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differed from the Milesians. And another is in the type
3
The Pythagoreans
The speculative thinkers of the sixth and fifth centuries
are collectively known as the Presocratic philosophers,
but the fact that we apply the same term ‘philosopher’
to all these men should not be allowed to obscure the
important differences between them, for they had very
different aims and interests and indeed very different
social roles. There are several striking contrasts between
the Milesians and the thinkers we must next consider,
the so-called Pythagoreans, and the Pythagoreans themselves were far from being a homogeneous group.
Very little is known for certain about Pythagoras himself. We gather that he was born in Samos some time
before the middle of the sixth century and that he later
moved to Croton in Magna Graecia’ to escape the
tyranny of Polycrates in Samos. The followers of
Pythagoras tended out of piety to ascribe their own ideas
to the founder himself, and when our late sources do
the same, they must be treated with caution. Nevertheless we have it on good authority that Pythagoras taught
a way of life—for that is what Plato tells us in the
Republic (Gooab). The early Pythagoreans were not
only, and not even primarily, interested in the inquiry
concerning nature. They were a group held together by
religious beliefs and practices. Thus they believed in
the immortality and transmigration of souls, and they
practised certain ritual abstentions, for example from
certain types of food. Moreover they acted together as a
political force in several cities in Magna Graecia in the
late sixth century.
Here, then, was one way in which the Pythagoreans
This is the term applied to the area of what is now southern
Italy that was colonised and controlled by the Greeks from the late
eighth century.
24
of cosmological theory that some of them put forward.
Where Aristotle represents the Milesians as speculating
about the ‘material cause’ of things, he has this to say
about the chief doctrines of the Pythagorcans (as his
opening words show, he is referring to Pythagoreans of
the fifth century rather than to Pythagoras’ own contemporaries):
Contemporaneously with these philosophers [Anaxagoras, Empedocles and the atomists] and before them, the
so-called Pythagoreans, who were the first to engage in
mathematics, advanced this study, and being trained in it
they thought that its principles were the principles of all
things. But of these principles numbers are by nature the
first, and in numbers they seemed to sce many resemblances
to the things that are and come to be—more than in fire
and earth and water ...; and again they saw that the modifications and the ratios of the musical scales were expressible in numbers. Therefore, since all other things seemed
in their whole nature to be modelled on numbers, and
numbers seemed to be the first things in the whole of
nature, they supposed the elements of numbers to be the
clements of all things, and the whole heaven to be a musical
scale and a number (Metaphysics 985 b 23 [f).'
According to Aristotle, these Pythagoreans found the
principles of all things in numbers. Where the Milesians
had chosen material substances as the primary things—
for even Anaximander’s Boundless is material, just as
"much as Thales’ water or Anaximenes' air—the Pythagoytnag
reans may be said to have focused attention on the
formal aspect of phenomena. Whether or not they were
the first to recognise the numerical ratios of musical
harmonies, this certainly provided one of their chief
examples to illustrate the role of number. The intervals
of an octave, fifth and fourth could all be expressed in
1 Based on the Oxford translation, The Works of Aristotle
translated into English, edited by W. D. Ross (Oxford, Clarendon
Press), Metaphysics, W. D. Ross (Vol. VITI, and ed., 1928).
Page 2
View in PDF(opens in a new window)terms of simple numerical ratios, 1:2, 2:3 and 3:4. Here
reason, and the Pleiad we count as seven, as we count the
Dear as twelve, while other peoples count more stars in
both. ... These people are like the old-fashioned Homeric
scholars, who sec small resemblances but neglect great ones
was a startling instance of phenomena that had no
obvious connection with numbers exhibiting a structure
that could be expressed mathematically, and it seemed
to the Pythagoreans that if this applied to musical
intervals, it might well be true of other things too, if
only their mathematical relations could be discovered.
The importance of this search for numbers in things
is clear. The Pythagoreans were thus the first theorists
to have attempted deliberately to give the knowledge of
nature a quantitative, mathematical foundation. ‘This
places them at the head of what was to be a development
of the greatest importance for science. But to put their
achievement into perspective we must add two things.
The first is that the Pythagoreans held not merely that
the formal structure of phenomena is expressible in
numbers, but also that things consist cf numbers: many
of
them assumed
that
things are
made of numbers,
the numbers themselves being conceived as concrete
material objects.
Secondly, many of the resemblances that the Pythagoreans claimed to find between things and numbers were
quite fantastic and arbitrary. Thus we are told that they
equated justice with the number four (the first square
number) and marriage with the number five (this represents the union of male—identified with the number
three—and female—two). Opportunity, apparently, was
identified with the number seven, and the special significance attached to this number evoked some sharp
criticisms from Aristotle:
Why need these numbers be causes? There are seven
vowels, the scale consists of seven strings, the Pleiades are
seven, at seven animals lose their teeth (at least some do,
though some do not), and the champions who fought
against Thebes were seven, Is it then because the number
is the kind of number it is, that the champions were seven
or the Pleiad consists of seven stars? Surely the champions
were seven because there were seven gates or for some other
26
(Metaphysics 1093 a 19 ff)
Obviously while the search for numerical ratios proved
fruitful in such fields as the analysis of musical harmonies, and mathematics itself, it also and more often
led to mumbo-jumbo and crude number-mysticism.
One of the examples that Aristotle gives of the arbitrary manipulation of numbers by the Pythagoreans is
from astronomy, and their speculations in this field
deserve more detailed consideration. Here too they were
much influenced by religious and ethical motives. They
believed that the whole heaven is ‘a musical scale and a
number’, and according to the famous doctrine of the
harmony of the spheres,* the movements of the heavenly
bodies give rise to concordant, though inaudible, sounds:
the reason why we do not hear them, according to one
report, is that we have been used to them since birth.
Moreover the soul was also conceived as a harmonia or
attunement, and its welfare depends on its being welltuned and orderly, kosmios, like the world-order or
cosmos itself.
Yet these doctrines certainly did not prevent, and
probably even encouraged, Pythagorean speculation
about the relations between the heavenly bodies. Several
different theories are attributed either to the Pythagoreans as a whole, or to different groups or individuals
among them. Thus in one doctrine which is generally
‘From the Oxford translation, The Works of Aristotle translated into English, edited by W. D. Ross (Oxford, Clarendon
Press), Metaphysics, W. D. Ross (Vol. VIII, and ed., 1928).
* The Pythagoreans and many later Greek astronomers imagined the visible heavenly bodies as situated on, and carried round
by the movement of, concentric spheres that are themselves invisible. There is one sphere to each of the planets, the sun and the
moon, and a single sphere for the stars (often called, in Greek
astronomy, the ‘fixed’ stars to contrast them with the ‘wandering’
stars or planets).
Page 3
View in PDF(opens in a new window)taken to represent an carly Pythagorean tradition, the
earth is at the centre of the universe and it contains a fiery
core. ‘Hestia’, the central ‘hearth’. But a second theory is
also reported and attributed by some of our post-Aristotelian sources to Philolaus
of Croton, a late fifth-century
Pythagorean, in particular, In this, Hestia, the central
fire, is not within the earth, but is a separate body, and
could show to agree with the attributes and parts and the
whole arrangement of the heavens, they collected and fitted
into their scheme; and if there was a gap anywhere, they
readily made additions so as to make their whole theory
coherent. For example, as the number ten is thought to be
perfect and to comprise the whole nature of numbers, they
say that the bodies which move through the heavens are
the earth itself is imagined as circling round it like the
ten, but as the visible bodies are only nine [that is the
other heavenly bodies, the planets, sun and moon. This
sphere of the fixed stars, counted as one, plus the five
planets, sun, moon and earth], to meet this they invent a
system is, then, neither geocentric, nor yet heliocentric.
‘The centre is an invisible body of fire, and the doctrine
tenth—the ‘counter-earth’.?
is further complicated by the introduction of a second
invisible body, the ‘counter-earth’, which circles the
central fire underneath the earth. Reading from the
centre outwards, then, we have the central fire, next
the counter-earth, then the earth itself, and outside the
earth, the moon, the sun and the planets.
The main evidence for this theory comes from two
passages in Aristotle which severely criticise the grounds
on which it was put forward. In On the Heavens (293 a
17 ff) he says:
Concerning the position [of the earth] there is some
divergence of opinion. Most of those who hold that the
whole universe is finite say that it lies at the centre, but this
is contradicted by the Italian school called Pythagoreans.
These affirm that the centre is occupied by fire, and that the
earth is one of the stars, and creates night and day as it
travels in a circle about the centre. In addition they invent
another earth, lying opposite our own, which they call by
the name of ‘counter-earth’, not seeking accounts and explanations in conformity with the appearances, but trying
by
violence to bring the appearances into line with
accounts and opinions of their own.
Another highly critical comment on the Pythagorean
theory occurs in a passage in the Melaphysics (986 a 3 ff):
All the properties of numbers and scales which they
' From the Loeb translation by W. K. C. Guthrie (Cambridge,
a Harvard University Press; London, Heinemann, 1939).
9
..
Aristotle dismissed the doctrine of the counter-earth
as a piece of fanciful number-mysticism, but another
passage in On the Heavens (293 b 23 ff) suggests that this
is not quite the whole story, for there he indicates that
the theory was brought to bear on a genuine difficulty,
namely why eclipses of the moon are more frequent than
those of the sun. Although, if we take the earth as a
whole, solar eclipses are more common, only a small proportion of these can be observed from any particular
place. On an average, eclipses of the moon visible at any
one place are about twice as frequent as eclipses of the
sun, and the Pythagoreans apparently tried to account
for this by suggesting that not only the earth, but also
the counter-earth, intervenes between the moon and its
source of light. However, the details of this theory remain, like much else in their astronomy, both vague and
obscure, and they evidently made no attempt to give a
precise mathematical account of the relations between
the heavenly bodies.
Undoubtedly the most interesting feature of the
system we have outlined is that it removed the earth
from the centre of the universe. Moreover it did so, in
large part, for symbolic reasons, According to yet another passage in Aristotle (On the Heavens 293 a 30 ff),
1From the Oxford translation, The Works of Aristotle translated into English, edited by W. D. Ross (Oxford, Clarendon
Press), Metaphysics, W. D. Ross (Vol. VIII, and ed., 1928).
Page 4
View in PDF(opens in a new window)the carth was not considered noble enough to occupy the
most Important position in the universe. Whereas
religious considerations weighed with some Greek
‘speed’: in fragment 1 one of his simpler examples refers
to the different notes made by different lengths of pipe in
a flute. And when Plato too refers to carly experiments
in acoustics, his testimony is all the more convincing as
he himself disapproved so strongly of this method of
dealing with the problems. In the Republic (531a-c) he
makes Socrates speak contemptuously of those who
‘measure the harmonies and sounds they hear against
one another’, who ‘torture and rack the strings on the
pegs’ and ‘look for numbers in these heard harmonies’.
All this is far from showing that the Pythagoreans recognised the value of the experimental method in general.
But it does suggest that some of them carried out certain
simple experiments in one field, acoustics, at least. There
is, however, little need to emphasise that the motive for
theorists against shifting the earth from the centre of the
universe, they could and sometimes did weigh for that
very conclusion. Whatever later astronomers felt, some
of the Pythagoreans clearly had no compunction in removing the earth from the centre and making it subject
to movement like a planet.
Two further aspects of the work of the Pythagoreans
throw light on the methods of early Greek science, (i)
the
evidence concerning their empirical investigations in
acoustics, including the use of simple experiments, and
(11) the development of deductive methods in mathematics. In both cases the information available from our
sources leaves much to be desired, and in both cases it
relates mainly to thinkers active in the late fifth or early
fourth century.
Pythagoras’ ‘discovery’ of the ratios of the musical
harmonies was the subject of many legends in antiquity,
which they carried out those experiments was a special
one, namely to support the doctrine that ‘all things are
numbers’ by revealing the numerical relations underlying the phenomena.
The history of mathematics in the period before Plato
several of which purport to describe how he arrived at
is obscure. The reliable first-hand evidence is scanty, and
his conclusion by carrying out observations or simple
widely divergent views have been taken on the extent to
which our first major mathematical text, the Elements of
Euclid (composed about goo 8.c.), was based on earlier
work. Down to the mid fifth century the Pythagoreans
seem to have been chiefly interested in certain aspects
of the theory of numbers. The classification of numbers
experiments, as for example by noticing the relation
hetween the weights of hammers which made differen
t
when struck, or by filling jars with varying
notes
amounts of water and noting a relation
between
quantity of the water and the sound the jar made
the
when
struck. Most of these stories must be rejected for the
simple reason that the operations they describe do not,
in fact, yield the results that are reported. But not all
the accounts are fanciful. The stories that refer to his
measuring the lengths of string that gave different notes,
or to his making similar measurements of the column
s of
air in pipes, are more plausible and may well reflect
the
type of empirical investigations that were underta
ken
by Pythagoreans in the late fifth and early fourth centuries. Archytas)of Tarentum, in particular, collect
ed a
variety of evidence in an attempt to establish his
of the relation
go
between
theory
the pitch of a note and its
as odd and even probably dates from that period, and so
too does the association of certain numbers with geometrical figures of different kinds; thus 4 and 9 are
‘square’ numbers, 6 and 12 ‘oblong’ ones (where the
sides, i.e. factors, differ by 1) and so on (see diagram 1).
No doubt the early fifth-century mathematicians were
also familiar with certain simple geometrical theorems,
including the theorem called after Pythagoras himself,
namely that the square on the hypotenuse of a rightangled triangle is equal to the sum of the squares on the
other two sides: indeed the truth of that theorem had
long been known to the Babylonians, for series of
Page 5
View in PDF(opens in a new window)‘Pythagorean’ numbers, such as 3, 4, 5, are recorded in
cuneiform texts from the second millennium. In such
cases the distinctive Greek contribution was not the discovery of the theorem, so much as its proof. But whether
or to what extent such proofs were attempted before the
iniddle of the fifth century is not at all clear: on the most
integers—or, to put it, as the Greeks generally did, in
gcometrical terms, the fact that the diagonal of a square
is not commensurable with its side. Approximations to
the value of 4/2 are already found in Babylonian mathematical texts. What the Greeks did, at some stage in the
late fifth or early fourth century, was to demonstrate its
irrationality. The traditional proof, which is alluded to
by Aristotle (Prior Analytics 41 a 23 ff), proceeds by
first assuming that the diagonal of a square is commensurable with its side, and then showing that this assumption leads to the impossible consequence that the same
number is both odd and even (see the additional note
at the end of this chapter). Unfortunately we have no
means of determining when this proof was discovered,
nor even when the fact of the irrationality of 4/2 was
known to the Greeks. Most of the stories that we find
in our sources on this topic are late fabrications, for
=
-
.
4
+
.
.
Square numbers
9
e
6
Diagram 1
.
a
2
E
&
Oblong numbers
12
Pythagorean ‘square’ and ‘oblong’ numbers.
likely interpretation of the evidence, the development of
methods of mathematical demonstration is a product of
the late fifth or early fourth century, and it is one that
should undoubtedly be connected with other mathematicians besides those who may be considered Pythagoreans. While the detailed history of this development
cannot be undertaken here, two examples may be mentioned briefly in order to illustrate the problems and
methods of Greek mathematics before Plato.
My first example illustrates both the uncertainties of
the evidence relating to Greck mathematics and what I
have referred to as one of their distinctive contributions.
This concerns the irrationality of 4/2 —the fact that its
value cannot be expressed as a proportion between two
example the legend that has it that an anonymous
Pythagorean, usually taken to be Hippasus, divulged
this secret and suffered death by drowning as divine
retribution for doing so. We do not even know whether
this discovery was made as a result of exploring the applications of Pythagoras’ theorem, or whether—as has
recently been thought more likely—it was prompted by
philosophical problems relating to the idea of infinite
divisibility. The only safe conclusion that our evidence
allows us to draw is that the irrationality of 4/2 was
known before the time of Plato, In the Theaetetus
(147d) the mathematician Theodorus of Cyrene is described as ‘showing that the sides [i.e the roots] of the
squares representing three square feet and five square
feet are not commensurable in length with the line
representing one foot’, and taking all the cases up to the
side of seventeen square feet in turn. While it is interesting that the problem of irrationals is still not treated
here as a general problem, and is handled geometrically
rather than arithmetically, the text clearly implies a
familiarity with some demonstration of the incommensurability of the side and the diagonal of the square
Page 6
View in PDF(opens in a new window)representing two square feet, since this fact is assumed
as requiring no proof.
construction provides a foretaste of the methods that
were to lead to once of the most remarkable achievements
of early Greek science, the astronomical model of
In my second example the evidence is more certain
and the role of a Pythagorean mathematician more
definite. One of the problems that exercised Greek
mathematicians from the middle of the fifth century was
that of the duplication of the cube: given a particular
cube, how does one construct a cube of twice its volume?
According to our sources Hippocrates of Chios, who is
not to be confused with his contemporary and namesake, the great physician of Cos, recognised that this
problem is equivalent to that of finding two mean proportionals (a, b) between two given lengths (x, y) such
that x:a=a:b =b:y. This will provide the solution, since
in the particular case where y = 2x, the cube on a will be
double the cube on x. But the first to solve the problem
of finding two mean proportionals was the Pythagorean
Archytas, whose work in acoustics has already been mentioned. His solution, which has come down to us in a
commentary on Archimedes, is a geometrical one and
remarkable for its ingenuity. Some idea of this may be
gathered from the opening words of Heath's account.’
Heath describes it as a
bold
construction
in
three dimensions,
determining a
certain point as the intersection of three surfaces of revolution, (i) a right cone, (i?) a cylinder, (iii) a tore or anchorring with inner diameter nil. The intersection of the two
latter surfaces gives (says Archytas) a certain curve... and
the point required is found as the point in which the cone
meets this curve,
—whereupon Archytas demonstrates how the point so
determined enables the two mean proportionals to be
found, This example indicates the progress that had
already been made in geometry in the early fourth century: Archytas’ brilliant three-dimensional kinematic
'A History of Greek Mathematics, Vol. I, Oxford, Clarendon
Press, 1921, pp. 246 ff.
34
Eudoxus.
Additional Note
The ‘traditional’ proof that the diagonal of the square
is incommensurable with the side is given in an appendix to Euclid, book X, and may be paraphrased as
follows:
Let AC be the diagonal of the square, AB its side.
Suppose AC is commensurable with AB, and let a:b
be their ratio expressed in the lowest terms. Since
AC) AB, a > 1.
Then AC:AB=a:b
So AC*:AB? =a*:b*
But (by Pythagoras’ theorem) AC*
= 2A13*
Therefore a? =2b*
So a*, and therefore a, is even, and since a:b is in its
lowest terms, b is odd.
Since a is even, let a=2c
= 2b°
So 4c°
So 2c*=b?
From which it follows that b is even.
Since the assumption that AC is commensurable with
AB leads to the impossible consequence that the same
number (b) is both odd and even, the assumption must
be false.
INLERRAY
GREEUL
SCIENCE