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Ver en el PDF(se abre en una ventana nueva)Sci & Educ (2013) 22:527–542
DOI 10.1007/s11191-012-9553-6
James B. Clarage
Published online: 8 November 2012
Ó Springer Science+Business Media Dordrecht 2012
Abstract Much of the mathematical reasoning employed in the typical introductory
physics course can be traced to Pythagorean roots planted over two thousand years ago.
Besides obvious examples involving the Pythagorean theorem, I draw attention to standard
physics problems and derivations which often unknowingly rely upon the Pythagoreans’
work on proportion, music, geometry, harmony, the golden ratio, and cosmology. Examples are drawn from mechanics, electricity, sound, optics, energy conservation and relativity. An awareness of the primary sources of the mathematical techniques employed in
the physics classroom could especially benefit students and educators at schools which
encourage integration of their various courses in history, science, philosophy, and the arts.
1 Introduction
‘‘All things accord in number.’’ Though uttered approximately 2,500 years ago by
Pythagoras this maxim (Iamblichus 2003 [3rd century BCE], p. 97) resonates with many
physicists even today. The most revolutionary idea spread by Pythagoras was not the
theorem concerning triangles which bears his name. More sweeping was his teaching that
nature is ruled not by mythosðltho1Þ but logos (k
oco1), that ‘‘the nature of the universe be
defined according to the reasons (k
ocoi) and proportions of numbers’’ (Porphyry 1987 [3rd
century CE], p. 133).
Whether explicitly stated in our lectures or textbooks, physicists still rightly adopt and
pass on to our students this philosophy: the universe is ordered, and mathematics is among
the most important and effective means by which to study this order. This outlook has lead
to the amazing predictive powers we enjoy today, powers not unknown to Pythagoras in
the 6th century BCE who ‘‘instead of divining by the entrails of beasts, he revealed to [his
students] the art of prognosticating by numbers’’ (Iamblichus 2003 [3rd century BCE],
p. 68).
J. B. Clarage (&)
Department of Physics, University of St. Thomas, Houston, TX 77006, USA
e-mail: claragj@stthom.edu
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Ver en el PDF(se abre en una ventana nueva)Most of what we know about Pythagoras (approximately 572–497 BCE) is from secondary sources (Iamblichus 2003 [3rd century BCE]; Porphyry 1987 [3rd century CE]).
Like Socrates and other ancient teachers he did not commit his doctrines to writing. What
is clear from these sources is the man was born on the island of Samos in the Aegean Sea,
and emigrated to Greek southern Italy (Croton, in Greater Greece) where he taught in a
setting we today would probably describe as a mathematical cult. There he coined the
terms ‘‘philosopher’’ and ‘‘mathematician’’ as monikers for himself and his students
respectively. Much of his actual work is clouded in myth, which is also true of his
contemporaries such as Bhudda and Confucius. Like many religious orders of the age the
Pythagoreans were vegetarian and believed in an eternal soul which was subject to a reincarnation.
Besides broadly sharing much of the Pythagorean natural philosophy that ‘‘all things
accord in number’’ the usual exposition of introductory physics also relies heavily on
explicit mathematical tools which Pythagoras and his school are generally credited with
developing. Since it is difficult to know what results are actually from the man Pythagoras,
as distinguished from the members and descendants of his brotherhood, I will use the term
’’Pythagorean’’ to signify both the historical man and his school.
There is considerable literature on the legacy of Pythagoras in various fields. In the
context of physics, recent work has focused on its relation to the physics of sound (Caleon
and Ramanathan 2008; Caleon and Subramaniam 2007) and quantum theory (Bunge
2003). This paper will focus on examples of Pythagorean mathematical reasoning typically
passed along during the first year sequence in university physics. Although the influence
can also be found in advanced courses, this is outside the scope of the present paper.
Further, this work will focus on the classroom lecture component of the curriculum, as
opposed to the other equally important aspects of teaching and learning physics (e.g.,
laboratory experiments, data analysis, homework, assessment). The result is a sort of
‘‘mathematical archeology’’ of common physics equations. The examples are restricted to
mathematics generally accepted by historians of the subject as originating with the
Pythagorean school.1 As we will see this touches on many areas of the curriculum, e.g.,
from introductory topics such as kinematics and energy conservation to second semester
topics in circuits and relativity. Many of the examples are well known, but taken as a whole
may not be obvious to all.
I must note that the intent is not to erect a false idol, or suggest physics owes everything
to ancient ideas. The purpose is simply to gather these examples in one place so their
weight and connection to physics throughout the ages can be better appreciated.
2 The Pythagorean Theorem
Let us start with the most familiar. In right angled triangles the square of the side opposite
the right angle equals the sum of the squares of the remaining two sides. That is,
c2 = a2 ? b2. This result pre-dates Pythagoras and Greek mathematics.2 Particular
examples of three numbers which satisfy c2 ¼ a2 þ b2 (so-called ‘‘Pythagorean triples’’)
have been discovered in tablets from Egypt and Old Babylonia circa 1800–1600 BCE
(Neugebauer 1969, p. 36). However the general demonstration of this truth for all right
1
See for example chapters III–V of Heath (1965).
2
By the term ‘‘Greek’’ I signify the entire empire falling under ancient Hellenistic culture around the
Mediterranean.
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Ver en el PDF(se abre en una ventana nueva)triangles—as a theorem—is attributed to Pythagoras’ school (Heath 1965, pp. 143–149).
Indeed this idea of a general mathematical theorem, proven from logic and clear definitions, is the hallmark of the Pythagoreans. The first general proof of the proposition that the
sum of interior angles in a triangle is 180° is also attributed to them. In fact early on in the
5th century BCE the Pythagoreans had completed the content in Books I, II, IV, VI (and
probably III) of Euclid’s elements a good century before Euclid compiled and committed
this wondrous mathematics to a general audience (Heath 1965, pp. 166–168).
The most obvious use of the Pythagorean theorem in a physics class is in calculating the
magnitude of a vector in Cartesian coordinates, e.g., the total magnitude of a particle’s
velocity or momentum in kinematics, or resultant forces or field intensities in dynamics.
Then there are purely geometric settings such as finding the distance between two points,
or path lengths in interference problems involving sound or light waves.
More subtle applications arise in conservation laws. Consider applying momentum and
energy conservation to the elastic collision of two identical mass bodies. The Pythagorean
theorem can be used to show that the final directions in an off-center collision are perpendicular (Tipler 1999, p. 238). Taking one body to be initially at rest (i.e., solving in one
body’s rest frame) conservation of momentum gives m1 v1i ¼ m1 v1f þ m2 v2f ; using standard subscripts for particles and states. Dividing through by the identical mass
m = m1 = m2 gives
v1i ¼ v1f þ v2f ;
ð1Þ
that is, these three vectors evidently form a triangle by the geometric interpretation of
vector addition. Since conservation of energy requires 12 m1 v21i ¼ 12 m1 v21f þ 12 m2 v22f ; or
v21i ¼ v21f þ v22f
ð2Þ
we conclude from the conservation conditions (Eqs. 1 , 2) that these three velocities form
a Pythagorean triple. Geometrically speaking the triangle of vectors is right angled.
Therefore the two bodies must emerge at 90° to one other after colliding.
In certain special but fundamental cases the Pythagorean theorem can even be used to
prove conservation laws, or at least arrive at them on geometric grounds. Consider the
pffiffiffiffiffiffiffiffi
simple harmonic oscillator with angular frequency x ¼ k=m: The total energy, kinetic
and potential, is E = 1/2 m v2 ? 1/2 k x2. Since its position can be expressed xðtÞ ¼
_ we have
A cosðxt þ /Þ and vðtÞ ¼ xðtÞ
1
1
E ¼ mx2 A2 sin2 ðxt þ /Þ þ kA2 cos2 ðxt þ /Þ
2
2
ð3Þ
1
¼ kA2 ½sin2 ðxt þ /Þ þ cos2 ðxt þ /Þ
2
ð4Þ
1
¼ kA2 :
2
ð5Þ
That this energy is constant in time follows from the so-called ‘‘trig identity’’ sin2 h þ
cos2 h ¼ 1 found in the back of the any student’s text, or back further in their memorizations of high school trigonometry identities. But of course the source of this relation is
the Pythagorean theorem, applied to a right triangle inscribed inside a unit circle. Thus the
Pythagorean theorem expresses the underlying orderliness of energy conservation in harmonic systems, from springs to LC electrical circuits.
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Ver en el PDF(se abre en una ventana nueva)Fig. 1 Right triangle geometry
underlying relativistic time
dilation
c t
c tp
v
v t
Other examples of the theorem’s application include impedance in LRC circuits (Young
et al. 2006, p. 1061), the generation of Pythagorean triples for manual and online test bank
problems (Lavatelli 1964), and the propagation of experimental errors in quadrature (Allie
et al. 2003).
Consider finally a few instances of the Pythagorean theorem drawn from special relativity. An elementary derivation of time dilation analyzes the round trip path taken by a
light beam bouncing off a mirror fixed to the ceiling of a speeding train car (see Fig. 1).
By symmetry we can focus on one leg of the journey. In the rest frame of the train this path
is vertical and takes a proper time Dtp . To an observer on the ground the path is along a
diagonal, which being longer implies more time Dt elapses for this same process since the
speed of light is postulated equal in both frames. Applying the Pythagorean theorem to the
right triangle defined by these two paths gives
c2 Dt2 ¼ c2 Dtp2 þ v2 Dt2 :
ð6Þ
Isolating Dt gives the famous relation between the two reference frames’ time intervals,
Dtp
Dt ¼ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi :
1 v2 =c2
ð7Þ
After one has worked this derivation a few times it becomes clear that the initially odd and
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
pervasive Lorentz factor (1= 1 v2 =c2 ) in relativity is simply the residual radical from an
underlying Pythagorean triangle between events in space and time. In some sense there is
no formula to memorize.
A few pages later in the typical textbook telling of relativity the Pythagorean theorem
rises again and underlies one of most famous equations in physics, the expression for the
rest mass energy of a massive body: E = mc2. Extending the Pythagorean distance formula
to four-dimensional spacetime one is led to the invariant interval ðDsÞ2 ¼ ðcDtÞ2
ðDxÞ2 ðDyÞ2 ðDzÞ2 between events.3 Dividing through by proper time and re-arranging
gives the energy-momentum relation (mc2)2 = E2 - (px c)2 - (py c)2 - (pz c)2 . The
famous mass-energy relation follows as the special case for a particle at rest. Ironically, or
perhaps fittingly, the most recognizable equation in physics is an application of one of the
most recognizable equations in elementary mathematics.
There is evidently a profound connection between the Pythagorean theorem and many
physical laws and relations. Although the purpose of the present paper is not to answer
Wigner’s question on ‘‘the unreasonable effectiveness of mathematics in the natural sciences’’ (Wigner 1960) let us reflect a bit on the effectiveness in the above examples. In the
3
The signatures on the space and time dimensions take a bit of hand-waving at the introductory level, but
can be interpreted with Minkowski’s original convention of using an imaginary unit for the time coordinate
in spacetime.
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Ver en el PDF(se abre en una ventana nueva)simplest cases there is no real mystery. For example when we agree to describe the position
of a body by a vector, then the entire apparatus of Euclidean space comes along automatically. In the other examples addressed above the connection is less obvious. It is
perhaps too strong to say we have derived, or proven, a given physical result since one
might invert the logic and conclude, for example, that the Pythagorean theorem is a
consequence of energy conservation in harmonic systems. Such logical inversions in the
case of mechanics are explored in (Levi 2012, pp. 9–26); for example the physical fact that
a fish-tank full of water remains in equilibrium regardless of its shape (including a tank
with a right-triangle for base) is used to derive the Pythagorean theorem. At first this seems
either amusing or puzzling. In most of these instances the deep connections between
triangle geometry and physics actually follow from simple ideas of conservation or
invariance. Euclid’s proofs of the Pythagorean theorem (Book I, Proposition 47, and
especially his alternative proof in Book X, Lemma to Proposition 33) rely upon similar
triangles and the intuitive idea that areas are conserved despite orientations or placements
in the plane. Considering the fish tank example, since one of the conditions for equilibrium
of a rigid body is the torques, or moments, sum to zero (or angular momentum is conserved) we see that a conservation law (angular momentum) underlies the connection; this
connection between areas and angular momentum is well known from Kepler’s second
law, which can either be expressed as a constancy of areas as Kepler did, or equivalently as
a constancy or conservation of the physical quantity angular momentum. In the above cited
example of time-dilation it is evident that its derivation also rests upon the assumption that
some physical quantity, the speed of light, is a constant in all reference frames. In fact
Einstein privately preferred the name invariantentheorie (theory of invariants) to relativity
theory (Holton and Elkana 1997, p. xv) since it is based upon constants, such as the speed
of light and the invariant inertial mass (Hecht 2009).
Lest one extrapolate that the Pythagorean theorem underlies all physics, there are clear
cases where it does not apply. One is cautioned against applying the theorem to constructed
spaces where the different axes do not have the same measure for units. An example of
such a non-metric, or affine, space is the PV-diagram in classical thermodynamics
(Papastavridis 1998, pp. 90–91). Although not often stressed to our students, all the
examples in this section at some stage of their formulation are careful to force the same
measure on all axes (e.g., by taking ct as the appropriate fourth coordinate in spacetime
geometry). Besides non-metric spaces one must also take care in non-Euclidean spaces; for
example the classical sum of squares distance formulae must be modified in the curved
spaces of general relativity, even though the generalization is clearly motivated from its
root Pythagorean form.
3 Music, Harmony, and Sound
The theorem on right angled triangles is but one specific piece of Pythagorean mathematics. More generally Pythagoras and his school were pre-occupied with investigations
and theories of music and harmony. See Caleon and Ramanathan (2008) and Caleon and
Subramaniam (2007) for a comprehensive discussion. What Pythagoras found was that the
most harmonious sounds to our human ear are those whose tones (be it quantified by string
length or tension) are in the simplest whole number ratios. Experimenting with a monochord and ruler Pythagoras discovered that the three perfect consonances—octave, fifth
and fourth—are in ratio 1:2 (octave), 2:3 (fifth) and 3:4 (fourth) relative to the string’s root
length. To this day the foundations of Western musical scales are founded on this triad of
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Ver en el PDF(se abre en una ventana nueva)notes (e.g., C, F, G in the key of C). That something as beautiful and emotive as music
could exhibit an accordance with number was the prototype for the Pythagorean maxim
‘‘all things accord in number.’’ This principle was extended beyond the music from strings
and air instruments into a more general theory of harmony applying to the entire universe.
In modern times little focus is given in introductory physics to music or harmony per se,
besides the typical textbook section or lecture on the more generic topic of sound. Nevertheless a legacy to the past conventions, and even mathematics, of harmony remains in
the broader guise of the fundamental importance physicists continue to place on vibrations,
waves, and harmonic analysis; this includes the idea that discreteness naturally arises, or at
least accompanies, the dynamics of continuous systems.
Consider the standard contemporary derivation of the allowed vibrations for a string
with length L fixed at both ends. Standing waves form when two waves propagate on a
string with identical amplitude, wavelength and frequency, but in opposite directions and
phase relations due to reflection from the fixed ends. Their superposition gives,
yðx; tÞ ¼ y1 ðx; tÞ þ y2 ðx; tÞ
ð8Þ
¼ A cosðkx xtÞ A cosðkx þ xtÞ:
ð9Þ
As universally noted in any physics text a ‘‘trig identity’’ reduces this to the form
yðx; tÞ ¼ 2A sinðkxÞ sinðxtÞ:
ð10Þ
Since y(x, t) must vanish at the ends for all time, then sinðkLÞ ¼ 0; which only happens if
kL = np for integer n. Hence only discrete wavelengths kn = 2 p / k = 2L/n are possible.
Unlike Pythagoras’ musical ‘‘discovery’’ of integer relationships in the plucked string, in
this trigonometric analysis there is nothing mysterious or even surprising about integers
arising; due to the simple boundary conditions imposed on the wave equation the possible
modes are quantized in whole number harmonics.
Nonetheless it is curious to note that underling the above contemporary derivation
is a crucial trigonometric relation, the sum and difference formula cosða bÞ ¼
cosðaÞ cosðbÞ sinðaÞ sinðbÞ: If pressed to justify this identity most of us would appeal to
relatively advanced methods such as complex numbers and Euler’s formula. But the
identity’s historical roots and proof are much earlier than Euler and the eighteenth century.
This and indeed most trigonometric relations we rely upon follow from the more general
Ptolemy’s Theorem4 developed in 2nd century Hellenistic Egypt by Ptolemy and proved in
his thirteen volume Mathematical Syntaxis, known to most by its Arabic name Almagest
(Ptolemy 1998 [2nd century CE]). Therefore even a modern treatment of waves contains a
largely invisible legacy from ancient Greek, and primarily Pythagorean mathematics.
Firstly, Ptolemy’s Theorem shines in the history of geometry as a generalization of the
Pythagorean theorem, providing an alternate proof of the right triangle theorem as a special
case. Secondly, Ptolemy’s proof employs similar triangles, part of the powerful geometric
technique of ‘‘similarity of figures’’ developed by the Pythagorean school. Lastly, and more
4
For a quadrilateral ABCD inscribed inside a circle the product of the diagonals equals the sum of the
products of the opposite sides, or AC BD ¼ AB CD þ AD BC: Ptolemy stated his theorem in terms of
chords on a circle (the analog to our sines), not in the modern language of trigonometric or circular
functions, which are after all sophisticated analytic abbreviations encoding the definite ratios attaining
between lengths (or chords) defined on circles. Ptolemy motivates the importance of this theorem for his,
and indeed all, work on geometry and astronomy by first stating, ‘‘But we see that it is first necessary to
explain the method of determining chords: we shall demonstrate the whole topic geometrically once and for
all’’ (Ptolemy 1998 [2nd century CE], (I 9), p. 47).
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Ver en el PDF(se abre en una ventana nueva)generally, Ptolemy’s mathematical work was highly motivated by problems in Pythagorean
harmony, as embodied in his 2nd century CE book Harmonica where Ptolemy assigned
musical notes to every celestial body in such a way that the solar system rang with a
consonance of fourths and octaves (Ptolemy 1980 [2nd century CE], Book III, Chapter 13.
pp. 107–109).
Joseph Fourier generalized these simple harmonic relations of a string to a staggering
array of systems which we tend to take for granted but which Fourier’s contemporaries
objected to at the time. If not only strings but the flow of heat, and even pathological
shapes like square waves and delta functions, can be reduced to waves then in some sense
Fourier provides a further justification for why ‘‘all things accord in number’’ namely the
discrete wave numbers labeling the spectral series of modes or harmonics comprising a
system. Terminology inherited from harmony and music still lingers: harmonic, mode,
series. With Bessel and Laplace’s higher dimensional generalizations to circular and
spherical harmonics these principles attain even more force. For example with quantum
theory’s wave mechanics the colorful spectra of gases radiate in accord with simple whole
number ratios, the quantum numbers associated with atomic spherical harmonics. For
further exposition of this Pythagorean legacy in harmonic analysis see Bunge (2003), who
goes so far as to claim that, ’’In fact, the first to discover quanta was not Planck in 1900, but
Pythagoras in the 6th century B.C. . . . This must be emphasized to debunk the myth that
only exotic microphysical objects have quantal properties.‘‘ Pluck a string, or perturb an
atom, and number attends.
4 Pythagorean Proportions and Means
Greek mathematics contains a rich theory of proportions and means which still pervades any
introductory physics course. This is far from obvious today. In general the terms ‘‘proportion’’
and ‘‘ratio’’ are now used interchangeably,5 equated with our division symbolism a b:
Often ‘‘mean’’ is understood as a synonym for ‘‘average.’’ There is a practical need for
physicists, and indeed all scientists, to ’’think in averages‘‘ when studying complex systems.
Statistical mechanics is perhaps the most obvious instance, where macroscopic thermodynamic properties are calculated from averages over the microscopic constituents. Yet even
when studying something as simple as a ball in free-fall there is a step (often implicit at the
introductory level) where the myriad atoms comprising earth and ball are replaced by average
quantities, i.e., the centers of mass which bridge the microscopic and macroscopic physics.
Most of the ways we combine elements in physical systems fall into one of the mathematical
procedures set forth millennia ago for mediating a generic set of quantities, procedures which
defined a given mean based upon the corresponding proportion for mediating the quantities.
By far the so-called ’’arithmetic mean‘‘ is the most familiar today, which corresponds to the
operation we often associate with an ’’average.‘‘ However physicists often combine physical
elements in other ways, using means which we often do not explicitly name but which are in
fact examples of the other means formulated in Greek mathematical science.
5
In his Harmonices Mundi (Kepler 1997 [1619], p. 264) Kepler writes a digression on the translation of
Greek mathematical terms which concludes ‘‘We must therefore keep the custom introduced by the barbarian commentators on the Greek Elements.’’ This is essentially the terminology carried to this day. At
least in mathematical texts the word ‘‘proportion’’ derives from proportio, the common Latin translation for
the Greek ama k
ocom: The word ‘‘ratio’’ translates the Greek k
oco1; a notoriously potent word which,
depending upon ones discipline and context outside science and mathematics, unpacks variously as ratio,
reason, proportion, number, meaning, means, cause, wisdom, or word.
Página 8
Ver en el PDF(se abre en una ventana nueva)Though proportions were known and used earlier in antiquity, the Pythagoreans are
credited with systematizing and generalizing the possible proportions to ten, each of which
defines a corresponding mean (Boyer 1968, p. 61). Of these ten the three most commonly
applied, then and now, are the arithmetic, geometric, and harmonic. In modern notation, for
two numbers a \ c the mean b can mediate these numbers according to the following
proportions:6
ba a
¼
cb a
ðarithmetic meanÞ
ð11Þ
ba a
¼
cb c
ðharmonic meanÞ
ð12Þ
ba a
¼
cb b
ðgeometric meanÞ
ð13Þ
These three means were intimately bound with Pythagorean music theory as an alternate
way of defining the musical scale.7 Note the symmetry in their definitions. Re-arranging
these definitions to a more modern and recognizable form,
1
b ¼ ða þ cÞ ðarithmetic meanÞ
2
ð14Þ
1 1 1 1
¼ ð þ Þ ðharmonic meanÞ
b 2 a c
ð15Þ
b ¼ ða cÞ1=2
ð16Þ
ðgeometric meanÞ
blurs this original symmetry but does allow us to see how these various means arise in
elementary physical systems. Keep in mind the natural generalization to mediation
between not two but N quantities is achieved by replacing 1/2 by 1/N in the above
expressions.
4.1 Arithmetic Mean
The first mean, the arithmetic, is the most commonly recognized. Basic examples arise in
the first week of physics classes: kinematics lectures define average position and velocity,
while labs use mean values in data analysis. At the conclusion of classes the notion arises
again as grades are computed. Trivial as they are, these examples point out the close
6
This form matches their original definitions which employed words. For example Kepler (Kepler 1997
[1619], p. 166) recalls the ancients’ definition of ‘‘harmonic proportion as that in which, three numbers being
placed in their natural order, the amounts by which one of the pair of neighbors exceeds the other are in the
same proportion as the outer numbers.’’ The harmonic mean is the middle term of the three numbers (that is,
the symbol b in Eq. 12).
7
For example, the Pythagoreans demonstrated that the musical scale can be constructed theoretically (as
opposed to empirically with the human ear) using the three classical means: arithmetic, geometric, and
harmonic. Consider their application to a string with length 1 and another string of length 1/2 (octave). It
turns out the arithmetic mean between these two extremes is 3:4 (fourth) and the harmonic mean is 2:3
(fifth). Thus the aesthetic foundation of octave, fourth and fifth discussed in previous section ‘‘falls out’’
mathematically. The remainder of the major scale follows by considering the third classical mean, the
geometric, which fills in the remaining whole notes on scale (e.g., D is geometric mean between C and E).
See (Fideler 1987, pp. 327–328).
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Ver en el PDF(se abre en una ventana nueva)connection between mechanics and statistics which underlies arithmetic proportion. Two
additional examples further illuminate this connection. In rigid body dynamics the center
of mass and moment of inertia rely upon the arithmetic mean, extended to infinite systems.
Mathematicians inherit this mechanical terminology in speaking of statistical ‘‘weights’’
and ‘‘moments.’’ Boltzmann, Maxwell and Gibbs borrowed back the statisticians tools (as
well as the Pythagorean theorem) to derive the fundamental relationship between microscopic molecular kinetic energy and macroscopic thermodynamic temperature,
1
2
3
2 mhv i ¼ 2 kB T:
One way to conceptualize any mean defined from N values is that one could replace
each individual value by the mean and obtain in some sense the same cumulative result.
Mathematically speaking,
N
X
xi ¼ N
i¼1
N
1X
xi
N i¼1
¼ N xarith
¼
N
X
xarith :
ð17Þ
ð18Þ
ð19Þ
i¼1
An example of such a conceptual replacement of each member by the mean is afforded
by the center of mass, an idea which dates back to Archimedes’ ancient demonstration that
the moment (or torque) exerted on a lever by a collection of weights resting at different
spots on the lever is the same as if all weights are placed at a single point on the lever: the
center of mass or gravity.
4.2 Harmonic Mean
This property of replacement is in fact true for all the Pythagorean means, including the
harmonic. Consider a collection of resistors in parallel. The equivalent resistance is
N
X
1
1
¼
Req
R
i¼1 i
¼N
N
1X
1
:
N i¼1 Ri
ð20Þ
ð21Þ
From the definition of the harmonic mean (Eq. 15, generalized to mediation of
N quantities) this equivalent resistance for parallel circuits can be re-written
1
1
¼N
Req
Rharm
¼
N
X
1
R
harm
i¼1
ð22Þ
ð23Þ
demonstrating that for a parallel topology the equivalent circuit is where each element is
replaced by the harmonic mean, Rharm : That is, resistors combine arithmetically in series
and harmonically in parallel. Similar reasoning applies for capacitors and inductors.
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Ver en el PDF(se abre en una ventana nueva)Other instances of the harmonic mean appear in optics. For example the distance between
the two foci of a thin lens corresponds to the harmonic mean between the image and object
distances. For a concave mirror, which has only a single focal length, the mirror’s radius of
curvature corresponds to the harmonic mean of the image and object distances.
4.3 Geometric Mean
The geometric mean commonly arises when the physical quantities underlie geometric
shapes (e.g., area) as opposed to a simple scalars (e.g., mass). For instance if one asks for
the side of a square with the same area as the rectangle with sides a and c the answer is the
geometric mean ða cÞ1=2 : Or consider capacitors, whose physics is strongly determined by
their geometry. A simple capacitor comprised of parallel plates with area A separated by
d has the form C ¼ A=d where is the permittivity. But for a capacitor whose shape is
more complex this simple formula does not immediately hold. Nonetheless if one is aware
of the geometric mean then for many geometries the simple form C ¼ A=d can be
recovered. Take the case of a spherical capacitor consisting of two concentric spheres
holding opposite charges of magnitude Q, the inner sphere with radius ra and outer with
radius rb. Since the potential between the plates is
Q 1
1
ð24Þ
DV ¼
4p ra rb
the capacitance C ¼ Q=DV can be written, after some algebra,
C¼
4pra rb
:
rb ra
ð25Þ
Despite the apparent complexity of this form compared to the case of simple parallel
plates, the factor in the numerator can be expressed in terms of the geometric mean
pffiffiffiffiffiffiffiffi
rgeom ¼ ra rb as 4pra rb ¼ 4pr 2geom : Thus the simple form C ¼ A=d still holds provided
we identify A with the appropriate (geometric) mean surface area of the two concentric
plates with separation d.
This example from electrostatics has pedagogical and practical value. What are at first
sight more complex capacitance problems involving spherical charge separations (e.g.,
biological cell walls, planetary atmospheres) can be simplified if a student identifies the
geometric mean for the two charged areas, then leverages the simpler capacitance formula
for parallel plates which has already been mastered in simpler problems. This example also
provides a concrete physical illustration of why all means are not arithmetic. Despite most
students initial guess, the appropriate ‘‘mean area’’ to employ in C ¼ A=d is not computed
as one-half the sum.
Less geometric examples abound and are best seen with the following equivalent
expression8 for the geometric mean: if a is to b as b is to c then the three quantities are in
geometric proportion, with mean b. For example a rigid body’s center of mass, radius of
gyration, and center of percussion are in such geometric proportion, as is evident from the
formula for the center of percussion rP = k2G/rcm where kG is the radius gyration and rcm the
center of mass.9
8
From Eq. 15 we have ac = b2 which is equivalent to stating a/b = b/c.
9
This form holds for the center of percussion rP relative to the body’s center of mass. See (Hibbeler 2009,
Página 11
Ver en el PDF(se abre en una ventana nueva)As a final example consider the kinematics of circular motion. Through our physics,
astronomy, or even philosophy courses most of us are familiar with the ancient Greek’s
historical fixation on uniform circular motion. Aristotle devotes several chapters to circular
motion in his Physics, concluding ‘‘this is the only perfect motion’’ (Aristotle 1941c [4th
century BCE], Bk. VIII, Chapters 8,9). Two centuries earlier Pythagoras taught this ideal in
his cosmology (Heath 1991, pp. 11–12). We soberly shy from such aesthetic terms as
perfect, or eternal, in contemporary instruction. Nonetheless the equation we learn and
subsequently teach for centripetal acceleration,
a¼
v2
;
r
ð26Þ
still hides a certain Pythagorean legacy. If one were to inquire what sort of motion has the
magnitudes of the three kinematic variables—position, velocity, acceleration—in precise
geometric proportion the answer would be uniform circular motion. For r/v = v/a implies
Eq. 26. In this sense there is something uniquely proportioned about circular motions from
a strictly numerical standpoint. I am not suggesting we should ‘‘derive’’ the kinematics of
circular motion in this fashion today but merely point out the affinity to Pythagorean
mathematical ideas. Today’s more rigorous treatment employs Newton’s infinitesimal
analysis to the kinematic vectors on a circle, yet ironically this derivation relies upon
applying ‘‘similar triangles,’’ a proof technique inherited from ancient Greek geometers.
One may wonder whether any mathematical expression can be rearranged into this
Pythagorean language of means, and thus cast doubt on the relevance of these examples. It
is true that any sum can be written as the sum of a mean (e.g., Eq. 19) but it does not
follow that the physics examples given here of the three means are simply trivial mathematical ways of reformulating sums or products. For instance, though mathematically
possible it is not necessarily physical meaningful to rewrite any product as a geometric
mean. In the physics of two body gravitation the product of masses appears in the inverse
square law. Mathematically this product could be expressed in terms of a geometric mean
pffiffiffiffiffiffiffiffiffiffiffi
mass mgeom ¼ m1 m2 : But this reformulated quantity mgeom plays no meaningful physical
role in our approach and solution to the dynamics. In fact it is instead the so-called
‘‘reduced mass’’ l which is the important physical quantity, which allows the two-body
problem to be ‘‘reduced’’ to an equivalent problem involving a single body with the
combined mass
m1 m2
:
ð27Þ
l¼
m1 þ m2
Rearranging this expression and comparing with Eq. 15 shows that this combination l is
actually related to the harmonic mean of the two masses, which is the most meaningful
mediation between the two masses from the standpoint of physics.
Perhaps in addition to passing on to students various mnemonics (e.g., RASCAP.
Resistors Add in Series and Capacitors Add in Parallel) we could also serve university
level students by teaching them the various classical means, which provide a natural
language for talking about mathematical formulas. Knowledge of these various means can
also serve as a guard against the tendency to believe combination is a synonym for
addition. For example individual magnifications, M1 ; M2 ; . . .MN ; in a compound lens
system combine geometrically (the product) and not arithmetically (the sum) as most
students intuit.
Página 12
Ver en el PDF(se abre en una ventana nueva)4.4 Golden Ratio
Before closing this discussion of proportions and means it is worth mentioning the so-called
‘‘golden ratio’’ or ‘‘divine proportion’’ traditionally attributed to Pythagoras (Livio 2002,
pp. 35–36). According to Euclid ’’a straight line is said to have been cut in extreme and mean
ratio when, as the whole line is to the greater segment, so is the greater to the less’’ (Elements,
Book VI, Definition 3, Heath 1956, Vol. 2, p. 188). Numerically this golden ratio corresponds
pffiffi
to the constant / ¼ ð1 þ 5Þ=2 1:618. . .; a common element in ancient mathematical and
architectural constructions. Kepler considered this ratio and the Pythagorean theorem to be
the ‘‘two treasure houses of geometry’’ (Kepler 1981 [1596], p. 133). Though claims for its
ubiquity in the natural world are often abused there are in fact physical settings where / is
observed and has a clear dynamical explanation. Such examples are found in optics (Hoggatt
Jr and Bicknell-Johnson 1979), crystallography (Levine and Steinhardt 1984; Caspar and
Klug, 1962), phyllotaxis (Douady and Couder 1992), atomic physics (Heyrovska 2005), and
recently in several exotic quantum mechanical settings involving quasiparticles (Coldea
et al. 2010) and Bell’s theorem (Styer 2000, p. 55).
One instance germane to introductory physics is the case of an infinite parallel-series
resistor network. Although a classic textbook exercise (Alonso and Finn 1970, p. 498), only
relatively recently was it noticed that such a network can give rise to the golden ratio, and in
the simplest case where every resistor has unit value. Such a circuit’s equivalent resistance is
R¼
1
1 þ 1þ 1 1
;
ð28Þ
1þ 1
1þ...
the continued fraction representation for the golden ratio (Srinivasan 1992).
5 Cosmology and Music of the Spheres
The example of circular motion has shown up more than once in this paper. In fact most
common methods for arriving at the centripetal acceleration ac = v2/r for a body in circular motion rely upon millennia-old Pythagorean mathematics. Two were discussed above
(Sect. 4.3), one relying on the geometric mean, and the other upon similar triangles. Two
other methods are the following: (1) express the body’s position as a Cartesian vector
rðtÞ ¼ r cosðxtÞ^i þ r sinðxtÞ^j then differentiate twice to determine acceleration; or (2)
follow what was essentially Newton’s procedure (Tipler 1999, p. 125) of analyzing how
much a satellite ‘‘falls’’ as it executes circular orbit. It turns out these additional two
approaches both rely upon c2 = a2 ? b2 at some stage of the demonstration. Thus the
mathematization of circular kinematics seems almost inescapably Pythagorean.
In Pythagorean cosmology uniform circular motion is the most proportioned and harmonious, epitomized by bodies moving on the celestial spheres. ‘‘For everything moves in
proportion; and this proportion of equality is the only one which, when it occurs, produces
circles and spheres, because it returns on itself’’ (Archytas 1987 [4th century BCE],
p. 183). This harmonic motion was understood to give rise to the so-called ‘‘music of the
spheres,’’ a mystical yet remarkably enduring Pythagorean notion.10 ‘‘There is geometry in
10
Shakespeare alludes to this music: Look how the floor of heaven / Is thick inlaid with patines of bright
gold: / There’s not the smallest orb which thou behold’st / But in his motion like an angel sings, (Shakespeare, The Merchant of Venice, act 5, scene 1.)
Página 13
Ver en el PDF(se abre en una ventana nueva)the humming of the strings, there is music in the orbits of the spheres.’’ The ancient
historian Porphyry (Porphyry 1987 [3rd century CE], p. 129) wrote of Pythagoras that ‘‘He
himself could hear the Harmony of the Universe, and understood the universal music of the
spheres, and of the stars which move in concert with them.’’ Today of course we see no
necessary connection between circular planetary motions and music, but it is worth
pointing out that through much of the modern era the technology behind music has
remained steadfastly tied to the dynamics of circular motion: be it Edison’s original
phonograph, vinyl LPs, laser CDs, computer hard disks, and even the iPod scroll-wheel.
Besides the specific mathematical examples described in this paper, there is also a more
general sense in which the historical development of physics and astronomy reveals the
echo left by Pythagoras’ cosmology and mathematical philosophy. His school was the first
to apply the Greek word cosmos (order) to the entire universe, standing in contrast to the
opposing mythical Greek term chaos. Much of this cosmology is reported by the later
Aristotle, who for the most part dismisses it where it contradicts his own physics. For
instance as opposed to the four Aristotelian elements of earth, air, fire and water ‘‘They
[Pythagoreans] supposed the elements of numbers to be the elements of all things, and the
whole heaven to be a musical scale and a number’’ (Aristotle 1941a [4th century BCE],
Book 1, Ch. 5. p. 698). Unlike most ancient models, both earlier and later, Pythagorean
cosmology was not geocentric but rather placed a spherical earth in a circular motion
which caused day and night. Again Aristotle, after laying out his geocentric view, comments ’’But the Italian philosophers known as Pythagoreans take the contrary view. At the
centre, they say, is fire, and the earth is one of the stars, creating night and day by its
circular motion about the centre’’ (Aristotle 1941b [4th century BCE], Book II, Ch. 13.
293a. p. 428).11
Many of these Pythagorean cosmological ideas propagate in one form or another for the
next two millennia. Ptolemy reverts to geocentrism yet still adheres to uniform circular
motion and associated music of the spheres. As noted above (Sect. 3), in his 2nd century
book Harmonica (Ptolemy 1980 [2nd century CE]) Ptolemy assigned musical notes to
every celestial body in such a way that the solar system rings with fourths and octaves.
Centuries later, Copernicus, in the preface to On The Revolutions of Heavenly Spheres
(Copernicus 2004 [1543], p. 4) specifically mentions researching ‘‘Philolaus the Pythagorean’’ and concluding ‘‘Therefore I also, having found occasion, began to meditate upon
the mobility of the Earth.’’ This newfound heliocentrism continues with Kepler. Despite
abandoning the ancient ideal of circular planetary motions for his famous ellipses,12 Kepler
is otherwise unabashedly Pythagorean. In The Secret of the Universe he acknowledges that
his famous model for the planetary spacings in terms of the five regular polyhedra relies
upon Pythagoras ‘‘Because the doctrine of the five geometric figures being distributed
among the bodies of the universe is traced back to Pythagoras, from whom Plato borrowed
11
There is debate and historical confusion on whether this ‘‘central fire’’ was the Sun or a separate ‘‘central
hearth.’’ Regardless of which, the Pythagorean model is striking in considering earth as a spherical, mobile
body.
12
The names for the conic sections originate (Heath 1965, p. 150–151) from the Pythagorean technique in
geometrical algebra known as ‘‘application of areas.’’ It is essentially a geometric way to solve quadratic
equations by finding an equivalent area to a given figure, one easier to reckon than the given figure. In more
general use this application (paqab o kg) could be exceeding ðmpqbokgÞ or falling short ðkkiwi1Þ of the
given figure. I include the Greek to show the origin of our terms parabola, hyperbola and ellipse. Indeed
these terms were adopted by Apollonius (3rd century BCE) in his famous treatise on conics since his
constructions employed the Pythagorean application of areas, where the three possible applications (equal,
exceeding or falling short) lead to the most general construction of the three conics.
Página 14
Ver en el PDF(se abre en una ventana nueva)this part of his philosophy’’ (Kepler 1981 [1596], p. 61). In Kepler’s later The Harmony of
the World (Kepler 1997 [1619]), where he consolidates his eponymous three laws of
planetary motion, the author in fact derives a detailed musical score for the harmony of the
spheres based upon his third law, or harmonic law, relating a planet’s period and semimajor axis.13 When Galileo enters the historical scene he, like Copernicus, stirs trouble for
his ‘‘spreading and acceptance . . . of the false Pythagorean doctrine, altogether contrary to
the Holy Scripture, that the earth moves and the sun is motionless’’ (Decree of General
Congregation of the Index, 5 March 1616, in Finocchiaro 2008, p. 177). More generally
Galileo spreads the ancient ‘‘All is number’’ natural philosophy with his famous imagery of
the universe being a book. ‘‘It is written in mathematical language, and its characters are
triangles, circles and other geometric figures’’(The Assayer, 1623, in Finocchiaro 2008,
p. 183). Newton completes this mathematization of the natural world and philosophy quite
literally with his Mathematical Principles of Natural Philosophy (Newton 1995 [1687]).
The majestic calculus in some way displaces the Pythagorean musical ideas; which is
perhaps fitting since the fruit of so many centuries of mental labors had finally matured,
and could detach from the old tree. Nonetheless, Newton fully relies upon the authority of
what he calls the primary ’’phenomena’’ of Kepler’s laws, in particular the harmonic law
(or third law) concerning the periods and mean radii of planetary orbits.
Thus the long historical narrative leading to what is traditionally taught in introductory,
classical physics carries forth not only specific mathematical techniques, but a mathematical inspiration and response to the ancient ideas of Pythagoras and his school. Finally,
though it is far from our treatment of introductory physics, one cannot help but wonder
what Pythagoras would make of a certain contemporary theory of the universe whose
elements are highly mathematical vibrating strings.
6 Concluding Remarks
Physics and mathematics are wedded together. As Uhden et al. (2012) conclude in their
recent study of mathematical reasoning in physics education, there is an ‘‘entanglement of
physics with its mathematical structure’’ and ‘‘for both prospective teaching and further
research, a focus on deeply exploring such interdependency can significantly improve the
understanding of physics.’’ This entanglement is practical (e.g., the need for physics students to take mathematics pre-requisites) but as evidenced in this paper it is also historical.
Most students are aware of a vague connection between physics and some ancient
civilization, due to the Greek symbols used by their textbooks and professors. As shown
above through numerous examples this connection goes much deeper, so prevalent it is
13
Although Kepler’s first two laws can already be seen in his New Astronomy (see Kepler (1992 [1609])) he
introduces his third law (p2 µ a3) in The Harmony of the World. The entire contents of the final Book V (On
the Most Perfect Harmony of the Heavenly Motions) lays out the consequences of this third ‘‘harmonic
law.’’ There he derives several musical scores for the planetary motions (e.g., see Kepler 1997 [1619],
p. 457) accompanied by demonstrations such as ‘‘Proposition XI: The proportion of the motion of Saturn at
aphelion to that at perihelion ought to have been 4:5, a major third, but that of Jupiter’s motions 5:6, a minor
third.’’ At the risk of digression we will not unravel the question of what extent this music of the spheres
could or should actually be heard. The most creative answer to this question is related by Aristotle who
writes that ‘‘the sound is in our ears from the very moment of birth and is thus indistinguishable from its
contrary silence’’ (Aristotle 1941b [4th century BCE], Book II, Ch. 9). Porphyry holds that these are sounds
‘‘which we cannot hear because of the limitations of our weak nature’’ (Porphyry 1987 [3rd century CE],
p. 129). For a modern treatment of this question using astrophysical examples see Caleon and Ramanathan
Página 15
Ver en el PDF(se abre en una ventana nueva)easily taken for granted. Indeed, many of the mathematical methods used in reasoning
through a typical introductory physics course have their root in Greek thought from the 6th
century BCE, particularly Pythagoras and his school. Applications to physics of the elementary Pythagorean theorem abound, and point to a useful lesson: fancy mathematics
does not necessarily underly deep physics. Even revolutionary results such as Einstein’s
special theory of relativity require surprisingly little mathematical sophistication. What is
novel is the physics: careful reasoning about natural principles and experiments. Beyond
plane geometry, Pythagoras’ experiments and theories concerning music, harmony and
sound shed light on the dual relation between continuous and discrete quantity, important
in reasoning about vibrations and waves, and more generally harmonic analysis and
quantum theory. The rich theory of Pythagorean proportions and means exemplifies the
important principle that not all averages, or means, are arithmetic; sometimes physical
quantities combine harmonically (e.g., reduced mass) or geometrically (e.g., areas of
capacitive plates).
Beyond these specific mathematical methods, we also see the more general echo left by
Pythagoras’ cosmology and mathematical philosophy (e.g., the music of the spheres) on
the historical development of physics and astronomy. Understanding this legacy can
potentially afford a deeper appreciation of more modern developments in physics. For
example Einstein’s remark that Bohr’s mathematical model for the atom ‘‘is the highest
form of musicality in the sphere of thought’’ (Pais 2005, p. 416) is seen not simply as
poetic praise but as an allusion to a long history of ideas on the nature of the physical
world. More so than many sciences, physics has a long narrative stretching back thousands
of years. The discipline of physics inherited and carries forth specific ways of reasoning
based upon an ancient idea: that the entire universe is ordered in a mathematically intelligible way, a cosmos, where ‘‘all things accord in number.’’
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