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Pagina 1
Vedi nel PDF(si apre in una nuova finestra)Amélie Oksenberg Rorty
General Editor
ng
MODERN STUDIES IN PHILOSOPHY is a series of anthologies presenti
contemporary interpretations and evaluations of the works of major
the
philosophers. The editors have selected articles designed to show
to
and
hers,
philosop
these
systematic structure of the thought of
interest.
current
of
s
problem
the
to
views
their
of
e
reveal the relevanc
These volumes are intended to be contributions to contemporary
debates as well as to the history of philosophy; they not only trace
the origins of many problems important to modern philosophy, but
also introduce major philosophers as interlocutors in current
discussions.
MODERN STUDIES IN PHILOSOPHY is prepared under the general
editorship of Amélie Oksenberg Rorty, Livingston College, Rutgers
University.
ALEXANDER P. D. MOURELATOSs is Professor of Philosophy at The
University of Texas at Austin. He received his B.A., M.A., and Ph.D.
degrees from Yale University. He is the author of The Route of
Parmenides, published by Yale University Press in 1970, and has
been a contributor to journals of philosophy and classical philology.
THE
PRE-SOCRATICS
iks
A Collection of Critical Essays
Edited by
ALEXANDER P. D. MOURELATOS
ANCHOR BOOKS
Anchor Press/ Doubleday
Garden City, New York
Pagina 2
Vedi nel PDF(si apre in una nuova finestra)CONTENTS
PREFACE
ABBREVIATIONS
XV
EDITORS INTRODUCTION
I. CONCEPT STUDIES
1.
Nous, Noein, and their Derivatives in Pre-Socratic Philosophy
(Excluding Anaxagoras)
23
Kurt von Fritz
2.
Qualitative Change in Pre-Socratic Philosophy
W. A. Heidel
86
II. IONIAN BEGINNINGS
3.
Anaximander’s Fragment: The Universe Governed by Law
Charles H. Kahn
4.
Xenophanes’ Empiricism and His Critique of Knowledge
(B34)
99
118
Hermann Fränkel
III. PYTHAGORAS AND PYTHAGOREANISM
5.
Mysticism and Science in the Pythagorean Tradition
F. M. Cornford
135
6.
Pythagorean Philosophy before Plato
161
Charles H. Kahn
IV. HERACLITUS
7.
8.
g.
Natural Change in Heraclitus
G. S. Kirk
Flux and Logos in Heraclitus
W.K. C. Guthrie
189
A Thought Pattern in Heraclitus
Hermann Frankel
Pagina 3
Vedi nel PDF(si apre in una nuova finestra)MYSTICISM AND SCIENCE
IN THE PYTHAGOREAN TRADITION
F. M. Cornford
The object of this paper is to show that, in the sixth and fifth centuries
B.C., two different and radically opposed systems of thought were
elaborated within the Pythagorean school. They may be called respectively the mystical system and the scientific. All current accounts of
Pythagoreanism known to me attempt to combine the traits of both
systems in one composite picture, which naturally fails to hold together.
The confusion goes back to Aristotle, who usually speaks indiscriminately of “the Pythagoreans,” though now and then the phrase “some
Pythagoreans” indicates that he was aware of different currents within
the school.
I shall try to show that the criterion enabling us to distinguish the two
systems is furnished by the Eleatic criticism of Pythagoreanism, which
can be used as one might use a mirror to see what was happening on the
other side of a screen. The history of Pre-Socratic philosophy is divided,
circa 500-490 B.C., into two chapters by Parmenides’ polemic against
any system which derives a manifold world from an original unity. The
first chapter contains the two great sixth-century systems of the Milesians and of Pythagoras, both of which fall under Parmenides’ condemnation. Parmenides, bred in the Pythagorean tradition, was primarily a
critic of the school from which he was seceding. Thus we have a clue to
what sixth-century Pythagoreanism must have been, if we ask what is
the radical fault found by Parmenides in the system he is criticizing. It
will appear that this fault is the attempt to combine a monistic inspiration with a dualistic system of Nature. Parmenides declared for
uncompromising monism, and in consequence denied plurality and
becoming, including change and motion. The second chapter contains
From The Classical Quarterly, 16 (1922), 137-50, and 17 (1923), 1-12.
Portions of text omitted, and some footnotes abbreviated or omitted, Selection reprinted here by permission of The Clarendon Press, Oxford.
Pagina 4
Vedi nel PDF(si apre in una nuova finestra)the fifth-century pluralist systems of Empedocles, Anaxagoras, and the
Atomists, who sought in various ways to restore plurality, change, and
motion without infringing the canons Parmenides was believed to have
established. It is antecedently probable that some section of the Pythagorean school would attempt a similar answer. Now, in the generation
after Parmenides, we find his pupil Zeno attacking a system which
appears to be that answer. It is an inchoate form of Atomism—a
doctrine that the real consists of an indefinite plurality of units or
monads (indivisible points having position and magnitude), which can
move in space, and of which bodies can be built up. Of this doctrine
there is no trace in Parmenides; it belongs to the early fifth century.
Zeno’s criticisms, on the other hand, point to this doctrine, and to
nothing else. It is not the later developed Atomism of Leucippus and
Democritus, from which it differs in various respects. The monads, for
instance, do not differ, like the atoms, in shape, but are all alike. I infer
that the system in question is another pluralist system, the immediate
ancestor of Atomism proper, constructed by the scientific wing of the
Pythagorean school as a reply to Parmenides’ critique.
Aristotle, when he speaks of “the Pythagoreans,” refers sometimes
to the original sixth-century system, sometimes to this later doctrine,
and probably in his own mind did not clearly distinguish the two. Hence
his testimonies, if taken all together, are inconsistent. Here we are told
that sensible things “represent” or “embody” (mimeisthai) numbers;
there, that sensible things or bodies actually are numbers, built up of
indivisible monads. And so on. But, with the guidance of the Eleatic
criticism and our knowledge of the religious antecedents of Pythagoras,
we can sort out the testimonies and refer them to the two systems I have
mentioned. We can, in a word, distinguish between (1) the original
sixth-century system of Pythagoras, criticized by Parmenides—the
mystical system—and (2) the fifth-century pluralism constructed to meet
Parmenides’ objections, and criticized in turn by Zeno—the scientific
system, which may be called “Number-atomism.” There is also (3) the
SIXTH CENTURY
(1) Pythagoras, criticized by Parmenides
FIFTH CENTURY
|
(2) Number-atomism, criticized by Zeno
(3) Philolaus
Atomism of Leucippus
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
137
system of Philolaus, which belongs to the mystical side of the tradition,
and seeks to accommodate the Empedoclean theory of elements. This
may, for our present purpose, be neglected. The preceding diagram
illustrates the development.
I. THE MysTIcAL SYSTEM OF PYTHAGORAS
We may start from a consideration of the type of society founded by
Pythagoras. The beliefs of a religious community in its earliest stages
are externalized in its rule of life, and of the Pythagorean fraternity we
know enough to guide us. It was modeled on the mystical cult-society,
to which admission was gained by initiation—that is, by purification
followed by the revelation of truth. To the Pythagorean, “purification”
partly consisted in the observance of ascetic rules of abstinence from
certain kinds of food and dress, and partly was reinterpreted intellectually to mean the purification of the soul by theöria, the contemplation
of the divine order of the world. “Revelation” consisted in certain
truths delivered by the prophet-founder (airds épa), and progressively
elaborated by his followers under his inspiration.
The rise of mystical cult-societies or non-social religious groups seems
to coincide with the breaking up, in the sixth century, of the old social
units based on the theory or fact of blood-kinship. It had also psychological causes: there was a deepening and quickening of religious
experience—the revival associated with the name of Orpheus. These two
sets of phenomena lead to certain axioms in any philosophy that arises
out of them. There is, moreover, among these axioms a latent contradiction: there is a tendency toward monism and a tendency toward
dualism.
Take first the monistic tendency. In the old blood group the social
bond, the sense of solidarity (philia), had formerly extended to the
limits of the blood-kin (philoi); beyond were “strangers,” if not enemies.
1 The pious attribution of all discoveries to the Founder may be illustrated
by a penetrating observation made in another connection by Auguste BouchéLeclercq (L’ Astrologie grecque [Paris, 1899], p. 51 n. 1). He speaks of “a psychological fact, amply demonstrated by the history of apocryphal literature:
viz. that every doctrine that appeals to faith has an interest in making itself
appear of great antiquity, and that those who develop such a doctrine are
very careful not to offer their respective inventions as the products of their
own genius. They escape from discussion by cloaking themselves with as
enormous as possible a mass of unverifiable experiences and revelations.”
Pagina 5
Vedi nel PDF(si apre in una nuova finestra)There had also been a coextensive religious bond in the common
worship of some peculiar set of divinities, heroes, or ancestors. The
system is naturally polytheistic. The appearance of new religious groups,
transcending the limits and ignoring the ties of kinship, is attended by
consequences of great importance. On the social side, at least the seed
is sown of the doctrine that all men are brothers; the sense of solidarity,
set free from the old limits, can spread to include all mankind, and even
beyond that to embrace all living things. Philia ceases to mean kinship
in the ordinary sense, and begins to mean love. At the same time the
social basis of polytheism is undermined. Either monotheism, in some
form, must take its place, or at least the belief (essentially true) that the
mystery gods worshipped by different groups, whether called Dionysus
or Adonis or Attis, are really the same god—one form with many
names. There emerges the axiom of monism: All life is one and God is
one.”
On the other hand, there is a no less significant change in the psychology of the individual.’ The old solidarity of the blood group had
entailed that diffusion of responsibility for the actions of any one
member among all the other members which still survives in the vendetta. When collective responsibility goes, individual responsibility is
left. The guilt of any action must now attach personally to its author.
It cannot be expiated by another, or by the blood group as a whole.
The punishment must fall upon the individual, if not in this life, then in
the next, or perhaps in a series of lives in this world. When the Pythagoreans reduced justice to the lex talionis, the effect was that it applied
to the guilty person only, not to his family. The doctrine of transmigration completes the scheme of justice for the individual soul. The
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
139
their side, one all-inclusive group, conversely the soul acquires a unity
in the exclusive sense. The individual becomes a unit, an isolated atom,
with a personal sense of sin and a need of personal salvation, compensated, however, by a new consciousness of the soul’s dignity and
value, expressed in the doctrine that by origin and nature it is divine.
From God it came, and to God it will return.
But only on condition of becoming pure. So long as it is imprisoned
in the bodily tomb, it is impure, tainted by the evil substance of the
body. Psychologically—in terms of actual experience—this means that
the soul is profoundly conscious of an internal conflict of good and evil,
the war in the members. This conflict dominates religious experience.
In philosophical expression, it gives rise to the axiom of dualism: In the
world, as in the soul, there is a real conflict of two opposite powers—good
and evil, light and darkness.
Both the axiom of monism and the axiom of dualism are implicit in
the doctrine of transmigration, which was certainly taught by Pythagoras. All souls come from one divine source and circulate in a continuous series of all the forms of life. Each soul, involved in the conflict of
good and evil, seeks escape from the purgatorial round of lives and
deaths into a better world of unity and rest. Any philosophy that arises
from a religion of this type is threatened with internal inconsistency.
On the one hand, it will set the highest value on the idea of unity, and,
at this stage and long afterwards, the notions of value and of reality
coincide. Unity is good; reality must be one. On the other hand, Nature
will be construed in terms of the inward conflict of good and evil,
appearing in the external world as light and darkness. Light is the
medium of truth and knowledge; it reveals the knowable aspect of
mere idea of reincarnation was no novelty. What is new in transmigration is the moral view that reincarnation expiates some original sin and
Nature—the forms, surfaces, limits of objects that are confounded in
that the individual soul persists, bearing its load of inalienable responsibility, through a round of lives, till, purified by suffering, it escapes for
antagonistic power of darkness and evil. Hence the tendency to dualism
ever.
Thus, while God becomes one in the inclusive sense of monotheism—
in religious terms, the Father,‘ not of this household, clan, or city, but
of all mankind and of all living things—and his children become, on
2 Cf. Sext. Emp. M. IX.127; Iamb. VP 108.
3Cf. Gustave Glotz, La Solidarité de la famille dans le droit criminel en
Grèce (Paris, 1904), p. 587.
4 The Pythagorean term was rather deororys—the father and master of
the household, or küupıos (Euxitheos Athen. IV.1570).
the unlimited darkness of night. But it is hard to deny reality to the
—to recognize, not the One only, but two opposite principles.
Now, if we bring this preliminary inference to the test of the Eleatic
criticism, it seems to be confirmed. The gist of Parmenides’ doctrine is
that we must choose between monism and dualism. If we assert that the
real is one, we cannot logically maintain a dualistic system of Nature.
And the particular form of dualism he attacks is the doctrine that in
Nature there are two opposite “forms”—light and darkness—equally
real. So far, then, it appears (1) that the religious experience which
underlies the doctrine of transmigration would naturally give rise to a
philosophy combining a monistic tendency with a dualistic; and (2)
Pagina 6
Vedi nel PDF(si apre in una nuova finestra)that the latent conflict of these two tendencies is the radical fault found
by Parmenides in the Pythagoreanism of his time.
The reconstruction of Pythagoras’ system may be approached
through the analysis of certain pivotal conceptions which all admit to
be characteristic of the Italian tradition. These are: the ideal of “becoming like God” and the notion of mimesis; the correspondence of
macrocosm and microcosm; the conception of harmony; the doctrine
of numbers; the symbol known as the tetractys.
Aristoxenusÿ says of Pythagoras and his followers: “Every distinction
they lay down as to what should be done or not done aims at communion (or converse, homilia) with the divine. This is their starting-point;
their whole life is ordered with a view to following God, and it is the
governing principle of their philosophy.” This “following” or imitation
of God was to end in a purification of the soul from the taint of its bodily
prison-house so complete that there should be no need of any further
reincarnation. Pythagoras was believed to have reached this threshold
of divinity;*Empedocles later made the same claim for himself: “And I,
among you an immortal god, no longer mortal,” 7 echoed in the Orphic
grave tablets, where the dead soul is addressed: “From a man thou hast
become a god.”
The means of rising to this condition was “philosophy,” the contemplation of the cosmos in which God was contained or embodied.
It was assumed, moreover, in sharp contradiction to orthodox Olympian
religion, that there was no insuperable gulf between God and the soul,
but a fundamental community of nature.
The same order (kosmos) or
structural principle is found on a large scale in the universe and on a
small scale in individuals, i.e. those parts of the universe which are
themselves wholes, namely living things. The living creature (soul and
body) is the individual unit or microcosm; the world, or macrocosm, is
likewise a living creature with a body and soul.’ Individuals reproduce
5Tamb. VP 137 (= DK 58D2). Arius Didymus (?) ap. Stob. Eth. VI.3
Zweparns II\árwv radrà 7G Iludayöpa, TEAos Öuoiwaıv Geod.
6 Aristotle Fr. 192 (Rose) rod Aoyıkod gov ro uev korı Debs, TO de AvOpwrros,
ro 6€ otoy Ilvdayöpas.
7B112.4. Cf. B146, 147. “At the last they appear among mortal men as
seers, singers, physicians, and leaders of men” (Empedocles was all these),
“and then they spring up as gods highest in honor, sharing the hearth of the
other immortals, free from human sorrows, from destiny, and from all
harm.”
8 The expression ““microcosm” first occurs in Democritus, B34 & 7@ áv-
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
141
the whole in miniature; they are not mere fractions, but analogous parts
of the whole which includes them.
This relation of the many analogous parts to the including whole is
very important. It is implied in the term mimesis, by which, as Aristotle
remarks, the Pythagoreans meant the same relation that Plato called
“participation” (methexis).® In Plato it is the relation of a number of
similar individual things to the supersensible Idea whose nature is
communicated to them. The things “participate” in that Idea, but in
such a way that the whole Idea is represented in each, and yet not used
up by any one. This meaning of mimésis goes back to the original sense
of the word. Mimos means an actor. A whole succession of actors may
embody or reproduce a character, say Hamlet; but none of them is
identical with Hamlet. Each represents the character, which yet is not
used up by any one impersonator. The actor was, in the earliest times,
the occasional vehicle of a divine or legendary spirit. In Dionysiac
religion this relation subsists between the thiasos or group of worshippers and the god who takes possession of them (katechein).
“Blessed,” say the chorus in the Bacchae,' “is he whose soul thiaseuetai”—is merged in his group, when the whole group is possessed by
one spirit, which, not being a fully developed, atomic personality, can
alike penetrate the whole group and dwell in each of its members. At
that stage “likeness to God” amounts to temporary identification.
Induced by orgiastic means, by Bacchic ecstasy or Orphic sacramental
feast, it is a foretaste of the final reunion. In Pythagoreanism. the
conception is toned down, Apollinized. The means is no longer ecstasy
Opdorp pwikp@ Koop övrı, but the conception is much older and akin to the
astrological premise of a “sympathy” between the heavenly bodies and
earthly life.
9 Metaph. 1.6.987bro. Otto Gilbert (“Aristoteles’ Urteile über die pythagoreische Lehre,” AGP, 22 [1909], 40 ff.) rightly urges that utunots, duoiwua,
duotovy, etc., imply a relation between two different things, and holds that
Pythagoras and his school (I should say, the Pythagoreans other than the
“mathematicians” or number-atomists) did not identify numbers with things
in ihrer stofflichen Grundlage. At Metaph. V.14.1020b4 Aristotle uses uiunua
for the plane or solid figure, which is the graphic “representation” of a number. In this case any number of similar figures can “represent” the same
number.
10 Eurip. Ba. 72. Cf. A. W. Verrall, The Bacchants of Euripides and
Other Essays (Cambridge, 1910), p. 30, who translates ‘‘whose soul is
congregationalized.”
Pagina 7
Vedi nel PDF(si apre in una nuova finestra)or sacrament, but theöria, intellectual contemplation of the universal
order, whereby the microcosm comes to reproduce (mimeisthai) that
order more perfectly and becomes kosmios, attuned to the celestial
harmony.
|
From the analogy of macrocosm and microcosm certain cosmological
premises follow. The One or All must be perfect (teleion) and limited.
The Unlimited, the apeiron which Anaximander had called divine,
cannot be reproduced in a miniature whole. To the Pythagorean it is an
evil principle of disorder, the opposite of the good principle of Limit.
Again, the derivation of the many from the One cannot be merely a
splitting of the One into fragmentary parts. It must be such that the
pature of the whole can be reproduced in each subordinate whole or
analogous part.
The formula of that identical structure which is repeated in the
universe and in its analogous parts is “harmony.” This word meant,
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
143
case of the wholesomeness of honey-water, he suggests elsewhere a
similar view in the case of colors. The multiplicity of colors, over and
above black and white, may, he says, be due to differences in the
proportion of their composition. The combination of black and white
in the intermediate colors may be in the proportion 3:2 or 3:4 or
according to other ratios. Other colors may be compounded in no
commensurate proportion, and “colors may be analogous to concords
(symphöniais). Thus, the colors compounded according to the simplest
proportions (ra & äpıßuois eüloyiarous Xp@para), exactly as in the case of
concords, will appear to be the most pleasant colors, e.g. purple,
crimson, and a few similar species. It is an exactly parallel reason that
causes concords to be few in number” (i.e. the “simplest proportions”
are few).!?
Aristotle here applies to the explanation of the agreeableness of
certain colors the Pythagorean doctrine that the virtue of a compound
first, the “fitting together” or “adjustment” of parts in a complex
lies in the exact and simple numerical proportion of the ingredients.
whole; then, specially, the “tuning” of an instrument; and hence the
“musical scale” which results therefrom. There was, from the first,
the implication of a “right,” or tuneful adjustment.
This conception adds to the notion of the mixture of opposites as it
musical scale or harmony could be expressed exactly in the terms of
occurs in Ionian science, the notions of order, proportion, measure.
Each mixture, resulting in a thing, conforms (or ought to conform) to
a definite law which characterizes it and distinguishes it from another
mixture of the same ingredients. The proportion comes to be regarded
as the determining essence of the compound, in which its goodness and
‚reality lie.
This doctrine that the goodness of a compound depends on exact
numerical proportions is thus referred to by Aristotle: “One might raise
the question what the virtue (to eu) is that things get from numbers
because their composition can be expressed by a number, either by a
simple proportion (eulogistöi) or by an odd number. For in fact honeywater is no more wholesome if it is mixed in the proportion of three
times three, but it would do more good if it were in no particular
proportion but well diluted than if it were numerically expressible but
strong.” 1! Though Aristotle’s common sense rejects this theory in the
u Metaph. XIV.6 init. Alexander (ad loc.) explains: “Some Pythagoreans
The analogy with concords points clearly to the original source of the
theory, Pythagoras’ discovery that the concordant intervals of the
the “simple” ratios, 1:2 (octave), 3:2 (fifth), and 4: 3 (fourth), and that,
if the smallest whole numbers having these ratios to one another (viz.
6:8:9:12) are taken, the internal terms are the means (arithmetic and
harmonic) between the extremes. Thus was the principle of harmony
revealed as an unseen and unheard principle of order and concord,
identical with a system of numbers bound together by interlocking
ratios. The system, moreover, is limited, both externally by the octave
(for the scale ends, as we say, “on the same note” and begins again in
endless recurrence), and internally by the means. The introduction of
this system marks out the whole unlimited field of sound, which ranges
indefinitely in opposite directions (high and low). The infinite variety
perfect and similar (réAeoy kal duovov) and obtained by multiplication, e.g.
3 X 3, not 3 + 3.” Alexander wrongly interprets edAoyiorw to mean àpriw.
The true meaning is clear from Arist. De Sensu 439634: eù\óytorot apibyol =
“proportions where the division of one term by the other takes very little
trouble” (G. R. T. Ross (Cambridge, 1906] ad loc.), ie. the simplest
proportions.
thing in this world results from numbers, when the mixture of ingredients is
12 De Sensu 439b21. Cf. Arist. Pr. XIX.35.920a27 ff.): The octave is the
most beautiful concord because the terms of the ratio (1:2) are whole numexpressed by an even or an odd number, and most of all when the result is
bers, and the division leaves no remainder.
did not hesitate to say that the virtue or good (rò ed kal rö à yab6r) in every-
Pagina 8
Vedi nel PDF(si apre in una nuova finestra)of quality in sound is reduced to order by the exact and simple law of
ratio in quantity. The system so defined still contains the unlimited
element in the blank intervals between the notes; but the unlimited is
no longer an orderless continuum; it is confined within an order, a
kosmos, by the imposition of Limit or Measure.
The mathematical genius of Pythagoras was capable of abstracting
this complex of conceptions from the particular case of sound. It must
have been by a flash of inspired insight that he saw in it a formula of
universal application—the union of the two opposite principles of
Limit and the Unlimited to form the Limited. To the microcosm it was
immediately applied in the doctrine that the good state of the body
(health, strength, beauty) is the proportioned mixture or temperament
of the physical opposites, hot and cold, wet and dry, etc. This conception, stated by Alcmaeon,' a junior fellow-citizen of Pythagoras at
Croton, persists throughout ancient medical theory.
There is no reason to doubt that the application to virtue, the health
or good condition of the soul, is equally old. The distinction between
soul and body was not so sharply drawn as to prevent the Pythagoreans
from practicing psychotherapy. As they used charms for physical
ailments, so they cured the sick soul by music and the recitation of
poetry.'4 Protagoras in Plato’s dialogue treats as a commonplace of
educational theory the effect of music in producing euharmostia, “good
temper,” and eurhythmia, “good rhythmical order,” in the soul, and
its result, virtuous conduct.!5 This was not invented by Plato. The
doctrine, indeed, only gave an exact and abstract expression to the
popular notion that self-control (söphrosyne, kosmiotés) is moderation,
the imposition of Limit or Measure upon turbulent passion that runs
to excess—a notion that lay at the center of Greek morality. To say
that virtue is euharmostia is only to restate this in terms suggested by
the musical discovery of Pythagoras.
Does the doctrine that the soul itself is a harmony go back to Pythagoras himself? This is commonly denied on the ground that, if the soul
is a harmony or krasis, “blending,” of the bodily opposites, it cannot
survive the dissolution of the body: the doctrine is inconsistent with
transmigration or any form of survival.'® This is, of course, the argu18 Alcmaeon B4. Cf. Plato Symp. 186d.
4 Tamb. VP 164.
15 Prt, 326a. Cf. Eryximachus in Symp. 187d.
16 Professor Burnet, who uses this argument, is hardly entitled to do so,
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
145
ment urged by Simmias in the Phaedo (85e and 92); but the inconsistency
does not seem to have been perceived by Philolaus, whom the young
Simmias had heard at Thebes. There is no doubt that Philolaus held
both that the soul is, in some sense, a harmony and that it is immortal.”
If Philolaus felt no inconsistency, it is still less likely that the earliest
Pythagoreans would have been aware of any. It is probable that the
objection was first raised by Plato; and his argument apparently was not
accepted as conclusive, for Aristotle speaks of “soul = harmony” as an
opinion that has been “handed down” (paradedotai) and that “commends itself to many minds as readily as any of those previously
mentioned.” 18...
That the doctrine of the three parts of the soul goes back to Pythagoras himself we are told on the authority of Posidonius, who, as
Professor Burnet says, was “not likely to have been mistaken on such a
point.” 1° Pythagoras must, indeed, have thought of the soul as in some
sense divided into at least two parts. This follows from the central
religious experience of the divided self, the internal warfare between
good and evil, the Orphic double nature of man, the sense of sin
combined with the consciousness of inward good and light taking part
against inward evil and darkness. And with this must go also the
possibility of internal reconciliation and concord, when the man, as
Plato says, becomes ¢idos éavrô, “a friend to oneself,” and eis &
mo\ha@v, “a one (man) out of many.” If virtue is this concord (symphönia) or peace of the soul gained by the mastery of passion and
animal desire, what could be more natural to the Pythagorean mathematico-musical mode of thought than to conceive the soul itself as the
since he regards inconsistency between religious and scientific beliefs as normal in the Pre-Socratic philosophers (EGP, p. 295). Cf. p. 250: “All through
this period there seems to have been a gulf between men’s religious beliefs,
if they had any, and their cosmological views.”
17 Cf. Erwin Rohde, Psyche, 2d ed., Freiburg i.B. (Leipzig and Tübingen,
1898), vol. 2, p. 169.
18 De Anima 1.4, init.
19 John Burnet, Plato’s Phaedo (Oxford, 1911), note on 68c, where the
passages cited by Eduard Zeller (Die Philosophie der Griechen, vol. 1, 5th ed.
(Leipzig, 1892], p. 447) are quoted. Professor Burnet also points out that the
doctrine of the tripartite soul agrees with the Pythagorean apologue of the
Three Lives, compared to the three classes of men who go to Olympia (1) Oéas
évexa, (2) to compete (66a), (3) to buy and sell (xépôos), Iamb. VP 58.
Pagina 9
Vedi nel PDF(si apre in una nuova finestra)harmonia, and the parts of the soul as the terms to be harmonized and
brought into concord? .. .
I conclude, then, that there is good reason to regard “soul = harmony,” thus interpreted, as an original Pythagorean doctrine. Indeed, if
virtue is a symphönia, I do not see how the soul can be anything but the
harmonia which contains it. It was, moreover, because the human soul
contained both the divine and the irrational parts that it could, if
purified, become wholly divine, or, if still impure, sink into the lower
forms of life. So far from contradicting transmigration, the doctrine of
the tripartite soul, under the image of the charioteer and his horses, is
seen in the Phaedrus as part of the scheme of transmigration. The sense
given to “soul = harmony” by Simmias in the Phaedo is quite different.
Not that it is necessarily incompatible with the other. It is possible to
regard the soul both as the vital principle which, during earthly life,
maintains a healthy balance of the opposite elements in the body, and
also, in its other aspect, as a harmony of its own three parts, with its own
peculiar concord, virtue. When disembodied, it would temporarily lose
the former function, but would remain a harmony in the second sense,
more or less well tuned according as it departs this life more or less
“pure.”
The fact is that in dealing with the doctrine of the soul in philosophies
of the religious type, we are dealing with a thing that exists, as it were,
upon two different planes—the spiritual plane and the natural. On the
natural plane the soul acts as a vital principle, distinguishing organic
living things from mere casual inorganic masses of matter. In that aspect
it is conceived in Pythagorean mathematico-musical terms as a harmony
or ratio, expressible in numbers. It is the element of proportion in an
ordered compound. But on the spiritual plane, it is itself a compound
of good and evil parts—of the element of limit, order, proportion,
reason, and the disorderly unlimited element of irrational passion. So
considered, it is a permanent immortal thing. The question how exactly
this spiritual thing is related to the vital principle which distinguishes a
living from a dead body is a question that might be put to any modern
believer in immortality without the expectation of any very clear and
precise answer.
The other argument urged in the Phaedo against “soul = harmony”
seems to be fallacious. It is that, if you say that the soul is a harmony,
you must not also say that virtue is a harmony, for then, in the virtuous
soul, you would have a harmony of a harmony. The answer is simple:
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
147
“harmony” is ambiguous.? It may mean merely an adjustment, or a
tuneful adjustment. A lyre that is out of tune (anharmostei)®! is still
adjusted, though wrongly. Virtue is not so much harmonia as euharmostia; vice is anharmostia. The virtuous soul is the well-tuned adjustment; the vicious, the ill-tuned. No doubt, a strictly logical and literal
consideration will discover what seem to us to be obscurities and even
contradictions in the conception. But the greater, in that case, the
likelihood that it did not date from the end of the fifth century, when
men were thinking much more clearly than they had a hundred years
earlier
2?
The reason for supposing that the doctrine “soul = harmony” goes
back to Pythagoras is that it seems to follow from the correspondence
of macrocosm and microcosm and to be required by the fundamental
conception of the imitation of God, considered as the tuning of the
soul into consonance with the celestial harmony, which alone will
manifest euharmostia in perfection. “The whole Heaven is harmony and
number.” The macrocosm is a living creature with a soul, or principle
of life, and a body. It is an easy inference that the soul of the world is
a harmony or system of numbers (as it is described by the Pythagorean
Timaeus in Plato)—that very harmony which is manifest to sense in the
order of the heavenly bodies and is to be reproduced in the attunement
of the individual soul.
We can now approach the interpretation of the famous symbol called
the tetractys or “tetrad,” which is a compendium of Pythagorean
mysticism. The tetractys is itself a system of numbers. It symbolizes the
“elements of number,” which are the elements of all things. It contains
the concordant ratios of the musical harmony. It might well be described
in the Pythagorean oath as “containing the root and fountain’ of
everflowing Nature.” In one of the akousmata preserved in Iamblichus
*0 Hence the doctrine vacillated: Arist. Pol. 1340b17.
21 Plato Grg. 482b.
22 There is the same confusion and obscurity about the Aöyos ris uitews of
Empedocles, which Aristotle suggests that he identified with äpuovia kad Wuxn
(De Anima 1.4.408a13 ff.). I believe that Empedocles’ physical doctrine of the
nature of soul was consistent (to his mind) with transmigration. See From
Religion to Philosophy (London, 1912), p. 239. Since the peculiar features of
Empedocles’ physical system can only be explained by the desire to accommodate his religious doctrines, the common view that the religion and science
are incompatible must be rejected.
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149
it is identified with the cosmic harmony? It was also called kosmos,
ouranos, pan.?* Theon says it was held in honor because it contained the
even are those that are divisible in two equal (parts), odd those that are
nature of the universe.?5
further: “Since even numbers start with 2, odd numbers with 3, and 5
The tetractys, also called the decad, consists of the first four integers
(1 + 2+ 3+ 4 = Io), represented in the old fashion by pebbles or
dots arranged in an equilateral triangle .".*. . It “represents all the
ee
ee
consonances,” in the sense that these four numbers are those which
occur as terms in the concordant ratios discovered by Pythagoras in
the musical scale. It is “perfect,” and “embraces the whole nature of
number,” because all nations count up to ten and then revert to one;
all the other numbers are obtained by repetition of the decad.? Further,
the component numbers symbolize the “elements of number.”
divisible in unequal (parts) and have a middle.” Plutarch explains
is generated by the combination of these, 5 has rightly received honor
as the first product of first principles, and has been named ‘Marriage,’
because the even is like the female, the odd like the male. For when
numbers are divided into equal parts, the even is completely parted
asunder, and leaves within itself as it were a receptive principle or space,
whereas, when the odd is treated in the same manner, there is always
left over a middle (meson), which is generative (gonimon).”® And again,
“when numbers are equally divided, in the uneven number a unit is
left over in the middle, while in the even there is left a masterless and
numberless space, showing that it is defective and imperfect.” #
Thus the Dyad, as the first even number, stands for the female
“It is clear,” says Aristotle? “that the Pythagoreans regard number
receptive field, the void womb of unordered space, the evil principle of
both as the matter of things and as their properties and states. The
the Unlimited. The Triad is its opposite, the good principle of Limit,
elements of number are the even and the odd, of which the even is
unlimited, the odd limited. The One (or Unity) consists of both, for it is
both odd and even. Number (proceeds) from the One, and numbers, as
has been said, are the whole Heaven.”
are both symbols of the marriage of Even and Odd, Unlimited and
the male whose union with the Unlimited produces the Limited. As
Aristotle says:2 “The Universe and all things (in it) are limited or
determined by three” (the Triad). The numbers 5 (2 + 3) and 6 (2 X 3)
This obscure statement can be interpreted with the help of other
authorities.
:
Limit.
First, there is the identification of the Even with the Unlimited, the
Odd with the Limited, or Limit.?® Euclid’s definitions of Even (Book
the Monad they are not yet differentiated; it “consists of both,” is both
VII, def. 6 “the number divisible in two [parts]”) and Odd (def. 7 “the
number not divisible in two [parts]’”) seem to be derived from the
like the Orphic Phanes. The Monad, so conceived, is not the first in the
series of numbers; indeed, it is not a number at all, but arché (“principle” or “origin”) of number.* It is the original undifferentiated
unity, from which emerge the two opposite principles Limit and Un-
Pythagorean definitions given by Aristoxenus:? “among numbers,
“amb. VP 82 (= DK 58C4): ri &orı rd &v Aeddots gavretov; rerpakris,
Ömep éoriv
üpuovia &v ÿ ai Zeipijves.
24 Plutarch Isis et Osiris 75.
25 Theon. Smyrn. m. rerpaxrtos 154 (ed. Dupuis).
2° Arist. Metaph. 1.5.986a8; Aet. 1.3.8; Hippol. Haer. VI.23.
27 Metaph. 1.5.986a15.
8 Metaph. 1.5.990a8 has mépas (not memepacuevov) and ämeupov as the
equivalents of srepurróv and äprıov. Ilepas (repaivov, Philolaus) is correct.
# DK 58B2; Diels compares Arist. Metaph. XIII.8.1083b28, q.v. For explanations and other definitions see T. L. Heath, The Thirteen Books of
Euclid’s Elements (Cambridge, 1908), vol. 2, p. 281. The curious and unique
use of ioookeAns = üprıos and cxadnvds = mepurrós in Plato Euthyphro 12d
may be explained by the diagrams -]-, :]:, :]:, etc, and -]:, :]:, :]:, etc.
Such are the two opposite “elements of number” and of all things. In
odd and even, or, in mythical language, male and female (arsenothélys),
limited, the elements of number and of all things.
In this interpretation of the Monad in the tetractys I have taken the
view that the Monad is prior to, and not a resultant or product of, the
which show even numbers when divided as “equal legged,” odd numbers as
having one leg longer than the other.
30 De E ap. Delphos, 388A. On this subject see W. A. Heidel, “Ilépas and
“Arespoy in the Pythagorean Philosophy,” AGP, 14 (1901), 384-99.
3 Plutarch (Diels, Dox. Gr., 96) ap. Stob. Ecl. Phys. 1.1.10, p. 22 (ed.
C. Wachsmuth).
82 Arist. De Caelo 1.1.268a10.
33 Aristoxenus ap. Stob. LI pr. 6. DK 58Bz2.
Pagina 11
Vedi nel PDF(si apre in una nuova finestra)two opposite principles, Odd or Limit, and Even or Unlimited. In
favor of this view the position of the Monad at the head of the tetractys
seems to be decisive. As Theon, discussing the properties of the numbers
in the tetractys, says: “The Monad is the origin (arche) of all and the
most dominant of all . . . and that from which all things issue forth
(é£ fis Távra), whereas it does not issue forth out of anything, being
indivisible and potentially all things, unchangeable, never transcending
(exhistamené) its own nature in the process of multiplication” (ie.
I= = 1).® This view has also the advantage that it brings the Pythagorean scheme of thought into line with the other early systems, both
mythical and scientific. The abstract formula which is common to the
early cosmogonies is as follows: (1) There is an undifferentiated unity.
(2) From this unity two opposite powers are separated out to form the
world order. (3) The two opposites unite again to generate life. This
formula is stated clearly by Melanippe the Wise (Eurip. Fr. 484 N?):
“The tale is not mine; I had it from my mother: (1) that Heaven and
Earth were once one form, and (2) when they had been sundered from
one another, (3) they gave birth to all things and brought them up into
the light, trees, and winged things, and creatures that the salt sea breeds,
and the race of mortal men.” % The same formula, stripped of the
mythical imagery of sex, fits the cosmogony of Anaximander. He has
(1) the primal undifferentiated apeiron, containing in complete fusion
the opposites which are to be separated out of it;?” (2) the separating
out of these opposites in two pairs—first the Hot (fire) and the Cold
(air), and later the Wet (water) and the Dry (earth)—to form the world
order; (3) the reunion of the opposites (conceived, not as marriage, but
under the alternative symbol of the warfare and agression of the
opposite powers invading one another’s provinces unjustly) to form
those temporary combinations which are living things. The Pythagorean
34 Hence in the above passage from Aristotle (Metaph. I.5.986a19) I translate TO dé & &£ auporépwr elvar Tourwv “the One consists of both of these”
(odd and even), not (with Ross, e.g.) “the 1 proceeds from both of these.” Cf.
Alexander on Metaph. 985626, p. 30, 16 Bz.
% Ed. Jean Dupuis (Paris, 1892), p. 164.
36 Cf. Appollonius Rhod. 1.494. For the separation of Father Heaven and
Mother Earth out of a primal unity and their subsequent marriage, see
Edward B. Tylor, Primitive. Culture, 4th ed. (London, 1903), vol. I, p. 325
(parallels from New Zealand, China, etc.), and Arthur Grimble, “Myths from
the Gilbert Islands,” Folk-Lore, 33 (1922), 91-112.
37 So Aristotle, see Phys. 1.4.187a20.
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
ISI
Monad similarly symbolizes the primal undifferentiated unity, from
which the two opposite principles of Limit (physically, light or fire) and
the Unlimited (space, air, “void”) must, in some unexplained and
inexplicable way, be derived. The union of the two opposites, as Plato
explains in the Philebus, generates to mikton, “the mixed,” when “the
equal and the double and whatsoever puts an end to the mutual disagreement of the opposites, by introducing symmetry and concord,
produce number” (25d).
The parallel with Anaximander suggests that, for the interpretation
of the fourth number in the tetractys, we may use the identification of
4, as the first square number, with Justice.% In the third stage of the
cosmogonical formula above stated, the combination of the sundered
opposites to generate life is represented in mythical terms either as a
marriage or as a warfare. In the Euripides fragment we have the
immemorially ancient symbolism of the marriage of Heaven and Earth,
mediated (in the Orphic cosmogony, as in Hesiod) by Eros or Phanes,
and, in physical terms, by the rain, the seed of the Sky-father.* The
marriage symbol is appropriate to the elemental forms arranged in
concentric regions in the erder of space. The two extreme elements,
heavenly fire and earth, are united by the intermediate element, water
or “air” (mist, etc.) or to metaxy, “the in between.” The alternative
symbol of warfare, on the other hand, fits the same elemental forms
(Hot, Cold, etc.), conceived rather as the seasonal powers in the order
of time, in which each prevails successively and yields in turn to its
antagonist.# The principle of justice is preserved by this balanced
alternation of advance and retreat. As Anaximander says, “Things pay
to one another the penalty of their injustice according to the order of
time” (Br). Now it can hardly be accidental that in the Pythagorean
number-symbolism, after the undifferentiated Monad and the numbers
2 and 3 representing the opposites, female and male, the next two
numbers, 4 and 5, symbolize Justice and Marriage. Justice, 76 dvrımemovdös
ANY, “reciprocal treatment,” according to the law of Rhadamanthys,“
88 Arist. MM 1.1.1182a11, duxatootvn dpiOuds ioaxts toos. This interpretation of 4 in the Decad occurs in a Paris MS. published by Armand Delatte,
rerpàs
in his Etudes sur la littérature pythagoricienne (Paris, 1915), p. 167:
Ötkatooúvn ba TO loakıs Loop.
39 Aeschylus Danaids 44 N°.
40 Cf. Empedocles B17.26, speaking of his elements; Alex. Polyhistor ap.
Diog. Laert. VII.26 (Pythagorean doctrine).
4 Arist. EN V.5.1132b21.
Pagina 12
Vedi nel PDF(si apre in una nuova finestra)completes the tetrad, and assures that the opposite tensions of the
contraries shall be held together in harmony.“ It is easy to see why
later authorities also identify the square number with philia.*
Such is the meaning of this extraordinary symbol, the tetractys
which both contains the elements of number and of all things, and, de
“the fountain of everflowing Nature,” symbolizes also the evolution of
the many out of the One, the cosmogonical process. How was this
process conceived?
We have hardly any information about the earliest Pythagorean
cosmogony. Pythagoras was the discoverer of the world of mathematics, which was to be conceived later as a supersensible world of
concepts related in an infinite system of eternal truths—a timeless
world in which no change or process can occur, and which is unaffected
by the existence, becoming, or perishing of any sensible thing. But
Pythagoras was still far from realizing the nature of this new world of
thought. To him numbers and their relations were not only invested
with a halo of divine and mysterious properties, but were also implicated in the sensible world, serving as the substructure of reality within
that world and occupying space. He could not yet distinguish clearly
between a purely logical “process” such as the “generation” of a series,
and an actual process in time such as the generation of the visible
Heaven, which “is harmony and number.” The cosmogonical process
was thus confused with the generation of numbers from the One, and
will appear to us as a transcription of this (really logical) process into
physical terms. The physical system will be determined by the way in.
which the generation of numbers is conceived. It was at this point, I
believe, that the two schools of Pythagoreans—the original sinthe-centinn
mystics and the fifth-century mathematicians—parted company. They
took very different views of the nature of the Monad, and consequently
of the generation of numbers and things.
We have seen how, in the primitive symbolism of the tetractys, the
Monad was the divine, all-inclusive unity, containing both the opposites, male and female, Limit and Unlimited. According to the old
cosmogonical scheme, from the undifferentiated unity emerge the two
opposite principles, and these are recombined to generate determinate
# Cf. Plato’s description of Ötkatooúvn in the Republic, 443c—e.
| = Alex. on Arist. Metaph. 987a9 (p. 36, 18 Bz). The saying dı\örns icórns
is attributed to Pythagoras by lamb. VP 162 and Porphyry VP 20 (probably
following Timaeus; Delatte, p. 253).
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
153
(limited) things—the series of numbers and the things which represent
or embody (mimeisthai) numbers. Thus any determinate thing will, like
the Orphic soul, contain both principles, good and evil, light and
darkness.
How this process was construed in physical terms is obscure. The
Unlimited was evidently the unmeasured field of space, which, though
called “the void,” was filled by “air,” the circumambient envelope of
the limited Heaven, the breath of the living world. It is the primeval
“Night” of the Orphics. The opposite principle of Limit is manifest to
sense as light or fire. The product of the two principles is the cosmos or
Heaven. As the unlimited range of musical sound is marked off by
consonant numbers into the definite intervals of the musical scale, so
the blank field of darkness is marked off by those boundary points of
heavenly light, sun, moon, and planets, whose orbits (still conceived as
material rings) are set at musical intervals to form the celestial harmony
or scale, bridging and binding together the visible order from earth at
the center to the outermost sphere of the fixed stars. How this majestic
order was evolved we cannot say. There is no sign that the earliest
Pythagoreanism went further.‘
The geometrical character of Pythagorean arithmetic must, of course,
not be forgotten. Indeed, we are told that Pythagoras identified geometry with science (historia) in general.“ In the unlimited darkness of
night all objects lose to the eye their colors and shapes; in the daily
renewed creation of the dawn of light they resume their distinct forms,
their surfaces and colors (chroia in Pythagorean language means both).
Thus in the physical world, light, the vehicle of knowledge, acts as a
limiting principle, which informs the blank darkness with bodies
bounded by measurable planes and distinguished by all the varieties of
color. A body is thus a visible thing in which two opposite principles
meet—the Unlimited (darkness, “air,” void, space) and Limit, identified
with the colored surface (eldos, iôéa, uoppn, oxua). True to its mathematical character, Pythagoreanism tends to conceive a sensible body as
essentially a geometrical solid, whose surfaces are ultimately reducible
44 Aristotle’s obscure remark as to the Pythagorean koopomoula (Metaph.
XIV.3.1091a12) refers, I believe, to the later system of Number-atomism discussed below (see p. 157). At Metaph. 1.8.990a8 Aristotle remarks that, though
the Pythagoreans yevvôot Tov obpavóv, they have no explanation how there is
to be motion when only Limit and Unlimited or Odd and Even are posited.
45 Tamb. VP 89.
Pagina 13
Vedi nel PDF(si apre in una nuova finestra)to numbers and their relations. It is the mode of conception applied in
Plato’s Timaeus to the atoms of the four elements. In this way things
“represent” numbers.
Now in this system of thought the most obscure and inexplicable
moment is the evolution, out of the primal unity, of the two opposite
principles, the elements of number and of all things.“ The lucid and
logical mind of Parmenides fastened upon this point. He accepted the
premises (ultimately dictated by religious preconceptions) that Limit,
Unity, Rest are good, and therefore attributes of the real. But, with a
logic that seemed unanswerable, he exposed the latent contradiction in
sixth-century Pythagoreanism, which had sought to combine these
monistic premises with a dualistic system of Nature.“ If the real is
indeed one, Nature cannot be a battle-ground of two opposite powers,
good and evil, light and darkness, equally real. If the One is at rest—
motionless and immutable—it cannot become two, and then many; it
must always be One. Plurality, becoming, motion, and change must be
in some way unreal. We must choose between monism and dualism.
Parmenides’ own choice is not that of a man of science, prepared to
accept and explain the obvious facts presented by the natural world. His
preference for unity, rest, limitation (perfection), can be ultimately
explained only by the value, and consequent reality, ascribed to these
conceptions as divine attributes. Rather than surrender these attributes,
he is prepared to set all common sense at defiance. Hence it is in the
Eleatic school that the distrust of the senses, so immensely important
in later thought, first emerges. This doctrine was indeed latent in the
other-wordliness of the Pythagorean type of religion, in the condemnation of the body as a dark prison hiding the light of truth from the
soul. Like the appetites, the senses were regarded as bodily and inseparably connected with pleasure, which ascetic religion suspects and
denounces. But the philosophic conclusion that the senses are false
‘6 Later mysticism regards the emergence of the Dyad as an act of rebellious
audacity: Theol. Arith. 11.10 rpwrn yap ù duds dexdopuoev aùrijv Ex rijs uovádos,
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
155
witnesses to the external reality they profess to show us was new. It was
destined to lead, later on, to the skepticism of the Academy. Thus the
first parent of skepticism was not science, but religion.
Here, however, we are not concerned with these developments, but
only with the light thrown by Parmenides’ criticism upon the character
of the original Pythagorean system. The first part of his poem leaves the
divine Monad incapable of generating a pair of opposites, and through
them the world of appearances. The second part contains a cosmogony
on the traditional lines, vitiated by its dualism. In neither part is there
any trace of the pluralist system next to be considered. . . .
II. THE SCIENTIFIC SYSTEM: NUMBER-ATOMISM
The existence of such a doctrine in the generation after Parmenides is
proved by the critical arguments of Zeno. Zeno did not, like Parmenides,
attack the dualistic doctrine of two opposite forms, or the inconsistency
of this doctrine with monistic premises. His criticism is directed solely
against the pluralist view that a manifold world and motion, denied by
Parmenides, can be restored by regarding the real as composed of a
plurality of units or monads moving in space. He deduces the absurdity
of the hypothesis “if the many are” in that sense. This is not the hypothesis of primitive Pythagoreanism, nor yet.the developed atomism of
Leucippus. It appears to be an inchoate form of atomism, a reinterpretation of the doctrine of numbers, designed to obviate Parmenides’
criticism.
Most of Aristotle’s allusions to the doctrine of “the Pythagoreans”
refer to this system. At Metaph. XIII.6.1ro8ob16, for instance, he attributes to them the following theory. (1) There is only one kind of
number—namely, mathematical number. (2) This number does not
exist separately, but sensible substances are composed of it; indeed, the
Pythagoreans construct the whole Heaven of numbers. (3) These
numbers do not consist of abstract units, but the units are conceived as
ößev kal röAua kakeiraı. So Plotinus, who in Enn. V.1.1 ascribes the fall of the
having spatial magnitude. (4) They are described as “indivisible magnisoul to röAua. Proclus on Plato Alc. I 104e attributes this use of Tó)\ua to the
Pythagoreans.
‘7 Simplicius Phys. 181 (quoting Eudorus): “According to their highest
tudes” (atoma mege thé, 1083b13). (5) Things (ta onta) or bodies (sömata)
are identified with numbers composed of these, indivisible magnitudes
or monads; “at any rate, they apply their propositions to bodies as if
they consisted of those numbers” (1083b12 ff.). (6) The Pythagoreans
regarded numbers as generated—the process of generation being, of
course, identical. with the physical generation of the sensible world
(109117 ff.).
teaching we must say that the Pythagoreans hold the One to be the principle
of all things; according to a secondary teaching (ôebrepos X\óyos) they hold
that there are two principles of created things, the One and the nature opposed to it.”
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My contention is that the theory here outlined is not merely not
clearly from the passage of Aristotle already quoted (1091413 ff.),
identical with the mystical doctrine reconstructed in the earlier part of
this paper, but cannot be reconciled with it. It proceeds from a totally
where he adds that it is impossible to doubt that the Pythagoreans
believed in a generation of numbers, thereby committing the absurdity
different conception of what is meant by the “monad,” and of the way
in which numbers are generated from it. In the old mystical system the
Monad, standing at the head of the tetractys, was the primal all-inclusive
unity, both male and female, from which the elements of number,
Limit and Unlimited, proceeded before they reunited to generate numbers. Deprived of the mysterious power of generating plurality, this
Monad becomes the One Being of Parmenides. It is obviously unique.
Numbers cannot consist of a plurality of such units (pléthos monadön)
merely added together. Numbers are not obtained in that way, but by
the union of the Limit and the Unlimited. But now this whole conception of the generation of numbers has been destroyed by Parmenides’
logic. The “mathematicians” with a scientific turn of mind, indifferent
to the obscure symbolism of the tetractys and to the religious premises
of the founder’s system, accept Parmenides’ criticism of it. The Monad,
the “beginning of number,” is divested of its mystical properties. Let it
be simply an indivisible unit. There is then nothing to prevent our
supposing the existence of an indefinite plurality of such units, and
saying that any number is simply a plethos monadön.
On this view, any number is a “finite plurality” or “collection of
units.” For the process by which numbers are generated we find the
of holding a becoming of things which are really eternal. “For their
language is clear when they say that when the one” (i.e. “the first unit
having magnitude,” 1080b20) “had been constructed, whether out of
planes or of surface or of seed or of some (elements) they cannot
describe, immediately the nearest part of the Unlimited began to be
constrained and limited by the Limit. Since, however, they are describing the construction of the cosmos and mean what they say in a physical
sense,” their opinions, Aristotle concludes, need not be further examined here, but belong to physics.
It seems clear from this passage that the Pythagoreans had not yet
reached the position of fully developed atomism, which postulates an
indefinite plurality of atoms or monads as an ultimate and eternal fact.
Such a plurality seems to be required if sensible bodies are to be built
of monads or indivisible magnitudes, as they were in both systems. A
body is a collection of monads, systema monadön, and so a number.
But is there any sense in which one of the monads composing bodies—
a “first unit”—can be regarded as prior to, or generating, the collection?
For atomism, no; but the Pythagoreans confused the physical process
with the so-called “processes” of arithmetical generation and geometrical construction. They had not faced the question which puzzled
expressions “flow of quantity” (chyma posotétos) and “progression of
multitude from a unit and retrogression of multitude ceasing at a unit.”
prosthesin), or how “division” (schisis) can be the cause of one becoming
These are objective terms for the subjective processes of adding and
two (Phaedo 97a). Aristotle’s mention of “seed” (sperma) suggests that
Socrates: how one and one can “become” two “by addition” (dia
subtracting. Thus Theon, after giving the second of the above definitheir thought was governed by the analogy of the growth of the living
tions, proceeds: “A unit is a limiting quantity (perainousa posotes)—a
principle or element of numbers—which, when the multitude is diminished by subtraction (kara miv üpaipeow), is deprived of all number and
takes an abiding position (wo) and rest. For the division (tome)
cannot proceed further; for even if we divide one sensible thing into
body from its “seed” or “root”: both terms are applied elsewhere to
parts, that which was one will become again a multitude or many, and,
by subtraction of the parts, one by one, will end in unity. So the one, as
one, is without parts and indivisible.” We should say that any number
can be obtained by adding one monad to another as often as is required;
but the early Pythagorean mathematicians must have confused the
generation of numbers with a real process that occurred in time and
space, and was identical with the generation of the cosmos containing
sensible bodies, which actually were numbers. This seems to follow
the monad as the principle of number.“ If the cosmos is a living
creature, naturally it also would grow from a seed. This growth is
again confused with the generation of the solid by the “flowing” of the
point into a line, of the line into a surface, of the surface into a solid.
The first or minimum solid is the pyramid,# which is composed of four
points having magnitude, and has four equal triangular faces. This
could readily be identified with the atom of fire, the sensible manifestation of the principle of the Limit. So we reach Aristotle’s alternative
suggestion that the original unit was perhaps “constructed of planes or
48 Plutarch ap. Stob. Ecl. I, pr. 2; Hermes ap. Stob. Ecl. 1.10.15. Cf. also
Arist. Metaph. XIV.5.1092a23-32; Theon, ed. Dupuis, p. 158.
49 Speusippus Theol. Arith. p. 82 ff. (= DK 44A13).
Pagina 15
Vedi nel PDF(si apre in una nuova finestra)surface.” The doctrine, mentioned by Aristotle (De Caelo III.5.304a7),
that Fire is the only element and has the pyramidal form must be
Pythagorean,*° though how it is related to Number-atomism we cannot
say.
On the whole we are left with the impression of an atomistic type of
cosmology struggling to free itself from mythical analogies and elementary confusions of thought. It is obvious that a theory of this kind
would be immediately suggested by the practice of representing numbers by pebbles or counters arranged in geometrical patterns. The
pebbles may stand for a sort of magnified atoms; the space or “field”
(chöra) between them is analogous to the void. By adding unit to unit a
solid body of any size and shape can be constructed. With this simple
materialistic conception of a plurality of monads, the old mystical
derivation of the world and its harmony from the divine Monad and
the “elements of number” disappears, and with it go all the religious
notions of the harmony of warring opposites, good and evil, the
correspondence of macrocosm and microcosm, and the ideal of the
imitation of God. The real is reduced to discrete quantity with the single
purpose of restoring plurality and motion.
Aristotle himself draws attention to the two diverse ways of making
numbers “the causes of substances and being,” which, in my view, are
characteristic of the two different schools of Pythagoreans. At Metaph.
XV.5.1092b8, he remarks that “it has not been clearly distinguished in
which of two ways numbers are the causes of substances and being—
whether (1) it is as terms (horoi), as points are of spatial magnitudes
(as Eurytus used to decide what was the number of what—e.g. of man
or of horse—by representing the forms of living things with pebbles, as
some people bring numbers into the figures of triangle or square). Or
(2) is it that concord (symphönia) is a ratio (Jogos) of numbers, and so is
man and everything else?” As an example of the latter view he instances
Empedocles’ Aöyos ris uitews, “mixture ratio,” and objects that, on this
view, it is the ratio itself (e.g. 3 parts of fire to 2 parts of earth) that is the
essence, whereas the number is “matter.” I believe that this second view
is the original Pythagorean doctrine, according to which things embody
5° There is no evidence for attributing more than rip âpxú to Hippasus,
though the story (countenanced by Heath, A History of Greek Mathematics
(Oxford, 1921], vol. 1, p. 160) connecting his name with the construction of
a regular solid may be recalled. Simplicius ad loc. does not know to whom to
attribute the doctrine mentioned by Aristotle.
MYSTICISM AND SCIENCE IN THE PYTHAGOREAN TRADITION
159
or represent (uueiraı) numbers, not are numbers; and the soul, as the
essential reality, is a ratio or harmony, not a mere collection of monads.
The other is the crude materialistic view of Number-atomism that things
are numbers, and numbers consist of monads, which are the terms or
boundary-stones (horoi) marking out the void “field” (chöra) in the
geometrical patterns of numbers “figured” by pebbles.”
un
The doctrine that the soul is either a harmony or a “mixture ratio is
also foreign to this system. We should expect to find in it a materialistic
conception of the soul approximating to the Atomists’. The soul can be
nothing but a set of monads, and its chief function would be to cause
motion. Now, among the philosophers who say that soul is primarily
“a mover” (to kinoun), Aristotle mentions first the Atomists, with their
soul consisting of spherical atoms or fire, and then remarks that certain
Pythagoreans® held a doctrine which appears to mean the same thing—
namely, that the soul is “the motes in the air,” while others say it is that
which moves these motes. It has been observed, he adds, that “the
motes are constantly in motion even in a complete calm” (i.e. as if they
had the power of self-motion, which he goes on to discuss as an attribute
of soul). I suggest that this view is that of the Number-atomists. It is
hard to see how it could possibly be combined with any doctrine of the
nature of the soul resting on the old conception of the mixture or
harmony of opposites. On the other hand, it could easily be connected
with the fire-atom whose pyramidal shape, being “sharpest cutting
(tmetikötaton), enables it to penetrate everywhere”? —
I need not enter into Zeno’s arguments against this view of reality.
It is generally admitted that they are directed against “the Pythagoreans”;* and Plato tells us that they were a counter-attack upon the
51 The Pythagorean Ecphantus of Syracuse is said to have been the first who
regarded the Pythagorean monads as bodily (owparikás) or as ddtaipera
chara of which sensible things consist (Aet. 1.3.19; Hippol. Haer. 1.15).
His date is unknown; but the testimony supports the view that this Numberatomism was no part of the original doctrine, and that the view that things
are related to numbers by uiunous is older than the identification of bodies
|
with numbers.
52 Themistius observes that he does not know which Pythagoreans are
meant (x. Wvxíjs 1.2, p. 17, Spengel). The doctrine was evidently obsolete.
53 Arist. De Caelo III.5.304a7; cf. De Anima 40gal ff.: Democritus and
Leucippus made soul consist of spherical atoms “because such shapes are
most able to permeate everywhere.”
8 [This no longer “generally admitted.” See above, pp. 13-I 5.—Ed.]
Pagina 16
Vedi nel PDF(si apre in una nuova finestra)hypothesis “if the many are” as held by those who satirized Parmenides’
argument and urged that it led to ridiculous contradictions.5* This
testimony exactly agrees with the view above advocated, that Numberatomism was the form of pluralism put forward by the Pythagorean
mathematicians as a reply to Parmenides.
In trying to distinguish the two divergent schools of Pythagoreans I
have naturally stressed the fundamental differences. I do not, of course
wish to imply that, for instance, the method of representing numbers by
geometrical patterns was not practiced by Pythagoras. But it was the
“mathematicians” who, so to say, took this method as giving a literal
picture of the structure of reality, and so gave birth to Atomism, which
in the series of philosophical systems stands in extreme contrast to the
religious tradition continued by Philolaus and Plato.
54 Plato Parm. 128c. The imaginary date of the dialogue is about
450 B.c.
Zeno is “about 40 years old” (127b), and he speaks of his treatise
as having
been written “when he was young” (128d). This suggests a date
about 470
which would be too early for an attack on Atomism proper.
PYTHAGOREAN PHILOSOPHY
BEFORE PLATO
Charles H. Kahn
The name of Pythagoras is not only the most famous, it is also the most
controversial in the history of Greek thought before Socrates and
Plato. Since antiquity it has been a name to conjure with: There is
such a wealth of conflicting evidence concerning Pythagoras’ teaching,
but so much of this evidence is unreliable. In 1925 A. N. Whitehead
could write, in reference to the function of mathematical ideas in
abstract thought: “Pythagoras was the first man who had any grasp
of the full sweep of this general principle. . . . He insisted on the
importance of the utmost generality in reasoning, and he divined the
importance of number as an aid to the construction of any representation of the conditions involved in the order of nature.” ! But just two
years earlier Erich Frank had published a book in which he claimed
that “all the discoveries attributed to Pythagoras himself or to his
disciples by later writers were really the achievement of certain South
Italian mathematicians of Plato’s time (in the decades before and after
400 B.C.),” that these contemporaries of Plato are the “so-called
Pythagoreans” referred to by Aristotle, and that this mathematical
school must be sharply distinguished from the “genuine Pythagoreans
who are attested in southern Italy since the sixth century as a religious
sect similar to the Orphics.” ? The implication of this view is that,
except in connection with religious doctrine concerning the soul, the
name of Pythagoras should be struck out of the history of philosophy
and replaced by the name of Archytas and other mathematicians of
This article was written specially for this volume and has not been previously published.
1 Science and the Modern World, p. 41.
2E. Frank, Plato und die sogenannten Pythagoreer (Halle, 1923), p. vi.