Afficher le texte intégral11 pages
Page 1
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)26sa el
NSCS BAKES, GC:
2
On Some Aspects of Early Greek Astronomy
Author(s): O. Neugebauer
Reviewed work(s):
Source: Proceedings of the American Philosophical Society, Vol. 116, No. 3 (Jun. 9, 1972), pp.
243-251
Published by: American Philosophical Socicty
Stable URL: http://www.jstor.org/stablc/9861 18
Accessed: 21/01/2012 14:30
Your use of the
JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
http://www. jstor.org/page/info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.
American Philosophical Society is collaborating with
Proceedings of the American Philosophical Society.
http://www.jstor.org
JSTOR to digitize, preserve and extend access to
Page 2
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Reviewed work(s):
Source: Proceedings of the American Philosophical Society, Vol. 116, No. 3 (Jun. 9, 1972), pp.
243-251
Published by: American Philosophical Society
Stable URL: http://www.jstor.org/stable/986118 .
Accessed: 21/01/2012 14:30
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at .
http://www.jstor.org/page/info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.
American Philosophical Society is collaborating with JSTOR to digitize, preserve and extend access to
Proceedings of the American Philosophical Society.
http://www.jstor.org
Page 3
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Professor Emeritus of the History of Mathematics, Brown University
(Read November 11, 1971)
SOMEEIGHTYEARS ago a "Symposium on Cuneiform Studies and the History of Civilization" was
held at a meeting of this Society. As one of the
speakers on that occasion I presented a paper on
"The Survival of Babylonian Methods in the
Exact Sciences of Antiquity and Middle Ages" 1
in which I tried to distinguish as far as possible
between those areas of ancient astronomy in which
Babylonian influence was decisive and those which
represent an independent development. In the
present paper some sections of this earlier study
will be amplified. Its main purpose, however, is
methodological. The progress of modern astronomy since Brahe and Kepler is inextricably connected with the ever-increasing accuracy and
range of observational techniques and it therefore
has seemed plausible to assume that a similar
trend existed also in the first phase of astronomical
development in the Greek world, that is, in the
period from the beginnings in the fifth century
B.C. to the crowning achievement, Ptolemy's
"Almagest" in the second century A.D.
I think that this retrojection of conditions prevailing during the last five centuries into a fundamentally different milieu, two millennia earlier,
has resulted in a severe distortion of the actual
situation and has deprived us of a better insight
into the origin of scientific methods that are
difficult enough to reconstruct from our fragmentary sources. Furthermore, since most of
the sources in question were made accessible
through the industry and philological competence
of the classical scholars of the nineteenth century
we also have inherited much of their basic attitudes. Classicists during this period were still
undisturbed by fields concerned with "Ueberresten
von gemischter Art"2 (e.g., Archaeology or
Papyrology-not to mention oriental material),
and so they could act sicut Deus, scientes
bonum et malurn. Thus it was simply taken
for granted that "progress" from Eudoxus
and Aristotle to Aristarchus and Hipparchus
could be measured by the increasing agreement
with modern data and methods. Wilamowitz (in
1897) did not hesitate to declare that around 240
B.C.(in the reign of Ptolemy III Euergetes) "man
arbeitete auf der Sternwarte Alexandreias an
einem Fixsternkataloge"-although there exists
no trace of organized observational activity before
the Abbasid period. There is no need to multiply
such examples of baseless anachronisms; they
would easily fill another paper.
Instead, I shall make an attempt to describe a
drastically different aspect that emerges from
fragments of early Greek astronomy, i.e., from
the period from Eudoxus (early fourth century
B.C.) to Archimedes and Apollonius (i.e., to about
I think it is essential for our under-
200 B.C.).
standing of this early period to realize, first that
its approach to fundamental problems of astronomy is in many respects totally different from what
we customarily consider to be "Greek" astronomy,
and, secondly, that Greek mathematics and Greek
astronomy progressed in quite distinct levels, a
distinction which left its effects until deep into
the Renaissance.
Two more introductory remarks. I shall abstain from giving the bibliographical references
and the discussions of details which would be
necessary to support statements made in this
paper; I hope to do this elsewhere within a wider
framework. Secondly, it is not my intention to
present a complete picture of what I think we do
know about early Greek astronomy. I have only
selected certain topics which seem to me particularly revealing for the situation in the formative
period of Greek astronomy. But I shall far
transgress the traditional chronological and geographical framework of early Greek science simply
because I am convinced that many a medieval and
non-Greek source gives us important information
about hellenistic origins.
1. MEASUREMENT OF TIME
The division of the
into 24 hours-itself
day
1Proc. Amer.Philos.Soc. 107 (1963): p. 528-535.
2 Fr. Aug. Wolf, Museum der Alterthums-Wissenschaft the outcome of a complicated mixture of Egyptian,
Babylonian, and Greek components-presents
1 (1807): p. 77.
PROCEEDINGS OF THE AMERICAN PHILOSOPHICAL
SOCIETY, VOL. 116, NO. 3, JUNE
Page 4
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)TABLE 1
hora
Month
Iet XII
II XI
III X
IV IX
V VIII
VI VII
3
6
9
17
15
13
11
9
7
11
9
7
5
3
2
17
15
13
11
9
7
itself in two different forms: one, of greater popular appeal in the Mediterranean world, is the
division of the time of daylight and night separately into 12 ("seasonal") hours each; the other
operates with 24 hours of constant length which
agree with the seasonal hours at the equinoxes,
therefore called "equinoctial"hours and commonly
used in astronomical contexts, though the separation seasonal/equinoctial is by no means equivalent to popular versus scientific usage. Even the
same text may have both types simultaneously.
The "shadow tables" to be discussed presently
concern 12 seasonal hours for each month but they
also give the length of daylight for the same
months in equinoctial hours-without any distinction in the terminology.
It is obviously equinoctial hours that are meant
when the calendar page for the month of June in
the "Tres belles heures de Notre Dame" says,
"Les heurs de la nuit 6 et duiour 18." This "Book
of Hours" of the Duke of Berry (about 1400) presents us with a simple pattern for the variation of
length of daylight from month to month during
the year: the maximum M = 18h in June, the
minimum m = 6h in December and a fixed increase
or decrease of 2h per month, i.e., a strictly linear
variation between nmand M. However, not only
does the abrupt change from increase to decrease
stand in obvious contradiction to the most elementary experience, but a maximum of 18h corresponding to a geographical latitude of almost 58?
(as tabulated, e.g., in the Almagest), correct
about half-way between Copenhagen and Stockholm, but surely not in Paris or Bourges.
How these data got into a Book of Hours I
cannot say. Only the antiquity of the pattern is
evident: "linear zig-zag functions" are a characteristic feature in cuneiform astronomical texts
of which we have a great variety from the centuries between Artaxerxes and Caesar. But this
is by no means the earliest evidence for linear
calendaric schemes: a hieratic papyrus, known as
[PROC. AMER. PHIL. SOC.
the "Cairo Calendar," written in the Ramesside
period (twelfth century B.C.) shows exactly the
same scheme as the Book of Hours of 1400 A.D.,
i.e. the same extrema of 18h end 6h and a linear
variation with 2h each month. I can only once
more admit my inability to explain the origin of
the basic parameters.
Fortunately arithmetical schemes constitute the
leading principle also in a group of texts, the socalled "shadow tables," where we can reach a
fairly clear historical understanding. To begin
with the European medieval tradition, we have,
e.g., a "Horalogium Horarum" of the ninth or
tenth century which gives in six pairs information
of the following type: "Januarius et december,
hora 3 et 9 pedes 17, hora 6 pedes 11." Here
"hora" must mean seasonal hour, the 6th always
representing noon. The "pedes" measure the
length of the shadow of a man standing upright
and using his own feet as units of length. The
resulting scheme is very simple (table 1). The
last noon shadow of 2 feet is an obvious arithmetical error, both with respect to the sequence
of the noon shadows and the shadows 3 hours
before or after noon that are always 6 feet
(= 1 + 2 + 3) longer than the noon shadow.
Many more shadow tables are preserved in
Greek from the Byzantine period (thirteenth and
fourteenth centuries). They lead us to distinguish
two major types and to recognize a systematic error
in many tables, e.g., in the above-given Latin example (table 1). The arrangement in six pairs
of months is wrong: there should be seven entries,
one for each extremum alone (e.g., December and
June) and five pairs of equidistant months (e.g.,
I and XI or V and VII). This holds for both
types of tables: the one which uses names of
months for the entries, the other which does not
depend on calendaric conventions but uses the
solar positions in the signs of the zodiac. For
this second type one has one single entry for
Capricorn and Cancer each and five pairs of
signs symmetric to the solstices.
Another solid group of shadow tables is preserved in Ethiopic codices, all of very recent date
(e.g., seventeenth and eighteenth centuries) but
undoubtedly copied from much older (presumably
Coptic) sources. Except for the adaptation to
the Ethiopic calendar and many scribal errors,
these tables are closely parallel to the Byzantine
ones. This parallelism is further emphasized by
two peculiarities. Several tables mention for each
month the length of daylight, and these numbers
again form a linear zigzag function, now always
Page 5
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)VOL. 116, NO. 3, 1972]
with M = 15h, m = 9h. Since according to ancient
geography M = 15h is characteristic for the
"clima" of the Hellespont, and since Byzantine
relations with Ethiopia are well attested for the
early Middle Ages (e.g., sixth century), a transmission of Byzantine astronomy to Ethiopia seems
evident here. A second element of parallelism
is found in the textual preambles to the tables,
which address a "King Philip." In astronomical
context one will think, of course, of Philip Arrhidaeus whose regnal years constitute the basis for the
"Era Philip," used, e.g., in the famous "Handy
Tables" of Ptolemy and Theon.
I have no doubt that both conclusions are wrong.
The preserved material amply suffices to restore
the original pattern of the shadow tables (cf.
table 2). Both the lengths of the noon shadows
and the lengths of daylight form arithmetical
sequences with difference 1. Since a daylight
of 12h is necessary for the equinoxes, such a
sequence leads automatically to M = 15h and
m = 9h. In other words, these extrema are the
consequence of a primitive arithmetical pattern,
not the result of observations which we could
then utilize to determine the underlying geographical location, e.g., Hellespont or Byzantium.
In fact we have good evidence from Hipparchus
and from Geminus that the ratio 15:9 was considered by Eudoxus, Aratus, and Attalus as representative for Greece in general. Thus our
pattern does not belong to the Byzantine period
but originated in early Greek astronomy in
Greece, presumably at Athens. This conclusion is
supported by another consideration. Shadow
tables have nothing to do with a chronological
era but they naturally belong to the "parapegmata,"
i.e. texts which associate the risings and settings
of fixed stars in the course of the year with
weather conditions-much in the way that our
Farmer's Almanacs still do. Ptolemy, among
others, wrote a whole treaties on these "Phaseis,"
and he cites his authorities for all predictions, e.g.,
"unwholesome air and turbulence according to Callippus, Euctemon and Philip; rain and thunder
TABLE 2
IN FEET FOR THE HOURS OF DAYAT SUNRISE
LIGHT BEGINNING
(NOON = 6h), DEPENDING ON THE SOLAR POSITIONS BETWEEN
AND SUMMER
WINTER SOLSTICE (6)
LENGTH
OF SHADOW
SOLSTICE(F
/
28
18
14
11
9
8
9
11
14
18
28
X
T
F
s9
X
26
16
12
9
7
6
7
9
12
16
26
25
15
11
8
6
5
6
8
11
15
25
24
14
10
7
5
4
5
7
10
14
24
23
13
9
6
4
3
4
6
9
13
23
;
)t
hour
1
2
3
4
5
6
7
8
9
10
Ii
)
27
17
13
10
8
7
8
10
13
17
27
22
12
8
5
3
2
3
5
8
12
22
ength of daylight:
15
14
13
12
11
10
9
hours
noon shadow:
2
3
4
5
6
7
8
feet
Thus it seems fairly certain that the arithmetical
patterns of table 2 for the shadow lengths and
lengths of daylight originated in early Greek
astronomy, and this conclusion is supported by
the remark that the zodiacal patterns (which, in
view of the Greek lunar calendars, must be the
original form) presuppose the Eudoxan norm
which places solstices and equinoxes in the middle
of the zodiacal signs. Again, Athens seems to be the
plausible center for this development. A lucky
accident allows us to show that shadow tables of
the type discussed here appear already in the
Ptolemaic period in Egypt. A papyrus fragment
of an astronomical treatise (now in Vienna) has
preserved a little corner of such a table, just
enough to demonstrate the identity with the pattern of our table 2.
Having once established the basic structure of
these tables it is no longer difficult to recognize
their survival in more or less significant variations
all around the Mediterranean medieval world:
in an Armenian treatise, in Syriac, in Coptic, in
Nubia (a Greek inscription in a temple at Taphis),
in North Africa and Spain (in "Anwac "tables),
according to Eudoxus. . . ." Finally, Ptolemy
gives the list of his authorities from Eudoxus to and in monastic manuscripts of France and EngCaesar and mentions the regions where they ob- land. Incidentally we can now say that the aptained their climatic experiences. Here "Philip" parent arithmetical error 2 in the last line of our
is associated with the Peloponnesus, Locris, and table 1 is the only correct residue of the original
Phocis, and there is little doubt that we are deal- pattern, whereas all other numbers are adapted
ing with Philip of Opus, who flourished in the to the faulty six-pair pattern that replaced the
first half of the fourth century B.C. (well known original 1 + 2 5 + 1 scheme. It should be noted,
because of his connection with Plato's "Epin- however, that this modification of the ancient
Greek scheme is only a misguided arithmetical reomis").
Page 6
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)arrangement and is by no means based on any
empirical correction for different geographical
situations.
It is easy to show that the assumption of a
linear variation of the length of daylight was a
common feature in astronomical and calendaric
treatises of the early Hellenistic period. The
calendar of P. Hibeh 27 (about 300 B.C.) gives
the length of daylight day by day, increasing
linearly during 180 days, decreasing in the same
fashion for 180 days, and simply kept constant for
3 days at M = 14h and for 2 days at .m = 10h
(cf. fig. 1); the ratio 14:10 is the norm characteristic for "Lower Egypt" (Alexandria) in
ancient geography. The multiples of the daily
increment of 4h/180 = 1lh/45 are given for each
day on the basis of the clumsy Egyptian rules for
operations with unit fractions. Similar linear
schemes are found throughout antiquity, e.g.,
with Porphyry (around A.D. 300) for M = 15h,
,m = 9h1.
Strictly linear patterns are not the only arithmetical devices of early astronomy. The shadow
tables, e.g., have for all months the same increase
of shadow lengths per hour before or after noon
(cf. table 2)
1, 2, 3, 4, 10( =1+2+3+4).
[PROC. AMER. PHIL. SOC.
Obviously this is an attempt to describe by a
simple numerical pattern the rapid increase of
shadow lengths toward sunrise and sunset. The
pattern is a difference sequence of the second
order (or nearly so) and it is clear that it is only
arithemetical expediency that determined these
numbers, not any set of actual measurements,
however crude.
Much more sophisticated arithmetical methods
appear on the scene with closer contact with
Babylonian astronomy during the Seleucid-Parthian period. About the details of this contact we
know very little except for the evidence of fundamental Babylonian parameters in Hipparchus's
lunar theory. This does not exclude earlier contacts, which are indeed suggested by the use of
sexagesimal units about a century earlier (Eratosthenes). To the period of earlier borrowing probably also belong two types of arithmetical schemes
(denoted as "System A" and "System B") which
produce a quite satisfactory representation of the
actual variation of the length of daylight during the
year. Instead of assuming a linear variation of
the length of daylight with its abrupt changes at
the extrema, the underlying rising times of the
subsequent zodiacal signs are brought into an
arithmetical pattern, linear in "System A," with
double difference at the equinoxes in System B.
In this way the lengths of daylight become a kind
of difference sequence of second order (as the sum
of six consecutive rising times) with smooth approach to the extrema. Nevertheless all computations follow very simple patterns which are completely determined by the value of the longest
daylight and the choice of the system, A or B.
Transplanted to Alexandria, these patterns had
TABLE
Page 7
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)VOL. 116, NO. 3, 1972]
a profound influence on Greek and medieval geography. Babylonian astronomy itself had never
introduced (at least so far as we know) any
element of geographical variation. The Babylonian schemes for the length of daylight are always
based on the ratio 3:2, i.e., on the extrema
M = 216? = 14;24h and m = 144? = 9;36h. This
parameter appears also in Greek geography as
characteristic for "Syria" (cf. table 3) but the
same pattern is expanded to seven (why seven?)
exactly similar schemes such that the determining
parameters M form a linear sequence of constant
difference 4? = 0;16h. For each "clima," as these
geographical steps were called, the computational
method follows "System B" (incidentally, also the
system to which the Hipparchian lunar parameters
belong). A similar sequence of seven climata, but
now centered in Alexandria and based on System
A is first attested in a little treatise by Hypsicles
(around 150 B.C.) with M = 14h as the point of
departure (cf. table 3, middle section). The constant difference is the same as before. Both
sequences are frequently found in Greek astrological literature and in the famous work of the
poet Manilius who had pretentions to astronomical
competence but mixed data from Babylon and
System A with elements for Rhodes and System B.
A radical departure from these arithmetical
patterns occurred after the invention of spherical
trigonometry by Menelaos (around A.D. 100)
which made it possible to compute from correct
trigonometric relations the variation of the length
of daylight for any geographical latitude. This
astronomically correct theory is then again applied
to a set of "seven climata," defined by a linear
progression of longest daylight with constant difference 1/2h, beginning at M = 13h (Meroe in
Nubia) and ending at M = 16h (Borysthenes =
Dnjeper). The choice of M, instead of the geographical latitude, as characteristic parameter
shows the strength of the arithmetical tradition.
This does not mean that the concept of geographical latitude (or altitude of the pole) did not
play a role in Greek astronomy or geography.
On the contrary, one can even get the impression
that at an early time the latitude of Rhodes,
<p= 36?, played a special role-often explained by
the prominence of Hipparchus or Posidonius. But
again numerology undermines such arguments.
One of the earliest symptoms of Babylonian influence seems to be a sexagesimal division of the
circumference of the circle-not into 360 degrees
of the later standard, but simply a division into
60 parts such that a quadrant contains 15 parts.
247
FIG. 2.
Luckily for such speculations, the obliquity of
the ecliptic can be described fairly enough as
representing the side of a regular polygon of 15
sides (i.e., = 24?), hence covering exactly 4P.
The remaining lip of the quadrant can then be
divided into 5P plus 6P with the "arctic circle" as
boundary (cf. fig. 2), producing a neat numerical
pattern with 4P, 5P, 6P for each quadrant. This,
however, assigns a fixed position to the arctic
circle, that is to say, a distance of 6P = 36? away
from the pole and hence creating a situation demanding p = 36?. Hence it seems at least conceivable that it is not a "school" or "observatory"
which accounts for the prominence of this latitude
but a cosmologic doctrine of "pythagorean"
flavor.
2. COSMICDIMENSIONS
From the period of early Greek astronomy we
have three outstanding attempts at bringing cosmic
motions and cosmic dimensions under the control
of mathematical methods: the "homocentric
spheres" of Eudoxus (and their modification by
Callippus and Aristotle), Aristarchus's treatise on
the sizes and distances of sun and moon, and
some very strange schemes for planetary distances
by Archimedes, as well as his "Sand-reckoner."
That the last-mentioned work is a work of
mathematics and not of astronomy is obvious: in it
the "universe" is of interest only in so far as its
enormous but definite size furnishes the concrete
space which nevertheless can be measured in accurately defined numerical terms. I consider it of
vital importance for our understanding also of the
Page 8
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)other above-mentioned works to realize that their
real goal is to demonstrate the power of the
mathematical approach, not the solution of some
specific astronomical problems.
The conceptual beauty and mathematical elegance of the Eudoxan homocentric spheres are
undeniable, but equally evident is their inability
to explain obvious details in the observable planetary motions. I think it is in vain that modern
scholars have tried to reconstruct numerical parameters to be substituted in order to make the
Eudoxan model represent the planetary motions
with some semblance of truth. I think such
numerical data never existed. And I confess that
I consider it quite possible that exactly the same
thing could still be said with respect to the sophisticated investigations of epicyclic and eccentric motions by Apollonius some 150 years later.
The same general attitude explains the much
discussed disrespect of Aristarchus for observational data. We know from Archimedes that
Aristarchus was aware of the fact that the apparent diameter of the sun and moon is about
1/2?; nevertheless, in his treatise he computes
with a value of 2?, thus avoiding trigonometric
difficulties with small angles. The basic mathematical idea to determine the ratio of lunar to
solar distance is very neat (cf. fig. 3): if one
knows the angle r/ of elongation between sun and
moon when the latter appears exactly half illuminated, then one has only to solve one right triangle
to obtain the desired ratio. Astronomically the
method is totally impracticable: the moment of
dichotomy cannot be determined with any accuracy, and the value of r is so near 90? that
the difference falls below the limit of accuracy of
visual observation-Aristarchus's value of 87? is
purely fictitious. What really interests him in
this treatise is, on the one hand, the trigonometry
of the problem (at his time an undeveloped topic)
and, secondly, an accurate mathematical investigation of a question which is again without any
practical importance: how far is the terminator
between light and darkness removed from the
great circle which contains the radius moon-earth
FIG. 3.
[PROC. AMER. PHIL. SOC.
0
0
FIG. 4.
(ME in fig. 3). The answer that a minute
eccentricity of the terminator cannot materially
affect the ratio of the distance is, of course, obvious from the very beginning. But it is the
rigorous mathematical aspects of the problem and
not observational techniques which concern
Aristarchus.3 And his treatise ends without giving actual distances and sizes.
To determine the distance of sun and moon
Hipparchus eventually introduced a method
which is based on geometric conditions that prevail at a lunar eclipse and which are well suited for
observational refinements. None of these methods
were applicable to planetary distances, and ancient
astronomers remained entangled in philosophical
doctrines which eventually led Ptolemy to the
model of nested spheres that dominated Islamic
and western astronomy during the Middle Ages.
In a completely different direction, however, lies
a system of planetary distances, proposed by Archimedes, that escapes our understanding so far as
the underlying principle is concerned.
It is a very peculiar accident which has preserved
for us a record of this Archimedean theory.
Hippolytus, in the first half of the third century,
3 The figure which belongs to the discussion of the
terminator had been garbled already in antiquity, a fact
not realized by Pappus (early fourth century A.D.) or
by the modern editor, Sir Thomas Heath (1913).
Actually two cases were condensed into one figure: one,
the earth E at quadrature(cf. fig. 4), the other E0oin the
axis moon-sun in order to find the smallest terminator
TU, assuming equal apparent diameter of sun and moon.
The problem is to find how big LG < GU appears from
E. Pappus did not realize that EM must be perpendicular
to EoM and he therefore discusses the apparent size of
GU as seen from Eo, which is absurd because this arc is
invisible from Eo.
Page 9
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Plato. We must, alas, admit that we do not
understand how Archimedes, the greatest scientist
of antiquity, came to these numbers.
TABLE 4
B
A
From
earth to
249
ASPECTS OF EARLY GREEK ASTRONOMY
VOL. 116, NO. 3, 1972]
Stadia
taearth
Moon
Sun
Venus
Mercury
5544130 = la + 2d
55816195 = lla + 3d
76088260 = 15a + 4d
126904455 = 25a + 7d
Mars
Jupiter
Saturn
Zodiac
167448585 = 33a + 9d
187720650 = 37a + 10d
227992715 = 45a + lid
248264780 = 49a + 12d
From
to
3. TRIGONOMETRY
Stadia
Venus
Mercury
Sun
50815160
52688256
121604451
Mars
Jupiter
Saturn
132418581
202770646
222692711
a = 5-106
d = 272065
Moon to Mercury
= Mercury to Zodiac
= 121360325 = 24a + 5d
Mercury to Saturn = Sun to Saturn
= 101088260
was perhaps the last Greek-educated bishop of
Rome. He was of an uncompromising fighting
spirit, not only directed against his more worldly
competitors for the episcopal throne but also
against heresies about which he composed a still
extant treatise. Though not a heresy by itself,
astronomy is full of speculations about the structure of the world and is thus potentially a preparation for heretical ideas. As an example of such
useless speculations he gives the list of two sets
of distances assumed by Archimedes (cf. table 4),
unfortunately without any further details.
All that we can say is derived from the bare
numbers. For no apparent reason we find two
different arrangements: in A the sun is nearer to
the earth than Venus and Mercury, in B it is
located beyond these two planets. In the first
scheme, Mercury is exactly at the midpoint between moon and zodiac (cf. fig. 5) and the distance
Mercury-Saturn in A is exactly the same as the
distance sun-Saturn in B. But the most surprising feature is the structure of the numbers in A.
Each one of them is a linear combination of a
multiple of a = 5000000 and of d = 272065 (cf.
table 4). Why these numbers were chosen and
why they were combined in this peculiar fashion
is a complete mystery. All that the pious bishop
has to say is that Archimedes should have taken
numbers that satisfy harmonies postulated by
Aristarchus's discussion of the solution of one
right triangle demonstrates the absence of a systematic trigonometry in the time before Hipparchus. It is obviously nonsense that Pliny
ascribes to Hipparchus a work on chords in 12
books. The total of ancient trigonometry, plane
and spherical, with proofs, tables, and applications,
requires only two of the 13 books of the whole
Almagest. How Pliny's error originated I do not
know; at any rate it is not worth the effort to
rescue this passage in Pliny by emendations. It is
important, however, not to be misled by Pliny
into the assumption of a very developed stage of
trigonometric tables in the time of Hipparchus,
comparable, say, to the table of chords in the
Almagest computed in steps of 1/2?. On the
contrary, I think we have good evidence that suggests a rather crude set of tables as the core of
Hipparchus's trigonometry.
That Hipparchus had no spherical trigonometry
in the proper sense is certain, simply because it
did not become clear before Menelaus (in the first
century A.D.) that spherical triangles must be made
up exclusively of great circle arcs. This does not
exclude, however, the possibility of solving certain
problems of spherical astronomy by means of the
so-called "Analemma" methods, to which also
Ptolemy devoted an elegant treatise. The basic
idea can best be described as using "descriptive
geometry" for the transformation of three-dimensional configurations to two-dimensional problems
which then only require plane trigonometry for
their solution. These methods fortunately do not
depend on the distinction between great circles
and parallels which have such a natural place in
spherical astronomy. The theory of sundials (as
preserved, e.g., by Vitruvius) also makes use of the
analemma methods. Though direct proof is lacking, it seems very likely that Hipparchus knew (if
indeed he did not invent) these methods; it is
certainly not accidental that analemma methods
play a vital role also in Indian astronomy.
A ?([
o
9
. iI I
I.
...
d'
4
l
.
.
H-
-I
II
II
B
*
Page 10
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)TABLE 5
Hipparchus
Ptolemy
M
a
lAa
16h 9 cubits
pO
18?
48;32?
17;37?
12
54;1
12;8
8
58
8;9
6
61
5;9
3 cub. = 6?
17
6
18
4
19
3
- E
a
a =--
Aa
5;30?
2 cub. = 4?
4
1 cub. = 2?
3
In dealing with problems of spherical astronomy
Hipparchus was not restricted to the Analemma;
we know from data transmitted by Strabo that he
also made use of arithmetical patterns that are
characteristic for Babylonian astronomy. The
problem in question concerns the altitude the sun
can reach at the winter solstice at given geographical latitudes. The correct solution has been given
by Ptolemy and the results are tabulated in the
Almagest (cf. table 5, right half). Hipparchus
also answered the question for latitudes where the
longest daylight is 16'hto 19h. The corresponding
solar altitudes are given in "cubits," an angular
measurement of 2? well attested as a Babylonian
norm (cf. table 5, left). His answer agrees fairly
well with the correct data, but the basis is obviously a simple sequence of second order with
1, 2, 3 as differences.
What Hipparchus's plane trigonometry looked
like is not to be judged from Pliny but from
Indian astronomy whose dependence on Hellenistic
(and thus Babylonian) prototypes has long been
recognized. Our insight into this process of transmission has moved one important step forward
with the proper interpretation of two Greek papyri
concerned with the motion of the moon: P. Lund
Inv. 35a from the time of Nero-Domitian (A.D.
60 to 84) and P. Ryl. 27 written around A.D.
250. The methods displayed in these papyri are
based on Babylonian parameters and procedures;
their exact counterparts had been found two
centuries ago by LeGentil in South India where he
attempted to observe the Venus transits of 1761
and 1769 from the French colony at Pondicherry.
He missed the transits (first because of war and
then because of clouds), but he succeeded in getting native Tamil scholars to compute for him
the circumstances of a lunar eclipse using rules
which Cassini eventually was able to explain and
which are, as we now know, identical with the
[PROC. AMER. PHIL. SOC.
methods in the above-mentioned papyri. It is
certainly no accident that a site near Pondicherry,
Arikamedu, was a center of Roman trade in the
early imperial period. No doubt the interest in
astrology, a discipline brought to its highest
development in hellenistic Egypt, was the vehicle
that transmitted also the strictly astronomical
techniques to India.
It is not within the scope of this paper to describe how much we owe to Indian astronomy
(e.g. through Varahamihira's Pancasiddhantika)
for our knowledge of Babylonian and Greek astronomy of the hellenistic period. I shall only draw
attention to some features of Indian trigonometry
which, I think, reflect very accurately the type of
Hipparchus's trigonometry.
In the only work of Hipparchus that has come
down to us, his Commentary on Aratus (more a
sharp critique than a "Commentary"), he uses
peculiar spherical coordinates- arcs on the ecliptic
in combination with arcs on circles of declination,4 a system also used in Indian astronomy.
As units he repeatedly uses "signs," i.e., twelfths
of the circumference regardless of whether these
arcs lie on the ecliptic or not. Again the same
terminology is found in India.
Another peculiar terminology is revealed to us
by Theon's Commentary to the Handy Tables
(fourth century A.D.) according to which 15?sections, i.e., 24ths of the circumference, are called
"steps" (ftaOtko'), in particular in relation to
lunar latitudes and solar declinations. Once
alerted to this concept, one finds many instances
of its application from Roman Egypt to the late
Byzantine period. It is particularly significant in
the present context that the above-mentioned P.
Ryl. 27 uses this concept in relation to the lunar
argument of latitude. These "steps" also appear
in the astrological literature, e.g., in Vettius Valens
(second century A.D.) and in relation to planetary
latitudes. An apparently very old connection
exists with meteorology (i.e., to the same background from which the parapegmata and shadow
tables come) since the steps of the four quadrants
are related to wind directions.
Finally, we find in the geographical literature,
e.g., in fragments from Eratosthenes, in Posidonius, and in Geminus, a 48-division of the circle,
resulting in "parts" (;pp) of 7;30?. All these
units are more or less interwoven in our sources
4 This peculiar system could well have been suggested
by its convenience for stereographic projection which is
fundamentalfor the "astrolabe";but explicit evidence for
Hipparchus is still missing.
Page 11
Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)VOL. 116, NO. 3, 1972]
and represent together a simple sequence of arcs:
30?, 15 , and 7;30?.
We can now turn to Indian trigonometry. In
India the great step was made of changing the
Greek "chords" to "half-chords" i.e., to sines in
modern terminology:
1
- crd a = sin
tr
.
Applying this transformation to the previously
mentioned units of signs, steps, and parts, we
obtain arcs that are multiples
of 3;45?:
this is
exactly the norm in the Indian tables.5 I have
very little doubt that these tables are nothing but
the transformation of the Hipparchian table of
chords to a table of sines.
Through the intermediary of Islamic astronomy
these Indian tables did reach medieval western
Europe, in particular Spain and England, under
the name of "kardaga," a crude rendering of a
Sanskrit term meaning "half-chord." In this
circuitous way, Hipparchian trigonometry returned to a part of the world from which it had
originated well over a millennium before.
A concluding remark must be added concerning
the practical use of tables for a trigonometric function, computed only for a few values of the argument, 3 ;45? apart for the sines, 7;30?
for the
chords (24 values in all). Here again the Tamil
computers testify to the existence of a rational
procedure. Their table of lunar latitudes progressing in steps of integer degrees of the argument of latitude is simply found by linear interpolation between the values computed for the
multiples of 3;45? as argument. Once more we
see at the very end of the "early" period of ancient
astronomy the all-pervading convenience of the
linear function. And it seems to me of methodological interest that Tamil astronomers of the
eighteenth century can provide us indirectly with
better information about early Greek astronomy
than does Pliny's encyclopedia.
4. EPILOGUE
That we could use sources from the Roman
imperial period until deep into the Middle Ages is
due to more than a lucky accident of preservation
of antiquated material. The extreme simplicity of
the arithmetical methods, their entanglement with
5 I know of no proof for the
commonlyaccepted explanation that 3;45? = 225' was chosen because it is the
largest arc for which sin a = a numerically. Obviously
this implies additional assumptions concerning the length
of the radius and the accuracy of the tables.
251
a priori speculations of numerological character
(politely called "pythagorean"), the lack of observational accuracy, all this makes early Greek
astronomy ideally suited to the mental climate of
the Middle Ages.
Our results imply a strong warning against
periodization of cultural history. Contemporary
with the haphazard steps of an elementary astronomy and mathematical geography are the most
brilliant achievements of Greek abstract mathematical thought. The theory of irrational quantities by Theaetetus and Eudoxus, Aristotelian logic,
Euclid, Archimedes's integrations, and Apollonius's conic sections are examples of mathematical structures whose significance was fully
recovered only in modern times. Of the astronomy of the same period nothing remained that
could be incorporated into the new kinematic
astronomy that emerged from the work of Apollonius and Hipparchus in the second century B.C.
While mathematics had clearly passed its peak,
astronomy progressed to become an exact science
of splendid methodology, including observational
techniques, numerical and graphical methods, and
theoretical optics. If one had only to rely on
methodology, one would date Peurbach, Regiomontanus, Brahe, and Kepler in the century following Ptolemy. In fact it took two centuries
to produce the competent mediocrity of Pappus
and Theon who turned Ptolemy's work into a
segment of higher scientific education, not much
less sterile than the tradition followed by astrological practitioners who preserved for us so much
of early Greek astronomy.
In our discussion, we have repeatedly referred
to the background formed by Babylonian astronomy, whose influence is evident in the use of the
sexagesimal system or in the basic procedures of
arithmetical methods. Nevertheless, I think that
one has to concede to early Greek astronomy a
good measure of independence, in particular so
far as geometrical considerations are concerned
and also with respect to the trend to numerological
speculation. How far the Greeks ever reached a
detailed understanding of the refined Babylonian
methods for the computation of lunar and planetary
ephemerides is difficult to say. We only know
of the use of basic Babylonian parameters by Hipparchus, and one may also conjecture that the idea
of the tabulation of numerical material is an important borrowing from Mesopotamia. But the
roads soon parted when geometric models became
the basis of Greek astronomy which made possible
a physical interpretation some 1,500 years later.