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Ver en el PDF(se abre en una ventana nueva)Lacey, A. R., THE MATHEMATICAL PASSAGE IN THE EPINOMIS, Phronesis, 1:2
(1956:May) p.81
bona
Leer, ASR |
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The Mathematical Passage in the Epinomis *)
A. R. LACEY
HE general theme of the Epinomis is set by its opening question, how
can mortal man be wise? The answer is that wisdom and happiness
are only for the few, and these will need an intensive intellectual
training, whose objects are to be the nature of the universe, its elements
and inhabitants, and the basic laws by which it is held together and
governed. Nowhere are these laws better exhibited than in the complex
but regular and eternal movements of the celestial phenomena, and so,
absurd though this may seem to the layman, the path to wisdom lies
through astronomy, studied mathematically and not merely empirically
(990a2-b4). At this point we have a short but notoriously difficult
passage (990c 5-1 b 4) which starts by saying that the study of astronomy
involves that of mathematics, and eventually leads up to the panegyric,
which ends the dialogue, of the structural unity of the universe, which
must be studied and appreciated by those who are to form the Nocturnal
Council of Laws 12,
Various writers, notably Stenzel, Taylor, des Places, Toeplitz, and Van
der Waerden, have tried to interpret this passage, but it seems to me
that despite many ingenious and fruitful ideas on individual sentences
none of them has succeeded in giving a satisfactory interpretation that
takes account of both philosophical probability and the exact Greek text
of the entire passage. In this paper I shall try to take the problem one step
further by a detailed examination of the grammar and syntax of each of
the five sentences into which I have divided the passage, together with an
attempt (tentative enough, to be sure) to link them together into a
coherent philosophical whole. It need hardly be added that any success
I may have will be built on the foundations laid down by previous writers,
especially those mentioned above.
I have not attempted to say anything on the vexed question of the
authorship of the Epinomis. I have in fact assumed that the author is
Plato, which the balance of evidence seems to support (see Hans Raeder:
Platons Epinomis, Raeder disposes effectively of the view that Philip of
Opus wrote it as a deliberate forgery to be passed off under Plato’s name;
he says regrettably little about the mathematical passage, to which he
gives only two and a half pages, pp. 56-8). This question becomes most
pressing in connexion with conflicting doctrines, such as the ether and
the demonology; with our present passage the chief task is that of giving
Página 2
Ver en el PDF(se abre en una ventana nueva)The Mathematical
Passage in the Epinomis ?)
LACEY
HE general theme of the Epinomis is set by its opening question, how
T can mortal man be wise? The answer is that wisdom and happiness
are only for the few, and these will need an intensive intellectual
training, whose objects are to be the nature of the universe, its elements
and inhabitants, and the basic laws by which it is held together and
governed. Nowhere are these laws better exhibited than in the complex
but regular and eternal movements of the celestial phenomena, and so,
absurd though this may seem to the layman, the path to wisdom lies
through astronomy, studied mathematically and not merely empirically
(990a2-b4). At this point we have a short but notoriously difficult
passage (990c 5-1 b 4) which starts by saying that the study of astronomy
involves that of mathematics, and eventually leads up to the panegyric,
which ends the dialogue, of the structural unity of the universe, which
must be studied and appreciated by those who are to form the Nocturnal
Council of Laws 12.
Various writers, notably Stenzel, Taylor, des Places, Toeplitz, and Van
der Waerden, have tried to interpret this passage, but it seems to me
that despite many ingenious and fruitful ideas on individual sentences
none of them has succeeded in giving a satisfactory interpretation that
takes account of both philosophical probability and the exact Greek text
of the entire passage. In this paper I shall try to take the problem one step
further by a detailed examination of the grammar and syntax of each of
the five sentences into which I have divided the passage, together with an
attempt (tentative enough, to be sure) to link them together into a
coherent philosophical whole. It need hardly be added that any success
I may have will be built on the foundations laid down by previous writers,
especially those mentioned above.
I have not attempted to say anything on the vexed question of the
authorship of the Epinomis. I have in fact assumed that the author is
Plato, which the balance of evidence seems to support (see Hans Raeder:
Platons Epinomis. Raeder disposes effectively of the view that Philip of
Opus wrote it as a deliberate forgery to be passed off under Plato’s name;
he says regrettably little about the mathematical passage, to which he
gives only two and a half pages, pp. 56-8). This question becomes most
pressing in connexion with conflicting doctrines, such as the ether and
the demonology; with our present passage the chief task is that of giving
Página 3
Ver en el PDF(se abre en una ventana nueva)it a coherent meaning at all, not that of reconciling it with conflicting
passages. It does not appear to clash with any other Platonic passages, and
its very brevity and obscurity would lead us to conclude that, even if the
Epinomis is a forgery, its author had no interest in proclaiming a new
doctrine in this sphere, and so would keep as near the Platonic as
possible in order to make his work the more plausible.? In fact, with the
exception of Laws 894a and 817e-22d, our passage seems to stand in
relative isolation among the dialogues. I cannot see that it has any
particular connexion with the Nuptial Number (Rep 546ab) or the
Tyrant’s Number (Rep 587). These passages, which occur in a political
context, have been recently reinterpreted by R. S. Brumbaugh in Plato’s
Mathematical Imagination. Brumbaugh does not treat the Epinomis passage
in detail, though he connects it with Laws 894a and de Anima 4044 and
discusses the general significance of the three mathematical means for
Plato (chapter 4).
For purposes of exposition I shall divide the passage into five sentences,
and devote most of my attention to the last three, though one must bear
in mind all through that the sentences form a single passage with
(presumably) a consistent development from beginning to end.
Epinomis 990c 5-1b4
1. 910 uaÜnuaTov déov dv ely To de ueytotév te Hal rpoitov xal dpidudiv
$
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>
AUTOY GAA
>
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1
>
Ff
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vo
eu
~
Pr
x
OÙ CWUATA EXOVTOV, GAMA OARS TNG TOD TEPITTOD TE xa
dpriov yevéoeac te xai Suvauemc, donv Tapéyerar mods THY TeV SvtHY
quan.
2. tadta de uadovir toutots Epic ¿ori è xadovar pÈv apddea yehotoy
Gvoua yempetplav, Tv oùx bvrwv Sì ópolov dAANACIS pioer Apr uv
Golwarg Tpòs THY TÜV Erimedwv potoav yeyovuta ¿ori Srapavyg è dh
Badua oùx dvBporivov dAAL yeyovös Betov pavepóv dv ylyvorro tO
duvapéve cuvvoriv. pera de Tabrnv tobs tpic MÉnuévouc xal TH ateped
puoer Guotouc’ tous de dvouotoug ad
yeyovótas
Etéog téyvyn Sporci,
TAUTY HY Sy atepcouetpiav Exdiecav ol moootuyetc Kom yeyovótec"
3. 0 dé Oetóv 7’ goriv xal Oavpacrov tots éyxaBopdiat te xal Stavooupévors
a
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nt
3
3
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Ed
6 Tepi TO dinAdorov del otpepouévys THs Suvauews xai tHe EE évavetac
rauen nad’ ExacoTyy dvadoyiav eldoc xai yévos dnotUMOUTAL TEN Odor.
4. N pev dy npam tod Jimiaciov xar’ Apıduöv Ev mpdc dbo xark Adyov
[4
A
x
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x
pEpouévn, drrAdotov de Y Kara Sivautv odoa* 7 8° > eis
td otepedy TE xal
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ATETOV TAAL ad OLTTALOLOV. AP’ Evög elc ÓXTO Statopevdeica.
Página 4
Ver en el PDF(se abre en una ventana nueva)5. 4 dE dumAactov piv els uéoov, tows SÌ tod éAattovoc mAéov ¿hartóv
ToD pelGovoc, TO 8° Erepov TH adro pépel TÜV &xpwv adtav Ùrepéyov
TE
xal UTrepexdpevov - Ev pto Sè rod EE npdc tà Ibdexa ouveßn
TO Te
TpLóMov xal émirpiroy - tobtwy abrav dv tO uéom En’ dupérepa
otpepouevy Toîc avOpmmoig albupwvov ypelav nai OÙLUETPOV dreveluat
o
radis
fubuod
te
xal
dpuoviag
ydpuw,
eddaiuovt
xopeta
Movoüy
dedonevn.
1. And so there will be a need of studies. Now the most important and
primary
study is
that
of numbers
themselves,
not
of embodied
numbers but of the whole coming-into-being and potentiality
crease [by squaring and cubing] of the odd and even, and of
of inthe effect
which this has towards the nature of things.
2. The man who has learnt this will next study what is called by
the
ridiculous name of earth-measurement, but has manifes
tly become
the assimilation to each other, by means of their share in planes,
of
numbers which are not naturally similar to each other, a
wonder
which would clearly be of divine, not human, origin,
to one who
could understand it. After this he will study numbers that have
been
increased to the third degree, and resemble solids; and
those which
have become dissimilar again one assimilates by another art, this
art
which those who first came upon
it called solid-measurement indeed
—
3. which is also a divine and wonderful thing to those who perceive
reflect on how, while the power and the term which
and
consists in the
correlative root to this ever revolve about the double
in each proportion, the whole of Nature is stamped out, genus and
species.
4. The first term is of the double, being taken numerically
from 1 to 2
in ratio. The term which is a power is also a double, and
that which goes to the solid and tangible, having gone
from 1 to 8.
so again is
right through
5. Now the term which goes into the middle of a double,
but is equally
greater than the less and less than the greater, while the
other middle
position exceeds and is exceeded by the same fractio
n of the extremes
themselves (the ratios 11 and 14 can be found in the
middle of the
ratio 6 : 12), in the middle of these, turning
towards each of them,
this term provides for men a harmonious and balanced practice for the
sake of disportation, rhythm and concord, being given to
the blessed
choir of the Muses.
83
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Ver en el PDF(se abre en una ventana nueva)I. 990C5-d1 Stò... TOY ÓVTOV puo.
Des Places (Revue des Etudes Grecques, 1935, pp. 540-50; see p. 547)
follows Bekker and Z in omitting xaì before dpi8uéiv, and Toeplitz
(Quellen und Studien zur Geschichte der Mathematik, Astronomie und Physik,
Abteilung B! Vol. 2, p. 334ff. (“Die mathematische Epinomisstelle”)3 favours
this course. In this case &p@uüv will be predicate to tó Sì péyiotóv te
xal Toro (udOnua).
Otherwise we must take +d Sì péytoróv te ai
moatov as adverbial, and &pıdu.üv as parallel to undnuarwv, and depending
on déov. The excision seems favoured by tadra de padóve: in the next
sentence.
It has been suggested to me that the first a’ implies there are two
kinds of &p@uot adrot, the owuarat Eyovres and the oopara oùx Éyovrec,
the former being the Forms (which “have bodies” in the sense that they
appear through the medium of physical objects), and the latter the Ideal
Numbers, which are superior to the Forms. It seems easier to me to
follow the usual view, which takes “bodiless numbers” to mean simply
numbers, considered in the abstract, and “embodied numbers” to mean
sensible numbered groups (see G. Martin, Zeitschrift ftir philosophische
Forschung, 1953, p. 191ff, and Tht 196a; cf. also des Places, loc. cit.),
the first 4X’ being taken in connexion with the second; the study is not
to be of sensible numbered groups, but of “the whole coming-into-being
and potentiality of increase of the odd and even”.
It seems best to understand Sbvapıv after 6onv, but in a somewhat
different sense from dvvanews, because it would be grammatically
awkward to make Guvauewc the antecedent of Scyv without making
yevésews so too, which would not make sense; but we must assume that
it was the proximity of Suvauews that made Plato omit Suvautv after 6onv.
yevecewg is not easy to interpret. Aristotle tells us of the generating of
numbers from the One and the Indefinite Dyad, and perhaps something
of the sort is referred to here. What seems certain from the rest of the
passage is that Plato is thinking mainly of the Sbvauc (in whichever
sense) of the numbers when already generated, rather than of their
generation.
2. 990d1-e1 tabra de pabdvete... yeyovdtec.
This must be treated as a single unit, because there are disagreements
over its punctuation. O. Becker (QS 4 p. 191), in an article which
brings in part of our passage, suppresses the fullstop after ouvvoeiv, and
the Sì between puetà and tabrmy,
and inserts an ¿ori after Oadux
Página 6
Ver en el PDF(se abre en una ventana nueva)(deleting the ¿ori before d:apavyjg in the previous clause).
He takes
è 87 dabya 5 to have a forward reference, his general interpretation being
that four studies are in question, arithmetic, geometry, stereometry and
harmony, of which the first two have been known for a long time, while
the last two are new and therefore of special significance. While this
view no doubt has its advantages it would be better to translate the
received text if we can, and to give è 3) Vaya a forward reference
destroys the grammatical connexion of the sentence with the one before.
It would also seem more natural for this interpretation that the next
clause should start robe yap &vonolous rather than tobe Sì dvouotoue.
As a second and less satisfactory course Becker suggests putting a stop
after yeouerpia and enclosing uetà de rabrnv in brackets or commas;
this would get rid of the è 87 Bava difficulty, and avoid excising dè, but
the bracketing is awkward, and it is hard to see why the geometrical
assimilation of numbers should become any clearer to a person who
knows stereometry. Keeping to Burnet’s text we shall have to supply
some such word as pabytéov (Müller) with tobe reis ndEnuévoue. 6
The more well-known textual difficulties towards the end of this
passage do not seem to disturb the meaning so much. I have translated
Burnet’s text, and Toeplitz does so too. Des Places, who dislikes tabty
as referring to étépa téyvy,
and the absence of a subject for ôuotot,
reads with Z robs dè dvopoloug ad yeyovóras Eripa téxvn duotoî duota
TAUTY, NV ON otepcouetplav..., TabTy referring to geometry. Stallbaum
and Müller follow A and O (against L? and Theo of Smyrna) in reading
yewpetptav for otepsoperpiav, and it has been suggested to me that this
is supported by 87; this reading will cause no trouble so long as we
keep
6puota
(or éuoix,
according as we read érépa téyvn or &repa
Téxvn) instead of, or as well as, 6uotoî.
The general doctrine of the passage is wellknown. Two numbers are
6yotot when each of them can be represented by a rectangle (if it is
split into two integral factors) or a rectangular solid (if it is split into
three integral factors) whose dimensions correspond to these factors, and
these rectangles or rectangular solids are geometrically similar to each
other (Tht 148a, H. Raeder: Platons Epinomis, pp. 56-7, des Places,
p. 548, Toeplitz: QS 2 p. 334ff.). (Another sense of &uouoc, in which a
number is óuotos if it has symmetrical factors, i.e. if it is a perfect
square or cube, is mentioned by Becker (QS 4 p. 185ff.), who supposes
it to underlie Rep 5465.) But obviously only a very few numbers are
Goto.
in this
(the first) sense
(dvteg Spotor KAANAoıs oboe, as Plato
puts it), and the purpose of geometry and stereometry is to assimilate
Página 7
Ver en el PDF(se abre en una ventana nueva)the others: Toeplitz points out that it is not at once obvious that a number
which can be factorised in different ways (e.g. 30 = 6 x sor3 x
10
15) will be similar to the same numbers in each case, and,
drawing attention to Euclid’s proof that two numbers are similar when
and only when they are related to each other as two squares, he thinks
the “assimilation” of two numbers means the constructing of squares (or
cubes) which bear the same ratio to each other in area (or volume) as the
two numbers do, and that 1 and 2 are assimilated by squares in this sense
in the Meno, while the Delian problem is to assimilate them by cubes.
In general this seems to be undoubtedly the right interpretation, but it
is not necessary to limit it to squares. The general principle of finding the
geometric mean between two lines by laying them end to end as the
diameter of a circle and dropping the perpendicular from the circle to
their meeting-point (see Toeplitz: QS 1 p. 3ff. ($ 1)) can be used equally
well to enable one to construct a rectangle which will be similar to a
given rectangle and which will stand to it in area as two given lines stand
to each other.” Thus if we have the number 6 expressed as a rectangle
whose sides are 2 and 3, we can take the number 13, which cannot be
expressed as a similar rectangle so long as it is factorised integrally, and
express it as a similar rectangle, whose dimensions, however, are surds.
Stereometry will do the same thing for numbers which when viewed as
solids have become dissimilar again. Why this word “again”
(xò)?
Presumably what is meant is that if after constructing our two rectangles
of areas (say) 6 and 13 we try and turn them into volumes of 6 and 13,
we can in the first instance only do so by giving to each of them. unit
height, which will of course make them dissimilar again, because the
larger one will be too flat. To remedy this we must raise its height and
lessen its other two dimensions, while keeping them in the same mutual
proportion. This can be done be stereometry.8 (That it can be done,
whether or not this solution “counts”, is shown by Archytas’ solution of
the Delian problem (T. L. Heath: Greek Mathematics, Vol. 1), so that it
seems better to take ôuotot
as indicative
and not, with Becker, as
optative (“môge er durch eine andere Kunst ähnlich gestalten”).
A
further minor difficulty in translation is to know whether to take épotovc
after Tf orepe& pbceı as technical or non-technical; the frequent use of
the word in the context, and the presumably technical use of &vopotoug
in the next clause, might suggest that it was technical here too; but the
fact that the numbers mainly to be studied are those which are not
similar until they are made so, coupled with the absence of d¿ANhor and
the awkwardness of the dative, 1% otepeà quo, perhaps makes it best
Página 8
Ver en el PDF(se abre en una ventana nueva)to take it as non-technical. With the technical meaning the phrase would
mean: “study numbers with respect to their similarity (sc. or lack of
it) in the third dimension”).
3. 990€ 1-4 è dE Delov... rica N odore.
It is not easy to know whether to give è dè 0etov a forward or a backward
reference. Becker gives it a forward one, as he does to è 5h daöu«, and so
does Toeplitz. This makes the sentence rather awkward grammatically,
since the &ç clause has to serve as the antecedent of è, although one would
naturally take it with totic éyxaBopéat te wat Suavoouuévors, and I have
preferred to give it a backward reference, as this helps to unify the
passage, and relates the study of stereometry to what is coming.?
The next difficulty concerns Suvéuews. Reference to Liddell and Scott,
and Ast, shows that the mathematical meaning of this is normally
“root”10 or “power”, though Philo uses it for “product”; it seems to
mean “that which is potentially something” or “that which something
potentially is” (cf. Becker: QS 4 p.
185ff., who quotes Proclus: in
Remp. 51.9ff. in interpreting Suvéueva and duvactevdueva of Rep 5465).
The very fact that it covered both these meanings suggests that the use
of it can hardly have been very strict11, and it would seem difficult if not
impossible to take it strictly in either of these senses in our present
passage. We only seem to have one instance of a square (4 = 2?) and one
of a cube (8 = 23), but we have mention of the number one (&v rpòg duo,
99142), and of the step from 4 to 8 (or else from 1 to 8; 4 $” sig +d
ctepeòv, 991 a 3). But the geometrical use of Sbvapuc in connexion with
the process of squaring seems to depend on taking a line as being
potentially a square, and as becoming a square when drawn out into the
second dimension (cf. Leg 894a), and it seems to be part of this view
that in just the same sense the point is potentially a line, and the plane
potentially a solid; otherwise the symmetry which gives the view its
attractiveness disappears. (Cf. Stenzel: ZG 9412: “Das, Können’ besteht
gerade in dem Produzieren der nächsten Dimension”. Stenzel refers to
Tht 148 b). It seems reasonable enough to add that a point is potentially
(though perhaps only indirectly so) a solid, and so with the other cases.
This view would enable us to say that any one of the numbers 1, 2, 4, 8
is a düvautç with respect to any of the others, though primarily only with
respect to the terms standing next to it in this series.
The natural interpretation of hg è évavtiag tabry will on this view
be the number with respect to which the Süvauc is a Sbvautc, or the
correlative of the Sövauıc. Des Places seems to incline tentatively to this
Página 9
Ver en el PDF(se abre en una ventana nueva)view (“Ce pourrait être la racine”, p.
tempting step of deleting ¿£.
549), and Müller takes the
(The rather radical alteration of Theiler
(Gnomon 1931 p. 345n3), who reads 10 2& évavrias for tho && Evavriac,
seems to be without authority, and it will be better to interpret a safer
reading if we can.) Van der Waerden (Hermes, 1943, pp.
185-7) translates:
“die Kraft und die aus der Gegensetzung zu ihr... resultierende Kraft”,
which he does not comment on in detail, but which if taken literally
would suggest a noun évavtta, like ¿vavriórnc, which does not seem to
exist. If we are to keep 2& the only alternatives seem to be to supply some
feminine noun (like y&pa) meaning “region” or “direction”, or else to
understand Suv&pewc again after évavtiac and to take 2& in a vague sort
of way as meaning “formed out of” or “consisting in” (“that Sévautc
which consists in (or is) the opposite
Sbvaus to this”). Taking is
Suvápews and Tis È évavtiag as correlatives in this way makes it unnecessary to consider which is root and which power (or which is lower
term and which higher term).13
Toeplitz takes Süvauiç in quite a different sense, as “Wirkungsweise
(Art zu functionieren)”, and this is followed by Van der Waerden, who
takes the Sivauic to be the power (in the ordinary, non-mathematical
sense) of the double in creating the 3urAdorov series, and the converse
to it as the power of inserting means; in other words both these writers
take Suvautc in the non-mathematical sense.14 In interpreting BinAdotov
Van der Waerden recalls the Euclidean use of 3urAaciwv A6Yoc to signify
the squaring of a ratio (Mathematische Annalen, 118, (1942), p. 287;
Euclid 8.8, 18), and says that sentence 4 of our passage has to do with
squaring, and sentence 5 with the converse process of inserting means,
and in particular the arithmetic and harmonic means, the geometric
mean underlying sentence 4 (Hermes, 1943, p. 186, n. 1). But there are
difficulties in this. Euclid uses StrAaotwy to signify the square of a ratio,
but he uses rpurhacio to signify the cube (Euclid 8.9, 19), and there is
no reference to a tpimAdotov here, though there is a reference to a process
“from 1 to 8”. The theory seems to be that Sivaytg refers to the multiplication of ratios, of which the particular case where they are multiplied
by themselves (8inAccrov) is being used here. In this case we should
expect the converse process to be the division of ratios; but this is not
altogether satisfactory as a term for mean-building, for though the
arithmetic mean is obtained by dividing the sum of the extremes by two,
and the harmonic mean by dividing the product of the extremes by the
arithmetic mean, the geometric mean is not obtained by dividing at all,
but by taking the square root of the product of the extremes, and taking
Página 10
Ver en el PDF(se abre en una ventana nueva)a square root does not seem to be a special case of division in, the sense
that squaring is a special case of multiplication. In any case is it not very
vague to talk about the faculty of multiplication and the faculty of
division “revolving about the double” when what is meant is that the
particular multiplication in question is multiplication by itself, or by two
(according to which view one takes)? (It is true that in the first sentence
of our passage Suvéuems is used in a sense related to, but not identica
with, the technical sense. This merely seems to support Souilhé’s view
of the vagueness of the term.)
&vaAoyta means primarily mathematical proportion (Tim 31c, 32c). It
is also used of the three progressions, and of proportion generally and
analogy, and later was used for relation, correspondence, or resemblance
(Liddell and Scott; cf. also Stenzel: QS 1 p. 34ff.). It seems to be
generally agreed that in our present passage
xaf”
Éxaornv dvaroyiav
refers to the three types of progression, arithmetic, harmonic and geometric, though it is worth nothing that it probably could be used to refer
to the three instances of the dixAcctov ratio mentioned in sentence 4, in
which case the subject of y in sentence 4 (and presumably therefore in
sentence 5) would be dvadoyta rather than (as I shall suggest) Súvayts though in this case we should perhaps rather expect xa0’ Exaotov Adyov
instead of 400”
Extornv avaroytav. What is not so generally agreed is
whether x«0’ ¿xdornv dvaroyiav is to be taken with Tic è Zvavrias
cavi (Toeplitz, Van der Waerden), or with orpepouévne (des Places),
or with arorunoüraı ráca + pbcıs (Müller, Boulliau (apud Stallbaum)).
anoturottat
is taken as passive by Boulliau and Toeplitz (though
Toeplitz thinks it might have an active sense, with eldog xal yévos as
object, the sense being the same), and as middle by Van der Waerden,
des
Places,
Müller,
Taylor
(apud Harward),
and
Stenzel.
Stenzel
(ZG 100) argues that Plato uses the termin the middle on the other
occasions when he uses it (Leg 681b, Tht
191d,
Tim 39e), and that the
last of these is especially significant. But because Plato uses a verb in the
middle on three occasions he need not necessarily be using it in the
middle on the fourth, and a striking difference between Tim 39e and the
present passage is that there the subject is the Demiurge, and here nica
7) oo; it is one thing for the Demiurge to do the stamping, but another
thing for Nature herself to do it. Also why ráca à gior? Surely there
is no reason to emphasise that the whole of Nature does the stamping —
but it would be much more relevant to emphasise that the whole of
Nature was stamped, and not just one part of it (such as numbers, as
Plato’s readers might have expected from the talk about Sivauc and
Página 11
Ver en el PDF(se abre en una ventana nueva)Sırıdarov). If axotumottat is then to be taken as passive we are left with
the questions: Is the subject nica % quote, or elSoc xal yévos, m&oa à pborc
being an explanatory apposition (or even spurious; Reuther, quoted by
Stenzel: ZG 99n)? If the former, is elSoc xat yévoc an apposition, or an
internal accusative (“stamped into species and genus”)? Stenzel, as is
well-known, lays considerable stress on this passage for his triple
diaeresis theory, and des Places says one can go further, and that in each
number there are two constitutive elements, the genus (the Great and
Small) and the specific difference, or species (the One). Whether these
or similar interpretations can be accepted cannot be decided on the basis
of this passage alone, and all we can do at the moment is to point out
that, whereas it is not necessary to take &xotumodrat as middle in order
to support Stenzel’s view, it is also possible that the phrase etdog xai
yévos is an innocuous apposition (possibly underling räox: “all Nature,
both species and genera”). A minor point is that on the technical interpretation of Stenzel, and others, one might perhaps have expected
yévos xai eldog instead of eldog xaì yévos, the things which are being
stamped being written in the order in which they are being stamped.
Toeplitz however takes d&xoturotta: to mean not “stamped out” but
“mirrored” or “typified” (abgespiegelt), and considers that the double is
used as an example in the various spheres that are mentioned in our
passage, since the “assimilation” of 1 and 2 in the Meno gives an example
of plane assimilation, and the Delian problem of doubling a cube gives an
example of solid assimilation. But to this there are two objections. It is
surely not in accordance with the usual meaning of &roruroöode:, which
at its other Platonic occurrences (Leg 681b, Tht
191d, Tim 39e) seems
to mean
“typify” or “give an
“stamp out” or
“impress” rather than
example of”. Secondly, in the final sentence of our passage, which, whatever its detailed meaning, obviously refers in some way to music and
harmony, the double has a significance in its own right, and not merely
as an instance of a wider set of ratios, for the octave, when one listens to
it, at any rate seems to be a fundamental datum of harmony, and not
merely something imposed on it for the convenience of theorists.
We still have not considered the meaning of otpepouévys, and this
brings us to the general interpretation of the whole sentence. What can
it possibly mean to say that the root and the power, or the lower and the
higher term in a series, “turn about the double” ?15 One thing that suggests
itself (especially in view of det. This need not have anything to do with
infinite series, but certainly implies that whatever is happening happens
more than once. It may be no more than a reinforcement of x0’
Página 12
Ver en el PDF(se abre en una ventana nueva)£xdormv &vadoytav, if this is taken with otpepopévys) is that the situation
is not just a static one, with two Suvéuers and a SimAdorov between
them, but that there are either several duvduerc and GirAtoux, or anyway
a Suva and its correlate and a SirAdotoy appearing in several positions.
This can best be accounted for if we are considering a series. xa0”
£x&orny (rather than éxatépav) &vadoyiav suggests that not less than three
types of proportion are being referred to. If we construct a scale where
each term is half its successor (i.e. its successor is StrA&otov), and then
put in the three means, we can write down three scales as follows:
Arithmetic:
I
14
2
3
4
6
8
4
4/2
Geometric:
I
[2
2
2/2
8
Harmonic:
1
1$
2
2%
4
53
8
Now it is obvious here that not only are the basic terms in each of these
series (i.e. 1, 2, 4, 8,) ina StrAdotoy relation, but the mean terms in
each series are so too (3 is twice 14, 2/2 is twice 2,
23 is twice 14),
and so if the Súvapic and its correlate can be treated as general terms for
any terms in the basic series (1, 2, 4, 8) then it might be said that the
Süvauic which occupies each position in this series in turn, “revolves
round” the intervening means, which also form pairs in a SrAdotoy
relation. The same could be said of course about the correlate to the
Suvaptc, and similarly the means can be regarded as the Sbvauc and its
correlate, revolving round the terms of the original dimdcouov series.
This is not a very exact account, and it would only apply to the series
looked at generally, and not to the first step (14, /2, and 14 are not
doubles, though they are, in a looser sense, terms in the StrAdotov
relation, in that they are halves), but it does pay some attention to the
meaning of the terms involved, and seems no more metaphorical than
such a passage as Leg 894a. It will now be seen that it is best to take
xa exaotyy dvaroyiav with otpepouévys.
To have taken it with the
succeeding phrase would have been awkward because it seems most
obviously to refer to something mathematical rather than to the physical
or metaphysical world that is somehow being derived from or compared
with the mathematical one, while to take it with ig ¿£ évavriac tadry
would suggest that the Súvapus and its correlate were the basic term (x)
and the mean next following (=, jzx, or 5), but though the pro91
Página 13
Ver en el PDF(se abre en una ventana nueva)portions AuröAtov and
Erirpirov
shortly to
be
mentioned there
seems no way in which the geometric mean (/2x) could be referred to
without mentioning both its extremes (x and 2x), and not merely the
lower one (i.e. to mention the geometric mean one must mention three
terms, the mean itself and its two extremes, but (in the case of the
double) the other means can be named by reference to the lower term
only — one-and-a-half, one-and-a-third; 2 is not one-and-an-anything).
Also this interpretation would weaken the force of Sdvautc (if my
interpretation of that is right), since there is no particular sense in
calling a mean the correlate of the lower extreme; and anyway the
Greeks had a perfectly good word for “mean” (yécov), but did not have
a fixed terminology for distinguishing between roots and powers, or
lower and higher terms.
4. 99121-4 N Lv dh rem... Ötaropeudeioe.
The first difficulty here is to decide whether the antecedent of 4 (which
presumably has the same antecedent in its three occurrences here, and
also, unless there is an extreme stylistic barbarity, in sentence 5) is
Sovautc (Toeplitz, Van der Waerden) or ¿vadoyia (Müller, Stallbaum,
des Places, Taylor (apud Harward;
cf. also Harward’s note ad loc.)
Stenzel translates the subject of Suaropeudeioa as “Kraft” at ZG 99, but
writes avadoyta for it at the top of p. 93). It presumably is not gior. If
it is &væAoyix, and the sentence is meant to carry on from the last one, it
would seem that we should have to assume that rp@Trn was answered by
n de Surkactov in sentence 5, in order to keep to our decision to refer
exacta to the three types of proportion, for arithmetic and harmonic
proportion are obviously mentioned only in sentence 5. This would
involve saying the SirAdotov dè... and % 3” eig td orepeóv ... clauses
were parenthetical — but it seems much more natural to take them as
answering por, and this in turn would suggest it is these three clauses
that are explaining éxdornv; but we have already seen that, though this
is not perhaps impossible, we should really expect xa0” éxaotov Adyov
rather than xa” ¿xdorny dvaroyiav. Toeplitz and Van der Waerden,
who take the antecedent to be Súvapic, both take Sbvauc in the nonmathematical sense of a “Wirkung” (Toeplitz) or “Kraft der Verdopplung” (Van der Waerden) an interpretation whose difficulties I have
already discussed.
On any interpretation this sentence is probably the most difficult to
interpret in detail, but perhaps taking Súvapuc and its converse to mean
higher and lower term in a series (and in fact, in the present context,
Página 14
Ver en el PDF(se abre en una ventana nueva)just “term”)!6 we can, despite the awkwardness of the phrase 4 xarà
Súvapiv otca Stvaytc, find an interpretation that is open to less objections than those so far considered. Both Toeplitz and Van der
Waerden take tod dumAactov as forming part of the subject with 7;
grammatically this is perfectly possible, but the appearance of dirAdcotov
as predicate in the two following clauses suggests that it should be taken
as predicate here too.17 Van der Waerden explains the general sense of
the sentence as being that if one doubles a line one has a geometrical
image of the numerical ratio 1 : 2, while if one doubles the side of a
square one has the surface-ratio 1 : 4, and if one doubles a solid in each
of its dimensions one has the ratio 1 : 8. This seems to be very near the
truth, but how does it work out in detail, on the present interpretation
of Sovautc?
The words qepouévn and
Staropevdetoa
(and
also otpepouévng in
sentence 3) suggest that this Süvaurc is something which moves. Now we
know that the notion of a point “moving” so as to generate a line, and
then this line moving so as to generate a plane, was a common one among
the Pythagoreans, and a similar conception applies at Leg 894a, where
the initial ¿py remains the subject throughout the whole process. There
are really only the static terms, which are considered successively in
thought, but this thought is as it were hypostatised and considered as
though it were itself a term moving among the others and coming to
rest on each of them successively. In this case the occurrences of divaute
or its equivalent in the text will refer primarily to the term in the
Sırrıkaorov series which has been reached, but also secondarily to this
hypostatised moving term which has reached it. The sentence then
means that the first term is of the series of the double, being moved
numerically from 1 to 2 in ratio, while the term which is a power
18
(4 = 2?) is a double, and so again is the term which takes us to the solid
and tangible, having gone right through from 1 to 8. At first sight it
would seem that what was being referred to was just this generation of
the dimensions that is described at Leg 894a. But there are two reasons
whey such an interpretation would by itself be inadequate. Firstly, if
xa” Excotny avadroyiav does in fact refer to the three types of proportion,
of which sentence 5 seems to mention the arithmetic and harmonic, then
we are left with the task of fitting in somewhere some reference to
geometric proportion; and secondly, the earlier part of our passage dealt
with geometry and stereometry, with high praise of their usefulness, and
whether è dè Betov is given a forward or a backward reference, it is
desirable to find some connexion between the earlier part of our passage
Página 15
Ver en el PDF(se abre en una ventana nueva)and this later part. It is also necessary to suppose that
in writing this
sentence Plato was doing something more useful
than merely writin
down part of the two-times table. The words xatà Aöyov suggest
that the
first change has something to do with a ratio, and xar’ «prov
suggests
that this first clause refers to ordinary numbers (the
rpérov uéfnux of
sentence 1, leaving the other two clauses to refer
to geometry and
stereometry respectively, all of which leads
us to Van der Waerden’s
conception of a line which is doubled, only perhaps
it will work out
better if we say there are two lines, one of unit length
and one of length 2,
which are to be compared. If we make squares on both these
lines, these
squares will bear to each other the ratio 4 : 1,
which is double the
previous ratio of 2 : 1, and similarly if we make
cubes on these Squares
we get the ratio 8 : 1, which is again double 4 : 1 (this
seems a slightly
better way of putting it than Van der Waerden’s, who
says that if one
doubles a cube in each dimension one gets the 8 : 1 ratio,
because if the
last clause meant this it would hardly be a step
cic! rd orepeóv, since
the whole process would be ¿y té oteped the whole
time; therefore it
seems better to make the third clause refer to a process
which arrives
at, but does not start from, a cube — though of course the
underlying
point is the same). This last process one might strictly
expect to be
described as &nd tettapav eic xt rather than ap’
évéc, but here we
must notice the difference in tense betwee
n SianopevOetox and the
preceding gepouévy; our hypothetical moving
term arrives at this last
term “having gone (during the whole process, and
not only this last
stage of it) right through (ux-) from 1 to 8”%; the
phrase is a sort of
summing-up of the whole process. The significant
point is that a numerical
ratio which is a double will become doubled again
when squares are
formed on the lines which are its terms, and yet
again when cubes are
formed
; this implies that in order to find Squares
and cubes which are
double other squares and cubes in area or volume
one must seek the
geometric mean or means, and it is just
that that geometry and stereometry help us to do, geometry by the process referr
ed to by Toeplitz:
QS 1 p. 3f (8 1), and stereometry by Archytas’
solution of the Delian
problem. Hence geometry and stereometry are
Osióv te xal Davyaoróv
to those who understand this later part of the passage
. In so far as these
geometrical and stereometrical constructions
enable one to construct
squares and cubes in any ratio, and not merely
in that of double, the
selection of &v mpd¢ duo for the first clause is arbitrary,
and to that extent
Toeplitz’s “Abspiegeln” theory is right. The selection of
the double for
this purpose no doubt depends partly on the symbol
ising of the dimensions
Página 16
Ver en el PDF(se abre en una ventana nueva)by 1, 2, 4, 8, and partly on the real part which the double plays when we
come to harmony in the next sentence.
5. 991a5-b4 N SE SixAactov ... SeSouévn.
Comparison with Tim 36a 2-5 and Archytas: Fr 2 (Diels) seems to make
it clear that the words from tows to bnepeyéuevov are a description of the
arithmetic and harmonic means (Toeplitz,
QS 2 p.
286ff; Müller’s
rejection of tò È’ Étepov ... Smepeyduevov as a gloss, repeating what has
gone before, in which he follows Ast, seems quite unnecessary, but it
has been suggested to me that tows Si...
tod ueltovoc refers to the
geometric rather than the arithmetic mean.
This might seem to be
supported by the definition of the three uéoa in Archytas: Fr 2 (Diels),
to which Reuther refers in interpreting the passage (see Stenzel: ZG 99).
Archytas says that in arithmetic proportion the interval between the
greater terms is less than that between the lesser terms, and vice-versa
in harmonic proportion, while in geometric proportion the intervals are
equal. But his basic definitions of arithmetic and geometric means are
respectively
as
tpitov Ümepéyet
follows:
& mp&tog Seurépou Srepéyer, toute DEUTEPOG
and
è
olos
npäroc
moti tov Sebrepov, xal 6 DEÚTEPOG
moti tov tpitov. Now it is possible that Plato was bent on describing the
ways in which each of these means was equally removed fromits extremes,
the geometric mean being so in the sense described in Archytas’ riders,
and the harmonic in the sense described in our text; but on the other
hand the use of Sepéyerv (which occurs in the definitions but not the
riders of Archytas) in the description of the harmonic mean at least
suggests that the same concept is to be understood in the description of
the other mean, and this suggestion is strongly supported by the use of
ruóMov in the following parenthesis, if that parenthesis is to have any
relevance at all).
Plato now turns explicitly to dealing with the means, and with the
arithmetic and harmonic ones because he has already implicitly discussed
the geometric mean (cf. Van der Waerden, p.
186 n. 1). We have
already seen that the series of the means, like the series of the extremes,
is itself a SirAdotoy series, so that it would be possible to take SirAxotou
with % as part of the subject, as is usually done, but it seems much easier
nevertheless to take duxAactov with uécov, since in the harmony that we
are about to discuss the arithmetic and harmonic means are in fact
between extremes which are of the form x : 2x. Moreover if we take
dirhactov with y it is difficult to see what answers the uév — one would
expect a dè clause with some contrasted subject —, while if we take it
Página 17
Ver en el PDF(se abre en una ventana nueva)with pécov then the uév is answered quite naturally by the 32 after toux.
Theiler (Gnomon, 1931, p. 345) sees the difficulty when he says that what
we should expect is: 7 38 SimAuotov [pév] eis péoov, tows [SE] <td uèv
(sc. T@v péawv)> Tod EAdrrovog TAgov... On the present interpretation,
however, there is no need to alter the text. Possibly my interpretation
is also favoured by the lack of an article before Simdactov, since it is
easier to talk of a term going into the middle of “a” double rather than
to talk of the power of “a” double. We should understand some word
like
fatvovoa
(cf.
ouvéfn below)
after
pécov;
the aorist,
ouvéBn,
presumably signifies merely that a particular example is being given.
Van der Waerden’s interpretation of this sentence follows a suggestion
by Tannery, which is that, after dividing the octave at the harmonic and
arithmetic means to get the fourth and fifth (Mese and Paramese), one
should then take a fifth down and a fourth up from the Mese, and divide
these, which will give the Enharmonic Lichanos and the Trite respectively, for all the ëriéptov intervals (i.e. those where the numerator
exceeds the denominator by 1) up to the tone (9 : 8) are found in the
three scales (Enharmonic, Chromatic, Diatonic) mentioned by Archytas
(apud Ptolemaeum), 5 : 4 and 8 : 7 between neighbouring terms in the
Enharmonic and Diatonic scales respectively, 7 : 6 from the Mese to
the Trite common to all the scales, and 6 : 5 from the Mese to the
Enharmonic Paranete. Van der Waerden’s article is on Pythagorean
music in general, and his purpose in bringing in the Epinomis at all is
just to give textual evidence for this otherwise textually unsupported
hypothesis of Tannery. Our sentence means, he says, that “dieselbe
mittelbildende Kraft, die bereits die Verhältnisse 3 : 2 und 4 : 3 hervorgebracht hat, nun noch einmal von der Mitte aus auf diese beiden
angewandt wird” (p. 187). Unfortunately Van der Waerden’s commentary, in the bare two pages which he gives to the whole of sentences
3, 4 and 5, including text and translation (pp. 185-7), is not at all clear
in detail. It is hard to see how he can translate SirAaciou uèv ele uécov
as “Was nun endlich die (Kraft) der Verdopplung anlangt, die sich nach
der Mitte wendet”. If 3urAaotov is to be taken with % the phrase must
surely for Van der Waerden refer to the squaring of ratios, which hardly
seems to come into this process at all, and it would seem much easier
for him to take SrAxotov with u£oov (in fact it was his interpretation
that suggested to me that this should be done). It is also not clear how his
interpretation quoted above fits with his interpretation of tobtwy abtév
év té peo: “von eben diesen (Verhältnissen) in der Mitte (stehend)”; he
explains that the “Verhältnissen” are the fuéAtov and ¿xbrprrov just
Página 18
Ver en el PDF(se abre en una ventana nueva)mentioned, and not, as Toeplitz thought, 8 and 9, and he presumably
means that the power, which has just created the jysdAcov and ¿xtrorroy,
now stands in the middle of each of them and faces both ways. But the
fyutóMov and Ertrprrov in which the power stands are not the jurdrtov
and Ertrprrov just created, but a new fifth and fourth created by going a
fifth down and a fourth up from the Mese. To divide in this fashion the
Autékov and éritpirov just created will not give any of Archytas’ scales
at all. The sense in which the ¿xuuóptov intervals up to 9 : 8 are called
the fundamental intervals of Archytas’ three scales also seems to be rather
a vague sense; it is true that they all occur somewhere in the scales, and
that each of the scales contains some of them, but a lot of other intervals
occur too, and they do not seem to occur in a very systematic fashion.
The three scales of Archytas which Van der Waerden quotes are built
with tetrachords of the following intervals (going from Mese to Hypate21) ;
E:
5:4,
C:
32:27,
Dj:
9:8,
36 : 35,
243 : 224,
28
: 27
28 : 27
8 : 7,
28
: 27
Later, after he has finished his discussion of the Epinomis, he mentions
three other types of Diatonic scale:
Di:
9 : 8,
9 : 8,
256 : 243
Dm:
8:7,
10 : 9,
21 :20
Ds:
10:49,
9 : 8,
16
: ı5
Of Archytas’ three scales 22, as quoted by Van der Waerden, only E
contains a harmonic progression (M, Pn, N), except of course for the
progression (H, M, N) common to all the scales; both E and D, contain
arithmetic progressions (L, M, Pn in E; Ph, L, M and M, T, Pn, and T,
Pn, N in D,), and if one takes the cumppévov scale (i.e. the one where
the tetrachords have a note in common, as opposed to the Bieteuyuévov
scale, where they are separated by a tone) from Pm to M of the octave
above, whose H
is the original N, D, contains a harmonic progression
(T, Pn, Ph) and another arithmetic progression (Pn, Ph, L), while E
contains another harmonic progression (Pn, N, M) and another arithmetic progression (Pn, L. M). The C scale however contains no arithmetic
or harmonic progressions at all (except those common to all the scales),
in either its dveCevypévov or its cuvyuuévov form, though, like D, and
the ovvnuuevov form of all the scales, it does contain geometric progressions. We can if we like consider D, as defined by the continued
arithmetic progression (M, T, Pn, N), E as a variant which includes the
pure major third, but keeps the T of D,, and Cas defined by the geometric
progressions (M, Pm, Pn) and (L, Pm, N). It istrue that we can get
Página 19
Ver en el PDF(se abre en una ventana nueva)EPn by dividing M-N harmonically at Pn, but this does not give us the
other member of the tetrachord, T (and hence Ph), and does not itself
account for the words en’ augétepa. It is interesting, however, to note
that the scale which comes nearest to being generated by a harmonic or
arithmetic division of the utéAov and éxitertov is Ds, which Van der
Waerden says (p. 189) does not appear until Didymus, writing about
50 A.D. In this scale L is the harmonic mean between H and Pm, and T
is the harmonic mean between M and N.
What then shall we say that the Epinomis sentence does mean? Van der
Waerden takes robrav aùréiv to refer to the proportions 1} and 14,
because these have just been mentioned. But they have been mentioned
ina parenthetical clause giving an example, and it seems just as permissible to refer robrwv adróv to té&v &xpwv avr 23, also called rd ZAattov and
To uettov, in which case robrwv adrév év 76 ptc will perform the natural
function of taking up again what was said at the beginning of this rather
long and complex sentence, that the Sbvaut¢ goes into the middle of the
double (i.e. the octave). If now we want to interpret the sentence as
referring to the generation of a whole scale, would it not be better to
take that scale as being D,, which appears in the Timaeus, and which
Van der Waerden himself says Plato favoured (p. 190), adding that this
depends on a conservatism which is especially apparent in the Laws (to
which the Epinomis is after all closely connected)? D, is constructed by
going a fourth up from M
and thena fifth down, and then another fourth
up and fifth down (Van der Waerden, p.
189).
This interpretation
would fit better with ¿vadoyia rather than S3úvayr (in either sense) as the
subject of the sentence, though it would not be impossible with $övagız
as subject. But need the sentence in fact refer to the whole scale at all?
Need it refer to any more than the four basic notes, H, M, Pm, N?
Granting that a theory which can bring in all the notes has much to be
said for it, yet all we really need is something that will account for the
final words of the sentence, from toig dvdpanoıs abupwvov ypelav to
Movoüv Sedopéwn?4 — in fact the key words are obupwvov xal obupetpov
xpelav?®, since these express what is actually said to be provided (&revetparo); and since the octave, fifth and fourth are undoubtedly the most
fundamental intervals and harmonies of Greek musical theory, will not
these be sufficient to provide a “symphonious (=
harmonious) and
balanced practice”? They in any case provide the basis for the rest of the
scale, but Plato need not be referring explicitly to the whole scale here.
If we are looking for a safe interpretation, that does not go beyond the
evidence, it seems quite plausible to take otpepopévy émi,
98
“turning
Página 20
Ver en el PDF(se abre en una ventana nueva)towards”, as meaning “considered with respect to”, since it is when
considered with respect to one or other of the extremes that the means
create the harmonies (fifth and fourth) for which they are responsible.
That the point of the whole passage is to emphasize the mathematical
unity behind widely diverse phenomena is made clear by 991e:
6 de tpdmog Óde - Avayım yap TO ye togoltov ppdler
€
gi
,
e
9
7
N
,
e
!
räv Srey pate
co
?
apuduod te obotyua xal dpuovias obotacw dmacav Tic te TOV dotpwy
mepıpopäs Thy duoroyiav olcav ulav drévrov dvapavivar Set tH xard
f
LA
f
#
EA
a
A
>
~
>
à
#
rporov wavOavovtt, pavhostar de, dv,
è Aéyouev, dpOdc tig eis Ev BAéTOV
pavdavy - Seopös yap nepuxas révrov téutev ele évapavhosrat Mavooupévols - ei 8° Ks Ts tata petayerprettal tic, tiynv Set xaheiv, donep
Hat Ayopev.
“And the method is this (for this much we must state): Every geometrical figure, and scale of numbers, and the whole system of harmony
and of the revolution of the stars — the oneness of the agreement of all
these must become clear to him who learns by the method, and it will do
so if, as we say, one learns rightly by looking to unity; for to those who
consider the matter there will appear a single bond naturally linking all
these things — and if anyone practises these things in any other way one
should attribute (his results) to chance, as we maintain.”
What our original passage says, in brief, is that we must study the
workings of the universe as exhibited in astronomy; this will involve
arithmetic, geometry and stereometry, which will appear wonderful
sciences to those who understand the theory of proportions, which is so
important in music.
Three connexions are asserted here, between astronomy and mathematics (arithmetic, geometry and stereometry), between mathematics in
this sense and the theory of proportions, and between the theory of
proportions and music. The first and the last of these connexio
ns are
tolerably obvious. Harmony depends on the theory of proportions, and
astronomy involves mathematics, and especially arithmetic,
which is
TO péyiorov as well as tò mpéitov (990c 5); geometry and stereometry are
brought in primarily because of what is coming. It is the connexion
between these latter and the theory of proportions that is the most
difficult to see the full point of. We have seen that probably the best
solution is to follow up Van der Waerden’s suggestion that sentence
4
deals with the geometric mean and sentence 5 with the arithmetic and
Página 21
Ver en el PDF(se abre en una ventana nueva)harmonic means, and to suppose that sentence 2 supplies the method by
which the geometric mean serves the purpose it does serve, that namely
of providing a mathematical link between the dimensions. Thus the
whole of Nature, in all its parts, is built upon the structural laws of
mathematics, where connexions are made by the geometric mean or
means (for the importance of means cf. Tim 31b-2c), and the formal
laws of harmony, where the connexions are made by the other two
means,
26
Various methods for connecting the third dimension with the others
were thought of, but the earliest achievement was that of Hippocrates of
Chios, which was in effect as follows (see T. L. Heath: Greek Mathematics,
Vol. 1):
A
D
c
€
Given a solid of side AB, to construct a similar solid the ratio of whose
volume to that of the first solid will be as AC is to AB.
Draw BD perpendicular to AB to meet AC in D.
Draw DE perpendicular to AC to meet AB produced in E.
Draw EC’ perpendicular to AE to meet AC (or AC produced) in C’.
By choosing a suitable angle at A, C’ can be made to coincide with C,
whereupon AB, AD, AE, AC will be in continuous proportion (by
similar triangles), and AD will be the side of the required solid. (A
method for getting the correct angle at A was first discovered by
Archytas, who used a complicated construction, involving the definition
of a point by the intersection of three surfaces, which does not concern
us here.)
It is tempting to try and relate this to the triangles in the Timaeus,
whose grades of size increase in the same way (see Cornford: Plato’s
Cosmology). Unfortunately however when AC = 2AB in our diagram the
angle at A is not 30°, as it is in Plato’s triangles, and the ratio of the
volumes of pyramids built out of his triangles of successive grades of size
8
would be not 2 : 1 but Da to I.
Somehow or other the double has come to play a large part in Plato’s
Página 22
Ver en el PDF(se abre en una ventana nueva)philosophy — probably because its important position in harmony and in
the symbolisation of the dimensions led Plato to choose it also as an
example when he was mentioning the basis of the relations between the
dimensions. Whether or not this double has anything to do with the
Indefinite Dyad, or whether Aristotle thought it had anything to do
with it, cannot be discussed here. But it is perhaps possible to suggest a
reason for the choice of the curious phrase “revolve about the double”,
which we explained above as referring to the SumAdctov series and its
means. If we take the means in question to be geometric means, and
remember the method by which Plato doubled a square in the Meno, by
constructing a square on its diagonal (which incidentally does not prove
that he did not know any more general method; his purpose in the
Meno was limited), we can draw a
series of squares, each of which is
double its predecessor, by means of a series of lines which represent the
SırrAkorov series with the geometric means inserted:
S
u
T
W
V
R
Q
O
P
X
If OPQR is a square of side and area 1, then OPQR, OQST, OSUV,
OUWX, forma series of squares of areas 1, 2, 4, 8, while OP, OQ, OS,
OU,
OW form a
series of lines of lengths 1, /2, 2, 2/2, 4. Any of
these lines, let us say OS, revolves round another line (OU), which is
itself a double (of OQ), to reach its own double (OW). This notion
would at any rate give some sense to the word “revolve”, which in nost
commentaries is left in some obscurity.
It can hardly be claimed that these notes solve all the problems of the
passage satisfactorily, or that everything I have said will meet with
general acceptance. What I do hope to have done is to have brought out
Página 23
Ver en el PDF(se abre en una ventana nueva)the main problems into the light of day bya detailed examination of the
grammar and syntax of the passage, and to have made explicit some of the
assumptions that are implicit in many of the commentaries on it.
London.
1] wish to acknowledge considerable help in discussions, references, etc., from my
former supervisor Mr. G. B. Kerferd of Manchester University, who also read the paper
at one stage. I have also had the benefit of several very useful comments and suggestions
from Professor J. B. Skemp and Mr. D. J. Allan. Finally I am grateful to my friend
Mr. I. P. V. Carter of Ferranti’s, Manchester, for mathematical help.
2 It is, I suppose, just possible that the Epinomis is a forgery and the mathematical passage
a deliberate piece of meaningless mystification. If so, the unity and coherence which I
think the passage contains would seem to show that the forger was more inspired than
he thought!
3 Hereafter called QS.
4 sauara L, Theo Smyrnaeus, marginal scribe on O: odyatog A O Stephanus.
5 The minor point whether Qxbya« is to be included with the subject or the predicate
does not seem to have any material effect.
6 I accept Bekker’s tele for the rpeïc of the mss.
7 Cf. P. H. Michel: De Pythagore à Euclide, pp. 505-8.
8 Cf. Bed del yewuetpet (Plut.: Symp. Bk 8 Qun 2). Plutarch ends the Question by
using the above theorem (which he attributes to Pythagoras) for a symbolic interpretation
of the Timaeus.
® The Loeb translation gives it a backward reference. Professor Skemp suggests è 5h
Beiov, which would certainly give an easier sense.
19 “Root” occurs only at Tht 147c-8d, but it occurs 6 times there.
1 J. Souilhé: Etude sur le Terme Sôvautc dans les Dialogues de Platon, pp. 105-6 calls its
usage in Plato’s time “un peu flottante”, though Tannery (quoted ibid.) would emend the
Theaetetus text. Souilhé does not mention our passage.
13 References to Zahl und Gestalt are to the first edition (1924).
13 Stenzel (ZG 101) follows Reuther in referring 2& évavtiag to tmevavtia, Archytas’
word for harmonic proportion (since if x, y, z are in arithmetic proportion, 1/x, 1/y,
1/z will be in (descending) harmonic proportion, and vice-versa). But Stenzel then
seems to assume that brrevavtla can apply to the reciprocals of a geometric progression
(i.e. to $, 4, }); but these are themselves in geometric progression, and in fr. 2 (Diels)
Archytas defines Úrrevavria
in terms of harmonic proportion. This, Stenzel says, is
because, though no doubt 2& &vavrias has reference to úrevavria, yet “zugleich soll
hier auch die eigentliche Bedeutung, die Entstehung dieses Terminus angedeutet
werden”.
14 Stenzel (ZG 101) refuses to identify 3évaytc exclusively with either the mathematical
or the non-mathematical senses.
15 In common with I think all commentators I prefer 6 mept (02) for boneget (AO).
With @onepel we seem to have three alternatives: (1) td SirAdotov is the object of
eyxadopúol te xal
Guavoouuévoic,
donepel
meaning
“as
it
were” (in which case
è Se Getov must have a forward reference, as there is no connective after rd SirAdauov).
(2)
+d dimidarov
is
the
object
of dmotumotrat,
éyxabopdat re xal Stavoouuévorc
being absolute (“a wonderful thing to those who reflect on it, as though nature were
Página 24
Ver en el PDF(se abre en una ventana nueva)stamping the double, while...”). (3) tó BirAdotov is the subject of dnorunodren,
ráca $ pbcıs being in apposition, the sentence otherwise being as in (2). None of these
seems to give a satisfactory sense. Perhaps bonepel arose through an error from dictation,
if it and © mepl were pronounced the same; cf. pls : tpetg above and Sìc : 8’ els
below.
18 This does not imply a general usage of Sbvaytg for “term”; the meaning is partly
shown by the context here.
17 Ficinus reads SirAdotov xatà divauiv odoa (i.e. omitting Se 4), and translates: “duplum
potentiam possidens”. This is not the usual text, and the fact that the first clause has
something to do with 2, and the last clause with 8, itself suggests a middle clause having
something to do with 4. The words méAtv ad in the last clause might suggest too that
something was being said for at least the third time, though Robinson (Plato’s Earlier
Dialectic, p. 172) denies any emphasis to this phrase, and Plato’s later style is in any case
well known to be prone to hyperbole.
18 At Tim 54b and Pol 266b xatà Sivaptv means “potentially”, being followed in each
case by a predicate (“potentially something”). Here, unless we adopt Ficinus’ reading,
it has no predicate. At Rep 587
d it might be taken as “potentially” with Sony ärécraoiv
as predicate, but it is perhaps better to take it absolutely, meaning “by squaring”.
Perhaps the present usage is derived from this: “That which exists (comes into existence)
by squaring”, or “which is a power”. Stylistically this would be hardly more barbaric
than many things which are to be found in the Laws and Epinomis.
19 8° gig margin of A2: Sig ALO.
20 Cf. the Loeb translation.
21 Abbreviations:
E = Enharmonic.
C = Chromatic. D! = Diatonic tonaion (Archytas’
Diatonic). D? = Diatonic ditonaion. Dm = Diatonic malakon. Ds = Diatonic syntonon.
H = Hypate. Ph = Parhypate. L = Lichanos.
Pn = Paranete.
M = Mese. Pm = Paramese. T = Trite.
N = Nete.
22 The following and similar facts will become clear from tables giving the intervals
between each pair of notes in each of the various scales. I give here, as an example, the
Synhemmenon form of the Enharmonic scale; the rest (excluded for want of space)
can easily be constructed.
E:
Pm
T
Pn
N=H
Ph
L
M
I
28
16
4
112
64
16
27
15
3
81
45
9
I
36
9
4
48
12
35
7
3
35
7
5
35
4
5
4
27
3
3
Each fraction here represents the ratio between the note in whose column it occurs and
the note in whose column the figure 1 in the same row occurs. E.g. the ratio of L to T
is 48/35.
23 Meibom (apud Stallbaum) and Müller take the antecedent to be 6 and 12.
24 Van der Waerden incidentally makes a good point against the Taylor-Toeplitz interpretation, of an infinite series approaching
6/7
from
above and below alternately,
Página 25
Ver en el PDF(se abre en una ventana nueva)when he says (p. 187): “Es ist aber auch sachlich nicht einzusehen, wie man durch eine
solche fortschreitende Approximation jemals zu anmutigem Spiel, Rhythmus und
Melodie kommen sollte”.
25 Toeplitz and Van der Waerden take y&pıv as a noun governing the preceding genitives
and qualified by cduuetpov. Ido not think this would make very much difference to the
point at issue.
26 This passage therefore links together the three studies (arithmetic, the study of length,
breadth, and depth, and astronomy) which are simply mentioned seriatim as necessary
parts of education at Leg 817e-22d.