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Owen Goldin
According to Aristotle, to have scientific knowledge is to be able to offer a
systematic body of demonstrations (apodeixeis), accounts which explain
necessary and recurrent features of the world by showing how they follow from
certain causally basic facts, which do not themselves demand explanation. The
details of his account of scientific knowledge, laid out primarily in the Posterior
Analytics, are, like many other aspects of Aristotle’s thought, best understood
as refutations and developments of the responses to certain philosophical puzzles that faced Aristotle’s predecessors. Most notable among these is of course
Plato, and recent work on the Posterior Analytics has concentrated on understanding the work as a response to, and development of, Platonic themes. Thus,
Ferejohn has clarified how Aristotle fully works through the Socratic enterprise
of showing how the answer to a “what is it” question grounds the answer to a
“why is it” question.1 Bronstein has shown how the Posterior Analytics can be
understood as a series of nested solutions to the learner’s paradox of Plato’s
Meno.2 Both have explored how Aristotle adopts and adapts Plato’s method
of division as a crucial aspect of his own scientific methodology. But Aristotle
has a number of additional philosophical predecessors, some of whom can
be called “Presocratic,” others of whom are contemporaries of Socrates or Plato. Aristotle’s philosophical responses to what these other predecessors had
to say in the fields of physics and metaphysics are well recognized: this is not
so much the case with regard to issues in epistemology and the philosophy
of science worked through in the Posterior Analytics. Perhaps this is because
scholars have presumed that, although Presocratic and Pythagorean philosophers were engaged in doing science, they did not reflect on what theoretical
or scientific knowledge is. The recognized exception here is Parmenides, as
the first part of his poem concerns the “way of inquiry.” Here, a goddess tells
Parmenides that inquiry seeks an account of the form “it is,” and this insight
is of central importance to the nature of definition as developed by Plato and
Aristotle. But no matter how one interprets Parmenides’ poem, it offers little
1 Ferejohn 2013.
2 Bronstein 2016.
© Koninklijke Brill NV, Leiden, 2021 | DOI:10.1163/9789004443358_008
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View in PDF(opens in a new window)precedent for Aristotle’s account of demonstration, which, goes beyond statements of the form “it is” insofar as it links such statements together to form a
kind of deduction that reveals causal and conceptual relations.3
Nonetheless, Aristotle’s theory of demonstration has significant precedent
outside of the writings of Plato. This is to be found within the Pythagorean tradition. As Aristotle is aware, certain Pythagoreans thought that understanding,
in the strict sense, demanded proofs and explanations. Aristotle himself provides evidence concerning the structure of the earliest such accounts, which
appealed to a “table of opposites.” The presence of one feature was inferred
and explained on the basis of the presence of another feature with which the
table associates it. Aristotle respects the table as a source of endoxa, the generally held beliefs that provide a starting point for dialectical inquiry,4 but rejects
the accounts based on them as not truly explanatory, on the grounds that they
do not distinguish cause and effect. In this paper I argue that the later Pythagoreans Philolaus and Archytas did recognize that it is crucial to distinguish
the principles, which are basic, and items that are derivative, which are made
sense of as resultant from the principles. Even in its early stages, Greek mathematics provided examples of this. Aristotle’s theory of demonstration can be
understood as a way of integrating these Pythagorean and mathematical insights with the Socratic/Platonic account of definition.
In order to trace how Aristotle’s theory of demonstration builds on and responds to the thought of his predecessors, we must first lay out the main lines
of this theory, which, like Solmsen and Barnes,5 I take to be independent of the
theory of syllogism which is grafted onto it.
3 Granted, within Parmenides’ poem the goddess does present an argument for her conclusion
that the way of inquiry is that of “it is,” and she does refer to her argument as an “elenchus”
(dk B 7.5-6). As Lloyd writes: “The method, then, no less than the content, of the Way of
Truth is revolutionary. … He is the first thinker to set up a fundamental opposition between
the senses and abstract argument or reason, and to express an unequivocal judgement on
the relative trustworthiness of each,” Lloyd 1979, 70–1. Nonetheless it is hard to see how the
goddess could maintain that inquiry itself must proceed through a deduction. On a standard
interpretation of Parmenides, according to which Parmenides is a “numerical monist,” arguing that there is only one thing that can exist or be said, this would be impossible. Inquiry
could not result in an elenchus insofar as any argument involves multiplicity of parts (unless
the argument is a kind of ladder to be dispensed with). On the “numerical monist” interpretation, and for an argument against it, see Curd 1998.
4 See for example: Ph. 3.2 201b24-7, Metaph. Γ 2 1004b27-1005a5.
5 Solmsen 1928; Barnes 1981, 17–59. Ferejohn does not go so far as to posit a demonstrative theory that had been worked out prior to the development of the syllogistic, but suggests that the
term apodeixis in An. post. 1.2 is being used in a preliminary sense that does not presuppose
syllogistic theory. “I interpret the noun apodeixis and its derivatives in these early chapters to
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View in PDF(opens in a new window)Many regular, necessary features of the world are learned only by virtue
of a certain kind of discursive logos, which reveals the relationships that
hold among certain features of the world. This logos is called a demonstration (apodeixis) (An. post. 1 2 71b17-9).
2) Demonstration must rest on insights that do not demand demonstration.
Aristotle calls these principles (arkhai) (APo. 1 2 71b20-4).
3) A demonstration explains by showing how the derivative features of the
world can be inferred from the principles, which are causally basic. For
this reason, a demonstration distinguishes causally basic realities from
those that are derivative (APo. 1 2 71b29-33).
4) An adequate demonstration fully works through all of the relevant relations. A demonstration can make no appeal to any demonstrable feature
of the world that is not itself demonstrated on the basis of indemonstrables (APo. 1 2 72a6-8).
Even independent of the application of syllogistic theory, there is of course
much more to Aristotle’s theory of demonstration than this. He has much to
say on the various kinds of principles, and the method by which one should
inquire into what the principles are and what demonstrations are to be based
on them. But it is the above four characteristics of demonstration that are anticipated in Pythagorean thought.I take up each of these points in turn.
1
Demonstration
A passage from Iamblicus’ On the General Mathematical Science, generally
accepted as having been derived from Aristotle’s lost writings on the Pythagoreans,6 distinguishes between the mathematikoi and the akousmatikoi. The
mathematikoi take the distinction between the varieties of Pythagoreanism to
derive from different ways that Pythagoras himself conveyed his teachings.
Pythagoras came from Ionia, more precisely from Samos, at the time of
the tyranny of Polycrates, when Italy was at its height, and the first men
of the city-states became his associates. The older of these [men] he addressed in a simple style, since they, who had little leisure on account
of their being occupied in political affairs, had trouble when he conversed with them in terms of learning (mathēmata) and demonstrations
the generic notion of epistemic justification and not specifically to the syllogistic theory of
justification developed later in the treatise.” Ferejohn 2013, 75, n. 27.
6 See Burkert 1972, 195–200; Huffman 2015, Horky 2013, 16–7.
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View in PDF(opens in a new window)(apodeixeis). He thought that they would fare no worse if they knew what
to do, even if they lacked the reason (aitia) for it, just as people under
medical care fare no worse when they do not additionally hear the reason
why they are to do each thing in their treatment. The younger of these
[men], however, who had the ability to endure the education, he conversed with in terms of demonstrations and learning. So, then, these men
[i.e. the mathematicians] are descended from the latter group, as are the
others [i.e. the akousmatics] from the former group
iamblichus, On the General Mathematical Science 77.4–87
The Pythagoreans were a kind of brotherhood, bound by a lifestyle of ritual
prohibitions and prescriptions. Most of the elements of this lifestyle, as expressed in the akousmata,8 seem arbitrary to us, and no doubt were so considered by the Pythagoreans’contemporaries. What reasons could there be
behind these rules? Why not eat beans? Why not pick up food that fell on the
floor (Diogenes Laertius, Lives of the Philosophers 8.34)? For each rule, there are
three alternatives: it is indeed arbitrary, it is a means to some end (unknown
to us), or following it is an intrinsic good (although we cannot recognize that).
The Pythagoreans surely did not accept these rules as arbitrary. Aristotle reports that there were causes (aitiai) behind them which were sometimes made
explicit and sometimes not,9 but not everyone was capable of grasping these
causes. The behaviors are prescribed for extrinsic purposes (when they are for
the sake of something that results from the behaviors) or for intrinsic purposes
(when the behaviors are themselves good, regardless of their result).10 It is not
hard to imagine a defense of religious or cultural taboos as habituating one in
self-control, a disposition which is a good external to the acts in question.11 But
we see no evidence among the Pythagoreans for such a justification.12 We can
7
8
9
10
11
12
Horky 2013, 15–6.
On the akousmata see especially Burkert 1972, 166–92. Many are collected in dk A 58C,
Boehm 1905 and Dumont 1988.
See Iamblichus VP 86, also derived from Aristotle: “In some cases an account is appended
concerning why this must be done (ἐπιλέγεται τί δεῖ), for example, one must bear offspring in order to leave another in one’s place, to serve the gods, but for others there is no
additional account.”
Cf. Plato, Resp. 2 357b-d, Aristotle, Eth. Nic. 1 1 1094a3-5.
On this see Maimonides, Guide for the Perplexed Book 3, chapter 33.
Granted, dl 8.1.34, quoting Iamblichus, in turn quoting Aristotle, does relate that the
prohibition against picking up food that has fallen on the floor might be for the sake of
habituating oneself against gluttony, but the suggestion that the prescription is for the
sake of habituation was tentatively put forward by Aristotle, for whom habituation is key
in ethical training, and he does suggest another possibility: the crumbs are “on the side of
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View in PDF(opens in a new window)infer that the elements of the Pythagorean lifestyle were themselves taken to
be good, either for the individual or the community. Nonetheless, the fragment
from Aristotle tells us that there was some reasoning behind them, which, except for the most straightforward cases (like the obligation to have children)
only the intellectual elite were in a position to learn. What form do these logoi
take? Aristotle, if not the Pythagoreans themselves, called the accounts that
revealed their purpose “demonstrations.” So two major questions arise. First,
what light is shed on them from the fact that they were called “demonstrations”? Surely Aristotle does not think that they constitute demonstrations in
his strict sense. We are led to consider how the term “demonstration” (apodeixis) was used prior to Aristotle, especially in theoretical contexts. Second,
to what extent can we reconstruct the form that these demonstrations take?
We begin with the term apodeixis. The verb apodeiknunai has the basic
sense of “showing forth.” Its earliest uses were in regard to cases in which one,
via a speech, revealed something that would have been otherwise concealed
or in dispute. It is distinguished from an epideixis, which, according one of the
senses of the term,13 is a showing off of the speaker, in order to reveal his or
her abilities; rhetoricians would customarily give an epideixis to an audience
of prospective students, in order to display the speaker’s rhetorical abilities.
An apodeixis, in contrast, shows something about the world, not the speaker;
it shows that something is the case.14 Especially illustrative here is the use of
apodeixis in the proemium of Herodotus’ Histories:
This is the display of the inquiry (ἱστορίης ἀπόδεξις) of Herodotus of Halicarnassus, so that things done by man not be forgotten in time, and that
great and marvelous deeds, some displayed by the Hellenes, some by the
barbarians, not lose their glory, including among others what was the
cause (δι᾽ἣν αἰτίην) of their waging war on each other.
As events recede into the past, it is up to Herodotus to inquire what happened
and why. The apodeixis that Herodotus offers is an account not only of what
happened, but also of why it happened. It reveals the cause (aitia) of the war,
the deeds that were responsible for it.15
13
14
15
someone’s death” (ἐπὶ τελευτῇ τινος). I am not sure what this means but the preposition
ἐπί suggests a tabular association with death, instead of life.
See Plato, Grg. 447a-c.
On this see Huffman 2005 and Thomas 2000, 221–8.
On this see especially Nagy 1994, 215–29.
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View in PDF(opens in a new window)The Hippocratic writings also employ apodeixis. Sometimes the term is
used not to refer to a kind of logos, but to a state or process that results in a
perceptible result or symptom, referred to as the object of ἀποδεικνύναι.16 So
in this case the demonstrator is the cause; what is demonstrated is an effect.
But the writings also use the term in the sense familiar from Herodotus, as
referring to a spoken or written exposition,17 sometimes to such an exposition
that justifies its conclusions on the basis of argument, especially a discourse
that reveals the causes of things.18 In this case what is demonstrated is the
existence of an underlying condition, which is the cause of the symptoms. (In
both cases the usage differs from that of Aristotle, according to which, the object of ἀποδεικνύναι is the effect whose cause is revealed in the demonstration.)
As Lloyd has emphasized,19 these medical writings are not so different in form
from legal speeches in regard to rhetorical strategy. The medical author, like
the orators in the law courts, is offering an account in a forum in which that account competes with others. As in the courtroom, the account given is intended to reveal what happened and why it happened. Insofar as a demonstration
shows something, there is something that is shown. Because what becomes
manifest through a demonstration is not illusory, a demonstration has a true
conclusion, for which reason the term is often rendered as “proof.”20 Thus, the
author of On the Nature of Man repeatedly indicates that his goal is to prove or
demonstrate (ἀποδεικνύναι) what the constituents of the human body are, why
their interactions have certain results, and that the conclusions drawn follow
of necessity from his account.21 There is an emphasis on the necessity of what
is said to be demonstrated, suggesting that one mark of demonstration is the
necessity of the conclusion drawn, but as Lloyd points out, it is unclear what
this necessity is: (The necessity of the inference to the conclusion? The necessity of the fact in question, itself? Something else?). It is accordingly unclear
exactly what it means to call an account a demonstration.22
16
17
18
19
20
21
22
Examples include VM 19.41; Fract. 19, 10,12; 31.31; Prorrh. 2 15,3.
De Arte, 3.3, 9.
Nat. Hom, 2.23; 5.26.
Lloyd 1987, 83–108.
See for example the Loeb translations of the passages cited in n. 18 above in Jones 1931. As
Thomas 2000, 222 points out, “proof” in such contexts is “nearer to the sense of ‘show[ing]
decisively’ than formal proof.”
See Lloyd 1987, 114–23.
Lloyd 1987, 120: “Clearly, logical and physical, conceptual and causal, necessity are not
here differentiated. Many instances represent a conflation of one or more ideas that we
might distinguish. Often the underlying idea seems merely to be the claim that something
is always or usually the case. At the limit, the addition of the term necessarily appears to
reflect little more than the writer’s desire to assert his point with emphasis.”
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View in PDF(opens in a new window)The term apodeixis is however sometimes used to refer to purported
proofs or arguments based on probabilities (of which the conclusion is that
something is the case, not that something is probably the case). For example, at Phaedo 92d and Theaetetus 162e, Plato uses the term to refer to a variety of argument that encompasses proofs based on probabilities, of which
the conclusions lack certainty, and for that reason might be false. Similarly,
within the Rhetoric Aristotle considers enthymeme a variety of demonstration, understood as an inferential variety of pistis (a means employed by a
speaker to persuade a listener to do something or endorse a view).23 “Enthymeme” here does not have the sense that it does in later rhetorical theory
(a syllogism with a missing premise); rather, the term refers to any speech
that derives its appeal from its argumentative structure.24 A conclusion is
inferred on the basis of at least one agreed-upon premise, and in this way the
conclusion is shown to be the case. Since Aristotle recognizes that successful
rhetorical speeches need not argue for a true conclusion, when he says that
an enthymeme is an apodeixis, he is not using apodeixis in the strict sense of
the Posterior Analytics, or even in the somewhat looser sense of the Topics (1.1
100a26-7) according to which demonstration is marked by having principles
that are primary in justification but not, as in Posterior Analytics, primary in
explanation. The term apodeixis as applied to an enthymeme is equivocal,
like the term “eye” when applied to a formerly living eye that is no longer able
to see,25 or to the image of an eye;26 perhaps in English scare quotes would
be employed.
The term apodeixis can be used to refer to an argument with a false conclusion. Because there is no evidence that Aristotle himself accepted the
prohibitions and prescriptions, the validity of which was “demonstrated” by
the mathematikoi, we can conclude that in the passage from Iamblichus in
question he is using the term in this derivative sense, to refer to purported
23
24
25
26
Aristotle, Rh. 1.1 1355a4-8: ἐπεὶ δὲ φανερόν ἐστιν ὅτι ἡ μὲν ἔντεχνος μέθοδος περὶ τὰς πίστεις
ἐστίν, ἡ δὲ πίστις ἀπόδειξίς τις (τότε γὰρ πιστεύομεν μάλιστα ὅταν ἀποδεδεῖχθαι ὑπολάβωμεν),
ἔστι δ’ ἀπόδειξις ῥητορικὴ ἐνθύμημα, καὶ ἔστι τοῦτο ὡς εἰπεῖν ἁπλῶς κυριώτατον τῶν πίστεων,
τὸ δ’ ἐνθύμημα συλλογισμός τις, “Since it is clear that the inquiry fitting for a tekhnē concerns ways of inducing conviction, and a way of inducing conviction is a kind of apodeixis
(for we have the highest degree of conviction when we take something to have been subject to an apodeixis, and since an enthymeme is a rhetorical demonstration, and this is,
so to speak, the most important mode of persuasion, and an enthymeme is a kind of
deduction …”.
On this see Burnyeat 2016, 3–56.
Aristotle, De an. 2.1 412b20-1.
See Aristotle Cat. 1 1a2-3.
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View in PDF(opens in a new window)proofs that this or the other obligation is binding, by showing how the obligations follow from certain reasons (aitiai).
Aristotle is contrasting the akousmatikoi and the mathematikoi on the
grounds that the former accepted certain doctrines and strictures simply because they were asserted. They would be the ones who, purportedly, backed up
certain views simply by saying “ipse dixit”: “that’s what he said.”27 The mathematikoi, in contrast, gave more: an account by which the point at issue is inferred. This signals a significant juncture in the history of epistemology. The
early Pythagoreans are the first Greek thinkers to show an explicit awareness
of the distinction between two kinds of nonempirical belief: that accepted on
the basis of testimony, and that accepted on the basis of some sort of reasoning. The latter is signaled as preferable. The Pythagoreans have taken a step
towards the teaching of the Theaetetus that knowledge (epistēmē) is a belief
plus something else, a logos, a direct antecedent to the common though much
disputed definition of knowledge as justified true belief.
2
Inference
The second key feature of a demonstration, as Aristotle accounts for it, is that
it is inferential. To what extent is this anticipated in the Pythagorean tradition?
We need to be careful here, as Aristotle himself is the first to articulate the
notion of inference, when he defines a sullogismos as “a logos in which, from
certain things being posited, something different from what was posited necessarily follows, from their being the case” (An. pr. 1.1 24b18-20). As has been
often noted, this definition encompasses far more than the notion of syllogism, as Aristotle analyzes it within the Prior Analytics, for which reason it is
often translated as “deduction.” Any argument offered as a proof or demonstration would meet this definition, but nothing is thereby said about the form
the argument must take, or of how exactly the conclusion is thought to follow
from the premises. The notion of deduction implicit in earlier conceptions of
demonstration is inchoate and nontechnical. Further, there is no evidence of
anyone prior to Aristotle holding the view that a deduction proper involves
more than one premise. But even if drawing a conclusion from a single premise (as in the conversion of a predication) is to count as a deduction, surely a
deduction, demonstrative or otherwise, cannot consist in a monadic indication of some being (like the Parmenidean ἔστι). Nor could it be something said
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View in PDF(opens in a new window)that leads the mind from one being to another in a single jump –how would
such a jump be rational? How would the second feature be “shown”? We need
a notion of logical form, some sort of structure or rule that determines how
one can infer the existence of one sort of thing from the existence of another,
supplemented by the indication of that first kind of thing. We see precisely this
sort of logic in Aristotle’s report concerning the early Pythagoreans.
In earlier work I have argued that the “table of opposites” attributed to “the
Pythagoreans” in Aristotle’s Metaphysics A 5 986a23-4 is an authentic Pythagorean representation of the relationships thought to hold among associated
characteristics.28 On the basis of both textual and anthropological evidence
I argued that the table is a diagram expressing a world view shared by many
prescientific peoples: all features of reality can be classified as having either
positive or negative value. The table of opposites can be used to show why certain features of the world, found in the same column, are found together. It can
also show why such features of the world ought to go together.29 The relationship between two items in the same column is apparently symmetrical; there
is no indication that one is more causally basic than the other.30
It is likely that the conceptual correlations found in the table is the source
not only of a number of accounts making sense of a number of features of
the world, but also of many of the prescriptions, prohibitions, and ritual practices that constituted the Pythagorean lifestyle. For example, the version of
the table that Aristotle preserves for us has the good, and the right, on the
right-hand column. This means that the right is good, the good is right. Such
an association is the source not only of the widespread European belief that
righthandedness is the norm, not only in the sense that most people are right
28
29
30
Goldin 2014, 171–193.
A common way of expressing the view that one item A ought to be with another item, B,
is to say that A ἁρμόττει B (in the dative). Harmonia is of course a crucial notion in later
Pythagorean thought. Although we do not have direct evidence for this, it is not inconceivable that earlier Pythagoreans would have employed this term in regards to items
in the same column of the Table of Opposites. The first clear reference to the notion of
harmonia among the presocratics is in the fragments of Philolaus, for whom features of
the world are to be explained on the basis of the fitting together of opposites, classified
as limits and unlimited (dk B 6). This is an advance over the kind of dualism found in the
Doxa section of Parmenides’ poem, which I take to be a simplification of the ontological scheme implicit in the table of opposites, according to which opposed opposites and
their associated features exclude each other. But Pythagorean interest in musical scales
and their mathematical basis predated Philolaus, and it is not inconceivable that the general strategy of explaining order and structures through the appropriate fitting together
of disparate aspects of the world did so as well.
On this see Goldin 2014.
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View in PDF(opens in a new window)handed, but also in the sense that right-handedness is normative –that people should be right-handed–a belief which results in the once widespread
practice of forcing children to write with their right hands, contrary to their
inclinations.31 I propose that the sort of account that would justify this (the
right hand is κρεῖττον, which means both “stronger” and “better”) would underlie the Pythagorean prescription that one ought to enter a temple with the
right foot, Iamblichus (VP 156, 5–9.) Rightness and goodness correspond; entering with the left foot would show that one does not recognize either the
special characteristics of where one was going, or the special characteristics
of the right side. Similarly, one ought not to injure the good, and, since white
is ranked with the good, one ought not to slaughter a white rooster.32 This sort
of account, I propose, would be of the sort of proof (apodeixis) that, according to the above passage, the mathematikoi possessed, and the akousmatikoi
did not, by which some sense was made of the Pythagorean way of life. That
the Pythagoreans employed their table in this way is confirmed by means of
Aristotle’s occasional citations of how it was employed in Plato’s Academy. To
pick a familiar example, within the Nicomachean Ethics Aristotle appeals to
how the unlimited and the bad were in the same column (2.6 1106b28-35). He
does so to indicate that what deviates from limit is bad, and that bad states
of character deviate from limit. Aristotle appeals to the Pythagorean table in
dialectical support of his own account of why actions without limit are bad: a
mean is a kind of a limit, and it is the action in accordance with that limit that
is rational and accordingly partially constitutive of the human good, happiness. Although for Aristotle, limit is the cause of goodness, and not vice versa,
this is not the case for the Pythagoreans of the table of opposites. As noted
above, in the Pythagorean table, the relationship between two items in the
same column is symmetrical; there is no priority.33 The good and the limit, or
the good and the right, have equal status as being present on the same column
of the table of opposites.
Given both a feature that is listed on the table, and the table, one can infer,
as it were, the presence of another feature listed in the same column. We see
here a kind of protologic making possible a kind of deduction, which Aristotle
31
32
33
On this see Lloyd 1962, 56–66; repr. with additional material in 1991, 27–48.
The logic here is explicitly given in dl 8.34.10. A number of other akousmata, such as
“do not urinate turning toward the sun” (Iamblichus, Protrep. 115.19–20) are open to such
interpretations.
It seems to have been Speusippus who understood one of the columns as that of the good,
and the other column that of the bad, prioritizing good and bad as the chief items in the
right and left columns, accordingly. See Goldin 2015, n. 3, 7, and 41.
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View in PDF(opens in a new window)would have regarded as a “demonstration,” that reveals the reasons behind Pythagorean commands and prohibitions.
3
Causation
As we have seen, the protologic of the Pythagorean table of opposites allows
the mind to move from the existence of one feature of the world to the other,
but neither one column of the table nor the other is taken to be causally basic.
Consider how “right” and “male” are both in the same column. From “right” one
can infer “male” and vice versa. This obviously cannot be intended to hold in
all cases: even if someone’s father had been to the right, and one’s mother to
the left, the correlation will be disproven as soon as one’s point of view pivots
180 degrees. (That is not of course to deny that the correlation might be understood as having normative force, according to which the man should be on the
right from some determinate point of view.) But it does suggest that there will
be certain key situations in which the correlation will be observed. Suggestive
here is the assertion of Parmenides, whom ancient historiographers associated with the Pythagoreans (dl 9.3.21), that males develop on the right side of
the uterus; females on the left (dk B 17). The issue is not even broached as to
whether the side of the uterus determines gender or whether a baby of a certain gender moves to one side of the uterus; the two simply go together, just as
throughout Parmenides’ account of the way of seeming, certain characteristics
are identified with light and others with darkness.34
Although the table likely predates Pythagorean mathematical researches,
it is interesting to note that there is mutual entailment in many mathematical
contexts as well. So, in geometry, if one can often infer a conclusion from a
premise, one can often infer a premise from a conclusion. For example, one
can infer that two lines on a plane are parallel on the basis of the fact that a line
that intersects both results in opposite interior angles, and one can infer that
the intersecting line results in opposite interior angles on the basis of the initial lines being parallel. Aristotle points out that this is what makes geometrical analysis possible (An. post. 1.12 78a6-13). But Aristotle also recognizes causal
hierarchy. This is why he insists that the upward and the downward paths of
inference must be sharply distinguished (Eth. Nic. 1.4 1095a31-b1): in a proper demonstration in geometry or any other science, the premises express the
34
In dk B 9, Parmenides goes so far as to say that all things have been named light and darkness, and thereby identifies (or says that mortals identify) all correlative characteristics,
an uncompromising dualism that is alien to earlier Pythagorean thought.
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View in PDF(opens in a new window)cause by which one can explain why the conclusion holds (An. post. 1.2 71b20-
2). Those propositions that express the basic truths, on the basis of which one
can explain derivative truths, are principles (archai) (Metaph. Δ 1 1013a14-6).
As we have already noted, this distinction between principles and derivative truths is absent from the early Pythagorean scheme represented in the
table of opposites. If the “demonstrations” of the validity of Pythagorean precepts did indeed employ the table, Aristotle’s report that the mathematikoi
offered demonstrations that revealed their causes must be interpreted as quasi-inferential (with the table, and the presence of one opposite as “posited,”
and a correlative opposite as quasi-deduced) but falling short of his notion
of demonstration insofar as it does not reveal an aitia that stands in an asymmetrical relation with what is demonstrated. According to a world view that
“explains” by means of symmetrical associations and linkages, neither of the
associated items are the cause of each other.
At what point does an asymmetric notion of causation become clear in
Greek philosophy? All human beings, of course, make appeal to some things
being responsible for other things in contexts where this is not reversible.
The most obvious case is that of the responsibility of human beings for their
actions. (It is no accident that the primary sense of aitiais responsibility or
blame, especially in a legal context.) The question before us however is the
point at which people become explicitly aware of the asymmetric character of
causation. Plato is clearly aware of the asymmetry of cause and effect, even if
the varieties of causation are not distinguished in as clear and clean a matter
as they are in Aristotle. Forms are responsible for certain features of the things
that participate in them, while the participants are not responsible for the
character of the Forms. Soul, regarded by Plato as a self-mover, is responsible
for motion of moved things but the moved is not responsible for the motion
of soul. Plato’s argument for the necessity of a self-mover at Phaedrus 245c-e
would make no sense without this asymmetry.
But does the recognition of the asymmetry of cause and effect date from
before Plato? The fragmentary state of the evidence, and the fact that most of
it is testimony, freely employing later vocabulary, makes this hard to say. If, as
Aristotle indicates,35 the Milesians did indeed employ the term arkhē, it was in
the manner of mythological accounts like that of Hesiod, referring to the origin
or source from which things come to be.36 Every origin is indeed asymmetric
with that which originates from it, but, although Aristotle takes the term arkhē
35
36
Metaph. A 5 983b6ff.
On this see Graham 2016, 58.
Page 13
View in PDF(opens in a new window)to be synonymous with aition (as both cause and explanation, see Metaph. Δ 1
1013a16-17) it is not clear what relation the notion of as origin, as employed by
early Greek philosophers, might have to that of a cause, that is, that which is
responsible or is indicated as the answer to a “why” question.37
There is evidence that this realization has a source within the Pythagorean
tradition itself, in the thought of Philolaus. We begin with another passage from
Iamblichus, also generally agreed to have been largely derived from Aristotle:
The Pythagoreans devoted themselves to mathematics. They both admired the accuracy of its reasonings, because it alone among things that
humans practice contains demonstrations, and they saw that general
agreement is given in equal measure to theorems concerning attunement
(τὰ περὶ τὴν ἁρμονίαν), because38 they are [established] through numbers,
and to mathematical studies that deal with vision, because they are [established] through diagrams. This led them to think that these things and
their principles are quite generally the causes of existing things. Consequently, these are what anyone who wishes to comprehend things in existence –how they are –should turn their attention to, namely numbers
and geometrical forms of existing things and proportions, because everything is made clear through them. So, then, by attaching the powers
of each thing to the causes and primaries –only things that were less
opportune or less honorable than them –they defined other things too in
nearly the same manner. Therefore, their education in numbers and the
objects of mathematics seemed to come through these subjects and in
this general sketch. Such was also the method of demonstrations among
them, which both began from such principles and thus attained fidelity
and security in their arguments.39
Here we are told that the logoi of the mathematikoi, identified at VP 77.9–10
as demonstrations, gain their “fidelity and security” by virtue of identifying
37
38
39
Significantly, another source reports that Hipparchus employed the notion of a arkhē to
refer to a geometrical premise, albeit not an ultimate one. On this see Huffman 2006,
83–4: “What is important about this is that it indicates that in the latter part of the fifth
century mathematics had advanced far enough to distinguish between more and less fundamental propositions and was concerned to try to determine a set of first principles.”
Hipparchus may well have taken a geometrical principle to not only be that out of which a
proof arises, but a kind of epistemological cause, that which, when appropriately grasped,
in the context of a proof, is the cause of one’s cognitive grasp of the proven proposition.
Retaining ὅτι.
Iamblichus, On the General Mathematical Science 78.8-26, tr. Horky 2013, 31.
Page 14
View in PDF(opens in a new window)necessary relationships that hold among certain “powers.” Pythagorean
demonstration restricts itself to working through the relationships that hold
among the characteristics (or “powers”) that in turn are “attached to” those
primaries that are their ontological ground. Insofar as we are not told what
the primary entities or powers are, we might suspect that we have an appeal to
the Pythagorean table of opposites as a universal explanatory scheme. What is
new here is the assertion that these mathematikoi were mathematicians in our
sense. They dealt with numbers, which allowed them to account for the fittingness (harmonia) of things,40 and with geometrical features of things, which
ground accounts of optics. The Pythagorean table of opposites, as it is reported
by Aristotle, included odd and even, which are likely what is referred to here
as principles of number. But the table included much more. Odd and even did
not have a privileged role. Aristotle is here talking about a different group of
Pythagoreans, who do give number a special role.
The question of when certain Pythagoreans took special interest in, and did
original research in mathematics is highly contested. But it is clear that Philolaus plays an important role in the development of Pythagorean mathematics,
and that it was due to his thought that Pythagoreanism came to be closely
associated with the study, not just of mathematics in general, but the study of
number.
Again, much of the evidence derives from Aristotle, who says that some Pythagoreans, identified only as different from the ones who posited the table
of opposites, took the principles of all things to be numbers, which are said to
be causes in the sense of the matter out of which other things are constituted (Metaph. A 5 985b23-986a21). Following Burkert, most scholars agree Aristotle has in mind Philolaus, or Pythagoreans closely associated with him.41
Philolaus’ Fr.4 survives as partial collaboration: “And indeed all things that are
known have number. For it is not possible that anything whatsoever be understood or known without this.”42 It is a difficult and complex issue as to whether
Aristotle is right to interpret Philolaus as ascribing to number the key ontological role as that out of which things are composed, or whether, as Huffman
has argued (on the basis of a minimalistic reading of this fragment), Philolaus
grants to number only an epistemological role (insofar as all things are known
through number).43 On the more expansive reading, Philolaus can be credited
40
41
42
43
There is here a possible reference to the sort of numerical fittingness responsible for
musical modes.
Burkert 1972, 218–38.
Trans. Huffman 2016.
Huffman 2006, 172–6.
Page 15
View in PDF(opens in a new window)with the insight that the principles of explanation and intelligibility are also
causal principles of reality. I am sympathetic to this traditional interpretation;
after all, Parmenides had already declared that “the same thing is for being and
thinking (noein)” (fr. 3), and his influence was already pervasive at the time
of Philolaus’ writing. The matter is however uncertain, and even if we accept
Huffman’s more conservative account of Philolaus, we can see the latter playing a crucial role in the development of the theory of demonstration.
Historians of science are agreed that even if the numerical basis of the musical scale was not known to Pythagoras, it was to Philolaus, and is presumably
a paramount example of what is known by number. The octave, for example,
is known by the numerical ratio of 2 to 1. Is the “demonstration” that a musical
octave corresponds to this ratio a demonstration in a stricter sense than that
we have been able to attribute to the earlier mathematikoi, according to which
the demonstration makes some feature of the world intelligible by showing
how it belongs to a kind of thing that accompanies another thing? Does the
demonstration isolate the ratio as the cause of the octave? That is not clear. If
in fact Aristotle is right and these Pythagoreans took number to be the basic
entities and other things to be derivative entities, the latter would be caused
by the former, and the demonstrations at issue would, like Aristotelian demonstrations, explain an effect as arising necessarily from a cause. But Fr. 4 alone
does not enable us to draw this conclusion, especially if interpreted minimalistically, as Huffman does. For inferences on the basis of the association between
numbers and qualitative features can go in both directions. Cut a monochord
string in half; one knows one will get an octave. Play an octave interval on a
monochord; one knows one has reached the half-way point. If this is as far as
Philolaus’ demonstrations go, he would have been oblivious to the question of
why certain ratios rations are or are not concordant.
In his recent Plato and Pythagoreanism,44 Horky points out that this is precisely the criticism that Socrates levels against Pythagorean acoustics, in the
Republic: “They don’t investigate, for example, which numbers are consonant
and which aren’t or what the explanation is of each (διὰ τί ἑκάτεροι)” (531c).45
Certain physical ratios result in sounds with a certain pleasing phenomenological character, and whenever certain sounds when sounded together have this
character, certain ratios are to be found. Left unexplored is which is responsible for which, and what it is about the concordant ratios, or sounds, that lies
behind them having the character by which they are grouped together. Horky
44
45
Horky 2013.
Tr. Grube and Reeve, 1992.
Page 16
View in PDF(opens in a new window)associates this with Socrates’ dissatisfaction with the “mystic secrecy” of the
akousmata,46 and offers as evidence of Plato’s dissatisfaction with Philolaus’
more exoteric accounts a passage in the Phaedo in which Cebes relates to Socrates that in the logoi of Philolaus and his associates he heard “nothing clear”
(σαφὲς οὐδὲν) (61d-e). Horky writes that, “by this he seems to mean that Philolaus’ arguments were not demonstrated precisely in accordance with a rigorous
philosophical methodology.”47
Perhaps Philolaus did not work through lines of causal dependence with as
much perspicuity as Plato did, in identifying Forms as explanatory of various
phenomena, or as Aristotle thought that demonstrations in the sciences do.
But that is not to say that Philolaus, and, by implication, other mathematikoi
who followed him, were oblivious to the relation of causal and explanatory
priority. They took note of this, and they recognized that the sort of accounts
by which we make the world intelligible must distinguish what is causally prior
from that which is caused –even if there is no clear evidence that they used
the term apodeixis (demonstration) to refer to such accounts. In order to show
this, I begin by briefly considering the generally accepted lines of interpretation of Philolaus’ philosophy as developed by Huffman: Philolaus is a natural
philosopher in the tradition of the Milesians. He aims at rationalistic accounts
of the origin of familiar, experienced features of the world. While each of the
Milesians identified one or more kinds as arkhai, principles from which other
things emerged, Philolaus refrains from identifying any particular kind of stuff
as an arkhē, because he thinks that there is no such stuff. Rather, there is a plurality of kinds of stuff, unlimiteds, that are such as to take on determinate characteristics, by which there arise things, and characteristics of things.48 He accordingly identifies as principles “unlimiteds” in general, supplementing them
with “limiters,” principles of determination. The two alone do not suffice; there
is also required a harmonia, a fitting together, of the limiter and the unlimited.
This harmony is not itself called a principle; it is what arises when a limiter
actually limits an unlimited. This harmony leads to, or, perhaps is,49 the being
of the explanandum. Both a limiter and an unlimited are principles, as starting
points, those items that must preexist that for which they are principles. But,
as Huffman has argued, “principle” must have another sense here too, one familiar from the Hippocratic corpus.50 The limiter and unlimited are principles,
46
47
48
49
50
Horky 2013, 173.
Ibid., 171.
See Barnes 1983, 387ff.
This is the suggestion of Horky 2013,146.
Huffman 2006, 78–92.
Page 17
View in PDF(opens in a new window)as causes. They are not simply necessary conditions for what emerges; they are
themselves responsible for the characteristics of that which emerges.
The knowledge of the arithmetical foundation of the musical scale exhibited
by Fragment 6a indicates that among Pythagoreans, Philolaus, at the very least,
took number as an example of such limiter, at least in the context of sound.
According to Aristotle, what Philolaus elsewhere identifies as the principles
of number, even and odd, are to be understood as principles of unlimited and
limiter, respectively (Metaph. A 5 986a23-4); numbers when harmonized (as
when musical notes are arranged in a scale) will also be a being of some sort.
So, we have a hierarchy. Regardless of the ontological status of these principles, odd and even are principles of number, number is a principle of harmony,
and harmony is in turn a principle of musical structures. We have progressed
far from accounts that simply identify the symmetrical relationships between
items in the same column of opposites. The relationship between principle
and that of which it is a principle is asymmetric. The derivative entity is understood only as resultant from its principles, but not vice versa. Like Aristotelian
demonstrations, Philolaus’ accounts do more than justify their conclusions,
they explain them. If Horky is right, and Plato condemns Philolaus’ accounts
on the grounds that they are “not clear,” it is not because the fundamental distinction between causal principle and explanandum has not been made. In
distinguishing between principle and derivative entity, Philolaus is signaling a
recognition of the distinction between the sort of the thing that is a cause and
the sort of thing that is an effect.
Who first employed the term aitia, or a variant, in a way that recognized the
asymmetrical distinction? We are not sure, but it may well have been another thinker associated with the Pythagorean tradition, Plato’s friend Archytas.51
The story, again, begins with the Pythagorean table of opposites.
In his Physics commentary, Simplicius comments on Aristotle’s refutation
of unnamed predecessors who identified motion with items belonging to the
“second column”: difference, inequality and non-being. Simplicius tells us that
this is a reference to the second column of the Pythagorean table of opposites.
He reports that Alexander faults Plato with having made this same mistake.
Simplicius proceeds to clear Plato of this charge by showing how Plato himself
takes the motion of the elements to result from their disequilibrium, not the
other way around. Accordingly, Plato did not identify motion and inequality.
According to Simplicius, Plato’s realization that inequality stands in an asymmetrical causal relationship with motion follows Archtyas. In support, he cites
Plato, Seventh Letter, 350a.
Page 18
View in PDF(opens in a new window)testimony from Eudemus, who, although mistaken in taking Plato to identify
motion and its cause, reports that Archytas did make the appropriate distinction. According to Eudemus,
Plato says that motion is the great and the small and not-being and the
uneven and as many things as have the same force as these (ὅσα τούτοις ἐπὶ ταὐτὸ φέρει). But it seems paradoxical to say that motion is just
this. For, when motion is present, that in which it is present seems to be
moved, but, when something is unequal or uneven, it is ridiculous to require in addition that it is moved. It is better to say that these are causes
[of motion] just as Archytas does. (431.4-12)52
As Huffman has argued against Burkert,53 Eudemus is distinguishing between Archytas and those Pythagoreans who posited the table of opposites.
Although Archytas recognizes that inequality is associated with motion, he is
said to differ from these Pythagoreans insofar he recognizes it is unequal distribution that is the origin of motion, and not vice versa. The evidence from
Eudemus via Simplicius shows us that Archytas explicitly indicates that the
table of opposites is deficient as a theoretical account of the sorts of regular
associations found in the world; even if the opposites that the table identifies
are principles of a sort, the table fails to distinguish which of these are more
causally basic than others.
4
Unmediated Steps in Demonstration
The fourth feature of Aristotle’s account demonstration that can be traced to
Pythagorean thought is the need for demonstration to be made up of atomic
inferential steps: No step in a demonstration should be such that it is itself
subject to demonstration. Again, the evidence is less certain than one would
hope, but in my view it indicates that it is likely that the source of this insight
is again, the Pythagorean Archytas.
The first extent instances of the term apodeixis being used in an epistemological or metatheoretical context, in which the author does not simply refer to
proof but reflects on their epistemological force, are found in passages by Plato
and Archytas. The two were friends and contemporaries, and the dating of the
52
53
The translation is from Huffman 2005, 508.
Huffman 2005, 509–12, responding to Burkert 1972, 47, n. 106.
Page 19
View in PDF(opens in a new window)respective texts is uncertain. It is Plato, however, who apparently employs the
term in a less rigorous fashion. As noted above, he sometimes employed it in
regard to a nonprobative argument. dk B4 4 of Archytas, in contrast, employs
the term as a way of pointing to the clarity, completeness, and revelatory nature of inferential mathematical lines of thought. Archytas offers important
clues concerning thoughts on what features a demonstration must have to accomplish its cognitive goals. dk B4 4 reads
καὶ δοκεῖ ἁ λογιστικὰ ποτὶ τὰν σοφίαν τῶν μὲν ἀλλᾶν τεχνῶν καὶ πολὺ διαφέρειν, ἀτὰρ καὶ τᾶς γεωμετρικᾶς ἐναργεστέρω πραγματεύεσθαι ἃ θέλει. *** καὶ
ἃ ἐκλείπει αὖ ἁ γεωμετρία, καὶ ἀποδείξιας ἁ λογιστικὰ ἐπιτελεῖ καὶ ὁμῶς, εἰ
μὲν εἰδέων τεὰ πραγματεία, καὶ τὰ περὶ τοῖς εἴδεσιν
I offer a provisional translation:
And it seems that logistic is indeed far superior to the other crafts in
regard to wisdom, and deals with it intends to deal with in a clearer manner than does even geometry … And again, in those respects in which
geometry is deficient, logistic completely works through demonstrations,
and likewise, if there is something that deals with shapes, (logistic completely works through) matters dealing with shapes, as well.
Much is unclear here. First, we have a reference to mathematical demonstrations. There is an explicit reference to the demonstrations of “logistic,” which
is said to give more adequate accounts than does geometry. The implication is
that geometry gives demonstrations too, but that those of logistic are superior.
What these demonstrations of logistic are is a contentious issue; as we shall
see, there is still unclarity concerning exactly what logistic is. There is a bit
more evidence concerning the history of geometry, but the evidence is indirect
and incomplete. The earliest geometrical proof may have simply consisted in
diagrams that show certain relations.54 We are however on sure ground in attributing inferential proofs to geometers contemporary with Archytas, for they
were aware of the incommensurability of the side of a square with its diagonal,
and there is no way for this to have been determined except through a one of
a number of possible proofs that this must be so.55 Further, we are on sure
ground in attributing some of the first steps of the axiomatization of geometry
54
55
For a speculative reconstruction of the sorts of proof (δεῖξις) that the Pythagoreans may
have employed prior to the first stages of the axiomatization of geometry, see McKirahan
2013, 180–2. Units, when arrayed in certain ways, show (δεικνύναι) certain regular relationships; one can “see” that these relationships can be generalized.
On the first proofs of the incommensurability of the diagonal, see Mueller 2006, 703–4.
Page 20
View in PDF(opens in a new window)to Archytas’ contemporary Hippocrates of Chios, who is reported to be the
first geometer to compile an Elements (Proclus, in Eucl. 66.7). There is however
no evidence that geometers at the time of Archytas would have attempted to
ground such proofs on a determinate set of basic premises that were not themselves subject to proof.
The next question to face in interpreting this fragment concerns craft logistikē. Two interpretations have emerged in the literature. The first, championed
by Neubager, identifies logistikē with the techniques of Babylonian algebra
which, on the basis of how closely much of Book 2 of Euclid’s Elements parallels Babylonian modes of calculation, must have been taken over by the Greeks
at an early period. Neugebauer explicitly cites Archytas’ fragment in this regard. On his view, Archytas’ meaning is that the sort of algebraic techniques
that had been borrowed from the Babylonians are able to solve problems that
purely geometrical techniques cannot.56 As Rowe explains, “His point was that
rigorous axiomatic reasoning in the style of Euclid arose rather late, and that
Archytas, a contemporary of Plato, was bearing witness to the primacy of algebraic content over the geometrical form in which the Greeks dressed their
mathematics.”57 The second, developed by Klein, on the basis of an analysis of
Plato’s Gorgias, which contrasts logistikē and arithmetikē, takes logistikē to be
the study of numbers in relation to one another, as opposed to the study of the
internal character of a countable assemblage.58 As such, it would encompass
most of what is now referred to as “arithmetic,” as well as ratio theory. Neubager’s account has the advantage of having some basis in the evidence, such
as it is, concerning how the ancient Greeks actually figured out mathematical
problems. But its direct support is tenuous at best, and the view that any inferential structure was incidental to the nature of Greek geometrical thinking
is gainsaid by Aristotle’s Posterior Analytics (written only a generation after
Archytas), the first book of which takes geometry to be paradigmatic for the
inferential structure of science. That geometrical proofs existed and were recognized as such shows that it would have been a commonplace that geometry
is not a matter of the application of recognized tricks in the determination of
relationships, but is rather based on inferences from accepted premises. For
this reason, I, following Huffman,59 accept Klein’s view that logistikē here refers
to the study of numbers in relation to one another, and is here being contrasted with the study of magnitudes as arrayed in space, in relation to one another.
56
57
58
59
Neugebauer 1936, 245–259.
Rowe 2010, 133.
Klein 1068, 17–25.
Huffman 2005, 240–4.
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View in PDF(opens in a new window)This science is not a mere technique that allows a certain answer to be generated; it is, as Plato puts it, a study of realities, as is geometry. Although we do
not have definitive support for it, the most natural reading of Archytas Fr. 4 is
to take logistikē to be an inferential variety of mathematical geometry, since, as
we have seen, demonstrations in the contexts of rhetoric and medicine were
understood as inferential proofs. Archytas is surely not making the point that
a non-inferential mode of mathematics is superior than an inferential mode.
He is rather saying that the demonstrations of logistikē are more adequate than
those of geometry. In what sense?
There are two major possibilities of interpretation. According to the first,
the proofs of logistikē are more complete or perfect on formal grounds. According to the second, Archytas’ remarks have nothing to do with formal consideration; his point is that the proofs of logistikē are deficient in some other
respect.
The first line of interpretation is the traditional one, although scholars have
been at a loss in saying what exactly Archytas thought was structurally lacking
in the proofs of geometry. It has recently been argued against by Huffman. According to Huffman, Archytas’ point is that numerical calculation accomplishes more than geometry in regard to the practical enterprises faced by human
beings. On this account, when Archytas unpacks his claim that the demonstrations of logistikē are more fully carried out than those of geometry on the
basis that they are more clear or evident (ἐναργής) the point is not that it is
the conclusion that is more evident or clearly shown, but that it deals with its
objects in a more vivid or concrete way. It brings the matter home, as it were.
Huffman’s argument, like all arguments for a certain interpretation of Archytas, is circumstantial. He offers the following as evidence for his interpretation. First, in dk B 3, Archytas praises logistikē for its use in matters of equity.
“Once calculation was discovered. It stopped discord and increased concord.
For people do not want more than their share, and equality exists, once this
has come into being. For by means of calculation we will seek reconciliation
in our dealings with others …”60 Archytas goes on to explain how those with
a command of logistikē will be able to detect the injustices of others, and the
awareness on the part of the unjust of their knowledge will act as a deterrent
against unjust deeds.61 This understanding of the value of logistikē is consonant with Huffman’s interpretation of dk B 3. But it certainly does not clinch
the case.
60
61
Huffman 2005, 183.
Ibid, 235–6.
Page 22
View in PDF(opens in a new window)Stronger evidence is found in Huffman’s survey of the use of the term ἐπιτελεῖν, which most commonly means “carry out’ ” or “to put into effect” something that exists only “in thought or in word.62 Examples are the carrying out
of commands, the fulfilling of oracles, the fulfilling of a promise, or the putting
into effect of a design. Interpreting the fragment along these lines, it tells us
that the proofs of logistikē are put into effect in a manner different from, or to a
lesser extent than, geometrical proofs.63 It is not beyond the bounds of semantic possibility for Archytas’ meaning to be that what logistikē reveals is only truly revealed when put into effect. After all, a good example is sometimes what
is needed in order to bring a general point home; after hearing that example
one might say “now I see what you mean.” But if this were Archytas’ meaning,
he would be making two separate points in regard to logistikē. The first is that
it finds its completion in attaining its intended use within practical human
affairs, and second, that it has maximal cognitive value when seen as applied
to human affairs. Presumably on this interpretation Archytas supports each of
these points in other passages.
One problem with this argument is that in all of the cases cited by Huffman,
in which the verb ἐπιτελεῖν means “to put into effect” the putting into effect in
question is part of the semantic content of the object of the verb. A command
is the sort of thing that is uttered with the intention of its being followed. An
oracle is the sort of thing that is uttered with the intention of having it be seen
to be fulfilled. A promise is meant to be kept–or is at least understood as having
that intention behind its utterance. A design is a paradigm that is intended to
be followed in making something. This is not so in regard to apodeixis, the core
meaning of which is a showing forth. Following the cues of the other uses of
the verb, to ἐπιτελεῖν a demonstration is to really show something, to have its
being manifest really, fully accomplished. The accomplishment in question is
cognitive, not practical.
Within the Prior Analytics Aristotle talks of what it takes to ἐπιτελεῖν a deduction (sullogismos). It is not to apply it in everyday affairs; it is to fully deduce,
which means to express the deduction in question via a “perfect” syllogism, or
a sequence of them (An. pr. 1 24 26b29-30). The term “perfect” is τέλειος, which
shares the root of ἐπιτελεῖν. Aristotle specifies a perfect syllogism by virtue
of its being cast in a certain logical form, one according to which one “needs
no external term in order to show the necessary result” (24b23–24). Scholars
disagree about what it is about a perfect syllogism, as specified by Aristotle,
62
63
Ibid. 237–8.
Ibid, 249–50.
Page 23
View in PDF(opens in a new window)that he thinks allows it to satisfy this criterion, but the important point for our
purposes is that a deduction is perfect on account of its having two features.
First, its structure is such that it fully reveals why the conclusion follows as a
necessary result from its premises. Second, no relevant premise is left out; in
terms of Aristotelian syllogistic, no middle term is missing. Although neither
the terms τέλειος nor ἐπιτελεῖν are employed in the Posterior Analytics, which is
specifically concerned with the formal and epistemological character of those
deductions that qualify as demonstrations, within that work the idea of perfect
deductions is present and is fully worked through. Not only are demonstrations to be cast as first figure syllogisms (which are perfect deductions), their
premises are to be unmediated. That is to say that no premises are implicit. In
order for a demonstration to really show that its conclusion holds, and to show
why it holds, it must be fully worked through.
I suggest that Archytas too is making the same point. To say that a demonstration is ἐναργής is to say that it is an account that really makes things manifest and shows things as they are. The demonstrations of geometry do not
reveal geometrical truths with as much clarity as is desired because they have
not been worked through as fully as they could have been. Steps are missing;
the form of the exposition is somewhat obscure.
This interpretation has two main advantages. While on Huffman’s reading
Archytas is making two independent points, on the present, more traditional
interpretation, his first point directly supports the second. Further, this line
of interpretation is in accordance with Aristotle’s usage of the term ἐπιτελεῖν
when an inference (such as a demonstration) is its object.
But what could Archytas mean by saying that logistikē, unlike geometry,
fully carries out its demonstrations? In order to answer this, I turn to the
thought of predecessor and fellow Pythagorean Philolaus, and surviving Greek
geometrical texts.
Recall Philolaus dk B 4: “And indeed all things that are known have number.
For it is not possible that anything whatsoever be understood or known without
this.” As noted above, this fragment has traditionally been given a metaphysical reading, on the basis of Aristotle’s declaration that the Pythagoreans took
number to be the principles of things, that, ultimately, all things are number.64
Huffman has recently argued for a more minimalistic interpretation, limiting
itself to what is said in what can be reliably identified as Philolaus’ words. On
his account, Philolaus’ point is epistemological. Things are known by virtue
of their numerical relations. Restricting ourselves to this more conservative
Examples can be found in Guthrie 1979, 181–305; Barnes 1983, 378–83.
Page 24
View in PDF(opens in a new window)reading, Philolaus’ point would be that those aspects of a thing that are intelligible to us are the ones that are grasped through the study of numbers. As
we have seen, those studies are arithmetic and logistikē. The spatial aspects of
things, studied by number, are missing–unless it is the case that those spatial
aspects are at bottom numerical aspects. The only reason we might have to
attribute to Philolaus this possibility is the metaphysical reading of dk B 4: if
all things are number, the spatial aspect of reality, too, is to be understood on
the basis of number, and nothing besides number (as there is no such thing).
In this case, there is a gap between the kind of accounts that arithmetic and
logistikē give us and what it is that we aim to know. On the more restrictive
reading of Philolaus, if we take Archytas to be building on Philolaus, he would
be saying the geometry tries to discuss aspects of the world, such as spatiality,
that ultimately cannot be fully understood. The demonstrations of geometry
are necessarily incomplete as they try to understand what is not numerical,
and accordingly cannot be understood. If we take Archytas to be building on
Philolaus, understood in the metaphysical sense, his point would be that in
principle the spatial aspects of things can be understood through the sciences
of number. But, as they are, they do not do so. The only aspects of number that
they do fully make intelligible are their internal character (as odd, even, prime
and the like) and the relationships that they have to one another, as made clear
through addition, subtraction, multiplication, division, and theory of ratios.
Once one’s study of spatial figures goes beyond these attributes, one’s demonstrations will have gaps.
Archytas likely did not specify the respects in which he thought geometrical demonstrations fall short, for we have no evidence of what he thought
was required to really show a mathematical proposition, that is, what it takes
for there to be a mathematical demonstration. Insofar as he worked at a time
in which the incommensurability of the diagonal would have been common
knowledge, he would have been aware of what we now recognize as genuine mathematical proofs, and there is evidence that he himself demonstrated
how to duplicate a cube.65 It fell to Aristotle to lay out with precision the
65
dk A 14 and 15, on which see Huffman 2005, 342–401. The evidence is uncertain here.
Eratosthenes reports that Archytas offered a demonstration, but that this was not a sufficient answer to the architectural challenge posed by the Delian oracle that his account
was meant to address: to come up with a practical way of building a cubical space of double the volume of another cube. On the other hand, Plutarch tells us that Archytas was
able to solve the practical problem, but that his solution was deficient insofar as it lacked
the theoretical rigor of a demonstrative proof, suggesting that Plato had Archytas in his
sights at Resp. 7 527c-528b when he suggests that Pythagorean mathematicians had an
undue focus on practical application and neglected theorization concerning intelligibles.
Page 25
View in PDF(opens in a new window)conditions that must be met for the proposition in question to be shown in
a strong sense, that is, proven, but that is not to say that such an account is
required for one to argue that a certain argument does not in fact constitute a
proof. Jurors and attorneys with no training in logic often are able to make apt
criticisms of the arguments of others, declaring that the case is not proven.
Typically, such an objection takes the form of challenging a stated or implicit
premise: “how do you know that such and such might not be the case”? As Aristotle sees in An. post. 1.3, such objections are forestalled only if all premises
are either such that this sort of question simply cannot arise (that is to say,
they are principle), or follow of necessity from that sort of premise. Archytas’
point, I suggest, is that premises concerning spatial relations give rise to “how
do you know that?” sorts of objections, in a way that premises concerning
numbers do not, at least for those who have mastered the arts of arithmetic
and calculation.
In making such an observation, Archytas would have been anticipating the
sorts of objections made against antiquity’s most famous fully worked out
body of proof, Euclid’s Elements. Bertrand Russell famously condemned the
book for its inferential gaps;66 it took Hilbert to more adequately work through
the ultimate premises of geometry so that its demonstrations were in fact fully
completed, to the point where there are no gaps. Mueller has given a partial
defense of the Elements by arguing that the diagrams Euclid appeals to play
a crucial role; the proofs are incomplete without appeal to what intuition reveals, when one makes use of diagrams.67 If fully worked through mathematical proofs fulfill their function of cognitively revealing quantitative relations,
even for those not in possession of logical theory, it stands to reason that one
can be aware that there has not been maximal cognitive revelation, even in
the absence of such a theory. Archytas, I suggest, was aware that this is the
case in regard to geometrical proofs, in a manner, or to an extent, that is not
the case in regard to demonstrations concerning numbers. But the account of
66
67
Huffman speculates that the two reports can be reconciled by the thesis that Archytas
did indeed offer a legitimate mathematical demonstration, but that it was motivated by
practical concerns; it was not part of a body of proof that would constitute a science of
solid geometry. This interpretation is in accordance with Huffman’s interpretation of dk
B 4: for Archytas, science is primarily oriented towards making sense of the particulars
before one. I omit consideration of these texts in my account of Archytas’ role in the history of demonstration, on account of the unclear conflicting evidence they offer, but they
do offer some collaborating testimony that Archytas was aware of the sort of geometrical
account that later philosophers recognized as demonstrative.
Russell 1902, 165–167.
Mueller 1969, 289–309.
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View in PDF(opens in a new window)demonstration that would allow for a more precise account of what exactly is
missing waits for Plato and Aristotle.68
Three key elements of Aristotle’s theory of demonstration have Pythagorean antecedents. Demonstration is a revelatory discourse that is 1) inferential, 2) explicitly based on premises that are not themselves demonstrated
on the basis of more basic premises, and 3) explanatory, insofar as the premises express those basic facts that are explanatory of the conclusion. Missing
is the requirements that inferential steps be explicit and complete, and an
account of the sorts of premises that ground demonstration; according to
Aristotle, the primary role is played by definition. The centrality of definition to explanation is an insight that derives not from the Pythagoreans but
from Plato.69
As in other aspects of his philosophical thinking, the great achievement of
Aristotle is a systematic synthesis of the insights of his predecessors, of such
richness and complexity that it opens up new philosophical puzzles and problems that these predecessors could never have pondered.70
68
69
70
As far as we know, Plato was the first to explicitly indicate that demonstrative proofs must
rest on undemonstrated casual principles. We see this in the Divided Line passage of the
Republic, in which we are told that mathematical reasoning rests on starting points or
principles that are “hypotheses,” to be distinguished from the beings or truths that are
deduced on their basis, and that mathematicians err in taking their starting points to be
such hypotheses (Resp. 6 510b-511d). Plato presumes that we are familiar with “hypothesis” as a term that the mathematicians themselves used. The hypotheses of the mathematicians are said to be opposed to the unhypothetical first principle attained by dialectic.
This unhypothetical principle is usually identified with the Form of the Good, which is
said to be the cause of the being of things. The difficulties of this passage are many, but it
is clear that Plato has here anticipated the third and fourth aspects of Aristotle’s theory
of demonstration–mathematical accounts, in order to be fully adequate, are inferences
on the basis of determinate causal and epistemological starting points. (What Plato did
not recognize, according to Aristotle, was that different sciences, concerned with different genera, must have different starting points.) Likewise, in the Theaetetus, we are
told that a science involves belief (doxa) in the context of a certain logos, which must be
grounded on direct apprehension (αἴσθησις) of elements (στοιχεῖα) (202b); in at least one
example of how this works,that in which the elements are the material constituents of a
things, as the wheels and so forth are in respect to a wagon, (207a-c), these elements are
in some sense responsible for the object known (even if Plato does not here use the word
“cause” to refer to them). Plato is again discussing themes present in the epistemology of
Pythagoreans prior to or contemporary to him, although the chronology and matter of
who influenced whom cannot be determined.
On this see especially Ferejohn 2013, 2013.
I am grateful for editorial help provided by Jeffrey Smeland, Jacob Terneus, and Kevin
McKevitt, and, especially, to correspondence with Carl Huffman.
Page 27
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