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Pagina 1
Bekijk in PDF(opent in een nieuw venster)Pythagorean Pipe Dreams? Vincenzo Galilei, Marin Mersenne,
and the Pneumatic Mysteries of the Pipe Organ
Brandon Konoval
Perspectives on Science, Volume 26, Number 1, January-February 2018, pp.
1-51 (Article)
Published by The MIT Press
For additional information about this article
https://muse.jhu.edu/article/686155
Access provided at 27 Sep 2019 13:22 GMT from Leiden University / LUMC
Pagina 2
Bekijk in PDF(opent in een nieuw venster)Dreams? Vincenzo Galilei,
Marin Mersenne, and the
Pneumatic Mysteries of
the Pipe Organ
Brandon Konoval
The University of British Columbia
The pipe organ presented early modern science with a pneumatic black box
of suggestive dimensions: while producing musical pitches and intervals
that corresponded with those of an acoustic device like the monochord, pipe
dimensions approached, but yet confounded clear association with the
behavior of strings. Nevertheless, investigators like Vincenzo Galilei
(c.1520–1591) and Marin Mersenne (1588–1648) continued to rely
conceptually upon the monochord and the traditional ratios associated with
it in their attempts to discipline the complex variables attending the acoustic properties of pipes. Thus, while certain conventions of historiography
associate Vincenzo and Mersenne with a “disenchantment” of Pythagorean
traditions that ostensibly retarded the development of an early modern physicomathematics, their ratios of pipe scaling reveal instead a robust and evolving contribution of Pythagoreanism to mathematical reading of the Book
of Nature.
1. Introduction
Sometime between 1589 and 1591, a momentous discovery was announced
in Florence; or, at least, a discovery thought to be momentous by its promoter: “The true form of the octave is the octuple [ratio 8:1] and not the
My sincere thanks go to the dedicated reviewers and editors of Perspectives on Science for
their thoughtful attention to an extended manuscript. I would also like to thank Ian
Hacking and Carlos Urreiztieta for stimulating and helpful discussion of these matters
in Halifax and Oxford. Finally, I owe a particular debt of gratitude to Stephen Straker
(1942–2004), Ernie Hamm, and Arcadi Konoval for their longstanding support of this
research.
Perspectives on Science 2018, vol. 26, no. 1
© 2018 by The Massachusetts Institute of Technology
doi:10.1162/POSC_a_00266
Pagina 3
Bekijk in PDF(opent in een nieuw venster)duple [2:1]” (Palisca 1989: p. 189; emphasis added).1 Thus taken out of context,
we might be forgiven if we failed either to share the author’s enthusiasm or to
recognize the importance of his finding. But the fact remains that, sadly, nobody
else did either: not only did his contemporaries decline to adopt this dramatic
solution to the problem of the musical consonances,2 but even those who may
take an almost perverse interest at times in the forgotten or the misbegotten—
among others, historians of science—have allowed this singular achievement to
fall deep within the shadows of scholarly neglect. And yet, if left undisturbed in
quiet obscurity, we would miss out on one of the more curious and informative
early modern attempts to read the Book of Nature in the language of mathematics, an attempt that was undertaken by a figure prominently associated with the
origins of opera and the birth of the Baroque: namely, Vincenzo Galilei (c.1520–
1591)—conveniently, the father of that other Galilei, whose Il Saggiatore
(The Assayer [Rome: Mascardi, 1623]) was to provide a particularly memorable mathematical characterization of the ‘great book of the universe.’
Vincenzo has enjoyed some measure of recognition amongst historians of
science in recent decades, particularly with his promotion through the ranks
of notable if under-appreciated figures of early modern science, above all by
the eminent musicologist, Claude V. Palisca, and the influential Galileo
scholar, Stillman Drake (Palisca 1961).3 On their account, as a champion
1. Vincenzo Galilei, “Discourse Concerning the Diapason.” “Octave” derives from the Latin
octavus or “eighth”—that is, forming the interval that encompasses a sequence of eight diatonic
pitches, by which one returns to the same pitch-class (e.g., “C”); “diapason” comes from the
Greek, referring to “through all tones” in the same sense. It should be noted that terms like
octave and diapason are categorically distinct from ratios, as they do not specify any precise
tuning (unlike a frequency ratio of 1:2). Thus, the conventional string length ratio, 2:1, is
not in fact “the octave” or “the perfect octave,” but only “the perfect octave in just intonation”
(the form of tuning which preserves the whole number ratios for consonant intervals, as well as
the dissonant intervals derived from them): this is what Mersenne refers to when using a term
like “diapason tres-iuste” (cf. n. 50, v.i.).
A note on usage: I will reserve double quotation marks for quoted material in its original (if
translated) wording, and when introducing recognized terms of art (like “octave”). I will use single
quotation marks when highlighting a word or phrase to capture the characteristic usage or intentions of a source, but where that precise wording was not used by the original author (for example,
Galileo’s ‘great book of the universe’ to represent “this great book [I speak of the universe]”); or,
conversely, to refer to a conventional usage that has no single source (such as the legend of the ‘harmonious blacksmiths’, who were not described as such by Nicomachus). These distinctions aim to
bring greater transparency to source use in this discussion.
2. That such as solution was indeed known, if not explicitly associated with Vincenzo, is
attested to by Kepler in the Harmonices mundi, as we will see.
3. The foundational, and deeply influential account by Palisca is “Scientific Empiricism in
Musical Thought” (1961); Palisca returned to these themes in several subsequent articles, to be
addressed here when pertinent to the context of discussion. Stillman Drake’s enthusiastic
embrace of Palisca’s vision of the relationship between music and early modern science was
inaugurated with “Renaissance Music and Experimental Science” (Drake 1970).
Pagina 4
Bekijk in PDF(opent in een nieuw venster)of empirical acoustic investigations, Vincenzo confronted hoary Pythagorean
tradition like an early modern Hercules preparing to clean out the Augean
stables: “the new acoustics replaced that elaborate conglomeration of myth,
scholastic dogma, mysticism and numerology that had been the foundation
of the older musical theory,” with that “older musical theory” recognized as
Pythagorean (Palisca 1961, p. 137). And yet, despite his own enthusiasm
for it, Vincenzo’s discovery of the true ratio of the octave—and the corresponding privilege he placed on the number 8—played no role in the feats
recounted by Palisca and Drake.
Although by now several decades old, this account continues to resonate
with more recent commentators, sometimes in bold relief, at other times
in subtler but still telling detail. In Absolute Music And the Construction of
Meaning, for example, Daniel K. L. Chua promotes a corresponding perspective that Chua claims as Weberian: namely, that Vincenzo’s acoustic
investigations somehow ‘disenchanted’ a Pythagorean universe otherwise
metaphysically beholden to simple numerical ratios for consonant intervals
that were derived from the divisions of the monochord, an abuse of mathematical representation that bestowed wholly unempirical powers on simple numbers that simply measured things—whether vibrating lengths of
string, or the weights hung from them to produce variable tensions, or the
dimensions of pitch-producing pipes.4 Thus,
to disenchant the world, modernity had to sever the umbilical link
of the monochord, disconnecting itself from the celestial realms
in order to remove music as an explanation of the world. With its
supernatural aura demystified as natural, and its inaudible, invisible
essences dismissed as non-existent, modern music [sic] became an
autonomous object open to the manipulations of instrumental
reason. (Chua 1999, p. 18)
Chua’s enlistment of Weber for such an account is problematic in several
respects, not least due to the questionable representation of Weber’s music
study, Zur Musiksoziologie,5 as a text concerned with Entzauberung or deenchantment, a term which Weber did not introduce to his writings until
several years later, and which cannot be treated as equivalent to Weber’s
“rationalization”—several varieties of which provide the genealogical
framework for Weber’s music study. Furthermore, Pythagorean theory
and attunement fit within Weber’s account precisely as a departure from
4. “Numbers [are] significant only when applied to certain material relationships in
sounding bodies, but are meaningless as abstractions.”
5. Published posthumously in 1921; translated into English as The Rational and Social
Foundations of Music (1958).
Pagina 5
Bekijk in PDF(opent in een nieuw venster)chant formulas “addressed to magical ends, particularly apotropaic (cult)
and exorcistic (medicinal) ends”: thus, “rationalization proper commences
with the evolution of music into a professional art […] reaching beyond
the limited use of tone formulae for [such] practical purposes, thus awakening purely aesthetic needs” (Weber 1958, pp. 40–2, 2002, pp. 187–88).
If there is a “disenchantment” to be found anywhere in Weber’s music
study, therefore, it is courtesy of Pythagorean rationalization.6 Moreover,
when claiming that Vincenzo “Galilei wanted to ‘demonstrate real things’
[…] in the spirit of Aristotle and not the numerological abstractions of
Pythagorean mysticism” (Chua 1999, p. 18), Chua refers to the same manuscript quoted at the start of this essay, citing passages that contain no references to “Pythagorean mysticism” whatsoever, and to “real things” (“cose reali”)
through which Vincenzo precisely sought to attack the use of number as
formal cause in Aristotle’s Physics, as it had been deployed by Vincenzo’s
polemical target, the music theorist Gioseffo Zarlino (1517–1590).7
Setting aside these scholarly concerns, those who would subscribe to the
Entzauberung envisaged by Chua must understandably downplay that finding of which Vincenzo was so proud, the seeming capstone to a decade of
musical and acoustic investigations: namely, his purportedly empirical discovery that the true harmonic number—or, as he repeatedly characterized
it, the “mother” of all the ratios of the consonances—was the number 8.8
How did Vincenzo come by this novel insight, and on what basis did he
6. Entzauberung, which has become popularly if somewhat confusingly translated into
English as “disenchantment,” was introduced by Weber in 1917 with his lecture, “Wissenschaft
als Beruf ” (“science” or “intellectual work as a vocation”), although he had clearly encountered
the term with a similar critical orientation in Georg Simmel’s 1906 monograph on religion,
which Weber owned and marked up (my thanks to Thomas Kemple for sharing this research
with me). For recent scholarly and interpretive approaches to Weber’s music study itself, see
Darmon 2015; Steege 2012, pp. 241–51; Fend 2010; Molino 2008; and Turley 2001. For
benchmark scholarship, see the classic monograph by Christoph Braun 1992, and the introduction for the Musiksoziologie in the Max Weber Gesamtausgabe prepared by Braun and Ludwig
Finscher (Weber 2004).
7. Cf. Book II, part 3 (194b25), where Aristotle refers to the ratio of the octave, 2:1,
as an example of a formal cause.
8. Scholarship that continues to subscribe to the fundamental account of Palisca and Drake
tends to cite source materials without acknowledging such idiosyncratic details that do not fit
the Vincenzo-as-Empiricist narrative: cf. Moyer 1992, pp. 259–60, 263; Stephenson 1994,
pp. 45; Gozza 2000, pp. 34–5, 60; Chua 1999, pp. 12–22, and 2001; and Heilbron 2010,
pp. 9–11. D. P. Walker (1978) offered an important early corrective to Palisca’s claims, a
balanced critique adopted and extended by Cohen 1984, pp. 82–5. Cohen acknowledges
the problematic nature of the pipe ratios on which Vincenzo’s 8:1 ratio was based (Cohen
2010, pp. 145–46), but straightforwardly contrasts Vincenzo’s claims on behalf of the “octuple”
ratio with purportedly purely empirical results for tension that were no less problematic,
as Mersenne was to demonstrate and as this study will further examine.
Pagina 6
Bekijk in PDF(opent in een nieuw venster)believe others ought to recognize its validity? Far from an umbilical link in
which the progress of music theory and musical practice had become hopelessly entangled, the monochord would continue to provide Vincenzo with
an Ariadne’s thread to which he clung through the labyrinthine passages of
acoustic investigation, and which would continue to guide the thought of
Vincenzo’s great inheritor in acoustic endeavors, Marin Mersenne (1588–
1648). For both investigators, the monochord would provide such crucial
aid most of all when confronting the mysteries of pitch-producing pipes.
At the same time, the provenance of Chua’s ‘umbilical monochord’ merits
careful attention: the imagery was inspired by the well-known illustration of
a ‘cosmic monochord’ tuned by the hand of God as Pythagorean/Platonic
demiurge (Chua 1999, p. 17), from the Utriusque cosmi … historia (1617–
1626) of Robert Fludd (1574–1637)—an image which might be read as
emblematic of “the inaudible musica mundana emitted through the invisible
chord connecting man with his Creator”9 (Figure 1). Fludd as would-be
Pythagorean magus was to become a bête noire for both Mersenne and
Johannes Kepler (1571–1630), not least for deploying a theory and application of number derived from the neo-Platonism of Marsilio Ficino (1433–
1499) that was associated with the practice of natural magic—on which
account, Chua’s ‘disenchantment’ thesis appears to find some measure of
historical footing.10 However, as we will see, the very critique leveled at
Fludd’s number theory by Kepler in the Harmonices mundi (1619) attacked
the identical principles that had been deployed by Vincenzo to arrive at his
“true ratio” for the diapason or octave. For Kepler, therefore, it would have
been Vincenzo’s claims no less than those of Fludd that stood in need of a
thorough Entzauberung.
9. Peter Hauge, “Introduction,” in Fludd [1618] 2011, p. 17. Hauge’s description is
actually applied to the musical automaton, the design of which Fludd details in the final
book of his Temple of Music, but the description is possibly even more apt for the cosmic
monochord. The span of the monochord is two perfect octaves, 4:1, or the “disdiapason” in
the “quadrupla” proportion (Fludd has the names of the proportions marked on the lefthand side of the monochord, and the names of the corresponding intervals on the right.)
The sun appears central in this scheme, with a “diapason” or octave on either side, but we
are to ‘read’ the monochord from the bottom, where we find the earth at the center of the
universe (with its elements suitably stacked above it, according to characteristic Aristotelian
properties). Note the representation of a Platonic distinction between Being and Becoming,
with the “Diapason formalis” corresponding to the former (following the Timaeus 37d, where
the image of eternity is to be instantiated in the heavens, for the contemplation and guidance
of rational minds located in the sublunary realm), and the “Diapason materialis” corresponding
to the latter.
10. For an engaging introduction to the relationship between music and natural magic
in Ficino, see Tomlinson 1993; Tomlinson wrote in part in response to the classic account
developed by D. P. Walker cf. Walker [1958] 1985. Recent scholarship may be found in
Prins 2015.
Pagina 7
Bekijk in PDF(opent in een nieuw venster)Figure 1. The ‘cosmic’ monochord. Robert Fludd, Utriusque cosmi … historia
(Frankfort, 1617–26). (Linda Hall Library of Science, Engineering & Technology)
2. Pythagorean Lore and Acoustic Interventions
The account of Vincenzo as the outright vanquisher of Pythagoreanism
draws in turn upon the popular story of Pythagoras as recounted in
Nicomachus’ Enchiridion, a handbook of harmonics intended as a primer
to the field for a non-specialist reader who might benefit from an evocative
episode to illustrate a point of interest, without necessarily holding that
episode to exacting standards of truth.11 This is the fable of the ‘harmonious blacksmiths’ (Figure 2, upper left quadrant), in which Pythagoras
plays the role of acoustic assayer, weighing the hammers of smiths whose
11. Nicomachus of Gerasa, Enchiridion, in Barker 1989, pp. 245–69. On the pedagogical character of the Enchiridion, see Creese 2010, p. 89.
Pagina 8
Bekijk in PDF(opent in een nieuw venster)Figure 2. Origin and demonstration of the Pythagorean ratios. Franchino
Gaffurio, Theorica musicae (Milan, 1492).
blows upon the anvil rang out the sounds of the perfect consonances, to
discover ratios of weight that could be reproduced in tension ratios of
strings.12 Nicomachus shared his fable in the second century CE: that
is, approximately six centuries after the events he describes are conceived
12. Note Gaffurio’s apologetic attribution (in the theological sense) of the initial discovery of the ratios of the consonances to Jubal (“the ancestor of all who handle the lyre and
pipe,” Genesis 4.21); Jubal was thus enlisted in music treatises beginning with Isidore of
Seville. (Gaffurio cites Josephus, but Walter Kreyszig identifies his actual source as Peter
Comestor, Historia scholastica, Paleografia Latina 198, col. 1079: see Gaffurio, Theorica
musice, I.8, 48.) Gaffurio also includes Philolaus among the inventores musicae, a fifth-century
B.C. Pythagorean who was the first Western source to have left record of the ratios of the
consonances (cf. Huffman 1993).
Pagina 9
Bekijk in PDF(opent in een nieuw venster)to have taken place.13 Gaffurio’s illustration tends to be characterized by
modern commentators as representing the fantastical nature and scientific
pretensions of pre-modern music theory; and yet, though representing an
ancient scientia, Gaffurio’s illustration was nonetheless remarkably prescient.
This image—of the philosopher or mathematician enthusiastically rubbing
elbows with the artisan or tradesman—was to become emblematic of early
modern science itself, as with Sagredo’s nostalgia for his encounters at the
Venetian Arsenal in the opening scene of Galileo’s Discorsi of 1638. If
Sagredo’s recollection has enjoyed rather more credibility as an emblem
of empirical science, Nicomachus’ account was nonetheless concerned with
a corresponding pursuit: namely, the attempt to find some means by which
motion and its products could be empirically registered and mathematically represented.
Nicomachus refers to Pythagoras suspending strings from a ceiling rod
with weights attached to their ends, as though the hammers had been
transferred from the hands of smiths to the ends of strings. Ptolemy, in
the Harmonics, imagined more the kind of device portrayed by Gaffurio
(Figure 2, lower left quadrant), which in theory makes possible a more
precise delimitation of the lengths of string, but which Ptolemy nonetheless rejected as wholly unreliable due to a wide variety of factors that
he scrupulously anatomizes in the Harmonics, 1.8—sources of imprecision
that, as we will see, appear to have been acutely diagnosed. So much for
Pythagoras as the saggiatore of sound. What Ptolemy promoted instead was
the use of the monochord, in view of the variety of ways in which the
monochord could be calibrated and subjected to error correction, features
he was unable to find in tension experiments.14
Palisca observed that the monochord—the device on which the ratios of
the consonances were typically demonstrated—is not even included in
Gaffurio’s illustration, which suggests that Gaffurio’s intent was to represent the transcendence of the ratios beyond the confines of music theory
and its conventions of practice. We can thus read Gaffurio’s illustration
13. For close analysis of the earliest extant Pythagorean sources and testimonia, see
Huffman 1993, 2005. For overviews of ancient Pythagoreanism, see Burkert 1972, and
Zhmud 2012. For a succinct overview of Pythagoreanism that extends into the early modern period, see Kahn 2001; for a scholarly compendium on Pythagoreanism from antiquity
to the Renaissance, see Huffman 2014; and for an account of the broader cultural and philosophical impact of the figure of Pythagoras and the doctrines associated with him during
the Renaissance, see Joost-Gaugier 2009.
14. The term monochorda was already used by Nicomachus, but without unambiguously
referring to the device as it came to be recognized: cf. Creese 2010, p. 90, who notes that
Nicomachus could be referring to the lute.
Pagina 10
Bekijk in PDF(opent in een nieuw venster)as emblematic of Galileo’s grandissimo libro of mathematics, scored in a language of ratios that was common to each. As Peter Machamer recounts:
Galileo used a comparative, relativized geometry of ratios as the
language of proof and mechanics, which was the language in which
the book of nature was written. This is very different from what will
follow in the eighteenth century and from the way we think of
science today. In very few places in his work, and then mostly in
talking about astronomical distances, does Galileo attempt to
ascertain real values for any physical constant. Nowhere does Galileo
attempt to find out, for example, what the real speed or weight of
anything is. This proportional geometry is inherently comparative
and relational, a matter of ratios. (Machamer 1998, p. 65)
The ratios are implicit in Gaffurio’s illustration, encountered through the
same series of numbers associated with different resonating bodies, whether
strings attached with weights of varying size, pipes of different lengths but
apparently uniform diameter, glasses filled with varying volumes or weights of
water, bells of different size and weight, and the Pythagorean hammers of
legend. The recurrent sequence of six numbers, <16, 12, 9, 8, 6, 4>15 not
only contains all of the Pythagorean ratios through twelve combinations of its
terms,16 but are conveniently arrayed within the compass of the double octave
(16:4 = 4:1), the largest of the traditional ratios, providing a framework
within which all of the consonances could be intelligibly mapped, as though
onto an actual instrument on which they might be reproduced.17
In conventional historical narrative, Vincenzo typically rejoins the story at
this point as the figure who disrupted the hegemony of the Pythagorean
ratios and the mathematical harmony they underwrote, by setting up something like the device portrayed by Gaffurio and disparaged by Ptolemy
(to whom Vincenzo frequently referred both in published and unpublished
writings, including letters and manuscripts). We are given no actual
description of any such device or how it was used, but Vincenzo assured
15. The numerical sequence used throughout the illustration may be understood as an
expansion of an important Pythagorean quaternary, the numbers 6, 8, 9 and 12—on one
account, the initial tetractys given by Pythagoras to describe the ratios of the consonances
(Iamblichus, In Nicomachi arithmeticam introductionem).
16. That is, for the consonances, 16:8 or 12:6 or 8:4 = 2:1; 12:8 or 9:6 or 6:4 = 3:2;
16:12 or 12:9 or 8:6 = 4:3; 12:4 = 3:1; 16:4 = 4:1 (See Table 1, column 1.); for the
dissonant interval of the tone, 9:8. Another derivation, not found among the traditional
Pythagorean ratios, is the controversial 8:3 from 16:6, the octave plus fourth or consonant
eleventh: cf. Barbera 1984.
17. This double-octave span was likewise the framework for the principal ancient Greek
tuning system, the Greater Perfect System, comprised of its four tetrachords, Hypatôn,
Mesôn, Diezeugmenôn and Hyperbolaiôn.
Pagina 11
Bekijk in PDF(opent in een nieuw venster)Table 1. Ratios of the Consonances*
String Length
Frequency
Tension
Octave
2:1
1:2
1:4
Fifth
3:2
2:3
4:9
Fourth
4:3
3:4
9:16
Major third
5:4
4:5
16:25
Minor third
6:5
5:6
25:36
Major sixth
5:3
3:5
9:25
Minor sixth
8:5
5:8
25:64
Perfect:
Imperfect:
* The first term of each ratio refers to the lower pitch.
his readers that he had found the ratios for tension to be in fact the precise
inverse squares of those for string length (Table 1, columns 1 and 3). If we have
been reassured by some historians that Vincenzo was a pure empiricist—a
man who got his numbers only by measuring the phenomena, and not by
feigning vain numerological hypotheses—the very neatness of Vincenzo’s
result, this perfect (inverse) squaring of Pythagorean ratios, remains curious;
and, try though he might, Mersenne was in fact unable to replicate Vincenzo’s
results, as he reported in the Harmonie universelle: rather than a ratio of 1:4
to produce the perfect octave, Mersenne recorded 1:4¼.18 But Vincenzo was
not content to cease investigation into the cold case of the Pythagorean ratios
with the inverse-square ratios: he proposed to deepen his forensic pursuit
into features that, within the constraints of his medium, Gaffurio had represented with reasonable accuracy, namely, the dimensions of pipes needed to
produce consonant musical intervals (Figure 2, lower right quadrant).
As we have already seen, in a late, unpublished manuscript (c.1589–
1591), Vincenzo claimed that, in terms of pipe volume, the octave would
be given by the ratio 8:1—that is, it would be given by the cubes of the
terms which otherwise describe the ratio of the octave in string lengths,
2:1, and thus yet again, a strikingly neat exponential extension of the
traditional ratios. On this account, however, Gaffurio’s illustration was
18. Marin Mersenne, Harmonie universelle, “Des instrumens,” III, Proposition VII, second
rule. We will revisit Mersenne’s investigation of this and corresponding matters, likewise in
connection with Ptolemy.
Pagina 12
Bekijk in PDF(opent in een nieuw venster)in fact more accurate in empirical terms, as Vincenzo himself had attested in the earlier Dialogue on Ancient and Modern Music (1581), in which
Vincenzo had observed that diameters kept equal will indeed produce a
clear enough octave when lengths are in the ratio 2:1. 19 In general
terms—with some notable exceptions, to be addressed in due course—
pitch produced by forcing air through a pipe is principally determined
by the length of the pipe, not its volume, and although width and pipe
shape and many other factors can play an appreciable role—in particular, if
vibration of the enclosed air column is initiated by a reed, as in a clarinet or
oboe, and thus a “lingual” organ pipe20—such influences are not described
with any precision by Vincenzo’s cubic ratios. Palisca nonetheless suggested that Vincenzo’s precise cubic ratios corresponded near enough to
established conventions of pipe scaling,21 and—most importantly—that
they were furthermore verified by Mersenne. How well does such an
account capture the claims or evidence provided by either Vincenzo or
Mersenne?
3. The Music Black Box
The growth of interest in the scaling of organ pipes corresponded with the
appreciable growth in range and means of pitch production of the organ
itself from approximately the mid-fourteenth century onwards.22 When
kept in a more limited range, distinctions in timbre between low and high
pipes were sufficiently minimal, such that a simple, relatively uniform
scaling could be applied: with pipe lengths approximately adjusted
according to conventional string lengths for Pythagorean ratios, pipe
width could be kept essentially uniform across ranks and with a straight
bore.23 However, boundary conditions that affect the behavior of air within
19. Vincenzo made many further observations regarding pipe dimensions in the Dialogo,
to which we will return.
20. A basic distinction is observed between “lingual” and “labial” pipes: the former forces air
past a reed (thus, “reed” pipes, for which the reed may be either fixed or free); the latter uses air
flowing upwards from a narrow slot or flue in the pipe foot (thus, “flue” pipes) which encounters
the upper lip, where a sheer effect creates eddies that initiate vibrations. Feedback stabilizes the
initial stochastic behavior, establishing a longitudinal wave that sustains an audible pitch.
21. Cf. Palisca 1989: “Three Scientific Essays,” pp. 158–59, and “Diapason,” p. 187n10
and p. 191n14.
22. For general history of the structural developments of the organ, see Hopkins and
Rimbault 1877/1965 (esp. pp. 1–160); Audsley 1905 (following an initial historical survey
in vol. I, pp. 1–85, Audsley continually refers to notable English and continental historical
organs to highlight different features of structure and design); and Andersen 1969.
23. For a critical edition, and erudite account of the character and development of collected
Medieval organ treatises, see Sachs 1970, 1980. Sachs cautions that Medieval mensura fistularum
treatises cannot be taken at face value as actual organ construction manuals, particularly when
dealing with pipe length (where Pythagorean string length ratios tend to be assumed).
Pagina 13
Bekijk in PDF(opent in een nieuw venster)the pipe increasingly register as psychoacoustic phenomena when the range of
pitch production—and, correspondingly, of pipe dimensions—is extended,
phenomena that are typically addressed in modern terms according to the
relative presence of partials: in general, a narrower width-to-length ratio tends
to emphasize upper partials, producing what is often characterized as a more
penetrating, ‘string-like’ sound quality; broader width tends to bring greater
presence to the fundamental, registering as a more ‘flutey’ quality in timbre.
Likewise, a pipe with one end covered—a “capped” pipe—tends to damp out
the nodes that produce even partials, although these can be restored by adjusting wavelength (via a moveable cap or slits in the side of the pipe), or by
applying a more conical bore, and so on. This plethora of timbral characteristics
thus corresponded with a no less extraordinary variety of physical adjustments,
which further include nicks made in the pipe; adjustments to the mouth
dimensions of flue pipes and their “beards” (the fins on either side of the flue,
geared to separating air currents outside the pipe from those vibrating within);
the dimensions, elasticity, and placement of reeds, and so on.
The mysteries of craft that correspondingly accrued to the design and
building of organs by the architects, and the art of summoning the “voice”
of each of their pipes by their tuners, inculcated an aura of arcanum: in prefatory comments to his Erweierte und verbesserte Orgel-Probe (Quedlinburg:
Calvisi, 1698), Andreas Werckmeister (1645–1706) observed that his original treatise had drawn the ire of many in the builders’ community who shrank
from having their work overseen by the prying eyes of others, an exclusivity
that drew Werckmeister’s ire in return for its obstruction of the development of
secure craft standards.24 Although there was an ever-increasing interest in
probing the alchemy of the organ—even directed at the state level, as Myles
Jackson has shown with respect to early nineteenth-century Prussia ( Jackson
2006, pp. 105–108)—the uneasy relationship between makers and experimental acousticians would persist, with the former often inclined to eschew
the increasingly (and necessarily) complex algorithms developed by the
latter, and the latter inclined to employ scientific instrument makers rather
than organ makers themselves to scientifically refine a maker’s knowledge
tradition.25
Correspondingly, with respect to pipe widths, the apparent maintenance of uniform width in
some treatises may simply be an artifact of the calculation of end correction for pipe lengths, to
be discussed below in connection with Newton: assuming just one width provided the basis for a
consistent factor for end correction.
24. Werckmeister, “Vorrede an den geneigten leser” (no pagination).
25. Jackson notes Wilhelm Weber’s use of precision scientific instrument makers Christian
Hoffman (in Leipzig) and J. August D. Oertling (in Berlin)—rather than conventional craftsmen of the trade—for his ground-breaking research into the acoustics of reed pipes (Jackson
2006, pp. 118–20).
Pagina 14
Bekijk in PDF(opent in een nieuw venster)The use of the pipe organ or of its component parts as devices for early
modern experience or experiment clearly presented a particularly daunting
host of challenges, challenges that stood profoundly at odds with the
highly disciplined experience of sound made possible by the monochord.
Furthermore, these challenges were owing not simply to the considerable
number of structural factors that contribute to the production of pitch,
but to the complexity of the physical phenomena that were correspondingly engaged: as Sigalia Dostrovsky put it, “in the first half of the
seventeenth century, only Mersenne was sufficiently bold (or naïve!) to
work on the physics of pipes” (1975, p. 191). Dostrovsky’s perspective
is well founded: it was Newton who first clearly identified an association
between length of pipe and the concept of wavelength, in the first edition of
the Principia: “it is likely [verisimile] that the breadth of the pulses [latitudines
pulsuum], in the sounds of all open pipes, equals twice the length of the
pipes” (Newton 1687, p. 372.) Though correct in principle, the association
is empirically problematic and, in a first edition annotated by Newton himself (Cambridge University Library, Adv.b.39.1), these lines are struck out.
Newton was perhaps wary of vain hypothesis here, for, as Dostrovsky further
observes, “the dependence of frequency on length, simple in an idealized
situation, is not exactly observable with real pipes because of the ambiguity
of the boundary conditions” (1975, p. 191). Dostrovsky does not address
such conditions here, but they concern above all the phenomenon of “end
correction”: that is, the fact that the physical end-point of an open-ended
organ pipe (such as Newton specifies) doesn’t precisely correspond to a pressure node; thus, such a node arises some distance outside the pipe, which
will vary according to the ratio of width-to-length (amongst other factors).
As a general consequence, pipes typically behave as though they are somewhat longer than their physical dimensions would indicate.26
Insofar as the pneumatic physics of pipes was approached in terms of the
physical dimensions of pipes themselves—the visible offering some means
by which to grasp the invisible—and well in advance of any defined theory
of wavelength, one can appreciate the boldness or naïveté of a Vincenzo or a
Mersenne with particular immediacy simply by looking at the diversity of pipe
lengths and dimensions that all produce the identical pitch (Figure 3).27 Thus,
although the organ was a most familiar instrument—particularly in view of its
longstanding association with standard liturgical practice28—organ pipes
themselves nevertheless presented a kind of pneumatic black box through
26. For further discussion of Newton’s attempts to calculate wavelength in relation to
pipe dimensions and the speed of sound, see Gouk 1999, p. 251.
27. The source is Andersen 1969, p. 352, figure 123.
28. Organs are reported as being introduced into churches as early as the tenth century.
Pagina 15
Bekijk in PDF(opent in een nieuw venster)Figure 3. Unison organ pipes. Anderson, Organ Building and Design, Figure 123.
which pressurized air was prone to move in mysterious ways, and it is no
surprise to find le Père Mersenne, O.M. (ordo minimorum) keen to divine their
secrets. In this sense, the organ was an entirely different sort of experiential
beast from the monochord, the workings of which were anything but occult
or resistant to precise calibration, thus constituting one of its principal attractions for Mersenne no less than Ptolemy: as Carlos Urreiztieta observes,
“for those who enjoy recreating instruments or experiments from the history
of science and delight in denying or refuting the results that the scientist
arrived at, this experience [i.e., performing actual divisions of the monochord] will defraud them. [By the] 17th century the monochord had more
than twenty centuries confirming its truths” (Urreiztieta 2010, p. 82).
Urreiztieta’s chronology assumes that Nicomachus’ monochorda indeed refers
to such a device (Urreiztieta 2010, p. 78), but the essential point remains
even if we question the precise meaning of Nicomachus’ reference. The
monochord would enjoy several more centuries of use—Wilhelm Weber
still employed it to determine the precise pitch produced by his experimental reed pipes (cf. Jackson 2006, p. 121)—and, as we will see, Mersenne
appears to have been powerfully inclined to discipline the protean dimensions of organ pipes according to the model of the monochord.
Correspondingly, the organ and its components could prove revealing
with respect to yet another black box of sorts: namely, the minds of those
intrepid souls who sought to investigate them and define their acoustic
properties. Indeed, a thoroughly rigorous experimental analysis of the
occult acoustics of organ pipes—a properly Weberian Entzauberung—could
arguably be said to have begun only in the early nineteenth century, with
Pagina 16
Bekijk in PDF(opent in een nieuw venster)the work of the great experimental physicist referred to above, Wilhelm
Eduard Weber (1804–1891), who, along with his older brother, Ernst
Heinrich Weber (1795–1878), felt that a genuinely scientific acoustics
of the organ pipe was unknown before their generation.29 Whatever the
reservations of the Weber brothers, Mersenne’s examination of the acoustics of organ pipes nonetheless offers a useful tool through which we might
assess the corresponding endeavors of Vincenzo. If the requisite experimental, mathematical, and conceptual tools indeed lay so far in the future,
what resources did Vincenzo and Mersenne nevertheless bring to investigating the acoustic properties of pipes?
4. Mersenne on Pipe Scaling
When Vincenzo first refers to a case in which pipe volumes are in cubed
ratio, he has notably ensured that pipe length is still kept in duple ratio—
that is, he reports a situation in which the interval of an octave will likely
be produced, according to standard Pythagorean ratios for length:
[in] duple [proportion] also [that is, referring to the conventional ratio
of the octave, 2:1] will be the sound of cubic bodies, for example, two
organ pipes that are duple in depth, width and height, the volume of
which will be octuple.30 And this is the third manner of hearing the
octave.31
Had Vincenzo been content to stop here, Palisca’s line of interpretation—
namely that Vincenzo’s cubic ratios reflected general scaling practices for
organ pipes—remains plausible enough. Along similar interpretive lines,
Palisca asserted in his final commentary on the subject that Mersenne’s
investigation of organ-building practices straightforwardly confirmed Galilei’s
ratios (Palisca 2006, p. 157): in fact, this only held true where Mersenne likewise insisted upon retaining both traditional Pythagorean ratios of string
length for the perfect consonances in corresponding pipe lengths, as well
as the simple, whole-number ratios for imperfect consonances that became
a staple of Renaissance theory and practice, such as were promoted by
prominent theorists like Bartolomé Ramos da Pareja (c.1440–1522) and
29. Cf. Jackson 2006, p. 308n10. Jackson’s account of Weber’s experimental and
theoretical investigation of organ pipes and wave phenomena is taken up in Chapter 5,
“Wilhelm Weber, Reed Pipes, and Adiabatic Phenomena” (pp. 111–50).
30. Palisca suggests that Vincenzo had already implicitly reported these dimension in the
Dialogo, but without directly referring to volumetric ratios: in the Dialogo, Vincenzo referred
only to cross-sectional areas of the pipes, and thus to squared rather than cubed ratios. Palisca’s
claim depends upon assuming that Vincenzo likewise adjusts for pipe length without actually
stating so, a claim that careful textual analysis does not support (see below).
31. Vincenzo, “Discourse Concerning the Diapason,” p. 187.
Pagina 17
Bekijk in PDF(opent in een nieuw venster)Gioseffo Zarlino.32 (See Table 1). However, Vincenzo did not in fact restrict himself to such parameters—namely, to retaining traditional ratios
of length—in assembling evidence on behalf of his cubic ratios; thus, we
need to read Mersenne carefully to properly assess the precise nature of his
ostensible confirmation of Vincenzo’s claims.
With its relatively close examination of makers’ knowledge traditions
for the production of musical instruments, Mersenne’s Harmonie universelle
(French edition, 1636; Latin edition, Harmonicorum libri XII, 1648),33
established an early French model of Baconian natural history that was to
be taken up with renewed vigor over a century later in the Encyclopédie of
Diderot and D’Alembert.34 This robust orientation toward a practical empiricism nonetheless rested on key theological, metaphysical, and epistemological premises that no less strongly shaped Mersenne’s interpretation
of his investigations. In particular, Augustine’s profound influence on the
Harmonie universelle—as well as on Mersenne’s particular brand of Platonism
or neo-Pythagoreanism35—became well established in English-language
32. Harmonie universelle, III, 6, Proposition XIV, p. 334. The “perfect” consonances are the
originary, Pythagorean consonances, which have just one fundamental form; the “imperfect”
became a part of standard practice during the Renaissance (although they emerged earlier
both in theory and in use) and have two basic forms, the larger or “major” consonance
and the smaller or “minor,” where the former is a semitone larger than the latter: thus, there
can be a “major third” or “minor third,” but no “perfect third.” Dissonances are likewise
conventionally characterized in such terms (that is, as imperfect intervals, major or minor).
33. The remarks on Mersenne that follow will rely on the edition in closest temporal proximity to the research of Vincenzo (ie., the Harmonie universelle) rather than the Latin edition.
I do not know of any extant critical survey of correspondences between these editions.
34. Peter Dear situates this practical orientation in terms of Mersenne’s response to Pyrrhonism: though Mersenne understood even mathematical scientiae such as optics and music
to be vulnerable to skeptical uncertainty due to their assumptions about the nature of light
and sound, they were compensated through their engagement with an operational science
of appearances. Dear quotes Mersenne, La verité des sciences contre les sceptiques ou Pyrrhoniens
(Paris 1625): “It is certain that the artisan must have an idea in order to effect his work, or
he would never succeed in it” (Dear 1988, p. 42); and, more aphoristically, L’usage de la
raison (Paris 1623): “the visible work assures us of the invisible” (Dear 1988, p. 43). As we
will see, the practical nature of mathematics was not limited to the mechanical arts, and
Mersenne would find music and theology mutually supportive ventures in this respect. For
further helpful surveys of Mersenne’s musical science, see Dostrovsky 1975, pp. 182–88,
191–96; Cohen 1984, pp. 97–114; Gouk 1999, pp. 170–78; and Pesic 2014, pp. 103–20.
35. We need not take these terms as wholly interchangeable to recognize their often-intimate
historical association, such as with the neo-Platonists of late antiquity who tended to view Plato’s
teachings as an attenuated Pythagorean philosophical tradition awaiting rejuvenation, particularly with respect to the central epistemological and ontological role of mathematics (cf. O’Meara
1989). Mersenne’s Platonism is transparent in his characterization of the Good as the source
not just of all virtue and but of all intelligibility (Republic VII) and to God as divine geometer
(the Timaeus), but this is as much a reflection of Augustine’s Platonism (including its limitations),
evidently his key source (see below).
Pagina 18
Bekijk in PDF(opent in een nieuw venster)scholarship in the late 1980’s through the research of Peter Dear; however,
it remains a signal scholarly contribution that has gone noticeably unremarked in accounts of Vincenzo and the reception of his work.36 Dear’s
scholarship provides an important perspective on the idiosyncrasies of both
Vincenzo and Mersenne’s engagement with the acoustic mysteries of pipes
and pipe organs.
As the leading experimental investigator of acoustic phenomena in the
early seventeenth century, Mersenne was more prepared than most to attempt disentangling the complex variables of pitch production by strings
and by pipes. With respect to the latter, as Dostrovsky observed, Mersenne
“tried hard to find laws describing the connections between the pitches of
pipes and their various properties—length, width, shape, material, blowing pressure. […] The great variety of pipes in use in organs (especially
convenient because each pitch has its own pipe or set of pipes) provided
much material for observation” (1975, p. 191). Indeed, organ pipes presented almost too much observational material given the complex interaction of these variables, as well as the production of empirical curiosities
such as the creation of partials by overblowing, or the dramatic effect on
pitch produced by capping pipes—a common experiential phenomenon that
will prove to be of particular consequence.
It was in briefly surveying this lengthy and complex section of the
Harmonie universelle that Palisca wrote, “Mersenne also confirmed Galilei’s
assertion that the ratio of cubic volume of organ pipes should vary as 8:1 for
the octave” (Palisca 2006, p. 157). The first part of Palisca’s claim is already
problematic, given that “also confirmed” refers to the inverse-square tension
ratios that, on his own account, Mersenne could not replicate: the prior ‘confirmation’ in fact required a further, strictly non-empirical correction, to be
addressed later in this discussion. The second part of Palisca’s assertion refers
to a table produced on p. 335, Proposition XIV (“Table37 de la longueur, & de
la solidité des tuyaux”—see Figure 4), in which the cubic ratios are listed for all
the consonances,38 as well as the various sizes of tone, a diesis, and a syntonic
comma (one of the more common incommensurabilities that arise in tuning
36. Dear is careful to note significant distinctions in neo-Platonic allegiances, observing
Mersenne’s distaste for the variety associated with Robert Fludd, a distaste shared by Kepler:
see Dear 1988, pp. 109–16, 226. Dear’s erudite analysis of the Augustinian roots of the
Harmonie universelle is nowhere addressed in Palisca’s account of Mersenne in Music and Ideas,
nor does it appear in the bibliography.
37. Palisca 2006 cites this as “tablature.”
38. Here there is either a misreading or a misprint: Palisca 2006 has 17:8 for the justlytuned perfect fifth, whereas Mersenne provides the correct ratio, 27:8—that is, (3)3:(2)3.
(In the typeface used by Mersenne’s printer, the imprint of “2” is not always readily distinguished from “1”).
Pagina 19
Bekijk in PDF(opent in een nieuw venster)Figure 4. Mersenne’s cubic pipe ratios. Marin Mersenne, Harmonie universelle
(Paris, 1636–37), “Livre des orgues.”
sequences, represented by the ratio 81:80, and corresponding with an appreciably—and, to a musician’s ears, grossly—mistuned unison). The title for the
table is instructive: it specifies just one of the dimensions that will generate
those volumes, giving traditional whole-number ratios for length, before translating these into the concomitant cubic ratios for volume. Although no mention is made of Vincenzo’s unpublished findings in this section, it would
appear at first sight that Mersenne does indeed testify to an experiential replication in some sense of Vincenzo’s pipe dimensions. How closely, then, does
this crucial framework established by pipe length correspond with the fuller
range of claims made by Vincenzo in his “Discourse on the Diapason”?
Despite initial—and, in certain respects, highly significant—similarities
with Mersenne’s findings, Vincenzo nonetheless ventured some claims that
resemble less pipe experiment than pipe dream, and certainly nothing at all
that corresponded with conventions of pipe scaling:
What sort of interval would two pipes make that have the
same diameter but duple length? A major third of the intense
Pagina 20
Bekijk in PDF(opent in een nieuw venster)tuning of Aristoxenus, which, in fact, is [only] the third part of
an octave.39
Palisca himself noted that, “depending on the proportions of diameter to length,
a pipe [that is] twice another in length will either sound the octave or not sound
at all, but it will not sound a third” (Palisca 1989, p. 191n14). On Palisca’s
reading, Vincenzo simply “made a slip” when referring to the interval produced
by two pipes that have the same diameter but duple length, where Vincenzo
should instead have written “the same length but duple diameter” (1992,
p. 151n19), a claim somewhat “closer to the truth” (Palisca 1989, p. 191n14)
since it approximates a result of a minor third claimed by Mersenne in Proposition XII of the Livres des Orgues (rather than Vincenzo’s major third).40
In this proposition, Mersenne examined the feasibility of building a functional
organ that kept all pipes fixed at the same length, and varied only pipe diameters to produce distinctions in pitch.41 He begins the proposition with a
framing hypothesis: namely, to find out whether one need only double the
width of a pipe, keeping length constant, to produce the same effect in pitch
production as doubling the length—that is, for the pitch “to descend an
octave like the pipe which is double in length” such “as several believe.”42
Mersenne does not identify any of those “several” to whom Proposition XII
is addressed in critical response, but we will soon recognize one of the more
likely (and most prominent) candidates. Successively doubling the diameter
of each pipe, after five pipes Mersenne had arrived at a volume ratio of approximately 256:1—several orders of magnitude beyond Vincenzo’s 8:1
ratio—and was still unable to reach an octave, a minimal requirement for
any functional organ (to say the least).43 Based on the results he was able
39. Vincenzo, “Diapason,” pp. 189–91 [emphasis added].
40. Mersenne, Harmonie universelle, VI, proposition XII. Mersenne nonetheless reports notable empirical inconsistencies in this finding to which we will return, including the possibility
that a major third such as Vincenzo claimed could indeed be produced, “by blowing more
forcefully into one than into the other” (“en soufflant plus fort dans l’un que dans l’autre,”
p. 332). All translations of this source are my own.
41. “Determiner si l’on peut fair un Orgue qui ayt tous ses tuyaux de memes hauteur, c’est à
dire si la seule difference de leurs largeurs peut fair l’estenduë des quatre Octaues qui sont
ordinairement sur l’Orgue; & monstrer en quelle raison doiuent estres leurs largeurs pour faire
tels sons, & tels interualles que l’on voudra” (Harmonie universelle, III, Book 6, p. 331); “to determine if one can make an organ with all its pipes of the same height, that is to say, as if the difference
of their widths alone can produce the four-octave range customarily found on organs; and to show
in which ratio their widths must be to produce such sounds and such intervals as one would wish.”
42. “plusieurs croyent que si l’on fait un tuyau deux fois plus large, qu’il descendra aussi
bas que lors qu’il est deux fois aussi long” (Harmonie universelle, p. 331).
43. The pipes at either end of the extreme could barely produce pitch, although Mersenne
notes that if the air pressure is reduced in the highest pipe—which can already “barely speak”
(“il ne peut quasi parler”)—an octave may be produced (Harmonie universelle, p. 332).
Pagina 21
Bekijk in PDF(opent in een nieuw venster)to secure, Mersenne calculated that to arrive at the octave, a further pipe
would have to be constructed with a diameter of half a foot—that is,
matching the length of the pipe itself—and with a volume ratio to the
smallest pipe of approximately 575:1. Mersenne concludes: “It is therefore
certain that the breadth of pipes [alone] cannot compensate for their
lengths, since it is not quite possible to descend or rise up to the octave with
pipes of the same height, as experiences teach us.”44
Given these results, it had been empirically demonstrated that pipe
length played a crucial role in pitch production that could not be accommodated for by pipe width, but to what extent? As with his investigation
of pipe width, Mersenne was to find a variety of results in his exploration of
pipe length that continued to frustrate any ambition to achieve a clear or
straightforward result; nonetheless, the variety of results with respect to
pipe length differed in a key way from those for pipe width. Mersenne
frames Proposition XIII in the same way that he set up Proposition XII
(albeit—unlike the varied widths proposition—not as a critical response to
any claim made by other authors), asking whether it would be possible to
create all the necessary pitches for an organ simply by varying pipe length
without changing pipe width; and, though he comes up with a correspondingly negative result, it is by no means negative to the same extent:
where the constraints of Proposition XII produced a pitch range limited to
less than an octave, those of Proposition XIII could produce an organ capable of a satisfactory range of “two or three octaves” (Harmonie universelle,
Prop. XIII, p. 333), such as one would have commonly encountered in
organs before their notable expansion in range beginning in the fourteenth
century. Pipe length therefore had a demonstrably more incisive role in
pitch production than pipe width, but Mersenne was unable to neatly
tie that role to simple whole-number ratios for string length on a purely
experiential basis—at least, not yet: “one must still consult experience, to
observe that the sounds [pitches] do not follow the ratio of the length in
pipes of the same thickness [grosseur], although nearly so, particularly in
the little pipes.”45 When working with pipes of greater (but still identical)
breadth “which speak better,” Mersenne observes that, “ordinarily, it is by
44. “Il est donc certain que la largeur des tuyaux ne peut recompenser leurs longueurs,
puis qu’il n’est pas quasi possible de descendre, ou monter iusqu’à l’octaue avec des tuyaux
de mesme hauteur, comme enseignent les experiences” (Harmonie universelle, p. 332).
45. “il faut encore icy consulter l’experience, afin de remarquer que les sons ne suiuent
pas aussi la raison de la longueur des tuyaux de mesme grosseur, quoy qu’il s’en faille peu,
particulierement aux petits tuyaux” (Harmonie universelle, Prop. XIII, p. 333). Mersenne
evidently uses terms like “grosseur” or “largeur” to refer to pipe width, such as one might
when referring to the thickness of a string; when clearly referring to pipe volume, as in
Proposition XIV, he uses “solidité.”
Pagina 22
Bekijk in PDF(opent in een nieuw venster)nearly a semitone or close to a tone that the pipe double in length fails to
reach the octave.”46
What clearly emerges from propositions XII and XIII, therefore, is just how
unlike the monochord the organ pipe was inclined to behave; and yet, no less
significant was the close proximity in pitch production achieved between pipe
and string with respect to ratios of length. In this sense, the organ pipe offered a
kind of shadow counterpart to the clarity of monochord demonstration, producing experiential phenomena that hovered tantalizingly just beyond the range of
clear mathematical focus, like the evasive contours of a figure painted by
Leonardo. It is important to recognize Mersenne’s awareness of the mathematical
shadow realm into which he was delving, and which he characterized in light of
Ptolemy’s objections both to ratios of tension (as noted earlier in this discussion)
and to ratios of pipe length, as represented by the dimensions of flutes:
If we follow Ptolemy’s opinion, who maintains in chapter 8 of his first
book [that is, of the Harmonics] that flutes, and weights suspended
from the bottom of strings, are not sufficiently precise to establish the
ratios of the consonances, we will find only the monochord to be
suitable for that purpose. Now, Ptolemy’s reasons are that it is difficult
to make flutes sufficiently consistent in structure [iustes], and to
moderate and direct wind as necessary, which being pushed more
forcefully or more feebly makes different sounds [pitches], because the
same pipe rises a quarter-tone or semi-tone when one pushes the air
more forcefully, and if one increases it further it rises an octave or
twelfth [that is, a perfect fifth plus octave].47 […] We must therefore
conclude with Ptolemy that the monochord is the most appropriate
and most precise instrument for regulating pitches and harmony.48
46. “Mais, ayant fait l’experience en de plus grostuyaux [sic] qui parlent mieux, i’ay
remarqué qu’ils s’en faut ordinairement vn demy-ton, ou pres d’vn ton, que le tuyaux double
en longueur ne face l’Octaue” (Harmonie universelle, Prop. XIII, p. 333).
47. Mersenne refers here to the phenomenon of “over-blowing,” in which the pipe loses
its fundamental and foregrounds a higher partial, such as the second and third partials (1:2
and 1:3) cited by Mersenne.
48. “Si nous suiuons l’auis de Ptolomée, qui maintient au 8. Chapitre de son I [première]
liure que les Flustes, & les poids qui sont pendus au bout des chordes, ne sont pas assez iustes
pour establir la raison des consonances, nous treuuerons que le seul Monochorde est propre à
cela. Or les raisons de Ptolomée sont, qu’il est difficile de faire les Flustes assez iustes, & de
moderer, & gouuerner le vent comme il faut, lequel estant poussé plus fort ou plus foiblement
fait des sons differents, car le mesme tuyau monte d’vn quart, ou d’vn demi-ton, quand on
pousse le vent vn peu plus fort, & si on l’augmente dauantage, il monte d’vune octaue, ou
d’vn douziéme, comme i’ay dit ailleurs. […] Il faut donc conclure auec Ptolomée que le
Monochorde est l’Instrument le plus propre & le plus exact pour regler les sons & l’harmonie”
(Harmonie universelle, “Liure premier des instrumens,” Proposition IIII [sic], pp. 14–5).
Pagina 23
Bekijk in PDF(opent in een nieuw venster)Thus, while Mersenne could indeed share in Ptolemy’s conviction that the
monochord represented “the most appropriate and most precise instrument”
for the scientia of harmonics—although Mersenne immediately secures
himself some measure of critical distance with his prefatory reference to
Ptolemy’s “avis” or “opinion”—the practical world of instrument construction, no less a contributor to l’harmonie universelle, correspondingly demanded a pursuit of mathematical harmonies that lurked just beyond
the turbulent mirror of experience.
Well into the seventeenth century, then, the pipe organ maintained an
umbilical link with musica speculativa through the monochord, integrating
metaphysical and aesthetic concerns such as Klaus-Jürgen Sachs observed
of the musica fistularum textual tradition (cf. n23, v.s.). In view of its widely
attested clarity of demonstration, Carlos Calderón Urreiztieta asserts that
“the monochord as scientific instrument is the only place where this scientificaesthetical practice could be experienced in both rational and empirical ways”
(Urreiztieta 2010, p. 81); however, if organ pipes presented a comparative
challenge to the precision expected of (or desired for) a mixed-mathematical
scientia involving music,49 aesthetic considerations were no less constitutive of
that scientific challenge, if less baldly characterized—that is, in terms of a
simple, categorical distinction between consonance and dissonance. Like all
architects of organ design and tuners of organ pipes, Mersenne was as attentive to distinctions in the quality of sound produced by a pipe that contributed to any consonant interval relationship, as to the constituent pitches of
the consonance itself: indeed, the extensive cultivation of a craft tradition in
ratios between length and width of a single pipe emerged largely in response
to concerns about sound quality, whether as matters of type (the “flute”-like
versus the “string”-like) or of acceptability (avoiding a shrill or harsh tone).
Therefore, well before an “an-aesthetic” science (as Urreiztieta characterizes it
[2010, pp. 96, 2016, pp. 109–20]) of partials became possible through the
efforts of Joseph Sauveur (1653–1716), it was a scientific-aesthetical approach
that drove the investigation of the timbre of organ pipes, and in terms of their
physical dimensions. It might therefore be suggested that Mersenne’s study
of organ pipes represents a scientific-aesthetical project par excellence.
49. Cf. Dear 1988, pp. 62–4, 1995, p. 39. Associated with this term—likewise Aristotelian
in origin—are the sciences deemed “subordinate,” for which Dear provides Mersenne’s account
from the Traité de l’harmonie universelle (Paris 1627): “if they have a common (mesme) formal
object, they will be subordinate and subordinating, although their material objects be different;
this happens with mathematics, as when optics and music make use of demonstrations from
geometry and arithmetic, for when its demonstrations are joined to sensible matter, it
doesn’t lose its formal cause (raison)” (Dear 1988, p. 64). The particular issue at stake in
Aristotelian harmonics is the use of number as formal cause (cf. n7 v.s.).
Pagina 24
Bekijk in PDF(opent in een nieuw venster)In view of the decidedly mixed experiential messages conveyed by the
interaction of pipe widths and pipe lengths, and the variety of empirical
considerations brought forth by Propositions XII and XIII, what can we
now make of the summary table and chart of the cubic relationships
presented in Proposition XIV?50 Mersenne begins the proposition with
a brief, wholly general reminder of the variety of options that have been
entertained for the tuning of pipes, and of the variables that must therefore
be reconciled in any successful tuning:
Since experience has enabled us to see that pipes should be of different
lengths and widths, to produce all the sounds of the organ, these two
dimensions must be joined together in order to have sounds that are
proportional in terms of their pitch, sweetness and harmony. Let us now
see what ratio the lengths and widths should have [doiuent auoir].51
Given the fact that Mersenne had already demonstrated the possibility of
mutually compensatory effects between width and length—while yielding
no definitive specification in either dimension—Mersenne was in no
position to define the only possible solution; thus, his insistence on scaling
in cubic ratios—“doiuent auoir”—is plainly incongruous. Moreover, since
absolute values for length and width—with absolute values playing a particularly distinctive role in Mersenne’s science, the comparative absence of
which he criticized in Galileo’s—had been shown to play an appreciable
role in pitch production (even if their particular role remained unknown),52 a single solution to be applied across the broader spectrum of
50. Proposition XIV is entitled: “Expliquer la raison que les tuyaux doiuent avoir entre leurs
longeurs, & leurs largeurs pour faire tous les degrez d’un ou plusieurs Octaues: & donner vn
diapason tres-iuste” (“To explain the ratio that pipes should have between their lengths, and
their widths to produce all the [scale] degrees of one or several octaves: and to provide a very
precise [tres-iuste] diapason [that is, a perfect octave in just intonation]”—Harmonie universelle, III,
6, Proposition XIV, p. 334).
51. “Puis que l’experience nous a fait voir que les tuyaux doiuent estre de differentes
langueurs & grosseurs, pour faire tous les sons de l’Orgue, il faut ioindre ces deux dimensions ensemble, afin d’auoir des sons qui soien proportionnez tant en leur aigu, qu’en leur
douceur, & leur harmonie. Voyons donc maintenant quelle raison les langueurs, & les
largeurs doiuent auoir” (Harmonie universelle, III, 6, Proposition XIV, pp. 334–35).
52. One of the significant factors left unspecified in Mersenne’s pipe propositions XII and
XIII was the means by which vibration was initiated, which can play a great role in determining
pitch at a certain scale. For example, when reed pipes are shorter, the frequency of the transverse
vibrations of the reed itself has a more pronounced impact on the frequency of longitudinal
vibration in the enclosed air that ultimately produces the pitch of the pipe. This was among
the many factors addressed by Wilhelm Weber in his pathbreaking investigation of the acoustic
properties of reed pipes (cf. Jackson 2006). Irrespective of the effects of scale, Mersenne had
observed in Proposition VIII that adjustments to the wire spring or rasette holding the reed
in place—which would change the functional vibrating length of the reed—correspondingly
Pagina 25
Bekijk in PDF(opent in een nieuw venster)scaling offered conveniently practical guidelines, faute de mieux, rather than
any experiential or experimental confirmation of cubic ratios.
Even then, if we consider professional scaling practices detailed in a standard
organ construction manual from the early twentieth century, G. A. Audsley’s
Art of Organ Building (1905), we find that, for wood pipes of substantial
dimension (16 feet and 8 feet), the 2:1 ratio in terms of pipe lengths is retained
for the octave, while the volumes ratio approximates to 5.32:1—not even
remotely close to the numerical purity of the cubic ratio of 8:1 (cf. Audsley
1905, vol. 2, p. 471).53 Thus, to frame his recommendations, Mersenne
began by assuming that the ratio of pipe lengths was to be kept in the
conventional Pythagorean or whole-number ratios—still confirmed as
practical by Audsley nearly three centuries later, although many organ
builders find that shortened pipes are fine; but, to ensure that both the
tuning and comparative timbre of intervals would be acceptable across the
full range of pipe ranks, Mersenne asserted that cubic proportions in volume
should be maintained by the corresponding widths—a recommendation not
confirmed by Audsley. So, why did Mersenne then insist upon such a precise
cubic extension from ratios for length, as if organ pipes were—contrary to
experience—‘cubic’ monochords?
5. Galileo, Acoustic Assayer
If Mersenne unwittingly recreated one aspect of Vincenzo’s findings—
namely, that cubic ratios would suit pipes, so long as traditional wholenumber ratios for string length likewise remained the general framework
for pipe length—this recreation indeed appears to have been driven by
what Peter Dear suggested some decades ago: “for Mersenne, the criterion
for a successful mechanical interpretation of music was that it incorporate
the simple numerical Pythagorean ratios to express musical consonances”
(Dear 1995, p. 141)—ratios whose terms Mersenne expanded exponentially
to encompass pipe volume, but for which he had also ‘corrected’ his empirical result for the octave tension ratio from 1:4¼ to 1:4, a strikingly neat
correction evidently applied by Vincenzo as well.54 Mersenne’s Pythagoreanism
enjoyed a pedigree that he characterized in stolidly patristic terms: speaking
adjusted the pitch of the pipe without recourse to changing the pipe’s length or width, a theme
to which Mersenne returned in Proposition XI when exploring further techniques employed by
tuners (and as prelude to the propositions concerned with variable width and length).
53. The scaling dimensions were provided in Audsley by Edmund Schulze; I refer here to the
same example used by Palisca 1989 in his note on Vincenzo’s “Discourse Concerning the Diapason”
(p.187n10).
54. Newton was likewise inspired by the pure inverse squares ratios, finding in them the clues
to a proper interpretation of Pythagorean fable in terms of gravitational attraction (cf. McGuire and
Rattansi 1966; Cassini 1984; Gouk 1999, pp. 252–54). Thus, to Gouk’s inquiry—“Newton,
Pagina 26
Bekijk in PDF(opent in een nieuw venster)of the theological practicality of mathematics in La verité des sciences (Paris,
1625), Mersenne’s Christian Philosopher advocated its use “to understand
holy scripture […] and the Church Fathers, particularly those who explain
their conceptions by Pythagorean numbers” (quoted in Dear 1988, p. 46).
Foremost among those Fathers stood Augustine himself, who rhapsodized
at length about the salvific relationship between Christ and humankind in
terms of the harmonian or ratio 2:1 (De trinitate 4.2); thus, it is no surprise
to find Augustine intimately associated with the larger ambitions of the
Harmonie universelle, an association that Dear addressed at length in Mersenne
and the Learning of the Schools.55 Summarizing a rich scholarly assessment both
of Mersenne’s own principal texts and of his theological and intellectual
milieu, Dear observed:
Mersenne could introduce Augustine’s stress on number as the
characteristic exemplification of God’s wisdom manifested in the
Creation and reflected in our own minds. God had made the world in
accordance with mathematical ratios and proportions, and man could
know it by his participation, through divine illumination, in God’s
wisdom thus expressed. “Universal harmony” existed, and the
mathematical sciences served to display it. (Dear 1988, p. 226)
On Dear’s account, therefore, Augustine provided Mersenne with a
significant conduit of Pythagorean and Platonic traditions concerning the
relationship between number, ratio, and the fundamental order of the
universe, a source untainted by the countercultural ambience of a Ficino or
a Fludd (cf. Dear 1988, p. 82).
This Augustinian framework notwithstanding, if Mersenne may be said
to have confirmed any particular aspect of Vincenzo’s cubic pipe ratios—or,
indeed, of the inverse-square tension ratios—it would appear to be the Pythagorean conceptual framework within which they were evidently conceived,
as precise exponential expansions of both the traditional ratios of the perfect
consonances and more recent, kindred ratios for the imperfect consonances.
Thus, where Cohen (2010) draws a neat distinction between the squared
and cubed ratios as, respectively, empirical and “all-too-fanciful” data,56
Pythagorean magus?”—one might respond that, in this particular respect, he was as much a
Pythagorean enthusiast as Mersenne.
55. Cf. “Saint Augustine and Universal Harmony” in particular (Dear 1988, pp. 80–116).
56. “In terms of string tensions […] the intervals are in a squared proportion to the
weights; hence, what ratios appear depends on what one decides to measure, and the simplicity of both Pythagoras’ tetraktys and Zarlino’s senario dissolves. […] It is true that, in a
vain hope to make his big find symmetrical, Vincenzo spoiled it by pronouncing an insufficiently checked, all-too-fanciful, cubed proportion for the volumes of organ pipes” (Cohen
2010, pp. 145–46).
Pagina 27
Bekijk in PDF(opent in een nieuw venster)Mersenne’s ‘correction’ of the former and promotion of the latter demonstrate
instead a pronounced Pythagorean consistency between the two sets of ratios,
with neither set more empirical or fanciful than the other. But before we
examine Vincenzo’s writings on pipe dimensions more closely, or address
whether Mersenne’s Pythagorean orientation may indeed be attributed to
Vincenzo in quite the same terms, we ought to first consider the response
of someone who, unlike Mersenne, would have been highly likely to have
known just what claims were made in Vincenzo’s unpublished manuscripts,
and who could have therefore been consciously motivated to replicate his
results, a person who would have been Vincenzo’s inheritor in more than
one sense: his son, Galileo (1564–1642).
In the Discourses on Two New Sciences (1638), Galileo turned to the diversity of ratios of the consonances uncovered by his father, but with one
notable omission: as Sagredo recounts,
I had long been perplexed about the forms of the consonances […].
I saw no reason why wise philosophers should have established the form
of the octave as the double [ratio—that is, in terms of string length,
2:1] any more than as the quadruple [that is, in terms of string tension,
1:4]. (Galilei [1633] 1974, pp. 100–02, passim)
Galileo fails to make any reference whatsoever to his father’s treasured
cubic ratio for the octave, even though it clearly would have served the
rhetorical purposes of the passage: Sagredo is keen on highlighting how a
properly constituted science of motion can harmonize a seeming cacophony
of mathematical representations, for which purpose the interrelationships
of length, tension, diameter, and density could all be rationalized as
components of a single, integrated physical phenomenon—namely, of the
motion of strings. Thus, Sagredo continues, “I say that the length of
strings is not the direct and immediate reason behind the forms of musical
intervals, nor is their tension, nor their thickness, but rather, the ratio of
the number of vibrations” (Galilei [1633] 1974, p. 104). One could
anticipate a similar prospect at some future date for the motion of structurally constrained columns of air, in terms of length, volume, bore, and
the associated phenomena of air pressure and temperature within a pipe;
regardless, cubic ratios would have offered yet another dissonant mathematical representation acknowledged by “wise philosophers,” to be
resolved by a theory of relative rates of motion, a solution similarly pursued by contemporaries such as Giambattista Benedetti (1530–1590),
Mersenne, and Isaac Beeckman (1588–1637).57
57. On these developments in general, see Cohen 1984 (especially pp. 94–7).
Pagina 28
Bekijk in PDF(opent in een nieuw venster)Sagredo’s omission of the cubic ratio for the octave does not appear to be
a matter of casual oversight. In The Assayer, where the optics of the telescope were placed under close scrutiny in relation to the comet controversies of 1618, Galileo pursued an analogy between the effects of length in
the optical tube with the length of organ pipes. In section XV, when
addressing the relationship between the apparent magnitude of heavenly
bodies and telescope length, Galileo invokes analogy with organ pipes,
for which he straightforwardly assumes that pitch is determined by
functional length. Moving from conventional organ pipes of fixed length,
Galileo imagines telescoping pipes of moveable, enjoined sections such that
they may produce variable pitch without any corresponding or requisite
change in diameter. On what basis does he assume this? Galileo applies
further analogy: this is precisely how trombones work, an instrument well
known to experience (Galileo [1623] 1977, pp. 90–1). Thus, Galileo found
no need whatsoever to entertain cubic ratios for volume, any more than a
trombone player would need to rapidly switch between multiple diameters
or bores of instrument to play a single scale; and thus, whatever his father
might have claimed in his final manuscripts, Galileo found no occasion to
confirm the pipe ratios in the Discourses on Two New Sciences.
But Galileo could in fact have relied on something more than analogy
alone. Indeed, he could have relied on something that everyone who did
not have access to his deceased father’s manuscripts could have likewise
relied upon: his deceased father’s well-known published work, the Dialogo
della Musica Antica et della Moderna (Dialogue on Ancient and Modern Music
[Florence: Marescotti, 1581]), in which Vincenzo enlisted his leading
interlocutor, Bardi, to provide the coup de grâce to any claim that a change
in pipe circumference was essential to producing a clearly perceived change
in pitch. The question will then remain, why didn’t Vincenzo himself later
acknowledge—let alone, defer to—this experiential refutation? And,
confronting the same refutation, on what basis did Mersenne yet seek to
‘confirm’ cubic pipe ratios?
6. Capping it off: the Dialogo on Ratios of Pipe Dimensions
In his own reception of Pythagorean tradition and lore, Vincenzo was
notably inclined to skepticism, particularly with respect to accounts that
sought a suspiciously schematic representation of ancient theorists. In one
of the late, unpublished manuscripts, Vincenzo expressed profound dissatisfaction with the current state of scholarship:
What exactly was the reasoning with numbers that Pythagoras
wanted to pursue in his division of the strings? What was the sense
of Aristoxenus? And what was the reason and sense that Ptolemy
Pagina 29
Bekijk in PDF(opent in een nieuw venster)wanted to harmonize? No one, to my knowledge, has explained these
things in a way that can satisfy the intellect (Galilei [c.1589–91]
1989a, p. 165).
Vincenzo then goes on to repeatedly stress the Pythagorean discovery of the
“true form” (“uera forma”) of the perfect consonances, as expressed in the
whole number, epimoric ratios, and furthermore stresses his disbelief that
Pythagoras privileged the purity or simplicity of such ratios at the expense
of hearing: “nor do I believe […] that Pythagoras said or believed that
such a judgment had nothing to do with the sense of hearing.” (Galilei
[c.1589–91] 1989a, p. 167) On Vincenzo’s account, Pythagoras proceeded
to “regulate and reorder” (“regolare et riordinare”) (Galilei [c.1589–91]
1989a, p. 167) the ancient Greek Greater Perfect System of attunement
on the basis of an aesthetic preference for keeping the perfect consonances
in a pure, aurally most-pleasurable form that corresponded with the nowconventional ratios, “for all that he heard consonant thirds and sixths [that
is, the imperfect consonances] coming from voices singing and instruments
playing.” (Galilei [c.1589–91] 1989a, p. 171) On this account, Pythagoras
had simply privileged the aural pleasures of one set of consonances at the
expense of another, a calculated act of regulation that chose between two
sets of equivalent empirical data, and navigated between two sets of aesthetic preferences—namely, the pleasures of the perfect and the imperfect
consonances. According to Vincenzo, therefore, “the generosity of considerate Nature” (“la liberalità della cortese Natura”) (Galilei [c.1589–91] 1989a,
p.168–69) made both sets of data equally available and equally attractive; it
was aesthetic considerations guided by the logical recognition of competing
and equally compelling prospects for attunement that would guide further
developments in music theory and musical practice. Properly understood—
and without misrepresenting the likely intentions of their discoverer—the
conventional Pythagorean ratios provided a rational and empirical framework that presented no inherent barriers to further developments in music,
whether practical or theoretical, and with their imprint continuing to be
found in such reconsiderations.
In the earlier Dialogo, Vincenzo had his interlocutor and mouthpiece,
Giovanni Bardi—a persona named in honor of his patron, and thus a figure
of particular credibility—entertain certain reconsiderations of the Pythagorean ratios, including the introduction of squared ratios of the consonances; however, this first attempt at a ‘squares law’ was in fact drawn
from ratios between pipes rather than weight and string tension—and
thus, the later discovery of the inverse-square tension ratios would serendipitously free up pipe dimensions for further exponential maneuvers. Initially, Vincenzo’s presentation follows received Pythagorean tradition, for
Pagina 30
Bekijk in PDF(opent in een nieuw venster)Bardi accepts the conventional story about the ratios of the weights of the
hammers, and then introduces the topic of pipes in a manner that confirms
the portrayal by Gaffurio in which all pipes, regardless of length, appear to
be roughly of the same diameter:
if you take an organ pipe twelve palms, fingers, or units [tanti] long
and another of the same size [grossezza] and opening [vano] but six
units long [that is, in the ratio 2:1], and you play the two, you
will hear issue from their sounds the consonance that you find
between parhypate hypaton and trite diezeugmenon [that is, a
perfect octave], the pipe with twelve units making the low sound
and that containing six the high. [Likewise,] [i]f you take two strings
of the same length, thickness, and goodness, and you stretch them
to the unison on a plane surface and cut one of them in half by means
of a groove [scannello], fret, or bridge, or with a finger of the hand,
you will hear […] a diapason consonance [that is, a perfect octave once
again] every time that they are struck together or one after the other.58
(Vincenzo [1581] 2003, p. 328)
In this passage, Bardi treats pipes as functionally equivalent to strings, where
uniformity of diameter in the former corresponds with uniformity of thickness
and “goodness” in the latter, and with a precise correlation between the two in
the ratio of the perfect octave, which is therefore determined in both
circumstances by relative length. This conceptual framework—the pipe/string
analogy—is fundamental to the thread of discussion that immediately
follows, in which Bardi elects to change variables in a carefully deployed
sequence.
Vincenzo was well aware, of course, that pipes commonly vary in terms
of their breadth—that is, in their diameter or circumference—just as
strings might vary in thickness and density; thus, having first isolated
the factor of variable length (while maintaining constant circumference),
Bardi proposes next to isolate variable pipe circumference, considering
“ratios of the pipes” in which the pipes are “of the same length but different
breadth” ( Vincenzo [1581] 2003, p. 329 [emphasis added]). The term
Bardi uses here is “larghezza,” which he qualifies in terms of “circunferenza”
(circumference) and “vano” (opening)—but, curiously, not volume
58. Greek scale systems were constructed from what are called tetrachords (from “four
strings”): four-pitch segments framed by a perfect fourth, with the framing pitches being
fixed—the hestotes (literally, “standing” pitches)—and the internal pitches moveable (kinoumenoi),
subject to different forms of tuning, from which three broad categories of genera were
identified (the diatonic, chromatic, and enharmonic—each subject to further distinctions in
tuning). Parhypate hypaton and trite diezeugmenon are moveable pitches from the hypaton
and diezeugmenon tetrachords, respectively.
Pagina 31
Bekijk in PDF(opent in een nieuw venster)(Vincenzo 1581, p. 134). Even when referring to “capacità,” which might
otherwise seem to welcome such an interpretation, Bardi characterizes it in
terms of “vano”—that is, once again, “opening” or “entry” as understood in
terms of circumference. Here, then, is how the passage begins—the passage for which the conceptual framework is not to maintain constant
breadth and vary length (as on the previous page of the Dialogo), but to
maintain constant length and vary breadth:
I have never seen any written record [memoria], but I firmly believe,
indeed I am very certain, that when there there are two pipes, both
two braccia long,59 if one pipe has a circumference [circunferenza] of
the opening [vano] from which the air passes of a half braccio and the
other of three-quarters of a braccio [that is, a ratio of circumferences
of 2:3], when played together you will hear the consonance of the
diapente [that is, a perfect fifth, ratio 2:3]. […] In the same way, you
can obtain most of the musical intervals from pipes of equal length
and unequal capacity [capacità] of the opening [vano] […]. But here
you have to note that the capacity of the pipes considered in this
second way does not have between them the same relation as in the
first instance, where we observed the difference of length [but] of the
identical capacity [capacità]. (Vincenzo [1581] 2003, p. 329; Vincenzo
1581, p. 134; emphasis added, with emendations drawn from this
source to be discussed below)
Given the specific context provided in the final sentence, capacità plainly
cannot refer to volume (where any difference in length would entail
a change in volume); thus, the term capacità in itself is not used by
Vincenzo to refer to volume, though a change in some aspect of capacità
may entail a change in volume. Note moreover how Bardi emphatically
reminds his interlocutor precisely what is being varied in this portion of
their discussion—namely, capacità (that is, in terms of circumference or
“opening”)—and what is not being varied—namely, length. The discussion will proceed in light of this careful distinction in variables of dimension; but, before following those developments, we need to assess the
premise of Bardi’s claims.
What is particularly striking in this passage is the way in which Bardi now
appears to imagine pipe circumference as a correlate of string length: the ratio
of the perfect fifth—3:2 for string length, or 2:3 for pipe circumference—
involves the same numbers for the circumference of the pipe as for the
59. The braccia is derived from an “arm’s length”—that is, approximately a meter. Bardi
therefore proposes considering pipes of a medium size of rank, and therefore reasonably
substantial in dimension.
Pagina 32
Bekijk in PDF(opent in een nieuw venster)divided string (or, indeed, as for pipe length, the fundamental string/pipe
analogy with which Bardi began), and is represented as producing the
same effect on pitch production. Ratios of circumference are thus conceptualized in terms of ratios of string length, as though Bardi intuited
Kepler’s physical analogy in the Harmonices mundi (1619), in which Kepler
likened the proportions of arcs of the circle inscribed by regular polygons
to divisions of a string with its ends joined in a circle (Kepler [1619]
1997, p. 144).60 Though Bardi is now varying a further, characteristic
feature of pipes—their circumference—Vincenzo thus portrays him, favorably, as continuing to think in terms of familiar Pythagorean ratios.
What Bardi does not represent himself as varying in any way is volume,
and here Palisca’s translation becomes problematic at times for being wishful. When Vincenzo had the opportunity to address matters of volume earlier in the Dialogo, it was rather in terms of the weight of liquid-bearing
capacities, in keeping with the visual logic of Gaffurio’s illustration: he
had Bardi refer to “vases” into which “you put […] the number of pounds
of water equivalent to the iron of the hammers and you hit the vases with a
rod of iron” to produce intervals (Vincenzo [1581] 2003, p. 327), like harmonious blacksmiths striking their anvils, but with the anvils themselves
effectively becoming the resonating bodies (with the corresponding ratios
of weight). In his own version, Palisca had conceived the demonstration in
terms of volumetric ratios of volume (“two glasses, one filled, the other
half-filled with water”),61 as would likely any of us attempting to replicate
Gaffurio’s visual demonstration of the ratios of liquid-filled glasses.
Perhaps it was thinking along these lines that prompted Palisca to translate “capacità” as “volume” in the first part of the final sentence in the passage quoted above (“But here you have to note that the volume [capacità] of
the pipes considered in this way second way”), which I have directly translated as “capacity,” in keeping with Vincenzo’s consistent use of this term
in the rest of the passage, and which Palisca is demonstrably otherwise
content to use. Far from allowing the consideration of volume to enter
the discussion as mere happenstance, Vincenzo will save its introduction
for a particular role in the further sequence of investigation.
60. Cf. Johannes Kepler, The Harmony of the World, edited and translated by E. J. Aiton,
A. M. Duncan, J. V. Field (Philadelphia: American Philosophical Society, 1997), Book III,
Axiom I: “A string stretched out straight can can be divided in the same way as when it is
bent round into a circle […] divided by the side of an inscribed figure.” This is not to
suggest that Vincenzo is making any kind of Keplerian argument, as Kepler’s sharp critique of the nature of Vincenzo’s claims will demonstrate.
61. Palisca 2008, p. 236. A glass filled with twice as much water would of course
double the weight of water, but what is being conceived of here is actual volume rather
than weight.
Pagina 33
Bekijk in PDF(opent in een nieuw venster)Squared expressions of the string-length ratios for consonances emerge
in the continuation of this passage in the Dialogo, as measured by ratios of
areas of pipe cross-sections. To make certain that the connection with the
preceding discussion is clear, we begin by repeating the final sentence of
the passage quoted above, retaining Vincenzo’s original “capacità”:
But here you have to note that the capacity of the pipes considered in this
second way does not have between them the same relation as in the first
instance, where we observed the difference of length of the identical
capacity. For those that answer at the octave, the opening [vano] of the
low pipe of whatever form necessarily will contain four times that of the
high pipe. Each of the dimensions [lati]—the diameter and the outer
surface [d’intorno]—have a duple ratio, however. Thus, those played
together that yield a diapente [a perfect fifth in string length ratio 3:2]
will have openings in the 9:4 ratio [dupla sesquiquarta] and those that
sound the diatessaron [a perfect fourth in string length ratio 4:3] will be
in the 16:9 ratio [supersette partiente noue]. (Vincenzo [1581] 2003,
p. 329–30; emphasis added)
To begin with, Bardi reinforces the precise framework for the demonstration: “in this second way,” it is circumference, not vertical pipe length, that
is being varied, to see what effect this variable might have on pitch. Bardi
has already claimed that, with the vertical length of the pipes left unchanged, a 2:3 ratio of circumferential lengths will produce the diapente
or perfect fifth, just like the string length ratio of 3:2; the circumferential
ratio of 1:2 for the perfect octave employs the same logic. Thus, pipes may
be understood as functional lengths in two distinct ways—vertical and
circumferential—ways that Bardi explores in two distinct discussions, the
second resulting in squared ratios for cross-sectional areas: in this manner,
one geometrical dimension—the line—begets another—a surface—by
means of enclosure, a kind of geometric scaffolding that Vincenzo would
later attempt to extend, in determining the “true form” of the octave.
Thus, exponential expansion of the traditional Pythagorean ratios—in this
case, as the squares of the original terms—are represented by Vincenzo as a
seemingly physical rather than purely mathematical phenomenon, a
phenomenon for which organ pipes offered an empirical framework that
Vincenzo had not yet found in the dimensions or behavior of vibrating
strings themselves, but which could yet be understood in terms of string
lengths reconceived as lengths of pipe circumference. Furthermore, we can
now plausibly identify Vincenzo as at least one of those “several” who
Mersenne identified as believing that doubling the breadth of a pipe
produced the same result as doubling its length: thus, when Mersenne
advocated for the consultation of experience to assess belief, Mersenne’s
Pagina 34
Bekijk in PDF(opent in een nieuw venster)reported experience in Proposition XII of the Livre des orgues explicitly
contradicted rather than confirmed Vincenzo’s belief as published in the
widely read Dialogo.
Next, Palisca is clearly correct in translating “vano” in this passage in
the sense of “opening” or entry, rather than in terms of a space or compartment of some kind (implying a volumetric interpretation),62 as Bardi
unmistakably refers here to the relationship between diameter and crosssectional area of the pipe: if “diameter” is in duple ratio, so too will be
the corresponding radii or circumferences, with the corresponding crosssectional areas in approximately squared ratios (4:1, or “four times that of
the high pipe”). Thus, Bardi returns to the diapente he discussed immediately above—where vertical pipe length was explicitly kept unchanged
(“when there are two pipes, both two braccia long”)—and notes that the
corresponding ratio of cross-sectional areas will be 9:4 (and likewise
squared for the diatesseron or perfect fourth, 16:9, and he continues on
with squared values for the major third, 25:16, and minor third, 36:25)
( Vincenzo [1581] 2003, p. 329–30). However, Bardi notably does not
proclaim a discovery of squared ratios that thereby defeat or destroy
Pythagorean tradition: on the contrary, Vincenzo plainly frames them as
the product of conventional Pythagorean ratios, deployed in novel ways.
Since Bardi has already confirmed that, as in the Gaffurio illustration, pipe
circumference may be kept equal when varying vertical length, when
Bardi subsequently introduces the squared ratios for cross-sectional areas,
there is no apparent necessity for this procedure to produce distinctions in
pitch if vertical pipe length can likewise be changed; however, if vertical
length is kept unaltered, as Bardi emphasizes at the outset of the passage,
another form of length may evidently be varied to produce a corresponding
variation in pitch. Thus, Bardi aims to demonstrate that pipe dimensions
make it possible to apply conventional Pythagorean ratios for length in
two orientations, perpendicular to each other. Each corresponds to a ‘surface,’ but only circumference in combination with vertical length defines
the area of that surface: vertical length must be explicitly correlated with
circumferential length—which may be visualized as the enfolding ‘sheet’
or surface area of a tube opened up to form a regular polygon—to define an
area and, by entailment, the volume enclosed by that area. This explicit
correlation will be introduced to the dialogue in due course, but not before
Bardi understands it to have been suitably prepared.
62. Palisca notes that “vano” may be clearly understood in volumetric terms only in the
late discourse on the diapason—see Palisca, in Vincenzo [1581] 2003, p. 329n691. The
careful distinction he observes there is crucial to the meaning of the passage.
Pagina 35
Bekijk in PDF(opent in een nieuw venster)Having introduced the squared ratios for cross-sectional areas, Bardi reminds his interlocutor of the proportional dimensions or lati that occasioned it: “Each of the dimensions—the diameter and the outer surface
[d’intorno]—have a duple ratio” (Vincenzo [1581] 2003, p. 329). Bardi’s
method of isolating each of the available pipe lengths—that is, both vertical and circumferential length, with its corresponding diameter (and
radius)—depends upon keeping the other length fixed in his demonstrations. Thus, Palisca’s suggestion that “the outer surface [d’intorno],” as he
translates it here, “evidently consists of two dimensions, circumference and
length,” does not fit the context established by Bardi, and is likewise problematic with respect to the way in which Bardi expresses himself. Palisca
correctly observes that, “the third dimension, length, would also have to be
doubled” to produce a justly-tuned perfect octave, “something that is not
clearly expressed here,”63 but Bardi employs “d’intorno” as a single, circumferential dimension for his interlocutor, Strozzi, to consider: configuring
the specific dimensions of the sheet of metal used to make the walls of
the pipe is an idea that will be explicitly raised only later in the dialogue.
With Gaffurio having evidently served as a reference for key portions of
the Dialogo—not just in the passages we have considered here, but
throughout the work—it is instructive to examine the illustration that
Vincenzo himself employed to represent Bardi’s demonstration of the
squared ratios. Vincenzo’s illustration frames its own distinctive visual
logic, but relies nonetheless on familiar forms of thought and representation
(Figure 5). Pythagorean and Platonic traditions conventionally referred to
composite, regular polygon figures to represent numbers, and squared
composite figures to represent squares of numbers or areas corresponding
to the sides of regular polygons, as in the familiar demonstration of the
ratios of areas formed by sides of the right angle triangle (later expressed
algebraically as A2 + B2 = C2), or in the ‘nuptial number’ of Plato’s Republic (546c).64 Of the seven figures represented on this page of the Dialogo,
the first frames the essential physical, rather than geometric, idea of proportional cross-sections of pipe, as if representing organ pipes viewed from
above: when doubling the diameter (and, correspondingly, the circumference) of the smaller pipe, the cross-sectional area is made to appear as
though two of the smaller pipes would fit inside, forming a “quadrupla
63. See Palisca, in Vincenzo [1581] 2003, p. 329n691.
64. “The first harmony is a square, the product of equals, so many times 100. The
second harmony is of equal length one way, but a rectangle. One side is the square of
the rational diagonal of a five-by-five square, minus one, times 100, or the square of the
irrational diagonal of a five-by-five square, minus two, times 100. The other side is three
cubed times 100. Taken as a whole, this geometrical number is master of this domain—of
better and worse births” (Rep.VIII, 546c [Plato 2010]).
Pagina 36
Bekijk in PDF(opent in een nieuw venster)Figure 5. Proportions of cross-sectional pipe areas. Vincenzo Galilei, Dialogo
Della Musica Antica, Et Della Moderna (Florence, 1581).
diapason”—that is, a diapson or perfect octave, but in the cross-sectional
area ratio of 4:1. To demonstrate this quadruple proportion, a geometric
representation of the physical illustration in cross-section is offered in the
second figure, to its immediate right: Vincenzo represents his claim in
terms of segments of diameter—the term he finally introduces just before
the illustration, which effectively replaces “circunferenza”65—where the ratio is expressed through the duple proportion of such segments. These segments of diameter, 2:1, are treated as the diagonals of squares that
represent ratios of area; thus, a single diagonal segment corresponds to
one square, while the doubled diagonal segment cuts through a larger,
composite square. The two figures—one a single square, the other a composite of four—together represent the area ratio of 4:1, and are again
labeled as “quadrupla diapason,” so that the geometric ‘translation’ of the
first figure is transparent. In the third figure (immediately below the pipe
cross sections), Vincenzo treats the proportions of segments of length in
terms of the sides of an equilateral triangle, which may be tessellated
65. The shift in terminology possibly serves as a visual aid or convenience—that is, as a
proportional ‘length’ that requires no straightening to be grasped with visual immediacy.
However, Bardi will soon turn to areas of the sheets of metal that form the pipe walls, for
which circumference provides a key dimension.
Pagina 37
Bekijk in PDF(opent in een nieuw venster)to form a composite triangle in the same way that the composite squares
were formed, employing the same visual rhetoric: one can immediately
see the quadruple proportion in areas, even if neither squares nor triangles have anything to do with the actual cross-sectional shape of the pipes
concerned.66
Perhaps this is how the younger Galilei first encountered the great book
of the universe (“questo grandissimo libro… [io dico l’universo]”) that he
was to later envisage in The Assayer, “its characters […] triangles, circles,
and other geometrical figures” (Galileo [1623] 1977, p. 33)—a book that
was evidently no less harmonic than geometric, bound by ratios. Vincenzo then
proceeds to represent the squared ratios of cross-sectional areas for the remaining intervals identified in his text (that is, the perfect fifth, fourth, and major
and minor thirds), as portrayed by the same ‘geometric numbers’ familiar to
Pythagorean or Platonic usage. Further anticipating the geometric rhetoric of
his late discourse on the diapason, to which we will soon return, Vincenzo here
derives geometric relationships from lines, with squares or triangles emerging
as constructions from discrete, arithmetic lengths—in this case, segments of
diameter. There is, however, no attempt to portray volume, and thus no implication of any distinction in proportions of vertical pipe length. In his accompanying commentary, Palisca claims that the squared ratios of cross-sectional
areas are enroute to the claim first announced in Vincenzo’s published Discorso
of 1589—namely, that “pitch will vary inversely as the cube of the volume of
pipes”67—because such a claim would indeed be an approximate volumetric
consequence of doubling both pipe length and pipe diameter. If this were a
consideration of dimension that Vincenzo had in mind—namely, if Vincenzo
were indeed integrating rather than isolating variables of vertical and circumferential length, without having Bardi bother to announce such an intention—
it is curious that Bardi also fails to observe or to articulate such an implicit
cubic ratio, given the tremendous importance it will assume in Vincenzo’s
writings before the decade is out.
66. Here I depart significantly from the account given by Palisca in “Mathematic and
Geometry in Galilei’s Dialogo” (Palisca 2008), which adopts a literalistic reading that furthermore asserts without textual support that the figures also refer to segments of vertical
length of the corresponding pipes, even though this reading would remove entirely the correlation of diameter and cross-sectional area with distinctions in pitch production that the
figure aims to demonstrate: “The ratios in these diagrams compare the areas of the sections of
cylindrical, square, and triangular pipes whose lengths are in duple proportion” (Palisca
2008, p. 250). Palisca likewise does not discuss or identify the conventional Pythagorean
or Platonic composite, regular polygon shapes used to represent numbers and their squares,
his insistence on actual “square, and triangular pipes” precluding such recognition.
67. Palisca, in Vincenzo [1581] 2003, p. 329n691.
Pagina 38
Bekijk in PDF(opent in een nieuw venster)It is after this figure and its accompanying discussion—the figure itself
on page 134 of the original publication, with discussion continuing on to
the top of page 135—that Bardi’s companion, Strozzi, is at last compelled
to ask for an integration of these factors, as if impatient to finally take this
step. He does so by explicitly considering the circumferential surface of a
pipe—and, implicitly, the enclosing of ratios of volume. “All of this is
fine,” he begins—referring to the squared ratios of cross-sectional areas,
where vertical lengths of pipe are invariant—
But tell me, please, if we took two sheets [falde] of lead—the kind that
is used in making organ pipes—after pounding, planing, polishing
them thoroughly, and cutting them not to the shape of a perfect square
but so that each of the longer sides is, for example, a braccio and the
shorter sides four-fifths of a braccio, do we think that if we joined and
soldered together with due diligence the longer sides of one and the
shorter sides of the other and then played them together, they would
respond at the unison? (Vincenzo [1581] 2003, p. 333)
The imagination of the procedure is neatly done, and corresponds with the
approach of pipe makers themselves, who attended to the dimensions of
sheets of metal in the same way that a sometime cloth merchant like
Vincenzo measured his textiles:68 for the first time, both vertical and
circumferential lengths of the respective pipes will be correspondingly varied, and it is volume that will now be invariant; and, having at last introduced this final variable, Bardi responds to Strozzi’s question with a
simple, “Indubitatamente” (Vincenzo 1581, p. 135). The corresponding vertical and circumferential lengths are in proportions of 5:4, or what would
normally be associated with a major third in just tuning; but, deployed in
tandem with each other, Strozzi and Bardi imagine them to be sufficiently
compensatory by enclosing the same volume to produce a perfect unison—
and, given the innumerable ways in which organ pipes may be adjusted for
pitch, they may well be right: after all, Strozzi is insistent that what he has
in mind are organ pipes, and no pitch-producing solid body has proven
more protean in this very capacity.
We glimpse here the way in which Vincenzo later came to envisage
pipe volume: namely, as though it were its own protean beast, a kind of
mathematical gas capable of retaining its essential characteristics or identity even while its particular dimensions respond to the structural and
physical constraints imposed on them. In line with this conception, Strozzi’s
68. The cloth trade was one of the means by which Vincenzo sought to maintain his household (the Galilei family were of lesser nobility and fallen in their fortunes). On Vincenzo’s vita,
see Canguilhem 2001 and Orsini 1988a/b.
Pagina 39
Bekijk in PDF(opent in een nieuw venster)demonstration keeps volume invariant, rather than framing a circumstance—
for example, the production of any interval other than a unison—in which
pipe volumes would be in squared or cubic proportion to each other.
But perhaps Strozzi anticipates the next stage of the dialogue, for Bardi
recognizes that, in response to Strozzi’s attention to invariant volume,
long-established maker’s practice demands that he go yet one step further
in this very capacity. If we have been correct in this reading of Bardi’s
method (further assisted by Strozzi’s curiosity) of isolating and varying distinct dimensions of pipes, a clear sequence of demonstrations emerges:
1. vary length, maintain circumference (volume varies between the pipes)
2. vary circumference, maintain length (volume varies between the
pipes)
3. vary circumference and length (volume kept invariant)
Given this trajectory of demonstrations, a fourth option presents itself,
which is to vary neither length nor circumference nor, seemingly, volume,
but to probe what else might produce a notable change in pitch.
Here, Bardi retreats from the domain of the thought experiment and,
unmistakably, re-enters the empirical arena, for Bardi now reports a phenomenon well-known to organ builders:
We will say […] this last word. If you take two organ pipes of equal
length and the same capacity of opening69 [il vano loro della medesima
capacità], and you close the mouth of one of them on top […] you
will hear when you play them together the same consonance as you
get singing hypate [meson] and nete [diezeugmenon—that is,
producing a perfect octave], the closed pipe sounding the low pitch
and the open one the high.70
What Bardi accurately reports was the well-established practice of the
“capping” of pipes, by which organ builders (as we now understand it)
effectively doubled the wavelength of the column of air in the pipe.
Though a conventional practice, pipe capping nonetheless serves as the
crucial experience with which to cap this entire discussion, since the only
variable clearly affected is in some sense the functional length of the pipe
(in some sense, because the effect on wavelength could be judged only in
perceptual terms, by pitch production), without even bothering to make
69. (Palisca inserts “volume” here.)
70. Vincenzo [1581] 2003, p. 333; emended and with emphasis added; Vincenzo 1581,
p. 135. Hypate meson and nete diezeugmenon are fixed pitches of the hypaton and
diezeugmenon tetrachords, respectively.
Pagina 40
Bekijk in PDF(opent in een nieuw venster)adjustments for circumference or volume.71 Bardi’s exploration of pipe
dimensions has, in a sense, come full circle: having kept pipe circumference unchanged in his first demonstration while doubling length to
successfully produce a perfect octave, he has now found a way to produce the same result, not only by failing to change the ratio of vertical
pipe length, but without varying circumference or evident volume
either. Any potential cubic volumetric ratios have thereby become an
empirical irrelevance.
One of the singular ironies of the modern scholarly literature that has
sought to enlist Vincenzo as unalloyed empiricist is its failure to address
or even recognize Vincenzo’s demonstrated reliance here on an organ
maker’s knowledge of pipe capping, the distinctive conceptual challenges presented by this phenomenon, or that Vincenzo’s knowledge of
the practice considerably predates composition of the texts in which he emphasizes the cubic ratios of pipe volume.72 In view of references to the Dialogo by the likes of Kepler in the Harmonices mundi and Mersenne in the
Harmonie universelle, the published record of Vincenzo’s familiarity with
pipe-capping that was readily accessible to leading figures of early modern
science suggests yet another reason why Galileo passed over the cubic pipe
ratios in silence when he had occasion to address the pitch production of
pipes in the Assayer, or ratios of the consonances in the Discourses on Two
New Sciences: here was a cautionary tale in the mathematical interpretation of acoustic phenomena that was evidently better left not retold.
The concern was perhaps less a matter of propriety as of due wariness before the complexity and conundrums confronting any science of pneumatic
phenomena.
Thus, the well-established phenomenon of pipe capping leaves modern
scholars with the perplexing issue signaled earlier: if Vincenzo himself
already had well-established empirical proof that volume does not in fact
play a defining role in the production of pitch by a pipe, then why did
Vincenzo subsequently press on to concoct the ‘cubes law’ scenario, with
its protean system of measurement determinedly targeted at a “true form”
of the octave, 8:1? Likewise, we must inquire about Mersenne’s curious,
corresponding insistence on cubic ratios for pipes when he also found himself obliged to address the phenomenon of capped organ pipes and the dramatic change in pitch they produced. To address these conundrums, we
71. If anything, enclosing a space would suggest its functional reduction rather than
enlargement, with the capped pipe thereby presumed to produce the higher rather than the
lower pitch—the opposite of the empirical result.
72. Cf. Palisca 2008, pp. 247–50 in particular.
Pagina 41
Bekijk in PDF(opent in een nieuw venster)will find a helpful guide in their contemporary, Johannes Kepler, though
Kepler’s more immediate concerns lay with Robert Fludd.
7. The Mother of all Ratios of Consonance
It is time to reconsider Vincenzo’s outlandish claim that two organ pipes
with a ratio of length of 2:1 will produce “a major third of the intense
tuning of Aristoxenus”: (Galilei [c.1589–91] 1989b, pp. 189–91; emphasis
added) here, as both Palisca and D. P. Walker confirmed, Vincenzo could
not have performed “even the most rudimentary empirical check.”73 And
yet, such gross empirical inaccuracy was no accident. Vincenzo’s pipe
dream is recounted in the “Discourse Concerning the Diapason,” where
his goal is to show that the Pythagorean ratio of string lengths for the octave, 2:1, is actually the ratio for the major third if volume has not been
correctly adjusted according to the cubes law; therefore, the ratio 2:1 cannot be the true ratio of the octave, if it may be thus singly conceived. Although he has ostensibly arrived at the octuple ratio through consideration
of the length and breadth of pipes, Vincenzo’s cubic ratios nonetheless seek
to transcend the particular dimensions of any particular pneumatic resonating body.
Rather than building functional organs, therefore, Vincenzo ultimately
appears to have had an entirely different project in mind. As we heard at
the outset of this discussion, Vincenzo proclaimed that,
the true form of the octave [la uera forma dell’Ottaua] is the octuple
and not the duple [ratio], considering that the octave shows itself
to be truly the mother [of the other ratios] […] in that it has a form
that is capable of including any other consonant interval in its
smaller terms. (Galilei [c.1589–91] 1989b, p. 189; emphasis
added)
To translate: there is a ratio of the octave, 8:1, which delimits a sequence
of numerical terms from 1 to 8, and from which the other ratios of consonance
may be constructed only if they are kept in their traditional ratios: that is, if
they are kept in those very ratios which Vincenzo has demonstrated to be true
only in terms of string length, the ad hoc constituents of a Frankensteinian
body of evidence. Vincenzo’s favored polemical target, Zarlino, had asserted
that the number 6 defined the limits of consonance, a numerical framework
identified in Le istitutioni harmoniche (The Institutions of Harmony [Venice:
Franceschi, 1558]) as the senario, but Zarlino plainly got the number
73. Walker 1978, p. 24. D. P. (Daniel Pickering) Walker was one of the principal cautionary scholarly voices to effectively question both the broader claims and key details of
Palisca’s account of Vincenzo: cf. “Vincenzo Galilei and Zarlino,” pp. 14–26, in particular.
Pagina 42
Bekijk in PDF(opent in een nieuw venster)wrong: the new, true sonorous number had been revealed to be 8, the basis
of an ottonario.74
The ottonario held many attractions, particularly in light of its ostensibly
cubic nature. Returning to the merely representational use of ‘geometrical
numbers’ in the Dialogo, Vincenzo now proposed to grant them strikingly
new ontological dimensions. He portrayed a series of geometrical analogies
or correspondences between conventional ratios and his squared and cubed
numerical relationships:
We may first hear and consider the diapason contained in the
duple [that is, the duple proportion, 2:1] by means of numbers
[presumably, as units of linear measure], and this corresponds to
lines. Secondly we can hear and consider it as contained in the
quadruple [the proportion 1:4] by means of weights, and this
corresponds to a surface. Lastly, we can hear and consider the content
of the octuple [the proportion 8:1] by means of measurement, and
this corresponds to solids [corpi]. (Galilei [c.1589–91] 1989b, p. 181)
These geometric correspondences immediately precede a distinction that
Vincenzo draws between “numeri numerati,” which we can understand as
cardinal numbers (as Palisca’s translation recommends), and “numeri numeranti,”
which we are to understand as numbers representing some form of physical
magnitude, identified in the immediate context as “numbers measuring only
those portions of the strings capable, when struck, of producing a pitch.”
(Galilei [c.1589–91] 1989b, pp. 182–3) Therefore, any connection between
Vincenzo’s geometrical scheme quoted above and actual material phenomena
is entirely speculative—in the fullest sense, a musica speculativa. Vincenzo
himself draws close attention in the late discourses to the dimensionality
of the single vibrating string when he experiments with varying thicknesses of it, a crucial component, furthermore, of one of Mersenne’s laws
of the vibrating string (affecting mass per unit of length), not to mention
suggestive of an analogy between thickness of string and width/volume
74. As a highly educated priest and the music director of San Marco in Venice—among
the most prestigious of sixteenth-century ecclesiastical posts in music—it is no surprise that
Zarlino’s choice of the number 6 enjoyed a distinctive Augustinian pedigree, as featured in
the De trinitate (4.4–6), Civitate dei (11.30), and the De Genesis ad litteram (4.13–14)—the
latter text, Augustine’s third and most extensive commentary on Genesis (a genre to which
Mersenne also contributed, with his Quaestiones celeberrimae in Genesim [Paris 1623]), which
furthermore served as Galileo’s principal theological source for the “Letter to the Grand
Duchess Christina” (cf. McMullin 2005). This theological context has not been observed
in extant scholarship on Zarlino or his relationship to Vincenzo, despite Augustine’s ranking as Zarlino’s most cited patristic source in a seminal work such as Le istitutioni harmoniche
(a quantifiable preeminence that Augustine correspondingly enjoys in Mersenne’s Harmonie
universelle).
Pagina 43
Bekijk in PDF(opent in een nieuw venster)of pipe that appears to have stimulated Vincenzo’s initial attention to
such details in his own Dialogo. Furthermore, with respect to squared ratios
and ‘surfaces,’ what had formerly been a meaningful geometrical relationship
within the Dialogo drawn between the circumference and surface area of a
pipe opening, has instead become a physically unintelligible analogy drawn
between weight and extension. Nevertheless, as the product of such allegorical scaffolding, Vincenzo insists upon the literal fecundity of the number 8 and the ratio it defines as the “mother” of all consonant ratios. Why?
At least part of Vincenzo’s idiosyncratic treatment of number comes
from a rather simple association with interval spans: namely, that most
of the conventional consonances lie ‘within’ the span of the octave. He
correspondingly advances a rather bizarre critique, claiming that, for Zarlino,
any number that stood above 2—and, therefore, “outside” the ratio for the
perfect octave, 2:1—was, in this arithmetic sense, “outside the octave,” which
meant that all the ensuing perfect and imperfect consonances smaller than
the compass of the octave could in fact only be found “outside the octave”
on Zarlino’s purported terms.
He [Zarlino] believed that the octuple [ratio, 8:1] necessarily
contained every place three octaves and never one, and that the
octave is always contained in the duple [ratio, 2:1], as if he
considered it only in terms of lines. He did not find the perfect
consonances [specifically, the ratios 3:2 and 4:3] except outside the
octave, since there was no room to admit them except outside the
octave within the fifteenth [the double perfect octave, ratio 4:1,
encompassing the numbers 3 and 4] and the imperfect consonances
[the ratios 5:3 and 8:5] outside the latter [but] within the twentysecond [the triple perfect octave, ratio 8:1, further encompassing 5
and 8]—that is, in terms of lines, as I said—whereas in terms of
solids [corpi] they are all within the octave [that is, ‘within’ the
ratio 8:1]. (Galilei [c.1589–91] 1989b, p. 193)
This was Vincenzo’s bootless strategy for portraying Zarlino as the victim
of his own paralogic: how can an interval that is smaller than the octave be
found only “outside” of it, since the numbers used to create consonances
other than the unison and octave—that is, 3, 4 and 5—are beyond the
numbers 1 and 2? Unlike Zarlino, however, Vincenzo has abandoned all
pretense of addressing his argument to actual ratios of the consonances;
instead, Vincenzo abstracts their numerical terms, which he then treats as
though they exist purely as the constituents of an arithmetic sequence.
This sequence of abstract numbers is encompassed by the first cubic
numbers, 1 (13) and 8 (23)—a numerical corpus from which he extracts, as
needed, the numerical terms that can supply ratios for the remaining
Pagina 44
Bekijk in PDF(opent in een nieuw venster)perfect and imperfect consonances in traditional ratios. The maternal
character of that corpus recalls the Pythagorean decad,75 the spectre of
which is summoned by Vincenzo with his direct reference to the Pythagorean tetraktys:76
Thus the octave is produced and generated [prodotta et generata], for
example, by lines; it is pregnant in its perfection [grauida dalla sua
perfettione] with regard to length and width of surface, so that it is
capable [of containing] at one time the ratios of the fifth and of the
fourth—but in terms of lines—as befits the order of things of nature
in this progression 1, 2, 3, 4. (Galilei [c.1589–91] 1989b, p. 187)
Such numerical speculation was entirely familiar to a near contemporary, Kepler, who had clearly come across the line of reasoning that so enchanted Vincenzo. In the introduction to Book III of his Harmonices mundi
libri V (1619), Kepler reconstructs Pythagorean confidence in the ontological efficacy of number on the foundation of such relationships:
But the number 8 is the cube of 2, and the number 9 is the square of 3.
Then the following numbers were already before them: 1, 2, 3, 4, 8, 9
[that is, the Pythagorean tetraktys plus the first distinct squared and
cubic numbers that may be derived from them]. However, since Unity
is the same as its square and its cube, whereas the binary had as its
square 4 and its cube 8, to the ternary they also added its cube 27 as
well as its square 9, because they supposed that it was right always
[to] go as far as the cubes on account of the fact that the whole world,
and everything that gives [musical] notes, consisted not of empty
surfaces but of solid bodies. Eventually from that beginning such a
strong opinion grew up about these numbers, on account of the fact
that they were Primes, and their squares and their cubes, that the
Pythagoreans resolved that the whole of Philosophy should be
composed of them.77
75. Multiple early commentators claim an etymology for the decad, δεξάδα, that derives
the term from δεχάδα—“dechad” or ‘receiver,’ as in Philo of Alexandria’s On the Decalogue
23: “those who first established names seem to me reasonably to call it the decad (δεξάδα), as
being the dechad (δεχάδα), in so far as it receives and makes room for all of the numbers”
(cf. Huffman, Philolaus, pp. 352–53). Vincenzo’s account appears to supplant the decad in
this conceptual role with the ‘ogdoad’ (ογδοάδι [dative], as given in the Theologumena
arithmeticae 74.10 [cf. Huffman, p. 357), though without the supportive etymology.
76. The numbers of the Pythagorean tetraktys, 1 through 4, add up to 10; thus 10 may
be conceived as a form of numerical ‘container’ for the tetraktys.
77. Johannes Kepler, “On the Origin of the Harmonic Proportions, and on the Nature
and Differences of Those Things which are Concerned with Melody” (Harmonice mundi, III),
Pagina 45
Bekijk in PDF(opent in een nieuw venster)While his direct knowledge of Vincenzo’s late discourses, their content,
and line of argument is highly unlikely, Kepler nevertheless demonstrates
a ready familiarity with the attractions of a supposedly ‘geometric’ derivation
of the 8:1 ratio that had drawn Vincenzo into temptation, moving from
“lines,” through “surfaces” (squared ratios), to “solid bodies” (the cubic
ratios)—and its ‘containment’ or ‘completion’ of the ratios for string length.
Observing the all-too-convenient association of the number 8 with both the
generic identity of the interval (octavus) and the cubic ratio 8:1, Kepler
castigated those who would attempt to harmonize diverse ratios by such
pseudo-Pythagorean means:
Do people vainly philosophize at this point about the number [8], that is
to say about why the eighth note completes them all, and returns to the
same [pitch-class]? For in truth the answer must be through a circular
argument, because […] it comes about naturally that the interval of double
proportion [2:1], which […] is identical in sound, is divided into seven
melodic intervals, which are bounded by eight notes […]. They think that
comes about because the number 8 is the first cubic number and the first
cubic shape. But what has the division of a string to do with solids?78
One could indeed ask Vincenzo no more pertinent a question than “what
has the division of a string to do with solids?” Vincenzo arrived at an
answer to Kepler’s rhetorical question via the labyrinthine passageways of
pipe dimensions; and, having reached the end of his acoustic odyssey,
Vincenzo appears before us resembling nobody so much as Kepler’s
ultimate target in these passages of the Harmonices mundi: Robert Fludd.
8. Re-Enchanting the Pythagorean Universe?
If the book of the universe were truly written in the “language of mathematics,” then Vincenzo’s diverse assortment of ratios—an even greater diversity
than that which provoked Sagredo’s concern in Galileo’s Discourses—threatened
the deconstruction of that text: how could mathematics provide a useful tool
for natural philosophy if a coherent set of perceptual phenomena—the consonant musical intervals—could not be read with a correspondingly coherent
mathematical representation? Vincenzo strove to reconcile his potentially
contradictory sets of ratios through idiosyncratic juxtapositions of data that
he understood to be framed by his ratios for pipe dimensions and specifically
by his cubic ratio for the perfect octave, which provided a convenient mathematical enclosure for the ratios of the monochord: consistent with the line
of argument initially pursued in the earlier Dialogo, this framework
78. Kepler [1619] 1997, “On the Natural Division of Consonant Intervals into Melodic
Intervals, and their Designations which Arise from That” (Harmonices mundi 3.5, pp. 185–86).
Pagina 46
Bekijk in PDF(opent in een nieuw venster)ultimately served to uphold and extend rather than overthrow the traditional Pythagorean ratios, thus saving the appearance of a mathematically
coherent universe depicted by Gaffurio. And yet, however idiosyncratic in
strategy, was Vincenzo’s ambition thereby sui generis?
In “The Hermetic Tradition,” France Yates sought to distinguish the
mathematical orientation of Mersenne’s Harmonie universelle from that encountered in the De harmonia mundi of the Franciscan, Francesco Giorgi
(1466–1540), a text that had been a seminal influence on Fludd:
Mersenne will have nothing to do with Francesco Giorgi, of whom he
sternly disapproves. Mathematics replaces numerology in Mersenne’s
harmonic world; magic is banished; the seventeenth century has
arrived […]. It is perhaps somehow in these transitions from
Renaissance to seventeenth century that the secret might be surprised,
the secret of how science happened. (Yates 1967, pp. 271–72)
In response to such a neat partition, Peter Dear cautioned, “the suggestion
that an unproblematic ‘mathematics’ replaces a ‘numerology’ requiring
comprehension in terms of magical beliefs takes rather too much for
granted about the character of mathematical approaches to the study of
nature.”79 Whether we refer to it as “numerology,” “arithmology,” or “numerical formalism” (Dear’s preferred term, possibly seeking to evade the
evaluative), the investigation of pipe dimensions by both Mersenne and
Vincenzo reveals a robust, evolving Pythagoreanism still intimately connected with the monochord and its division that continued to play a productive, if at times rather quirky role in the mathematical disciplining of
experience in early modern science.
To what extent were these Pythagorean pipe dreams shared, in latent if
not in manifest content? For Mersenne, the dream was as much Augustinian
as Pythagorean, and animated by anxieties over Pyrrhonian skepticism; for
Vincenzo, on the other hand, the critical concern appears rather more like his
son’s objections to the dogged, uncritical devotion of Simplicio to Aristotle
in the Dialogue on the Two World Systems, for the more orthodox Pythagoreans
had constricted a growing scientia of music within the boundaries of unmodified tradition, “solely because Pythagoras said it” (Vincenzo 1589, p. 105).
In this sense, the limitations of the traditional Pythagorean ratios lay not so
much in the ratios themselves, as in those proponents who left them inflexible to the demands of increasing empirical exploration. Thus, whether
in Vincenzo’s or Mersenne’s Pythagorean disciplining of experience, we
might recognize Peter Pesic’s provocative suggestion in Music and the Making
79. Dear 1988, p. 98. Dear was to subsequently take up such historical challenges directly in Discipline and Experience: The Mathematical Way in the Scientific Revolution (Dear 1995).
Pagina 47
Bekijk in PDF(opent in een nieuw venster)of Modern Science that a “[Scientific] ‘revolution’ may more nearly have been a
phase in the restoration and augmentation of the ancient project of musicalizing the world than a change in the basic project of natural philosophy” (Pesic
2014, p. 5). Correspondingly, we may yet discern the string of that cosmic
monochord, albeit retuned by the hand of a figure who has been threaded
through various aspects of this discussion:
Newton was able to make the ultimate connection between the
behaviour of vibrating strings, wave dynamics, and the laws of
gravity, all of which were governed by the same harmonic principles.
The musical string served as a model of the heavens in both a
scientific and an allegorical sense.80
As Ian Hacking has observed, the lure of Pythagoras or of Pythagorean
thought is not solely intelligible in doctrinaire terms, constrained by a
tightly wound thread of tradition or textual transmission (Hacking
2012).81 Correspondingly, our considerations here do not entail that we
subscribe to any simplistic portrait of either Vincenzo or Mersenne as
“Pythagorean,” or as thereby disinterested in empirical measures: these
findings recommend instead that the Pythagorean and the empirical be
recognized as terms framing a rich spectrum of both consonant and dissonant relationships with one another, rather than a polarity of the enchanted
and the disenchanted in early modern physico-mathematics. In this respect, it might be suggested that the complexities of the phenomena under
investigation corresponded with the idiosyncracies of the minds that grappled with them, as the investigators themselves could be moved to observe.
When attempting to give an account of the mechanics of the capped pipe
and its dramatic drop in pitch—reporting a uniquely troubling phenomenon in which Mersenne still found no occasion to reconsider the cubic Pythagorean ratios for pipe dimensions he had promoted just ten propositions
before82—Mersenne invoked analogy with wave and wind action observed
in nature, “as [when] the waves in the sea hold back those that come from
the opposite side, and as the southern wind is slowed down by that which
80. Gouk 1999, p. 256. Gouk further reflects: “The correspondence between macrocosm
and microcosm that Newton argued for, coupled with his invocation of occult forces, was
rightly associated with the unorthodox philosophies of the natural magicians of the sixteenth
century” (Gouk 1999, p. 256)—and thereby is her chapter on Newton affirmatively titled,
“Isaac Newton, Pythagorean magus.”
81. Hacking 2011 takes up similar concerns with respect to a Pythagoreanism/pythagoreanism
distinction.
82. The critical point is not that capped pipes could not be in cubic relationships with
one another, but that the same pipe, once capped, produces an octave with itself, without
the cubic change in volume.
Pagina 48
Bekijk in PDF(opent in een nieuw venster)blows from the north.”83 If the analogy from nature provided Mersenne with
no clear answer to an empirical conundrum produced by human artifice—
for, along with wavelength, an account of wave interference awaited the
arrival of Newton’s Principia—it nonetheless inspired Mersenne to reflect
further upon human nature:
One can also compare this to different passions and reasons by which
man is so agitated that he often can neither resolve himself nor choose
any part of all those which he considers, the more the different motives
which push him, as the waves [that] push the ship, are in equilibrium.84
That the ship of the soul is subject to multiple, potentially conflicting
sources of inspiration or motivation is familiar even to those who, unlike
Mersenne, have never heard confession. To recognize that the early modern
ship of physico-mathematics itself might have been driven by winds or waves
no less “Pythagorean” than “empirical” perhaps offers some orientation in historical waters less frequently navigated, witness to a persistent Pythagorean
hope that would tame the wide seas of experience.
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