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CHAPTER 3
The Pythagoreans
Reviel Netz
Department of Classic, Stanford University, Stanford, CA 94305, USA
E-mail: neiz@leland. stanford.edu
Contents
1. Introduction «eeeee
2. Pythagoreanism in Plato and Aristotle. ....................................
3. Pythagoreanism: some evidence from the Pythagoreans . ..........................
4. Mathematics and the divine in the Pythagoreans: a suggestion … ....,.....,............
Notice for further reading ..................................,...,......
References .............,..,............,4.,
ee
MATHEMATICS AND THE DIVINE: A HISTORICAL STUDY
Edited by T. Koetsier and L. Bergmans
© 2005 Elsevier B.V. All rights reserved
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79
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)CHAPTER 3
Reviel Netz
Department of Classic, Stanford University, Stanford, CA 94305, USA
E-mail: netz@leland.stanford.edu
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2. Pythagoreanism in Plato and Aristotle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3. Pythagoreanism: some evidence from the Pythagoreans . . . . . . . . . . . . . . . . . . . . . . . . . . .
4. Mathematics and the divine in the Pythagoreans: a suggestion . . . . . . . . . . . . . . . . . . . . . . .
Notice for further reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
MATHEMATICS AND THE DIVINE: A HISTORICAL STUDY
Edited by T. Koetsier and L. Bergmans
© 2005 Elsevier B.V. All rights reserved
77
79
80
85
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)1. Introduction
The place of Pythagoras in the history of mathematics and the divine is, in a sense, well
known. We may, for instance, follow Russell: “Pythagoras. . . was intellectually one of the
most important man that ever lived. . . Mathematics. . . in him, is intimately connected with
a peculiar form of mysticism. The influence of mathematics on philosophy, partly owing
to him, has, ever since his time, been both profound and unfortunate. . . What appears as
Platonism is, when analysed, found to be in essence Pythagoreanism. The whole conception of an eternal world, revealed to the intellect but not to the senses, is derived from him”
[13, pp. 29, 37].
Much is told, in late sources, about a person from the sixth Century, called Pythagoras—
in whom religion, mathematics and proto-Platonism come together. Of most of this, we are
now less confident than Russell was in 1945. It appears that later antiquity had recreated
the figure of Pythagoras and that later periods have contributed their own until the famous
character of Russell’s description was finally formed.1 Little, then, will be said here on
Pythagoras himself.
There are other people, ‘Pythagoreans’, active in the late fifth and early fourth centuries,
whom we need to investigate. The most important of these were, apparently, Philolaus and
Archytas. They did not suffer the fame of Pythagoras and thus the truth concerning them
is somewhat easier to sift from the accretion of later legends. Still, what we know is little,
and is always dependent on later sources. And so we are driven back—as is so often the
case in the study of early Greek philosophy—to Plato and Aristotle.
What I mean is not just that the later tradition concerning Pythagoras and Pythagoreanism was formed, in antiquity, through the double prismatic effect of Plato and Aristotle
(this is the case for all Pre-Socratic thought). I also mean that the historical significance of
Pythagoreans lies precisely in this: that they were important for Plato and for Aristotle. It
is clear that Plato and Aristotle opportunistically changed the meaning of the Pythagorean
sources available to them; in my view, the important thing is that they saw there an opportunity. Plato and Aristotle perceived an affinity between a group of thinkers whom they
associated with Pythagoras. They further saw in this group something useful for their own
philosophy. To Plato, the usefulness was in the encouragement of a kindred spirit; to Aristotle, the usefulness was in the warning of a philosophical pitfall.
Having said that, let us be clear: Philolaus and Archytas—indeed, even Pythagoras
himself—were real historical figures. Plato could hardly have invented them. Certainly,
he did not invent Archytas as, in all probability, the two even met in the flesh. Ever since
antiquity, this meeting led to speculation and that is how a certain account of Plato’s growth
is formulated:
Socrates dies when Plato is but twenty-nine. Plato, then, becomes the author of the early
dialogues of Socratic refutation that prove the limits of everyday Athenian knowledge.
Later, in his forties, he sails to the west; he stops at Tarentum and makes the acquaintance
of Archytas—and soon thereafter the Meno is written. Now emerges a new, mathematical
and Pythagorean Plato, with all that follows for western philosophy.2
1 On all of this, see [2].
2 The best exposition of this account is in [16].
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This is possible—though I find it difficult to believe that Plato, of all people, would
have to be created from the outside, once by Socrates and then by Archytas. (He does
not appear, from his dialogues, to have been easy to influence.) We just do not know who
invented whom: did Archytas invent Plato—by making him a Pythagorean? Or did Plato
invent Archytas—namely, did Platonist philosophy give, retrospectively, a meaning to the
thought of so-called Pythagoreans?
Be that as it may: the truth is, to repeat, we do not know. From this basic ignorance,
let us begin to look for Pythagoreanism and the divine. First, we look at the use made of
the Pythagoreans by Plato and Aristotle (Section 2). Then we turn to the Pythagoreans
themselves (Section 3). (Both Sections 2 and 3 are, of course, highly selective.) Section 4
offers a tentative explanation of why the Pythagoreans would initiate the history of the
relation between mathematics and the divine.
2. Pythagoreanism in Plato and Aristotle
In a literary context, the mention of personal names would have had a certain jarring effect
to the ears of ancient Greeks. Previous authors are typically merely alluded to, or their
names are periphrastically suggested. Thus the name of Pythagoras is but infrequently
mentioned in the writings of Plato and Aristotle. The most direct reference to Pythagoras
in the writings of Plato is, at first sight, rather disappointing. Asking, in the last book
of the Republic, whether Homer was indeed a great educator, Socrates asks if3 “[Homer
was] a private educational guide during his lifetime to individuals who cherished him for
his company and passed on for posterity a Homeric way of life, just as Pythagoras was
himself exceptionally cherished for this reason, and his successors even now call their way
of life ‘Pythagorean’ and are somewhat distinctive among other men?”
No mathematics or religion here; but this in itself is instructive. We see that the essence
of Pythagoreanism for Plato is in some personal quality, a ‘way of life’. The basis of this
in the historical Pythagoras—and in his memory in the 4th century B.C.—is clear: Plato
thinks of the system of rules and taboos that governed the life of Pythagoras’ followers.
But it is not the practice itself that is important (and it would appear that Plato does not
necessarily assume that the ‘Pythagoreans’ of his day live quite the same life of Pythagoras’
immediate followers). What is important is the very distinctiveness of the practice, the
willingness of Pythagoreans to see themselves as belonging to a ‘Pythagorean’ tradition,
standing apart from their fellow-Greeks. The essence of Pythagoreanism, then, is in some
self-imposed difference.
What about the philosophical views of Pythagoreans? Plato hints at them occasionally.
Sometimes, indeed, they gain great significance. The ‘Pythagoreans’ are mentioned, explicitly, towards the end of the curriculum passage in the Republic:4 “It appears. . . that
these sciences [astronomy and harmony] are sisters, as the Pythagoreans say and we, Glaucon, agree. . . [having agreed, we do keep our own principle:] that our students shall not try
to study those things short of perfection. . . as we have just said for astronomy. For don’t
3 Republic X 600a–b, translation from [9, p. 49].
4 Republic VII 530d–531c, my abbreviation and translation.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)you know that with harmony, too, they do this strange thing. . .—Yes, and absurd, too: they
mention those so-called ‘quarter-tones’, and they stretch their ears [some claiming to hear,
some not]. . . all of them put the ears before the soul. . .—You mean those worthy ones who
approach the issue by the chords—torturing them on the rack. . . They do the same as in
astronomy: They search the numbers in the audible harmonies, without passing onwards to
abstract problems, studying just that—which numbers are harmonious and which are not”.
This follows immediately upon the famous call to let the stars out of astronomy, and leads
immediately to the culmination of Plato’s philosophy of the sciences in his description of
supreme dialectics. Thus the curriculum appears, retrospectively, as a corrected version of
Pythagoreanism. Since Archytas’ fr. 1 refers explicitly to the sciences of the curriculum
as ‘siblings’, it appears that Plato had in mind a specific Pythagorean source (unless, of
course, fr. 1 itself was written by a later Platonist, to construct the imputed source used by
Plato. . .).
Another strategic reference to what may be a Pythagorean doctrine comes at the Phaedo,
right before Socrates’ final great speech that introduces Platonic metaphysics at its fullness.
Simmias, one of Socrates’ friends, has a worry about immortality:5 “One could surely use
the same argument [as about the soul] as about the attunement of a lyre and its strings, and
say that the attunement is something unseen and incorporeal and very lovely and divine in
the tuned lyre, while the lyre itself and its strings are corporeal bodies and composite and
earthy and akin to the mortal. . . If then, the soul proves to be some kind of attunement,
it’s clear that when our body is unduly relaxed or tautened by illnesses and other troubles,
then the soul must perish. . .” While this is often taken to represent Pythagorean doctrine,
there is some debate as to the source of the theory.6 It is possible, indeed, that it was simply invented by Plato. But this debate may miss the point: there was no ‘doctrine of the
Pythagoreans’ circulating in antiquity, and so, in the general context of what an ancient
reader would expect of Plato and of his interlocutors, the mention of a theory having to
do with music, which is held by friends of Socrates, but not quite by Socrates himself,
would be taken in the same way as the ‘sibling sciences’ mentioned in the Republic. By
the standards of ancient writing, this is a sufficiently explicit reference to ‘Pythagoreans’.
So—following what, I admit, is a circular argument—we may put together these two key
references to Pythagorean doctrine, from the Republic and from the Phaedo. The picture
is consistent. The Pythagoreans have nearly reached the truth, and hence they can be mentioned at the very gates of Plato’s innermost philosophy. Their views are directly related
to the Platonic interest in duality—the duality of the concrete and the abstract, the duality
of body and soul. They sense somehow that there is an incorporeal realm, and connect it
to the mathematical sciences; but they do not yet reach beyond the corporeal itself. The
basic image is that of music. The Pythagoreans, alone of the Greeks, pursue it as mathematical; Plato goes further, and hears it as purely mathematical and abstract. We begin to
see a connection between mathematics and the divine: a mathematical perception of music, serving as a stepping-stone leading from the perception of the world, to the perception
of the otherworldly. The Pythagoreans lead in the right way (even if without reaching the
goal).
5 Phaedo 85e–86c, translated from [7, pp. 35–36].
6 See, e.g., [8, pp. 306–319; 17, pp. 178–179].
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Aristotle’s attitude to the Pythagoreans is the mirror image of Plato’s, and thus confirms
it.
Of course, Aristotle was not the opposite of Plato. The distinction between them was
much more fine-grained, and it appears that one of Aristotle’s main questions was precisely that—“how am I different from Plato?”. This is important to us, since one of Aristotle’s strategies for distinguishing himself from Plato, was to distinguish himself from
Pythagoreanism.
Let us consider the Metaphysics. In this work, Aristotle puts forward a world picture
where reality ultimately depends on the perfection of divine stars, which are understood
through an account put in the terms of mathematical astronomy. This is a bad start for anyone trying to distinguish himself from Plato or from the Pythagoreans. But then, Aristotle
insists, it is a mistake to see reality in mathematical terms abstracted from their physical
basis. This mistake he ascribes, specifically, to the Pythagoreans:7 “The Pythagoreans, as
they are called, devoted themselves to mathematics; they were the first to advance this
study, and having been brought up in it they thought its principles were the principles of
all things. Since in of these principles numbers are by nature the first, and in numbers they
seemed to see many resemblances to the things that exist and come into being. . . since,
again, they saw that the attributes and the ratios of the musical scales were expressible in
numbers. . . they supposed the elements of numbers to be the elements of all things, and
the whole heaven to be a musical scale and a number. . . E.g., as the number 10 is thought
to be perfect and comprise the whole nature of numbers, they say that the bodies which
move through the heavens are ten”. Notice that, like Plato, Aristotle associates Pythagoreanism primarily with a certain way of life. The main characteristic of the Pythagoreans is
their having devoted, or attached themselves (hapsamanoi), to mathematics, or ‘mathematical learnings’ (mathemata). The context of the description is well known: Aristotle goes
through the philosophies preceding his own, classifying them according to their account of
the first principles. These are all material in a sense and, for the philosophers mentioned
prior to the Pythagoreans, we can easily see the origins of the views, as described by Aristotle, in the ordinary reality of daily life. (It is here, for instance, that we have the famous
reference to Thales who thought that all was made of water—perhaps, Aristotle suggests,
because of his realization that nourishment is moist!8 ) In short, while ordinary people live
a life of earth, air, fire and water, the Pythagoreans stand out, once again, in their very life.
Living a strange life, ‘attached to the mathematical learnings’, an immediate consequence
is that of a strange doctrine—‘having been brought up in it they thought its principles were
the principles of all things’.
The place of this comment is significant: in Aristotle’s account, the Pythagoreans immediately precede Plato, whose philosophy is explained through a mixture of influences from
previous thinkers, mainly that of the Pythagoreans.9 Thus we see that the modern tendency
to see Plato as an essentially influenced thinker begins with Aristotle. In this case, however,
the motivation is clear. Aristotle asserts, effectively: “How do I differ from Plato? By not
being influenced by the Pythagoreans”.
7 Metaphysics A 985b23–986a10, transl. Ross, in [1, p. 1559].
8 Metaphysics A 983b22–23.
9 Metaphysics A6.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)Two books of the Metaphysics—M and N—effectively unpack this claim. Aristotle,
once again, offers an account of Plato-under-influence. Plato (who is unnamed in this account) starts out from the Socratic search for the definitions of things; he then posits those
definitions as possessing separate existence, apart from the things they define—following
the example of Pythagoreans, who gave arithmetical definitions to things such as opportunity, justice, marriage and, apparently, saw those definitions as existing separately from
any of the things they defined.10 In short, the Pythagoreans provided Plato with a way of
thinking about the otherworldly. Here, for instance, is ‘justice’; and there is the number 4.
The number 4 somehow underlies justice and is prior to it.11 Thus the world is doubled,
consisting of events of justice, on the one hand, and of the number 4, on the other hand.
Aristotle’s main claim in the books MN is that such a doubling is unnecessary, even in the
cases where, for epistemological reasons, it has some prima facie credibility. Thus, even
the study of the mathematical sciences themselves does not call for the assumption of any
reality over and above the ordinary physical one. The Pythagorean extrapolation of their
way of life into an ontology was, therefore, unfounded, even given the way of life itself.
Properly conceived, mathematical learnings do not assume the existence of any separate reality. As mentioned above, Plato uses the Pythagoreans to suggest his dualities—a duality
of the concrete and the abstract, a duality of the body and soul. For Plato, the Pythagoreans
are not dualistic enough; for Aristotle, they are too dualistic.
In arguing against Pythagorean doubling, Aristotle uses two main strategies. One is serious and impersonal: the opponents are hardly alluded to, and the philosophical problem of
the nature of mathematical abstractions is dealt with in a detailed philosophical analysis.
The other strategy is much more ad hominem and rhetorical: Aristotle alludes to specific
Pythagorean views, and makes fun of them. This is the climax of Metaphysics N:12
They even say that , and Z are concords, and because there are three concords, the double
consonants are also three. They quite neglect the fact that there might be a thousand such letters;
for one sign might be attached to P. These people are like the old Homeric scholars, who see
small resemblances but neglect great ones. Some say that there are many such cases, e.g., that the
middle strings are represented by nine and eight, and the epic verse has seventeen syllables, which
is equal in number. . . no one could find difficulty either in stating such analogies or in finding
them in eternal things, since they can be found even in perishable things.
Two points are interesting for us. First, Aristotle, in this critique, suggests that
Pythagorean duality is a mere contrived analogy—they do not discover a real duality in the
universe, but simply stitch up together two unrelated things. In other words, they engage
in metaphorical language. Bear this in mind: this will be important for our discussion in
Section 4. Second, notice the Aristotelian reference to the duality of the eternal and the
perishable: this last point reminds us of the serious point of the joke. Aristotle, after all,
subscribes to some dualist vision of the world. The shared assumption for everyone in
the discussion—Pythagoreans, Plato and Aristotle—is that there is an eternal reality, to be
distinguished from the reality of perishable things. Aristotle does not deny the duality: he
merely grounds it in physical stars, and therefore can do away with intangible mathematical
properties.
10 Metaphysics M4.
11 The identification is provided by Alexander’s commentary to the Metaphysics, in Met. 38.10.
12 Metaphysics N1093a20–b6, transl. Ross, in [1, pp. 1727–1728].
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Let us see how Aristotle addresses the Pythagorean account of the stars themselves. Note
the ad hominem—and comical note:13
It is clear that the theory that the movement of the stars produces a harmony, i.e., that the sounds
they make are concordant, in spite of the grace and originality with which it has been stated, is
nevertheless untrue. . . Melodious and poetical as the theory is, it cannot be a true account of the
facts. . . . Indeed, the reason why we do not hear, and show in our bodies none of the effects of
violent force [that follows from large noises] is easily given: it is that there is no noise. . . [and
finally the authors of the view are identified] the very difficulty which made the Pythagoreans say
that the motion of the stars produces a concord corroborates our view.
This is the famous harmony of the spheres, which Aristotle criticizes, typically, in a
strictly physical way. Had the spheres produced a noise, Aristotle argues, we would expect certain physical consequences: the noise would be heard, and there would be other
manifestations of that strong motion. Then what results is a ‘poetical’ theory that Aristotle
would dismiss, once again, as mere metaphor. (Paradoxically, since the theory was taken
literally, it is can now be read metaphorically only!)
Notice that Aristotle simply refuses to treat the theory as a more abstract metaphysical
statement—e.g., that the true account of the motions of the stars is that they manifest the
mathematical structure of musical harmony. According to that more abstract account, both
music itself, as well as the stars, are explained through a more fundamental and abstract
mathematical principle. This, probably, was Plato’s intention when, in both the Timaeus
and in the Republic’s Myth of Er, he connected music and astronomy.14 I make this comparison between Aristotle and a possible Platonic view, because we reach here the difficulty
of disentangling this complex melee of Pythagoreanism, Platonism and Aristotelianism.
Who was the author of the theory of the harmony of the spheres? Our first evidence, in
fact, comes from Plato himself, who has a version of the theory as part of the imaginary
after-world of the Myth of Er. There is nothing to prove that Plato relied on a previous
Pythagorean account. Aristotle’s criticism of the theory as Pythagorean might refer to authors who are contemporary or later than Plato himself; or it might be a characterization
of the nature of the theory, rather than a description of its historical source. Let us assume for the sake of the argument that the theory is first put forward in Plato’s Myth of
Er, and is then first characterized as ‘Pythagorean’ in Aristotle’s De Caelo. In this case,
we see Pythagoreanism constructed by a tug-of-war between Plato and Aristotle. Plato,
mathematicizing, has an astronomy anchored in the abstract properties of music; Aristotle,
physicialising, gives Pythagoreanism its familiar shape, of the mathematical taken, concretely, to underlie the world. The music of the harmony of the spheres is taken literally,
and so a strange, absurd world comes into being—an ever-present, never-heard soundtrack
to accompany the universe. Aristotle’s Pythagoreans listen to the inaudible.
In this we have come full circle to Plato’s criticism of Archytas’ studies in harmony.
For Plato, the mistake of the Pythagoreans is that, while tuning themselves to the more
abstract study of music, they still pay attention to the audible—the concrete reality of
strings stretched on the rack. For Aristotle, the mistake of the Pythagoreans is that, while
engaged in beautiful and important studies, they go beyond the concrete reality itself, into
a realm of an inaudible, otherworldly layer of existence: a sound that is never heard.
13 De Caelo II.9 290b12–291a9, transl. Stocks, in [1, p. 479].
14 Timaeus 34b–36d, Republic 616b–617d.
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)For both Plato and Aristotle, then, Pythagoreanism is almost the closest philosophy to
their own, and yet to be distinguished from their own. Pythagoreans look for a reality that
is eternal and superior to the one immediately surrounding us, and they find it through the
study of such objects as music and astronomy. So far, Plato and Aristotle follow. There they
diverge from both the Pythagoreans as from each other. In both cases the Pythagoreans are
guilty, as it were, in producing too much music. For Plato, the mistake is in the attention
to concrete, heard sounds; for Aristotle, the mistake is the attention to abstract, unheard
sounds. In both cases, music is suggestive of the more basic principle, of duality—one
thing being simultaneously something else. This is the principle Plato wishes to exploit,
and Aristotle to deny and reduce to mere metaphor.
For both Plato and Aristotle, the Pythagoreans are somewhat admired, they are somewhat sublime—but, even more, made fun of. They display a certain absurdity, paying attention to the tiny details, whether these are the quarter-tones that Plato’s Pythagoreans stretch
their ears to hear, or the three consonants that Aristotle’s Pythagoreans describe in musical
terms. This special position—sublime, and ridiculous—is perhaps what makes them most
‘Pythagorean’. After all, this duality of the sublime and the ridiculous is central to the tradition of Pythagoras himself, the prophet of metempsychosis—and the hermit of beans.
Once again: it is not so much the contents of the Pythagorean life itself that is important,
as its very otherness. The Pythagoreans insist on living differently, and, in this way, they
reach a different reality. Plato wishes to go beyond them into that reality, Aristotle wishes
to stay nearer to ordinary reality, but both sense that the way to eternal, higher metaphysical realms is through a certain distance from ordinary reality; and that mathematics, in
particular music, may lead the way.
So here is the formula we gain from Plato’s and Aristotle’s reception (or, perhaps, construction) of the Pythagoreans. Otherness (based on a mathematical duality of concrete and
abstract, in particular the duality of mathematical music) leads to the otherworldly. Let us
see if this formula is corroborated by the little we know of the Pythagoreans themselves.
3. Pythagoreanism: some evidence from the Pythagoreans
A number of people are mentioned in our sources as ‘Pythagoreans’, while others are
identified as such by us, on the basis of what we know of their activity. For most of them,
the little we know makes little sense. (Why, for instance, did Eurytus put pebbles together
in the form of a human being?15) As a group, they belong to the late fifth to the early fourth
century, but this again signifies little. The period begins where it does because only a few
prominent thinkers are at all known from before the late fifth century (perhaps, not much
intellectual activity, before that period, took the form of writing). The period ends where it
does because, from the mid-fourth century onwards, the thinkers we would, coming from
an earlier date, classify as ‘Pythagorean’, would instead be classified as ‘Platonist’. (It is
possible that Aristotle’s ‘Pythagoreans’ included such later authors.) Thus the chronology
and the very identity of the ‘Pythagoreans’ is a late construct made of the selection of
the sources, and of our own nomenclature. There is a real identity of spirit between several
15 [5], Vol. 1, pp. 419–420.
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ancient authors, but this identity of spirit does not derive from anything like a ‘Pythagorean
school’: the same is largely true for all such groups in early Greek thought. The ancient
authors can be usefully classified, but they did not come together in clearly defined classes.
Working, then, with our own classification of ‘Pythagoreans’, we can see that two figures stand out. A little more is known about them than about their peers, and some sense of
their intellectual personality can be formed. Philolaus lived in the late fifth century, Archytas in the early fourth century. Philolaus has been somewhat the more studied of the two
(one can mention in particular the magisterial work, Philolaus of Croton, 1993, by Carl
A. Huffman). This is in part because Philolaus’ age makes him technically a ‘Pre-Socratic’
and thus of more interest to modern scholarship. There is another, more important reason
for the relative neglect of Archytas by historians of philosophy. From their remaining fragments, Philolaus appears like a philosopher, while Archytas appears like a scientist. (That
the term ‘Pythagorean’ can accommodate both is in itself significant.) To offer a general
formula, Philolaus is the more suggestive and general author, while Archytas had produced
accomplished and more detailed studies. Philolaus’ metaphysics also appears, perhaps, to
have been more speculative, while that of Archytas’ might have been more grounded in
the actual practice of science. To sum up the formula even more briefly, then, I suggest the
following four-term proportion:
Philolaus : Archytas :: Plato : Aristotle
That is, the transition from Philolaus to Archytas may have been rather like the transition,
a generation later, from Plato to Aristotle. It will also appear that Plato, when distancing
himself from Pythagoreans, is thinking in particular of an Archytas-type interest in concrete reality; while Aristotle, when distancing himself from Pythagoreans, is thinking in
particular of a Philolaus-type metaphysics.
Having said that, there are important continuities between the intellectual projects of
Philolaus and of Archytas, which are then reflected later on in the main tradition of Greek
philosophy preserved by Plato and Aristotle: in this lies their great historical significance.
We shall concentrate here on those issues that have some bearing on the question of mathematics and the divine.
The best starting-point is Philolaus’ fragments 6 and 6a, from which I quote following
Huffman [11, pp. 123–124, 146–147]:
Concerning nature and harmony the situation is this: the being of things, which is eternal, and
nature in itself admit of divine and not human knowledge, except that it was impossible for any of
the things that are and are known to us to have come to be, if the being of the things from which
the world-order came together, both the limiting things and the unlimited things, did not preexist.
But since these beginnings preexisted and were neither alike nor even related, it would have been
impossible for them to be ordered, if a harmony had not come upon them, in whatever way it
came to be. Like things and related things did not in addition require any harmony, but things that
are unlike and not even related nor of the [the same speed(?)], it is necessary that such things be
bonded together by harmony, if they are going to be held in an order. . . .
The magnitude of harmonia (fitting together) is the fourth, and the fifth. The fifth is greater than
the fourth by the ratio 9 : 8. For from [lowest tone] to the middle string is a fourth, and from the
middle string to highest tone is a fifth. . . [A brief discussion of the elementary structure of the
octave follows.]
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)The system seems to run as follows. The world is made to be known—in a sense, is
made to exist—by having some order imposed upon it. This order is made primarily of two
main components (Philolaus speaks about them elsewhere and they seem to have been the
foundation of his system), limited and unlimited things. These may be, say, some chance
length of string—unlimited—and its being compared in length to some other string, which
comparison then makes it limited.
How can the measure apply to the measured? Philolaus mentions harmony, which we
may consider by discussing further the example of the string. Suppose the lengths of the
two strings have, to each other, the ratio of, say, the side of the square to its diagonal (what
we call the square root of two). This is not a harmony, and no special relationship of sound
would form when the two are plucked in sequence. No knowable, fixed object will come
to be. However, if the two strings are to each other as, say, 3 to 4, the relationship would be
that of the fourth. When plucked in sequence, they would form a musical unit: a precisely
given individual, both knowable and real. By belonging to this real musical structure, the
two lengths of string acquire a meaning—they are no longer mere unlimited lengths. The
harmony—the fitting together of the strings—is thus, in a reasonable sense, ontologically
prior to each of the components of the harmony.
This then is a sober, if bold, theory in epistemology and in metaphysics. Lest the wrong
impression of Philolaus be formed, I hasten to quote testimony 16 [11, pp. 237–238]:
Philolaus [says] that there is fire in the middle around the center which he calls the hearth of
the whole and house of Zeus. . . And again another fire at the uppermost place, surrounding [the
whole]. [He says] that the middle is first by nature, and around this ten divine bodies dance: heaven,
planets, after them the sun, under it the moon, under it the earth, under it the counter-earth, after
all of which the fire which has the position of a hearth about the center.
From such testimonia—and most testimonia are in this spirit—it appears that musical
harmony is not, for Philolaus, a mere example of the more general principle of order.
Rather, he develops a cosmology derived from numerical and harmonic principles: ten
divine objects, moving in dance, surrounding a middle which is prior to them as middle—
presumably, as being the middle term of some cosmic proportion. We can therefore see
how both Plato and Aristotle could have used Pythagoreanism for their own purposes.
We also see that the sobriety of fragment 6 is misleading because—it appears—Philolaus
deliberately aims at being strange. The cosmology is non-geocentric; a counter-earth is
introduced. As usual, then, we see the Pythagorean emphasis on being different for difference’s sake.
Now the following should be noted. It is likely that, as Philolaus brings forward the
example of musical proportion, he uses a recent mathematical account of the nature of
musical harmony. In other words, for Philolaus’ audience there could have been a shock
of surprise in the suggestion that the lower string to the middle string is as 3 to 4, rather
like the shock of surprise in the suggestion that the heavenly bodies are to each other
are as ten dancing figures. We, moderns, are now familiar with the mathematical account
of music. We take it to be straightforward science. We have thus lost the shock of the
strangeness of mathematical music and, as we read Philolaus’ fragment 6a, we find there
a straightforward scientific example for a straightforward idea. On the other hand, we do
not think of the heavens as participating in a dance and therefore, as we read testimony
16, we still feel the intended shock, coming across the idea of balletic astronomy. What I
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suggest is this. To understand Philolaus, we should try not to rationalize balletic astronomy,
so that we make it appear more natural to us; rather, we should somehow come to see the
idea of mathematical music in its full strangeness. Fragment 6a should be as strange as
testimony 16. An equation of strings, on the one hand, and numbers, on the other hand!
The essence of Philolaus’ system is in this, deliberate strangeness.
Note further the following. Philolaus’ account of epistemology and metaphysics may
appear sober but it is still, in itself, counter-intuitive. This is because Philolaus suggests,
in fact, that the intangible precedes, epistemologically and ontologically, the tangible. The
more abstract structure of harmonies is prior to the more concrete matter that it informs.
This fundamental idea will of course flourish, in different ways, in the philosophies of
both Plato and Aristotle, and in fact many parallels to this can be found in many other
Pre-Socratic philosophers. This however does not make Philolaus’ philosophy any more
intuitive: it merely reminds us that the counter-intuitive was valued by people other than
Philolaus himself.
We start, then, with a tangible world, which is meaningless and lacking in value; we
distance ourselves from it and perceive musical harmonies, and through them we come to
see a structured reality, which also gains in value. As we move away from the tangible to
the abstract, we are also led gradually from the mundane to the divine—the world of Zeus
set in the center of a cosmic ballet.
Moving on now to Archytas, it becomes difficult to speak of a philosophical system in
the same sense. The most substantial fragments and testimonies do not provide us with
a philosophy at all, but with four, apparently unrelated pieces of mathematical science.16
I believe, however, that this mathematical science may form together a research program
to complement Philolaus’ metaphysics by offering a systematic, complete account of the
science underlying it.
The first piece, which seems to come from a genuine fragment (number 1), is a physical
theory of the origin of sounds.
The second piece, described (in somewhat different forms) in Ptolemy’s Harmony and
in Porphyry’s commentary to the same work (testimonies 16–17, fragment 2), is a classification of ratios.
The third piece, reported only in Boethius (testimony 19), is a straightforward argument in number theory (probably genuine, for who would bother to forge an argument as
straightforward as that?).
The fourth piece, very thoroughly and convincingly documented by the testimonies
14–15, is a brilliant solution to the problem of duplicating the cube.
The pieces fit together harmoniously, so to speak. They all belong to the study of proportions.
To begin with the first piece of the puzzle—fragment 1 and its acoustic theory—we
should note that this study of the physical origin of sounds culminates, effectively, in a
proportion. Archytas argues that pitch correlates to the speed of the motion of the air, and
sums up fragment 1 in saying that ‘it has been made clear to us by many [arguments,
examples?] that the higher tones are moved faster, and the lower—slower’. While this
does not yet have the mathematical form of proportion (i.e., Archytas does not offer the
16 For the fragments and testimonies concerning Archytas, see [5, Vol. 1, pp. 421–439].
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)mathematical statement that the ratio of the speeds is the same as the ratio of the sounds)
it would have been amazing, in light of his further views on musical ratios (of which see
below) if he did not believe in some such theory. In other words, if the musical theory
available to Philolaus had two separate domains connected by a single proportion—length
of strings, say, and pitch of sounds—the musical theory available to Archytas adds to this
another domain, covered by the same proportion—the speed of motion of air. This is an
important advance since this domain of air motion is universal. This domain is not tied
to any particular musical instrument, but is coextensive with any sound whatsoever. Thus
Archytas had achieved a complete system uniting a mathematical structure with a physical
structure.
This is corroborated by the second piece, where we see Archytas dealing in much greater
detail with this system: this time, not with its physical–mathematical interface, but with the
mathematical structure alone. Once again, Archytas’ aim seems to have been the completion of the system. Thus he goes on to classify kinds of numerical ratios, corresponding to
different musical relations. The details, especially as reported by Ptolemy, are quite complicated and reveal Archytas’ computational fluency. The principle is simple: from the basic
assumption that the octave is correlated to a 1 : 2 ratio, divided into, e.g., 2 : 3 and 3 : 4
(the fifth and the fourth) one can derive the entire system going as far as the quarter-tones
(the debate as to their existence, we recall, was evoked, to comic effect, by Plato). One
indeed reaches quickly pure numerical constructs whose auditory correlates are probably
impossible to judge (how about the interval of 256 to 243?). A strange, purely numerical
structure takes over the auditory world of music.
Even more abstract—but necessary for the sake of the completion of the system—is
the third piece in the puzzle: the study in number theory reported by Boethius. Archytas
proves that a ratio in integers of the form (n + 1) : (n) cannot serve as the extreme terms
in a continuous proportion in integers (n + 1) : (k) :: (k) : (n). (This is not the trivial result that between two consecutive integers another integer cannot be found: note that the
ratio (n + 1) : (n), e.g., 9 : 8, is equivalent to many other ratios between non-consecutive
integers, e.g., 18 : 16.) This proposition has immediate consequences on the possibility and
impossibility of musical proportions, and in fact it appears as the third proposition of the
musical treatise ascribed to Euclid, the Sectio Canonis. (Boethius, of course, quotes it in
the course of his own musical treatise.) However, it does not feature any particular musical
ratios. This study—no doubt, a fragment of a larger study in number-theory—moves beyond the actual numbers put forward by the facts of music, to a study of the possibility and
impossibility of proportion in integers as such.
The same kind of extension, finally, may be true for the fourth and final piece of the
puzzle—Archytas’ solution of the problem of duplicating the cube. Both the problem, and
Archytas’ approach to its solution, are closely related to issues in proportion theory. We
can see this as follows. How can one find, given two lengths, their geometrical mean? E.g.,
given the lengths 18 and 16, how can we find the length B that satisfies 18 : B :: B : 16?
As we have seen, there is no purely numerical solution to the problem; however, it can be
solved geometrically. In particular, we can fit together right-angled triangles in a circle so
that, by triangle similarity, the triangles will display the geometrical progression A : B ::
B : C (Figure 1). By producing A and C as 18 and 16, we find the desired B. Thus, by
considering ratios in a more abstract way—moving beyond the ratios between integers to
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)research—just as it was the key to Philolaus’ metaphysics—and that, in both cases, the
interest is not in the fact that mathematics has concrete manifestations but that, on the contrary, beneath the world of concrete sounds there is another world, richer and more abstract,
of mathematical relations. Notice that when the theory of proportion reaches its mathematical culmination—we are likely to have Archytas’ best work in his preserved solution of
the problem of duplicating the cube—it becomes fantastically complicated and abstract,
involving a cosmic dance no less remarkable than that of Philolaus’ stars. The world of
swirling semicircles, studied by Archytas, already belongs to a realm of pure mathematics
that exists apart of any ordinary Greek experience.
Of course, it is impossible for us to tell what were Archytas’ precise metaphysical views.
Clearly, an admirer of Philolaus could have been excited by the science itself; while an admirer of Archytas could have enjoyed the science while criticizing the metaphysics. I have
suggested above that these two routes were taken by Plato, and Aristotle, respectively. At
any rate, we can now sum up the evidence provided by the four main protagonists—Plato,
Aristotle, Philolaus and Archytas. We may recall the formula gained at the end of the previous section: Otherness (based on a mathematical duality of concrete and abstract, in
particular the duality of mathematical musical) leads to the otherworldly. This is, indeed,
corroborated by what we know of Philolaus’ metaphysics and Archytas’ science. In this
section, though, we have noticed the predominant role of a special mathematical concept,
that of proportion. Proportion, apparently, served the Pythagoreans to support their dualities of concrete and abstract. So let us reformulate this even more briefly:
Otherness, based on proportion, leads to the otherworldly.
In the next section, we shall try to explain how this formula came to be characterized
as ‘Pythagorean’ and, finally, how the Greeks first formulated the question of mathematics
and the divine.
4. Mathematics and the divine in the Pythagoreans: a suggestion
What made the Pythagoreans Pythagorean? That is, what made the ancients perceive a
link between the thought of, say, Philolaus and Archytas, and the stories attached to person
of Pythagoras? This question involves many unknowns. It does appear that, to have been
called a ‘Pythagorean’, an ancient author had to come from the Greek West (where most of
Pythagoras’ activity took place). But does that mean that there was a historical continuity
between the Pythagoreans of the sixth century, and those of the fourth? We simply do not
know. It is better to concentrate, then, on the pattern of beliefs and practices that the name
‘Pythagoras’ evoked to the Greeks. Somehow, Philolaus and Archytas fitted that pattern.
Why was that so?
On this question, too, one has to be speculative. Speaking somewhat dogmatically, then,
we may offer the following account of ‘Pythagoras’ as present to the Greek imagination.
It appears that Pythagoras was primarily remembered as a charismatic religious leader
of a special kind. He offered a way of life guaranteeing some form of release from pain
and mortality. If this is indeed the case, then Pythagoras had embodied a Greek type—
usually, however, fulfilled by mythical figures. Orpheus was another such savior-figure and
so, in other ways, were other heroes and gods, such as Dionysius himself. Around such
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Fig. 3. Pythagoras. Courtesy of the Museo Capitolino, Rome.
savior-figures, special practices formed, the mystery cults.17 These had a powerful role in
the Greek imagination. It is therefore, probably, in relation to such mystery practices that
we should understand what the term ‘Pythagorean’ evoked.
To follow mystery practices would be to stand out from the public Greek religion of
the body of citizens in a city-state. There is something exclusive about being saved: as
it were, the idea of one’s being saved implies that there are others, who are not. There
is only so much room in the boat. A distinction is thus made between those who belong
to a saved inner circle, and those who do not. The transition into the inner circle—the
initiation—occurs through participation in an activity peculiar to the group, whether in the
ascetic ritual of the Orphics or the Pythagoreans or in some special rite performed in a
ritual center.
Briefly put, the core of such practices is the transition from the mundane to the divine
through a process of becoming-other. This is precisely the formula we have gained for the
Pythagoreans of the fifth and fourth century (minus the role given to mathematics and in
particular music and its proportions as an agent in the initiation.) This then would be a reason for Greeks in the fourth century to conceive of Philolaus, for instance, as a Pythagorean.
Authors such as Philolaus offered a way reaching from the here of the everyday to the there
of the divine, passing through a strange form of life.
17 See [3, pp. 296–304] and, in general for Greek mysteries, see [4].
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)How do Greeks bridge the gap between the mundane and the divine? We can follow
a structure, whereby the bridge comes more and more to be, so to speak, under human
occupation.
Religious ritual as such aims at bridging the gap between the mundane and the divine:
but the traditional ritual of the City—by being ordained as ritual—belongs, in a sense, to
the gods. Therefore a further, more personal ritual is called for, the mystery cult. Here, the
individual makes a choice to perform the rite and thus assumes a control over his or her
own destiny, beyond that provided by the ordained ritual of everyday religion. Pythagoras, by explicitly instituting a new mystery cult, brought the divine even nearer: the claim
was that a practice, instituted by a mortal, could reach beyond mortality. Even so, the irrationality of the original Pythagorean practice implies that the practice is either worthless
or divinely inspired. To make this claim plausible—of transformation to the transcendent,
through human means—the transformative power should be given some rational basis.
Thus the Pythagoreans of the fifth and fourth centuries went on, to rationalize mystery—
to produce a systematic philosophical counterpart of the experience of mystery. There are
important differences between the four stages—traditional ritual, mystery cult, Pythagoras and Pythagorean philosophy—but there is a basic continuity which explains, I suggest,
why the Pythagoreans were called ‘Pythagoreans’. In short, of all the intellectual variety
on offer at the late fifth century, the Pythagoreans offered a life most closely resembling
that of the mystery cult. Hence their special absurdity, as well as their special promise.
Why mathematics? That is, why did the Pythagoreans take mathematics as the agent for
transformation to the transcendent? We can, I suggest, account for that as well. To outline
this suggestion, let us look more closely at the mystery cult practice.
In a mystery cult, say the famous one of Eleusis, the initiate would follow a long and
special rite: sacrifices, processions, fasts, all leading to a special ceremony conducted in
an atmosphere of secrecy, terror and ecstasy; secrets lead on to secrets until the highest
secrets are revealed. All of this, finally, is supposed to endow the initiate with a better
after-life and to revoke the otherwise expected punishments of hell. The secrets, under
close inspection (they were sometimes revealed in antiquity, despite the harsh rules against
their being divulged) appear disappointing. What is the height of the Eleusis mystery?
A priest announces “The mistress has given birth to a sacred boy, Brimo to Brimos”, and
then an ear of corn is displayed and cut in silence.
Any concrete representation of ecstasy is bound to appear disappointing and, with the
appropriate preparation and staging, the rite would no doubt have been effective enough.
But to concentrate on the staging effects is to miss a more important point, namely, that any
rational statement would have been inappropriate at this context. Every text can be staged
but some texts are more appropriate for ecstasy than others. The very irrationality of the
Brimo-to-Brimos text endows it with a transformative power. The text cries out to be interpreted (Who is Brimo? Is she perhaps the goddess of Eleusis, namely Demeter? And who
is her boy?). Such irrational texts provide us, then, with a verbal counterpart to the main
theme of the ritual, which is that of becoming-other. The text itself is caught, so to speak, in
the act of becoming-other: it is a metaphorical statement, whose non-metaphorical significance is left opaque. Precisely the same holds of the cut ear of corn: we immediately see the
act as rich in metaphorical significance, but we are not given the indications which would
specify a unique literal interpretation of the metaphor, so that the cut corn remains, as it
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were, a metaphor hanging in mid-air. (This, incidentally, is why the secrecy surrounding
the mysteries would have been so important: with the ritual revealed, the assertions and
acts would have acquired standard interpretations and would have thus turned into dead
metaphors.)
The principle, then, is as follows. A certain ‘mystery’ statement—or act—is meaningless
on its own, but it does suggest a meaning which however is different from its surface
meaning. If we call the statement P, then the form of the expression is ‘P is not P’. By
immersing yourself in a system of expressions of this kind, you are made to become nonyourself, and this is the basis for the transformative power of mystery practice. If identity
is put into question, then so is self-identity.
The transition accomplished in a mystery practice is mediated through strangeness. We
can therefore begin to apply what we have seen from the mystery cults, to the Pythagoreans
themselves. We have noted the aiming at difference for difference’s sake, characteristic
of both the early Pythagoras and the Pythagoreans themselves. We have also noted the
sense of the sublime and the ridiculous, somehow combined, attaching to both. Pythagoras’
abstaining from beans, or the Pythagoreans’ interest in the three characters , and Z, are
both as absurd and as meaningful as the ear of corn: they suggest ways of transformation,
whether of the self into a reformed, ascetic person, or of the world into a musical structure.
We can be even more specific. Let us consider again the task as it faces the Pythagoreans. They are looking for a rational grounding for the mystery experience: that is, they
can no longer rely on the Brimo-to-Brimos type of expression. They need some kind of
literal statement that keeps the sense of the metaphorical, of a thing-being-something-else.
We have offered above a formula to describe Pythagoreanism: Otherness, based on proportion, leads to the otherworldly. I now suggest that this can be derived from the task of
Pythagoreanism: to rationalize mystery.
The best starting point for the rationalization of mystery would be a thing that literally
is something else: an object that is simultaneously two radically separate things, so that for
which, the paradoxical statement ‘X is not X’ could be literally valid.
Music, under its mathematical interpretation, offers just that, and in a peculiarly appropriate form: it is a concrete thing, the musical instrument, and it is simultaneously, under its
mathematical interpretation, an abstract thing—a system of proportions. There is a single
formula underlying both so that one can literally say ‘the ratio gave birth to the harmony’—
Brimo gave birth to Brimos—and so the world of strings and instruments (the mortal world
in which we live) is simultaneously something else: another, intangible world. Here then
is one reason why music would be an obvious mode for a systematic Pythagoreanism: it
embodies the continuity of the worldly and the otherworldly.
This can be generalized. For what makes this continuity at all possible? How can it be
possible to say, literally, that ‘X is not X’? This is because we are dealing with proportion
statements, ‘this string is to that string as 3 is to 4’. This is proportion: the most basic way
of saying, in a literal way, that two separate domains are, in some defined way, the same.
They are different; and yet they embody the same relations. Thus proportion-statements
are the most natural route to be taken by the Pythagoreans. Their project was to offer an
intellectually systematic correlate of a mystery practice—as it were, to literalize metaphor
without losing its metaphorical power. This is precisely what proportion statements are.
We recall Aristotle complaining about the Pythagorean tendency to ground everything, in-
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)appropriately, in a numerical and musical realm:18 ‘They even say that , and Z are
concords, and because there are three concords, the double consonants are also three. . . .
Some say that there are many such cases, e.g., that the middle strings are represented by
nine and eight, and the epic verse has seventeen syllables, which is equal in number. . .
no one could find difficulty either in stating such analogies or in finding them in eternal
things, since they can be found even in perishable things’. From such criticisms, it is clear
that the Pythagorean speculation was expressed by statements such as ‘as X in domain
A, so Y in domain B’—the general form of proportion or analogy statements or, indeed,
the general form of metaphor. Aristotle criticizes Pythagoreanism for its metaphorical language, but metaphors are sometimes valid—when they are true analogy statements, that
is proportions. Thus, for instance, if we take the harmony of the spheres as a proportion
statement (as the motions of the stars to each other, so the motion of the strings on the
octave) we obtain a statement which in principle could be simply true. At the same time,
it is still—as Aristotle would put it—‘poetical’. Indeed, the statement has the appropriate
‘mystery’ effect of alienating us from the mundane world around us and making it appear
rather more ‘divine’, simply by virtue of its possessing a duality or metaphor inherent to
its mechanism. If we are surrounded simultaneously by stars, and by musical harmonies,
then the mundane world is not just mundane.
To sum up, then, there are two properties of Greek mathematics—and, in particular, of
Greek musical theory—that would have made it appropriate for the Pythagorean project.
First, the correlation of the concrete and the abstract. (This is most obvious in mathematical musical theory, but it is also a wider feature of Greek mathematics with its equation
of a concrete diagram and a general, intangible theorem.) Second, Greek mathematics
essentially relied on the tool of proportion, which is the general tool of correlating separate domains. Thus these two seemingly irreconcilable domains, too—Mathematics, and
Mystery—could be brought together. Greek mathematics could have functioned as mystery, made literal.
The above account, of course, was merely a dogmatic statement of a speculative suggestion. This is perhaps inappropriate for a historical study and so I shall conclude by restating
the suggestion made here as a philosophical claim concerning mathematics and the divine.
We might perhaps be surprised that there is any relationship between the two. This is
because we often think, today, of mathematics as the domain of the literal par excellence.
We feel that metaphor is more appropriate for discussing the divine—and that mathematics provides us with no metaphors. In mathematics—we tend to think—everything is just
what it is and the only allowed relation is that of logical entailment, that is, identity. Thus
mathematics is conceived as the domain of the statements of the form ‘X is X’. How can it
guide us, then, into the otherworldly—the domain, so to speak, of the not-X?
But, after all, this is not the only way in which to see mathematics and perhaps not
even the most natural way to see it. After all, why did Russell so dislike Pythagoras? Not
for his absurdity, but for his persuasiveness: Russell, himself, saw his own philosophical
development as leading away from Pythagoreanism.19 Russell, by his own account, had
once been a Pythagorean.
18 Metaphysics N1093a20–b6, transl. Ross, in [1, pp. 1727–1728].
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By describing his philosophical growth in such terms, Russell meant the following. In
his early, Logicist period, Russell believed that mathematics was informative, that is, it
discovered non-obvious truths. Later on, based on what he understood to be the argument
of Wittgenstein’s Tractatus, Russell came to think of mathematics as a mere system of
tautologies. That is, it was no more than a system of useful shorthand expressions of the
form ‘X is X’. Information could be gained through empirical investigation only, and, to
such an investigation, mathematics gave no more than shape.
This later view was one of the standard accounts of the relationship between mathematics and science in the 20th century, and it may inform our own surprise when encountering
the relationship between mathematics and the divine. It was based on such a view that, in
his History of western Philosophy, Russell said that Pythagoreanism had an influence on
philosophy ‘both profound and unfortunate’. Pythagoreanism, to Russell, was the origin
of his own youthful mistake—the view of mathematics as going beyond tautology, that is,
asserting that ‘X is not X’.
Now whether mathematics is informative or not is a question I shall not enter here—but
the very fact that the youthful Russell Russell’s believed it was, is of interest. This was
the position held by Russell while still engaged in mathematics (if, that is, this is how we
should call the writing of the Principia Mathematica). To the practitioner of mathematics,
this intuition—that mathematics deals with ‘X is not X’—is overwhelming. Quite simply,
‘X is X’ in never asserted in any mathematical text. That is: there are no statements in
mathematics of the form ‘The squares on the sides of the right-angled triangle are equal to
the squares on the sides of the right-angled triangle’. Mathematical statements are always
of the form ‘The squares on the sides of the right-angled triangle are equal to the square on
the hypotenuse’. Mathematics asserts the identity of the different, not of the same. This is
what it most essentially is: the tool for making valid assertions of the apparent form ‘X is
not X’. Whether the deep form of such assertions may turn out, upon logical analysis, to be
‘X is X’, is a separate question: the fact remains that, at its surface, mathematics asserts the
paradoxical identity of the different. At its surface, then, mathematics is a mystery, that is,
an assertion of the identity of the different—an assertion which, however (unlike standard
mystery assertions) also happens to be true.
This fact about mathematics—that it is, in a real sense, a mystery—is, I suggest, of
historical significance. Mathematics deals with metaphor, in a rational way. It follows that
those who care about both rationality and metaphor would, naturally, appeal to it. This,
perhaps, may serve to explain the historical phenomenon of Pythagoreanism.
Notice for further reading
The fundamental study of Greek religion is Burkert [3].
The fundamental study of Pythagoras is Burkert [2]. Its deflation of Pythagoras-thescientist has been followed here and is challenged in, e.g., Zhmud [18].
There are many accounts of the Pythagorean influence on Plato, of which I took Vlastos [16] as an example. The Pythagorean influence on Aristotle is less well known: a brilliant introduction is Sorabji [18].
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Voir dans le PDF(s’ouvre dans une nouvelle fenêtre)As mentioned in the text, Huffman [11] is an essential study of Philolaus. There is nothing as useful on Archytas, whose achievement can be pieced together from such standard
sources as, e.g., Heath [10].
An account of philosophical Pythagoreanism must be based on some picture of the history of Greek mathematics. In the view of this author, the scholarship on Greek mathematics underwent a sea change in the late twentieth century, rendering much of earlier
scholarship obsolete (perhaps everyone thinks this way about his or her discipline). In particular, during the twentieth century, much of the literature was influenced by a belief in
a late fifth century philosophical crisis, caused by the discovery of irrationality, leading to
the formation of historical Pythagoreanism (as distinct from that of Pythagoras). Very few
historians of Greek mathematics still believe in this story: see Knorr [12] for one of the first
studies to doubt the traditional story, and Fowler [6] for a recent summary of the problem.
An account of philosophical Pythagoreanism that brings together the lessons of Burkert [2] with those of the recent research into the history of Greek mathematics, remains to
be written.
References
[1] J. Barnes (ed.), The Complete Works of Aristotle, Princeton, 1984.
[2] W. Burkert, Lore and Science in Early Pythagoreanism, Cambridge, MA, 1972.
[3] W. Burkert, Greek Religion, Cambridge, MA, 1985.
[4] W. Burkert, Ancient Mystery Cults, Cambridge, MA, 1987.
[5] H.A. Diels, Die Fragmente der Vorsokratiker, Griechisch und Deutsch, 9. Aufl. Hrsg. Von Kranz W., Berlin,
Weidmann, 1959–1960, 3 vols.
[6] D.H. Fowler, The Mathematics of Plato’s Academy, 2nd edition, 1999.
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