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Wure MA:
2aab
On Doubling the Cube:
Mechanics and Contics'
Michael J. White
I is indisputable that Plato was deeply impressed by mathematics and
made it an important part of the tuition of his Academy. Much more
disputable are the mathematical accomplishments with which Plato was
credited in later antiquity. The most important of these is a solution of
one of the famous geometrical problems of antiquity, the duplication of
the cube: i.e., given a cube of a given side, to find the side ofa cube having
twice the volume
of the given cube. According to Lradition, Hippocrates
of Chios had, in the fifth century BCE, reduced the problem of duplicating the cube to that of finding two line segments as mean proportionals
in continued proportion between two straightline segments as extremos:
that is, given line segments
# and b such that a > b, to find line segments
yand x such that ary = yx = vib?
I
I wish to express my thanks for valuable comments on an earlier draft of Bis veisery
to an anonymous referee for Apeñron.
2
With the aid of algebra, which the Greeks of course did nel have, te relation is
straightforward. The continued proportion yields the equations a’ fy ang y = they
and, thus, x’ = ba, Hence, if we let a = 26, we obtain x’ = 26) So, te cube on the
mean proportional x is twice the volume of the cube on the given line & Without
claiming that it represents the method of Hippocrates, Knorr gives a reduction more
in the spirit of ancient geometry: ‘MW, lor any tivo given lines, A ane B, se can insert
the two mean proportionals, X and Y, then AX = XY = ¥:8. Thus, by compounding
the ratios, one has (ADJ = (AiXYX2Y)(Y23), that is AN’ ASB. Thos, X will be the
side of a cube in the given ratio (B:A} to the given cube (AY (Wilbur R. Kuore, fie
Ancient Tradition of Geometric Problems (Boston: Birkhauser Publishing, Ltd. 1286]
23). For a hypothetical reconstruction of Hippocrates’ melluxl, see Ken Sane,
‘Doubling the Cube,
A New Interpretation of [ls Significance loe Marly Greek
Geometry”, Historia Mathematica 22 (9995) 119-37).
ATEIRON a journal for ancient philosophy and scierie
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Page 2
View in PDF(opens in a new window)On Doubling the Cube:
Mechanics and Conies1
It is indisputable that Plato was deeply impressed by mathematics and
made it an important part of the tuition of his Academy. Much more
disputable are the mathematical accomplishments with which Plato was
credited in later antiquity. The most important of these is a solution of
one of the famous geometrical problems of antiquity, the duplication of
the cube: i.e., given a cube of a given side, to find the side of a cube having
twice the volume of the given cube. According to tradition, Hippocrates
of Chios had, in the fifth century BCE, reduced the problem of duplicating the cube to that of finding two line segments as mean proportionals
in continued proportion between two straight line segments as extremes:
that is, given line segments a and b such that a > b, to find line segments
y and χ such that a:y = y:x = x:b.2
1 I wish to express my thanks for valuable comments on an earlier draft of this essay
to an anonymous referee for Apeiron.
2 With the aid of algebra, which the Greeks of course did not have, the relation is
straightforward. The continued proportion yields the equations x2 = by and χ = ab/y
and, thus, x3 = b2a. Hence, if we let a = 2fc, we obtain or = 2b3. So, the cube on the
mean proportional χ is twice the volume of the cube on the given line b. Without
claiming that i t represents the method of Hippocrates, Knorr gives a reduction more
in the spirit of ancient geometry: 'If, for any two given lines, A and B, we can insert
the two mean proportionals, X and Y, then A:X = X:Y = Y:B. Thus, by compounding
the ratios, one has (A:X)3 = (A:X)(X:Y)(Y:B), that is A3:X3 = A:B. Thus, X will be the
side of a cube in the given ratio (B: A) to the given cube (A3)' (Wilbur R. Knorr, The
Ancient Tradition of Geometric Problems [Boston: Birkhauser Publishing, Ltd. 1986]
23). For a hypothetical reconstruction of Hippocrates' method, see Ken Saito,
'Doubling the Cube, A New Interpretation of Its Significance for Early Greek
Geometry', Historia Mathematica 22 (1995) 119-37).
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and science
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Page 3
View in PDF(opens in a new window)The attribution to Plato of a solution of the latter problem is late,
occurring only in the commentary of Eutocius (first half of sixth century
CE) on the second book of Archimedes' On the Sphere and Cylinder. The
consensus of modem scholars is that the attribution is false, not only
because of the lack of extant earlier references to such a solution, but also
for several other reasons. The most important of these is that the proof
involves a mechanical device, the use of which in geometry Plato is
reported to have disapproved. The device in question is a sort of carpenter's or draftsman's square, together with a moveable straightedge that
slides along one side of the square while remaining perpendicular to that
side and parallel to the other side. (See Fig. I3.) In view of Plato's general
attitude toward geometry as a study that 'draws the soul from the realm
of becoming to the realm of what is,'4 it is not surprising to find Plutarch
reporting that Plato disapproved of the use of mechanical devices in
Μ
K
Figure l
3 The device is pictured in the diagram (Figure 1) as having another stationary arm
ΘΜ, parallel to arm HZ of the carpenter's square. But the only function of this arm
appears to be to give mechanical stability to the device, and the arm ΘΜ is not
actually used in the proof reported by Eutocius.
4 Republic 521d3-4, trans. G.M.A. Grube and C.D.C. Reeve
Page 4
View in PDF(opens in a new window)Figure 2
geometry. According to Plutarch's account, Plato believed that when
such mechanical instruments are used, 'the good of geometry is thereby
lost and destroyed, as it is brought back to sensible things instead of
being carried upward and laying hold of eternal and incorporeal images.'5 This remark immediately follows Plutarch's claim that Tlato
himself reproached those in the circle of Eudoxus and Archytas and
Menaechmus for attempting to reduce the duplication of the cube to the
use of tools and mechanical constructions, as though trying to find two
mean proportionals not by the use of reason but in whatever way would
be practicable.'6 The main thesis that I advance in what follows is that,
although contemporary authors have thought that the mechanical proof
(mis)attributed to Plato is derivative from a 'theoretical' proof, which
employs the intersection of two parabolas, attributed by Eutocius to
5 Plutarch, Quoestiones convivales Vffl 2,718f.
6 Ibid. 718e Note the pun: 'ώσπερ πειρομένους δίχα λόγου δύο μέσος ανά λόγον,
παρείκοι, λαβείν.'
Page 5
View in PDF(opens in a new window)Menaechmus, the opposite is much more likely the case: the configuration of line segments in the proof of Menaechmus employing two
parabolas is derivative from the configuration of line segments of the
mechanical proof.
Eutocius, in his account of solutions to the problem of duplication of
the cube, credits Menaechmus (fl. mid-fourth century BCE) with two
solutions employing conic sections, the investigation of which he was
one of the first geometers to undertake. Little more is known about
Menaechmus; but Proclus does report that he was a pupil of Eudoxus
and 'associate' of Plato, who, with his brother Dinostratus, 'made the
whole of geometry more perfect.'7 The first of the solutions attributed to
Menaechmus takes two straight line segments, A and E, given as extremes, and proceeds to determine the straight line segments that are the
two mean proportionals in continued proportion between them, Β (=ΘΖ
= ΔΚ) and Γ (= ΘΚ = ΔΖ). (See Figure 3.8) In contemporary (but anachronistic) mathematical terms, Β and Γ are the Ordinate and abscissa of the
point of intersection of two conic sections in the same plane. The two
sections in question are (i) a right-opening parabola with latus rectum9 A
and with origin at Δ and (ii) one branch of a rectangular hyperbola
constructed (in the first quadrant, in contemporary Cartesian-coordinate
terminology) with reference to its asymptotes (as reference axes, in
Cartesian-coordinate terminology intersecting at Δ as origin) and such
that the product of 'Cartesian ordinate' and 'Cartesian abscissa' is equal
to the 'constant rectangle' (A x E) — which, of course, is defined by the
two given linear extremes A and E.
7 Proclus, In primum Euclidis elementarum Worum commentarius, ed. G. Friedlein
(Hildesheim: Georg Olms Verlagsbuchhandlung 1967) [repr. of Leipzig: B.B. Teubner 1873], 67.9-12
8 Let a = A, y = ΘΖ = ΔΚ, χ = ΘΚ = ΔΖ, b = E. Then, an algebraic deduction from the
equations ax = yL and xy = ab for parabola and hyperbola, respectively, yields the
sought solution for the identity a/y = y/x = y/b.
9 In terms of the modern focus-directrix definition of a parabola, the lotus rectum is
the line segment through the focus of parabola, parallel to the directrix (and
perpendicular to the major axis), which has both endpoints on the curve. Thus, the
length of a parabola's latus rectum is 4p, where p is the 'coefficient' of the parabola
— the axial distance from the focus to the vertex. As noted later, a common ancient
conception of the latus rectum (όρθια πλευρά) is that of an equivalent but differently
conceived constant parameter of the parabola.
Page 6
View in PDF(opens in a new window)Figure 3
The second solution attributed by Eutocius to Menaechmus is similar,
finding the two mean proportionals as the ordinate and abscissa (in
terms of Cartesian coordinates)10 of the point of intersection of two
parabolas the vertices of which coincide and the axes of which are at right
angles: (i) an upwards-opening parabola with latus rectum ΒΓ (= the
10 The point Z of intersection of the two parabolas defines the two linear magnitudes
ΒΔ and BE. In the terminology employed by Apollonius of Perga (fl. latter half of
third century BCE) — although it apparently was not used by Menaechmus himself
— the longer of the two mean proportionals BE is an abscissa (ή άπολαμβανομένη)
of the upwards-opening parabola and is equal to an ordinate (ή τεταγμένος) ΔΖ of
the right-opening parabola. The shorter of the two proportionals ΒΔ is an abscissa
of the right-opening parabola and is equal to an ordinate EZ of the upwards opening
parabola. According to the terminology of Apollonius, each of the lines parallel to
one another that are bisected by the axis or principal diameter of a parabola is 'drawn
ordinatewise to the diameter (τεταγμένως δε-έπΐ την διάμετρον κατηχθαι)' (Comce I
Def. 4). And the segment of the parabola's axis/principal diameter extending from
the vertex to where it is 'cut off' by an ordinate ('της άπολαμβανομένης υπ* αυτής
από της διαμέτρου προς τη κορφή της τομής') is an abscissa (Con 111).
Page 7
View in PDF(opens in a new window)Figure 4
shorter of the two given linear extremes = E in the preceding solution)
and with vertex B; (ii) a right-opening parabola with latus rectum AB (=
the longer of the two given linear extremes = A in the preceding solution)
and also with vertex B. (See Figure 4.11)
To return to the mechanical solution attributed to Plato by Eutocius,
it arranges the two given linear extremes AB and ΒΓ at right angles and
as meeting at common end-point B. Line segment AB is thought of as
being extended indefinitely vertically (downward, 'in the direction of Δ'
of Figure 2), and line segment ΒΓ is thought of as being extended
indefinitely horizontally (leftward, 'in the direction of E' of Figure 2).12
11 Let α = AB, y = BE = ΔΖ, χ = ET, = ΒΔ, b = ΒΓ. Then an algebraic deduction from the ·
equations ax = y* and by = i2 for the right-opening and upwards-opening parabolas,,
respectively, yields a solution for the identity a/y = y/x = x/b.
12 As Netz notes in his commentary, E and Δ initially represent the direction of the ;
indefinite extension of line ΓΒΕ 'to the left' and line ΑΒΔ 'downward', respectively. .
They become 'determinate points' only as a result of the application of the mechani- -
Page 8
View in PDF(opens in a new window)The mechanical device of Figure 1 is manipulated onto the diagram of
Figure 2 in such a way that the following conditions all hold: (i) point Γ
of the figure's diagram lies on fixed straight-arm ΘΗ of the device; (ii)
point A of the diagram falls on moveable straight-arm ΚΛ of the device;
(iii) vertex Η of right angle ΘΗΖ of the device lies on vertical line ΒΔ of
the diagram; (iv) vertex Κ of right angle ΛΚΖ (or, equivalently, vertex Κ
of right angle ΛΚΗ) of the device lies on horizontal line BE of the diagram.
Point Η of the device then coincides with a determinate point, call if Δ,
on the lower half of the vertical line of the diagram and defines a line
segment ΒΔ; similarly, point Κ of the device coincides with a determinate
point, call it E, of the left half of the horizontal line of the diagram and
defines a line segment BE. Since the device guarantees that the angle ΛΚΗ
(= ΑΕΔ) is a right angle, it follow from the porism (corollary) to Euclid
VI 8 that BE is the mean proportional between AB and ΒΔ: 'if in a
right-angled triangle a perpendicular be drawn from the right angle to
the base, the straight line so drawn is a mean proportional between the
segments of the base.' So, AB:BE = ΒΕ:ΒΔ. But, since the device also
guarantees that the angle ΘΗΖ (= ΓΔΕ) is a right angle, it follows by the
same theorem of Euclid that ΒΔ is a mean proportional between BE and
ΒΓ, i.e., ΒΕ:ΒΔ = ΒΔ:ΒΓ. Hence it follows that AB:BE = ΒΕ:ΒΔ = ΒΔ:ΒΓ; and,
if AB is taken to be the longer and ΒΓ the shorter of the two given linear
extremes,13 BE will be the longer and ΒΔ the shorter of the two mean
proportionals in continuing proportion between them. That is, if two
linear extremes a and b are given such that a > b, then BE is the y and ΒΔ
the χ such that a:y = y:x = x:b.
As Heath noticed, the manuscript diagrams printed in Heiberg's text
with the mechanical solution and Menaechmus' second solution (the one
cal device, as explained in the following text. See Reviel Netz, The Works of Archimedes: Translated into English, together with Eutocius' commentaries, with commentary, and critical edition of the diagrams, Volume I, The Two Books On the Sphere and
the Cylinder (Cambridge: Cambridge University Press 2004), 273 fn. 18 and 274 m.
26.
13 Netz reports that codex E represents the length of the line segments in the opposite
manner: 'codex E has the line-segments in "correct" proportions (ΒΓ>ΒΔ>ΒΕ>ΒΑ)
and, since codex Ε is on the whole the most conservative visually, it may perhaps
be preferable' (Netz, Archimedes, 275). However, one probably should here bear in
mind Netz' own cau ons (ibid., 8-10) about assuming that diagrams accompanying
ancient proofs convey metrical information.
Page 9
View in PDF(opens in a new window)using the intersection of two parabolas) are identical in terms of their
relative placement of the four line segments — the two given linear
extremes AB and ΒΓ, and the two mean proportionals BE and ΒΔ in
continuing proportion between them. In fact, if one thinks of the diagram
accompanying Menaechmus' second solution as being first rotated 180
degrees on its horizontal axis ΑΒΔ and then rotated 90 degrees clockwise,
the placement of the four lines coincides exactly with that of the diagram
accompanying the mechanical solution. Heath concludes: 'hence it
seems probable that some one who had Menaechmus's second solution
before him wished to show how the same representation of the four
straight lines could be got by a mechanical construction as an alternative
to the use of conies.'14 Particularly in view of the attribution of a mechanical solution of the problem to 'those in the circle of Eudoxus and
Archytas and Menaechmus,' Bulmer-Thomas, in his entry on Menaechmus in the Dictionary of Scientific Biography, takes Heath's speculation a
step further: 'But why not Menaechmus himself [as Heath's "some
one"]? If he was the author [of the mechanical solution], it would be easy
for the tradition to refer it to his master, Plato. This cannot be proved or
disproved, but it would be the simplest explanation of the facts.'15
I believe, however, that Heath got it backwards. In other words, I
suggest that the relative placement of the four line segments common to
the two diagrams belonged first to 'Plato's mechanical solution' (that is,
Menaechmus' mechanical solution, according to the hypothesis of Bulmer-Thomas). Then, essentially the same diagram was adopted for the
representation of Menaechmus' solution in terms of the intersection of
the two parabolas. The summary reason for this claim is that the relative
placement of the four lines is essential to the mechanical solution but not
to Menaechmus' parabolic solution. In what follows, I shall attempt to
elaborate the evidence for this claim.
As Netz notes, the two solutions using conic sections attributed to
Menaechmus are set forth in 'an analysis/synthesis structure.'16 That is,
14 Sir Thomas Heath, A History of Greek Mathematics, Volume I, From Thales to Eudid
(New York: Dover Publications, Inc. 1981) [repr. of Oxford: Clarendon Press 1921],
256
15 Ivor Buhner-Thomas, 'Menaechmus,' in Dictionary of Scientific Biography, ed. Charles
Coulston Gillispie, Volume 9 & 10 (New York: Charles Scribner's Sons 1980), 275
16 Netz, Archimedes, 286 fn. 99
Page 10
View in PDF(opens in a new window)both begin 'analytically', by assuming that the problem of finding the
two mean proportionals, given the extremes, has been solved and then
proceed to construct the relevant conic sections that provide the solution
using this information. The 'synthetic' part of the arguments begins with
the linear extremes as given and uses them to construct the relevant conic
sections, which yields the two mean proportionals (as Ordinate' and
'abscissa' of the point of intersection of the two sections).
One of the few bits of information provided by Proclus about
Menaechmus was that he (or, rather, 'the mathematicians associated
with Menaechmus and Amphinomus'17) were concerned with the issue
of conversion or 'reversibility' (αντιστροφή), particularly in the sense of
this term in which the 'hypothesis' used to deduce a 'theorem' z's also a
logical consequence of that theorem (taken together, perhaps, with the
other hypotheses necessary to deduce the theorem).18 This sort of αντιστροφή is crucial to the application of the method of analysis and synthesis. For example, in the application of the conic-section constructions
above, it is necessary for the analytic component of the construction that,
given the extremes, one can construct the conic sections with their
particular manner of intersection if one is given the two mean proportionals. For the synthetic component of the construction, it is necessary
that, given the extremes, one can construct the two linear mean proportionals if one is given the conic sections with their particular manner of
intersection.
My suggestion is the following. Anyone familiar with the fourth-century geometry that was eventually incorporated into the sixth book of
Euclid would have been familiar with the representation of a single mean
proportional y between extremes a and χ as follows. The extremes a and
κ are represented as line segments placed end-to-end on a given line, and
their mean proportional y is represented as a line segment perpendicular
to this line, originating at the common end-points of a and x. Material
from Euclid VI pertaining to similar triangles yields the following result.
Suppose that we begin with the 'sum' or linear concatenation of a and χ
(henceforth represented as 'a + x') taken to be one side of a triangle. Let
the remaining two sides be produced by joining the two end-points of
the line segment a + x with the end-point of y that does not fall on a + x.
17 Proclus, in Euc, 254.4-5
18 Ibid.,252ff.
Page 11
View in PDF(opens in a new window)The result will be a right triangle of which a + χ is the hypotenuse and
the opposing right angle has its vertex at the end-point of y. It would be
a natural (but clever) extrapolation to represent two mean proportions
in continued proportion between extremes a and b in the manner of
Figure 2. Let a be AB, y be EB, χ be ΒΔ, and b be ΒΓ. Then the mean
proportional y between extremes a and χ is represented as perpendicular
to the linear junction of a + χ (originating at point B). A similar construction is produced at a ninety-degree rotation: χ is now the mean proportional between extremes y and b and is represented as perpendicular to
the linear junction of y + b (also originating at point B). Thus y and χ are
the two mean proportionals in continued proportion between a and b.
So, the analytic component of the proof accompanying Figure 2 yields
the following claim: If four line segments, the two given extremes and
two mean proportionals in continued proportion between them, are
placed as in Figure 2, then the angles ΑΕΔ and ΕΔΓ produced when the
end-points of the line segments are joined must be right angles. A
theorem such as Euclid VI8 is crucial to the synthetic component of the
proof. If α (= AB) and b (= ΒΓ) are joined at right angles, and if each is
extended as in the diagram, and if it can be contrived that triangles ΑΕΔ
and ΓΔΕ are produced with right angles at vertices E and Δ, respectively,
then the two 'heights' y (= BE) and χ (= ΒΔ) will be the two mean
proportionals in continued proportion between a and b. The mechanical
device of Figure 1 is designed to yield such right triangles with the
vertices of the right angles on rays BE and ΒΔ. For this construction to
succeed, it is obviously crucial that relative placement of lines of Figure
2 or Figure 4 (or some other rotational variant of that placement) be
employed. That is, the two linear extremes must be perpendicularly
joined at their end-points (B, in both diagrams); and the two mean
proportionals must fall on their linear extensions, at right angles, on the
other side of the common end-point B.
As we saw, there is the same relative placement of the four line
segments in the diagram accompanying Menaechmus' second solution
(Figure 4) using the intersection of two parabolas the axes of which are
at right angles and the vertices of which coincide at point B. However,
in the constructive component of the proof, the diagram's placement of
the two given linear extremes, AB and ΒΓ, is not at all necessary. In the
synthetic construction, these two lengths are the latera recta of the parabola constructed on axis ΒΔ and of the parabola constructed on axis BE,
respectively. In the common contemporary formulation, the laius rectum
of a parabola is a chord passing through the focus and perpendicular to
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the major axis (or parallel to theBereitgestellt
directrix line
the parabola).
Although
Page 12
View in PDF(opens in a new window)we have little evidence about Menaechmus' construction of parabolas,
it is more likely that his construction was more similar to that of the first
book of Apollonius' Conies than to the modem account, which appeals
to the focus-directrix definition of a parabola. For Apollonius, the latus
rectum (= όρθία or όρθία πλευρά19) is defined at Con I 11 to be the
'constant' line segment (for a given parabola) such that the rectangle
formed by it and any variable abscissa of the parabola (line segment
along the parabola's major axis or principal diameter considered as
originating at the parabola's vertex) is equal to the square on the Ordinate' chord (from axis to the parabola) defined by that abscissa.20
There are two sorts of diagrams that are printed with Heiberg's text
of the first book of Apollonius' Conies that show line segments representing latera recta of parabolas.21 One sort, that accompanying Con 152,
shows the latus rectum simply as a line segment detached from the figure
of the parabola and the cone used to generate it. The other sort, that
accompanying Con 111, shows the latus rectum as a line segment one end
of which is tangent to the vertex of the parabola and which is perpendicular to the parabola's axis or principal diameter (although usually not, it
appears, in the plane of the parabola).22 This second sort of representation of the latus rectum, as perpendicular to the major axis of the
19 This term is actually introduced at the conclusion of the proof of Con 111 as a shorter
equivalent for the periphrastic phrase, 'ή δε [ευθεία γραμμή]... παρ1 ην δύνανται αϊ
καταφόρμεναι τεταγμένως επί την ... διάμετρον/ which Taliaferro renders as 'the
straight line to which the straight lines drawn ordinatewise to the diameter ... are
applied in square' (Apollonius of Perga, Conies, Books I-III, revised edition, Dana
Densmore [Santa Fe, New Mexico: Green Lion Press 2000], 21).
20 Strictly speaking, this is a property of the latus rectum established by Proposition I
11. In the statement of the proposition, the latus rectum is, in effect, defined in terms
of a proportion: it is the straight line χ such that the following proportion holds:
x:(straight line from vertex of the parabola along the side of the defining cone to its
apex) = (square of the base of the axial triangle):(product of the remaining two sides
of the axial triangle). The 'axial triangle' is a vertical cross-section of the cone used
to generate the parabola, which contains the apex of the cone, a diameter of the
circular base of the cone, and the major axis of the parabola generated by the cone.
21 Apollonii Pergaei, Quae Greece exstant cum commentary's antiquis, ed. and Latin trans.,
I.L. Heiberg (Stuttgart: E.G. Teubner 1974) [repr. of Leipzig: B.C. Teubner 1891]
22 Diagrams printed with Con I 12 and I 13 similarly represent latera recta: as line
segments perpendicular to the end points of major axes — for a branch of a
hyperbola and for an ellipse, respectively.
Page 13
View in PDF(opens in a new window)parabola and having one end-point at the parabola's vertex, is particularly appropriate in view of the function, so to speak, of the lot us rectum.
It is that constant linear magnitude (relative to a particular parabola),
which when multiplied by any 'abscissa' or line segment along the axis
of the parabola beginning at its vertex, produces a rectangle equal (in
area) to the square constructed on the line segment 'drawn ordinatewise'
from the end of that abscissa to the conic section. In other words, since
the latus rectum is to form a rectangle with a length of the axis, it is quite
natural to represent it as perpendicular to the axis.23
However, the representation of the two latera recta in Figure 4 is an
anomaly. Line segment AB, considered as the latus rectum of the rightopening parabola, is represented as a linear continuation of the axis of
that parabola leftward, beyond its vertex B. Similarly, ΒΓ, considered as
the latus rectum of the upwards-opening parabola, is a continuation of
its axis downward, beyond its vertex B. Insofar as I have been able to
determine, such a representation of latera recta relative to their parabolas
is unique. In terms of the constructive component of the proof, it also
appears to be unnecessary.
The following seems to me to be a quite plausible hypothesis. Somewhere along the way the quite natural 'analytic relative placement' of the
four lines of Figure 2 has been borrowed. That same placement worked
well — and indeed was necessary — for the synthetic component of the
mechanical proof attributed to Plato by Eutocius. For the synthetic
component of the proof using the two parabolas, the two mean proportionals being constructed (BE and ΒΔ) will end up being joined at a right
angle at their end-points, just as in Figure 2. But the two given extremes,
AB and ΒΓ, when employed as latera recta, do not need to be placed
relative to the extremes as they were in Figure 2. It is true that this
placement of the given extremes does no 'harm' in the proof accompanying Figure 4; but, in terms of the structure of the synthetic component
of this proof, it appears to be unnecessary and unmotivated. The 'motivation', I am suggesting, comes from the fact that the relative placement
of the four lines of Figure 2 (which placement is necessary for both the
analytic and synthetic components of the mechanical proof) has been
23 I should not want to place too much weight on the diagrams printed with Heiberg's
text, since it is known that he sometimes constructed his own diagrams and I have
not done a study of the history of the particular diagrams that he uses.
Page 14
View in PDF(opens in a new window)transposed to the 'second' proof using conic sections attributed to
Menaechmus by Eutocius.
Additional evidence that the placement of the given extremes in
Figure 4 is not at all crucial comes from the diagram (Figure 3) accompanying the first proof using conic sections attributed to Menaechmus
— that employing the intersection of a parabola and (one branch of) a
rectangular hyperbola. Note that in Figure 3, the given extremes A and
E, are not explicitly represented at all in the diagram accompanying the
proof. Of course, as the text of the proof makes clear, the two mean
proportionals (B and Γ, among the detached line segments) being constructed in the synthetic component of the proof do end up being represented in the diagram as ΘΖ (= ΔΚ) and ΔΖ (= ΘΚ), respectively. But the
given 'parameters', A and E, of the construction of the two conic sections
in the synthetic component of the proof appear only as detached line
segments, similar to the style of the diagram accompanying Apollonius'
Con 152 that is printed by Heiberg.
My principal conclusion, then, is that there is reason to think that the
relative placement of the four line segments common to Figures 2 and 4
originally belonged with the mechanical proof (Figure 2) and then was
transposed to Menaechmus' proof using two parabolas (Figure 4). Of
course, this conclusion leaves open the question of when the transposition occurred, and by whose hand. It also assumes a dose relation
between the two proofs, on the one hand, and the two sorts of diagram
accompanying them, on the other. Unfortunately, we do not have ancient manuscripts, with accompanying diagrams, of Archimedes' On the
Sphere and Cylinder or of Eutocius' commentary on its two books. However, in his edition of these works, R. Netz comments that 'it should be
stressed that the diagrams across the manuscript tradition are strikingly
similar to each other, often in quite trivial detail, so that is hardly a
question that they derive from a common archetype.'24 Netz argues that
diagrams of ancient geometrical proofs are typically as much an 'essential part' of the proof as is the text:
diagrams, largely speaking, provide a schematic representation of the
pattern of configuration holding in the geometrical case studied. This
pattern is what can be reliably "read" off the diagram and used as part
24 Netz, Introduction', Archimedes, 8
Page 15
View in PDF(opens in a new window)of the logic of the argument, since it is independent of metrical values.
Ancient diagrams are taken to represent precisely that which can be
exactly represented and are therefore, unlike their modem counterparts, taken as tools for the logic of the argument itself.25
If Netz' views are correct, there is some reason to think that the
diagrams of Figures 2 and 4 (or minor variants of them) accompanied
the two proofs — that using the mechanical method and that using the
intersection of two parabolas — from the ancient origins of those proofs.
In which case, the following conjectural story can be devised. Someone
in the circle of Menaechmus (and, in the words of Buhner-Thomas, 'why
not Menaechmus himself?') first devised the mechanical proof, which
developed very straightforwardly from the fourth-century geometry
that eventually found its way into the sixth book of Euclid. Then
Menaechmus, either stung by Plato's reproach about the use of mechanical tools in geometry or troubled in this respect by his own 'Platonic'
methodological convictions, devised the proof using the intersection of
two parabolas borrowing his own relative placement of the four line
segments from his earlier mechanical proof. The probability of this
hypothesis is perhaps increased a bit if, as Charles Taylor26 and BulmerThomas believe, the 'evidence ... [is] inescapable that Menaechmus
attempted to find some mechanical device for tracing the curves [i.e., the
conic sections he theoretically investigated].'27 That is, there would then
be a certain continuity between Menaechmus' 'mechanical' solution,
which evidently did not prove to be amenable to a purely theoretical
formulation, and his solution using the two parabolas, which perhaps
was capable of both a theoretical formulation and a 'practical' application.28
25 Ibid., 9
26 Charles Taylor, Introduction to the Ancient and Modem Geometry of Conies (Cambridge: Cambridge University Press 1881), xxxi-xxxiii
27 Buhner-Thomas, 'Menaechmus/ 274
28 Such a hypothesis helps to explain the comment in a letter purported to be by
Eratosthenes quoted by Eutocius to the effect that, among the geometers associated
with Plato (such as Archytas and Eudoxus) who attempted to solve the problem,
they did so theoretically — that is, they 'wrote demonstratively (άποδεικτικώς
γεγραφέναι)' — but none of them was able to solve it practically Tjy hand' except
Page 16
View in PDF(opens in a new window)However, an alternative account of the origin of the solution to the
problem, as reported by Eutocius, that employs the intersection of two
parabolas must be considered. This is the hypothesis of G.J. Toomer that
the solution employing two parabolas was due to Diodes rather than
Menaechmus. Although there has been some uncertainty concerning
Diodes' dates, Toomer convincingly argues that he lived from the late
third into the early second century BCE. As Toomer points out, this
would make him an exact contemporary of Apollonius; and he thus
would have postdated Menaechmus by roughly a century and a half.
Toomer's hypothesis is based upon Proposition 10 of an Arabic manuscript of Diodes' Περί πυρείων (On Burning Mirrors), in which Diodes
'shows how to find a cube which is twice a (given) cube by means of a
geometrical proof.'29 This proposition does indeed employ the intersection of two parabolas the axes of which are perpendicular to one another.
Toomer argues that 'Eutodus does not mention the author [of the
solution employing two parabolas that he reports]. It has been commonly assumed that it is due to Menaechmus, on the not very cogent
grounds that in the text of Eutodus it follows a solution by Menaechmus,
being introduced by the remark άλλως ("another way")— Since we now
find the solution in Diodes' work, and since Eutodus provides two other
excerpts from Diodes, it is certain that Diodes is his source for this too.'30
Menaechmus, and he only Tjarely and this with difficulty (πλην επί βραχύ τι τον
Μέναιχμον και ταΰτα δυσχερώς)' (Eutocii comm. in lib. ii, in Archimedes, Opera omnia,
Vol. ffl, ed. I.L. Heiberg [Stuttgart: B.C. Teubner 1972] [repr. of Leipzig: E.G. Teubner
1915], 90.8-11). Netz keeps the 'manuscripts' reading [βραχυτητι] against Heiberg's
(possible) emendation [βραχύ τι].' The resulting phrase would then read as follows:
'except Menaechmus, by the shortness — and this with difficulty.' Netz' suggestion
seems to be that the phrase Tjy the shortness' could be a 'tantalizing, vague' allusion
to the 'practical' method used by Menaechmus to construct the conic sections used
in the proofs attributed to him by Eutocius. See Netz, Archimedes, 294-5 and 295 m.
157. Another possibility is that this text is an allusion to Menaechmus' 'firsf
mechanical solution mis-attributed to Plato by Eutocius — not to Menaechmus'
solution(s) using conic sections. As anyone who has tried the mechanical solution
can attest, it is doable 'with difficulty'. For more on the 'practical' application of the
method using the intersection of two parabolas, see the discussion of Diodes below.
29 Diocles, On Burning Mirrors: The Arabic Translation of the Lost Greek Original, ed. with
English Translation and Commentary, G.J. Toomer (Berlin, Heidelberg, and New
York: Springer-Verlag, 1976), 90.186
30 Toomer, commentary on Diocles, On Burning Mirrors, 169-70
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View in PDF(opens in a new window)Although I do not think that Toomer's hypothesis can be completely
discounted, I share the skepticism concerning it expressed by BulmerThomas.31 In the first place, the fact that Eutocius elsewhere cites Diodes
would lead one to expect that he would cite him here as well if he were
believed by Eutocius to be the author of the solution, especially since
Eutocius does explicitly cite the authors of the other solutions to the
problem. It seems that the traditional understanding of the 'άλλως' —
that it introduces a different kind of solution due to Menaechmus — is
at least as likely as Toomer's conjecture.
Second, although Diodes' solution certainly is, in some sense, the
same solution as that reported by Eutocius, it is set forth in a quite
different way. Diodes' argument is entirely synthetic: that is, he simply
specifies the construction that will yield the two mean proportional line
segments, given two extreme line segments one of which is half the
length of the other. The proof is also very constructive and makes crucial
use of the focus-directrix property of parabolas. Two lines, which are to
be the axes of the parabolas, are drawn as intersecting perpendicularly.
It is dear from the text (as well as the diagram supplied by Toomer) that
one axis is thought of as extending beyond the point of intersection by
one-fourth of the longer 'given' extreme line segment and the other axis
as extending beyond the intersection by one-fourth of the shorter given
line segment. So there is a major difference from the arrangement of line
segments of Figures 2 and 4. What is needed for Diodes' construction is
not the continuation of each parabola's axis beyond the point of their
intersection (which will mark their common vertex) by the parabola's
latus rectum, but the continuation of each parabola's axis by one-fourth
of its latus rectum. In contemporary terminology, each such extension will
mark the distance of the directrix line from the vertex of its parabola.
Diodes proceeds to define the focus of each parabola as lying on its axis
the same distance from its vertex but in the opposite direction. He then,
in effect, gives directions for 'graphing' points of each parabola. The
procedure is the following. (1) Select a point Ρ some distance along the
axis from the focus F. (2) Extend a line / perpendicular to point Ρ (toward
the quadrant where the two parabolas will intersect). (3) Inscribe a circle
c with radius equal to the line segment beginning at the end of the
extension of the parabola (one-fourth of the parabola's latus rectum
31 Buhner-Thomas, 'Menaechmus', 272
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View in PDF(opens in a new window)beyond its vertex) and ending at P. (4) Mark the point of intersection R
of circle c and line /. In the words of Diodes, we then repeat this
procedure 'for many points close to'32 P.
From the contemporary perspective, it is easy to see that for each such
'graph-point' R, the linear distance from P to R (= radius of the circle c)
is equal to the distance of a perpendicular line segment from the directrix
of the parabola to R. The directrix will be the line perpendicular to the
axis of parabola and lying a distance of one-fourth of the parabola's latus
rectum when the axis is extended beyond the vertex. So the construction
appeals quite directly to a characteristic of parabolas that is now often
taken to be definitory: a parabola is a set of points that are each equidistant from a fixed line (the directrix) in a plane and a point (the focus) in
that plane not lying on the directrix. After having graphed a sufficient
number of points, Diodes directs us to 'draw with a curved ruler a line
passing through' these points. His assumption is that this will give us a
(segment of a) smooth curve, but he says nothing more about this curve
at this point in the proof. He then directs us to repeat the same process
on the axis of the other parabola, perpendicular to the one to which we
have been attending. And here he assumes that the two curves so
constructed intersect and proceeds to a proof that the perpendiculars
dropped from the point of intersection to the two axes are the two mean
proportions being sought. This proof is clever but elementary, using little
more geometry than the Pythagorean Theorem and Euclid Π 8. It is only
at the very conclusion of the proof that Diodes makes the following
claim: 'and, furthermore, it is obvious that the [two curves] are parabolas, and that each of them passes through point N; hence the (conic)
sections necessarily intersect each other.'33 The fact that the two curves
that he has graphically defined are parabolas appears to be invoked only
to guarantee the existence of a point of intersection.
My conclusion is that dose examination of Diodes' construction
shows that it has relatively little to do with the argument employing two
parabolas reported by Eutodus. Eutocius' construction makes no use of
the focus-directrix property, which is essential to Diodes' construction.
Diodes' construction requires the extension of each axis by one-fourth of
its latus rectum (=/, the parabola's 'focal length') beyond its vertex—not
32 Diodes, On Burning Mirrors, 92.191
33 Ibid., 96.207
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View in PDF(opens in a new window)by the whole latus rectum (= 4/), as in Figures 2 and 4 (a placement of
latera recta which, as we saw, was crucial to the mechanical method
attributed to Plato by Eutocius, as in Figure 2, but not at all crucial to the
solution using the intersection of two parabolas, as in Figure 4). Diodes'
concern with burning mirrors makes it natural that he should have
developed his focus-directrix method of constructing the two parabolas
because of his preoccupation with the foci of parabolic reflectors. This
'naturalness', of course, in no way detracts from the ingenuity of his
construction.
Consequently, despite Toomer's claim, I believe that the two following claims are quite plausible: (1) Eutocius does mean to attribute to
Menaechmus the solution using two parabolas; (2) this solution, as
reported by Eutocius, is in some way derivative from the solution
(mis)attributed to Plato — not the other way around, as contemporary
scholars beginning with Heath have hypothesized. It is also certainly
possible, particularly in view of Plato's reproach concerning the use of
mechanical methods, that Menaechmus was responsible for both proofs,
the mechanical one associated with Figure 2 and the theoretical one
employing the intersection of two parabolas, associated with the essentially identical Figure 4. In the words of Bulmer-Thomas, 'this cannot be
proved or disproved, but it would be the simplest explanation of all the
facts.'34
But where does this leave Diodes' proof, as reported in the Arabic
manuscript of the Περί πυρείων? My conjecture — which I think also, at
this junction, 'cannot be proved or disproved' — is that Diodes was
familiar with an earlier 'theoretical' solution of the problem using the
intersection of two parabolas, of the sort reported by Eutocius and due
to Menaechmus. The contribution of Diodes, who need not have been
much concerned with Plato's contempt for the mechanical, was to devise
a practical (and 'mechanical') means for constructing the two intersecting parabolic curves, given 'parameters' (latera recta) for each. According
to this conjecture, he already knew, from Menaechmus' theoretical
proof, that the intersection of two such parabolas solves the problem. He
sets out to find a (relatively) practical mechanical way to construct the
curves 'in real space', so to speak. And, if this was indeed his goal, I think
that he succeeded in achieving it by means of his graphing technique,
34 Bulmer-Thomas, 'Menaechmus/ 275
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View in PDF(opens in a new window)which requires only a compass, straightedge, and whatever he used as
a 'curved ruler' to fit his graph-points onto a smooth curve.
Department of Philosophy
Arizona State University
P.O. Box 874102
Tempe, AZ 85287-4102
U.S.A.
mjwhite@asu.edu
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