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Ver en el PDF(se abre en una ventana nueva)pati - 235
for
The story of the discovery of incommensurability, revisited
DH. Fowler
|
K. Gavroglu, J. Christianidis, &
ed
Science,
of
hy
Historiograp
the
in
Trends
of
pp.221-235
E. Nicoliaidis, Boston: Kluwer, 1994, with some very minor variations
I take as my opening text the kind of thing my colleagues — certainly the mathematicians and
often the historians of mathematics — might say about the beginnings of Greek mathematics.
Something like this:
The early Pythagoreans based their theory of proportion on commensurable
magnitudes (or on the rational numbers, or on common fractions "/,,), but
their discovery of the phenomenon of incommensurability (or the irrationality
of V2) showed that this was inadequate. This provoked problems in the
foundation of mathematics that were not resolved before the discovery of the
(CR)
==
ONLER, DH.
È
proportion theory that we find in Elements V.
You must, at some time or another, have heard, or perhaps even have said, something like
that. I’ve certainly said it; I even got into Punch for saying it!! But I shall try explain why I
now disagree with everything in this line of interpretation. My space is limited so I will have
to refer you for many of the crucial details in what follows to the thorough discussions I have
cited or given in my book, The Mathematics of Plato's Academy;in fact, I hope this article
will form the basis of the opening chapter of a sequel to this book.2 I shall arrange my
comments under various headings. First we have the matter of:
The nature of our evidence. Our evidence about Greek mathematics in general comes in very
disparate forms, and almost all of it has been subject to an unknown amount of editing and
interference. In particular our late sources — editions, compilations, and commentaries dating
from the 2nd century AD onwards — are manifestly of very variable quality. So, in the first
phase of my reconstruction, as represented by my book, I put it all to one side as far as
possible, and ignore it.3 (This is very drastic, and my hope is to consider some of this later
evidence in the sequel.) Moreover, some of the relevant evidence in early sources, in particular
Euclid and Plato, comes in homogeneous slabs which often fit rather awkwardly in the various
versions of the received interpretation. In some measure to redress the balance after my radical
approach to the late texts, I endeavour to follow the principle that, if any piece of such an early
slab enters the reconstruction in a significant way, then the proposal should also engage with
}.
Punch, April 24, 1974. This magazine provided a humorous commentary on British life for 150 years
until its closure in March 1992. In recent years, it ran a regular column ‘Country Life’ which explained itself
as follows: “Not everything that happens in Britain gets into the national press. This feature presents some of
the news that never made it.” One reader sent in the following clipping: “The programme, which is about the
development of number systems, will include an interview with David Fowler, of Warwick University, on the
historical crises associated with the square root of two.” This must ultimately have come from some Open
University publicity about a TV programme I had helped make for their first History of Mathematics course,
which had then been passed on by my university, picked up by the local newspaper, The Leamington Spa
Courier, and submitted to Punch by a local reader. This programme was my first and reluctant venture into
Greek mathematics, and I later disowned it, only permitting the Open University to continue broadcasting it if it
also circulated a disclaimer by me to the students doing the course!
2. Hereafter I shall refer to these as ‘my book’ and ‘the sequel’.
3.
At the outset, I must admit that one piece of evidence of late provenance plays a crucial role in the
reconstruction, namely the material on ‘side and diagonal’ numbers and lines, found in Theon of Smyrna,
Iamblichus, and Proclus. See the discussion in my book, pp. 100-4, which however does not deal with the
material in Iamblichus (ed. Pistelli, 91.3 - 93.6).
Página 2
Ver en el PDF(se abre en una ventana nueva)THE STORY OF THE DISCOVERY OF
INCOMMENSURABILITY, REVISITED
based
their theory
of proportion
on
I take as my opening text the kind of thing my colleagues — certainly the
mathematicians and often the historians of mathematics - might say about
the beginnings of Greek mathematics. Something like this:
Pythagoreans
commensurable magnitudes (or on the rational numbers, or on common
The early
fractions ”/,), but their discovery of the phenomenon of
incommensurability (or the irrationality of /2) showed that this was
inadequate. This provoked problems in the foundation of mathematics
that were not resolved before the discovery of the proportion theory that
we find in Elements V.
You must, at some time or another, have heard, or perhaps even have
said, something like that. I’ve certainly said it; I even got into Punch for
saying it!* But I shall try explain why I now disagree with everything in this
line of interpretation. My space is limited so I will have to refer you for
sequel to this book.? I shall arrange my comments under various headings.
many of the crucial details in what follows to the thorough discussions I
have cited or given in my book, The Mathematics of Plato's Academy; in
fact, I hope this article will form the basis of the opening chapter of a
First we have the matter of:
The nature of our evidence. Our evidence about Greek mathematics in
general comes in very disparate forms, and almost all of it has been subject
to an unknown amount of editing and interference. In particular our late
sources — editions, compilations and commentaries dating from the 2nd
century AD onwards — are manifestly of very variable quality. So, in the
first phase of my reconstruction, as represented by my book, I put it all to
one side as far as possible, and ignore it. (This is very drastic, and my hope
is to consider some of this later evidence in the sequel.) Moreover, some of
the relevant evidence in early sources, in particular Euclid and Plato,
comes in homogenous slabs which often fit rather awkwardly in the
the balance after my radical approach to the late texts, I endeavour to
various versions of the received interpretation. In some measure to redress
follow the principle that, if any piece of such an early slab enters the
Kostas Gavroglu et al. (eds.), Trends in the Historiography of Science, 221-235.
© 1994 Kluwer Academic Publishers. Printed in the Netherlands.
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Ver en el PDF(se abre en una ventana nueva)THE DISCOVERY OF INCOMMENSURABILITY
It-is probable that it was calculation with fractions which led to the setting up of Elements
Book VII [which van der Waerden attributes to the early Pythagoreans]. Fractions do not
222
reconstruction in a significant way, then the proposal should also engage
with the whole of its context. For example, any important use of any
calculations had of course to use them... .
means ‘written in Greek’. Almost all of our evidence has been transmitted
later.
Note that, here and elsewhere, ‘Greek’ as in ‘Greek mathematics’ simply
fractions, but Egyptian fractions. I'll return to fractions and arithmetic
much to swallow, we need only a much weaker version of it here, that the
Greek mathematicians before Plato and Eudoxus used not common
mathematics’. And if you find the full conclusions of my overall thesis too
exactly the same as Egyptian practice: fractions were expressed as sums of
the meré, as so-called unit fractions. The details of this argument are long,
painful, and contentious because, while we have lots of different kinds of
evidence, most of it is of the wrong sort or it comes from the wrong place
or the wrong time. The details are given in Chapter 7 of my book and
summarised in my article ‘Logistic and fractions in early Greek
ingredient of the way fractions are described in Greek. But I do not think
there is any unambiguous evidence for common fractions, these ”/, s, in
any of our early texts including commercial calculations, and their
apparent appearance in the late Byzantine copies which account for 99%
or more of our evidence may be instead as scribal abbreviations. Our
plentiful surviving explicit evidence is that Greek fractional practice was
occur in ‘official mathematics’, even, in a limited way, in the Elements: see
the use of the word meros, plural meré, translated as ‘part’ and ‘parts’,
especially in Book VII. For example, VII 37 & 38 talk of ‘homonymous
parts’, of three & the third, four & the quarter, etc., and these meré are an
Once again, I disagree with everything in this opinion. Fractions do
occur within the official Greek mathematics before Archimedes but, in practice, commercial
aspect of the curriculum in Plato's Republic VII should also connect with
the whole of this curriculum, especially since Plato insists on its unity; any
significant application of a proposition in Elements II should eventually
involve all 14 of them; anything about Elements XIII, the book which
contains the construction of regular solids and a lot more, should say
something about Book X, the classification of incommensurables, and
perhaps also about Books IV and II.
Please note: I am not saying early evidence is all good, late evidence is
all bad. I am saying that our evidence is a hodge-potch that we cannot sort
out until later in the project, but the best evidence is likely to be found in
the coherent and obscure chunks of early provenance (this is analogous to
the principle difficilior lectio of textual criticism), so let us start from this
material, taken all in one piece. It is a methodological principle, not a
simple value judgement of the evidence.
Back now to my opening text. In fact, my principal objection to it is that
it is founded entirely on late evidence and speculation, uncorroborated to
a remarkable extent by any of our earlier sources, so it forms a very
insubstantial base on which to start our reconstruction of Greek
mathematics. I shall spell that out in more detail, and then propose an
alternative starting point.
On Pythagoras and the early Pythagoreans, see, for example, W.
Burkert, Lore and Science in Ancient Pythagoreanism. I subscribe fully to
his general conclusion, that the only kind of scientific activities and
discoveries we can attribute with confidence to the early Pythagoreans are
some remarkable findings in music theory and acoustics, the most
if not all, of the mathematical stories have the ring of later legendising. In
remarkable being that consonance is associated with small integers. Most,
particular, consider:
via Egypt, and then via the whole eastern Mediterranean, and that, of
course, complicates the argument. Also, concerning fractions and
division, I think that Diophantus needs a separate discussion.
Plato’s Theaetetus (147a ff), the topic is handled confidently as a source of
Evolution of the Euclidean Elements, Chapter 2. Here are some opinions
from these reviews.
e In the first surviving explicit mention of incommensurability,* in
there and here, I refer you also to another such review in W. R. Knorr, The
The topic of incommensurability. At the end of my book, I review all of
the evidence on this topic for the thousand year period up to Proclus and,
The Pythagorean theory of proportion based on commensurable
magnitudes. I know of no explicit evidence for this, early or late. From
what I can work out, the thinking goes something like this: we, since
medieval, times have learned at school about common fractions, that is
mj, s, so that is what the Pythagoreans must have used, especially since we
find these fractions later in Greek mathematics and Greek accounting.
Occasionally this opinion gets expressed in print; see, for example, B. L.
van der Waerden, Science Awakening, pp. 49-50 & 115-6. He writes:
Página 4
Ver en el PDF(se abre en una ventana nueva)issue, I also note that there is now one expert who dissents from the
interesting mathematical research. Incidentally, as to the date of
Theaetetus’ death, which is generally regarded as one fixed point, perhaps
the only secure fixed point, in the shifting sands of the incommensurability
common view. H. Thesleff, specialist on pseudo-Pythagorean texts, writes:
“] find it essential to note that historians of mathematics who take it for
granted that Theaitetos was still alive in the 370s must be wrong. He made
some important discoveries as a young man, and Plato and his friends
e The celebrated passage in Plato’s Laws (817e ff) where Plato talks of
were deeply impressed by this. But he is likely to have died in 390 BC.”
“ignorance ... not worthy of human beings but pigs” is probably not
referring to incommensurability in our sense here, but something else, very
possibly the kind of techniques used in land measurement, where again
things are not what mathematicians and historians of mathematics seem to
assume they ought to be when, for instance, they parade stories from
commentators about Egyptian land measurement as the origin of
mathematics.
e Aristotle’s favourite mathematical illustration is “the incommensurability of the diagonal” as something all mathematicians know; but he
never suggests that it is or ever was a disaster for any mathematical theory,
is highly critical of the Pythagoreans. Curiously, Aristotle never specifies
even though, in closely related passages, especially in the Metaphysics, he
that he is talking of the diagonal of a square. Twice, both times in Prior
Analytics, at 41a23 ff & 50a35 ff, he says something like: “from the
assumption that the diagonal is commensurate, it follows that odd
numbers are equal to evens”, but Aristotle gives no more details of what
he means by this. I find completely convincing Knorr’s proposal
THE DISCOVERY OF INCOMMENSURABILITY
225
Eudoxos, does not contain the words (a)summetros, (ar)rhetos, or alogos!
of incommensurable magnitudes, but no ancient source says that, and I
To us, it may seem blindingly obvious that the principal achievement of
the Eudoxan theory of Elements V must have been to accommodate ratios
intend to include a chapter on Eudoxus in the sequel that tells this story
differently. For the moment, I’ll have to leave it at that, and add that you'll
already find most of the ingredients in my book, worked out in some
detail.
e Proclus never quotes anything from Eudemus on incommensurability,
though he cites Eudemus by name several times, and also writes about
incommensurability several times. The one apparent exception to this, the
passage in the catalogue of geometers where Eudemus appears to refer to
Pythagoras, is almost certainly an interpolation; and the remark there that
Pythagoras discovered the “doctrine of proportionals” is a modern
editorial emendation of the text, where all of our manuscripts
unanimously have “the doctrine of the alogos”.
e A proper discussion of this word alogos would take us on a very long
excursion into Elements Book X; instead, let us here just look very briefly
at Euclid: As far as I am aware, the only time the topic of
incommensurability appears in Euclid’s works is in Elements, Books X &
XIII, which form our only coherent slab of early evidence on the topic,
and a very massive, very coherent slab it is, in bulk and content well more
than a quarter of the Elements. Any discussion of incommensurability
should deal with Book X; but if you have never looked at Book X, I can
hold of a pamphlet by Christian Taisbak called Coloured Quadrangles.
promise you that you will find it difficult, so I recommend you to try to get
You may find that difficult too — I mean getting hold of Taisbak’s
subsequently written an improved version of this: ‘An invitation to read
pamphlet! - so I have given a version of it in Chapter 5 my book, and
Book X of Euclid’s Elements’. As to the role of Books X and XIII in my
reconstruction of the incommensurability story, I must refer you to the
rest of Chapter 5 of my book.
(Evolution, pp. 228-232) that the so-called Pythagorean proof, revolving
around this statement, was tacked on to the end of Elements X in two
the 3rd century AD, in response to the needs of Aristotelian
commentators, and that Alexander himself cobbled together the variant of
§18 (88) … As for Hippasos, he was indeed a Pythagorean, but because he was the first to
make public the sphere constructed from twelve pentagons he was lost at sea for his impiety:
surviving fragment
or
testimony
clumsy versions sometime after the time of Alexander of Aphrodisias in
this proof to be found in his commentary. However other natural
mathematical explanations of the remark by Aristotle about odd and even
numbers are possible, and our evidence for any interpretation of it so
tenuous as to be unreliable as a basis for further reconstruction. I will
come back again to Aristotle later.
he got the reputation of having discovered it, but it all came from ‘that man’ - that is what
No
they call Pythagoras: they do not use his name.
Iamblichus, so perhaps it is worth quoting the relevant passages in full:
e The source of most of the stories about Pythagoras, Pythagoreanism,
and incommensurability is the book On the Pythagorean Life by
of Eudoxus mentions
incommensurability: the word-index to Lasserre, Die Fragmente des
Página 5
Ver en el PDF(se abre en una ventana nueva)834 (246) … The first man to reveal the nature of commensurability and incommensurability’
to those unworthy to share his teaching was so much detested, they say, that not only was he
excluded from their common life and meals, but they built him a tomb as if their former
companion had left human life behind. (247) Some say the supernatural power took revenge
on those who published Pythagoras’ teachings. The man who revealed the construction of
the ‘twenty-angled shape’ was drowned at sea like a blasphemer. (He told how to make a
dodecahedron, one of the ‘five solid figures’, into a sphere.) Some say this fate befell the man
who told about irrationality and incommensurability.
incommensurability.
This farrago of mutually inconsistent stories, which appear for the first
time in a source of doubtful reliability and relevance dating from some
nine centuries after the time of Pythagoras, is the main evidential base for
much of what has been written about the discovery of
incommensurability! I add the slightly perplexed comment that the most
recent and authoritative study of the role of mathematics in neoPythagorism, D. J. O’Meara’s book Pythagoras Revived, Mathematics and
Philosophy in Late Antiquity, does not even seem to mention
The foundation crisis. Again I find Freudenthal, Knorr,® and other
THE DISCOVERY OF INCOMMENSURABILITY
227
Pappus’ Commentary on Book X of Euclid’s Elements, 1.2, writes, much
later, of how thereafter:
the soul ... wanders hither and thither on the sea of non-identity … immersed in the storm of
the coming-to-be and the passing-away, where there is no standard of measurement
from which passage I shall grasp, below, on the only substantial straw, the
similar Scholium 1 to Book X, quoted in part in the Introduction to Book
last four words: “there is no standard of measurement”. There is the
writes:
X in Heath’s translation of the Elements, where you will find a long
discussion that is remarkable for its lack of any hard evidence.” And
Proclus, in his Commentary on the First Book of Euclid’s Elements, 60,
The statement that every ratio is expressible (rhetôs) belongs to arithmetic only, and not to
geometry, for geometry contains inexpressible ratios (arrhetos logos)
but this is not, very much not, the terminology of Elements X, which is
built on a completely different meaning for expressible incommensurable
lines and ratios.
So, prompted by Aristotle, let us try to “perceive the explanation” and
What precisely, to modern commentators, are the supposed difficulties
“learn the cause” of incommensurability. But first, may I persist a bit
longer with a variation on my question at the beginning of this section:
revealed by incommensurability? A whole range of possibilities now seems
to be on offer. With some overlap, there are the following:
e The Proclus objection: Incommensurable ratios cannot be expressed
in (or by) numbers. Surely that is nonsense! We express them in numbers,
and much of mathematics is, ultimately, numbers. Early Greek
mathematicians could have expressed them in numbers. We have no
The implications of the discovery of incommensurability. Just what
over some of the same material again.
precisely are the supposed problems raised by the discovery of
explicit evidence that they did this, but I am arguing for a speculative
interpretation in which they were expressed in numbers. My book is full of
examples.
e Incommensurable ratios could not be fitted within the pre-Eudoxan
writers very convincing when they argue that, far from being a period of
crisis and confusion, the early fourth century was an extraordinary period
of creativity, especially in Plato’s circle; we have no historical evidence for
any of the postulated difficulties of a ‘foundation crisis’. But I want to go
further and explore the possibility that the discovery was an incidental
event in the early development of mathematics. So let us now look at the
evidence concerning the effects of the discovery. This will involve tracking
incommensurability? As far as I know, no Greek text, early or late, tells us
clearly of the mathematical difficulties raised by the phenomenon.
Aristotle wrote of the innocent’s surprise, and the way it then gives way to
a more informed appreciation:
or the solstices or the incommensurability of the diagonal; for it seems wonderful to all men
e Incommensurability showed the inadequacy of the Pythagorean
unsatisfactory. But we have no evidence that this was an early definition.
style and scope of mathematics. That is false! The definition for lines that
All men begin ... by wondering that the matter is so (as in the case of automatic marionettes
a:b::c:d means rectangle (a,d) = rectangle (b,c) uses only believed-to-be
early ingredients in a believed-to-be early way, and will handle most of
what we need for the Elements, perhaps everything except for
compounding, on which Euclid’s own treatment is strange and
which would surprise a geometer so much as if the diagonal turned out to be measurable
who have not yet perceived the explanation that there is a thing which cannot be measured
even by the smallest unit). But we must end in the contrary and, according to the proverb,
the better state, as is the case in these instances when men learn the cause; for there is nothing
(Metaphysics 983a 12-20).
Página 6
Ver en el PDF(se abre en una ventana nueva)THE DISCOVERY OF INCOMMENSURABILITY
though ultimately I think it turns out that the problem was already lurking
there even for commensurable manipulations. Let me try to explain.
228
doctrine that “all is number”. Therefore, some add, it had to be concealed.
Arithmetised geometry is how we tend to think of geometry today: a line
addition, subtraction, multiplication, division, taking roots, etc. — and
becomes translated into the arithmetical manipulation of numbers —
arithmetically, as quotients of numbers; and so on. So the geometry
has a length, a number; a rectangle has an area, again a number which is
equal to the product of the lengths of its sides; ratios are defined
this “all is number”, never advances this criticism, even though all of this
Curiously, Aristotle, our principal early witness, from whom we learn of
material comes together in the Metaphysics. We find there lots of mentions
of incommensurability, we find summaries and harsh criticisms of
Pythagorean philosophy, but we don’t find this objection. Zhmud has
recently even proposed that this formulae “all is number” was Aristotle’s
invention.!° And, I would add, incommensurability need not show the
inadequacy of the doctrine that “all is number”, pace Proclus; indeed, in
then this arithmetic is later abstracted into algebra. For example, the socalled Pythagoras’ theorem becomes a? + b? = c?, where the usual
interpretation of this statement involves the lengths (i.e. numbers) a, b,
andc of the sides of the triangle. It then seems that the numbers associated
with things like /2 are rather complicated, so complicated that filling in all
of these irrational numbers properly could not be done before the middle
later, when I discuss arithmetisation.
However, a precise description of the arithmetic, even the arithmetic of the
rational numbers when they are not being conceived as common
functions, is intractable.!! Hence the crucial role of my belief that early
Greeks did not use common fractions, so they would not think of ratios in
But read Dedekind carefully, and you will see that there are already
serious problems with arithmetic. I go yet further than this, and argue that
there need be no real problems in defining the set of numbers, for example,
as decimal sequences, or sexagesimal sequences, or anthyphairetic
sequences, or my astronomical sequences, or other such descriptions.
of the nineteenth century. Dedekind, the first, tells us that he succeeded on
24 November 1858; it was a Wednesday.
can only be approximated in the Greek system of land measurement
my reconstruction, the behaviour of the anthyphairetic ratios of yn: Ym
might even reinforce such a doctrine, and give a mathematical explanation
of the ‘expressible’ lines that underlie Elements X and XIII.
e The discovery of incommensurability showed that the [Babylonian?]
arithmetical basis of geometry was inadequate, so geometry had to be
reformulated purely geometrically, for example, as in Elements II. We
have no evidence of this supposed early, possibly Babylonian, arithmetical
basis of early Greek mathematics, so this is pure speculation. Also, there
are other explanations of the role of Elements II. I shall return to this issue
and then, later, Hypsicles, Hero, Ptolemy, … . Moreover the fraction 1/7
can only be approximated in sexagesimal arithmetic, and the fraction 1/3
any way like our rational numbers, and so would not think that arithmetic
was a natural and obvious basis on which to build their mathematics.
To pursue this theme further, early Greek geometry seems to me to be
e Incommensurable ratios can only be approximated, while Greek
mathematics aimed for precision. This assertion runs counter to our
evidence: Archimedes is interested in approximation. Also Aristarchus
which, by convention, only uses the parts 2’, 4’, 8’, 16’,... . So Greek
mathematics was involved in approximation and the necessity of
not arithmetised to a remarkable extent,'? but later Greek mathematics is
arithmetic of both poses theoretical problems, and both are spectacularly
absent from the geometry of the Elements: they are incompatible with the
and in Ptolemy alongside the sexagesimal astronomical calculations. The
testimonies like the Hibeh Papyrus, then later in the Heronian Corpus,
sexagesimal numbers, which is not attested in Greece before Hypsicles and
Hipparchus in the 2nd century BC. It may have been transmitted much
earlier, but that is pure speculation, as was remarked earlier. The second
is the Graeco-Egyptian unit fraction tradition which we find in our earliest
arithmetised. There are two different traditions in this later
arithmetisation. The first is the astronomical one, using Babylonian
approximating simple numerical ratios was a well-known phenomenon.
e The discovery put into question the basic idea of ratio. I prefer to
reformulate this, since no early text seems to express this concern: hints of
it seem to surface first in later commentators like lamblichus and Pappus,
and then grow thereafter. So I shall change the question once again and
ask instead:
Why do none of the early testimonies seem concerned with the manifest
difficulties that incommensurability poses to our way of defining ratio?
theirs; they may have had different ways of thinking about ratio. I finish
This emphasises that the difficulties may be our difficulties, not necessarily
by developing this theme a bit.
Incommensurability does present a problem to arithmetised geometry,
Página 7
Ver en el PDF(se abre en una ventana nueva)spirit of the proportion theory of Book V and remote from the spirit of the
treatment of incommensurability of Book X. No wonder commentators
from antiquity onwards, who seem to work in a vaguely arithmetised
geometry, have a hard time, and no wonder there seems to be some
(Note
that
this
problem
is
not
now
directly
concerned
with
confusion.
So let us try to purge our mind of this arithmetised geometry. (I did not
find this easy and it took me some years spent with some good
alternatives.) One problem we then face is defining ratio or proportion.
incommensurability.) I have already pointed out that we have no real
difficulty in fitting proportionality into the pre-Eudoxan style of
mathematics. But our only evidence on how early Greek mathematicians
actually handled ratio or proportion is the celebrated passage in
Aristotle’s Topics 158b29ff on antanairesis/anthyphairesis which suggests
the use of the so-called Euclidean algorithm:
etc.
Given two numbers or two lines (or, with a bit of technique at our
disposal, two more complicated geometrical objects), then see:
how many times the second can be subtracted from the first;
how many times the remainder can be subtracted from the second;
how may times the next remainder can be subtracted from this remainder;
between the two things.
and this gives a string of numbers that characterise the relationship of size
For example, the ratio of 60 to 26 will be twice, three-times, four-times
exactly. Do the process for two numbers, and you will quickly see that it
must stop after a finite number of steps, because if not “an infinite series
of numbers will [arise], each of which is less than the other, which is
with two lines. Early Greek geometers seem to take little notice of the
impossible in numbers” (as formulated in Elements VII 31). Now do it
philosopher’s problems, and their lines can be chopped up indefinitely, so
the possibility of the anthyphairesis going or indefinitely presents itself. If
you are a geometer, possessed of a bit of technique, and this question poses
itself, you will soon find examples of it happening, as I shall illustrate
below. Thus, as Aristotle might be saying, we could “learn the cause” and
“perceive the explanation” of incommensurability in this way of thinking
geometry in “standards” of measurement”, which I take here as a hint of
about the ratios of lines. But if, as Pappus might be saying, we involve
THE DISCOVERY OF INCOMMENSURABILITY
231
arithmetisation, then we encounter problems, as I have tried to explain.
Here then are some illustrations. First consider the problem of ‘the
diagonal and the side’: draw any regular polygon, and evaluate the
anthyphairetic ratio of one of its diagonals and its side. The easiest and
best known example is the pentagon, so I leave that for the reader, and will
consider here the square. We easily see that the side S of a square goes
once, but not twice, into its diagonal D (this follows from Socrates’
comments at Plato’s Meno, 82a-85d), and so the ratio (diagonal to side) is
once, followed by the ratio (side to diagonal minus side). We are now faced
with the evaluation of this ratio of the side to diagonal minus side, and
some may feel that, like Meno at 84a, that we have made little progress:
“It’s no use Socrates, I just don’t know”. But, just as Socrates unblocks
that impasse by conjuring a clever figure out of thin air, so I here draw
Figure 1: Starting from the small diagonally placed square in the left-hand
corner, with side s and diagonal d, we construct a larger square whose side
S is s+d, and check that its diagonal D is 2s+d.!*
Fig. 1.
(Note how the symbols, here and below, are pure shorthand for lines and
contain no hint of arithmetisation.) With one eye on Figure 1, and with the
insight that the ratios are unaffected by the scale or orientation of the
figures involved, we take up our problem again, and see that the ratio (big
side to big diagonal minus side) is the same as the ratio (little side plus
orientation aside - what we just started from. Hence the ratio (side to
diagonal to little side); and we can now evaluate this as twice, followed by
the ratio (little side to little diagonal minus side) which is — scale and
diagonal minus side) is twice, twice, twice, twice, continuing thus
indefinitely, and so the ratio (diagonal to side of a square) is once, twice,
twice, twice, … .
Página 8
Ver en el PDF(se abre en una ventana nueva)Let me evaluate this same ratio another way; or, to be more exact, let me
give another proof that ratio (diagonal plus side to side) is twice, twice,
twice, twice, … . Start with a square P and, by adding on a gnomon
B
Q
C
R
D
Q+R+S =P, as in Figure 2, construct a larger square of size 2P, whose side
will therefore be the diagonal of the original square; and then append a
rectangle T equal to Q, as shown. Then ratio (diagonal plus side to side)
A
T
Fig. 2.
will be ratio (AD to BC), which we immediately see is twice, followed by
ratio (BC to CD). The required proof will now follow if we can show that
ratio (BC to CD) is equal to ratio (AD to BC); or equivalently, by a
THE DISCOVERY OF INCOMMENSURABILITY
233
involves Elements Il 13 & 14, gives a complete solution of this remarkable
problem and a new interpretation of the whole of Elements 1.
An analogous problem of ‘the dimension of cubes’ beckons, but proves
to be of such redoubtable difficulty that in fact it remains unsolved today;
Plato’s remarks at Republic 528b-c are still perfectly applicable! We can
explanations of the roles of Elements IV, X, and XIII. And the similar
also explore related problems such as ‘the circumdiameter and side’ of
polygons or polyhedra and see where they lead: the can provide
problem of ‘the perimeter and the diameter’ might be what lay behind
Archimedes’ original calculation in his Measurement of a Circle.
Developing these ideas takes us into a different world. The ingredients
are all early Greek, but they are fitted together to create a completely
coherent, in fact, for my comfort), and consonant with a quite
different picture. It is mathematically appealing, amazingly coherent (too
extraordinary breadth of our evidence. And the topic with which I started,
the simple discovery of incommensurability, plays no significant part in it,
which is why my book contained no discussion of it beyond the bald and
sceptical catalogue of our evidence at the end of its penultimate chapter.
I am constantly tinkering with the details of my book, so I shall finish
with one final little addition to it, in the first of my dialogues, where my
slaveboy discovers this anthyphairetic definition of ratio under Socrates’
prompting. They start doing it on numbers (heaps of stones, in fact) and
the slaveboy realises that the process must terminate. Then Socrates
manipulation of geometrical proportions (see Elements VI 16; this
introduces the possibility of doing it with lines. At this point, at the end of
By, on p. 28, add: ‘I wonder if it now can go on for ever’. That’s my
insignificance.
life
University of Warwick
1 Punch, April 24, 1974. This magazine provided a humourous commentary on British
sent
. for 150 years until its closure in March 1992. In recent years, it ran a regular column ‘Country
Life’ which explained itself as follows: “Not everything that happens in Britain gets into the
national press. This feature presents some of the news that never made it.” One reader
NOTES
alongside which this simple fact of incommensurability fades into
much more remarkable things alluded to in S3,-S4; and described above,
slaveboy realising one of the causes and explanations of incommanipulation was alluded to earlier), that rectangle (AD, CD) = square
(BC), that is T+Q+R = P; but this underlies our construction, since T = Q
mensurability, and it is just a passing remark on the way to discovering the
The case of the ratio of the longer diagonal to side of a hexagon gives
=S QED.
rise to the ratio /3 to 1, where /3 denotes the side of the 3-fold square
(which can be constructed, for example, using Elements II 14); and this
example can be generalised to the investigation of the ratios like /n to ym
- what I propose to call the problem of ‘the dimensions of squares’. We
first use numerical techniques very close to those found in Elements VII to
explore and conjecture what the answer might be. The second kind of
proof above then deals with the simpler cases; a comparison of the
mechanisms of Figure 2 and Elements II 11, gives us insight into the
particular example of the ratios n-times, n-times, n-times, …; and yet more
heuristic exploration, followed by a generalisation of Figure 1 which
Página 9
Ver en el PDF(se abre en una ventana nueva)systems, will include an interview with David Fowler, of Warwick University, on the
in the following clipping: “The programme, which is about the development of number
which however does not deal with the material in lamblichus (ed. Pistelli, 91.3-93.6).
historical crises associated with the square root of two.” This must ultimately have come
from some Open University publicity about a TV programme I had helped make for their
first History of Mathematics course, which had been then been passed on by my university,
picked up by the local newspaper, The Leamington Spa Courier, and submitted to Punch by
a local reader. This programme was my first and reluctant venture into Greek mathematics,
and I later disowned it, only permitting the Open University to continue broadcasting it if it
also circulated a disclaimer by me to the students doing the course!
? Hereafter I shall refer to these as ‘my book’ and ‘the sequel’.
3 At the outset, I must admit that one piece of evidence of late provenance plays a crucial role
in the reconstruction, namely the material on ‘side and diagonal’ numbers and lines, found
in Theon of Smyrna, lamblichus, and Proclus. See the discussion in my book, pp. 100-4,
incommensurability” at end of the passage. The later “twenty-angled shape” is eikosagonon,
* H. Thesleff, Platonic chronology, on p. 18, n. 47.
5 I here leave to one side the notorious ‘nuptial number’ at Republic 546b, with its talk of the
‘rational and irrational diameters of five’.
6 These quotations are taken from a new English translation, by G. Clark: Jamblichus: On
the Pythagorean Life, Liverpool, 1989.
7 The translation has “symmetry and asymmetry”, but surely (in)commensurability is the
appropriate translation here of (a)suummetros, as in the phrase “irrationality (alogos) and
8 See Freudenthal, ‘Y avait-il une crise de fondements...” and Knorr, Evolution, 306-12.
a non-standard name (perhaps found only here in Iamblichus) for dodekaedron.
? Contrast this with the sparse sections in Thomas, Selections i pp. 110-11 & 214-17, on ‘The
Irrational’, where this and a passage from Aristotle are the only texts excerpted.
1! For a discussion and examples, see my ‘400 years of decimal fractions’, ‘400.25 years of
10 L. Y. Zhmud, ‘“AIl is number”? “Basic doctrine” of Pythagoreanism reconsidered’.
decimal fractions’, and ‘Dedekind’s theorem: 2 x y3 = //6’.
2 The only arithmetised passage I know, anywhere up to Archimedes and beyond, is in
Plato’s Meno, 82c ff, where Socrates says to the slaveboy: “Now if this side is two feet long,
and this side the same, how many feet will the whole be”; and the passage continues in this
this out to me in January 1991 in a train somewhere between Verona and Venice; I had used
arithmetised vein for the slaveboy’s first two attempts. (I thank Wilburg Knorr for pointing
exception by observing that the slaveboy is not a mathematician - that is the whole point of
this passage for the introduction to my book without appreciating this feature!) The switch
to geometry is then indicated by Socrates when he tells the slaveboy: “If you don’t want to
count it up, just show me on the diagram” (84a). And I think one can explain this singular
economy gives way to the use of money, which seems to have happened in Greece by the 7the
the episode. Note that an arithmetisation of aspects of everyday life occurs when a barter
century.
13 This my proposed interpretation of the figure being described in the texts on side and
diameter lines; see note 3, above.
THE DISCOVERY OF INCOMMENSURABILITY
REFERENCES
translation by E. L. Minar of Weisheit und Wissenschaft, Nurenberg, 1962.
235
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