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CHAPTER 4
THE SOUND OF MUSIC
Conductor Sir Thomas Beecham’s delightful quip that “The English
people may not understand music, but they absolutely love the
noise that it makes’ trades on the fact that music is the sound.! But
what is it to hear sounds as music? This chapter explores the
acousmatic thesis that to hear sounds as music involves divorcing
them from the worldly source or cause of their production. The
concept of the acousmatic was developed in the 1940s and 1950s by
musique concréte composers such as Pierre Schaeffer. Musique
concréte, we saw in Chapter 2, is early electronic music, which has
no performers and so no visual element to engage audiences or
listeners. Its exponents believed that ‘listening without seeing’
allowed sounds to be more easily appreciated for themselves. When
traditional, non-electronic music is performed, in contrast, the
circumstances of its production are fully visible. But it could be
argued that listening without seeing — acousmatic listening —
captures something essential to truly musical experience.
The acousmatic thesis is associated with the enduring abstractionist position illustrated in the previous chapter under the
heading of formalism. This position detaches music from the
world, making it the most abstract of the arts — a pure ‘art of
tones’. However, the acousmatic thesis does not strictly imply the
latter position. As advocated by Scruton, for instance, commitment to a pure art of tones is qualified by a humanistic
understanding that the concepts of music, dance and human
gesture are interlinked. My argument is that, even so, the
acousmatic thesis neglects the importance of the human production of musical sounds to which appreciation of music makes
Pagina 2
Vedi nel PDF(si apre in una nuova finestra)essential reference, and which therefore limits music’s abstract
nature. It also neglects the way that our experience of music also
refers to the nature of sound-producers — the instruments — as
physical objects and the physical phenomena of sound-production. It is not true that music is the object only of metaphorical
perception, therefore, as Scruton maintains; attending to sounds
as part of the human and material worlds is a genuinely musical
part of musical experience.
Hearing is satisfied with its own objects, and has no need to
relate them to further objects and events of the outside world.
This is especially evident in the case of tone and tonal
configurations ... [Sonority’s] ontological status is clearly that
of an object peculiar to hearing; it can not be located at all in
environmental space.’
The key thought behind the acousmatic thesis may, I think, be
presented as follows: an economy of meaningful sound appears to
THE ACOUSMATIC EXPERIENCE OF SOUND
Scruton, in The Aesthetics of Music, develops what I term the
acousmatic thesis as follows. In musical experience, he writes
we spontaneously detach the sound from the circumstances of
its production, and attend to it as it is in itself ... The
acousmatic experience of sound is precisely what is exploited by
the art of music ... The history of music illustrates the attempt
to find a way of describing, notating, and therefore identifying
sounds, without specifying a cause of them.?
Later, he writes that
liberate sounds from the need to have a worldly source, and so
music escapes the gravitational pull of its causal origin. What
remains in musical experience is its non-worldly or musical cause
or rationale.6
We saw in Chapter 2 how Scruton, agreeing that no intrinsic
properties of sound are required, argues in opposition to modernist
conceptions that melody, rhythm and harmony are necessary yet
non-intrinsic. For him, these qualities are properties not of sound,
but of tones, that is, pitched sounds, and sound becomes musical
tone when organized by pitch, rhythm, melody and harmony.
Scruton develops his account of tones through traditional defining
features of pitch, rhythm, melody and harmony. Timbral and spatial
aspects of music, which seem to relate sounds to the circumstances
of their production, are interpreted by him in a manner which he
The person who listens to sounds, and hears them as music, is
not seeking in them for information about their cause, or for
clues as to what is happening. On the contrary, he is hearing the
sounds apart from the material world. They are detached in his
perception, and understood in terms of their experienced order:
this is ... the acousmatic character of musical experience ... the
notes in music float free from their causes ... What we
understand, in understanding music, is not the material world,
but the intentional object: the organization that can be heard in
the experience}
Zuckerkandl, quoted by Scruton, in some ways anticipates this
general position: “Tone ... does not lead us to the thing, to the
cause, to which it owes its existence; it has detached itself from that;
it is not a property but an entity’.* Other writers also adopt this
position, for instance, Edward Lippman:
»
96
believes is compatible with the acousmatic thesis. He makes various
distinctions between the acousmatic and non-acousmatic realms,
distinguishing acoustical experience of sounds (non-acousmatic)
from musical experience of tones (acousmatic); the real causality of
sounds from virtual causality between tones; the sequence of sounds
from the movement of tones that we hear in them.
Scruton links the acousmatic thesis with the claim that tone is
the intentional object of intrinsically metaphorical musical
perception. Thus, the objective but phenomenal acousmatic realm
exhibits a ‘virtual causality’ between tones, in contrast to the real
causality between sound-producers — musical instruments included — and sounds. Virtual causality is found in melody, where
we hear not just change, but movement — a rising and falling in
pitch, and tension and resolution. It is also found in rhythm: ‘To
hear rhythm is to hear a kind of animation ... Beats do not follow
one another; they bring each other into being ... and breathe with
a common life’.” Talk of movement is metaphorical — only the
Pagina 3
Vedi nel PDF(si apre in una nuova finestra)concrete in the 1940s, he used the primitive recording technology of
disc-cutters and tape-recorders to create compositions from a
THE SOUND OF MUSIC
99
Pythagoras’ alleged practice of lecturing to students from behind a
previous worldly existence. In this situation, which the medium of
recording privileges, sounds are treated as objects divorced from
their sources or causes. Schaeffer took the term ‘acousmatic’ from
a curtain has been lowered between its constituent sounds and their
realized in the performance-space as much as the kind of material
exploited — hence the contrast between sound diffusion of
!!
acousmatic music and sound reproduction of taped music.
For Schaeffer, a composition is experienced acousmatically when
and elektronische Musik now concerns how the composition is
recognizable though they are also transformed; in the early ‘Gesang
der Jiinglinge’, which uses recordings of a child singing, there is an
even closer affinity to musique concrète. Today, while the French
and German traditions have come together, distinct tendencies are
still apparent. But the historic divide between musique concrète
ideological divide between musique concrète and pure electronic
music, most practitioners were not purists. In Hymnen from 1966-7,
Stockhausen used recorded sounds of national anthems, which are
at least in part by computer synthesis. However, despite the
Musik and sometimes referred to as sound synthesis — is produced
‘worldly’ sounds from everyday life such as footsteps, trains and
doors slamming, pure electronic music from the Stockhausen
tradition — initially known by its German designation elektronische
While musique concréte typically treats and often transforms
in theory recorded electronic sounds were not forbidden.
the genre’s concern with natural, real-world source-sounds, though
frequencies, or varied in intensity — which in later musique concrète
had the effect of destroying clues about the source of the sounds.”
The term concrète is meant to convey the idea of working directly or
concretely with sound material, in contrast to the composer of
traditional music who — according to exponents of musique concréte
— works indirectly or abstractly through a system of notation which
represents the sounds to be made concrete. Concrète also conveys
various ways — played backwards, cut short or extended, subjected
to echo-chamber effects, filtering out or reinforcing of certain
montage of everyday and natural sounds — mechanical and human
noise, as well as more traditional musical materials such as the
piano and other instruments. These sounds were modified in
performer’s body and limbs, the instrument and air molecules,
literally move — but essential to the experience of music.® This
important and persuasive thesis of the necessary metaphorical
perception of music is discussed later in this chapter, in its relation
to the acousmatic thesis, and in Chapter 5.
It is essential to recognize that the acousmatic thesis is a claim
about how musical sound is experienced - with or without reference
to its physical cause — not about how it is Known to have that cause.
In acousmatic experience, the thesis says, the listener knows that the
sound has a physical cause, but it is not that which they attend to.
Rather, they attend to the imagined or virtual causality present in
the musical foreground, and which is ‘heard in’ the medium. What
motivates the acousmatic thesis — I would argue — is this process of
‘hearing-in’, which shows interesting parallels, and contrasts, with
the concept of ‘seeing-in’, the twofold experience of painting and
picturing developed by Richard Wollheim. While the latter
phenomenon is much discussed, its aural equivalent is almost
entirely neglected, and it is a valuable feature of the acousmatic
thesis that it corrects that neglect. The problem with it is that
aesthetic experience embraces the non-acousmatic, just as it
embraces the non-representational element in painting, and so
ultimately I reject it. Nonetheless, I show that the thesis yields
significant insights into the nature of musical experience and
expresses an important dichotomy in terms of which the experience
of music can be understood. 1 conclude this chapter by proposing a
twofold account of musical experience involving both acousmatic
and non-acousmatic — a duality apparent in other sound-arts and
sound-design, and in any aesthetic experience of sound.
PYTHAGORAS AND MUSIQUE CONCRETE
Composers in the tradition of musique concrète did not espouse the
acousmatic thesis in the form that Scruton presents it. As we saw in
Chapter 2, musique concréte was among the earliest uses of
electronic means to extend the composer’s resources to non-tonal
sounds. (Non-tonal in the sense of ‘not based on tones’ — as
opposed to atonal, ‘not based on the tonal system of major and
minor keys’.) Unlike traditional composition, it did not depend on
performers to interpret or realize a notated score. As we saw in
Chapter 2, when Pierre Schaeffer founded the school of musique
Pagina 4
Vedi nel PDF(si apre in una nuova finestra)screen so that they would attend to the words and not the speaker;
should also be noted that one can desire to know the origin of the
sound, while at the same time experiencing it acousmatically.
the esoteric or religious sect of Pythagoreans were called
akousmatikoi, ‘those willing to hear’. Thus, Schaeffer wrote, ‘We
can, without anachronism, return to an ancient tradition which
radio and recording follow in the same way today, restoring to
hearing alone the entire responsibility of hearing a perception
ordinarily leaning on other sensory evidence’? The musique
concrète tradition took up the term ‘acousmatic’, and later
exponents often described their work as ‘acousmatic music’.!3 They
tend to describe ‘acousmatic listening’ as ‘listening without seeing’ —
though Schaeffer is concerned not just with how listeners should
perceive sounds but also how composers should treat their material.
In both cases, he maintains, one should ignore the physical origin of
the sounds employed and appreciate them for their abstract
properties. Schaeffer also termed the process ‘reduced listening’,
arguing that recording encourages it through the possibilities of
A BROADER DEFINITION OF ‘ACOUSMATIC’
The concept of the acousmatic is not restricted to what, for most
listeners, is the rather specialized domain of electro-acoustic
composition. It has a broader application, as Scruton’s work shows
— and it is his thesis which is my main concern. In fact, Scruton and
exponents of musique concrète differ concerning both the definition
of the acousmatic and its application. First, the definition. To
reiterate, in describing their work as ‘acousmatic music’, those in
the musique concrète tradition cite the Pythagorean definition of
‘acousmatic’ as ‘listening without seeing’. Compare this definition
listening without seeing and indefinite repetition. Sound reproducwith Scruton’s broader and subtler characterization of acousmatic
listening as excluding both thought and awareness of the source or
cause of the sound. On his account, such listening could occur while
tion has a double role: ‘to retransmit in a certain manner what we
the cause of the sound is visible; so while both Schaeffer’s and
used to see or hear directly and to express in a certain manner what
we used not to see or hear’.!* In this way, Schaeffer seeks to
reconcile technology with nature, treating the medium of analogue
Scruton’s senses of acousmatic involve detaching the sound from its
circumstances of production, they should not be equated. (A third
recording like the curtain which concealed Pythagoras from the
akousmatikoi — excluding visual experience while enhancing
experience of the sonorous object.
Strictly, reduced listening should not be equated with listening
without seeing; rather, it is listening that is enhanced by not
seeing. The object of acousmatic or reduced listening is what
Schaeffer calls a sound-object (objet sonore), apparently discounting the common-sense assumption that sounds are temporal
processes rather than things: ‘When [sound recognition] is effected
without the aid of sight, musical conditioning is shaken up. Often
surprised, sometimes uncertain, we discover that much of what we
believed was only in fact seen, and explained, by the context’.!5
Schaeffer recognized that a Pythagorean curtain will not
discourage our curiosity about causes, to which we are instinctively drawn. But he maintained that reduced listening counteracts
this tendency.!® (Compare the constant repetition of a word — its
meaning is forgotten as one is drawn to the sound itself.) At first,
where we are ignorant of what is causing the sound, we want to
possibility is listening without knowing the cause — ‘awareness’
conflates the second and third possibilities.) Recall Scruton’s
description of the acousmatic character of musical experience:
‘The notes in music float free from their causes ... What we
understand, in understanding music, is not the material world, but
the intentional object: the organization that can be heard in the
experience’.!9 Clearly, when someone hears musical sounds, they
may gain information about their cause, but Scruton’s claim is that
in musical listening we spontaneously detach such information.
This descriptive claim contrasts with the more prescriptive claim of
the Schaefferians. According to Scruton, we do not have to choose
to listen to musical sounds acousmatically but do so quite naturally
and spontaneously; Schaefferians — thinking in terms of ‘listening
without seeing’ — believe that the listener has to make an effort to
forget the origins of the sounds. As my later arguments show, I
believe that the Schaefferians are nearer to the truth here.
Scruton and Schaeffer also differ fundamentally over the
application of the acousmatic. Schaeffer focused on experience of
know what it is; with practice, however, the desire dissipates.!? It
non-tonal sounds or noise, which before his time music had hardly
embraced, while Scruton applies his concept to what musique
Pagina 5
Vedi nel PDF(si apre in una nuova finestra)concrète composers regard as traditional music. For Scruton,
non-acousmatic; they are searching for information - for symptoms
of a disorder — not for musical properties.
Is it really possible to experience non-musical sounds acousmatically, as I have just assumed? The rationale of musique concrète is
that it is possible, while the impression given in Scruton’s The
indeed, typical cases of musique concrète would not qualify as
music. However, Schaeffer’s followers, at least on occasion, have
allowed that acousmatic experience can apply to traditional music.
Luke Windsor, for instance, allows that there is ‘both intentionally
acousmatic music and music that is more coincidentally acousmalic’ — presumably he means musique concrète and traditional
music respectively.2° Moreover, musique concrète compositions are
indeed compositions — that is, while reduced listening involves a
concern with sound itself, in which one develops a heightened
attention to the nature of individual sounds, one returns to the
whole, incorporating that new attention into the complex totality.
While musique concrète is sound-art or a precursor of sound-art, it
shares many of the traditional concerns of music.
I need to say more about the contrast between acousmatic and
non-acousmatic. Sound experienced in terms of its cause — as the
sound of some event such as a door slamming, a dog barking or a
clarinet being played — has been or might be described as: significant,
Aesthetics of Music is that it is not. However, elsewhere Scruton
writes that ‘our language for characterizing sounds tends to
describe them in terms of their normal source — dripping, croaking,
creaking, barking. But reference to a source is not essential to the
identification of the sound, even when it is compelled by the
attempt to describe it’. He continues: ‘music is an extreme case of
something that we witness throughout the sound world, which is
the internal organization of sounds as pure events [detached from a
cause]’.24 Such a position opens the way to a genuinely non-musical
sound-art with elements describable by Schaeffer’s taxonomy of
non-musical sounds. Certainly it is the case that sound phenomena
which are not music or sound-art have acousmatic — one might say
musical — aspects, such as the rhythm of a train engine or the
a kind of experience, the purely acoustic, the practical, the literal, the
melody of speech patterns. A heartbeat is a natural rhythm,
birdsong is melodic; nature can be musical, even if is not music.
documentary, the non-aesthetic. The description ‘purely acoustic
Music, as argued in Chapter 2, has to be an intentional production.
anecdotal, associative or dramatic sound; or, conceived explicitly as
experience’ could apply just as well to the acousmatic as to the nonacousmatic case, and so is best avoided — | will return later to the
suggestion that the acousmatic is simply the aesthetic as applied to
sound. ‘Literal’, ‘practical’ and ‘documentary’ have the right
The acousmatic thesis faces some strong objections, which in my
connotations?! Say I am walking in the woods and hear a creaking
conclusion, result in its defeat — both the acousmatic and the nonsound ‘above me. An acousmatic response would be, ‘That’s a very
acousmatic are essential aspects of musical experience. The issue is
interesting high-pitched sound, intermittent and rising in intensity’ —
perhaps it could be located in Schaeffer’s taxonomy of soundobjects. A non-acousmatic response, in contrast, might simply be
(looking up) ‘Is that a branch about to topple onto me?’ — hearing is
subservient to sight in information-gathering.?? The acousmatic
experience of sound excludes its literal qualities — as in the case of
a subtle one, however, and needs careful handling. The question is
music, the listener detaches the sound from its worldly source or
cause. In contrast, literal experience of sound involves a practical or
technical interest. Rescuers listening for the cries of survivors buried
by an earthquake treat those sounds practically and not acous-
OBJECTIONS TO THE ACOUSMATIC THESIS
not whether ordinary musical listening involves attention to both
cause — instrumental or vocal medium — and melody, rhythm and
so on, but whether these are both fully musical aspects of musical
experience. I do not say that Scruton denies these two aspects of
listening; my argument is rather that he wrongly denies that the
non-acousmatic aspect has a genuinely musical status.
The most important objections to the acousmatic thesis are
now considered in turn.
matically; a sound engineer’s concern with a recording may be literal
Timbre
in contrast to a musician’s. Medical students are taught to listen for
certain rhythmic patterns in a heartbeat, and their listening must be
In its everyday sense, timbre is, precisely, the quality or tone colour
of a musical note which distinguishes different types of musical
Pagina 6
Vedi nel PDF(si apre in una nuova finestra)instrument, or the individual qualities of different vocalists. Timbre
comprises those qualities of a musical sound which relate it most
Musical space has been fixed in the western tradition ... [its]
function has been neutralized ... we are not birds, ... and
directly to its source, even if pitch, rhythm and harmony also do so
would rather sit in one spot ... most of the audience can’t even
to some extent — a high pitch is unlikely to be produced by a tuba,
though when it is, it has a special timbral quality. Experience of
timbre must therefore be regarded as non-acousmatic; if it is an
essential part of musical experience, as it surely must be, then the
acousmatic thesis is undermined. When listening to a piano
concerto or a jazz pianist, one cannot help thinking ‘piano’, and
stand, let alone move during a concert, so our perspective on
musical space is utterly frozen ... If I have a sound of constant
spectrum, and the sound moves in a curve, then the movement
so it is essential to the musical experience that one attends to its
causal origin. Timbral qualities include resonance — in the case of
voiced sounds, for instance, the quality imparted by the action of
the resonating chambers of the throat and mouth and nasal cavities
— harshness, roughness, mellowness, nasality, reverberance, shrillness and stridency. Acoustically, these qualities are ‘impure’. Pure
tones — those lacking other than a fundamental frequency — can
occur in music, but most musical tones are composites of partial
vibrations of the vibrating body as well as vibrations of the whole
mass. A typical violin tone is relatively rich in overtones, while the
flute and tuning fork are closer to a pure tone — though even these
have noise elements, such as the breathy sounds of the flute.
gives the sound a particular character compared to another
sound which moves just in a straight line. Whether a sound
moves clockwise or counter-clockwise, is at the left back or at
the front ... [are] configurations in space which are as
meaningful as intervals in melody or harmony.
Virtuosity
Acousmatic experience cannot involve awareness of virtuosity in
performance, so it will not allow for appreciation of music where
this is a significant element in the listening experience. It is part of
one’s experience of Liszt’s Transcendental Studies, or Paganini’s
Caprices, or Louis Armstrong’s ‘Swing that Music’, that these are
technically extraordinarily difficult; a recording of Liszt’s pieces
where the right-hand part was over-dubbed using two hands
would lose the elements of devilry, risk, excitement and relief. This
point applies to other expressive qualities too: the sense of strain
Space
generated by the first violin part in the ‘Cavatina’ of Beethoven’s
Acousmatic experience cannot involve awareness of the spatial
origin or movement of sounds, which clearly concerns their cause
or source. Therefore, acousmatic experience is not sufficient for
the appreciation of those kinds of music which aim to achieve
spatial effects through placement of groups of performers or
sound-producers — where it is important that one attends to the
direction of the sounds. Despite the examples of Baroque
antiphonal music and nineteenth-century compositions with offstage musicians, such a purpose was not prominent before the
twentieth century. But it is central to contemporary compositions
beginning with Stockhausen’s Gruppen and Carré, though
prefigured in some ways by the work of Charles Ives. Almost
from the start of his career, Stockhausen wished to undermine
traditional concert-hall stereo listening. Describing Gruppen rather
grandiosely as the first example of ‘spatial music’, he demands
Op. 130 string quartet ~ which calls for very high positions on the
lower strings of the instrument which are very taxing for the
performer — is an intrinsic part of that quartct’s expressive power.
These qualities are apparent audibly, but also visually, hence the
final objection to the acousmatic thesis:
Non-auditory experience of music
We feel as well as hear sounds. Some music seems to emphasize
this fact, for instance, Edgard Varése’s, where a sense of sound as
vibration is integral. As we saw earlier, Schaeffer’s concept of the
acousmatic was built on the assumption that where sight is
involved, it is difficult and perhaps impossible to experience
sounds while abstracting from their causal origin. When we
witness a musical performance, experiencing musical sounds as
humanly produced seems inescapable. We see, as a direct causal
specially designed halls with moveable seating to allow his music’s
‘theatrical polyphony’ to be realized:
à
process, how the music is energized by the actions of performers.
The visual aspect of performance creates tension, as when we
Pagina 7
Vedi nel PDF(si apre in una nuova finestra)see the percussionist raise the hammer to beat the drum or a
general cause seems essential to musical experience. When I am
listening to the singing of Billie Holiday, Mose Allison or Bob
pianist perform a daring leap. The gyrations of the conductor and
pianist are vital to the audience’s comprehension, and an accent
accompanied by an outflung arm seems to become more intense.
Many of these effects arise through music’s primitive connection
with bodily gesture, and especially dance.?? But electronic music
creates its own kind of tension, since listeners cannot prepare
themselves mentally for the sounds that will occur. What is seen —
or not seen — affects what is heard.
All of the preceding objections to the acousmatic thesis arise from the
fundamental fact that music is an art of performance. We do not
attend musical events simply for the auditory realism or perfection
unattainable through recordings; rather, we want to see as well as
hear the creation of musical sounds. So the acousmatic thesis seems
obviously false. This reaction is premature, however. There is a
further defence of the thesis, one which involves a broadening of the
concept of the acousmatic. Consider again the timbral objection.
According to this further defence, in listening to a piano concerto one
abstracts from the particular but not the general cause — one
experiences the sounds as those of a piano, but not necessarily of that
piano, the particular instrument causing the sound. To experience
the sounds as those of a particular instrument is to adopt the
attitude of a piano-tuner, piano salesperson, piano-maker or pianist
in professional mode, looking for the best instrument to use — an
aesthetic concern, certainly, but only indirectly an aesthetic concern
with the improvisation or work being performed. (In the case of the
salesperson, aesthetic judgement is totally at the service of getting
information about the quality and market value of the piano.)
Acousmatic experience can be disrupted by such experience of the
particular cause — thus we say that an out-of-tune piano spoils one’s
pleasure in the music. The fundamental aesthetic concern with a
particular piano is that it allows the performer to make good music.
The result of this line of argument is a qualified acousmatic
thesis: to hear sounds as music is to abstract from their particular
cause but not necessarily from their general cause. As it stands,
however, this qualification is not sufficient. The experience of a
general cause — ‘piano’ but not ‘that piano’ — can occur with
improvised music as well as composition; but in instrumental and
Dylan, it is part of my musical experience and enjoyment that I do
not abstract from the particular cause and do not abstract from its
production by a particular individual. I do not, for instance,
experience the sounds as just having some generic cause, for
instance, ‘African-American jazz singer’. It may well be that
particular features of vocal sound emphasize the non-acousmatic.??
There is a further development of the acousmatic thesis which,
though elusive, offers a response even to this seemingly decisive
objection. It is based on the claim of a necessary metaphorical
perception of music — which in one form is central to Scruton’s
treatment — and argues that the perception of ‘piano’ is metaphorical
not literal and that the content of perception is culturally mediated.
This consideration applies to experience of general and particular
causes alike. A vivid example is the experience of piano sound.
Keyboard music of the Classical and Romantic eras — from Haydn
up to Bartók in fact ~ which has so shaped our perception of the
piano, is so concerned with the projection of a legato sound that it
makes us forget that true legato is impossible on the instrument. It is
possible with strings, brass and woodwind, where the envelope of
sound is extinguished as the player moves from one note to the next,
without overlap and, if they wish, without any gap.
Listeners ignore the decay of the piano’s sound and accept the
aspiration to a perfect legato as real. The gestures of the pianist
help to sustain this illusion — and so the visual experience of an
illusory cause supports rather than opposes the acousmatic thesis.
Charles Rosen comments that
we hear the sounds in a Beethoven piano sonata as if they were
sustained by string instruments or voices ... More than any
other composer before him, Beethoven understood the pathos
of the gap between idea and realization, and the sense of strain
put on the listener’s imagination is essential here.
A piano of Beethoven’s time is ideal because of its greater
inadequacy for conveying such an effect, he continues, but adds
wryly that the modern piano is sufficiently inadequate to convey
especially vocal improvised music, the particular and not the
Beethoven’s intentions.*? The sound of the piano is perceived
metaphorically, as akin to a legato string sound, even though, on
Pagina 8
Vedi nel PDF(si apre in una nuova finestra)reflection, listeners recognize that the instrument cannot really
relating to sound)’. On this view, musical experience is not
experience of sound divorced from its cause; rather, it is experience
which involves an aesthetic attitude towards its cause. A Kantian
conception of the aesthetic holds that aesthetic experience of sounds
divorces them from their original context and does not treat them
as providing information. If the acousmatic is interpreted as ‘not
produce this sound. The phenomenon is one of the profound
mysteries of Western art music.
Another illustration of metaphorical perception which, strictly
speaking, does not involve illusion, is the experience of
declamatory French horns, for instance in a Bruckner symphony.
Here one immediately perceives a horn-call, with its connotations
of hunting and the chase; the sounds are heard as organized into a
distinctive musical phrase, with conventional or cultural connotations. Yet, of course, this is not literally a horn-call, but a cultural
construct whose effect partly derives from the historical practice
of horn-calls. Even sounds which appear to call particular
attention to their causes, such as ‘dirty’ sounds — the bottle-slide
technique of the blues guitarist or the growling or squeaking
noises produced by a free jazz saxophonist — are objects of
metaphorical perception. Dirty sounds tend to be stylized
imitations of the human voice by an instrumentalist. It is perhaps
no coincidence that Western art music, with its profound
structural concerns, has a preference for pure over dirty sounds
— hence the subversive impact of John Cage’s prepared piano
involving an interest in information about the cause of the sound’,
it simply becomes the Kantian aesthetic as applied to sound. This is
a definition towards which Scruton himself sometimes inclines.*2
But although it may well be that the genuinely musical experience is
essentially aesthetic, the upshot is that the acousmatic ceases to be
distinctive.*?
In place of the acousmatic thesis, I propose a twofold thesis,
which says that listening to music involves both non-acousmatic
and acousmatic experience and that both are genuinely musical
aspects. (In the case of singing which involves a text, the
experience becomes threefold; one can listen non-acousmatically
to the voice, attend to its musicality acousmatically, or focus on
the meaning of the words.) This thesis is implicit in the work of
various writers. For instance, William E. Thomson comments that
sounds.31 But still, to say that dirty sounds are stylized is to regard
them as possessing a cultural overlay — to regard them as objects
of a metaphorical perception.
THE TWOFOLD THESIS
The preceding, responses, I believe, are not sufficient to save the
acousmatic thesis. There is a literal as well as metaphorical
dimension to musical experience; but since the claim of necessary
metaphorical perception does not strictly imply that all aspects of
musical perception are metaphorical, the latter thesis is both weaker
and more plausible than the acousmatic thesis. (Though it is
questioned in connection with rhythmic movement in Chapter 5.)
The acousmatic thesis is too prescriptive about what musical
experience involves. Part of the pleasure in listening to music is a
sensuous pleasure in sounds, which may not involve acousmatic
experience. And there is a further issue. Attempts to broaden the
acousmatic — such as the qualified acousmatic thesis described
earlier, which admitted experience of causes in a general sense —
may succeed simply in equating ‘acousmatic’ with, ‘aesthetic (as
108
Tone differs from noise mainly in that it possesses features that
enable it to be regarded as autonomous. Noises are most
readily identified, not by their character but by their sources;
e.g., the noise of the dripping faucet, the grating chalk, or the
squeaking gate. Although tones too are commonly linked with
their sources (violin tone, flute tone, etc.), they more readily
achieve autonomy because they possess controlled pitch,
loudness, timbre, and duration, attributes that make them
amenable to musical organization.*4
And composer Jonathan Harvey writes: ‘One is constantly
alternating as a listener between delight in the sound and delight
in the structure, depending on the composer’s emphasis (and the
player’s)’.35 Even those sympathetic to Pierre Schaeffer have
recognized that musical experience is twofold in this sense. In his
investigation of musique concréte, Luke Windsor holds that ‘for
the listener at least, attempts to break through the acousmatic
“screen” in order to ascribe causation to sounds are an important
facet of musical interpretation’
Pagina 9
Vedi nel PDF(si apre in una nuova finestra)The analogy with Richard Wollheim’s twofold thesis of ‘seeingin’, concerning the experience of pictorial representation, is
deliberate. Wollheim’s claim is that one experiences a picture
non-representationally and atomistically, as a set of marks on a
surface, and also representationally. For Wollheim,
seeing-in permits unlimited simultaneous attention to what is
seen and to the features of the medium ... if I look at a
representation as a representation, then it is not just permitted
to, but required of, me that I attend simultaneously to
[pictured] object and medium ... though of course [my
attention] need not be equally distributed between them’.??
The analogy with musical experience is that just as looking at a
painting involves experiencing or being involved in both the
represented scene (the Nativity or the peasant’s boots) and the
means of representation (paint-marks on canvas), so listening to a
piece of music involves experiencing the sound as part of a musical
world of tones and as having physical properties and origin. This
twofoldness may reflect the contrast between atomistic and holistic
experience — the acousmatic is holistic experience of musical
structure, while the non-acousmatic is atomistic experience of
individual, merely causally related and meaningless sounds.
Now as noted earlier, the question is not whether ordinary
THE SOUND OF MUSIC
Perhaps Scruton is right to suggest that one should not or
cannot pick out aspects like spatial properties and timbre and
treat them as non-acousmatic, as if they could be the object of a
distinct act of attention. The issue is not clear. However, double
intentionality does not, as he seems to assume, offer a kind of
proof of the acousmatic thesis, for the reason that, as I have been
arguing, ‘real-life causality’ is a genuinely musical part of musical
experience. For ‘genuinely musical’ here, one could substitute
‘genuinely aesthetic’. The genuinely musical is not entirely
imagined, entirely the product of metaphorical perception or
essentially acousmatic. Nonetheless, it seems to be a consequence
of the nature of sound that mediation through the concept of
causality has a particular significance in musical experience that it
does not have in arts such as painting and literature.
It is undoubtedly the case, however, that a more developed
musical understanding tends towards the acousmatic. We say that
the playing of a novice musician is beginning to make musical
sense, that it is becoming less mechanical — we can experience it
more acousmatically, though the mechanics of sound-production
may later be exploited intentionally, as effects. (For instance,
contemporary avant-gardist Helmut Lachenmann’s extended
instrumental techniques draw attention to the means of their
production — one of his primary reasons for exploiting them.)
Likewise, a novice’s appreciation of music is less acousmatic than
listening involves altention to both cause or medium and tonal
a more developed understanding. The novice in a particular genre
aspects, but, rather, whether each is a fully musical aspect of musical
— Western listeners confronted with Tibetan throat-singing, for
instance — will want to know how the sounds are produced. If
someone cannot recognize what is the instrument being played, to
that extent their musical experience is impoverished, even though
they may be able to give a quite detailed description of the kind of
sound — reedy, nasal or whatever. However, one might still
appreciate the music without knowing the kind of instrument that
is producing it.
experience. My objection is not that Scruton rejects twofoldness, but
that he wrongly denies the genuinely musical status of the nonacousmatic aspect. He does indeed seem to hold with Wollheim that
there is a single act of attention. Thus, while Wollheim argues that I
must be able to see the cornfield in the picture in the same act of
attention that reveals to me that it was produced by means of a
palette knife working on chrome yellow paste, Scruton argues that I
must be able to hear the phrase that opens the second movement of
Brahms’ Symphony No. 4 as a melodic unity, at the same time as
hearing that it is sounded on the horns. According to this concept of
‘double intentionality’, acousmatic experience is available in one and
the same act of attention that embraces the real-life causality of the
musical medium; we focus on something real while attending to
something that is imagined in and through it.?®
4
110
A HUMANISTIC CONCEPTION OF MUSIC VERSUS MORE
ABSTRACT CONCEPTIONS
In his persuasive account of music as the object of metaphorical
perception, Scruton assumes what I have been calling a humanistic
conception, stressing the origins of music in dance, ritual and
Pagina 10
Vedi nel PDF(si apre in una nuova finestra)gesture, and its connection with human life and activity. Here I
or desirable. Jonathan Harvey, for instance, observes that sounds
will try to develop what I mean by a humanistic account,
in electronic music often have only vestigial traces of human
contrasting it with more abstract conceptions. Philosophical
instrumental performance — no one can be envisaged blowing,
humanism certainly has a meaning in other areas of philosophy.
In philosophy of mind, as [ understand it, it involves the rejection
of materialist standpoints and asserts the personal as opposed to
hitting or scraping anything. However, he maintains that this
process of abstraction has necessary limits. Citing music’s relation
to rhythms of heartbeat and breathing and to our sense of
subpersonal or neuro-physiological nature of psychological
ascription. Thus humanism counters dominant trends in this area
of philosophy arising from physicalist or mind-brain identity
theories and from cognitive science.“ Perhaps a humanistic
gesticulating, walking, running and dancing, he declares it
standpoint in aesthetics is harder to distinguish, since this area
of philosophy is difficult to conceive non-humanistically. But even
‘onomatopoeic through and through’.*! It follows that acousmatic
listening, which abstracts from causes, constitutes an idealized
approach even to electroacoustic music. Music’s autonomy from
its causes is an incomplete one.
The acousmatic is not the only dimension of musical abstraction.
here some writers have tried to do so, and the cliché that music is
Abstraction dates back to the ancient Pythagorean concept of
the most abstract of the arts suggests an anti-humanistic conception.
The cliché is pervasive, yet it is never really argued for convincingly
— like formalism,
as we saw in the previous chapter, to which it is
related. Arising from many different directions, it amounts to a
slogan more than a philosophical standpoint.
‘Abstraction’ proves an elusive target, in part because the
opposition between abstract and humanly concrete is dialectical in
music as number discussed in Chapter 1. But the most important
impetus towards an abstract conception of music is the rise of the
work-concept in the later eighteenth and nineteenth centuries, and
the resulting assumption that the musical artwork resides in the
score. Brahms’ fairly innocuous comment, ‘No one can do
[Mozart’s] Don Giovanni right for me. I enjoy it much better from
Adorno’s sense. That is, it belongs with those debates in aesthetics
and philosophy where, as we will see in Chapter 6, standpoints that
are apparently opposed turn out to be interpenetrating. That is, the
opposites are not diametrical but overlapping. Thus, what at first
which performance becomes secondary or even inessential.*? The
musical work is regarded as an eternal structure whose expression
in sound is inessential. Glenn Gould, in his words if not the
recorded performances he continued to make, advocated this
the score’, is taken to extremes by musical Platonism, according to
sight appears abstract in fact has concrete, sensuous or meaningful
metaphysical position. Platonism is an extreme expression of whatI
elements. The autonomy of musical sound from its causes, which
tends to separate music from the world, is one of several reasons
why music is held to be the most abstract of the arts. But although
Scruton’s humanistic conception appears to be in tension with his
advocacy of the acousmatic thesis, the concept of musical form
that arises from the acousmatic does not need to be abstract.
Consider the totally synthesized electronic music which
term the aesthetics ofperfection, which emphasizes the timelessness
of the work and the authority of the composer. In Chapter 7, this
standpoint is contrasted with a humanistic aesthetics of imperfection, which values the event or process of performance, especially
when this involves spontaneity and improvisation — though, again,
these opposites turn out to be dialectically interpenetrating.
Modernist composer Arnold Schoenberg was an aesthetic
constitutes the limiting case of acousmatic abstraction considered
perfectionist in this sense. He objected to the expression of the
in this chapter. While musique concréte drew music and life
together by using everyday sounds as its material, Stockhausen’s
This attitude had more justification in his time, which suffered
performer’s personality when this obscured the truth of the work.
most committed to abstraction have adopted a humanistic
standpoint and questioned whether such abstraction is possible
from such Romantic excesses as Bach with huge string sections.
But imperfectionists are right to reject Schoenberg’s idea of
performers as anonymous interpreters of a sacrosanct text — mere
reproducers rather than interpreters, with no individual viewpoint.
A distinct complaint about Schoenberg’s music is one that also
112
carly studies were constructed from sine-tones and so were totally
abstract — though as we saw, he later used non-synthesized soundsources. However, even electro-acoustic composers apparently
Pagina 11
Vedi nel PDF(si apre in una nuova finestra)arises from his attitude to the score — that it gives rise to the
form is a regarded as a living thing. Therefore something that at
phenomenon of ‘eye music’, where structural determinants of
form can be experienced only on the page, and not in
performance. Schoenbergian serialism, especially in its extreme
post-Second World War manifestation of total or integral
serialism, is the paradigm of ‘eye music’. The tone-row and its
manipulation, and in total serialism the rows governing other
parameters such as rhythm and timbre, is legible in the score but
not audible in performance. To refer to a piece as ‘eye music’ is
rightly taken to be a damaging artistic criticism, and it is a
consequence of privileging the score above performance.
The post-eighteenth-century reification of the score suggests
that the idea of music as the most abstract of the arts largely dates
from that era. This historical claim is also supported by music’s
adherence before that time to a language model, which is nonabstract. The contrasting model of music as non-representational
and without semantic content — language-like in having a syntax,
yet apparently not saying anything - is also a powerful motive for
an abstract conception. The concept of abstract painting, which
arose with modernism, and which was realized most purely after
the Second World War in Abstract Expressionism, is the clearest
common use of abstraction in this sense — ‘non-depicting’ and
perhaps ‘non-representational’. Such art, to reiterate, took
autonomous or absolute music as its model.
Adorno’s assertion that musical material is historical — and so
non-abstract — is considered in Chapter 6. Although his claim
seems to undermine the idea of absolute music, in fact Adorno is
an heir to its tradition — as also, in its unassuming way, is this
book. In questioning the assumption that music is an abstract art,
the essential role of form must still be acknowledged. It could be
said that music is abstract in form, but humane in utterance — and
utterance is essential. Bach’s music is often regarded as the most
abstract sound structure, but it had meanings in its time and is
realized through performance interpretation. Indeed, although
form reaches its high points of complexity in the classics of
Western art music, all music has a form. Again, the issue turns out
to involve a nest of interpenetrating dialectical oppositions.
Musical modernism, in reacting against programme music,
conceives structure or form through the post-Romantic metaphor
first seemed abstract in fact turns out to be concrete and
humanistic. There is an echo here of the conclusion of Chapter
3, that there never really have been any true formalists — Hanslick
is regarded as favouring an abstract conception, yet he defines
music as sound in motion or tonally moving forms. His position
also ties music to human life and gesture, therefore.
The peculiar language-like character of music is captured in
Jules Combarieu’s attractive formulation quoted earlier that
musical composition and improvisation consist in ‘thinking with
sounds, as a writer thinks with words’.# As Hanslick rightly
insisted, the idea externalized by the composer in music is ‘a tonal
idea, not a conceptual idea which has been translated into tones’.*
(There are ‘conceptual composers’ like Cage and Wolff whose
works perhaps form an exception.) The idea of music as ‘thinking
in sound’ gives no support to an abstract conception — it is a form
that thinking takes, not an abstract pattern of sounds caused by
thought. When it transcends the most commodified genres, music
is able to synthesize the sensuous and intellectual in a uniquely
intense and compelling way. It then embodies what Julian
Johnson refers to as ‘the basic categories of thought: the
differentiation of its materials and their discursive development
within a logical sequence. It presents specifically musical ideas
through specifically musical forms, elaborated in a way that
engages us intellectually, emotionally and spiritually’.45 Music
displays a cognitive and a bodily dimension, reflecting the nature
of the aesthetic itself in its synthesis of thought and experience.
The most fundamental reasons for rejecting the claim of
musical abstraction lie in the facts of sound-production and
performance — we hear in and through musical sounds the actions
that go into their making. As Stephen Davies argues, musical
instruments are not a dispensable means of making the rightsounding noises — the idea of music as the auditory bodying forth
of human action is deeply ingrained. The voice, and other
instruments held intimately against the body, mean that embodiment melds indissolubly with the music that is sounded: ‘[this] in
its turn implicates the human body and organic processes through
the ebb and flow of its pulse and rhythm, of its gestures and sighs,
of its tensions and resolutions’.“6 Such considerations are elusive,
of organic unity. This is a biological and not an abstract conceit;
and discussion of rhythm makes them clearer. This is the topic of
Pagina 12
Vedi nel PDF(si apre in una nuova finestra)possible … by exhausting this curiosity … gradually brings the
sonorous object to the fore, [and] progressively reveals to us the richness
the next chapter, and it provides further evidence of the
interfusion of music and human life, and thus for the humanistic
standpoint. Discussion of these issues also casts further doubt on
how ‘metaphorical’ the experience of music has to be.
17
18
_
NOTES
Watson (1991), p. 331.
Scruton (1997), pp. 2-3.
Scruton (1997), p. 221. In fact, Scruton sometimes speaks of the
acousmatic thesis as ideal rather than actual: ‘in day-to-day matters,
we leap rapidly in thought from the sound to its cause, and speak
quite accurately of hearing the car, just as we speak of seeing it. But
the phenomenal distinctness of sounds makes it possible to imagine a
situation in which a sound is separated entirely from its cause, and
heard acousmatically, as a pure process’ ((1997), pp. 11-12).
wm
Zuckerkandl (1969), p. 273.
Lippman (1977), pp. 46-7, 50.
The acousmatic thesis does not yield a criterion that separates music
from speech; it seems equally plausible to claim that to experience
sounds as meaningful speech involves divorcing them from the
to reveal itself in all its dimensions’ (Dack (1994), p. 5; Chion (1994),
(1999), pp. 26-39.
Scruton (1997), p. 92. These claims concerning rhythm are discussed
10
11
in Chapter 5.
24
See for instance Wishart (1986), p. 45.
25
On the history of electronic music, see Holmes (2003).
Diffusion of a stereo source over a multi-channel loudspeaker system
is the norm in musigue concréte and implies live control during
26
27
performance, and interaction with the performance space. In the
electronic-music tradition, in contrast, each channel on the tape is
28
mapped onto a single loudspeaker, implying an attempt to replicate
the composer’s conceived space within the performance space —
intervention in performance is concerned solely with balance, not
with exploiting the individuality of the space. See Harrison (1999).
12
13
Schaeffer (1966), p. 91, my translation.
According to Dhomont (accessed 2002), the term ‘acousmatic music’
was introduced by musique concrète composer François Bayle in
14
15
16
1974.
Quoted Palombini (accessed 2004).
Schaeffer (1966), pp. 93, 97, translation by Abigail Heathcote.
He writes: ‘the repetition of the physical signal, which recording makes
à
Dack, for instance, writes that ‘[the] acousmatic situation must be
extended to all those listening environments in which sounds are
heard without any visual confirmation of their sources’; Michel
Chion quotes Schaeffer’s definition of acousmatic sound as ‘sounds
one hears without seeing their originating cause’, adding ‘[The
opposite of] visualised sound ... The acousmatic truly allows sound
pp. 71-2, 32; Schaeffer (1966), pp. 91-9).
19 Scruton (1997), p. 221.
20 Windsor (2000), p. 9.
21 The term ‘literal’ is used by electronic composer Trevor Wishart
(1996). Schaeffer writes that ‘acoustic and acousmatic are not
opposed like objective and subjective’, suggesting that he does not
want to equate the acoustic and the non-acousmatic; but the issue is
not clear ((1966), p. 92).
22 As discussed in Lippman, ‘Spatial Perception and Physical Location
as Factors in Music’, in his The Philosophy and Aesthetics of Music
23
source of their production.
Scruton (1997), p. 35.
of this perception’ (quoted in Cox and Warner (2004), p. 78).
Chion (1994), p. 32.
The important suggestion that non-acousmatic experience is
essentially multi-modal — that it involves senses other than hearing
— is discussed in Hamilton (forthcoming 2007a).
Scruton (forthcoming 2007a).
A fuller discussion of the timbral objection is found in Hamilton
(forthcoming 2007a).
Stockhausen (1989), pp. 101-3.
A claim defended for instance by Lippman (1977), Chapter 7, and
Nettl (2001).
It is notable that Walton (1988) omits the dimension of performance
from the non-abstract features of music, when surely it is of the first
importance.
Lippman argues that ‘the solo voice has a pronounced externality
[non-acousmatic nature] ... an individual singer remains an object
that insists on an external status’ ((1977), p. 70).
30 Rosen (1999), pp. 2-3.
31 As Jonathan Harvey put it, ‘A smooth unchanging stream of neutral
timbre invites attention mainly onto metaphysical events’ (e-mail
communication with author — and see below, Note 35).
32 For instance, in the passage quoted earlier: ‘The person who listens
to sounds, and hears them as music, is not seeking in them for
Pagina 13
Vedi nel PDF(si apre in una nuova finestra)information about their cause, or for clues as to what is happening’
(Scruton (1997), p. 221).
33
Hamilton (forthcoming, 2007a).
34
35
Thomson (accessed 2004).
Harvey adds: ‘A lot depends on changes in articulation. If Beethoven
was the first for our ears to emphasise violent changes of playing
articulation, he is also the most obvious start in history to “listening
to sound”. A smooth unchanging stream of neutral timbre invites
attention mainly onto metaphysical events’ (e-mail communication
with author).
Windsor (2000), p. 9.
Wollheim (1980), p. 213.
36
37
38
Scruton argued this in discussion.
39
Lachenmann, through his concept of musique concrète instrumentale,
explores new possibilities of sound production using traditional
instruments. The singing instrumental tone, which he regards as
‘domesticated by tradition’, is replaced by ‘the detritus of sonic
40
phenomena’, with a preponderance of toneless sounds, mostly
breathing, from wind instruments, and brutal grinding and scraping
of the strings. (See Heathcote (2004).)
Humanism in the philosophy of mind is defended in Hamilton
(forthcoming).
41
Harvey (1999), pp. 57, 62, and Harvey (forthcoming). Denis Smalley
writes that ‘we detect the humanity behind [abstract musical
structures] by deducing gestural activity’ — presumably, gestures
associated with the production of sounds: ‘Music is always related in
42
43
44
45
46
some way to human experience’ (Smalley (1986), p. 64).
Quoted in Swafford (1998), p. 570.
Jules Combarieu, quoted in Dahlhaus (1989), p. 3.
Hanslick (1986), p. 32.
The idea is developed in Julian Johnson (2002), especially pp. 61-2.
Davies (forthcoming 2007), and (2003), p. 114. See also Levinson
NNL AR GX METICS AND Wer