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Im PDF ansehen(öffnet in einem neuen Fenster)Parnassos Press – Fonte Aretusa
Chapter Title: “Pythagoreans” and Aristoxenians in Ptolemais’s Pythagorean Elements of
Music
Chapter Author(s): Matteo Varoli
Book Title: Meter and Music in Ancient Greece
Book Subtitle: Selected Essays from the Ninth Interdisciplinary Symposium on the
Hellenic Heritage of Sicily and Southern Italy
Book Editor(s): John Robert Bagby, Ronald Blankenborg, Jurgen R. Gatt
Published by: Parnassos Press – Fonte Aretusa. (2025)
Stable URL: https://www.jstor.org/stable/jj.32942752.15
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Im PDF ansehen(öffnet in einem neuen Fenster)Pythagorean Elements of Music
The treatise of Ptolemais in context
Every extant piece of evidence about the only known
female musicologist of antiquity, Ptolemais of Cyrene, is
transmitted through Porphyry’s Commentary on Ptolemy’s
Harmonics (1.2.22–26, 1.7.114). Nothing is known on Ptolemais,
except that she was from Cyrene and that she was a woman,2 a
fact that doesn’t appear to be striking to Porphyry.3
The issue at stake in this part of Porphyry’s commentary
are the foundations of harmonic science. In the very beginning
of Ptolemy’s treatise, the question addressed is “what is the
task of the harmonikos?” and on which criteria should they
build their theorems? Should they take into account reason
alone, sensation alone, or rather a combination of both? And
how should they combine them (Ptolemy, Harmonics 1.1–2)?
The issue is very relevant to the history of music theory,
because late Hellenistic theorists perceived the history of their
own discipline as a dispute between two major schools. An
1
Matteo Varoli is a teaching assistant in the History of Ancient
Philosophy at the University of Genoa. He earned his PhD in the
History of Ancient Philosophy in 2022 from the University of
Cagliari with a thesis on the mathematical aspects of Hellenistic
and Imperial Pythagorean philosophy.
2
For Ptolemais, see Gabriella Moretti, “Tolomeide di Cirene.
Musicologa dell’antichità,” Kleos 9 (2004): 123–152; Eleonora
Rocconi, “Un manuale al femminile: l’Introduzione pitagorica alla
musica di Tolemaide di Cirene,” in: Ars/Techne, ed. Maria Silvana
Celentano (Alessandria: Edizioni dell’Orso, 2003), 99–114;
Constantinos Macris, “Ptolémaïs de Cyrène,” Dictionnaire des
Philosophes Antiques 5b (Paris: CNRS éditions, 2012), 1717–1718.
3
Cf. Moretti, “Tolomeide,” 125; Rocconi, “Un manuale,” 99.
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Im PDF ansehen(öffnet in einem neuen Fenster)approach commonly defined as “Pythagorean” described
musical consonances as logoi (numerical ratios), and therefore
in terms of quantity: the musicologists belonging to this school
represent the musical ratios on an instrument composed by a
string divided by a mobile bridge, the kanōn, but the scales
individuated through this method were often impossible to be
applied to musical practice. The followers of Aristoxenus, a
pupil of Aristotle who wrote an authoritative work on music
theory, thought of the differences between sounds as intervals
(diastēmata), in terms of quality;4 Aristoxenian music theory did
admit operations like the halving of the tone, impossible in the
Pythagorean scales.5 While the “Pythagorean” view was
4
I leave aside the question of the historical accuracy of this picture
presented by the ancient sources. For the Academic distortion of
the sources on ancient Pythagorean antiempiricism, see Walter
Burkert, Lore and Science in Ancient Pythagoreanism, trans. Edward
J. Minar jr. (Cambridge, MA: Harvard University Press, 1972),
369–386. On the label of empiricism attached to Aristoxenus in
contrast with his actual theory, see Andrew Barker, “Music and
Perception: A Study in Aristoxenus,” The Journal of Hellenic Studies
98 (1978): 9–16. For a general survey on this schematization of the
ancient debate about harmonics and its origin in the peripatetic
school, see Andrew Barker, Greek musical writings, vol. II: Harmonic
and acoustic theory (Cambridge: Cambridge University Press,
1989), 3–11; Massimo Raffa, “The debate on logos and diastēma in
Porphyry’s Commentary on Ptolemy’s Harmonics,” Greek and
Roman Musical Studies 1 (2013): 243–52; and Ambra Tocco,
“Pensare i suoni, descrivere la musica. Λόγος e αἴσθησις nella
scienza armonica di età ellenistica,” in: Poesia e prosa in età
ellenistica. In ricordo di Roberto Pretagostini, ed. Mauro Tulli (PisaRoma: Fabrizio Serra Editore, 2017), 51–60.
5
A demonstration that the superparticular ratios of music cannot be
halved survives from Archytas, A19 Huffman, and appears in a
similar form in [Euclides], The Division of the Canon, proposition 3.
Seite 4
Im PDF ansehen(öffnet in einem neuen Fenster)embraced by Ptolemy with some reservations (Harmonics 1.3–
6 and 3.3),6 Porphyry engages himself, in the first part of his
commentary, in defending a position closer to the peripatetic
theory, quoting a huge variety of otherwise lost fundamental
texts of ancient music theory from the old Academy and the
ancient Peripatos onwards.
Ptolemais is quoted in this very context, along with other
musicologists. Porphyry claims to use the work of previous
musicologists in his commentary, and says that some of them
are also Ptolemy’s sources (Commentary on Ptolemy’s Harmonics
prol. 4–5). He also notices that Ptolemy never quotes his
sources. As an example of an unacknowledged source of
Ptolemy’s work, Porphyry explicitly mentions Didymus, the
author of a work entitled On the difference between the
Pythagorean and the Aristoxenian music. This work of Didymus
is indeed very close in content to that of Ptolemais, and
Porphyry quotes them together in the discussion of the
Ptolemaic theory of the criterion. Since this Didymus lived in
the age of Nero,7 Ptolemais may be placed not too distant in
time. As for Düring’s guess that Porphyry knew the excerpts
of Ptolemais through Didymus, 8 assuming that her work was
See Carl A. Huffman, Archytas of Tarentum. Pythagorean,
Philosopher and Mathematician King (Cambridge: Cambridge
University Press, 2005), 451–470; Fabio Acerbi, Euclide, Tutte le
opere (Milano: Bompiani, 2007), 680–682.
6
On Ptolemy’s position and Porphyry’s arguments against him, see
Massimo Raffa, Claudio Tolemeo, Armonica; con il Commentario di
Porfirio (Milano: Bompiani, 2016), 13–28, 54–61.
7
According to Barker, Musical Writings, 230, he is identified with
“Didymus, the son of Heraclides,” mentioned in the Suda (δ 875).
8
I. Düring, Ptolemaios und Porphyrios über die Musik (Göteborg:
Elanders Boktryckeri Aktiebolag, 1934), 144. This suggestion is
widely spread in later literature, despite the weak evidence; see
Barker, Musical Writings, 239 n. 133.
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Im PDF ansehen(öffnet in einem neuen Fenster)earlier and that it was used by Didymus as a source, caution is
required since Porphyry might have had Ptolemais’s original
text, or even a miscellaneous scroll with the works of several
different authors.9
Porphyry seems to quote Ptolemais in an unfinished and
unrevised section of his work, as the quotes themselves show.
The second extract (Commentary on Ptolemy’s Harmonics 1.2.23–
24), containing an account of the “Pythagorean” position on
the criterion of knowledge, is repeated in full at the end of the
third extract (1.2.25–26); it is unclear whether the repetition is
due to a lack of revision by Porphyry, or to a mechanical error
in the process of copying the excerpts in the work.10 Moreover,
it is not always simple to determine where the quotes of
Ptolemais end and the commentary of Porphyry begins,
especially in the first extract (1.2.22–23).
The form of Ptolemais’s work is peculiar: it was arranged
according to inquiries (zētēmata), presented through questions
and answers (kat’ erōtēsin kai apokrisin). Such a form seems to
suggest that the work of Ptolemais was conceived for didactic
purposes. The title reported by Porphyry, Pythagorean Elements
of Music,11 seems to promise a “Pythagorean” approach to
music theory, but, as already noticed by Barker,12 the
doxographic section presents the theory of Aristoxenus in a
quite favorable light, while the “Pythagoreans” seem to be the
object of a criticism. In order to understand whether Ptolemais
criticized, defended, or simply represented “Pythagorean”
harmonics within a wider debate on the nature of harmonic
9
I share the objections listed in Ambra Tocco, “Ptolemais,” in
Supplementum Grammaticum Graecum 5, ed. F. Montana (Leiden:
Brill, 2021), 202–203.
10
See further, note 15 below.
11
Porphyry, Commentary on Ptolemy’s Harmonics 1.2.22.
12
Barker, Musical Writings, 230.
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Im PDF ansehen(öffnet in einem neuen Fenster)science, a closer survey of the meaning of “Pythagorean” in the
title and in the extant fragments of Ptolemais13 is needed.
Ptolemais on the kritērion of harmonics
The longest extant fragment from the work of Ptolemais
consists of a piece of doxography used by Porphyry along with
a passage from Didymus, offered as a commentary to Ptolemy,
Harmonics 1.2. Here, the latter explains the approach to the
problem of the criterion among the Pythagoreans and the
Aristoxenians, claiming that both are wrong about the use of
sense perception: the Pythagoreans, since they do not use
sensation as a criterion even where it would be needed, obtain
results that differ from sensation, and the Aristoxenians, since
they go against both reason and sensation by choosing the
qualitative approach. Interestingly, Ptolemais’s account of the
different schools of harmonics and their approach to the
problem is much more articulate and complex than those of
Ptolemy and Didymus, sketching out a variety of positions.
Porphyry claims to quote the excerpt “altering a few
things for the sake of brevity” as follows:
What is the difference between those who are
distinguished in the field of music? Some preferred
reason by itself, some perception, some both together.
Reason was preferred by those of the Pythagoreans
who were especially keen on disputing with the
mousikoi,14 arguing that perception should be thrown
out completely, and that reason should be brought in
as an autonomous criterion in itself. These people are
13
On the meaning and technical use of “Pythagorean” in Porphyry’s
work, see Andrew Barker, Porphyry’s Commentary on Ptolemy’s
Harmonics (Cambridge: Cambridge University Press, 2015), 28–32.
14
In fr. 1 Barker (Porphyry’s Commentary 1.2.23), Ptolemais makes
clear that, in its technical meaning, the term mousikoi refers to “the
theorists who begin from perception.”
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Im PDF ansehen(öffnet in einem neuen Fenster)wholly refuted by their practice of accepting something
perceptible at the beginning, and then forgetting that
they have done so. The instrumentalists, on the other
hand, preferred perception: they gave no thought at all,
or only feeble thought, to theory.
Τῶν ἐν τῇ μουσικῇ διαπρεψάντων τίς ἡ διαφορά; οἱ
μὲν γὰρ τὸν λόγον προέκριναν αὐτόν, οἱ δὲ τὴν
αἴσθησιν, οἱ δὲ τὸ συναμφότερον. τὸν μὲν λόγον
προέκρινον αὐτὸν τῶν Πυθαγορείων ὅσοι μᾶλλον
ἐφιλονείκησαν πρὸς τοὺς μουσικοὺς τελέως τὴν
αἴσθησιν ἐκβάλλειν, τὸν δὲ λόγον ὡς αὔταρκες
κριτήριον καθ’ ἑαυτὸν εἰσφέρειν. ἐλέγχονται δ’
οὗτοι πάντως τι αἰσθητὸν παραλαμβάνοντες ἐν
ἀρχῇ καὶ ἐπιλανθανόμενοι. τὴν δ’ αἴσθησιν
προέκριναν οἱ ὀργανικοί, οἷς ἢ οὐδαμῶς ἔννοια
θεωρίας ἐγένετο ἢ ἀσθενής.
What is the distinction between those who prefer the
combination of both? Some accepted both perception
and reason in the same way, as being of equal power,
others accepted the one as the leader, the other as the
follower. Aristoxenus of Tarentum accepted both in
the same way. For what is perceived cannot be
constituted in itself apart from reason, and neither is
reason strong enough to establish anything without
taking its archai from perception, and delivering the
conclusions of its theorizing in agreement with
perception once again. In what way does he want
perception to be in the lead of reason? In order, not in
power. For when the perceptible thing, whatever it
may be, has been reviewed by perception, then, he
says, we must put reason in the lead, for the
theoretical study of this percept.
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Im PDF ansehen(öffnet in einem neuen Fenster)τῶν δὲ τὸ συναμφότερον προκρινάντων τίς ἡ
διαφορά; οἱ μὲν ὁμοίως ἀμφότερα ἰσοδυναμοῦντα
παρέλαβον τήν τ’ αἴσθησιν καὶ τὸν λόγον, οἱ δὲ τὸ
ἕτερον προηγούμενον, τὸ δ’ ἕτερον ἑπόμενον.
ὁμοίως μὲν ἀμφότερα Ἀριστόξενος ὁ Ταραντῖνος.
οὔτε γὰρ αἰσθητὸν δύναται συστῆναι καθ’ αὑτὸ δίχα
λόγου, οὔτε λόγος ἰσχυρότερός ἐστι παραστῆσαί τι
μὴ τὰς ἀρχὰς λαβὼν παρὰ τῆς αἰσθήσεως, καὶ τὸ
τέλος τοῦ θεωρήματος ὁμολογούμενον πάλιν τῇ
αἰσθήσει ἀποδιδούς. τί δὲ μᾶλλον βούλεται
προηγεῖσθαι τὴν αἴσθησιν τοῦ λόγου; τῇ τάξει, οὐ τῇ
δυνάμει. ὅταν γάρ, φησί, ταύτῃ τὸ αἰσθητὸν
συναφθῇ ὁποῖόν ποτέ ἐστι, τότε δεῖν ἡμᾶς καὶ τὸν
λόγον προάγειν εἰς τὴν τούτου θεωρίαν.
†Who are those who treat both together alike? †15
Pythagoras and his successors. For they wish to accept
perception as a guide for reason at the outset, to
provide reason with a spark, as it were; but they treat
reason, when it has set out from these beginnings, as
working on its own in separation from perception.
Hence if the systema discovered by reason in its
investigation no longer accords with perception, they
15
The text seems to have suffered some corruption here, since one
expects to have the exposition about those who admit both
criteria, taking reason as a leader (see Barker, Musical Writings, 242
n. 148). The question seems out of place and would be much more
suitable to introduce the paragraph on Aristoxenus. The error
may possibly be attributed to Porphyry himself, since he explicitly
claims to shorten and summarize parts of the text, and since a lack
of final revision is evident in this part of his work. Perhaps this is
not unrelated to the fact that a great part of this fragment, from
this exact point to the end of the excerpt, is a repetition of the other
fragment of Ptolemais, at 1.2.23–24. See Raffa, Claudio Tolemeo,
724–725 n. 100, and Tocco, “Ptolemais”, 220–221.
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Im PDF ansehen(öffnet in einem neuen Fenster)do not retrace their steps, but level accusations, saying
that perception is going astray, while reason by itself
has discovered what is correct, and refutes perception.
†τίνες τὸ συναμφότερον ὁμοίως;† Πυθαγόρας καὶ οἱ
διαδεξάμενοι. βούλονται γὰρ αὐτοὶ τὴν μὲν
αἴσθησιν ὡς ὁδηγὸν τοῦ λόγου ἐν ἀρχῇ
παραλαμβάνειν πρὸς τὸ οἱονεὶ ζώπυρά τινα
παραδιδόναι αὐτῷ, τὸν δὲ λόγον ἐκ τούτων
ὁρμηθέντα
καθ’
ἑαυτὸν
πραγματεύεσθαι
ἀποστάντα τῆς αἰσθήσεως, ὅθεν κἂν τὸ σύστημα τὸ
ὑπὸ τοῦ λόγου εὑρηθὲν τῆς πραγματείας μηκέτι
συνᾴδῃ τῇ αἰσθήσει, οὐκ ἐπιστρέφονται, ἀλλ’
ἐπεγκαλοῦσι
λέγοντες
τὴν
μὲν
αἴσθησιν
πλανᾶσθαι, τὸν δὲ λόγον εὑρηκέναι τὸ ὀρθὸν καθ’
ἑαυτὸν καὶ ἀπελέγχειν τὴν αἴσθησιν.
Who are in opposition to these? Some of the mousikoi
who follow Aristoxenus, those who applied
themselves to a theoretical science based in thought,
while nevertheless setting out from the expertise on
instruments. For they treated perception as
authoritative, and reason as attending on it, for use
only when needed.
τίνες ἐναντίως τούτοις; ἔνιοι τῶν ἀπ’ Ἀριστοξένου
μουσικῶν, ὅσοι κατὰ μὲν τὴν ἔννοιαν θεωρίαν
ἔλαβον, ἀπὸ δ’ ὀργανικῆς ἕξεως προκόψαντες.
οὗτοι γὰρ τὴν μὲν αἴσθησιν ὡς κυρίαν ἔθεσαν, τὸν
δὲ λόγον ὥσπερ ἑπόμενον εἰς μόνον τὸ χρειῶδες.16
16
Ptolemais, fr. 3 Barker = Porphyry, Commentary on Ptolemy’s
Harmonics 1.2.25–26), ed. Tocco, “Ptolemais,” 216; the texts of the
fragments of Ptolemais are quoted in Tocco’s edition, unless
otherwise specified. Trans. Barker, Musical Writings, 241–42. All
Seite 10
Im PDF ansehen(öffnet in einem neuen Fenster)Ptolemais identifies five different positions: in the first
place, she outlines two “extreme” factions that do accept just a
single criterion of truth in harmonics. The partisans of pure
aisthēsis are the so-called organikoi. Ptolemais does not give us
more clues to understand who these people might be, but it is
clear that she has the Elementa Harmonica of Aristoxenus in
mind. The Tarentine philosopher alludes several times within
his work to “those who worked on instruments,”17 a current of
pure empiricists that are accused of “delivering oracular
utterances on individual topics, without giving explanations or
demonstrations.”18 Didymus, in his own account, compares
them to the phōnaskikoi, “vocal trainers.”19
The opposite position is held by “some Pythagoreans,”
who want to eliminate sense perception, and assume reason as
a self-sufficient criterion. As we shall see, they share with the
“Pythagoreans” the assumption that perception can be
deceiving, and that the ultimate object of harmonics is not
audible music. Their position is discredited by Ptolemais as
untenable because they “forget” that the postulates of their
science rely on sense-perception. Interestingly, Ptolemais does
not present this radically anti-empirical position as the original
Pythagorean one. She explicitly says that these “Pythagoreans”
developed their theory later, in opposition to the empiricism of
the mousikoi.
Having rejected these two extreme positions, Ptolemais
passes to an investigation of three positions that do accept a
twofold criterion: the first one accords an equal importance to
further translations are from Barker’s work, unless otherwise
specified. Relevant divergences between Tocco’s text and Barker’s
textual choices will be discussed in footnotes.
17
Aristoxenus, Elements of Harmony 2.35.8; cf. 2.41.25–30.
18
Aristoxenus, Elements of Harmony 2.32.28–31.
19
Not to be understood as music theorists, see Düring, Ptolemaios und
Porphyrios, 145; Tocco, “Pensare i suoni,” 54–55.
Seite 11
Im PDF ansehen(öffnet in einem neuen Fenster)sense perception and reason, while the others assign a leading
role respectively to latter. Her approach seems to reflect the
Hellenistic debate on the criterion of knowledge, and closely
resembles the views of the Peripatetic school in this respect.20
First, she presents the position of Aristoxenus as holding both
reason and sense perception in equal importance, with the
latter preceding in the order of the cognitive processes, and
also ending it by validating the conclusions of reason. Her
account of Aristoxenian thought is of the greatest interest:
while Aristoxenus did not explain the issue of the criterion in
these terms, speaking of dianoia and akoē rather than logos
(reason) and aisthēsis (sense-perception), Ptolemais seems to
refer to what he says in the first part of the second book of the
Elements of Harmony:21
Taken as a whole, our science is concerned with
musical melody, both vocal and instrumental. Its
pursuit depends ultimately on two things, hearing
and reason. Through hearing we assess the
magnitudes of intervals, and through reason we
apprehend their functions. We must therefore become
practised in assessing particulars accurately. While it
is usual in dealing with geometrical diagrams to say
“Let this be a straight line”, we must not be satisfied
20
See Han Baltussen, “Peripatetic Epistemology after Aristotle:
Theorising Knowledge from Theophrastus to Aristocles,” in:
Hellenistic Theories of Knowledge, eds. F. Verde and M. Catapano
(Lexicon philosophicum 6, special issue, 2018), 53–75.
21
Aristoxenus, Elements of Harmony, 2.32–33, cf. 2.41–44. Comparison
with the similar account of Aristoxenus’s thought from Didymus
(in Porphyry, Commentary on Ptolemy’s Harmonics, 1.2.28) shows
that these authors might have read the Elements in a different
arrangement than the one we know, since he explicitly claims to
quote the “first book” of the Elements.
Seite 12
Im PDF ansehen(öffnet in einem neuen Fenster)with similar remarks in relation to intervals. The
geometer makes no use of the faculty of perception:
he does not train his eyesight to assess the straight or
the circular or anything else of that kind either well or
badly. […] But for the student of music accuracy of
perception stands just about first in order of
importance […].
Ἔστι δὴ τὸ μὲν ὅλον ἡμῖν ‹ἡ› θεωρία περὶ μέλους
παντὸς μουσικοῦ τοῦ γιγνομένου ἐν φωνῇ τε καὶ
ὀργάνοις. ἀνάγεται δ’ ἡ πραγματεία εἰς δύο, εἴς τε
τὴν ἀκοὴν καὶ εἰς τὴν διάνοιαν. τῇ μὲν γὰρ ἀκοῇ
κρίνομεν τὰ τῶν διαστημάτων μεγέθη, τῇ δὲ
διανοίᾳ θεωροῦμεν τὰς τούτων δυνάμεις. δεῖ οὖν
ἐθισθῆναι ἕκαστα ἀκριβῶς κρίνειν· οὐ γάρ ἐστιν
ὥσπερ ἐπὶ τῶν διαγραμμάτων εἴθισται λέγεσθαι·
ἔστω τοῦτο εὐθεῖα γραμμή,—οὕτω καὶ ἐπὶ τῶν
διαστημάτων εἰπόντα ἀπηλλάχθαι δεῖ. ὁ μὲν γὰρ
γεωμέτρης οὐδὲν χρῆται τῇ τῆς αἰσθήσεως
δυνάμει, οὐ γὰρ ἐθίζει τὴν ὄψιν οὔτε τὸ εὐθὺ οὔτε
τὸ περιφερὲς οὔτ’ ἄλλο οὐδὲν τῶν τοιούτων οὔτε
φαύλως οὔτε εὖ κρίνειν· […] τῷ δὲ μουσικῷ σχεδόν
ἐστιν ἀρχῆς ἔχουσα τάξιν ἡ τῆς αἰσθήσεως
ἀκρίβεια […].22
The parallel that Aristoxenus traces between the geometer and
the student of music is of key importance in understanding
what Ptolemais is saying: while the archai of any demonstration
in arithmetic or geometry can be assumed as hypotheses,
musical science cannot work like that. Harmonics needs to take
its postulates from sense perception, and from the sense of
22
Aristoxenus, Elements of Harmony, 2.33, ed. Paul Marquard, Die
Harmonischen Fragmente des Aristoxenus (Berlin: Weidmann, 1868),
48. Trans. Barker, Musical Writings, 150.
Seite 13
Im PDF ansehen(öffnet in einem neuen Fenster)hearing in particular, unlike the sense of sight in geometry that
provides just a first sparkle to reason through diagrams. In
geometry, the validity of a theorem is completely independent
from perception and does not need experimental proof, while
in harmonics every result obtained by reason into its derivative
process that does not fit with the evidence of sense perception,
has to be considered as wrong.23
Indeed, Ptolemais simplifies the position of Aristoxenus
on the role of human logos in harmonics. Reason, to him, is very
important not only in the process of apodeixis, but also in the
very beginning of the cognitive process, the necessary rational
reflection on perception that makes the sensory experience
meaningful in the first place.24 Overall, however, her account is
quite fair. She also mentions a slightly different position, which
she assigns to some followers of Aristoxenus, that reduces the
role of reason to that of an “attendant” of perception. In
Porphyry’s Commentary on Ptolemy’s Harmonics, 1.2.26–27, a
very similar view is attributed by Didymus to the musician
Archestratus, a shadowy figure also mentioned by Philodemus
in his treatise On Music (4.137.13–27).25
Ptolemais’s main goal here is to contrast Aristoxenus and
the Aristoxenians with another school of theorists, Pythagoras
and his pupils, who treated harmonics in the way Aristoxenus
later forbade—as a science that relies on sense perception only
at the very starting point, like geometry. It is not just a matter
of choosing to describe the consonances in terms of quantity
rather than of quality, in Ptolemais’s view. According to these
philosophers, sounds and notes have, for harmonic science, the
23
On the theory of knowledge of Aristoxenus, see Barker, “Music and
Perception,” 9–16.
24
Barker, Musical Writings, 150 n. 13.
25
See Andrew Barker, “Musical Theory and Philosophy: The Case of
Archestratus,” Phronesis 54.4/5 (2009): 390–422.
Seite 14
Im PDF ansehen(öffnet in einem neuen Fenster)same value that the diagrammata have for geometry. Both the
process of reasoning and the validity of its conclusions must be
independent from sense perception; and if their systems and
evidence are in disagreement, Ptolemais comments quite
sharply, they level accusations against the latter, pointing the
finger at the unreliability of sense perception.
Ptolemais appears to be quite hostile to both of the factions
of Pythagoreans involved. While completely discrediting the
most radical faction, she discusses more attentively the
position she attributes to the historical Pythagoras, a position
that is therefore credited as the “original” one. Rather than
asking whether Ptolemais’s account might reflect some
historical division between scholars of music, we should rather
investigate which core texts she bore in mind, and how she
reworked her source material.
One of the earliest accounts of Pythagorean music theory
is found in the famous words of Socrates in the seventh book
of Plato’s Republic, the only place in the Platonic corpus where
the Pythagoreans are explicitly mentioned as a whole. As
Socrates and Glaucon finish their long discussion about the
reform of the astronomical science, similar problems arise in
the case of harmonics:
‘It appears,’ I said, ‘that just as the eyes are fixed to
astronomy so the ears are fixed on harmonic motion,
and that these two sciences are one another’s sisters,
as the Pythagoreans say and we agree, Glaucon. Or
what we do?’ ‘As you say,’ he said. […]
Κινδυνεύει, ἔφην, ὡς πρὸς ἀστρονομίαν ὄμματα
πέπηγεν, ὣς πρὸς ἐναρμόνιον φορὰν ὦτα παγῆναι,
καὶ αὗται ἀλλήλων ἀδελφαί τινες αἱ ἐπιστῆμαι
εἶναι, ὡς οἵ τε Πυθαγόρειοί φασι καὶ ἡμεῖς, ὦ
Γλαύκων, συγχωροῦμεν. ἢ πῶς ποιοῦμεν; οὕτως,
ἔφη. […]
Seite 15
Im PDF ansehen(öffnet in einem neuen Fenster)‘[…] They measure heard concords and notes against
one another, and so labor to no purpose, just like the
astronomers.’ ‘Yes, by the gods,’ he said. ‘Their
behavior is quite ridiculous, when they name some
things puknomata and incline their ears as if hunting
out a sound from the next door, some of them
asserting that they can still just hear a sound in
between, and that that is the smallest interval, by
which measurement is to be made, while others take
issue with them, saying that the notes are already the
same, each group putting their ears ahead of their
mind.’
[…] τὰς γὰρ ἀκουομένας αὖ συμφωνίας καὶ
φθόγγους ἀλλήλοις ἀναμετροῦντες ἀνήνυτα,
ὥσπερ οἱ ἀστρονόμοι, πονοῦσιν. νὴ τοὺς θεούς,
ἔφη, καὶ γελοίως γε, πυκνώματ᾽ ἄττα ὀνομάζοντες
καὶ παραβάλλοντες τὰ ὦτα, οἷον ἐκ γειτόνων
φωνὴν θηρευόμενοι, οἱ μέν φασιν ἔτι κατακούειν
ἐν μέσῳ τινὰ ἠχὴν καὶ σμικρότατον εἶναι τοῦτο
διάστημα, ᾧ μετρητέον, οἱ δὲ ἀμφισβητοῦντες ὡς
ὅμοιον ἤδη φθεγγομένων, ἀμφότεροι ὦτα τοῦ νοῦ
προστησάμενοι.
‘You are talking’ I said, ‘about those worthy persons
who bully the strings and interrogate them with
torture, racking them on the kollopes; but I must not
spin out the image too long; […] and so I shall
abandon the image and say that I do not mean that
people, but those whom we said just now we would
question about harmonia. They do the same as those
concerned with astronomy: they seek the numbers in
these heard concords, but do not rise to problems, to
investigate which numbers are concordant and which
Seite 16
Im PDF ansehen(öffnet in einem neuen Fenster)are not, and why each are so.’ ‘The task you mention
is superhuman,’ he said.
Σὺ μέν, ἦν δ᾽ ἐγώ, τοὺς χρηστοὺς λέγεις τοὺς ταῖς
χορδαῖς πράγματα παρέχοντας καὶ βασανίζοντας,
ἐπὶ τῶν κολλόπων στρεβλοῦντας· ἵνα δὲ μὴ
μακροτέρα ἡ εἰκὼν γίγνηται […] παύομαι τῆς
εἰκόνος καὶ οὔ φημι τούτους λέγειν, ἀλλ᾽ ἐκείνους
οὓς ἔφαμεν νυνδὴ περὶ ἁρμονίας ἐρήσεσθαι.
ταὐτὸν γὰρ ποιοῦσι τοῖς ἐν τῇ ἀστρονομίᾳ· τοὺς
γὰρ ἐν ταύταις ταῖς συμφωνίαις ταῖς ἀκουομέναις
ἀριθμοὺς ζητοῦσιν, ἀλλ᾽ οὐκ εἰς προβλήματα
ἀνίασιν, ἐπισκοπεῖν τίνες σύμφωνοι ἀριθμοὶ καὶ
τίνες οὔ, καὶ διὰ τί ἑκάτεροι. | Δαιμόνιον γάρ, ἔφη,
πρᾶγμα λέγεις.
‘But it is at any rate useful’ I said, ‘in the quest for the
fine and the good, whereas if pursued in any other
way it is useless.’
χρήσιμον μὲν οὖν, ἦν δ᾽ ἐγώ, πρὸς τὴν τοῦ καλοῦ τε
καὶ ἀγαθοῦ ζήτησιν, ἄλλως δὲ μεταδιωκόμενον
ἄχρηστον.26
This page of Plato’s Republic has been the object of complex
debate.27 For our purpose, we notice that the Pythagoreans are
26
Plato, Republic 7.530d–531, ed. John Burnet (Oxford: Oxford
University Press, 1903); trans. Barker, Musical Writings, 55–56.
27
The problems are many, from the identification of the various
theorists alluded to in the passage to the relationship with
Pythagorean literature, since the reference to the “sister sciences”
echoes the famous fragment 1 Huffman of Archytas, and finally
to the correct interpretation of the radical anti-empirical view on
music expressed in the passage. For an exhaustive overview, see
Angelo Meriani, “Teoria musicale e antiempirismo,” in Platone,
Seite 17
Im PDF ansehen(öffnet in einem neuen Fenster)evoked by Socrates as the best interlocutors for the science of
harmonics since they relate it to astronomy. Eyesight and
hearing are keen and “sisters” because they are the only senses
that seem to entertain a privileged tie not only to motion, but
also to intellect and mathematical beauty, as Ptolemy also
underlines (Harmonics 3.3.93–94), probably bearing in mind
these words of Plato. The experts that Socrates compares in
what follows might comprehend, of course, but they are not
necessarily limited to the Pythagoreans; Socrates is clearly
speaking about mathematical harmonics in general. Glaucon’s
misunderstanding gives Socrates the chance to direct his irony
towards empirical musicians who try to find the puknomata
through perception. But, as Socrates makes clear, it is not a
matter of empiricism against reason here: he intends to direct
his criticism toward the mathematical harmonics of his time,
which do not elevate themselves to posing problems.
Coherently with their program mathematical science reform,28
Socrates and Glaucon aim to give to harmonics a foundation
completely independent from perceptible objects and sense
perception. It is unsatisfactory, in Plato’s view, to individuate
numbers in heard consonances. The real question would rather
be which numbers are concordant and which not, and why.
This view of Plato on the scope and object of harmonics
was challenged by the Peripatetics, as is evident in the passage
of Aristoxenus quoted above, within the frame of the dispute
between the Academics and Peripatetics on the object and
method of the mathematical sciences—in particular, what
“Repubblica”, Libri VI–VII, ed. Mario Vegetti (Napoli: Bibliopolis,
2003), 565–602; see also Ferruccio Franco Repellini, “Astronomia
e armonica,” in the same volume, 541–563.
28
See Elisabetta Cattanei, “Le matematiche al tempo di Platone e la
loro riforma,” in: Platone, “Repubblica”, Libri VI–VII, ed. Mario
Vegetti (Napoli: Bibliopolis, 2003), 473–493.
Seite 18
Im PDF ansehen(öffnet in einem neuen Fenster)Aristotle says in the Posterior Analytics in response to Plato’s
Republic VII, concerning the objects of sciences. He claims that
the dioti (the “why”, i.e. demonstrative reason) is the field of
study of mathematical sciences such as harmonics, while it is
the scope of perception to gain knowledge of the facts (the hoti):
There is another way, in which the hoti and dioti differ,
viz., in each being studied by a different science. This
is true of all subjects which are so related that one is
subordinate to the other, as in the relation of optical
problems to plane and of mechanical problems to
solid geometry and of harmonical problems to
arithmetic and of the study of phenomena to
astronomy. Some of these sciences have practically
the same name; e.g., […] both mathematical
harmonics and acoustic
harmonics are called
harmonics. In these cases, it is for the collectors of data
to know the hoti, and for the mathematicians to
establish the dioti. The latter can demonstrate the
causes, whereas they are often ignorant of the hoti
[…]. Of this kind are all objects which, while having a
separate substantial existence, yet exhibit certain
specific forms. For the mathematical sciences are
concerned with forms; they do not confine their
demonstrations to a particular substrate.
Ἄλλον δὲ τρόπον διαφέρει τὸ διότι τοῦ ὅτι τῷ δι’
ἄλλης ἐπιστήμης ἑκάτερον θεωρεῖν. τοιαῦτα δ’
ἐστὶν ὅσα οὕτως ἔχει πρὸς ἄλληλα ὥστ’ εἶναι
θάτερον ὑπὸ θάτερον, οἷον τὰ ὀπτικὰ πρὸς
γεωμετρίαν καὶ τὰ μηχανικὰ πρὸς στερεομετρίαν
καὶ τὰ ἁρμονικὰ πρὸς ἀριθμητικὴν καὶ τὰ
φαινόμενα πρὸς ἀστρολογικήν. σχεδὸν δὲ
συνώνυμοί εἰσιν ἔνιαι τούτων τῶν ἐπιστημῶν, οἷον
[…] ἁρμονικὴ ἥ τε μαθηματικὴ καὶ ἡ κατὰ τὴν
Seite 19
Im PDF ansehen(öffnet in einem neuen Fenster)ἀκοήν. ἐνταῦθα γὰρ τὸ μὲν ὅτι τῶν αἰσθητικῶν
εἰδέναι, τὸ δὲ διότι τῶν μαθηματικῶν· οὗτοι γὰρ
ἔχουσι τῶν αἰτίων τὰς ἀποδείξεις, καὶ πολλάκις
οὐκ ἴσασι τὸ ὅτι […]. ἔστι δὲ ταῦτα ὅσα ἕτερόν τι
ὄντα τὴν οὐσίαν κέχρηται τοῖς εἴδεσιν. τὰ γὰρ
μαθήματα περὶ εἴδη ἐστίν· οὐ γὰρ καθ’
ὑποκειμένου τινός.29
Aristotle, discussing the role played by demonstration in
different sciences, focuses on the forms of knowledge that refer
to separate, perceptible objects, such as harmonics, astronomy,
optics and mechanics. By highlighting their subordination to
sciences such as arithmetic (as in the case of harmonics) and
geometry, Aristotle shows that, also for these mathematical
sciences that describe the phenomena, the real object of study
is not the hoti, the thing or the phenomenon itself, but rather
the dioti. Actually, in some cases the study of the phenomenon
and the mathematical knowledge of the reasons are one science
in name: this is precisely the case with harmonics.
Aristotle outlines the distinction between mathematical
harmonics and harmonics as the observation of acoustic
phenomena that resurfaces in Ptolemais’s treatise. In his
opinion, these two branches of harmonics simply have a
different scope: while knowledge of the notes and consonances
of music falls within the realm of harmonics kata tēn akoēn,
mathematical harmonics is able to investigate the causes and
reasons behind them, without even considering them in their
physical, acoustic aspect. This is why mathematical sciences
deal with the forms, and not with the objects. According to
Aristotle, who defended this view against Plato and the
Academics, the objects of mathematics are neither separate
from the sensory, nor perceptible things themselves. The
29
Aristotle, Posterior Analytics 78b 34–79a8, trans. Hugh Tredennick
(Cambridge MA: Harvard University Press, 1960), modified.
Seite 20
Im PDF ansehen(öffnet in einem neuen Fenster)mathematician must exercise an abstraction of properties from
the objects, not considering them as belonging to a substrate.30
This is evident for “hard sciences” such as arithmetic and
geometry, but it is true also in the case of sciences such as
harmonics, which apparently have their own, physical object.
Ptolemais’s kanonikē and Hellenistic harmonics
Ptolemais, very aware of this debate, ties her discussion of
harmonics to it. The example Plato chose of a mathematical
truth that needs investigation on the ground of principles, that
the concords consist of numerical ratios, is confronted by
Ptolemais in another fragment. She claims that, while the
existence of consonances and dissonances is a postulate
assumed through perception by the musicians, the fact that the
diastēmata consist of numerical ratios is one of the objects of the
investigation of mathematicians, which the experts of kanonikē
study in their own, “special” way:
The theory that uses the kanōn—of what does it
consist? Of the things postulated by the mousikoi and
those adopted by the mathēmatikoi. | The things
postulated by the mousikoi are all those adopted by the
kanonikoi on the basis of perceptions, for instance that
there are concordant and discordant intervals, and the
octave is compounded by a fourth and a fifth, and that
the excess of a fifth over a fourth is a tone, and similar
things. Those adopted by the mathēmatikoi are all
those which the kanonikoi study theoretically in their
own special way, only beginning from the starting
points given by perception, for instance that the
intervals are in ratios of numbers, and that a note
30
Cf. Elisabetta Cattanei, Enti matematici e metafisica (Milano: Vita e
Pensiero, 1996), 178–188.
Seite 21
Im PDF ansehen(öffnet in einem neuen Fenster)consists of numbers colliding at once,31 and other
things of the same sort. Hence one might define the
postulates of kanonikē as lying both within the science
concerned with music, and within that concerned
with numbers and geometry.
Ἡ κατὰ τὸν κανόνα θεωρία, ἐκ τίνων σύγκειται; ἐκ
τῶν παρὰ τοῖς μουσικοῖς ὑποτιθεμένων καὶ ἐκ τῶν
παρὰ τοῖς μαθηματικοῖς λαμβανομένων. | Ἔστι δὲ
τὰ παρὰ τοῖς μουσικοῖς ὑποτιθέμενα, ὅσα παρὰ
τῶν αἰσθήσεων λαμβάνουσιν οἱ κανονικοί, οἷον τὸ
εἶναί τινα σύμφωνα καὶ διάφωνα διαστήματα καὶ
τὸ εἶναι σύνθετον τὸ διὰ πασῶν ἔκ τε τοῦ διὰ
τεσσάρων καὶ τοῦ διὰ πέντε καὶ τὸ εἶναι τόνον τὴν
δ’ ὑπεροχὴν τοῦ διὰ πέντε παρὰ τὸ διὰ τεσσάρων
καὶ τὰ ὅμοια. τὰ δὲ παρὰ τοῖς μαθηματικοῖς
λαμβανόμενα, ὅσα ἰδίως οἱ κανονικοὶ τῷ λόγῳ
θεωροῦσιν ἐκ τῶν τῆς αἰσθήσεως ἀφορμῶν μόνον
κινηθέντες, οἷον τὸ εἶναι ἐν ἀριθμῶν λόγοις τὰ
διαστήματα καὶ τὸ εἶναι ἐξ ἀριθμῶν συγκρουστῶν
τὸν φθόγγον καὶ τὰ παραπλήσια. τὰς ὑποθέσεις
οὖν τῆς κανονικῆς διορίσειεν ἄν τις ὑπάρχειν τῇ τε
περὶ τὴν μουσικὴν ἐπιστήμῃ καὶ τῇ περὶ τοὺς
ἀριθμοὺς καὶ τὴν γεωμετρίαν.32
Ptolemais outlines the principles of the science she calls
kanonikē. These are, on the one hand, the hypotheseis of the
31
As for the text, here I follow Tocco “Ptolemais” in maintaining the
lectio of the manuscripts τὸ εἶναι ἐξ ἀριθμῶν συγκρουστῶν τὸν
φθόγγον. For Barker’s conjecture συγκρύσεων instead of
συγκρουστῶν, see Barker, Porphyry’s Commentary on Ptolemy’s
Harmonics, 117 n. 82.
32
Ptolemais, fr. 1 Barker = Porphyry, Commentary on Ptolemy’s
Harmonics 1.2.23), trans. Barker, Musical Writings, 240, with
modifications.
Seite 22
Im PDF ansehen(öffnet in einem neuen Fenster)mousikoi, postulates drawn by perception in the Aristoxenian
way, to be eventually confirmed through reason. On the other
hand, the objects of inquiry of the mathematikoi are not evident
to sense perception, but achieved through demonstration.
Ptolemais declares that the kanonikoi have a special method that
consists of taking only the very starting point from perception,
and relying on reason for the rest of the process. The “special
method” that the kanonikoi use to establish the premises of their
demonstrations is none other than that of the “Pythagoreans”:
its peculiarity consists of applying to harmonics the method of
geometrical demonstration, using perception as a spark for
reason, as Ptolemais makes clear in the last, surprising, and
quite unparalleled claim, that the postulates of kanonikē lie
between music, arithmetic, and geometry.33
It has been correctly noticed by Barker that all the
examples of postulates and propositions brought by Ptolemais
have a precise correspondence in the ps. Euclidean Division of
the Canon. Indeed, Ptolemais might have this text in mind, since
the postulate that some intervals are concordant while others
are not is mentioned in the introduction. The demonstrations
of the postulates rooted in the phenomena, such as the fact that
the octave is compounded by a fifth and a fourth, and that the
difference between a fifth and a fourth correspond to a tone,
are reported in propositions 6 and 8. The two theorems that are
not rooted in perception, are more interesting. In particular
Ptolemais’s statement that “a note consists of numbers
colliding at once” is relevant, since it implies that the frequency
of impacts of the air produced by a string produces the pitch,
and not the speed of the movement or the force of the impact34.
33
The peculiarity of this assertion has been noticed by David Creese,
The Monochord in Ancient Greek Harmonic Science (Cambridge:
Cambridge University Press, 2010), 223–224.
34
See Barker, Greek Musical Studies, 240 n. 139.
Seite 23
Im PDF ansehen(öffnet in einem neuen Fenster)For Ptolemais, the quantitative nature of pitch seems to find
proof not only in the fact that the intervals of music can be
expressed as numerical ratios, but also in the fact that every
single note consists of a pitch produced by a specific number
of impacts. The texts of ancient music theory that hold this
specific view are very scarce: the closest example is, once more,
the introduction of the Division of the Canon.
Since all sounds occur when some impact occurs, and
since it is impossible for an impact to occur unless
movement has occurred beforehand—and since of
movements some are closer packed, others more
widely spaced, those which are closer packed
producing higher notes and those which are more
widely spaced lower ones—it follows that some notes
must be higher, since they are composed of closer
packed and more numerous movements, and others
lower, since they are composed of movements more
widely spaced and less numerous. […] We must
therefore assert that notes are composed of parts,
since they attain what is required through addition
and subtraction. Now all things that are composed of
parts are spoken of in a ratio of number to one
another, so that notes, too, must be spoken in a ratio
of number to one another.
Ἐπειδὴ πάντες οἱ φθόγγοι γίνονται πληγῆς τινος
γινομένης, πληγὴν δὲ ἀμήχανον γενέσθαι μὴ οὐχὶ
κινήσεως πρότερον γενομένης, τῶν δὲ κινήσεων αἱ
μὲν πυκνότεραι εἰσιν, αἱ δὲ ἀραιότεραι—καὶ αἱ μὲν
πυκνότεραι ὀξυτέρους ποιοῦσι τοὺς φθόγγους, αἱ
δὲ δὲ ἀραιότεραι βαρυτέρους, αναγκαῖον τοὺς μὲν
ὀξυτέρους εἶναι, ἐπείπερ ἐκ πυκνοτέρων καὶ
πλειόνων
σύγκεινται
κινήσεων,
τοὺς
δὲ
βαρυτέρους ἐπείπερ ἐξ ἀραιοτέρων καὶ ἐλασσόνων
Seite 24
Im PDF ansehen(öffnet in einem neuen Fenster)σύγκεινται κινήσεων. […] διόπερ ἐκ μορίων τοὺς
φθόγγους συγκεῖσθαι φατέον· ἐπειδὴ προσθέσει
καὶ ἀφαιρέσει τυγχάνουσι τοῦ δέοντος. πάντα δὲ
τὰ ἐκ μορίων συγκείμενα ἀριθμοῦ λόγῳ λέγεται
πρὸς ἄλληλα’ ὥστε καὶ τοὺς φθόγγους, ἀναγκαῖον
ἐν ἀριθμοῦ λόγῳ λέγεσθαι πρὸς ἀλλήλους.35
It has been rightfully observed36 that there are some
Archytan echoes in the text of the introduction to the Sectio, but
this particular explanation of the origin of pitch is unparalleled
in Archytas and Plato, who identified it with the speed37 of the
movements rather that with frequency of the impacts. The
author, however, does not make any attempt to give proof, or
to demonstrate in any “special” way, his theory of pitch. A
possible origin of his view, and an interesting example of what
Ptolemais might have had in mind when she speaks of the
nature of pitch as an object of study of the mathematikoi, can be
found, once more, in the Old Academy. In a fragment of a work
of Xenocrates quoted by Porphyry through Heraclides,38 the
relationship between the number of impacts of a string and the
pitch is argued for in a peculiar way:
Pythagoras, as Xenocrates says, discovered that the
intervals in music, too, do not arise in separation from
35
[Euclides], The Division of the Canon, 148–149, ed. André Barbera
(Lincoln: University of Nebraska Press, 1991) 114–116. Trans.
Barker, Musical Writings, 191–192.
36
Huffman, Archytas of Tarentum, 130, also remarks on the differences
between the two.
37
On the acoustic theory of Archytas, see Archytas fr. 1 Huffman and
the commentary in Huffman, Archytas of Tarentum, 129–148.
38
It is uncertain whether or not this Heraclides is to be identified with
the Academic and Peripatetic philosopher Heraclides of Pontus.
See Margherita Isnardi Parente, Senocrate-Ermodoro, Frammenti
(Napoli: Bibliopolis, 1982), 314.
Seite 25
Im PDF ansehen(öffnet in einem neuen Fenster)number: for they are a blending of quantity with
quantity. He therefore investigated the conditions
under which there arise concordant and discordant
intervals, and everything that is well-attuned and illattuned. And turning to the way in which sound
comes about, he said that if something concordant is
to be heard, arising from an equality, some movement
must have occurred. Now, movement does not arise
without number, neither does number without
quantity. […]39
Πυθαγόρας, ὥς φησι Ξενοκράτης, εὕρισκε καὶ τὰ ἐν
μουσικῇ διαστήματα οὐ χωρὶς ἀριθμοῦ τὴν γένεσιν
ἔχοντα· ἔστι γὰρ σύγκρισις ποσοῦ πρὸς ποσόν.
ἐσκοπεῖτο τοίνυν, τίνος συμβαίνοντος τά τε
σύμφωνα γίνεται διαστήματα καὶ τὰ διάφωνα καὶ
πᾶν ἡρμοσμένον καὶ ἀνάρμοστον. καὶ ἀνελθὼν ἐπὶ
τὴν γένεσιν τῆς φωνῆς ἔφη· "ὡσεὶ μέλλει τι ἐκ τῆς
ἰσότητος σύμφωνον ἀκουσθήσεσθαι, κίνησιν δεῖ
τινα γενέσθαι." ἡ δὲ κίνησις οὐκ ἄνευ ἀριθμοῦ
γίνεται, ὁ δ’ ἀριθμὸς οὐκ ἄνευ ποσότητος. […]
The impact, he says, is in no [duration of] time, but in
a boundary between time past and time to come […].
Just as when a line cuts a plane, he says, the line is
neither of the two planes but is a boundary of both of
them, so the impact is at the “now”, and is in neither
of the times, neither the time past nor the time to
come. But the impact appears to occur, he says, in
some time that is imperceptible because of the
weakness of the hearing, like things that we see to be
39
In the following sentences Xenocrates provided commentary on the
many forms of movements, probably bearing in mind Plato’s
Timaeus 40a–b, and Republic, 530d.
Seite 26
Im PDF ansehen(öffnet in einem neuen Fenster)the case with respect to sight. For often when a cone
is in motion, and there is on the cone one white or
black spot, it appears that there is a circle on the cone,
of the same color of the spot. […]
Ἡ πληγὴ δέ φησιν ἐν οὐδενὶ χρόνῳ ἐστὶν ἀλλ’ ἐν
ὅρῳ χρόνου τοῦ παρεληλυθότος καὶ τοῦ
μέλλοντος. [...] καθάπερ γάρ φησιν εἰ γραμμὴ
τέμνοι τὸ ἐπίπεδον, ἐν οὐδετέρῳ ἐπιπέδῳ ἐστὶν ἡ
γραμμή, ἀλλ’ ὅρος ἀμφοτέρων ἐστὶ τῶν ἐπιπέδων
ἡ γραμμή. οὕτω καὶ ἡ πληγὴ οὖσα κατὰ τὸ νῦν ἐν
οὐδετέρῳ τῶν χρόνων ἐστὶ τοῦ παρεληλυθότος καὶ
μέλλοντος. φαίνεται δέ φησιν ἡ πληγὴ ἐν χρόνῳ
τινὶ γινομένη ἀνεπαισθήτῳ διὰ τὴν τῆς ἀκοῆς
ἀσθένειαν, καθάπερ καὶ ἐπὶ τῆς ὄψεως ὁρῶμεν
γινόμενον. πολλάκις γὰρ κώνου κινουμένου,
στιγμῆς ἐπούσης μιᾶς ἐπὶ τοῦ κώνου λευκῆς ἢ
μελαίνης, φαίνεσθαι συμβαίνει κύκλον ἐπὶ τοῦ
κώνου ὁμόχρουν τῇ στιγμῇ· […].
The hearing is in even greater confusion that the sight.
For, if one stretches a string, he says, and plucks it,
and allows it to resound, the result will be that notes
are heard, while the string continues in its vibratory
movement, bending back and forth in the same place,
in such a way that movement is more clearly
perceived by sight than by hearing. […] But if it is so,
he says, it is plain that each of the strings emits several
notes. Then if each note occurs in the impact, and if it
is the case that an impact occurs not in a time but in a
boundary of time, it is clear that in between the
impacts that correspond to the notes there must be
silences, which exist in a time.
καὶ μᾶλλον ἐν ταράχῳ ἐστὶν ἡ ἀκοὴ ἤπερ ἡ ὄψις. εἰ
γάρ τις φησὶ χορδὴν κατατείνας καὶ κρούσας ἐάσῃ
Seite 27
Im PDF ansehen(öffnet in einem neuen Fenster)αὐτὴν ἀπηχεῖν, συμβήσεταί τινων μὲν ἀκηκοέναι
φθόγγων, τὴν δ’ ἔτι κινεῖσθαι σειομένην καὶ ἐπὶ τὸν
αὐτὸν τόπον ἀνακάμψεις ποιεῖσθαι, ὥστε τῇ μὲν
ὄψει τὴν κίνησιν τῆς χορδῆς φανερὰν μᾶλλον ἢ τῇ
ἀκοῇ γίνεσθαι. […] εἰ δὲ τοῦτό φησιν, οὕτως ἔχει,
φανερὸν ὅτι ἑκάστη τῶν χορδῶν πλείους προΐεται
φθόγγους. εἰ οὖν ἕκαστος φθόγγος ἐν τῇ πληγῇ
γίνεται, πληγὴν δ’ εἶναι συμβέβηκεν οὐκ ἐν χρόνῳ
ἀλλ’ ἐν ὅρῳ χρόνου, δῆλον ὅτι ἀνὰ μέσον τῶν κατὰ
φθόγγους πληγῶν σιωπαὶ ἂν εἴησαν ἐν χρόνῳ
ὑπάρχουσαι.40
As argued by Dillon,41 the content of this fragment, whose
Xenocratean paternity is controversial,42 is consistent with the
approach of Xenocrates to the study of mathematical sciences.
It is well known that he considered the idea of a continuum as
illusory in the realm of geometry, since he postulated the
existence of indivisible lines.43 He seems to have conceived a
very similar theory in order to explain acoustic phenomena. He
claims, then, that perception must be even more deceitful in the
40
Xenocrates, fr. 87 Isnardi Parente = Porphyry, Commentary on
Ptolemy’s Harmonics 1.3.30–31: Ed. Düring, Ptolemaios und
Porphyrios, 30–31. Trans. Barker, Ancient Greek Musical Writings,
235–236.
41
John Dillon, The Heirs of Plato, a Study of the Old Academy (Oxford:
Oxford University Press, 2003), 117–118.
42
Barker, Musical Writings, 235 n. 113 remains skeptical about the
possibility that anything but the first sentence in the Heraclides
fragment can be attributed to Xenocrates. Most scholars, however,
seem to agree that the fragment’s content has to be traced back to
Xenocrates, cf. Isnardi Parente, Senocrate-Ermodoro, 314–319.
43
On this controversial theory, which raised a dispute between the
pupils of Plato and Aristotle, see Elisabetta Cattanei, “Apologie
des défenseurs des lignes insécables,” Cahiers du Centre d’Études
sur la Pensée antique “Kairos kai Logos” 79 (2006): 1–30.
Seite 28
Im PDF ansehen(öffnet in einem neuen Fenster)case of notes produced on a string, than in the case of sight: the
sense of hearing makes us believe we hear but a single note,
whereas multiple strikes of the air must produce a number of
notes. The acoustic theory reported here is slightly different
than that of the Division of the Canon, but the ties are evident.
What is more, the fact that physical sound is discrete and
made of numbers despite what we hear is argued for by
Xenocrates by means of a geometrical argument that assumes
the impact to be a discrimen of time and movement, which
belongs to neither of the parts it divides. Impact is for sound,
to Xenocrates, what the point is for the line, or the line for a
plane surface. Interestingly, Xenocrates seems to have ascribed
at least the principles of the theory to Pythagoras. This
“special” harmonics, then, looks like an attempt to save
acoustic phenomena without abandoning the Platonic project;
to give mathematical sciences a unitary, common theoretical
foundation. It appears to be consistent with the position that
Ptolemais identifies as the “orthodox Pythagorean” one.
Conclusion
Who then were the Pythagoreans involved and why did
Ptolemais criticize them? It is hard to state whether she did or
did not give a radically anti-empirical reading of the passage
on harmonics of Plato’s Republic, putting the latter amidst the
“radical” faction of Pythagoreans. I think the possibility that
she did should be taken into account.44 Ptolemais does not
seem to adopt an Aristoxenian, qualitative approach to music
theory, since she admits that the diastēmata consist of numbers,
and that the notes are made of numbers: she is “Pythagorean”
in this respect. She blames, in the Platonic approach, the lack
of reference to perceptible objects in the first place. In the
“orthodox Pythagorean” view, she sees arbitrary selection of
the initial data of perception, as well as a failure to refer the
44
See Barker’s commentary in Musical Writings, 56 n. 5.
Seite 29
Im PDF ansehen(öffnet in einem neuen Fenster)conclusions to perception—that is exactly the contrary of what
she praises in the Aristoxenian approach.45 Ptolemais’s
position appears shaded, and quite optimistic on the
possibility of building a mathematical harmonic science able to
account for the phenomena, as is evident in the curious note,
historically incorrect, on the origin of the name kanonikē:
The science of kanonikē—of whom is it mainly
characteristic? In general, of the Pythagoreans; for what
we now call harmonikē, they used to name kanonikē.
From what do we derive the term kanonikē? Not, as
some people think, by transference from the instrument
called the kanōn,46 but from straightness, on the grounds
that it is through this science that the logos discovers
what is correct, and discovers the regulative marks
[parapēgmata] of what is well attuned […].
ἡ οὖν κανονικὴ πραγματεία, κατὰ τίνας μᾶλλόν
ἐστι; καθόλου κατὰ τοὺς Πυθαγορικούς· ἣν γὰρ
νῦν ἁρμονικὴν λέγομεν, ἐκεῖνοι κανονικὴν
ὠνόμαζον. ἀπὸ τίνος κανονικὴν αὐτὴν λέγομεν;
45
Perhaps Ptolemais adopted some arguments similar to those of
Ptolemy on the limits of the Pythagorean approach: for instance,
considering only the epimoric and multiple ratios, they only pick
some as fundamental, not considering as consonants some other
intervals like one octave plus a fourth, or one octave plus a fifth
(cf. Ptolemy, Harmonics 1.6; see Rocconi, “Un manuale,” 105–106).
Not by chance, the last reference to Ptolemais in Porphyry
(Commentary on Ptolemy’s Harmonics, 1.7.114) consists of a notice
on the difference between isotonia and homophonia, i.e., “between
notes with an identical sound and notes that produce a single
sound when played together, regardless of acuteness and gravity.
She seems to argue that the distinction was of little importance”
(cf. Tocco, “Ptolemais,” 224–225).
46
On the etymology of the canon, see also Panaetius minor, in
Porphyry, Commentary on Ptolemy’s Harmonics, 1.66.
Seite 30
Im PDF ansehen(öffnet in einem neuen Fenster)οὐχ ὡς ἔνιοι νομίζουσι ἀπὸ τοῦ κανόνος ὀργάνου
παρονομασθεῖσαν, ἀλλ᾽ ἀπὸ τῆς εὐθύτητος ὡς διὰ
ταύτης τῆς πραγματείας τὸ ὀρθὸν τοῦ λόγου
εὑρόντος καὶ τὰ τοῦ ἡρμοσμένου παραπήγματα.
κανονικήν γέ τοι καλοῦσι […].47
Apparently, Ptolemais reversed the etymology of the name
kanōn, considering the one-stringed instrument as a help for
reason, able to provide a spark of perception in order to build
geometrical theorems that might be useful for harmonics.48
Kanonikē comes to be a science of “straightness” that measures
and determines the correctness of the reasonings. The unusual
word parapēgmata apparently refers to calendars inscribed on
stone, on which movable pegs were inserted to count the days.
This is a metaphor for the divisions of the kanōn’s string,
divided by its mobile bridge, stretched on a table where the
ratios are reported as marks.49 It also shows that Ptolemais’s
kanonikē is deeply connected to the theory of proportion: the
kanōn as an instrument was probably not known to Plato and
Aristotle,50 but it first appeared in the 4th century, according to
a report of Duris of Samos (in Porphyry, Life of Pythagoras, 3),51
47
Ptolemais, fr. 1 Barker = Porphyry, Commentary on Ptolemy’s
Harmonics 1.2.22, trans. Barker, Musical Writings, 240, modified.
48
I agree with Tocco, “Ptolemais,” 208–209, that such an etymology
speaks in favor of a late date for Ptolemais, since the technical use
of the term kanonikē for the study of musical proportions appears
to be common in her text as well as in late antiquity: Ptolemais
appears to live in a time when the term was desemanticized, and
seems to openly ignore that the kanōn was an instrument
purposely created for the study of music theory, since in what
follows she reports, as a proof for her claim, that the Pythagoreans
also called some wind instruments “canonic.”
49
Creese, Monochord, 76; see also Barker, Musical Writings, 239 n. 135.
50
Creese Monochord, 131–136.
51
See Creese Monochord, 97–104.
Seite 31
Im PDF ansehen(öffnet in einem neuen Fenster)which suggests that it was used as an auditory and geometrical
representation of proportional means.
Ptolemais’s work presents the science of the kanōn as a
form of mathematical investigation able to answer not only
technical, but also philosophical questions. Her “critically
Pythagorean” approach is likely to have influenced later
authors, and especially the position of Ptolemy himself.52
Ptolemais attempted, on a philosophical ground, to build a
mathematical harmonic science whose results do not
contradict perception, and might be compared to Aristoxenian
scales, thus “saving the phenomena.” Although our sources for
harmonics as a science in the Hellenistic age are quite scarce,
we know that such an approach was likely adopted by her
countryman Eratosthenes.53 Even if a link between the two, as
suggested by West,54 cannot be easily proven, it is clear that
Ptolemais’s treatise provides a precious insight into Hellenistic
musicology and philosophy of science, and gives an all-around
interpretation of a debate, whose origins are rooted in the
dispute between the Peripatetics and the Old Academy on the
nature of reason and sensation in the process of knowledge.
52
Creese Monochord, 228–233.
Despite the almost complete loss of Eratosthenes’s work, some
scholars have tried to reconstruct his harmonic theory, in which
the use of the monochord was of some importance. He seems to
have made an attempt to reconcile Aristoxenian qualitative theory
with Platonic and Pythagorean musical ratios: see the highly
hypothetical reconstruction in Creese, Monochord, 196–209.
54
Martin L. West, Ancient Greek Music (Oxford: Clarendon Press,
1992), 239.
53