) Pp. 154 ff.
3 ZELLER II 1.4 1036 n. 1. 11 2.3 915 n.; v. Jan, Mus. Scr. Gr. p. 53ff., 137#.; DURING
l.c.; VAN DER WAERDEN 193ff. 199; LIPPMAN 142, 161; DIELS SBB 1893 p. 114 n. 4 (but
see below, note 4).
4 HEINZE p. 5ff.; DAEBRITZ RE VIII 481; WEHRLI,
Die Schule des Arist. 7 p. 113.
ZELLER 15, 402 n. suggests as the author Heracleides Ponticus the younger, a grammarian
of the first century AD; contra Diets, Doxogr. p. 151 n. 3. Elsewhere Diets himself dates
the author of this fragment to the second century AD (Vors. II? p. 225).
$ Cf. the apparent discrepancy between Aetius’ account of Strato’s explanation of
vision (fr. 113 SA) and Simplicius’ description of his theory of light (65 SA), on which see
my »Strato of Lampsacus: some texts« (Leeds, 1965) 154 ff. The poverty and obscurity of
the doxographical reports
about post-Aristotelian philosophers other than Stoics and
Epicureans are the strongest possible proof of the debt we owe Theophrastus for his work
on the Presocratics.
6 See above, p. 444f.
7 See DAEBRITZ RE VIII 473, WEHRLI SA 7 p. 59.
8 See I. M. LoNtE, Phronesis 9, 1964, 163 and Mnemosyne IV 18, 1965, 139 ff.
Página 19
Ver en el PDF(se abre en una ventana nueva)Other pointers are contained in the fragment itself. Heracleides Ponticus
would have been most unlikely to quote the slightly younger Xenocrates as
his authority for a well-known doctrine of Pythagoras. Porphyry says quite
definitely that the title of the book from which he quotes was ovotx7 stoxywyn.
We do not know of any work with this title by Heracleides Ponticus, and the
word eioaywyñ only became usual as a book-title at a later period. Porphyry
could have misquoted, but his title suits the character of the fragment too well
for this to be likely. Heracleides’ explanation of the nature of sound is preceded
by an elaborate classification of possible kinds of movement, leading to the
conclusion that the movement by which sound is produced is a local movement
in a straight line from the sonant object to the ear; this is taken as an axiom on
which the rest of the account is based?. The presence of these long-winded
preliminaries? can be understood in an elementary textbook, but it is not
easy to imagine a man like Heracleides Ponticus bothering with them. Another
passage which points in the same direction is the laborious demonstration
that the blows which constitute sounds are separated by intervals of silence
(p. 31, 15—17).
Some other features suggest that this fragment belongs to a fairly late period
and was the work of a mathematician rather than a philosopher. One is the
quite unnecessary use of the word broxetodw on p. 30, 14. Another is the idea
that the pulses which constitute sounds occupy no time (p. 30, 19 ff. 31, 16).
There is an obvious analogy between this view and a late version of the doctrine
of ‘visual rays’, according to which the ‘visual rays’ have no breadth and touch
their objects at geometrical points; according to Philoponus this theory was
held by certain mathematicians*. The experiments on p. 30, 29 and 31, 8 area
further link between our Heracleides and these mathematicians, who appear
to have made considerable use of experiments in their study of optical phenomena®. None of the points I have enumerated is decisive by itself, but
collectively they leave little doubt that the Heracleides from whose work
Porphyry quotes is not the elder Ponticus but a much later writer of the
same
name.
1 The first writer known to have used it was Chrysippus, whose eloaywyr) eig Thy meet
ya Tv nat au rpayuarelavis quoted by Athenaeus and Origen (= SVF III 196, 17ff.);
the word gicaywyf also occurs in three of his titles in Diogenes’ catalogue (= SVF II 6, 28,
7, 16. 35), but not in the sense of »introductory treatise «.
2 P. 30, 14 D. broxetode odv, prow, StL Eott Tig popa N rrepl rode Pddyyous (sic) Törov
Ex tóroo, cig e000 El TO THE uo alodntHpLOV pepou£vn.
® HEINZE, who regarded Xenocrates as the author of the whole piece, calls them
»Charakteristisch für die gutgemeinte aber ungeschickte Gründlichkeit des X.« (p. 10).
For parallels cf. Pl. Parm. 138b, Theaet. 181c, Leg. 893c; Arist. passim (see the Index
Arist. 391b 26ff.).
4 Philop. in de an. p. 326, 9.
5 Philop. in de an. 327, 12. 331, 36. 335, 13 ff.
Página 20
Ver en el PDF(se abre en una ventana nueva)VIII
Thus it appears that Aud. contains the earliest account of the vibrationtheory, and we have no reason for regarding Heracleides Ponticus as the author
of the theory or the book. This leaves Strato as the sole remaining claimant, if the
search for an author is not to be abandoned. No cogent arguments have ever
been advanced against his authorship. WEHRLI denies it because he thinks that
Strato’s acoustic theory was derived from Democritus!, but this assertion is
quite groundless. What evidence there is indicates that the theories of Strato
and Democritus were diametrically opposed. According to Democritus sound
is transmitted because the air is »broken into particles of the same shape as
the fragments of the voice and rolled along with them« to the ear?. His view
is criticised by Epicurus in a passage bearing some resemblance to the first
part of Alexander’s quotation from Strato*, but Epicurus’ own doctrine (which
involves a stream of particles flowing from the object to the subject) is completely different from Strato’s. It is altogether mistaken to suppose that Strato
was influenced by the Atomists to any significant extent. His view that matter
is composed of particles interspersed with void is already found in Theophrastus4, and in most other respects Strato remained firmly in the Peripatetic
tradition.
At this point the positive indications in favour of Strato’s authorship,
inconclusive though they are in isolation, assume a new importance. Aud. was
written by a Peripatetic at a time when Strato was one of the most prominent
members of the school. It begins with a criticism of an earlier Peripatetic
doctrine which is attributed to Strato by Alexander, and we know that Strato
developed many of his theories in opposition to older Peripatetic, and especially
Theophrastean, teaching®. There are a number of other passages in Aud. which
bear some resemblance to known fragments of Strato’s works. The description
at 800a 4 ff. of how the air moves under the influence of the impact of the sonant
object is very similar to Strato’s account of the movement of winds®; this
comparison is legitimate because of the analogy with winds posited at Aud.
1 WEHRLI, Die Schule des Aristoteles 5 p. 74.
2 Act. 4, 19, 13 = Vors. 68 A 128 A. tov dépa noiv eis duorocyMuova Ipbrtecdat
cuate xa) auyaadıvdclodaL toîc Ex THs pvc Spavoucor.
8 Epic. Ep. 1, 53 (cf. BAILEY ad loc.) odx adtov obv Set voutleıv tov Epa ÚTTO Tg TporeLEVIS avis % xal tiv óuoyevóv oynuatitecdar ~ Str. 114 SA.
4 See above, p. 445.
5 Str. fr. 65 against ps.-Arist. (= Thphr.) Col. 791a 27, 794a 6ff. (also perhaps Arist.
Meteor. 342b 5. 373b 2ff.; cf. Hermes 92, 79. 82). Str. ap. Hero Spir. p. 16, 16ff. SCHMIDT
(p. 112, 11 ff.GOTTSCHALK, cf. fr. 64 SA) against Arist. Phys. 4, 6ff. Also the discussion of
time, etc., in fr. 70 —77 SA.
$ Strato ap. Hero p. 12 S. = p. 110, 23 ff. GOTTSCHALK = fr. 88 SA; ap. (Arist.) Probl.
940a Off. = p. 120, 13 ff. G.
Página 21
Ver en el PDF(se abre en una ventana nueva)800a 12. Aud. 801a 22ff. brings an explanation of how we locate the source
of sounds. Strato was interested in this problem, and compared the ear’s
ability to distinguish the source from which sounds originate to the power
of the mind of localising physical stimuli at the surface of the body (fr. III
SA). The idea underlying the account of this phenomenon in Aud. is already
in Arist. GA 781b 6ff., but in Aud. it is demonstrated by means of a simple
experiment with an ear-trumpet. It is well-known that Strato regularly used
such experiments!. Another experiment is introduced by the words d7Aov de
TOUT Eorı xat en’ auTAc THS atodyjoews (803a 21), which hardly differs from
a sentence in a fragment of Strato?. This experiment is the culmination of an
argument which is very similar, in its form and general character, to one
used by Strato to refute the opponents of his doctrine of void’. From all this
it is reasonable to conclude that Aud. is the work of Strato.
IX
It only remains to consider the relationship of Aud. to the De Coloribus,
with which it has sometimes been linked*. These books certainly have a great
deal in common. In both the physical aspects of sensation are discussed to the
exclusion of the psychological factors involved. In both the emphasis is on
explaining particular phenomena, while the principles underlying these explanations are stated briefly and dogmatically. In both an interest is shown
in the practices of artisans®. Their style is the same in many ways, in the frequency with which the argument is interrupted by digressions and in the use
of such phrases as d7Aov dé to introduce new points. But there are differences
as well. Aud. is more tidily constructed than Col. and more systematically
argued. Some of the ideas and language of Col. are closer to Aristotle than
anything in Aud.; its laws of reflection and the biology of its last two chapters
are taken directly from Aristotle, and at 791b 3 we find the Aristotelian definition of darkness as the privation (otépno:c) of light®. No such terminology
is used in Aud. and the direct borrowings from Aristotle are limited to minor
details. The vibration-theory itself, although inspired by Aristotle’s teaching,
is an independent development of his views which Aristotle would probably
1 Fr. 63, 73 and Hero Spir. prooem. passim. Strato’s experiments can be distinguished
from those of the later mathematicians by the fact that he uses very simple apparatus,
usually everyday objects, while the mathematicians have more sophisticated equipment
specially designed for the purpose, such as the cones used by Heracleides ap. Porph. p.
30, 20 ff.
2 Fr. 64 init. = Hero Spir. p. 16, 16 S. (p. 112, 13 G.).
8 Ap. Hero Spir. p. 20 $. (p. 113, 22 ff. G.).
4 See above, p. 435.
5 Aud. 802a 31 ff. b 42ff.; Col. 794a 16ff. 795b 11 ff.
6 Cf. Hermes 92, 75.
Página 22
Ver en el PDF(se abre en una ventana nueva)not have recognised. Finally the linguistic evidence adduced by REGENBOGEN!
to prove the common authorship of Col. and Aud. suggests that, in spite of
the general similarity between them, the language of Col. is even closer to that
of Theophrastus’ De Musica than of Aud. rap for d1& occurs six times in Col.,
four times in Mus. and twice in Aud.; ioyvpüic instead of r&vv six times in Col.
and once each in Mus. and Aud.; and the redundant m&Aw (meaning »on the
contrary«) seven times in Col., once in Mus. and not at all in Aud.?. Since
neither Mus. nor Aud. have come to us in their original form, these figures
must be treated with reserve. But such as they are they, and the other evidence
summarised in this paragraph, tend to confirm that Col. and Mus. belong to
Theophrastus, and Aud. to Strato.
x
On the basis of these attributions we can tentatively reconstruct the development of acoustic theory in the Peripatos. It started from the Pythagorean
teaching whose chief representatives for us are Archytas and Plato: sound is
caused by a blow whose speed and force determines its pitch. Aristotle accepted
this as a description of the phenomena but transformed its meaning by subordinating it to his doctrine of the qualitative nature of all sense-movements. For
him high and low notes were not identical with fast and slow movement, but
each was a qualitative alteration (of the percipient sense-organ and of the
medium through which it was transmitted from the sonant object) brought
about by a fast or slow impact. He also tried to distinguish the factors which
govern the volume of sounds from those which determine their pitch. In the
GA (787a 2ff.) he says that pitch and loudness are two distinct properties of
voices. The loudness of a voice depends on the amount of air which is set in
motion, its pitch on the force with which the air is moved, i.e. on the strength of
the vocal organs (the lungs, etc.) relatively to the amount of the air they expel at
one time. Thus an animal capable of expelling a large amount of air vigorously
will have a powerful, high voice; one which expels a large amount of air slowly,
a loud, deep voice; animals which can only expel a small amount of air will
have weaker voices, and again their pitch will depend on the force with which
the air will move. There is no comprehensive treatment of sound in Aristotle’s
writings, but by combining his scattered remarks we obtain the following
theory: sounds are qualitative movements whose nature is determined by the
mechanical impact which gives rise to them. The character of the impact is
1 RE Suppl. VII 1544.
2 Mus. takes up four pages, and Aud. ten pages, of Porphyry’s commentary on Ptolemy;
Col. is about twice as long as Aud.
3 De an. 2, 8, especially 4204 31 ff. Cf. Porph. in Ptol. Harm. p. 58, 12; SIEBECK 21ff.
30; HANDSCHIN 138. 143; LIPPMAN Iyof.; and see above, p. 444 ff.
Página 23
Ver en el PDF(se abre en una ventana nueva)itself determined by a combination of two factors, its speed or violence and
the mass of the bodies involved!.
Aristotle’s distinction between perceived sound and the objective mechanical movement which gives rise to it made it possible to explain the psychological and educational influence of music, to which he attached great importance?. His interest in these effects was something he inherited from his predecessors3, but the earlier mathematical and physical explanations of sound
had offered no way of accounting for them*. This was an important advance.
At the physical level Aristotle was less successful. He had shown that Archytas’
theory was too simple, that more than one set of factors must contribute to
the quality of sounds, but he knew too little of the mechanism of sound-production to find the correct solution. When faced with the problem why some
notes are concordant he fell back upon the old answer, that they stand in a
simple ratio to each other
®.
Theophrastus continued where Aristotle left off. In his Physics he took
over Aristotle’s acoustic theory without any significant changes, except that
he tried to give it greater precision by describing the movement of sound as a
‘shaping’ of the air®. It was in applying this theory to musical problems that he
made his most original contribution; his point of view was determined by his
observation that vof all the senses, hearing is the one most closely related to
the passions«?. Here too many of his ideas were inspired by Aristotle. His
1 Aristotle does not say how the mechanical movement is converted into a qualitative
one. But in the Mot. Anim. (701b 13ff., 703a 17ff.) he describes the opposite process, the
transformation of qualitative alterations of the obugutov rvebua arising from psychological
stimuli into »pushing and pulling «.
2 Arist. Pol. 1339a 22 ff. 1340a 6ff.; cf. [Arist.] Probl. 19, 27. 29; also Arist fr. 47 R°.
(= repi puocopixc fr. 25 WALZER-Ross) and 48 R.3 (= 24 W.-R.), presenting a Pythagorean-Platonic point of view.
3 Pl. Rep. 522aff., etc. Damon Vors. 37 B 6, etc. (a fuller collection of Damon's fragments will be found in F. LASSERRE’s edition of [Plut]. De Musica [Olten & Lausanne,
1954] p. 74ff.); for the Pythagoreans, cf. Vors. 58 D 1, from Aristoxenos (= fr. 26 SA).
4 Cf. W. A. HEIDEL, Arch. Gesch. Philos. 14, 1901, 388; HANDSCHIN 156; L. RICHTER,
Zur Wissenschaftslehre v. d. Musik b. Platon u. Arist. (Berlin, 1961) 105.
5 Sens. 439b 32, cf. BEARE 126; Aristotle also classed harmonics as a branch of mathematics (An. Po. 79 a 1, etc.). This does not alter the fact that his theory of sound was essentially qualitative; LIpPMAN’s assertion that »Aristotle’s conception . . . remains considerably closer to that of the Pythagoreans (than was that of Aristoxenos) ... The harmonics
of Aristotle rests on arithmetic and abstracts a specifically tonal mathematics from the
physical world, disregarding sonority itself but denying an independent reality to harmonic
law « (p. 145f.), derives no support from his genuine writings.
6 See above, p. 447 ff. A strange form of this doctrine appears in Probl. 11, 19. 901a 11,
y d€eta (pwvh) nöppw dxovetat, Sti Arrrotépa Eoti, TO de AeTTOV THY cig ufjxog abEnow eyet,
cf. II, 20. 90Ia 20.
7 Fr. ot W. thy d&xovotixyy alodyow O. nadytixetatmy elval pnor maody, cf. [Arist].
Probl. 19, 27. 29.
Página 24
Ver en el PDF(se abre en una ventana nueva)definition of music at the end of fr. 89 (p. 65, 13 D.) is closely related to Aristotle’s doctrine of catharsis!, and his interest in orgiastic music was also
inherited from Aristotle?. But he went further than Aristotle in recognising
the implications of regarding sound and music as primarily psychological
phenomena. Aristotle was prepared to explain some properties of notes in
terms of numerical ratios. Theophrastus denied that musical relationships
could be reduced to numerical ones in this way. For him music was the direct
expression of psychic movement. Each note was a unique entity whose essence
could only be grasped directly by the ear. They were related to each other in
the same way as the simple colours, i.e. as species of a genus; if there were
any differences between notes which could be expressed as numbers, they
must be contingent and secondary to their specifically musical character.
Theophrastus was not the only member of the Peripatetic school to deny
the possibility of explaining musical facts in terms of numbers. Early in the
(so-called) second book of the Harmonica (p. 32. roff. MEIB.) Aristoxenos
contrasts the method he proposes to adopt with those of his predecessors. They
either did not say what principles underlie harmony or introduced principles
which are foreign to the subject, by reducing musical notes to numerical
relationships or to differences in the speed of movements. In contrast to them
he intends to start from the phenomena and by reasoning from them to infer their
underlying laws; for the movement of the voice in song is a natural one and
the intervals it produces are governed by a natural law. The practical consequences of Aristoxenos’ method can be illustrated by his definition of the tone. The
Pythagoreans defined this as the interval between two notes related as 8: 9;
for Aristoxenos it was the difference between the fourth and the fifth!. These
remarks of Aristoxenos only concern the method to be used in the study of
harmonics. It was not his intention to investigate the physical or psychological
origin of music; such question did not form part of the subject-matter of
harmonics. For this was only one of the sciences into which the study of music
was divided, and the musical phenomena whose relationship it investigates
stand to it as first principles or dpyat whose reality has to be established by
sense, i.e. by the trained ear of the musician. If any attempt was to be made
to go beyond these principles and to establish their logical dependence on other
laws, this enquiry would belong to a different science’. But although Aristo! Arist. Poet. 1449b 27 (cf. BywaTER ad loc. p. 157), Pol. 1341b 38, etc.; cf. F. DIrLMEIER, Hermes 75, 1940, 89 ff., REGENBOGEN RE Suppl. VII, 1533.
* Thphr. fr. 88 W. Arist. Pol. 1341b 34, etc.
8 Thphr. fr. 89, 4 p. 62, 25 D.; cf. Arist. Sens. 442a 20, 445b 20ff. (Index Arist. 857a
51 ff.); Alex. in de Sens. 81, ıoff.; Porph. in Ptol. Harm. p. 58, 25. 61, 8 D.
* Harm. 21, 20 MEIB. with Macran’s note, p. 245; also 46, 1 ff. MEIB. and testim. 55
Da Rios (from Porphyry).
$ Harm. 1,11 ff. 43, 25ff. Mers.; cf. 9, 2ff.
12, 4ff.
15, 6ff. und testim. 30—33, 65
Da Rios; LIPPMAN 146.
Página 25
Ver en el PDF(se abre en una ventana nueva)xenos’ purpose here was limited in this way, his attitude implies a theory of
sound very close to that of Theophrastus, and later writers are fully justified
in claiming that he also regarded differences of pitch as qualitative and not as
quantitative!. What Aristoxenos in fact did was to treat notes as points in
‘musical space’. Concords and scales were determined by the intervals separating the notes, and they could be measured and numbered; but the unit of
measurement was a purely musical one, the tone?.
It was pointed out some years ago that the methodological principles laid
down by Aristoxenos are derived from Aristotle’s Posterior Analytics (I, 2),
and that similar principles were followed by other members of the Lyceum
working in different fields, notably the physician Diocles of Carystus®. Other
fragments show that Aristoxenos shared the belief of Aristotle and Theophrastus in the psychological and ethical power of music, while expressly recognising
its limitst. So it appears that his work on musical theory was considerably
influenced by the outlook of his fellow Peripatetics. Is this also true of his
most important innovation, the treatment of musical sounds as points in
‘musical space’? We have seen already that he shared many of Theophrastus’
objections to the Pythagorean view*, and on the positive side there are some
analogies between Aristoxenos’ theory and what we can infer of Aristotle’s.
Aristotle regarded colours and flavours as forming a continuous scale between
two extremes, white and black and sweet and bitter respectively; the other
colours and flavours were intermediate points on the scale, partaking of both
extremes in different degrees®. No full discussion of sound is extant in Aristotle’s
writings, but his treatment of it would have been no different from his treatment of the other sensibles. This is implied by his doctrine that each of the
senses is a ‘mean’ between the opposite extremes of the scale to which its
proper objects belong, and by his frequent use of analogies between the various
senses, especially sight and hearing. At one point he refers to the note yéoy as a
mean between vnth and braty?. Again, Aristotle held that there were only a
limited number of species of colours and flavours, but that the shades grouped
1 E.g. testim. 47. 94 Da Rios.
2 Harm. p. 22f. MEIB. et passim; also testim. 56 (= fr. 93 SA). 94 Da Rios. For criticism by later writers, see e.g. testim. 30. 53. 65 Da Rios.
3 W.W. JAEGER, in Hermeneia, Festschrift O. Regenbogen (Heidelb. 1952) 97ff. =
Scripta Minora 2, 441ff. JAEGER compares Aristox. Harm. 32, ıoff. and 43, 25 ff. with
Diocles fr. 112 WELLMANN; one might add [Arist.] Col. 792b 11 ff.
4 Harm. testim. 23—4. 27 Da Rios = fr. 2. 122—3 SA; qualified in Harm. 2 p. 31,
20 ff. MEIB.; cf. LIPPMAN 115.
5 Harm. 32, 20ff. ~ Thphr. fr. 89 W.; above, p. 448. 457.
6 Arist. Sens. 439b 16ff. 442a12ff., cf. Ross ad loc.
7 Arist. Phys. 224b 3off.; de an. 424a Ioff., Sens. 439b 25 ff. 445b 22 ff. etc. On the
senses as neoörnrteg, see de an. 424a 24, etc. Cf. BEARE 231 ff.
Página 26
Ver en el PDF(se abre en una ventana nueva)under each species could in theory be multiplied indefinitely1, and this belief
also has a parallel in Aristoxenos. Greek musical theory recognised three types
of scale, the enharmonic, chromatic and diatonic, which were distinguished by
the position of the ‘movable’ notes, i.e. the middle two notes of the tetrachord
(rapurérn, Auyavec, etc.). Aristoxenos accepted this framework, subdivided
the chromatic genus into three species and the diatonic into two, and used the
resulting six scales as the basis for his theory. But he admitted that several
more sub-types were possible, some of which may actually have been in use at
the time when he was writing; at one point he hints that theoretically the
number of possible variants is infinite, because there is an infinite number of
positions within the locus of each moving note at which that note can be placed?.
Thus there is a close affinity between the theories of Aristotle and his
followers. All these thinkers rejected the mathematical and physical approach
to problems of sound in favour of one which paid more attention to the psychological and qualitative aspect of the phenomena, and their solutions have much
in common. This did not exclude considerable differences of detail. Neither
Theophrastus nor Aristoxenos simply took over Aristotle’s teaching, nor is
there any need to suppose that they borrowed from each other, although they
knew each other’s work and no doubt discussed problems of common interest
together?. Each developed Aristotle’s ideas in whatever way was most appropriate to the problems in which he was interested. What they shared was a
fundamental conviction about the way in which these problems were to be
tackled. At a more technical level they were prepared to take account of work
done outside their own school, e.g. some of the scales discussed by Aristoxenos
can be identified with those advocated by Archytas!.
It would not have been difficult for Theophrastus and Aristoxenos to
justify their bias. The laws of harmony and the psychological power of music
are no less real, and in many ways more interesting, than the physical facts of
sound-production. Moreover the theories they rejected were too vague to
explain the phenomena satisfactorily. Yet the data on which these theories
were based—the connection between sounds and impacts and between musical
intervals and numerical ratios—were the only relevant facts which had ever
been scientifically demonstrated, and a physical theory of sound is a necessary
! Arist. Sens. 440b 23, 442a 12 ff. 445b 20ff., cf. Ross ad loc.; Alex. in Sens. 81, ıoff.,
BURNET on EN 1155b 14.
? Harm. p. 48, off. Mets. Cf. W. P. WINNINGTON-INGRAM, Aristox. and the intervals of
Gk. Music, CQ 26, 1932, 195 ff.
* Theophrastus refers to Aristoxenos by name in fr. 88 W. (= Aristox. 6 SA), and his
criticism of a doctrine that the intervals are the cause of the differences between notes
(fr. 89, 11 p. 64, 24ff. D.) may possibly be directed against him; cf. Harm. testim. 93
Da Rios. On controversies within the Peripatos cf. Hermes 92, 74f.
1 Cf. WINNINGTON-INGRAM l. c.
Página 27
Ver en el PDF(se abre en una ventana nueva)part of any system of natural philosophy. It is hardly surprising, therefore,
that Strato should have returned to a question which his predecessors had
treated rather lightly. His attitude was different for one thing. His interest was
centred on the physical world—he was known in antiquity as 6 gvotxòg —and
he seems to have been a more systematic thinker than Theophrastus, one who
aimed at subsuming all phenomena under a comprehensive body of natural
laws. Once his attention had been drawn to these problems he would have been
quick to see the inadequacy of Theophrastus’ attempt to explain the characteristics of sounds as the result of a ‘shaping’ of the air; the meaning of this
expression was not at all clear, and its author did not say how a mechanical
impact could cause the air to be affected in this way.
One would like to know how Strato arrived at his solution; unfortunately
the available evidence only allows us to speculate on this point. Accurate
observation of lyres would have shown him that a sounding string performs
not one but a whole series of to-and-fro movements, and Aristotle’s analysis
of spatial movement would have taught him that each of these oscillations
must be regarded as a complete movement (Phys. 261b 32). He also appears
to have observed other sounding bodies; at Aud. 802a 42 the whistling noise
made by a bronze statue while being filed is connected with its vibration
(+pôwoc)!. The other component of Strato’s theory, the idea that sound is a
movement in a static medium, is clearly derived from Aristotle’s doctrine of
sensation”. The correctness of this insight would have been confirmed by
the unsatisfactory nature both of the earlier ‘missile’ theories, and of Theophrastus’ alternative (fr. 89, 10 p. 64, 4ff. D.). In this way Strato’s theory
could have resulted from a combination of observations and perhaps experiments which were well within his power, and Aristotle’s analysis of the nature
of sensory movement. It is a measure of the fruitfulness of Aristotle’s ideas
that they could give rise to theories as different and as interesting as those
of Theophrastus, Aristoxenos and Strato.
Leeds University
H. B. GOTTSCHALK
1 A similar observation is found at Thphr. fr. 89, 10 p. 64, 1off. D.
2 See above, p. 444.