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Ver en el PDF(se abre en una ventana nueva)Abstract: The soul is singing! And it delights in playing its music. It does so
spontaneously and naturally, not because it discovers music by chance or
studying systematically the art of producing sounds; but because in its
essence, at the very core unaffected by spatial and temporal coordinates, there
is music, sonorous vibration, harmony or however we would want to call this
peculiar art. At least this is what Pythagoras and then Plato let us understand,
as two of the most convincing philosophers who believed such a truth. The
personality of a psychologist – like of the philosopher - is craving for
metaphors able to contain and to give meaning for the very own study
“object”: the soul as a whole. No doubt, the soul is singing; it is playing; and
the metaphor I considered to be the appropriate one is that of the lyre-soul.
Keywords: soul, sound, music, lyre, metaphor
From the American humanist psychologist Gordon Allport (1961) we
know that behind any theory of personality there is a hidden
philosophy. Although only a trained eye can detect it, this marriage is
impossible to avoid if one sets his mind to study not merely psychical
processes or elementary behaviors by empirical methods, but the entire
psyche in its entirety. This means to take into account empirical
outcomes and concomitantly to decide to proceed in a rational way and
to think deeply on the paradoxes that make the story of the soul so
difficult to tell.
And the paradoxes that make the essence of the soul so difficult to
grasp stand in plain sight, two of them standing right in front of us as
we speak. The first paradox is centered on the uncertain spatial and
temporal coordinates of what we too lightly call the ‘soul’. That
psychological time is not the same as the physical one; it is something
all psychologists accept, and not only them. More interesting for us is
the fact that the soul, not having a shape and being not affected by
*
Cătălin Dîrțu (
)
Department of Psychology, “Alexandru Ioan Cuza” University of Iași, Romania
e-mail: dirtucatalin@yahoo.com
AGATHOS, Volume 9, Issue 1 (16): 127-133
© www.agathos-international-review.com CC BY NC 2018
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Ver en el PDF(se abre en una ventana nueva)coordinates such as up and down, left and right, can take any shape. So
our imagination runs free and wild, and we can imagine the soul as it
befits our interests, as a clepsydra (Dîrțu et al. 2015), as a pyramid
(Maslow), ecosystem (Rogers), window (Johari), iceberg or leopard
skin (Freud), just to list a few of the innumerable possible shapes that
were metaphorically described by the researchers of the soul. The
second paradox to be taken into consideration by psychologists shall
be described to the end of this article.
For the time being, in order to get closer to our purpose, we may
start by saying - without being too wrong - that the entire philosophy
of the ancient Greece revolves around the ideas of psyche and
kalokagathia - the ideal envisaging human perfection as union of
goodness and beauty. Plato makes it clear for us that the beauty of the
soul is the one yielding beauty to the body and clearly not the other
way round. The proof lies in the Theaetetus dialogue where the least
beautiful character, after a lively exchange of ideas, is praised by
Socrates with the words: “How beautiful you are, Theaetetus” (Plato
1989). The perfection of the soul not only prevails over, but also cures
body imperfections.
Even the reputed adversaries of Socratic philosophers, the Sophists
and/or the Hedonists placed at the heart of their concerns for wellbeing
the ideal of kalokagathia, even if this ideal was conceived such as it
disputed point by point the others’. If for the Socratics you become
good, beautiful and wise after you (re)discover your inner harmony
(Moreau 2015), harmony that prevails despite any storm caused by
fighting for fame and power in the big-city, for Sophists and/or
Hedonists, you become good, beautiful and wise only after, armed with
the sharp and efficient weapons of rhetoric which enable you to control
the masses, you get full social recognition and become a tyrant leader.
And when they said tyrant, the Sophists were thinking of a leader
above the laws dictated by the weaknesses and fears of the masses,
(Dîrțu 2016).
Hoping we are not going to be harshly criticized, we advance the
idea that, like many other writings of the Greek philosophers, The
Republic dialogue is one about the soul, that is to say more about the
just order of the city-state. Plato says that there are two entities looking
alike a lot: the soul and the city. The resemblance is so striking, that
the truth giving identity to the two is written with the same letters,
which differ only in size. So, in the book on the Soul the truth is
written with such small letters that the mean size of the letters of the
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Ver en el PDF(se abre en una ventana nueva)book on the City is the only reason that made Plato to decide analyzing
the City and not the Soul:
“The inquiry we are undertaking is not an easy one but calls for keen
vision, as it seems to me. So, since we are not clever persons, I think we
should employ the method of search that we should use if we, with not
very keen vision, were bidden to read small letters from a distance, and
then someone had observed that these same letters exist elsewhere
larger and on a larger surface. We should have accounted it a godsend, I
fancy, to be allowed to read those letters first, and examine the smaller,
if they are the same. (…) but what analogy to do you detect in the
inquiry about justice?” “I will tell you,” I said: “there is a justice of one
man, we say, and, I suppose, also of an entire city.” “Assuredly,” said
he. “Is not the city larger than the man?” “It is larger,” he said. “Then,
perhaps, there would be more justice in the larger object and more easy
to apprehend. If it please you, then, let us first look for its quality in
states, and then only examine it also in the individual, looking for the
likeness of the greater in the form of the less.” (Plato 1986, 368d, 368e,
369a)
Against the background of such preoccupations of the ancient Greeks
to discover the soul harmony and supported by other arguments that
we are going to bring forth as we go on, it should not surprise that I
chose the Lyre as being the most suggestive metaphor to represent the
soul in Ancient Greece. Regarding the illustrative power of the Lyre
metaphor, it is worth saying that when he decided to being this
metaphor into play, Plato started from the analysis of the Soul and then
he analyzed the order in the City, and not the other way round.
To be more precise and brief, emotions, mostly negative emotions,
are considered the reflection of the lowest chord of the lyre and are
associated with the lower classes of society, which are farmers,
shepherds and craftsmen. The next level is the will or the “fire”,
corresponding to the mean chord of the lyre. Will or “fire” becomes
soul attributes characteristic for guards, for order and law defenders in
the ideal city of Plato. At the last level, the finest chord of the lyre is
the correspondent of wisdom that should characterize the ideal soul
and at the level of society we have the balanced leader, who governs
observing the universality of the laws. Thus, the harmonic and
consonant spirit of the Lyre inspires the tripartite structure of the soul
that is reflected, as Plato considers, in the tripartite societal structure.
Nevertheless, the above does not make clear why the ‘lyre-soul’
metaphor may claim to be one of the strongest soul-related metaphors
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Ver en el PDF(se abre en una ventana nueva)of the ancient Greek world. The simple resemblance of the chords of
this instrument to some virtues of the soul is not enough convincing.
Still, the metaphor acquires deeper meanings when we recall that the
lyre is the favorite instrument of god Apollo. And the god Apollo is the
favorite god of the Socratic philosophers. The famous phrase “Know
thyself” was not coined by an ordinary mind, it is the verb of the god,
written on the frontispiece of the temple, as Socrates said and Plato
witnessed during the trial that would bring about his conviction to the
death penalty.
On the other hand, it is well known that Plato always preferred
Apollo with his lyre, snubbing Dionysus, the god of the grape harvest,
winemaking and wine, ritual madness and religious ecstasy, of all and
any excesses, whose favorite instruments were wind instruments,
promoting a frenzied music meant to facilitate the temporary exit of
soul from the body (soma)-prison. God of wisdom and light, Apollo
was the exponent of music that predisposes to calm and beneficial
meditation.
For Plato, music in its true sense was only this type of Apollonian
music (Stamou 2002). And the fact that going of light and wisdom was
the one conducting this type of music made the laws of sound
production and instrument tuning to be of divine origin. Actually, it is
not that only Plato thought that way. For the ancient lyre players, the
laws of harmony were immutable and eternal, so that all musicians
tuned their instruments abiding by these laws only.
Infringing on these universal laws could have been and often was
considered a capital sin. There is a famous case of one of the best
Spartan musicians who made the mistake of improving the lyre, adding
two new chords. The reaction of the conservative and inflexible
Spartan society was extremely prompt and brutal. Indifferent to the
fact he was the best interpreter and composer, the judges convicted
him for troubling the laws of universal harmony whose exponent and
conductor was god Apollo himself. And making the god angry was for
Sparta of those times something unforgivable, as troubling the divine
cosmic order reflected directly on the social life. In a society placing
all the stakes on conserving tradition, the corruption of the young by
inciting them to innovation and disobedience endangered the entire
social order.
The myth of the musical duel between Apollo on lyre and the satyr
Marsyas on flute was well-known in those times and the cruel
punishment he received from the god for daring to defeat him in the
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Ver en el PDF(se abre en una ventana nueva)contest: Apollo skinned him alive. The punishment given to the
Spartan musician was not as cruel, yet it was not easy at all. The
innovative musician was expelled from the city. The contemporary
man finds it hard to understand the extreme harshness of this
punishment. To be expelled, to be no more the citizen of a polis meant
losing one’s identity, your identity and, which is worse, your family’s.
We cannot forget that Socrates preferred death to running to another
city than the one in which he spent his whole life.
The harshness of the punishment received by the Spartan musician
shows also the importance that traditional societies showed to music in
educating the new generation, the more so as in the epoch the “art of
muses”, expression of particular semantic richness, comprised poetry
and dance. So important was music in the consistent soul organization,
that Plato recommended firmly in Republic the use of a restricted
number of modal musical scales (Ionian and Dorian) because he
considered the other modes (Lydian, Mixolydian, Phrygian) may lead
the soul to laziness, passivity, melancholy.
Yet we believe that the metaphor of the lyre-soul is significant in
the psychology of personality also because of the intrinsic qualities the
sonorous vibration has, qualities discovered first by Pythagoras and
that reached Plato through the Pythagorean disciples. It is known that
Pythagoras is the first who isolated a chord and tested empirically how
vibrations are produced and therefore how the sound is produced. If
noise is unordered vibration, Pythagoras discovered that the main
characteristic of the sound is orderly vibration. What Pythagoras
discovered is confirmed by the modern musical theory, that is orderly
vibration of a sound is not produced only on the total length of the
chord or of the air flow that enters and exits the wind instruments, it is
also produced on halves, quarters, eighths, etc.
The concomitant vibration on various lengths achieved in an orderly
fashion shows us that even if our ear seizes one sound only, in reality
we have a complexity of sonorous vibrations. From here to studying
musical harmony by means of mathematics and to consider the sound a
microcosm was just a step Pythagoras took instantly. The line of
reasoning seems simple. Where there is order there is mathematics,
and where there is dynamic order and mathematics, there also must be
sound, the basic element of music, with its modal or total scales.
Pythagoras’ discoveries regarding the production and the
mathematical nature of sound and their popularization by Pythagoreans
led to Plato’s conception that Soul, Society and Cosmos have in their
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Ver en el PDF(se abre en una ventana nueva)essence the same nature and organization (Laertius 1998). Although
the three entities appear at a first glance different, the psychologist
Gordon Allport, inspired by the Gestalt psycho-philosophical theory,
says that two or several things or phenomena do not have to resemble
to be alike. More precisely, if the same entities have the same
operating principles, they may belong to the same family. To make a
clearer distinction between apparent resemblance and fundamental
resemblance, Allport distinguished between resemblance and
similarity. Resemblance may often be superficial, yet surely similarity,
which has nothing to do with superficial resemblance, is a deep
structural and functional likeness. Using this line of reasoning,
Pythagoras and Plato spoke about the likeness between Soul, Society
and Cosmos. The metaphor of the lyre and sound production has an
explanatory power at all these three levels of reality. Certain elements
and structures of the Soul, Society and Cosmos may get relaxed or
tensed, as it happens when you get tense or release the lyre chord. It is
not surprising at all that Pythagoras, noticing that planets are moving,
concluded that the Universe is singing.
Yet the conception from ancient times that sound is a microcosm of
orderly movements facilitated a later discovery, namely that the sound
has a universal vibratory nature identified by a trained ear on a musical
scale. Yet it concomitantly has a unique structure given by the
multitude of harmonics produced as main sound is produced. In other
words, the identity of a sound is given by the strong vibrations of the
entire chord, of the half, of the quarter and of the eighth (vibrations
that produce three sounds of the same type, even if at different octaves,
and a quint that reinforces the identity of the dominant sound). Then
later, one by one, harmonic sounds emerge, produced by the vibration
of significantly smaller chord parts that render unicity to the sound,
which is called - in musical language - tone color. More precisely, if
we have an orchestra in which instruments are tuned, we will have the
same ‘La’ sound, produced by the first vibrations that are always the
same and give identity to the sound, and as many tone colors as
instruments are there, produced in a unique way by micro-vibrations.
Maybe I insisted too much on the phenomenon of sound production
because it seems a metaphorical solution to the second paradox of the
psychology of personality that I try to reveal in the end. Gordon
Allport drew attention to the fact that psychological phenomena can
either be seen as mediated by contingent necessary and universal
conditions, having a nomothetic character, or as being inherently
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Ver en el PDF(se abre en una ventana nueva)unique and unrepeatable, having an idiographic character. In other
words, either we see human being in terms of its resemblance to other
human beings or in terms of a unique combination of traits and habits,
we are never able to perceive it from both the perspectives at the same
time. Nevertheless we notice that the way sound is produced in our
metaphorical model shows how the basic structure of orderly
vibrations is the same in sounds occupying the same position in a
musical scale, but at the same time different from the perspective of
harmonics determining its unique tone color. And which is more
important, the basic vibrations and the harmonic vibrations overlap
with the laws of order and harmony. The metaphor of the lyre seems to
indicate there is a possibility to reconcile, within the personality, the
universal and the uniqueness of the human being.
REFERENCES:
Allport, Gordon W. 1961. Pattern and Growth in Personality. Romanian edition:
Allport, Gordon W. 1991. Structura și dezvoltarea personalității. Bucharest:
Didactic and Pedagogical Publishing House.
Dîrțu C., Soponaru C., Neculau B., Iorga M. 2015. Humanism and Spirituality in
Jung as Seen through the Prism of the Hourglass Metaphor. Proceedings of
LUMEN The 6th International Conference: Rethinking Social Action. Core
Values. April 16-19, 2015. Iași: 447-450.
Dîrțu, C. 2016. Stereotipul „ceea ce este frumos este și bun” [„What is Beautiful is
Good” Stereotype]. In Relațiile intime. Atracție interpersonală și conviețuire în
cuplu [Intimate Relations], eds. Șt. Boncu & M. N. Turliuc, 126-135. Iași:
Polirom.
Laertius, Diogenes. Lives and Opinions of Eminent Philosophers. Romanian edition:
Diogenes Laertios. 1998. Despre viețile și doctrinele filosofilor. Iași: Polirom.
Moreau, V. N. 2015. Musical Mimesis and Political Ethos in Plato’s Republic.
Political Theory. Vol. 45, 2: 192-215.
Stamou, L. 2002. Plato and Aristotle on Music and Music Education: Lessons from
Ancient Greece. International Journal of Music Education. Vol. 39, 1: 3-16.
Plato. The Republic. Romanian edition: Platon. 1986. Republica. In Opere, vol. V.
Bucharest: Scientific and Encyclopedic Publishing House.
Plato. Theaetetus. Romanian edition: Platon. 1989. Theaitetos. In Opere, vol. VI.
Bucharest: Scientific and Encyclopedic Publishing House.
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