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Page 1
View in PDF(opens in a new window)the vertigo of the infinite
(English translation of the article « Découverte des incommensurables et vertige
de l’infini », Cahiers philosophiques, CNDP n°91, p. 9-29, Juin 2002)
It is widely admitted that the discovery and the treatment of the incommensurability
is one of the greatest accomplishments of the Greek mathematic science: the young Hellenic
people, initiated for a short while to geometry and to the science of numbers, is probably the
only people from the antiquity to have dared to face the theme of the incommensurability. If
all that is known about the incommensurables is developed in a discursive and systematic
manner in books X and XIII of Euclid’s Elements, it is however quite possible that the
discoveries in themselves may not have been made with the serenity which apparently
brought life to the great productions of the Greek mind: the Elements technical account
could hide an encounter with the infinite, first lived under the mode of vertigo. How would
the Ancients conceive the mathematical infinite? Several revealing conceptions seem to
have followed themselves: from the Pythagorean rational arithmetic infinite to the Platonic
irrational geometric infinite, and between them, the Zenonian aporetical infinite. With this
in mind, it is surprising in this regard that Plato did not publish his conception of the
incommensurable infinite raised to the dimension of the ontological principle. It may be that
he saw in it some sort of vertiginous abyss that he preferred not to reveal to the
uninitiated… A few rare Platonic and pre-Socratic testimonials show that in fact this
dawning of consciousness of the incommensurability, far from having been lived in the way
of Archimedes’ jubilation, would have rather been the object of scandal or betrayal,
instantly casting the Greek consciousness into absurdity and darkness. It is this first
genuinely tragic vision of the incommensurable that we will try to reconstitute.
I From the rational infinite to the logical scandal
It is in the Pythagorean setting that one can appreciate the whole extent of the scandal. Is
it really about a Pythagorean discovery? It is what appears to be at least in the famous
summary by Eudemus of Rhodes, the most ancient account of the history of geometry.
« Further to the Milesians, Pythagoras transformed this study [geometry], and made it liberal
teaching ; as he went back to superior principles et searched the theorems abstractly and through
pur intelligence ; we owe him the discovery of irrationals and the construction of the figures of
Page 2
View in PDF(opens in a new window)the cosmos (th\n tw½n a)lo/gwn pragmatei¿an kaiì th\n tw½n kosmikw½n sxhma/twn su/stasin
a)neu=ren) » .
This passage is considered by historians as relatively credible, Eudemus of Rhodes being
a direct and trustworthy disciple of Aristotle. Whether it truly came from Eudemus via
Proclus, there is little doubt, since this testimonial is relayed by the Alexandrian
mathematician Pappus (IIIrd Century)2 who gives a similar account stating that he owes it to
Eudemus the Peripatetic, but giving out less details about Pythagoras : he only speaks about
the Pythagoreans. Despite all the difficulties encountered gathering the contributions by
Pythagoras and his School, one is entitled to admit, thanks to these documents, to which
other converging testimonials add up (certain scoliae from Euclid’s Elements, the legend of
Hippasos, which we will examine hereafter) that the Pythagorean School played a primary
role.3
At the beginning, the members of this School were intuitively convinced of a total
appropriateness between figures and numbers, and so they would represent figures with
numbers and numbers with figures : this is the figured points system. Arithmetic suites
would then correspond to a progressive building of figures.
For example, the figured triangular number 6 will express itself in the following diagram :
a
a
a
a
a
a
This diagram corresponds to the suite 1, 3, 6, 10, 15… If we add a gnomon (the serie of units
one must add to obtain a similar figure) equal to 4 added to this triangular number,4 one obtains
10, the Decade or Tetractys.
a
a
a
a
a
a
a
a
a
a
One will recognize in this diagram the presence of musical ratios 4/3, 3/2 and 2/1, starting from
the base.
1
In Euclidem commentarius by Proclus (Friedlein, 65, 15-21).
Pappus, Commentaire au Xe livre des Eléments d’Euclide, French translation by Woepcke of an arab version,
Essai d’une restitution des travaux perdus d’Apollonius, 1856 p. 662-663.
3
We will still be able to indicate that the Ancient pre-platonic dating, of the discovery of irrationality, is
confirmed by the fact that Democritus born in 470 would have written a piece of work on irrationality (DK 68
B11).
4
Cf. Nicomachi Geraseni Pythagorei Introductionis arithmeticae II, chapter VIII (Hoche p. 89). The serie of
gnomes is the suite of natural wholes ( 2, 3, 4, 5,…) and the following triangular number will be given by this
2
formula :
n(n +1)
Page 3
View in PDF(opens in a new window)It is on this musical and arithmo-geometric founding that the Pythagoreans constituted
their whole philosophy of the Number.5
Let us rapidly look at how the use of this system may have developed into the
discovery of the famous theorem of Pythagoras. Did he really discover it? It is difficult to
attribute it to Pythagoras in person in its Euclidian formula, but it is thought that the preSocratic mathematician arrived at the level of the rational rectangle triangles : 3 – 4 – 5 ; 5
– 12 – 13 ; 7 – 24 – 25 ; etc.6 His discovery is not a demonstration, but a monstration by
counting the number of figured squared numbers that one can build on each side of a
rational triangle.
The philosopher, however, must have found out very quickly that this property of
square numbers could not apply itself as easily to an isosceles rectangle triangle, namely to
the diagonal of a square, as one can no longer find a number or ratio measurable in unitpoints for this diagonal. Such is the most elementary revelation of the incommensurable.
The question is then to find out, as far as it was discovered in a very unexpected manner,
how it could be integrated in a philosophical system based on the domination of the
Number.
An enigmatic teaching reveals that, for the Pythagoreans, the basic numeric principles
are Monad and indefinite Dyad (DK58 B 1a, 14, 15). Aristotle (DK 58B 13 = Metaph. A
987 b 22 sq.) seems to allocate this doctrine rather to ágrapha dógmata (the oral teachings
by Plato). We have a few reasons to believe however (thanks to Theophrastus’authority in
this matter) that the theory of principles did belong to the Pythagoreans, but under a much
simpler form than with Plato. It would refer to, according to an important study by Paul
Kucharsky,7 the opposition between square numbers and oblong numbers (from the table of
opposites)8, square numbers with odd gnomes et oblongs numbers with even gnomes. The
5
Aristotle, Metaph. A 987 b 22 : oi¸ d' a)riqmou\j eiånai¿ fasin au)ta\ ta\ pra/gmata.
Puqago/reioi mimh/sei ta\ o)/nta fasi\n eiånai tw½n a)riqmw½n.
6
et 987b 10 : oi¸ me\n ga\r
All historians remained very sceptical, and rightfully so, with regards to a formal geometric proof since the
high period of Pythagoreanism. However, the Ancient Pythagoreans would have noticed the specific properties
of the sacred triangle 3-4-5, by displaying pebbles in the Eurytos style, and would have drawn a global method
of assessing the ratios between sides rather than an apodictic proof. Cf. W. Burkert, Lore and Science in
ancient Pythagoreanism, Cambridge (Mass.) 1972 (English translation from a German edition, 1962), pp. 427340.
7
Kucharsky, "Les Principes des Pythagoriciens et la Dyade chez Platon", Les Archives de la Philosophie, 22,
Paris 1959 (première partie p. 175-191 - deuxième partie p. 385 sq.). Works issued from the extension of
analysis developped by L : Robin, La théorie platonicienne des Idées et des Nombres d’après Aristote, Paris
1908.
8
Aristotle, Metaph. A, v, 986 a22. It is to be noted that we will not find in this table which dates, according to
Aristotle, from the very early Vth Century, the opposition of the rational and the irrational. Let us cite a few
opposites (among the 10° which concern us more especially:
Page 4
View in PDF(opens in a new window)gnome herein will be a square figure which allows to reproduce a similar figured number
while framing it. One notices that by the means of these odd and even gnomes, the whole
infinite series of entire numbers is run through genetically. But what matters is that the
principle or basis be the Monad for the square numbers, and the Dyad for the oblong
numbers. Whereas on one side, square numbers are always geometrically similar (they act
in accordance with the law of the limiting), on the other side, oblong numbers act in
accordance with the law of the unlimited (the apeiron), as their shape evolves constantly,
and is never strictly similar.
Figure 1
Square numbers
with the
Monad principle
Oblong numbers
with the
Dyad principle
Philosophically, the first Pythagoreans would certainly see in the indefinite (simple and
rational) of oblong figures the principle of all existing dissimilarity, as opposite to the
similarity of the equally equal square numbers, the very principle of all similarity. Now, in
his oral teaching, Plato, according to Aristotle, would substitute to the Pythagorean infinite
which was conceived as a (w(j e(no/j) a Dyad, i.e., an Apeiron that comes from the Big and
the Small (to\ a)peiron e)k tou= mega/lou kai\ mikrou=). Which would mean that Plato would
enrich the theme of the Pythagorean infinite: he grasps it as double through the opposition
of the Big and the Small. What are then the Big and the Small? They are very likely the
fundamental principles of all existing variations of the more and the less, undefined
substract from which all limited beings, particularly Numbers, and even Ideas, would be
produced in the scope of the ge/nesij ei)j ou)si/an as quoted in Philebus en 26d (what comes
to the beeing through the effect of measures introduced by the Limiting : me/ta tou=
pe/ratoj). In effect, certain passages in Philebus (the only dialogue in which Plato resumes
the notions of Péras and of the Apeiron from his oral teaching) lead us to understand that
pe/raj
perrito\n
fw=j
a)gaqo\n
tetra/gwnon
kai\
kai\
kai\
kai\
kai\
a)/peiron
a)/rtion
sko/toj
kako/n
e)tero/mhkej
limiting
odd
light
good
square
4
and
and
and
and
and
unlimited
even
dark
oblong
Page 5
View in PDF(opens in a new window)the Big and the Small correspond to the irrational basis of all reality as moving substratum
that receives the action of the Limiting to produce the Number, as it is said that the function
of the Limiting (to\ pe/raj) is to make commensurable and consonant the opposites by
introducing the Number (ta)nanti¿a ... su/mmetra de\ kaiì su/mfwna e)nqeiÍsa a)riqmo\n
a)perga/zetai) (25e). All in all, the opposites are the Big and the Small, which under the
domination of the Limiting, are transformed into Numbers. The genesis of Numbers and of
finished beings, from the two fundamental principles of the Monad and the undefined Dyad,
the latter one conceived as incommensurable substratum, such would be Plato’s new
conception which Aristotle indicates in a very elliptic manner in Metaphysica.9 With
regards to these texts, one will understand that Plato, in his Pythagorean principles system,
is going to integrate the notion of incommensurability that the first Pythagoreans could not
face : from then on, he goes from the rational apeiron of figured numbers to the
incommensurable apeiron of the Big and the Small, of the More and the Less.
Consequently, the excerpt from Metaphysica which we just looked at, finally suggests
that with the Pythagoreans, the incommensurability remained an unresolved issue (thus
impossible to integrate in their theory of principles and their table of opposites). In the
surroundings of their first theories on figured numbers, they could not conceive the
existence of such a property. Here we have all the signs of a doctrinal contradiction,
meaning that these mathematicians knew the irrationals, but had to keep a philosophy of the
principles issued from Pythagoras, who used to totally ignore this property.10 Such a hiatus
can be easily understood : a deeply rooted preconceived idea cannot be destroyed from one
day to the next. It is evident that in their founding conception, these first mathematicians
would base themselves as any uneducated man would, upon the empirical and intuitive
principle that to any length correspond inevitably a number and a measure.
9
At first sight, according to Philebus, this genesis of the beings only concerns the domain of the perceptible,
but the Platonic doctrine of the two principles must be able to apply to the intelligible and perceptible reality
(cf. Aristotle, Metaphysica, A 6, 987b 15 sq.), particularly with the genesis of ideal Numbers. Cf. P. Kucharsky,
op. cit. p. 423 sq. The undefined Platonic Dyad is then fundamentally the incommensurability, on one side in
the intelligible, as far as it can be totally converted into Numbers and in lógoi; and on the other side in the
perceptible, as far as it cannot be totally converted, particularly with surfaces (diagonals of regular figures), in
volumes and mainly in the irrational and unknown founding of any reality (Theaetetus 202b). Cf. infra n. 26 et
n. 39. Consecutively to the discovery of the incommensurables, it may be that the Pythagoreans might have
likened them to the apeiron, before Plato, as suggested in an excerpt by Iamblichus, Vit. Pyth. 30, §179, 8-11.
10
We will see that at the end of the 5th Century, at a time when the knowledge about the irrationals had fallen
into the public domain, one Pythagorean, Eurytos (DK 45, 3), would keep the archaic unit-points system, the
psephoi, certainly by reverence to the master’s doctrine. Cf. J. Burnet, Early Greek philosophy, London 1919.
Page 6
View in PDF(opens in a new window)This is what Paul Tannery commented on :11
« Comme le montrent leurs travaux sur la figuration des nombres et leur célèbre définition du
point l’unité ayant une position les Pythagoriciens sont partis de l’idée, naturelle à tout
homme non instruit, que toute longueur est nécessairement commensurable à l’unité ».
Thus, Tannery is the first erudite to have advanced, towards the discovery of the
incommensurability, the idea of « scandale logique », which could also be called : « crisis
of fundamentals ». He rightfully speaks about a discovery that is less problematic in its
intrinsic difficulty level (since it follows directly from the generalisation of the Pythagoras
theorem) than at the prejudice level, which in reality is as ineradicable as experience shows
that a measurement of lengths is always possible (by practical approximation). And it does
seem at first sight inconceivable that with a given geometric length, the diagonal of a square
which the Greek would furthermore call diametros (which is measured from either side of
the figure), could not correspond to any number, or any accurate measurement obtained
from its side.
It is to be noted that the Pythagoreans would have perfectly admitted that the
diagonal number might not be whole, that he might just be fractional, what they would call
a lógos. On the other hand, they never conceived the idea of the irrational number, in the
way that we speak today about the golden number or the number pi, but only the idea of
irrational or incommensurable magnitudes. There is either commensurability and
consequently a number, or incommensurability and no number. The two ideas are mutually
exclusive in the Pythagoreans’ mind, as in Plato’s.12 Thus, the fact that there would be no
number corresponding to a given dimension, was for them a matter of the greatest scandals.
It is true that these texts do not speak strictly about scandal. Plato and Aristotle only speak
about astonishment (qauma/zein).13 But, as we shall see, these two thinkers had taken the
position of dedramatization against a first much more tragic perception of the irrational. To
be able to grasp this first impression of scandal, one has to go back to a legend related to the
Hippasus of Metapuntum character, in which the ideas of betrayal and absurdity crop up.
11
P. Tannery, Mémoires scientifiques, Paris-Toulouse, 1912, I, p. 268 .
This exclusive vision of the Ancients can be found in a passage by Aristotle, Metaphysica, D 1021a5 : o( ga\r
a)riqmo\j su/mmetroj, kata\ mh\ summe/trou de\ a)riqmo\j ou) le/getai. (corrupted text, correction from Apelt :
summe/trwn summe/trou) « en effet, tout nombre entier est commensurable, mais pour les grandeurs
incommensurables, aucun nombre ne peut les exprimer » (translation from J. Tricot). On the other hand,
Theaetetus will introduce in a certain way the idea of the irrational number. Cf. infra n. 32.
13
Cf. infra p. 15 sq. Plato Laws, VII, 819 d6, cf. infra n. 17 et n. 34 ; Aristotle, Metaphysica, A, 983 a 15. Oe
will note that the Greek term, as well as the English term astonishment (to be stricken by thunder) are strong
words that express an upheaval of the mind that exceeds by far a simple surprise.
Page 7
View in PDF(opens in a new window)II Betrayal
This legend is reported by Iamblichus in two excerpts from his Pythagoras’ Live14 a
Pythagorean named Hippasus of Metapuntum would have died at sea, because of his lack of
respect, for having revealed the secret of the construction of the dodecahedron15 — a
construction whose authorship came back to That One, which is to say Pythagoras.
Another
related tradition teaches us that whoever (Hippasus or someone else?) would reveal the nature
of the incommensurability to people unworthy to receive such a teaching, would have to be
excluded from the brotherhood, and the members of the sect would erect a tomb to signify his
spiritual death...
One can understand these traditions about the secret or about the death of one or several
traitors who would have disclosed it, as the first expression of traumatism, as a reflection of the
shock that the discovery of irrationality would have provoked. Meaning that irrationality is
something literally unthinkable and, in reality, one must admit that not only would the
Pythagorean community have been betrayed by the divulgence of Hippasus, but the very Greek
mind in its wholeness. Indeed, one can understand in depth this legend that it is the very
discovery of irrationality (which should go back to Hippasus16 rather than to Pythagoras) which
would have been perceived in the Greek mind like the greatest betrayal. The explanation is
simple: it is the whole rational vision of the world instituted in particular by Pythagoras that
could collapse in one strike. Such a discovery, such an impiety would only deserve death,
symbolically or not, and the most severe revenge by the divinity. In other words, the legend
about the betrayal by Hippasus is the first expression of scandal from the fact of the existence of
the irrational: the Greeks felt deeply betrayed by the mathematical discovery and Hippasus,
even though he might be a scholar, would be the only one to bear the responsibility of this
humiliation of reason. In light of this, the legend of Hippasus must be taken for what it is : a
legend that requires, above all, to be interpreted in a symbolic way, even if an historical
background is not absent. And even though the historical content might be debatable, the
14
Iamblichus, Vit. Pyth., § 88; 246; 247 et De communi mathematica scientia, §25 Teubner = Fragt DK 18 4.
On the authenticity of a testimonial, A. Delatte sees as a source Timaeus of Tauromenium, probably because
the anecdote occurs at paragraph §246 right after a remark that recalls the letter by Lysis to Hippachos, a letter
which would have been used by Timaeus (cf. Etudes sur la Littérature pythagoricienne, Paris, 1915, p. 92, n.2)
(cf. infra n. 22 p. 9). Timaeus lived from 356 to 260. We owe him Story of Greeks in Sicily and in Italy in 38
volumes of which only fragments remain.
15
It is about one of the Pythagorean cosmical figurs, the geometric construction of which requires the handling
of an incommensurable, the golden section. About the knowledge of the Ancients of this irrational dimension,
read Jean-Luc Périllié’s : "Platon et la section d’or", in La philosophie de Platon, collective works under the
direction of M. Fattal, L’Harmattan, Paris, 2001, p. 185 f.
Page 8
View in PDF(opens in a new window)legend would remain in itself deeply true by what it reveals on the troubled psychological state
of the Ancient Greeks facing the incommensurable. With respect to the secret, it could only be
perceived as a necessary consequence of the discovery – a consequence which is to be
interpreted as well in its symbolic sense. Furthermore, this symbolic dimension of the secret
would not have eluded the Pythagoreans themselves. This is what is explained in an excerpt by
Pappus of Alexandria:
« Indeed the sect of Pythagoras was so affected by its reverence for this things that a saying
became current in it, namely, that he who first disclosed the knowledge of surds or irrationals
and spread it abroad among the common herd perished by drowning. Which is most probably
a parabole by which they sought to express their conviction that firstly, it is better to conceal
(or veil) every surd, or irrational, or inconceivable in the universe, and secondly, that the soul
which by error or heedlessness discovers or reveals anything of this nature which is in it or in
the world, wanders (thereafter) hither and thither on the sea of non-identity (lacking all
similarity of quality or accident), immersed in the stream of the coming-to-be and passingaway, where there is no standard of measurement. This was the consideration which
Pythagoreans and the Athenian Stranger17 held to be an incentive to particular care and
concern for these things. »18
It is clear that the Pythagoreans themselves had understood that this was a parabola,
even if they limited their interpretative view to the secret and to the fact that the traitor
would die at sea, even though the whole legend in itself was symbolic. Obviously, one can
see that at the time of Hippasos (beginning of the Vth Century, B.C.), the Ancients would
live essentially in the symbol: they would accomplish symbolic acts (the tomb for the one
who died for the sect), they would make up symbols from start to finish, they would
perceive at once the symbolic reach of a gesture or event. One will note in this respect, the
importance of the symbolon (pentalpha or starred pentagon)19 and the acousamata (DK 58C
4-6) which are essentially symbols, the archaic formulas of which go back to the first
Pythagorean times.
16
Cf. K. von Fritz in « The Discovery of incommensurability by Hippasus of Metapontum », Annals of
Mathematics, vol. 46, No. 2, April, 1945, p. 242 sq. This magistrale study on the historical and scientific levels
leaves on the side the symbolic dimensions of this legend, which seems fundamental to me.
17
« The coming-to-be and passing-away » are Platonic concepts from Theaetetus (153a6-7): They correspond
to Heraclitus’, Protagoras’, Homere’s mobilism who state that all things are born from flood and movement.
16
It is about Athenian Stranger of Laws (819d) by Plato who comes to propose to the Cretans a better
conception of the learning of mathematics and regrets not to have been initiated earlier to the
incommensurability: cf .infra n. 34. G. Junge (“Von Hippasus bis Philolaus: Das Irrationale und die
geometrischen Grundbegriffe”, Classica et Medievela, 19, 1958 p. 53-54) points out that the legend presents a
contradiction; since the Stranger from Athens militates rather in favour of a popularization of the
incommensurability. This story hereby reflects the Platonic contrasted attitude in this regard – an attitude that I
will try to clarify herein. Through its symbolism, the legend appears typically Pythagorean, but it became
charged with more or less contradictory Platonic elements.
18
English translation by G. Junge and W. Thomson from the arab version in Pappus, Commentary on Euclid
X, Cambridge, 1930. Also see the schooling 417 from Elements, Euclidis, Op. t. V, ed. Heiberg, 1888. Cf. W.
Burkert, op. cit. p. 457-458.
19
Lucien, Pro Lapsu inter Salut., ed. Jacobitz i 330, II-14. The symbolic part is here overdetermined: the
legend is a symbol with respect to the revelation of the mathematical structure of a symbol.
Page 9
View in PDF(opens in a new window)In their interpretation of the drowning of the traitor, that which the followers of the
sect would feel beyond betrayal and scandal, was the necessity of hiding the knowledge
because of a great anxiety about irrationals perceived in themselves as absurd and
inconceivable. The Pythagoreans would have feared, as Plato would later, that this
discovery would cast doubt in their minds. The question was to know whether the
Pythagoreans would veil the knowledge because it would contradict their theory of the
Number or whether this was only so as not to lose the minds who risked, further to this
revelation, to sink into the abyss of the sea of non-identity, as it is said in this passage. We
are inclined to believe in the second solution, since, paradoxically, the members of the
School really would not have adopted among themselves an attitude of censorship or
repression when facing the irrational (since their symbols, which were signs of
acknowledgement, were figures the diagonals of which were obviously irrational such as
the pentagon, the square or the dodecahedron). On that point, P.-H. Michel, continuator of
P. Tannery, distinguishes two conceptions of scandal : one is logical and legitimate, the
other is rebellious and unhealthy (it is the obstruction of a fact that challenges a preestablished doctrine).20 This author shows that we cannot accuse the Pythagoreans to have
hidden the irrationals for doctrinal contradiction, through some sort of bad conscience.
Furthermore, it would be carrying against them a very serious and insufficiently founded
accusation: an unhappy conscience does not necessarily mean a bad conscience.21 As
indicated in the passage by Pappus, the Pythagoreans and Plato would have rather had a
reverence, a veneration for the figures of which they knew the intimate irrationality. What
might have confirmed them was that all figures were first regular, perfect and would
express primarily the whole power of the number. Hence, as cosmic figurs, they were
perceived as gifted with a high symbolic power through their first expression of harmonic
or transcendent numbers : 12 (dodecahedron), 5 (pentagon), 4 (square, tetrahedron), 6
(cube). Being conscious of the internal irrationality of these figures, these should reveal to
their eyes all the mystery of the real, the subsumption of the infinite through the finite, and
the incommensurable through the commensurable. Should this knowledge remain hidden
from the uninitiated, it is first because there used to be in these times with the Pythagoreans,
as well as with Plato later, a selective conception of oral transmission of knowledge which
is not ours.22
20
Moreover, these mystic philosophers could rightly so suspect, that the
P.-H. Michel, op. cit. p. 486.
22
See on the subject the Lettre de Lysis to Hipparchos (Jamblique, V.P. §75-78) written by a IVth Century B.C.
traditionalist, according to A. Delatte (op. cit., p. 103), invoking Lysis’ authority (Vth Century). This letter
would have been transmitted to us by Timaeus of Tauromenium. One will note, however, the very Platonic
Page 10
View in PDF(opens in a new window)uninitiated would not understand it and, neglecting the domination of the number on the
incommensurable, he would fall onto the breach of irrationality. Consequently, it is the
whole cosmo-theological conception of the rational communion of the beings, of the
Pythagorean koinwni/a of which Plato speaks about in the Gorgias (508a), which could be put
in difficulty.
III Absurdity
Thus the legend of Hippasus gives an instructive general idea of the importance of the
shock and uneasiness facing the emergence of the irrational. However, to go further ahead
in the analysis of the emotions that the Greeks might have felt, and moreover on the absurd
point of view, of which Pappus speaks (surd)23, we must question the proofs of
incommensurability as they were conceived during this high period of Greek science.
A genuine mathematic proof of the incommensurability of the diagonal of the
square was formulated by the Greeks (probably in the Vth Century). It is a proof that
inaugurates the purely deductive mathematic, called the apagogic proof (a)pagwgh/ : absurd
deviance). Aristotle makes an allusive statement in the Premier analytics 41a 21-37 — but
it is later exposed in due form in an appendix in book X of Euclid’s Elements. It succeeds
by putting down √2 = m/n (with m and n premier between them), taking into consideration
that the numbers m et n are both even and odd.
√2 situated between 1 and 2 = m/n with m and n commensurable and premier between
them.
Let us suppose that m is even and n is odd.
(m/n)² = 2 = m²/n² m² = 2n². If m² is a square even, it is divisible by 4, since all
square evens are divisible by 4.
Same thing for 2n² which is equal to m², then n² is divisible by 2, then n is even.
We have here a very Ancient example of a demonstration by the absurd and this is to
explain what an hypothetic proof is for Aristotle to give this example (the absurdity of the
conclusion : n both even and odd, implies an inaccurate premiss that postulates that m and n
are commensurable : then m and n are incommensurable). One may have noticed the
Pythagorean character of the terminology of the proof (table of opposites with the
content of the sophistic criticism : « Les sophistes … attrapent les jeunes gens dans leur nasse sans convenance
ni justesse. C’est pourquoi ils rendent malveillants et téméraires leurs auditeurs. En effet, ils déversent en des
personnalités instables et troubles des savoirs et des doctrines divins, tout comme si quelqu’un versait dans un
puits profond rempli de boue une eau pure et limpide » (translation by L. Brisson). Cf. M.-D. Richard,
L’enseignement oral de Platon, Paris, 1986, p. 49 sq.
23
The term surd is in fact a Latin originated English term which translates the Arabic asamm which means
deaf, ineffable : arabic translation from Greek a)/rrhton (inexpressible). But, etymologically, absurd is what is
deaf, or outside of tune.
Page 11
View in PDF(opens in a new window)opposition of the even and the odd ; and fragment 5 by Philolaus m²: being evenly even —
divisible by 4 —, while 2n² is supposed to be an odd-even)24; one may have also noticed the
arithmetism of the proof: another proof of the Pythagoreanism. However, this apagogic
proof cannot be easily brought back to the first Pythagoreanism (before the dissolution of
the sect, in the middle of the Vth Century): for most historians, it would be later since it
integrates the reasoning by the absurd which was certainly developed by the Eleatic School.
In any case, this is what the proof reveals, there are no identifiable numbers : the
incommensurable is a a)/rrhton, an inexpressible. However, the Pythagoreans did not just
stay there. They found at least one algorithm of a progressive approximation, it is the
diagonal and lateral numbers method.
Let a triangular figure be: an isosceles rectangle pseudo-triangle. By using the
properties of the figure hereunder, it is a matter of introducing a sort of artificial
commensurability by postulating the side and the diagonal as a = d = 1 and by building the
figures d1, d2, d3… which draw nearer and nearer to an isosceles rectangle triangle.
a
d1 = 2a + d
d
d
a1 = a + d
d
a
a
a
d
Figure 2
d1 = 2a + d = 2 × 1 + 1 = 3
d2 = 2a1 + d1 = 2 × 2 + 3 = 7
d3 = 2 × 5 + 7 = 17
d4 = 2 ×12 + 17 = 41
a1 = 1 + 1 = 2
a2 = 2 + 3 = 5 (approximations by Plato)
a3 = 5 + 7 = 12
a4 = 12 + 17 = 29
This is to indicate the differences between the squares of the rational diagonals (diame/trwn
r(htw½n) and those of the irrational diagonals (a)rrh/twn), by taking Pythagoras’ theorem :
d1² = (2a + d)² = 9
d2² = (2a1 + d1)² = 49
d3² = (2a2 + d2)² = 289
a1² + a1² = 2a1² = 8
2a2² = 50
2a3²= 288
d4² = (2a3 + d3)² = 1681
2a4²= 1682
24
Also see DK44A13, DK58 B2, 58B5, 58B22.
11
difference : + 1
difference : − 1 (irrational diagonal by Plato)
difference : + 1
difference : − 1
Page 12
View in PDF(opens in a new window)One can then distinguish the rational and irrational diagonals in book VIII of the
Republica (546c) – an obscure passage strongly impregnated with the Pythagorean
mysticism.25 From that time on, an absolute periodic proof appears (+1, –1, +1…) from the
incommensurability. Furthermore, one will notice the following property :
The irrational √2 is always framed in excess or by default by the rational ratios (lógoi) : 1 by
default, 3/2 (1,5) in excess, 7/5 (1,4) by default, 17/12 (1,417) in excess, 41/29 (1,413) by
default, 99/70 (1,41428) in excess, 239/169 (1,41420…) by default,….26
Here we have, it seems to me, an unsettling link between the irrational
approximation procedure (which progresses indefinitely towards a never reached limit) and
the Achilles’ apory and Zeno of Elea’s Tortoise, in which one can see clearly two positions
(the most and the least or the fastest and the slowest) that keep indefinitely approaching
each other without ever meeting...
Indeed, what may have given Zeno such an idea as to compare the paradoxical run
of Achilles and the Tortoise, but the example of a never reached limit, pursued by two
evolutive movements which should normally meet but do not succeed? To have been able
to imagine that the fastest runner will never pass the slowest; this idea had to be suggested
by an algorithm with a double progression approximation. In and of itself, this idea is not
natural and cannot come spontaneously to the mind without a mathematical cause.27 It is
true that the approximation of the most and the least does not follow the same direction in
the algorithm, while Achilles and the Tortoise go the same way. But it can be easily
understood that Zeno, having got to know the approximation algorithm, found it so
inconceivable that he sought any means to caricature it by revealing what, according to him,
was complete absurdity.
It is not surprising in itself that this algorithm might have
provoked such a reaction, as the Greeks never really accepted the idea of a progression
25
The algorithm of the lateral and diagonal numbers is supported by the Pythagorean principle of the Monad,
as the principle of all figurs, according to the supreme and generating reason (Théon, Expos. : pa/ntwn tw½n
sxhma/twn kata\ to\n a)nwta/tw kai\ spermatiko\n lo/gon h( mona/j a)/rxei). I, XXXI p. 70 = Hiller p. 43 (5-7).
26
This algorithm could provide us with further explanations on the mathematic sense of the Platonic
Pythagorean notion of the indefinite Dyad of the Big and the Small. It is that there is for Plato, a More and
a Less where the Big and the Small are transformed into Numbers by an approximation procedure.
According to him, the pure irrational is not a number but a substratum moving from the More and the
Less towards excess and default that discrete numbers surround more and more with lógoi, without ever
really grasping it. The incommensurability is in that sense a veritable indefinite Dyad and, and the
commensurable number that approaches the incommensurable is a number constantly evolving between
the more and the less: it is the production of a metrion, as quoted in Politicus (284c1).
27
Abel Rey (La jeunesse de la science grecque, Paris, 1933, p. 197) particularly analyses the infinite
divisibility argument, as expressed in fragment 3, which supposes a preliminary awakening to the
incommensurable: « Zeno’s argument, while aiming to the indefinite divisibility, reveals that, contrarily to an
archaic representation, the mind would have raised itself to the conception of something that the figured and
stated number cannot reach nor measure, to the conceptual construction of an incommensurable relationship ».
Page 13
View in PDF(opens in a new window)towards a limit : this would totally hurt their sense of mathematic correctness, according to
which perfection can only reside in the finite, the balanced, the measured.
In any case, it was noticed that the aporetic arguments by Zeno were to fight two
contemporary Pythagorean conceptions : on the one hand, that of the unit-points, the
indivisible figured numbers, on the other hand, the conceptions of the ad infinitum division
of the line, which may only result from the discovery of irrationals.
It is a famous thesis that was formerly defended (in 1933) by Abel Rey:
« L’argumentation de Zénon vise deux interprétations pythagoriciennes : celle qui s’appuie
sur le nombre nombré, fini, sur les indivisibles, l’interprétation archaïque, et celle qui, plus
savante, fait état des innovations de la mathématique, mais des innovations tombées déjà dans
le domaine courant, car Zénon, pas plus que Parménide, n’a fait figure de mathématicien ».28
With the irrational, the indefinite division of the straight line ceases to be arbitrary,
useless, in the same way as when someone tries to divide indefinitely a measured unit that
should not be divided (cf. Plato, Republica, VII, 525e) : it imposes itself in its whole
ontological density. It becomes necessary, as an unavoidable mathematic constraint. To
establish an approximate measure of the diagonal, one has to determine intervals, or more
and more precise lógoi, indefinitely. However, such a property, even though necessary,
could not have been accepted without violent reactions… One will notice furthermore that
Zeno seems to have sought to lay down the basis of the incommensurability, as it is said in
certain testimonials that he would have laid the principle of indivisible lines (DK29A22). In
this way, he would represent the passage of the Pythagoreans punctual measure to the linear
measure29 (while defending the principle of the absolute plenum of the Parmenidian
Being) : as it is mostly the theory on the multiplicity of figured points of the Pythagoreans
that he would have had in his line of sight. May be he also had in mind with the indivisible
28
A. Rey, op. cit., Paris, 1933, p. 199. The idea, consensual from the start, of a relationship between Zenon’s
apories and the conception of figured numbers, was contested by several Pythagorean hypercritical
commentators (cf. A. Szabó, Les Débuts des Mathématiques grecques, 1969, trad. franç. 1977, p. 288-289 ;
Kirk and Raven, in G.S. Kirk, J.E. Raven and M. Schofield, Les Philosophes présocratiques, (English edition,
1983), Fribourg-Paris, 1993, p. 298 n. 9 ; W. Burkert, op. cit. p. 285-288 ; L. Zhmud, "All is number, basic
doctrine of Pythagoreanism reconsidered", Phronesis, 34, 3 1989 p. 277). There would not be, according to
them, neither conceptual proof, nor tradition concerning an opposition from Zeno to the Pythagoreans. It is to
forget that Zeno wrote a piece of work entitled against the Philosophers (which may only designate the
Pythagoreans) (DK29 A2) ; on the other hand, the term o)/gkoi in the apory of mobile and immobile ranges of
masses reported by Aristotle (Physica, IV, IX 239b33) reminding us the a)riqmoi\ o)/gkoi, the entire numbers of
Timaeus (31c4), according to the Ancient Pythagorean conception (cf. M. Caveing, Revue d’Etude
Philosophique, 15, 6, 1965 and L. Brisson, Le Même et l’Autre¸ Academia Verlag Sankt Augustin 1994. p.
373). In fact, the Tannery-Rey thesis was resumed with new arguments by M. Caveing in Zénon d’Elée,
Prolégomènes aux doctrines du continu, Paris, 1982, chap. IV and La figure et le Nombre Lille, 1997, p. 315 :
« Le pythagorisme ancien a certainement donné une signification physique immédiate à l’arithmo-géométrie,
aussi bien qu’aux proportions numériques et à la géométrie des grandeurs rationnelles, sans soupçonner les
apories qu’une telle conception devait nécessairement susciter ».
Page 14
View in PDF(opens in a new window)lines theory to solve the issue of incommensurability of the diagonal expressed in unit
points…
With regards to Achilles’apory and the Tortoise, one will note that the by-the-absurd
argument herein is taken in the opposite way from that of the apagogic proof. Indeed,
according to the thesis being considered, Zeno would have used the by-the-absurd process
to show the impossibility of the irrational, while the by-the-absurd argument will be used by
the Pythagoreans or by one of their heirs to demonstrate the existence of the
incommensurable. One can then infer that upstream from eleatism, the proof of the
incommensurability was not yet totally established or accepted, while presenting itself as
highly probable, implied by the approximation algorithms; downstream, it will be
demonstrated without ambiguity by the apagogic proof. Consequently, the elaboration of
the apagogic proof must have been done from a polemic dialogue between the Pythagorean
community and the Eleatic School towards 450. This teaching was then transmitted to
Hippocrates of Chios 450-430.30 From Hippocrates of Chios it came to Plato, the gobetween certainly was Theodorus de Cyrene. Plato reveals, indeed, a mathematic teaching
of the incommensurability on behalf of Theodorus in the Theaetetus.
IV Vertigo
Until now, we have been speaking about logical scandal, about doctrinal
contradiction, about betrayal, about inquiétude and about absurdity, but not exactly yet
about vertigo: with respect to this notion, the Platonic dialogue in Theaetetus could bring us
a few elements. Let’s first take note of the important passage 147d which is the most
ancient
text
to
make
a
direct
reference
to
a
mathematic
proof
of
incommensurability, towards the end of the Vth Century :
« Here we have Theodorus who had drawn (e)/grafe), before us, something about powers
(periì duna/mew¯n ti), and had shown (a)pofai/nwn) that the powers three and five foot are,
according to their length, not commensurable (mh/kei ou) su/mmetroi) to that of one foot, and
having taken them one by one, until the seventeen foot ones, for a particular reason (pwj),
he had stopped here. It came to our mind, the number of powers appearing infinite (aÃpeiroi
to\ plh=qoj ai¸ duna/meij e)fai¿nonto), to try to gather them under a unique term that could
help to designate all that powers can be ».
The dunámeis are the considered lengths from the square they generate. Some are
commensurable in length, others are only through their square. For example √3 is not
commensurable in length but remains commensurable through a square equal to 3 that this
29
A. Rey, op. cit., p. 204. « (…) Zénon clôt la conception archaïque du nombre, l’indivisible conçu comme
ayant grosseur et épaisseur, et étant point, unité ponctuelle tout de même. Elle est définitivement abattue pour
le plus grand bien de la logique géométrique, de la saine mathématique ».
Page 15
View in PDF(opens in a new window)length generates. Theodorus’aim was then to demonstrate the incommensurability of the
dunámeis of 3, and 5, and of certain numbers up to 17. Without pretending, in this study, to
settle the difficult question concerning which demonstration process Theodore would use,
what is of interest to us, is that the text lets a certain familiarity with the incommensurable
appear: the knowledge seems acquired and so does the infinite number of dunámeis (being
possibly incommensurable) which does not seem, in this passage at least, to make the young
Theaetetus shudder. Several reasons could explain this.
This knowledge has been assimilated for some time and does no longer directly give
rise to astonishment. We are at the second stage as cited by Aristotle in Metaphysica (983 a
15-20), according to which the mathematicians would be most surprised if the diagonal
became commensurable. One will notice that it is not even a matter of the dúnamis of 2.
The only detectable reason of this eviction is that this property has been known for quite
some time and that its incommensurability needs no longer to be proven. We have here a
sufficient element of proof against the partisans of late dating. The knowledge is now
digested and even vulgarised. In this regard, Á. Szabó noticed Theaetetus’ neglected
vocabulary, with the abbreviated formulas of mh=koj (148a8) and duna/meij (148b1), instead
of mh/kei su/mmetroj and duna/mei su/mmetroi.31 Theaetetus is then introduced by Plato like
a young neophyte who does not yet master the vocabulary,32 even though Theodore is
veritably the master who demonstrates by construction (e)/grafe ... a)pofai/nwn) and who
uses the correct expression mh/kei ou) su/mmetroi (147d5-6).
It is revealing that in the rare passages where Plato tackles the incommensurability
or the mathematic irrationality, he often seeks to dedramatize it. And we can understand
this effort to dedramatize only in relation to an initial pathos, or to a first traumatic thauma.
In this passage of Theaetetus, Plato mathematically dedramatizes the very concept of the
incommensurable by showing that what is incommensurable in length is finally
commensurable by its dúnamis. Besides, the other times when he exposes knowledge on the
irrationals, he does it with humoristic or mathematically playful examples, as in Politicus
(266ab) and in book VIII of Republica, or in a very allusive manner as in Hippias major
(303b). If the vertigo does not appear directly in theses texts it is because Plato seeks to
30
Iamblichus, De com. mathema. scientia, §25. The source could be the Historic Résumé by Eudemus.
Á. Szabó, Les débuts des mathématiques grecques (trad. Federspiel) Paris, 1977, p. 70-71.
32
This lack of mastery does not keep Theaetetus’ mind from coming across a new intuition that consists of
create the notion of irrational number: dealing with rational and irrational dimensions as numbers, which
implies a generic non distinction between entire numbers and irrationals conceived as numbers in the same way
as the others. Cf. M. Narcy, Introduction to his translation from Théétète, Paris, 1995, p. 62. Plato, in his oral
teachings will reject this geometrical conception of the number which rather anticipates the Aristotle vision (cf.
infra n. 39 et 40). Cf. M. Narcy, (ibid.) p. 65.
Page 16
View in PDF(opens in a new window)think and to compensate it : the incommensurable having to be perceived before any thing
else, under its positive, logic, playful angle, finally like an object of intellectual research.
Actually, as Henri Joly stated, Plato assists or participates in an attempt to
"rationalisation des irrationnels",33 which explains his contempt for the ignorance of the
incommensurables [in book VII from Laws] and his committment to the city to learn
science. It is then a matter of going from the old pathological thauma of the scandal and the
betrayal of the Pythagoreans, to a pure intellectual amazement that would only belong to
the philosopher, as said in Theaetetus: ma/la ga\r filoso/fou tou=to to\ pa/qoj, to\
qauma/zein : it is rather belongs to the philosopher this pathos to be astonished (Theaetetus
155d).34 In which precise context was this important sentence pronounced? Socrates (en
155bc) just indicated a paradoxical dialectic about the opposition between being and
becoming : Socrates, who does not get greater or smaller in the space of one year, can, from
greater than he is now, become smaller than Theaetetus, since the latter is becoming greater.
He is then a posteriori what he was not earlier, without having become, without having
changed so much. In fact, Socrates states, this is only one paradox among a myriad of
others, of which, Theaetetus, you are not unaware. Curiously, Socrates said : you are not
unlimited (ou)k a)/peiroj) : since in Greek the same term means being infinite, limitless and
being ignorant ; which only shows the pejorative vision which the Greeks had of the
infinite, but also corresponds to a total inversion of the meaning in relation to our vision :
to be bounded, limiting for them means being acquainted with something ; on the other
hand, being unlimited, limitless (or non-bounding) is to be drowned without distinction,
being totally overtaken. Facing the unlimitation of paradoxes, Socrates said to Theaetetus,
you are not supposed to be non bounded, meaning : ignorant.
The young man is going to answer that he is completely overtaken : « By the Gods,
Socrates, I am astonished (qauma/zw) at what these things can be, to the extent that it is out
of bounds (u(perfuw=j), and I have to say, that each time I look at them, I am swirling in the
darkness (ble/pwn ei)j au)ta\ skotodiniw=) ».35 Here we have a verb skotodiniw= that A.
Diès, and E. Chambry translatevery rightly so by the notion of vertige. In fact, it is no
coincidence if Aristotle in Metaphysica (983 a 10-20) makes of the diagonal
incommensurable a characteristic object from the philosophic thaumazein : one can then
33
Henri Joly (Le Renversement Platonicien, Paris, 1974 p. 204-205) borrows this expression to A. VirieuxReymond, Platon ou la géométrisation de l’univers, Paris, 1970 p. 38.
34
In Laws 819d5-6, Plato makes another link between the incommensurability, pathos and amazement : I was
greatly astonished by our passiveness in this regard (panta/pasi ... to\ peri\ tau=ta h(mw=n pa/qoj e)qau/masa).
35
One will note that Plato uses the vocabulary of the Pythagorean table of the opposites with the darkness
(skótos) placed on the side of the apeiron. Cf. supra n. 8. Is it only a coincidence?
Page 17
View in PDF(opens in a new window)understand the Aristotelician passage like a commentary from this excerpt in Theaetetus.
And this is really what this is all about just beneath the surface, in Theaetetus’ mind in our
excerpt. Moreover, at the time of the scene of the dialogue, Theaetetus is still young (smaller
in size and in mind than Socrates) : he has not yet had time to master the dialectic
philosophic subtleties. On the other hand, He has already been initiated by Theodore to the
mathematic paradoxes and, as small as he is for now, he will become the big mathematician
who will mainly work on the irrationals, who will outsmart in this domain all his
contemporaries, including Socrates.36 Consequently, even though the Socratic argument
context may seem a bit external, on can retain that Theaetetus’ great breathtaking
amazement (dark, non playful) is really about the incommensurability of reality; in the same
way, by his youth, this character is rightly placed to represent the naïve Greek
consciousness particularly that of the Pythagoreans who were the first to be facing this
problem, being completely overtaken.
V Solutions and occultations
Theaetetus’ retort can then be taken for an evident echo of the vertigo of the first
mathematicians placed before the discovery of the incommensurability.37 One could not
then say that there was no crisis of fundamentals, or deep vertigo of the Ancients facing the
incommensurable. And it is an illusion to believe that progress of mathematic sciences
generally only proceeds in a linear and cumulative manner, mostly for a discovery in itself
as problematic, as paradoxical as the one of the incommensurability. The famous Greek
miracle, this dazzling progress of the Greek mathematic in the Vth and the IVth Centuries,
on the contrary was accomplished, not through light and serenity, but darkness, in the
confrontation of apparently insoluble problems, by coming across a crisis without
precedent, a most vertiginous situation for the mind. The nascent Greek mathematic mind is
then as much a mind of the abyss than a contemplative quest of essences. But in fine, this
crisis of fundamentals, far from having paralyzed research, developed it tremendously: the
Greek mind summoned up all its resources to find intellectually acceptable solutions,
rationally, philosophically. What was called the Greek miracle, from a mathematic point of
view, is nothing else than this extraordinary adventure of the human spirit which was the
intellectual discovery and understanding of the irrationals, the exemplary result of which is
36
What hit Theodorus, is that Theaetetus, through his ugliness and his quick wits, seemed to be a perfect
replica of Socrates (143e-144a) and the latter also perceived an happy nature and predicted celebrity (142cd).
37
One should not expect to find direct testimonials: outside Plato and Theaetetus, the crisis of the founding
only touched particularly the Pythagorean and Eleatic circles, of which very few writings remain; we saw that
it is rather in the more or less intentional symbolic dimension of certain texts that traces can be perceived.
Page 18
View in PDF(opens in a new window)the publication, at the end of the IVth Century, of this monument of the rational thought that
were the Euclid’s Elements. In reality, this Greek miracle presents all the characteristics of
an epistemological revolution in the full Bachelardian38 sense : It is not Reason which
comes down from the sky and manifests itself clearly, in all serenity, in the contemplative
mind of the Ancients, it is on the contrary the contradicted run of the mind which finally
succeeds to reach unequalled heights, but which all the more mobilised unhoped for
resources that it was submerged with the most inextricable apories : one may believe that it
is by exposing oneself to vertigo, like the acrobat in Zarathoustra, that the mind can be
drawn to overpass itself.
However, in terms of epistemological revolution, the result of this painful process
settles through the passage of a mind system that would identify in all naivety numbers and
things, to a geometric continuum thought in which rationality is being discovered on new
bases, with infinite possibilities of extension. This is how a deep "change of episteme" gets
accomplished : we go from the Ancient arithmetism to the system of unit points, to the new
Theatetian and Euclidian spirit, founded on geometry. What Plato seems to have intuitively
understood, is that through Theaetetus a veritable change of paradigm gets accomplished: in
this, Theaetetus will become grand, he represents the new tendency. Arithmetic which, in
the Ancient Pythagorean vision summarised in itself the whole mathesis universalis, loses
its privileged place to become only a particular case of mathematic. In this regard, we could
even consider the Platonic system of exposed principles in the ágrapha dógmata as
retransmitted by the Aristotelician tradition, as an ultimate tentative to ontologically keep
the Pythagorean pre-eminence of the Number, in a world representation which becomes
more geometrico, and which integrates the linear incommensurability in a vast procession
of the four intelligible perceptible dimensions of the real, from the two primordial principles
of the Monad and the indefinite Dyad. If Euclid’s geometry (rallying the works by
Theaetetus and Eudoxus) is the great mathematic response to the crisis of the foundings in
the Vth et IVth Centuries, the doctrine of the principles of oral teachings by Plato constitutes
the first great philosophical response.39 The second will be Aristotle’s.40
38
If the Platonic
H. Joly, op. cit. p. 206-207.
Cf. K. Gaiser (Platons Ungeschriebene Lehre, Stuttgart 1963 p. 136 sq.) : the whole Platonic system (open,
in dialectic research, not closed) would organise itself according to the four dimensions Point-Line-Surface-
Page 19
View in PDF(opens in a new window)reply was not disclosed in writing, it is that instead of raising the minds towards
transcendental Reason in a misunderstood and misinterpreted manner, it risked, on the
contrary, to throw down the lost in the darkness and the drowning in the sea of nonidentity… We have here a non-neglectable supplementary explanation of the nonpublication of the Platonic conception of the indefinite Dyad: rather than revealing the abyss
of the apeiron of the incommensurability in its whole ontological dimension, Plato, in his
writings, preferred to emphasise the conversion of the incommensurable into
commensurable (Philebus, 25th, Polit. 284 b-c). Such an apeiron was perceived by Plato as
a fascinating abyss : there was to avoid at any cost that which the common man would
throw himself down for by showing what still could be saved as rational in the irrational,
and by hiding as much as possible the existence of the abyss.41 Such a precaution may seem
strange and pathetic nowadays, but does not modern man himself have the tendency to
overshadow the problem by covering it up behind a word or under a mathematical formula
thinking to have solved the matter once and for all? Plato had reasons to believe that it was
better to hide the abyss of the irrational to the uninitiated, while making it for himself and
his disciples, the object of a veritable metaphysical meditation. Does the actual man really
interrogate himself as to why, in the most simple figures, the most regular, and apparently
the most rational (square, pentagon, circle, etc.), it is not possible to find the least common
Volume which cross hierarchically the structure of the intelligible and perceptible reality. (cf. M.-D. Richard,
op. cit. p. 192-3, 231 sq.). The stumbling block between lines and surfaces, between the intelligible and the
perceptible, is nothing other than the incommensurable itself present in the atomon eidos, the lowest degree of
the intelligible (cf. our study: Platon et la section d’or). Finally, in reply to Zeno’s apories, Plato maintains the
two aporetic terms that Zeno would oppose without bringing any solution : the indivisible and rational units
will be stationed in the intelligible and the infinite divisibility and incommensurable of geometric lengths in the
perceptible. It is to be noted to what extent the Platonic reply to the apories is closely linked to the treatment of
the irrationals: another supplementary reason to show that we cannot conceive the ones without the others.
40
Aristotle proposes the distinction of the infinite as power (domaine of mathematic idealities) and the infinite
as an act, the existence of which he rejects. J. Toussaint-Desanti, ( "Une crise de développement exemplaire : la
découverte des nombres irrationnels", in Logique et connaissance scientifique, La Pléiade, Paris, 1967, p. 451
sq.) shows that Aristotle resolves the irrationals crisis in that the fundamental distance between, on one hand,
the substantial representation of the number (the real as a unit multiplicity) and, on the other hand, the
continuum in right of indefinitely divisible operations on lengths, first thought as incompatible by Zeno of Elea
(who would suppress the two aporetic terms). Meanwhile Aristotle, through his conceptual distinction of the
act and the power, would find an elegant solution to guarantee the possibility of mathematical operations by
maintaining them in the non real ideality of the infinite in power.
41
Thus, the incommensurability has, according to Plato, a double positive and negative aspect : positive
as a concept that can admit a geometric rationality, negative as an ontological principle of the rebellious
wrong to any rationality. This ambiguity may have been the source of confusion with the disciples of the
Ancient Academy. One can understand then that contradictory Platonic elements could have cropped up
in connection with the Pythagorean legend, as reported in the Commentary by Pappus and Euclid’s scolia.
One will note that, following the example of the Pythagoreans, the apeiron by Plato bears indeed the
stamp of evil: the shape of virtue is one, those of evil are infinite : e(/n me\n eiånai eiådoj th=j a)rth=j, a)/peira
de\ th=j kaki/aj (Rép. IV, 445c5-6). Even though this sentence is a resonance of the theme of the Monad
and the indefinite Dyad, Socrates does not seek to elucidate the principle cause of evil in the Republic. Cf.
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View in PDF(opens in a new window)measure between the different lengths that constitute them? Isn’t there here an
incomprehensible enigma that persists beyond the reassuring formula?
Through the figures of scandal, betrayal, absurdity and vertigo that we were able to
perceive more or less in certain testimonials, it is the whole psychological, moral and
philosophical drama, of one of the greatest conquests of the human spirit, which can be
reconstituted. In view of the shortage of purely historical data, we had to resort to the
deciphering of the imaginary, and of the implicit, to get a clear idea (if not distinctive) of
the whole tragic extent of the adventure that played itself during the Vth Century B.C. It
turns out that the vertigo of the irrational may have only struck an elite of thinkers
previously convinced of an existence of the rationality of the world, of an almighty
measured order of the number. Even if it corresponds first to a troubling implication of a
popular and empirical bias, one further understands the importance of the confusion of
those who had pushed to the highest degree the trust in Reason. There is here finally an
encounter with the infinite (as an impossibility to assign a numeric limit) that seems to have
been particularly problematic and could well have been as painful, as vertiginous as the
dawning of the consciousness of the universe infinite in the XVIth et XVIIth Centuries.42
The Greeks did go through a first Pascalian crisis as they faced the infinite — such an
unbearable anxiety that they could only react with disastrous desires: the death of Hippasus
by water and through divine anger singularly anticipates the death of Giordano Bruno by
fire and through human revenge. However, the Greeks’metaphysical ordeal could not be
perceived in all its significance without a quick examination of the global consequences
upon later thinking.
Trouble thrown into the minds by reason of the existence of the incommensurable,
drew certain thinkers, the sophists, to doubt the value of the Lógos and its inherent truth.43
We should not in this regard underestimate the link there was between Theodorus, the
Th. A. Szlezák : "L’idée du Bien en tant qu’arché dans la République de Platon", in La philosophie de
Platon, op. cit., § 3.
43
Cf. Henri Joly, op. cit. p. 380 : « En présence de ce thauma, où se mêlent l’étonnement intellectuel et une
sorte de terreur tragique suscitée par le spectacle d’une réalité sans rationalité, deux attitudes étaient possibles.
L’une consistait à douter de l’idée de science, d’où le conventionnalisme, voire le scepticisme de la
sophistique. L’autre attitude, platonicienne celle-là, consistait à maintenir l’idée de la science en opérant un
déplacement de l’épistémè et en inaugurant, autour de la géométrie, un nouvel esprit scientifique » (underlined
by the author). Concerning this interpretation of Platonism, it seems to me that, taking into account the oral
doctrine of principles, Plato maintains the arithmetic pre-eminence over geometry, by making possible, in the
perceptible domain, the change of episteme as described by H. Joly: the incommensurability does not exist in
itself, but supposes a fundamental commensurability (for example, the diagonal is incommensurable only in
relation to the commensurable side): then, arithmetic precedes geometry.
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View in PDF(opens in a new window)mathematician, and the well known sophist, Protagoras (see Theaetetus, 161b, 162a).44
Curiously, between these two characters, one decided to remain silent (146b, 165a) and to
only do geometry, while the other abandons the theory of the lógos, but decided to speak, as
indicated by his name : Protagoras. In both cases, it is the truth that is threatened, it is the
Lógos that is affected. With one there is a lógos without the discourse (the purely
mathematical lógos), with the other there is a discourse but no lógos, without the science.
Through the example of these emblematic characters, one notices a fracture, which is the
ratio-unit discourse which is broken in one way or another. Furthermore, the Zenonian
apories appeared to us as directly linked to the irrational crises. Thus, irrationality was
demonstrated with the absurd. In other words, through the irrationals, the Greeks were faced
to the absurd and they even mastered through their own feat of strength to transform the
absurd into a real principle of demonstration that would merge into the irrational truth of the
incommensurable and the inexpressible. Will we have sufficiently weighed all the notions
which knock each other out and which deploy themselves in negativity and the unthinkable?
Throughout the convergence of these aporetic notions, how would one not perceive the
tracks of a veritable drama of the mind flickering on his logical foundings? Therefore, we
will not be surprised to see one of the masters of the by-the-absurd argument, Zeno of Elea,
be associated with the sophists by Plato45. He is the one who got flogged by the crisis of the
irrational, who fought it with derisory arguments and who probably had to submit himself to
it by reason of the indisputable apagogic proof, as far as he knew it. But the consequence
was disastrous on the lógos-discourse level: no more truth could then hold for the first
sophists. No matter which thesis, even the most absurd, could be defended… It was the
beginning of the ruin of the Lógos. Now we find ourselves in a situation which may not be
so different : on one hand the disciples of Theodore, those who calculate but do not practice
philosophy win; on the other hand, the continuators of the sophists reduce philosophy to a
rhetoric discourse. Further to the crisis of the irrationals, we finally lost the sense of the
Lógos which would gather in one notion the Rapport, the Discourse and the Cosmos, a
unitary vision developed by Pythagoras and which we can find with Heraclitus. Despite
Plato’s efforts, as well as Aristotle’s and the Stoicists’ to keep under various forms this
vision of the fundamental adequation between the Reason and the Real, the doubt was
definitely introduced in the minds.
44
The links between the master of geometry and the sophists are evident: Theodorus, as well as Protagoras,
land in Athens and attract a crowd of young people (Theaetetus 143de). M. Narcy (op. cit. p. 52-53) sees in
Theodorus’ geometry a link with Protagoras’ sensualism.
Plato, Alcibiades major, 119a ; Phaedrus, 261d.
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View in PDF(opens in a new window)by Jean-Luc Périllié
Doctor of university P. Mendès-France, Grenoble II, France
Article summary :
This study aims to show how the first vertiginous vision of the incommensurability deeply
moved the Greeks’ mind in the Vth et IVth Centuries B.C., before becoming a new geometric
conception of the infinite that will integrate the irrationals. This crisis and its epistemologic
passing seem to have occurred in three main stages: the rational Pythagorean infinite, the
aporetic Zenonian infinite and the Platonic irrational infinite. Now, curiously, Plato did not
publish his conception of the infinite raised to the dimension of an ontological principle.
Isn’t it because he would always see in it some kind of vertiginous abyss ? Through the
tragic figures of scandale, betrayal, absurdity and of vertigo, it is the psychological, moral
and philosophical drama of one of the greatest conquests of the human spirit that one can
try to find in the texts.
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