Volledige tekst tonen17 pagina's
Pagina 1
Bekijk in PDF(opent in een nieuw venster)WASSERSTEIN A., Theaeletus and the history of the theory of numbers : CQ
LII 1958 165-179.
Il apparaît que si Théététe, cf. Platon, Theaet. 147d,
examine, outre le problème de l’irrationalité, les questions arithmétiques
fondamentales, c’est pour répondre à une exigence de son maitre Théodore
qui, utilisant la preuve traditionnelle, avait refusé d’élaborer une théorie
générale sur des bases peu sûres. En appendice, remarques sur quelques
suggestions d'un commentateur ancien sur le Théétète.
THEAETETUS AND THE HISTORY OF THE
THEORY OF NUMBERS
Tlepi Suvdpewy ri nuiv Oeddwpos öde Eypape, THs re Tpimodos mépi Kai mevréroôos
[azogaivwr] örı price où ovpperpor rH mroûtaia, Kal oùrw Karà piav éxdorny
mpoatpovpevos péxpi THs émraxaiderdirodos” ev de raúry mws Eveoxero. (Plato,
Theaetetus, 147 d.)
This famous passage has given rise to much discussion and some perplexity.
Theodorus the mathematician is represented by Theaetetus as proving the
irrationality of the square roots of the (non-square) numbers from 3 to 17:
‘He took the separate cases up to the root of 17 square feet; and there,
for some reason, he stopped.’ (Transl. Cornford.)
)
niQIT PSERSICA 1438
te W
The passage is of great importance in the history of Greek mathematics for
more than one reason. Theaetetus is said to have generalized the proof of the
irrationality of square roots of non-square integers; and thus his connexion
with this passage is important because Plato here obviously implies that Theodorus was not giving a generalized proof—otherwise, why should he go up to
17? If Theodorus did not know the generalized proof, he clearly had to proceed by enumeration and proof of particular cases. But, if so, why stop at 17?
The simplest explanation seems to be that he had to stop somewhere, and
17 was as good a place as any.! However, more interesting questions remain:
what was Theodorus’ proof? And how was this generalized by Theaetetus?
And, perhaps most interesting of all, why did the generalization have to wait
for Theaetetus? Did the Pythagoreans, who seem to have been very excited?
about the discovery of the irrationality of the square root of 2, never try to
extend their inquiries into a field of such great interest to them? Did Theodorus, who knew proofs applicable to particular cases, never try to formulate
the proof in a general way?
Theodorus (in Plato’s dialogue) started from 4/3, not from „Ja. Why? Obviously, because that case had been dealt with before, by Pythagoras or the
Pythagoreans. By the time of Theodorus it was known. There is indeed no
1 See Hardy and Wright, Introduction to the
Theory of Numbers (3rd ed.), p. 43. See also
Appendix below.
2 Their excitement was probably caused
not so much by joy at the great discovery,
as by its disturbing implications for their
metaphysical doctrine: here was a case where
no number relationship could be established.
The legend invented by the Pythagoreans to
the effect that the man who first divulged the
discovery died in a shipwreck is a sufficient
indication of the disturbance that the ‘irrational’ caused in the Pythagorean school.
See Schol. in Eucl. Elem. 10, p. 417 Heiberg:
tay yap IluBdayopeiwv Àdyos Tôv mpwrov riv
mepî roúrwv Bewpiav els rodppaves éfayaydvra
vavayiu mepimecetv’. The Scholiast's suggestion concerning the meaning of this story is
not without interest: laws pvérrovro ¿ri wav
THE
CAS CAL
To dAoyov . . . Kai dveldeov kpúrteada: didei
ai el ris dv puxr emidpdpor TH trorovrw eideı
Tijs (wis mpoxeipov Kal havepôv roûro mowjonrar
eis tov THS yevéaews Umobeperar movrov Kat
tots dorárois raúrns kAúleras pevpaow. (Instead of el... émôpapo read perhaps edv
Tis ruyn émôpauwvy . . ..) See also Iambl.
de Vit. Pythag. 34. 246-7, p. 132 Deub.
3 See Cantor, Vorlesungen z. Gesch. d, Mathem. i. 154-5. The claim made by K. von
Fritz (“The Discovery of Incommensurability
by Hippasus of Metapontum’, Annals of Mathematics, xlvi [1945], 245) that ‘the tradition
is unanimous in attributing the discovery to
a Pythagorean philosopher by the name of
Hippasus of Metapontum' seems to me to be
devoid of all foundation. So far from being
unanimous, the tradition is, I believe, nonexistent. 1 know of no single ancient author
QUARTIRLY NEVI SERIES
Pagina 2
Bekijk in PDF(opent in een nieuw venster)The Classical Quarterly, New Series, Vol. 8, No. 3/4. (Nov., 1958), pp. 165-179.
Stable URL:
http://links.jstor.org/sici?sici=0009-8388%28195811%292%3A8%3A3%2F4%3C165%3ATATHOT%3E2.0.CO%3B2-J
The Classical Quarterly is currently published by The Classical Association.
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/about/terms.html. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained
prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in
the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/journals/classical.html.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is an independent not-for-profit organization dedicated to and preserving a digital archive of scholarly journals. For
more information regarding JSTOR, please contact support@jstor.org.
http://www.jstor.org
Fri Jan 26 04:47:38 2007
Pagina 3
Bekijk in PDF(opent in een nieuw venster)THEORY OF NUMBERS
Ilepi Suvapewy rı quiv Oedôwpos 08e Eypape, ris Te Tpimodos mépr Kai mevremodos
[dsropatvuv] örı unkeı od otpperpor TH mrodralg, Kal oùrw kard uiav éxdoryy
mpoaipoÿuevos péxpe THS Emrakawderdmodos: Ev de Tavım Tws Eveaxero. (Plato,
Theaetetus, 147 d.)
This famous passage has given rise to much discussion and some perplexity.
Theodorus the mathematician is represented by Theaetetus as proving the
irrationality of the square roots of the (non-square) numbers from 3 to 17:
‘He took the separate cases up to the root of 17 square feet; and there,
for some reason, he stopped.’ (Transl. Cornford.)
The passage is of great importance in the history of Greek mathematics for
more than one reason. Theaetetus is said to have generalized the proof of the
irrationality of square roots of non-square integers; and thus his connexion
with this passage is important because Plato here obviously implies that Theodorus was not giving a generalized proof—otherwise, why should he go up to
17? If Theodorus did not know the generalized proof, he clearly had to proceed by enumeration and proof of particular cases. But, if so, why stop at 17?
The simplest explanation seems to be that he had to stop somewhere, and
17 was as good a place as any.! However, more interesting questions remain:
what was Theodorus’ proof? And how was this generalized by Theaetetus?
And, perhaps most interesting of all, why did the generalization have to wait
for Theaetetus? Did the Pythagoreans, who seem to have been very excited?
about the discovery of the irrationality of the square root of 2, never try to
extend their inquiries into a field of such great interest to them? Did Theodorus, who knew proofs applicable to particular cases, never try to formulate
the proof in a general way?
Theodorus (in Plato’s dialogue) started from 4/3, not from ./2. Why? Obviously, because that case had been dealt with before, by Pythagoras or the
Pythagoreans.? By the time of Theodorus it was known. There is indeed no
1 See Hardy and Wright, Introduction to the
Theory of Numbers (3rd ed.), p. 43. See also
Appendix below.
2 Their excitement was probably caused
not so much by joy at the great discovery,
as by its disturbing implications for their
metaphysical doctrine : here was a case where
no number relationship could be established.
The legend invented by the Pythagoreans to
the effect that the man who first divulged the
discovery died in a shipwreck is a sufficient
ro ddoyov . . . kat dveiSeov xptmrecbar gure?
kal ei rus dv buy emdpduor TÔ rovodTw cider
Tis Cwijs npóxeupov Kal pavepov Toûro moujonrat
els Tov THs yevécews Umobepera môvrov Kai
tots dordros raúrns KAvlerae pevpacw. (Instead of ei... émôpauor read perhaps éáv
tis TÚXN emdpapwv . . … See also Iambl.
de Vit. Pythag. 34. 246-7, p. 132 Deub.
3 See Cantor, Vorlesungen z. Gesch. d. Mathem. i. 154-5. The claim made by K. von
Fritz (“The Discovery of Incommensurability
indication of the disturbance that the ‘irraby Hippasus of Metapontum’, Annals of Mational’ caused in the Pythagorean school.
See Schol. in Eucl. Elem. 10, p. 417 Heiberg:
T@v yap Ilvdayopeiwv Adyos ròv mp@rov tiv
zrepì ToÚTwv Oewplav eis rodudaves eLayaydvra
vavayiw mepımeceiv’. The Scholiast’s suggesis unanimous in attributing the discovery to
a Pythagorean philosopher by the name of
tion concerning the meaning of this story is
not without interest: tows mvirrovro öru wav
thematics, xlvi [1945], 245) that ‘the tradition
Hippasus of Metapontum’ seems to me to be
devoid of all foundation. So far from being
unanimous, the tradition is, I believe, nonexistent. I know of no single ancient author
Pagina 4
Bekijk in PDF(opent in een nieuw venster)need to insist that this was all that was known. It could be argued (see, e.g.,
Allman, Greek Geometry from Thales to Euclid, pp. 213-14, and Zeuthen, Oversigt
over det Kongelige Danske Videnskabernes Selskabs Forhandlinger, 1910, p. 418, and
1915, p. 339) that the Pythagoreans knew more than the irrationality of /2;
that if they knew the case of ‚/2 they must have seen or at least suspected that
there were other cases of irrational square roots; that perhaps even the proofs
given by Theodorus of the particular instances up to /17 may have been
Pythagorean doctrines rather than his own personal contributions. On the
other hand (as is pointed out by Zeuthen, loc. cit.), the Pythagoreans were
perhaps content with 4/2: it was enough to establish the existence of irrationals.
Or perhaps we should rather say that they were shocked; and that that shock
may have inhibited further inquiry. However that may be, we need not decide
this question. For, as I shall try to show, the originality of Theodorus may have
consisted not in the extension of the theory of irrationality from 4/2 to other
particular cases (even if that is to be ascribed to him), but in the realization
that the traditional method did not lend itself to automatic generalization, and
in the determination of the preconditions for a generalized proof on the basis
of the traditional method.
It is, then, tolerably certain that at least ./2 and the proof of its irrationality
was known. And if the Pythagoreans knew or suspected the existence of more
than that single case, such extensions may not have been so well known outside the Pythagorean school. There is this further point to be noted: scholars!
have argued as if Plato represented Theodorus as having made a new and very
exciting discovery; but an unprejudiced reader of the dialogue will not, I think,
be immediately convinced of the truth of that impression. It is at least conceivable that Plato means no more than that Theodorus was demonstrating not
a new discovery of his own, but something which though known to professional
mathematicians might be new and interesting to his young hearers.
From a passage in Aristotle we know what the traditional proof was (Prior
Analytics 1. 23. 41°23-30) mdvres yap oi dia rod advvdrou mepaivovres TO pev
attributing the discovery to Hippasus. We
have indeed the legend mentioned by Iamblichus (Vit. Pyth. 18. 88, p. 52 Deubner; cf.
De comm. math. sc. 25, p. 77 Festa) to the effect
that Hippasus was drowned at sea as a
punishment for divulging the Pythagorean
secret of how to inscribe a dodecahedron in
a sphere; and this legend is obviously confused with the similar legend connected with
the divulgation of the discovery of irrationality (see preceding note). But that confusion
scribed in the sphere. It is followed by the
remark that ‘some say that it was the man
who divulged the secret of irrationality and
incommensurability who suffered this (punishment)’. It may perhaps be useful to mention here that what v. Fritz calls an ‘obviously
. corrupt reading in some manuscripts’,
namely dÀóywv in the Eudemian Summary,
in Proclus, in Eucl., p. 65, seems in fact to
be not only the right reading but also the
unanimous tradition ofall manuscripts. There
does not afford any reason for suggesting that
does not seem to be any manuscript evidence
Hippasus, because he is said to have suffered
the same fate as the man who published the
at all for dvaAóywv or dvadoy.dv which are
secret of irrational numbers, must have been
identical with that man. And, of course,
there is even less justification for identifying
August’s Euclid (i. 290): ‘alii dvaAdywv’. See
Hippasus not only with the divulger but also
with the discoverer of irrationals. It may be
of interest that this confusion is one of which
Iamblichus already knew: see Vit. Pyth. 34.
247, p. 132 Deubner, where we are told the
story of the punishment of the man who had
divulged the secret of the dodecahedron inapparently based on no more than a note in
Heath, The Thirteen Books of Euclid’s Elements,
L 351.
leg. Zeuthen, ‘Sur la constitution des
livres arithmétiques des Eléments d’Euclide
et leur rapport à la question de l’irrationalité’,
in Oversigt over det Kgl. Danske Videnskabernes Selskabs Forhandlinger, 1915. See also
Heath, Greek Mathematics, i. 206.
Pagina 5
Bekijk in PDF(opent in een nieuw venster)Beddos avAdoyilovrat, ro 6° éË apxiis ef brrobéaews Sexvouou, Otay advvarov Tt
ovpBaivy mis dvrußdoews Tedeions, olov Ort dovpperpos 1 Sidperpos dua TO yiveodaı
Ta mepırra toa rois dprious oupperpov redeions. TÔ ner oÛv toa yiverdau TA mepırra
Tois aprioıs ov\hoyiberau, To 8° dovpperpov elva THY dıduerpov EE Ürobécews
Öeikvuow, èrrei heüdos cvpBaiver id rijv dvripaow. See also 50237 olov rebelons
Tihs Òvapérpov cupperpov TO TA Trepırra toa eva rois aprioıs. The proof here
alluded to is given in Euclid ro. 117 (which may be an interpolation). See
Heiberg, Euclid. iii. 408, app. 27." It may be represented as follows:
Theorem: „2 is not a rational number.
Proof: Suppose V2 is rational. Then it must be of the form m/n, this fraction
being in its lowest terms. Then, if m/n = ‚/2,
2
“=
2, andso m? = 2n?,
n2
Therefore m? is divisible by 2.
If m? is divisible by 2, m is also divisible by 2. Take
m= 2p;
then
m? = 4p";
but m? = 2n?, therefore 4p = 2n?, and 2p? = n?. Therefore n? is divisible by 2,
and, if so, n is also divisible by 2.
Butif both mand n are divisible by 2, then this contradicts our initial assumption that the fraction m/n is in its lowest terms, or, in other words, that the
numerator and the denominator have no factor other than 1 in common. (It
will be observed that where Aristotle speaks of odd and even, we, while using
what is basically, in this case, the same criterion, call it divisibility or indivisibility by 2.)
Now, it is clear that the proof of the irrationality of the square root of 3 is
practically the same as that of the irrationality of the square root of 2, and that
it can be used without any change whatsoever in method for the proof of the
irrationality of the square root of any prime number. It can also be used in
the same way for proving the irrationality of the square root of a composite
number that is not a multiple of a square number, or, in other words, that
does not contain any prime factor more than once.
But it is equally obvious that the proof will have to be modified in the case
of numbers that, though not square numbers themselves, are multiples of square
numbers. It is easy to show, for example, that the proof employed for 2 and 3
will do for 5, 7, 11, 13, 17, and so on; that it will also do for 6, 10, 14, 15, and
so on, that is to say, composite numbers not being multiples of square numbers;
but that it will not do, in its unchanged form, for non-square composite numbers that are multiples of square numbers, such as, for example, the numbers
8, 12, or 18. To show that this is so one need point out only that one of the
essential steps in the proof, namely the inference that if m? is divisible by a given
number, then m must be divisible by that number too, is not a valid inference
in the case of numbers that are multiples of square numbers. Thus, forinstance,
if m? is divisible by any of the numbers 2, 3, 5, 7, or for that matter, by 6, 10,
t See also the note by Alexander Aphrodisiensis on An. Pr. 1. 41726. (It is to be observed that Alexander in this note [p. 260,
30, of the Berlin edition] uses the verb zroÀvmAanıdlew = to square, a sense which is
unknown to L.S.J.)
Pagina 6
Bekijk in PDF(opent in een nieuw venster)14, then it is obvious that m is also divisible by that number. But if m? is divisible
by a number like 8 or 12 or 18, then it does not at all follow that m must also
be divisible by that number. To take only one example: take m? = 6? = 36.
This is divisible by 18 (i.e. 2x 32) and also by 12 (ie. 3x 22). But m = 6 is
not divisible by either of these two numbers.
The proof employed hitherto can of course be very easily adapted to numbers
that are multiples of square numbers; but the fact that it has to be so adapted
vitiates the attempt at generalization of the proof suggested by Heath (Gk.
Mathematics, i. 205). It is there argued that Theodorus is not likely to have
employed the traditional proof, because that is capable of very easy generalization, that is to say, the generality of the proof would have become apparent
long before in the enumeration of cases „/17 had been reached. Since he did
go on to 4/17, that, so argues Heath, suggests that his proof was not the traditional one, but a proof that was not capable of such easy and almost selfevident generalization. Unfortunately Heath’s argument is weakened not only
by the obvious objection that it would be hard to believe that Theodorus was
not conversant with the traditional proof! but by the graver difficulty that
what Heath represents as a very simple generalization is not a valid generalization at all. He writes:
‘We can put the proof quite generally thus. Suppose that N is a nonsquare number such as 3, 5, ..., and, if possible, let JW = m/n, where m, n,
are integers prime to one another. Therefore m? = N.n?; therefore m? is
divisible by N, so that m also is a multiple of N° (my italics).
After this the proof proceeds in the traditional way so that the matter is disposed
of in a few more steps. But everything that comes after this is of no immediate
interest to us. For the words italicized above represent an invalid step in the
argument. The divisibility of a square number m? by a number N implies the
divisibility of m by that number N only where W is not itself the multiple of
a square number. Where N is e.g. 8 or 12 or 18 or any such number that
contains the same prime factor more than once, the inference ‘if m? is divisible
1 That the traditional proof is indeed ‘traditional’ (i.e. known before Theaetetus) is
Proclus (ed. Friedlein, p. 65) attributes the
discovery of the theory of irrationals to Pythaaccepted by most scholars; see, e.g., Cantor,
goras; the scholiast on Euclid ro. 1, Heiberg,
Vorlesungen zur Gesch. der Mathematik, i. 155;
vol. v, pp. 415-16, attributes the discovery
of incommensurability to the Pythagoreans.
See Heath, op. cit, p. 353: ‘The investigation (of 1. 47) from the arithmetical point of
view would ultimately lead Pythagoras to the
other momentous discovery of the irrationality of the length of the diagonal of a square
expressed in terms of its side.’
The use of &ypade in the Platonic dialogue
Heiberg, ‘Mathematisches zu Aristoteles’,
Abhandl. Gesch. Math. Wiss., 1904, p. 24:
‘dieser alte pythagoräische Beweis’. And the
case is well argued by Zeuthen (1915, pp.
357-62). The arithmetical character of the
proof and its reliance on the distinction between odd and even (in the case of the square
root of 2) seem to stamp the proof as Pythagorean. A further argument in favour of its
Pythagorean origin is its obvious relationship
with the so-called Pythagorean theorem (Eudoes not, of course, refer to the geometrical
character of the proof. At most it means that
Theodorus drew a figure to demonstrate the
clid 1. 47) which is attested as Pythagorean
existence of such lengths; that they were irraby many, though admittedly late, authorities.
tional needed a further, arithmetical, proof
with which the ‘Existenzbeweis’ to which
éypage in that case refers, had nothing to do.
Heath in fact gives good reasons for thinking
that éypape means no more than ‘he was
proving’. See Gk. Math. i. 303.
For reference see Heath, The Thirteen Books
of Euclid’s Elements, i. 351. He also quotes
Heron, who ascribes to Pythagoras a general
rule for the formation of right-angled triangles with rational integers as sides. And
the well-known Eudemian Summary in
Pagina 7
Bekijk in PDF(opent in een nieuw venster)by N, then m also is divisible by N’ is invalid. Thus the possibility of generalization assumed by Heath does not really exist in that very simple form.! And
this seriously diminishes the cogency of his conclusion that because ‘Theodorus
apparently did not hit upon the generalization he is unlikely to have used the
traditional proof.
In fact the valid generalization is slightly more complicated than that
assumed by Heath. It could be put as follows:
N not being a square number has no rational square root. For, suppose it
has: then it must be of the form m/n, this fraction being in its lowest terms.
Then, if
m
m?
a AN,
therefore
wom”
m
o.
= N.n?;
m? is divisible by N.
Now, although it does not follow that m too is divisible by N (that would
follow only if N is a square-free number) we can at any rate say that if m? is
divisible by N then m is divisible by the square-free factors of N. Call them a.
Then
and
m = ar
2,2
m2
ar
—=N=—,
n2
2,2
ar
— = n’,
N
ar? = N.n?,
But N is either (1) = a or (2) a multiple of a, say ap (where p is of course a
square number).
Then either (1) where V = a
2,2
ar
= ar? =n;
therefore a divides n? and since a is square-free (by hypothesis) it must also
divide n.
Or (2) where N = ap (a being square-free, p being square)
ar
TE
ar
ar
2
eze ns == A
r?
2
== NS.
Therefore n? is divisible by a, and since a is square-free, n also is divisible by a.
But if a divides both m and n, this contradicts the initial assumption that m/n
was in its lowest terms.
It will be seen at once that this generalization of the traditional proof is
somewhat more complicated than one might think at first sight and that it is
necessarily more complicated than that assumed by Heath. But of course the
complication would have presented no difficulty to a mathematician like
Theodorus, and we must still ask ourselves why he and others before him did
not hit upon the almost self-evident generality of a method that they already
applied in particular cases.
We have seen that the generalization presents a few more complications
than the particular cases. It is here, I think, that we must still look for an answer
1 Zeuthen (1915, p. 341) makes the same
mistake as Heath: ‘. . . l’application de la
démonstration en question 4 ces différentes
racines ne présenterait que cette seule différence qui résulte de la substitution d’un
nouveau nombre à celui dont on part.’
Pagina 8
Bekijk in PDF(opent in een nieuw venster)to our question. For while the complications would not in themselves present
any great difficulty to a mathematician (though even here we must not underestimate the difficulty of reasoning that proceeds from step to step with
algebraic symbols, or rather, with their equivalent verbal expressions, a procedure not as intimately familiar and easy to Greek as to modern mathematicians), yet the presence of these particular complications may have made clear
to the rigorous mathematician a difficulty so fundamental and so elementary
that it might remain unnoticed in the application of the method to particular
cases as long as no attempt at generalization was made. I refer to the doubt
that a rigorous mathematician must have felt when, or if, he tried to generalize
the traditional proof in the manner indicated above, about the cogency of an
argument like: if m? is divisible by a then m also is divisible by a. Obviously
the necessity for this step in the argument would make the mathematician
consider the different possible cases. And as we have done above he would find
that the argument does not hold in the case where a is the multiple of a square
number. But even when the possibilities are narrowed down to a = any prime
number, the statement though apparently true would still seem to the rigorous
mathematician to require proof. Needless to say he would also think about
cases where a is neither prime nor a multiple of square numbers, i.e. where a
is a non-square, square-free, composite number. In brief the rigorous mathematician who tried to generalize the traditional proof would have thought hard
about such matters as prime numbers, composite numbers of various forms,
and in particular, about the cogency of the step in our argument that we have
discussed above; in other words, he would see that the above proof really
depends on something else that has to be proved first.
Now, such a preliminary proof does indeed exist: Euclid, 7. 30, proves that
if ¢ divides ab, and c is prime, then c must divide either a or b.
Our case, that of a square number, is no more than a special example of
this; that is to say: the product ab is such that a = b; and thus, the prime
that divides a or b in Euclid’s theorem will divide both a and 5; i.e. where
we are dealing with a number that is not just a product of two numbers, but
a product of two equal numbers, in other words: a square number, Euclid’s
theorem can be read like this: if ¢ is a prime and divides a square number it
will also divide the square root of that number. And that is what is needed
for the generalization above discussed.
The connexion between Theaetetus and the arithmetical books of Euclid
seems well established. It is suggested by the evidence and the matter is
examined by Zeuthen who comes to the conclusion that the mathematics of
Book 7 of Euclid must be attributed in its essentials to Theaetetus.! Yet in the
same article Zeuthen argues (as does Heath after him) that the particular
! Zeuthen, 1910, p. 421 ; he gives examples
of terminological parallels between Euclid
(7, Def. 16 and 18) and the passage in the
Elem., ed. Friedlein, p. 68) that EëkAeiôns 6
Tà oToixela ovvayaydv ... moAAd . . . Tv
Oearrijrov TeAewodpevos . . .: ‘Euclid put to-
Theaetetus. As regards Book 10 we have the
statement of the scholiast on 10. g who exgether the Elements and perfected many of
the theorems of Theaetetus’. The practically
pressly says that that theorem was the discovery of Theaetetus (see Heiberg, Euclid, v.
450). On 13. 1 the scholiast tells us (Heiberg,
op. cit. v. 654) that part of the subject-matter
of that book was derived from Theaetetus.
Generally, we are told by Proclus (in Eucl.
certain case for pre-Euclidean provenance of
part at any rate of the contents of the arithmetical books is supported by a letter of
Eratosthenes given by Eutocius (Archimedes,
ed. Heiberg, iii. 102 ff.).
Pagina 9
Bekijk in PDF(opent in een nieuw venster)proofs employed by Theodorus cannot have been adaptations of the traditional
proof: for, he argues, these would have led to the generalization; and also
there would have been no need for Plato to single out Theodorus’ discovery
for special praise. However, we have seen that the generalized formulation of
the proof requires rather more than a mechanical substitution of algebraical
symbols for particular numbers: that the attempt to generalize leads to complications which suggest a preoccupation with the fundamentals of the theory of
numbers. On the other hand, contrary to what one might expect, the fundamental difficulty, namely the need first to prove what we now have in Euclid
7. 30,! does not necessarily enter into the proof for particular cases like the
square roots of 2, 3, 5, 6, etc., since for each particular number we can substitute
for the preliminary general proof of the critical inference ‘c dividing a? implies
c dividing a’ a special proof by enumeration of cases, without relying on Euclid
7. 30.2
I think therefore that the most economical use of the evidence will still make
it possible to assume that Theodorus’ proof was in fact the traditional proof;
that Theodorus did not proceed to the generalization, because he was well
aware of the need (in the generalization) of a more fundamental treatment of
such subjects as prime and composite numbers, factorization, etc.; and that it
was precisely this refusal of the rigorous mathematician to enunciate a general theory based
on doubtful foundations that led his pupil Theaetetus to investigate not only the problem
of irrationality but also the morefundamental arithmetical questions ; thus the generalized
theory of irrationality will not only depend on fundamental number-theory:
it will be seen to have led directly to a preoccupation with the latter. We should
in this way have (1) a logical sequence : preoccupation with irrationality leading
to work on fundamental arithmetic of the kind found in Euclid 7-9; and (2)
we could fix historically the point where this kind of arithmetic was systematized.
In saying that Theodorus did not and could not generalize a proof of which
he used the particular applications, one need not of course assume that he
could not enunciate conjecturally the general theorem whose general proof
he did not know. In fact he may have wanted by the enumeration of the cases
up to 17 to suggest the general theorem; that may be the reason why he went
so far as 17. But there is a limit to everything, even a mathematics lesson; and
that is why he went no farther.
Thus we may disagree with Heath and Zeuthen on both counts. First, we
need not account for anything particularly original in Theodorus’ proof to
make it worthy of Plato’s mention; indeed, there is nothing in Plato’s text to
suggest that Theodorus had made a new discovery; and so we can, on that
count at any rate, assume that his was the traditional proof. Yet though his
proof was not original, we may still think of him as an original mathematician :
1 It is of course 7. 30, not as v. Fritz (in
P.W. s.v. Theodorus, c. 1821) says, 7. 27.
The latter is the enunciation of the theorem
that if two numbers are prime to one another,
then their squares will be prime to one anwhere v. Fritz (s.v. Theaetetus, cc. 1356 and
1359) derives what we need here from 7. 25.
But that, too, is unnecessary: for there we
are told that if two numbers are prime to one
other; and so also with their cubes. But it is
another the square of one of them will be
prime to the other: what we need does not
clear that what we need for our proof is 7. 30,
follow from it. Whereas at 7. 30 the enunciathat is to say, the theorem ‘if ¢ divides ab,
and ¢ is prime, then ¢ divides either a or 3’,
tion of clab — cla or c|b obviously includes, as
a special case, cla? — cla.
2 See on this Hardy and Wright, Introduction to the Theory of Numbers, p. 41.
with a simple substitution of a square number for ab, that is to say, taking a = b. Else-
Pagina 10
Bekijk in PDF(opent in een nieuw venster)there must have been originality in him if he had an inkling of the insufficiency
of a mechanical generalization of the traditional proof without previously
proving what we now have in Euclid 7. 30.
Secondly: nor yet is the generalization of the traditional proof quite so easy
as Heath and Zeuthen thought. If it is easy enough to become apparent by
a mere enumeration of cases, it yet brings in its train complications that lead
to the realization of fundamental difficulties without the solution of which the
generalized proof, as distinct from the conjectural enunciation, of the theorem
is impossible.
We conclude therefore:
1. The proof employed by Theodorus may well have been, indeed is extremely likely to have been, the traditional proof.
2. The fact that this was not generalized, so far from leading us to think
that the traditional proof could not have been used, fits exactly into the
picture of the rigorous mathematician who refuses to jump his fences
before he has come to them.
3. The intimate connexion of Theodorus’ pupil Theaetetus with the theory
of irrationality and with fundamental arithmetical theory suggests that it was
the realization of difficulties inherent in the former that led to a preoccupation with parts at least of the latter.
APPENDIX
An ancient commentator on the Theaetetus (Anonymer Kommentar zu Platons
Theaetet, ed. H. Diels and W. Schubart, Berliner Klassikertexte, ii, 1905) mentions
some interesting suggestions concerning the two questions: (a) Why did Theodorus start with ./3, not with 4/2? (5) Is there anything about 4/17 that made
it appropriate for Theodorus to stop there?
On the first question he says inter alia that it had been suggested that Plato
made Theodorus begin with 4/3 because he had already shown in the Meno
that the square on the diagonal (of a square) was twice as great as the original
square; see col. 28, 37 to col. 29, 1:
. €or de kai TO Öimovv Terpdywvov dovuperpov TH modrelw (sic) Kara Tijv
mAeupay, adda mapnAdev, paoir, adrò Sidre ev TH Mevwrr eSerkev dru T amo THs
&taywviou Terpdywvov urAdoróv éoriv TOD dd THs mAeupâs rerpaywvou.
On the second point we read that the question had been asked why Theodorus
stopped when he reached 17. One suggested answer,! he says, was that
Ocddwpos yewuerpns dv Kal povoikds Eneifev yewperpiKov Kal povotkov
Oewpnpar yewperpikòv Ev ody TO Kara Tas Suvdpets, povoikòv de TO THs érrakaiÖekdarodos. Oôros yap 6 dpos évéyer (evicxer?) drt où Starpetrar 6 Tóvos eis toa
nurrovia. "Erei yap 6 Tóvos Eorıv Ev émoyôdw Adyw, av SumAaowdons Tov ORT
Kal Tov Evvea, yelvovrat (sic) ékkaideka Kal dxTwKaideka, dv péaos éorw 6
Ertakaldeka eis avica Ôvaup@v roùs dkpous, ws Öéderrerat ev Tots eis Tòv Tipacov
STropvypacwy.
! The commentator does not seem to accept this answer. He himself suggests, 35,2136, 35, that 17 may have been an appropriate
place to stop because it is the first number
square in which the number denoting the
sum of the sides is equal to the number denoting the area of the square, since
after 16; and 16 is the number of the only
atatar4d = 4X4
Pagina 11
Bekijk in PDF(opent in een nieuw venster)‘Theodorus was both a geometer and a musician! He therefore combined
here a geometrical with a musical theorem. The geometrical one was concerned with the roots (or squares), the musical with the number 17. For
this term . . .?,? because the tone cannot be divided into equal semitones.
The tone interval has the ratio 9/8. Now if one doubles the number 8, and
also the number g, one obtains the results 16 and 18, between which the
number 17 is the (arithmetic) mean dividing the extremes into (geometrically) unequal ratios, as has been shown in the commentary to the
Timaeus.”
What does this mean? The musical interval of a full tone cannot be exactly
divided into two semitones. The reason for that is that the ratio of the tone is
9/8. To find the semitone we would have to find the geometric mean between
g and 8, or, what essentially comes to the same, between g/8 and 1. The geometric mean between 9/8 and 1 would be a number such that its square = 9/8.
It would therefore be /(9/8). But there is no such rational number; the square
root of a fraction of the form a+ 1 Ja is irrational ; there are no adjacent squares
in the series of integers. Now, since a geometric mean representing the interval.
ratio of the semitone cannot be found, what is one to do? Perhaps the next
best thing to do is to take the arithmetic mean instead, knowing that it will not
give an exact division into equal semitones. That clearly is the meaning of éav
umrAaordons . . . Tods kpovs. In doing so we find the number 17 (which suggests
17/16, the arithmetic mean between 1 and 9/8); and thus, the commentator
reasons, the number 17 may have had a special significance for Theodorus.
For if we use it once as the denominator and once as the numerator, we obtain
two ratios, 18/17 and 17/16, both of which are approximations to the geometric mean ; and they have the additional virtue of resulting, when multiplied
with each other, exactly in 9/8, the ratio of the full tone.
But what our author gives us here is clearly a garbled, or at any rate a
shortened, version of an explanation that must have been clearer and more
explicit than this. And indeed he goes on to refer to an explanation to be found
elsewhere: ds déSeuxra Ev roîs eis rov Tiuaiov dmoumuao. I can indeed not
be certain that this refers to a commentary of his own (so Diels and Schubart
in their Index, s.v. ‘Kommentare’); one might in that case perhaps have
expected the explanation here to have been a little clearer. On the other hand,
two other references in this commentary, at 48. 10 and 70. 12, quite clearly
refer to commentaries of his own on the Phaedo and the Symposium, so that it
is at least possible that here too he means a commentary of his own. However
that may be, there certainly was a fuller treatment elsewhere of the matter
adumbrated in this short passage.
Now, we read the following passage in Proclus, Comm. in Tim. 195 a (on
Plato, Tim. 35 b):
... mepi... TOD Aciuparos lordov, Sri, Ereiönmep oddels émuuôpros eis Aóyovs
\
m
2
>
#
e
kJ
4
3
\
>
LA
>
4
loovs reuveodaı S¥varat, TO mpurômov Ev apiOpots oùk Eorı Aaßeiv, dAAA TOds
”
LA
#
4
€
[2
1 je, concerned with musical theory. Cf.
Plato, Theaet. 145 d.
>
>
A
>
ww
A
>
A
AY
3 Cf. Euclid, Sectio Canonis, Mus. scr. gr.
ed. Jan, prop. 3, p. 152; also Archytas ap.
2 I do not know what èvéye means here.
Boeth. de mus. iii. 11 = Vorsokratiker®, 47
It has been suggested to me that it may
perhaps mean ‘comes in’, ‘enters into the
argument’.
A 19, p. 429. See Heath, The Thirteen Books
of Euclid’s Elements, ii. 295.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)atveyyus dAAjAwy Aaßovres Tov ébenrakadékaroy Adyov Kal Tov épexkai8ékarov Kal Sei£avres Tov ébenrakaidékaroy peilova Tob kalouuévou Aciuparos,
és Tv &Adoowv Tod àkpiB@s mpuroviov, ovvdyovow, Sr. Kal Tod muuroviou
eAdoowv EE dvayıns eorw 6 Tod Acinuaros Adyos. örı 8 obv eAdoowv eorw N
ébenrakadékaros, oÎros de eAdoowr (éAaooov MSS.) murôrov, deikvurau
odtus. éxxeicw yap 6 vs, Kal roûrou Emöydoos 6 im ToÚrwv 81 perafd rebeis
6 u eis ävioous Stapel tov émdyôoov Adyous atveyyus Övras Tod mueroviou
dtaorúparos, povdòr Òvapépwv TÜV äkpwv. kal SpAov Örı Tov mpòs TH EAdovovı
petlw moujoe Adyov: Ev wdon yap dpubunrikf) peodryte neilwv eoriv 6 Adyos ev
roîs eAdrroow ôpois, wore 6 ébenrakædékaros EAdoowv Eoriv muroviou. adAd
pv Kal 76 Aciuna &Aacoov éoriv 7) épenrakaiôékaroy, ws amd THY Tapa
IMarwvı keıuevwv öpwv ÖfjAov. 6 yap ovs mpôs Tov ouy Tov Toû Acipparos Exwv
Adyov, as Kai roûro Öetfoper mubuerwôv dmodeitavres Tov Ev Toros Trois
apOpots Tob Acipparos Aóyov, EÀdoowv Eori To Epemrakarderdrov [mpôs ròv
Spy] drepéye nev yap adrod ty wovdow, TO de énrakadékaror Tob ouy mAeuóvwv
éoriv 7) ty povadwv. TOAAG dpa paAAov 6 Tob Aeipparos Adyos eAdoowv Eori Tot
Muroviov Suacryparos, Wore Kal 6 Aoımös eis Tov Tóvov, bs Eart THS daroroufjs
Adyos, Hd ävdykns muiToviou petlwv éoriv.
‘About the leimma one must know this: since no superparticular ratio can
be cut (divided) into equal ratios it is impossible to comprehend (ie. to
express) the semitone in numbers (i.e. as numerical ratios). Instead one takes
the ratios that are proximate to each other, viz. 18/17 and 17/16 and, showing that 18/17 is greater than the so-called leimma (18/17 being smaller than
the exact semitone) one infers that the ratio of the leimma is therefore also
necessarily smaller than the semitone (i.e. the exact semitone). Now, that
it (i.e. the ratio of the leimma) is smaller than 18/17, and that this (i.e. the
ratio 18/17) is smaller than the semitone, is shown in the following way:
take the number 16, and take the number that stands to 16 in the ratio of
g/8, namely 18. Now the number 17 if put between these divides the ratio 9/8
into unequal ratios that are near to the semitone ratio, and it differs by a
unit from the extreme terms.
‘Now it is clear that it will make the ratio to the smaller term greater.
For in every arithmetical mean the ratio is greater in the smaller terms,
so that 18/17 is smaller than the semitone. But the leimma is smaller than
18/17 as is clear from Plato’s terms: for 256/243, the ratio of the leimma (that
this ratio is in its lowest terms I shall demonstrate when I have shown that
the leimma-ratio is in fact the ratio of these numbers, i.e. 256/243) is smaller
than 18/17 [to 243]: for it exceeds by 13 units: while 1/17 of 243 consists
of more than 13 units. All the more therefore the ratio of the leimma is smaller
than the semitone interval, so that what is left to (make up) the full tone,
Le. the ratio of the apotome, is necessarily greater than the semitone.’
wept... Tod Acippartos:
The leimma is the ‘residue’ that is ‘left? when two full tones (each of the ratio
9/8) are cut off from the fourth (à reoodpwv). For example, the ratio of the
tone C (for the sake of simplicity I am assuming here the ordinary modern
major scale moving upwards) to the tone F, i.e. dua resodpwv, is 4/3; the ratio
C to Dis 9/8; D to E is 9/8; what is the ratio of E to F? This ratio is obtained
by dividing 4/3 twice by 9/8, or, what comes to the same, once by 81/64. The
Pagina 13
Bekijk in PDF(opent in een nieuw venster)result is 256/243. To make this clearer: we know
C:D=9:8
D:E
= 9:8
therefore
C:E = 81:64.
Now, if the ratio of C to E is known and likewise the ratio of C to F, then
there is a ratio E to F which we must find: call it X. Then
81/64 multiplied by X = 4/3,
81X = 256/3
and
X = 256/243.
See Plato, Tim. 36b; Theon Sm. p. 86 H.; Gaudentius 12. 342. 7 ff. Jan:
TO de Hyutdviov Kadovpevov oùk éori ArpıBos murômov. A€yerou de KoWds pev
mpuréviov iSiws de Aeïuua, Kal exer Adyov dv Ta ouy mpds ra ovs. See also Ptol.
Harm. i. 10. The name leimma is said by Proclus (p. 211 c) to have been used
by Plato.
Emeiörmep oùdels émôpros eis Aóyous icous repveodaı Öuvaraı, TO HptTdviov
Ev &pWpots oùk Earı Aaßeiv:
The érydpios isa ratio of the form an I +) No such (superparticular)
a
a
ratio can be ‘cut’ into equal ratios, i.e. one cannot find a (rational) geometric
mean between a and a+-1. To find the exact semitone ratio one would have
to find the length of a chord such that the length of the chord producing the
lower tone has to the semitone chord the same ratio as the latter has to the
length of the chord producing the higher tone. For instance, C:D = 9:8;
what length of chord will produce the exact semitone between C and D?
Obviously the length of C will be to its length (i.e. to the length of the chord
producing C sharp) as the latter is to the length of D. But, if C equals 9, D
equals 8; therefore
9:C sharp = C sharp:8,
i.e. C sharp is the geometric mean between 9 and 8. But there is no rational
geometric mean! between a and a+1, or, in this case, between 8 and 9. For if
9:X = X:8
then
X? = 72,
X = 4/72 = 6/2, which is irrational.
That is why it is impossible to express the exact semitone in numbers, i.e. as
a numerical ratio. Though, of course, physically, and geometrically, there is
no such difficulty; think only of the progression of semitones on the tempered
pianoforte.
N
#
2
D
.
Tous ouveyyus . . . &bekkaudekarov:
To find a rational geometric mean between g and 8 is impossible. By doubling
the two terms one obtains 18 and 16. The arithmetic mean between these is 17.
This number is then used to obtain two new ratios viz. 18/17 and 17/16; these
are rational approximations to the square root of 9/8. 18/17 < ./(9/8);
17/16 > (9/8). And multiplied by each other they produce exactly 9/8.
1 See p. 172, n. 3.
Pagina 14
Bekijk in PDF(opent in een nieuw venster)Seifavres tov ébemrakaiSékarov peibova roû kaAoupévou Acippatos:
This, ie. that 18/17 is greater than 256/243, will be shown below.
ös Av éAdoowv Tod dkpiBôs Aprroviou:
The antecedent of ös is, of course, Tòv ederrakauderarov. That this is smaller
than the semitone will also be shown below.
ouvayouow ... Adyos:
If the leimma is smaller than 18/17 (ôei£avres tov éberrakæôéraror peilova
Tod... Aeluuaros), and if 18/17 is smaller than the semitone (és Fv éldcowr
Tod... muvroviov), then, a fortiori, the lemma is smaller than the semitone.
In what follows Proclus establishes the premisses of this conclusion one by
one: (1) That 18/17 is smaller than the semitone. (2) That the leimma is
smaller than 18/17.
örı 8° oûv &Adcowv &oriv
éperrTakaôékaros:
Scil. 6 rod Aeipparos Adyos.
éxxeioOw yap 6 is:
16 = twice the denominator of the fraction 9/8.
kal Toúrou êmóyôoos 6 in:
18:16 = 9:8 (18 = twice the numerator of the fraction 9/8).
roúrwv 81 peraËd rebeis 6 if eis ävioous Siaipet rdv édySoov Adyous auveyyus
Övras Tod Hpitoviou Ölaornnaros novadı Siapepwv TÔVv äkpuv:
‘The number 17 if put between these (i.e. between 16 and 18) divides the
ratio 9/8 into unequal ratios that are near approximations to the semitone
ratio; it differs by a unit from the extreme terms.’
The two ratios 18/17 and 17/16 are near approximations to the ratio of the
semitone, being respectively just smaller and just larger than the geometric
mean between 1 and 9/8. On the whole procedure adopted here see also
Aristid. Quintil. iii. 114 Meibom; Plut. Moral. [epi ris ev Tipatw pvyoyovias
1021 c-e; Boethius, de Mus. cap. 16; Exc. Neap. § 19 (Jan, p. 416); Ptol.
Harm. i. 10; Theon Sm. p. 69 H.; Gaud. 14. 343. 1 ff. J.
kai ôfAov St Tov pds TH éAdooov Spw peiLw troijoe Adyov' év máon yap
àpôpnruwñ nesörnrı peiLwv éoriv 6 Adyos &v roîs &Aarrocıv Spots, Sore 6
éperrraxadéxatos éAdcowy éoriv fpıroviou!
‘Now it is clear that it will make the ratio to the smaller term greater. For
in every arithmetical mean the ratio is greater in the smaller terms, so that
18/17 is smaller than the semitone.’
Three terms are involved: 16, 18, and, the arithmetic mean, 17. It is clear
that the ratio of 17 to the smaller term, 16, viz. 17/16 is greater than the ratio
of the larger term to the middle term, that is to say than 18/17. Compare, for
this, Archytas, Fragment 2 Diels-Kranz, pp. 435-6 (from Porph. in Ptol.
Harm. p. 92) : ueoaı Gé evrı tpis Ta povowx@ . . . dpvOunrixa uev, xxa Éwvri Tpeis
Spor karà Tüv Tolav Drepoyàv avd Adyov: & mpâros Öevrépov Ürepéye, ToÚrw
devrepos Tpirov Ürrepéger. Kal ev raÿra Tô dvadoyia ovumimrer fuev 76 TOV perlóvov
öpwv Öıdornua petov, ro dé TÔv peróvuv petlov.
Pagina 15
Bekijk in PDF(opent in een nieuw venster)Bote 6 &berrrakaudekaros éAaoowv éori Hpitoviou:
‘so that 18/17 is smaller than the semitone’. The ratio of the semitone is
J (9/8) ; multiplied by itself that gives 9/8. But 9/8 is also the product of 18/17
and 17/16. These are not equal to each other, and therefore one of them must
be greater than the semitone, and one smaller. But 18/17 is smaller than 17/16.
Therefore 18/17 is smaller than the semitone (and, of course, 17/16 is greater
than the semitone). A simple test:
18
324
17
F ijn 289 <58’
289
9
(2) = 256 7 8
To Aeîupa éAaooôv éoriv À éberrTakabékarov:
Having established the first premiss, viz. that 18/17 is smaller than the
semitone, he now proceeds to establish the second premiss: that the leimma is
smaller than 18/17.
6 yap ovs mpès TOV any Tov TOD Aeipparos Exwv Aóyov . . . ÉAaoowv éorì Tod
Ebemrakaudekärou [mpös rdv opy]:
‘The ratio of 256 to 243, which is the ratio of the leimma, is smaller than
18/17.’ (MSS. ‘smaller than 18/17 to 243°.) This is proved in the next sentence
Örrepéger, etc.
mpos Tov ouy must be deleted. It makes no sense at all; and it is in fact
omitted in one of the good manuscripts; see ed. Diehl (Teubner).
Ós Kai roûro Öeifopev muÔpeviròv àmoBelbavres Tov Ev ToUTOIs Tots Apıdpois
Toûö Acipparos Aóyov:
. that this ratio (i.e. 256:243)is in its lowest terms I shall demonstrate
when I have shown that the leimma ratio is in fact the ratio of these numbers
(Le. 256:243)’. (The order of the words hereis a little odd; I have translated
as if zrvÔpevikóv came first and deiEopev second, )
ußneviköv:
This, like the noun zuduv, is the technical term for the lowest terms of a
ratio or a fraction. [Tv6y7v is found in this sense at least as early as Plato; cf.
Rep. 546 c.
Seifopev . . . àmobei£avres:
(a) That the leimma has the ratio 256/243 is demonstrated on pp. 195e-196a
(pp. 181-2 Diehl).
(6) That this ratio is in its lowest terms: p. 196 a (p. 182 Diehl).
Urepexet pev yap ..
‘(256/243 is smaller than 18/173) for it exceeds by 13 units while 1/17 of
243 consists of more than 13 units’.
The reasoning here is as follows:
It is required to prove that 256/243 < 18/17.
256/243 can be expressed as 1+13/243 (as exceeding 1 by 13/243,ümepéye
. . . ty povdow); similarly 18/17 can be expressed as 1+ 1/17.
Itis therefore now only required to prove that 13/243 < 1/17. This is true if
243 times 13/243 < 243 times 1/17
Pagina 16
Bekijk in PDF(opent in een nieuw venster)that is, if 13 < 243/17, or, as the Greek has it, 76 érraxaudékarov Tod Gy
mAeıdvwv early N ty povdôwv.
moAA® äpa paAAov 6 Tod Aetpparos Adyos éAdoowv éorì Tod Hpitoviou
StactHpatos:
We have established
(a) 18/17 < semitone.
(6) leimma = 256/243 < 18/17.
From this it follows that the leimma ratio is smaller than the exact ratio of
the semitone.
ote kai 6 Aourds eis Tov Tévov, bs éoTt THS àmorouñs Adyos, && avayKns
Hpitoviou pei{wv éoriv:
The leimma would be the (near) semitone interval between, say, the Third
and the Fourth ofa (modern upward-moving) major scale, e.g. E: F = 256:243.
Since this is not an exact semitone, another question now arises: what is the
ratio of F to F sharp? Suppose F sharp is a full tone above E, that is, E:F
sharp = 9:8. Then, if F had been the exact semitone between E and F sharp,
the ratio of F to F sharp would have been the same as that of E to F. But F
is not the exact semitone. And so F:F sharp is not equal to the ratio E:F.
Since the leimma (E:F) is smaller than the semitone, the apotome (i.e. what
is needed to make up the full tone, 6 Aoımös eis Tov Tóvov) must be greater. It
will in fact be obtained very simply by dividing 9/8 by 256/243 = 2187/2048;
see Proclus, in Tim. p. 195 d (181 Diehl).
Clearly there is a connexion between the explanation given by the Theaetetus
commentator, and referred by him to a Timaeus commentary, and the Proclus
passage discussed above. The Theaetetus commentator not only explicitly says
that his explanation is based on a Timaeus commentary but he obviously gives
a version, though perhaps a garbled version, of something very much like the
passage we have just examined. Here at once an interesting observation occurs:
Proclus, of course, wrote much later than the author of the Theaetetus commentary (the latter is dated by Diels-Schubart in the second century A.D. or
at any rate not later; this dating is confirmed, in a letter, by Professor E. G.
Turner). Thus we can take this coincidence as valuable evidence for Proclus’
practice of using older commentaries in writing his own.!
More importantly the connexion which the Theaetetus commentator wishes
to establish between musical work and work on irrational numbers leads to
other interesting reflections: the coincidence of Pythagorean interest in irrational numbers and in scale formation was certainly not accidental. It is, for
instance, easy to show that a first attempt at a mathematical description of
the exact mid-point of the scale would result in the discovery of the irrationality
of the square root of 2. For if the ratio of the octave is 2:1, then the mid-point,
the geometric mean between 2 and 1, would be 4/2. And it would soon be
discovered that no matter what lengths are originally ascribed to the two chords
1 It is well known that Greek commentators were in the habit of literally repeating
the views of their predecessors when they
agreed with them. See, e.g., L. MinioPaluello in 7.4.5. Ixxvii (1957), 100.
Pagina 17
Bekijk in PDF(opent in een nieuw venster)producing the octave! there are no numbers which could express the ratio of,
say, lower C:mid-scale = mid-scale: upper C. Thus musical theory, as much
as geometry, may have led to the discovery of the irrationality of 4/2. But
whether this was in fact so is not really important: the musical consideration
would at any rate have provided confirmation of the geometrical and arithmetical considerations that had dealt such a shattering blow to the edifice of
Pythagorean metaphysics.
But here a comforting thought may have occurred to the Pythagorean: true,
the exact mid-point of the scale, or, for that matter, the exact semitone between
the two extremes of a full tone interval, cannot be described mathematically
in rational numerical expressions. But then there does not seem to be any need
for such description. For in the natural scale the exact semitone and the exact
mid-point of the scale simply do not occur. And not only do they not occur
but if we introduced them that would at once destroy the basis of our scale
formation. (For instance, if F were an exact semitone above E, the ratio
C:F = 4:3 would disappear.) Thus the Pythagorean may have comforted
himself by the thought that nature, in informing our ear, has shunned the
irrational.
University of Glasgow
1 The numerical ratios of the Octave, the
Fourth, the Fifth, and the full tone, i.e. the
difference between the Fourth and the Fifth,
were, of course known very early as being
respectively 2:1; 4:3; 3:2; 9:8. The last
ratio is obtained simply by taking the length
of the chord producing the fundamental note
A. WASSERSTEIN
as 12; the octave will then be 6, the Fourth
g, the Fifth 8, and the ratio of the Fourth to
the Fifth, 9:8; this was then defined as the
typical full tone. (See on this also Aristides
Quintil. iii. 113 Meibom; Nicom. Harm. i.
12 Meibom; Theon Smyrn. p. 66 H.; Ptol.
Harm. i. 5.)