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Pagina 1
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PYTHAGOREAN NUMBER THEORY AND ITS IMPLICATIONS
FOR PSYCHOLOGY’
GARDNER MURPHY
Menninger Foundation, Topeka, Kansas “DI. (3%) M23-4N CS
HEN Lois and I had
the delightful
course by Ruth Benedict at Columbia
entitled
“The Religions of Preliterate
their discoveries. They taught a wide variety of
things that puzzle you and me. The basic thing
about them for the history of science is that they
Peoples,” we learned the following from the phidiscovered the role of number in that vast enterlosophy of the Dakotahs:
prise which we call science; together with the
atomists on the one hand and the Platonists on the
other, they defined the basis for an ordered cosmic
structure, an ordered structure of human individu-
As the units of time are four, the day, the night, the month
and the year, and as the seasons of man’s life are four,
infancy, childhood, adulthood and old age, and as
the
fingers are four, and the toes are four, anil the sum of the
ality, and a social order.
thumbs and big toes is four (!)....
We may make many mistakes as to what they
taught, but this is of secondary importance. The
main thrust of what they taught is very plain, and
the danger is not that we falsely attribute this or
We decided we were encountering a number-obsessed people.
Perhaps we ourselves are another
number-obsessed people.
I thought I would explore
It
that to them, but that we go wrong in our own
may be worth while to understand their role in our
contemporary thinking about what numbers are;
this question.
Numbers are vital to our life.
how they can be used; where they hold a pricethinking.
It is not my intention to regale you, like Major
less key to reality; and where they lead us off into
General Stanley, with “many cheerful facts about
a solipsistic world in which the manipulation of
Rather, I hope to
numbers bends back upon itself in a self-contained
direct your attention to the “golden numbers” of
world of fantasy, remote from that numbered world
arithmetic and geometry, inclining to the view that
“God made the whole numbers, man everything
which it is our scientific task to perceive and to use.
else.”
to the mathematical specialist.
the square on the hypotenuse.”
T shall ask you to accept from me a few
little signposts planted by Egyptians in the earth
Absolutely nothing that T shall say will be new
But there is enough,
I believe, of direct importance for psychologists in
to mark distances; a few little numbers that make
the rich Pythagorean tradition to be worth our
for Mendeleev the all-or-none difference between
spending an hour with it, and it is only in these
one traditional atum and another; a few little odd
terms that IT ask for your attention.
facts about
black-body
radiations
that
give
us
HerACLITUS, DEMOCRITUS, AND PYTHAGORAS
Planck’s world of the quantum and discontinuity;
a few little reminders that we must, in two pro-
There are three great personalities from prefound meanings of the term, find “safety in num-
Socratic philosophy to whom T would invite your
bers”; and a few unanswerable questions, | believe,
attention:
as to where number cathexis carries us from the
said that we never step twice into the same river,
soundest reality testing to the wildest extravaganza
and the man who, in the expanding trade between
of irrationality.
(a) There is Heraclitus, the man who
Greeks and Mesopotamians, reminded us that all
Not much is known about Pythagoras, nor about
any of his immediate followers.
They shared the
fascination and the excitement of those who made
things can be changed into gold, or into fire, and
hack again.
all
He taught that strife is the father of
things, and above all, that all things flow.
discoveries that transcend the world of ordinary
(b) There was the atomist, Democritus, who concommunication, and maintained the secret fraternity
ceived the world to be made of minute moving
of their silence through the whole great period of
particles, some larger, some smaller, some constitut-
! Presidential Address presented
to Division 24
at
the
mecting of the American Psychological Association, New
York, September 1966,
423
ing what we call our bodies, some what we call our
minds,
He laid the foundation
material atomism.
for all modern
(c) There was Pythagoras, of
Pagina 2
Bekijk in PDF(opent in een nieuw venster)AMERICAN PsyCHOLOGIST
the Island of Samos, who fled a local despot and
This idea of the sacredness of number was, of
set up his school in Croton in the south of Ttaly
course, enormously accentuated with the discovery
about 530 B.c.
of the amazing fact that the right triangle, familiar
His school was a
fraternity, or
secret society, lost in the immensities of number
from Egyptian measurements of the Jand, was so
and of measurement, and like many Greek schools,
invested with nature’s universal harmonies that the
concerned both with cosmic and with human probsquare of the hypotenuse ‘was exactly equal to the
lems; both with epistemology and with aesthetics
sum of the squares on the other two sides; not
and ethics.
somewhere near it, not by an approximation to a
He taught that quantity, and specifically, number, was the key to all reality, and it is
1% error, not probabalistically, or in terms of
for this that we revere him.
averages, but literally, absolutely, eternally, and
indisputably, as a necessary numerical relationship.
Many a Greek temple showed likewise a subtle
MATHEMATICS AND BEAUTY
Two great discoveries heralded the arrival of
Pythagorean number theory: (a) in tuning the lyre
it was discovered that there is a certain unity or
blending of tone when one string is twice as long
as another, the octave; that there is a good, acceptable, sweet chord when the ratio of length is
three to two, and again that good chords are produced by relations such as four to three. Using
four strings, it was found that the combinations
one to two, three to twa, and four to three were
especially delicious to the lover of tone. (+) There
was something about simple numbers that gave
beauty.
More complex numerical relationships appeared when the lyre was not quite properly tuned,
and the relation was something like fifteen to eight.
These. when simultaneously struck, gave a discord.
There was thus a direct relationship between arithmetical simplicity on the one hand, and heauty on
the other hand.
It was not far from this to a doctrine of harmony in nature, for example, in the
courses of the stars or the rhythms and ordered time
relations of pageantry and the dance, and the hasic
physiological rhythms of life.
You will notice that in this conception of order
there is a preoccupation and fascination with whole
numbers,
Of course, the mystic three, the mystic
four, the mystic seven, are virtually universal human
concerns.
There
is
luck
in
odd
numbers,
specifically three and seven; and bad luck in thirteen, etc., according to the culture.
This feeling
that numbers are almost persons, almost benign
and malignant entities in nature adds to the emotional investment or cathexis in the number system
as a whole.
A child is early aware that he has two
hands, two eyes, etc.
He must “count out”: he
must reestablish rhythm after falling or sobbing
getting lost
of life.
in
his own little diadic
or
patty-cake
and marvelous concern with the manipulation of
arithmetical
relations between columns, capitals,
the interspaces between columns, and the relations
of lengths and widths appreciated by the heautyloving eye Jong before they are discovered by the
individual
to be based upon numerical
realities.
In other words, the world of geometry speaks to us
in the same Janguage as the world of the musician’s
Iyre, and hoth speak in terms of the basic numerical
relationships of the body.
Music and the time arts,
geometry and the space arts, gave the Pythagoreans
boldness to speculate that order, rhythm, balance,
numerical simplicity are likewise the clue to the
ordering
of
human
affairs
through
systems
of
morals, politics, and law.
Another celebrated discovery of the Pythagoreans
related to the interdependence of the integers which
add up to ten.
Tmagine the front elevation of a
traditional pile of cannon halls with 1 at the top,
2 in the line helow, 3 below that, and 4 at the base.
The total is 10; 10 contains in rational order the
first four cardinal numbers.
But the form of the
two-dimensional figure, if properly ordered, is an
equilateral triangle, so that the 3 enters into the
company of the 10 in an especially intimate way.
Tf you think that “this way madness lies,” I will
not dispute you.
J learned once from a numerologist in New Haven why the prevailing color on the
face of the earth is green.
Count out from the
sun: the sun is one; Mercury, two; Venus, three;
the earth, four. Now count the colors of the rainhow: red is one; orange, two; yellow, three; and
green, four. Does it not follow that in the kingdom
of the number four the earth must be green? Or
does it? Tf it is not self-evident to you, you are
lacking in that fine flavor of number mysticism
which stretches all the way from the greatest mathematical genius to the schizoid confusion of symbols
with the things symbolized.
Pagina 3
Bekijk in PDF(opent in een nieuw venster)But this is not the only kind of passion with
which the lovers of number are tortured. Deep in
our culture is the belief that numbers have distinctive qualities, like people: the clean, square four,
and the ragged, cruel, unfortunate thirteen. They
have family resemblances and tribal affinities, Indeed, who can quite say that they have not? In
anthropology we encounter the moieties, and the
people who live on one or the other side of the
river; and in the number world we have the odds
and the evens, the prime numbers and those that
can be factored, and countless other categories.
These qualities often lead to their being loved and
hated, sought and avoided.
reality.
Mathematicians, with their theories of the
things with
group, have done many wonderful
boxes of sixes.
Now as we go on, we realize another
enormously mysterious and mystifying number—
the seven, which is a six plus a one, a four plus a
three, and you know intuitively why there had to
be seven heavenly bodies to constitute the harmony
of the spheres, seven wonders of the ancient world,
seven candles in the mystic candelabra. Seven is
a lucky number. More than that, it is a number
fundamental in that kind of human constructiveness which gives symmetry and asymmetry their
equal power.
Another challenging relation of two
and three appears in the eight, which is a two to
the third power; and the sublime rhythm which
represents the number of the muses, the three times
Tue “PERSONALITIES” OF NUMBERS
Let me see if I can persuade you that there are,
in our tradition, easily recognizable and very intense feelings about the qualities and the importance
of the individual integers. Take them, then, from
I to 10.
One is, of course, the center and ruot of
all numerical thinking.
There is no number at all
if the one is itself uncertain.
“One is one and all
alone and evermore shall be so.” Two represents
the fundamental duality—the male and the female,
the Yang and the Yin, the odd and the even--as
bases of the eternal polarities based on opposition
or directionality.
Three is the great tripod, the
universal
in
system
which
simple opposition
is
transcended—the father, the mother, and the child;
the trinity of body, mind, and spirit; Osiris, Isis,
and Horus; of course, three is lucky; “third time
never fails.”
The four is a pair of pairs; the consummation of
the polarities, north, south, east, west.
Five is a
hand, a fist full of fingers, the combination of the
polarity and the mystic triad so structured in its
“fearful symmetry” that it appears in evolution as
the five-toed form from which endless diversification
has appeared in feet, paws, and hands. There are
countless creatures to whom this supple and majestic
symmetry is essential for balance, for locomotion,
and for grasping.
How much is biology, how much
culture; how much the inscrutable “fiveness” of
elementary symmetry? Six is another kind of two
and three—not a simple summation, but a multiplication which appears in the hexagonal cell of the
insects’ constructions, and appears in the perfect
cube, because there are really three dimensions, and
there really are six basic faces of the simplest
three, the nine.
You have only now to put your two hands together and find suddenly the root of all Western
numerical construction, the decimal or digital system.
As Frank Lorimer says, a decade is a “two
hands of years, and a century is a two hands of two
hands of years.”
Alone in its oddity stands 11,
claiming its arch intimacy with the 10 on the one
side and the tremendous 12 on the other; the 12,
with its facets of 2 and 3, its divisibility into all
the fundamental forces we have tried to describe.
When this magnificence has been exhausted, is there
anything strange about the threatening quality of
the lonely, residual 13?
It negates the supreme
12, and in utter Satanism, rejects the sublime unity
of the number ritual which all the foregoing have
laid down.
1 will not hold you longer on this point, but ask
you to play this game in your own way, remembering the sacredness of the “score,” the diabolism of
“40 stripes save 1,” the 70 years which define the
span of man’s life, the 144,000 of the majestic vision of the Revelation, and so on, to your heart’s
content.
1 read from the Family Section of Grit
for July 3, 1966:
No. 40 Plays Unusual Role
The number 40 has played a role of great importance in
world history.
Jesus fasted 40 days.
Moses spent 40 days and 40
nights on Mount Sinai at the time he got the Ten Commandments . ..
A quarantine extends to 40 days. In old English law,
the privilege of sanctuary was for 40 days... .”
From the sublime to the ridiculous: I myself discovered, at the age of 5, a basic numerical
clue to
Pagina 4
Bekijk in PDF(opent in een nieuw venster)to physical but to aesthetic and ideal order. Naturally, this led to mystical applications which
neither the Pythagoreans nor the Platonists
shunned. It is not, however, with these mystical
applications that we are here concerned, except insofar as we must note that preoccupations with
numbers and attribution of vast importance to them
in the basic cosmic and human meanings was inevitably associated with the conception of cognitive
human personality: I discovered that there were
odd-numbered people—generous, friendly, free-roving, simple, direct, earthy, lovable people; and that
there were even-numbered people—restrained, orderly, correct, demanding, and ultimately inscrutable people. The odd-ball, minority-group kinds of
people with Irish names like myself were comfortable in their oddness. Most of the Anglo-Saxons
who lived in the little Massachusetts town which
drives as superior to the simpler physical or physiological drives, and to the idea, especially associated
with Plato, that man is most completely man when
he thinks in terms of generalizations and abstractions representing a pure, cognitive attachment to
the known or knowable world, man being driven on
by an orderly nature of the knowing process syntonic with—we might almost say isomorphic with
---the ordered nature of the world which he hopes
was my home were even-numbered in every respect
—in their politics, their religion, their philosophy of
life, the way they said “good morning,” and the
way they called in the dog.
Think back,
Did you
not also make a great discovery about numbers
and people?
And when you took statistics, did
you really find all numbers equal, or seme “more
equal than others?”
NuMBERS IN WESTERN J1ttLosopHy
to know.
GALILEO
Aristotle, of course, had the theory of the golden
mean.
He was speaking a language already somel'ythagorean number theory was kept alive in the
West largely through Plato’s Timaeus. The historian and the philosopher are concerned to know
what familiar to his fourth-century audience who
flourished long after the time of the Pythagoreans.
But Aristotle had virtually no interest in mathehow it fared in the great Catholic system of St.
Thomas Aquinas and his intellectual descendants in
northern Italy at the time of the Renaissance. One
of the questions which the scholars, acting as
matics; virtually no understanding of the Pythagorean vision.
Despite his brilliant derivation of
an ethical system from the theory of the golden
mean, he left the main course of Greek thought to
develop number theory in other directions,
Platonists,
however,
through
the
subjects in the celebrated Wiirzburg experiments,
‘The
were
extraordinary
mathematical cosmogony of the Timarus saw the
Plato indeed made a journey to the Pythagorean
the
gate
of
the
Academy
the
inscription
was
written: “Only Mathematicians Enter Here,” and
in one of his wisest intellectual bouts with an
especially alert questioner, Socrates himself is reported to have said: “They err not only with respect to lack of knowledge in general, but in particular with respect to that kind of knowledge
which is called measuring.”
If we think of Socrates and Plato as drawing
away from crass mathematical atomism and the
early forms of a hard-boiled physicalist scientific
naturalism we wholly miss the boat, and founder
helplessly in a sea of confusion.
For the whole
in
to
reflect
about
and
answer, was
the
words:
“Was
the
Pythagorean
theorem known to the Middle Ages?”
implications for man’s moral and ideal fulfillment.
establishment in southern Italy, and came hack a
man broadened in terms of his mathematics. Over
asked
couched
The most
important question for us is whether it was known
‘
when
modern science took
shape.
Part
of
the
answer lies in the fact that at the University of
Padua in northern Italy mathematics was flourishing in Renaissance times, and the great Galileo
Galilei was Professor of Mathematics at Padua.
So sure was he of the soundness of a mathematical
approach to reality that he apparently belittled his
own experiments as being necessary only for beginners who did
nature’s laws.
not see the inner necessity of
You will recall that Kurt Lewin
opposed an Aristotelian to a Galilean principle in
the sense that the latter looks for laws having “exceptionless validity,” that is, the necessity of mathematical logic.
This does not cover all the historical facts; for Galileo, hearing of a telescope in
the
Netherlands,
pushed
telescopic
observation
point, from the Greek outlook, was to find the
about Jupiter’s moons and other objects to a point
value of numbers as guides to order, and not only
where it
intrigued and shocked the classicists of
Pagina 5
Bekijk in PDF(opent in een nieuw venster)PYTHAGOREAN NUMBER THEORY
his day. He and his pupil, Torricelli, exchanged
messages with lanterns to see whether the speed of
light was actually infinite, and as Conant has reminded us, he speculated on the failure of hand
ceive of “celestial mechanics,” and of a “system of
pumps which had to draw water more than about
25 feet, looking for empirical considerations (mistakenly as it happened) in the tendency of the
column of water to break of its own weight. It is
lum, created an
the world.”
The physician, David Hartley, having
reference to Newton’s Laws of the Pendulum, which
in turn went back to Galileo’s Laws of the Pendu“association psychology” based
squarely upon the elementary mathematics of the
sine wave incorporated in
the functions of the
“white medullary substance of the brain.”
true that he had earlier begun his mathematical investigations by watching the swinging of a lamp in
the cathedral at Pisa, and that his approach to the
laws of the falling body is a clean-cut instance of
an empirical determination of something which
followed of necessity from the mathematics of the
relations of velocity to acceleration, a straight question of arithmetic and geometry.
married
empiricism
to
Galileo, in short,
mathematical
deduction.
But so had Pythagoras; so had the great astronomers of Egypt.
Mathematics was a tool which
operated when continually fed with good raw material. It is possible, but likewise it is idle, to say
that the development of science could have been
carried through without benefit of Pythagoras. The
empirical fact stands clear: Pythagorean thinking
was of the very essence of the applied mathematics
which we find in the history of science.
It was hecause number theory and its application to arithmetic and geometry was clear and exciting that
empirical observations took the shape which we call
science.
Historians of psychology have nat forgotten that
as Galileo’s thought was causing an electrical storm
in Western Europe, Descartes invented analytical
geometry; that amazing science which showed that
an orderly equation derived from the study of conic
sections will lay out for you upon a plane the
exquisite three-petal and four-petal roses which are
inherent in the bare abstractions of an equation.
Certainly nothing could more dramatically satisfy
the triumphant Pythagorean prediction
that the
world of beauty, the beauty of music, of architecture, and indeed of the very structure and symmetry
of human thought, lies in the ordered relations of
the numbers themselves.
Newton carried the torch
further, and with the impact of his thinking the
eighteenth century became the intellectualist century, or the century of the enlightenment.
Voltaire,
HERBART
But it was Herbart who saw the radical implications.
It was he who conceived of elementary concepts, or psychic atoms, pushing upon one another
like the molecules in a gas; he saw them colliding
and interfering with each other’s movements, and
under other conditions coalescing or structuring
themselves into larger wholes.
He saw the mind
as a dynamic system of energies running an ordered course; he saw the difference between the
ideas at a conscious level upon which we can make
direct
observations,
and
those
below
threshold
which act, in the darkness of unconsciousness, exactly as if they were in the light of consciousness.
He saw how the phenomena of conflict, and likewise the phenomena of assimilation, integration, and
the apperception mass realize, in an ordered and
predictable way, the structural potentialities from
which dynamic potentialities must emerge.
All this
he did, of course, with the aid of a well-defined
conception of energies, and with the benefit of the
new differential and integral calculus which came
from Newton and from Leibnitz. A giant, indeed,
he was, with but few equals in either ancient or
modern times—who saw the necessity of formal assumptions about elements, their relations, their
energies, their dynamic interdependence, their capacities for synthesis. He went on, in a life of
intense usefulness, to build educational institutions
to make more rational the ordered acquisition of
facts and ideas in the mind of the child. It was to
a large degree from Herbart that Fechner derived
his conception of the threshold, and the rich system
of psychophysical method and psychological measurement which dominated experimental psychology
in its opening decades.
systematic
that a
It was from this kind of a
experimental
quantitative psychology
psychology of individual differences was
armed with mathematics in one hand and scepticism
built.
in the other, gave us the ordered, but essentially
Indeed. in his presidential address to the American Psychological Association in 1956, Cronbach
nonhuman universe in which Laplace could con-
Pagina 6
Bekijk in PDF(opent in een nieuw venster)showed the massive place of quantitative method
in the whole structure of modern psychology.
Cronbach’s analysis implied that systematic quantitative thinking was even more of the basic substance or essence of modern psychology than was
experimental or other inductive methodology. As
the slogan of the Psychometric Society expresses it,
the trend and aim of scientific psychology is to
create a “quantitative rational science,” and of
course, the realization of this whole trend in our
own day lies in the preoccupation with the construction of mathematical models.
NUMBER IN MODERN PsycHoLocY
No form of psychology can escape this mathematical thrust. We may think of it as the very
essence of the modern quest for truth, almost as
Plato did; or we may think of it as a force which,
hand in hand with materialist atomism and mechanism, debases our ideal and distorts our vision.
But normative judgments’of these types da not
seem to impede too greatly the spread of mathematics which is so deeply ingrained in our modern
way of thinking. Indeed Freud, whose thinking is
as radically qualitative as any you could devise.
made more and more of the economic principle with
its quantitative approach to the resolution af conflict, and his invention of the polarities and of systems of three’s may well represent the same cathexis
upon numbers, the same love of abstract quantitative relationships, which is the very essence of
Pythagoreanism.
Gestalt psychology began protesting against
atomism and mechanism, yet found very early in
Köhler’s doctrine of the physical gestalt, the tendency of organismic operations to take the simplest
mathematical form, leading on to the generalization
of the principles of prignanz and the law of closure,
which tell us why, in a complex and heterogeneous
field, the relatively simple, ordered, symmetrical,
rhythmic, or structured will tend to press its way in,
and to press out the components of randomness,
confusion, or noise, which have the same stimulus
intensity, but are doomed to vastly less effective
roles in biological and psychological life. The
mathematical obsession, or aspiration—however you
view it—has seeped and percolated, pressed forward and invaded everything in psychology. Laws,
however stated, soon became quantitative laws; as
in Thorndike's dictum: “Whatever exists must
exist in some quantity, and therefore can be
measured.”
In Heinz Werner’s magnificent developmental
system, at first the global or undifferentiated world
is not ready for number; at the second level it is
a world of identifiable and measurable components;
at the third level these components find articulate
and structured relations, one with another, and we
have the quantitative, the quasi-geometrical system which universal science would expect. We look
everywhere now for isomorphism between physical,
physiological, and psychological realities, assuring
ourselves—-possibly correctly, though we do not
know for sure—that number and number systems
apply equally to the object, to the subject, to the
cosmos, and to the person, to the infinitely large
and to the infinitely small.
I have moved ahead rapidly in praise of the
Pythagoreans because I believe that we seldom realize the enormous dependence upon them which is
characteristic of our work as psychologists, and the
enormous strength of the preoccupation with numbers which feed in, together with a reality principle, to make psychology one special kind of
number system. T would simply ask, as objectively
as I know how, and without knowing the answer:
“Are we overinvested in number?” There is not
the slightest doubt that number theory and number
preoccupation helps us towards the discovery of
many kinds of reality. There is likewise no doubt
that number leads into various types of mysticism
which become so fascinating, so enriching, and so
sustaining that one finds it difficult indeed to come
back to the world of plain things and the immediate world to be dealt with. Number mysticism
makes us believe that symmetry, order, rhythm
have direct predictive power as to what will be
actually observed. Jt has often Jed us astray.
The colossal achievement of Fechner, for example,
produced a colossal scientific and a colossal mystical
output. Several decades of cautious inductive work
have shown the great limitations in time and place
upon Fechner’s generalizations.
DISCONTINUITY
But I have another grave question to put regarding the adequacy of the formulation which I have
used. I have not distinguished between number
theory as such and quantitative theory in general.
Of course, all of us recognize and use all the time
Pagina 7
Bekijk in PDF(opent in een nieuw venster)PYTHAGOREAN NUMBER THEORY
the principles of continuity and discontinuity. We
know that people, for example, come in whole numbers, and we laugh when the statistician tells us
that there are 2.3 children in the average family,
or that you have a certain fractional chance of
dying of cancer. The very nature of the mathematical operations, however, which have followed
from the practical art of measurement, and likewise
from the beautiful methods of Newton and his followers, have represented the real as continuous and
continuity as the only modality of a true science.
We teach our pupils about continuities, linear relawon the Warren Prize for demonstrating the quantal
basis of pitch.
As Mary Shirley showed, growth is
a matter of “saltatory” chunks, unit spurts, behind
the maturation process.
Affectivity, fears, rages,
and other dynamic processes come in quantum
terms when first excited, and it may well be that
the affective life really comes in psychdphysiological
integer units too.
There are, in personality structure and in the social order, stupid stubborn lines
which say: “Thou shalt not cross.”
In fact, everywhere in society there are discontinuities so enormous that you can wonder, when you look at them,
tionships, normal curves, Nature may hate a
vacuum, but not more intensely than we hate the
how a speaker could have taken two-thirds of his
gaps which would appear from discontinuous dis-
The heart of the difficulty appears to lie in mistime assuming the universality of continuities.
tributions, or in particular from true quantum
understanding the process of abstracting.
principles. The profound revolution in physics,
coming from Max Planck’s discovery of a constant
“h” in black-body radiation, which has served as a
prototype for unit thinking, whole number thinking
in so much of modern physics, has almost completely passed psychology by. We have, in our
devotion to the mathematics of the continuum, forgotten—or almost forgotten—the Pythagoreans’
numbers
adoring attitude toward whole numbers. We have
forgotten that nature—that is, the siderial universe, and our own Mother Earth—and life, insensory reality; one step towards some other kind
cluding amoeba and man, that psychology—including perception, memory, emotion, and thought
—often come in chunks. Very often when properly
observed, these identifiable chunks are discontinuous from other chunks. Some of these chunks
happen to be called whole individuals, and we have
idiographic as well as nomothetic methods to employ. But there are many discontinuities also
within the individual, many potential “split brain
monkeys” lurking within our own inner selves and
sometimes becoming painfully manifest.
The quantum principle, dating from the year
1900, may manifest itself in large units, or in small.
Planck’s discovery appears to indicate that action
comes in unit packages, as we might expect from
the new electron theory which just preceded it. 1
do not believe we have yet fully grasped the importance of this principle in behavior study, or in
the analysis of our immediate awareness. The allor-nothing law in neurophysiology and the related
all-or-nothing law which applies to rods, cones, and
receptors generally, gives discrete psychophysiological units which are concealed behind the misleading appearance of continuity. S. S. Stevens
are
an
abstraction.
The
Whole
“threeness”
which is present in three apples and three pears is
not apprehended at the lowest sensory level, but at
the level of cognition.
If, by using the word real
we mean that you can operate rationally, construct
systems, and make predictions on the basis of whole
numbers thus abstracted, the numbers are certainly
real.
They are, of course, one step away from
of reality.
If you speak of the square root of
three, you are carrying out a further abstraction:
You are asking what can happen
if
two equal
quantities multiplied by one another give three;
then you can perfectly well go on to emphasize
that the square roots of negative numbers—which
involve a still further abstracting process—can be
multiplied by one another and come back giving
the less puzzling reality of a whole negative number.
There may be abstractions upon abstractions,
and
the abstracting process can
itself be real.
Sometimes after many such abstractions we come
back and stub our toes upon simple sensory realities
which have been predicted through these abstractions.
I am not inveighing against the abstractions as unreal, or the process of manipulating them
as scientifically unsound.
On the contrary, I am
endeavoring to justify higher-order abstractions by
the same process of legitimization which applies to
simpler, lower-order abstractions.
But there is always, in science, a further empirical test.
If you come back from a simple factoring job with two answers, one of which is the
square root of a positive number, and the other of
which is the square root of a negative number, you
have every reason to say that the intellect must
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choose one as a real answer to your problem and
very much greater danger that we look for higherreject the other.
order abstractions relating to numbers rather than
In exactly the same way if the
real examination of evidence shows discontinuity
respecting empirical stepwise or quantum numerical
as one possibility, and continuity as another, it is
realities with which nature is shot through.
an empirical question which one will fit the facts.
only
I am raising the question whether we are aware of
this in contemporary psychology.
We have a
strong tendency to believe that continuities are in
some sense real, that linear relations and normal
distributions, multiple-factor analysis, and most of
the machinery of calculation, and inherently the
normalization, the linearization, the adjustment of
data through the use of inverse squares, and of
logarithmic restatement of bizarre distribution
forms, are all carried out in the name of intelligibility, and ultimately in the name of truth.
The result is, of course, that we force data sometimes slightly, but sometimes profoundly, into
channels which are conceived to make them more
real, but can only'in fact make them less real in
the sense of confronting nature as she is.
My
statistical friends frequently remind me that the
fundamental methods of dealing with discontinuous
data in the biological sciences are very primitive
and grossly incomplete. ‘The result is that we forget the quantum principle which Schrüdinger emphasizes in his definition of life and of evolution;
we turn away from the discontinuities and the pure
numbers, the step functions, or jump processes with
which nature is so full—so full indeed that the
theory of the electron, the theory of the cell, the
the empirical
use
of
Pythagorean
It is
number
theory, only the investigation of the tough problem
whether nature is working in terms of units or
continua, that can save us from the pitfalls inherent
in
the
assumptions
of
modern
psychology.
Fifty years ago psychology unwittingly turned at
the crossroads in the direction of continuity theory,
but the issue is not really closed and if wrong
decisions have been made they can be reconsidered.
Over and above the general cathexis upon numhers and ways of manipulating them, psychology is,
of course, shot through with preference for specific
numbers.
A ? value, for example, at a significance
level of .05 is significant, but at .06 is not significant,
I
fingers.
Here we have misplaced the discontinuity,
suppose because few of us have six
that is, where there is a real continuity we have
made a gulf between the .05 and the .06, or indeed
for certain problems, the .01 rather than the .02.
When 1 was a graduate student at Columbia, a
critical ratio had Lo be three and a doctor’s dissertation had to report a nonsignificant difference
between two means if the critical ratio was only 2.7.
There had to be 30 subjects to make possible the
use of a Pearson correlation coefficient.
Despite
the nonlinearities with which nature is so replete,
we may not use the assumptions about eta or nontheory of the individual, would all be utterly conlinear relations unless we have really massive evifused if we insisted upon continuities. What we
have done, in the light of mathematics since the
seventeenth century, is to defy the fundamental
dence against Jinearity.
ft would, of course, take us further into metaphysics to ask whether there is more than our own
sense in Pythagorean number theory and to rely alhuman ways of thinking that produces this unimost wholly upon those higher-order abstractions
which make use of continuities, linearities, and
“normalities” which nature so often contradicts. It
versality of mathematical
is not the mathematics that is intellectually crippling, nor can mathematics ever take the side of
one metaphysical proposition against another; but
the use of mathematics can become blind, as can
any tool revealed by the sociology of knowledge.
laws
to
be
found
in
science— -whether, in short, the world is, in reality,
ordered mathematically.
Jf you are as much of
a Pythagorean as J am, you have to believe that
it is; hut if you are as critical as you ought to be,
you have to balk.
Neither science nor metaphysics
is ready to say anything final on this issue.
There is, however, one profound question from
the time of the Pythagoreans, and very much alive
MODERN “NUMBER Mysticism”
today, which we do have to attempt briefly to
answer in conclusion.
My task has been to suggest our enormous emotional investment or cathexis in numbers; not
just the danger of looking for discontinuities and
quantum principles when they do not exist, but the
This is the question of the
isomorphism, the ultimate unity of the rhythms and
symmetries, the quantitative laws of our life, and
the rhythms and symmetries of stars and oceans,
cells and electrical particles which emerge from
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scientific study. Research in the biology and psythis be mystical, make the most of it.
chology of the last few decades has shown a
materialistic, make the most of it.
rich
If it be
This is not the
abundance of quantitatively known behavior principles, principles of perception, memory, and
first time in history that the mystical and the
thought which make up, as I said, a fair part of
cover of a very broad groping generalization.
modern psychology.
ideas are fascinating, but, of course, likewise dan-
As in the case of Fechner’s
materialistic have both been suspected under the
Such
“outer psychophysics” and “inner psychophysics,”
gerous.
and as in the case of Köhler’s physical Gestalten,
their secret society was dangerous.
Pythagoreans had to flee despots because
But my point
the laws which describe the within also describe
is that they really were dangerous.
There is no
the without.
deity that we worship more abjectly today than
number theory in its two-theory form, the quantum
JsoMORPHISM
and the continuity form.
It is not simply a question of one system of
It is a question, apparently, of their being one and the same. Isorealities fitting another.
morphism or identity of form forces us to the
recognition that the same reality of adaptation, or
learning, or forgetting, or generalization, or whatever it is, appears in different levels of observation
because it is simply the same reality which is refracted through different media.
‘That the curve
of forgetting looks like the curve of declining gas
pressure as more and more clements are lost is not
It would be wise to
know at which shrine we are worshipping in each
of our scientific endeavors, and to know, in the
last analysis, what we think of the strange prophetic
figure who defined both these deities, and apparently
worshipped them both.
I should like to conclude
with a quotation from one of the great biologists
of this century, D’Arcy Thompson (1952):
A “principle of discontinuity,” then, is inherent in all
our classifications, whether mathematical, physical or biological;
and
the
infinitude
of
possible
forms,
always
limited, may be further reduced and discontinuity further
revealed by imposing conditions—as, for example, that our
an odd coincidence, but a statement that parabolic
declines of this sort are a mathematical necessity
as the physicists say.
for particles free from outside interference.
families of crystals, Dalton's atomic law, the chemical ele-
James
Miller and his collaborators have been undertaking,
with some success, to show that the same basic
laws apply at different levels in nature, and as in
Herbert Spencer's and Heinz Werner’s broad evolutionary schemes, we may say that the mathematical
order is the same in all these different contexts for
the simple reason that there are cosmic universals
relating to observable realities in general, and to the
mathematics of their change in time. T’sychology
will thus become isomorphic with physiology, with
psychoanalysis, with linguistic and moral change
and development insofar as there are observables
subject to the same possibilities of measurement. If
parameters must be whole numbers, or proceed by quanta,
ments
tinuitv.
themselves,
all
The lines of the spectrum, the six
illustrate
this
principle
of
discon-
In short, nature proceeds from one type to another among organic as well as inorganic forms; and these
types vary according
to
their own parameters, and are
defined by physico-mathematical conditions of possibility.
In natural history Cuvier's “types” may not be perfectly
chosen nor numerous enough, but fypes they are; and to
seck for stepping-stones across the gaps between is to seek
in vain, for ever [p. 1094].
REFERENCE
No. 40 plays unusual role.
Grit. (Family section)
1966,
July 3, 26.
Tuompson, D’A. W.
ed.)
On growth and form.
Cambridge: Harvard University Press, 1952.